Aml 161014061258

Copyright © 2016 Allsec Technologies. All rights reserved.

Fraud & Anti – Money

Laundering Compliance

Solutions

© 2016 Allsec Technologies. All rights reserved.

Contents

Allsec Overview

AML-as-a-Service Overview

AML Life Cycle

AML Process Flow

Financial Crime Management Overview

Case Study

Value Proposition

© 2016 Allsec Technologies. All rights reserved. 3

Building Lasting Relationships

30% stake by the Carlyle Group

with public listing on the NSE

Global presence in 6 cities across

India, US, and the Philippines

200+ long-lasting

customer relationships

3,500+ employees

across the globe

6

3,500

+ 30%

Allsec is a global service provider committed to providing

best-in-class process solutions. Our dynamic

partnerships stand testimony to our track record of

providing outstanding customer experience and

maximizing clients’ Return on Investment.

Information Security

Accreditations


Voice Services

ISO 27001:2013

PCI DSS Level 1

HIPAA Compliance

Locations: India US Philippines


Payroll

ISO 27001:2013

ISAE 3402

Locations: India Philippines


Mortgage

ISO 27001:2013

PCI DSS Level 1

Locations: India US Philippines

Business Enablers


People

Expertise in managing business

engagements across all customer channels

Right sourcing and training strategies for

best-of-breed resources

Geographically distributed team to support

the business situation


Process

Tested training modules for industry and

vertical specific scenarios

Capability to architect channel-specific

management strategies

Dynamic & seamless customer experience

across all customer touchpoints


Technology

Dedicated & intelligent platforms with ISO

certified security standards & quality checks

Controlled and customizable workflow

environment

Real time reporting of business performance

and analytics


The Allsec Way of Life

Our DNA

Strategic Vision

Collaborative

Approach

Exceeding

Expectations

Differentiators

Quality Focused

Dynamic Thought

Leadership

Flexible &

Transparent

Enablers

Automation driven IT

Reengineering & process

improvements

Intelligent analytics

ENHANCED

BUSINESS

VALUE

+ + =

AML as-a-Service


With increasingly complex & stringent Anti-Money Laundering compliances,

Allsec helps you monitor every one of your financial transactions

Identity Authentication Records Verification Background Investigation

Red Flags and Alerts Negative News Searches Advanced Analytics


Satisfies regulatory requirements

Generates greater knowledge of customers and their

account activities

Spans the entire enterprise and detects all suspicious

behavior rapidly

Reflects industry best practices and provides long-term

cost effectiveness

Uses second generation AML technology that is easy to

use and change

Allsec’s AML compliance

system does the following:

Our services include initial alert reviews, records verification,

manager review, investigations, reporting and quality

assurance review

100,000We’ve closed over 100,000

cases in the past 18 monthscases

© 2016 Allsec Technologies. All rights reserved.

Accelerate customer

onboardingMitigate risk

Strengthen

compliance

Focus on more

strategic objectives

Reduce operating

cost

Know Your Program -

Know your Customers

Allsec's Anti-Money Laundering (AML) experts

provide a broad range of professional and consulting

services that are designed to apply effective AML

solutions to a wide array of organizational structures

and conditions, business lines, geographic markets,

regulatory situations and implementation timetables.

Operational, Investigative & Remedial

Services

Risk Advisory & Consulting

Trade Finance AML Monitoring &

Reporting

AML Technologies


AML Process Workflow

Offshore

Transaction

Database

AML

Platform

Alert Triggers

Offshore

Alert

Investigation

Case Creation &

Manager Review

Analysis & Reporting

Investigations Texas

SAR

Creation

Customer Locations

Country Regulator

(Banks/Law Enforcements

Local Monitoring

- SAR Filing

- Acct

Monitoring

- QA Review

Further

Review


Financial Crime Management Services

Access critical

information

Instantly authenticate

identities

Locate and verify

records

Leverage advanced

analytics

Track unlisted phone

numbers and link

individuals

Allsec is a leader in the Financial Services

industry, with an integrated, best-in-class, end-to-

end solution of intelligent software and robust

technical infrastructure.

Allsec’s AMLS delivers peace of mind,

improved flexibility & significant

cost savings for financial institutions that

need to mitigate risk & ensure AML/BSA

compliance.

Case Study – Global

Bank


Background

The client is a leading financial institution with a 150-year history in

some of the world's most dynamic markets.

Its customer base includes people and companies which drive

investment, trade, and the creation of wealth across Asia, Africa and

the Middle East with a total of $726 Billion assets.


Challenge

The client needed a solution to address their

back-logged cases.

With increased scrutiny from regulators, the

bank needed to review the backlog cases

within a stipulated time period and report any

suspicious activity .

They had been fined over $600M by

regulators,.


The SolutionIn 18 months over 100K alerts and 20K cases were resolved and reviewed with 30K SARs submitted

Alerts were expanded for various scenarios for in-depth analysis

Expanded review occurred for a set-case load of clients domiciled in high risk jurisdictions

Additional attention was paid to sanctioned entities and activities

Pending cases were quickly assumed by designated relationship managers

Over 90% of aging cases were reviewed and resolved without customer intervention

Staffing the Allsec team was very agile and speedy – enabling quick results

Performing the investigation services in Texas resulted in significant cost savings to the customer (30-

40%)

Customer’s non-compliance situation was resolved and no further penalties were levied


Value Proposition

Fast turnaround times on alert reviews irrespective of volumes

Low risk and high quality

Staff average of >15 years AML experience

30-40% cost advantage over traditional alternatives

ACAM & CFE certifications

Efficient backlog clearing

Onshore & offshore capabilities based on client preference

Data gathering from multiple public data sources

Allsec Expertise

Attorneys

Military Intelligence

Police Investigators

Secret Service Agents

Multi-lingual

Culturally Diverse

ALLSEC’s Anti-Money Laundering solutions support every facet of the

customer lifecycle and focus on improving efficiency, reducing cost, reducing

risks and maximizing customer satisfaction. Services can be provided at your

location, at our site in Irving, TX. or via our offshore locations in India & Manila.

Utilizing off-shore components can reduce cost by 30% to 40% and make a

positive difference in your bottom line.

Think Right Sourcing. Think

Allsec.

w w w . a l l s e c t e c h . c o mCopyright © 2016 Allsec Technologies. All rights reserved.

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