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8/3/2019 Abdul K Kallon Financial Disclosure Report for Kallon, Abdul K
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dO 10
Rev. 1/2011
FINANCIAL DISCLOSURE REPORT
INITIAL FILING
Report Required by the Ethics
in Governme nt Act of 1978(5 U.S.C. a pp..~¢ 101-111)
I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i ti a l)
Kallon, Abdul K.
4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;
magistrate judges indicate full- or part-time)
2 . C o u r t o r O r g a n i z a t i o n
Nor the rn Di s t r i c t o f A labama
Dis t r i c t Judge - - Ac t ive
7 . C h a m b e r s o r O f f i ce A d d r e s s
419 Hugo B lack Un i t ed Sta t e s Cou r thouse1729 Fi f th Avenue Nor thBi r m i n g h a m , A L 3 5 2 0 3
3 . D a t e o f R e p o r t
05/I 2/201 I
5a . Report T)pe (check appropriate t ype )
] Nomination, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. O n th e b a s i s o f t h e i n fo r m a t i o n c o n t a in e d i n t h i s R e p o r t a n d a n y
m o d i f i c a t io n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c e
6 . R e p o r t i n g P e r i o d
01/01/2010
to
04/12/201 I
with appl icable laws and regula t ions .
R e v i e w i n g O f f ic e r Date
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,
check ing the NONE box for each par t where you have no repor table in formation . S ign on las t page.
I . P O S I T I O N S . t R e p o , i ,g i , d i v i d , u t o . ~ y ; s e , p e . 9 - 1 3 o i n k i n g instructions,)
[~ N O N E ( N o reportable positions.)
POSITION
1. Pres iden t
2. Chai r
3. Director
N A M E O F O R G A N I Z A T I O N /E N T I T Y
Chi ld ren’s Vi l lage Boa rd o f D i rec to rs
S i s t e r Ci t ie s o f Bi rming ham
Alabam a Cente r fo r Law and Civic Educat ion
I I . A G R E E M E N T S . me, o n i .g i , d i , id ,u t on~y; s~o r,. 14-16 of filing instructions.)
~ (No reportable agreements.)ONE
1.1995
2.2010
3.
DATE. P A R T I ES A N D T E R M S
Brad l ey Aran t 401 K , fo rme r l aw f i rm , manage d by Char l e s Schwab , no con t ro l
Brad l ey Aran t pa r tne r sh ip cap i t a l r e tu rn , due two year s a f t e r r e s i gna t ion f rom f i rm , i . e . J an . 2012
8/3/2019 Abdul K Kallon Financial Disclosure Report for Kallon, Abdul K
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FINANCIAL DISCLOSURE REPORT
Page 2 of 8
N a m e o f P e r so n R e p o r t i n g
Kallon , Abdul K.
D a t e o f R e p o r t
05/12/2011
I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; xee pp. 17-2 4 of filing instructions.)
A. Flier’s Non-Investm ent Incom e
’--I N O N E ( N o reportable non-investment income.)
DATE SOURCE AND TYPE I N C O M E(yours, not spouse’s)
I. 2 010 Bradle y A rant Boult C um m ing s $2,703.00
2. 2009 Bradle y A rant Boult C um m ing s $361,204 .00
3.
4.
B . S p o u s e ’ s N o n - I n v e st m e n t I n c o m e - I f y o u w e r e m a r r ie d d u r i n g a n y p o r t i o n o f t h e r e p o r t in g y e a r , c o m p l e t e t h i s s e c ti o n .
(Dol lar a m o u n t not required except for honoraria.)
N O N E ( N o reportable non-investment income.)
D A T E S O U R C E A N D T Y P E
1 .
2.
3.
4.
I V . R E I M B U R S E M E N T S - - ,r o n sp o rt o,i on , Iodg i ng , /ood , en t er t a i ....t.
( I n c l u d e s those to spouse and dependent children." see pp. 25-27 of.[Hing instructions.)
~] N O N E ( N o reportable reimbursements.)
2.
3.
4.
5.
SO U R C E D A T E S LO C A T IO N P UR P O SE ITEMS P A ID O R P RO VID ED
8/3/2019 Abdul K Kallon Financial Disclosure Report for Kallon, Abdul K
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FINANCIAL DISCLOSURE REPORT
Pag e 3 o f 8
N a m e o f P e r s o n R e p o r t i n g
K a l l on , A bdu l K .
Date of Report
05/12/2011
V . G I F T S . a n c l u d , s t h o s o , o s p o u s e a n d ~ e p , n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)
N O N E (No reportable gifts.)
SOURCE
I.
2.
3.
4.
5.
DESCRIPTION VA LU E
V I . L I A B I L I T I E S . ~ t n c / u d e s t h o s e o f s p o u s e a n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)
D (No reportabl e liabili t ies.)O N E
C R ED IT O R D E SC R IP T IO N
I. Sal l ie M ae Co-s igne r o f s tuden t l oans
2.
3.
4.
5.
VALUE CODE
L
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FINANCIAL DISCLOSURE REPORT
Page 4 o f 8
N a m e o f P e r s o n R e p o r t in g
Kal lon , Abdu l K .
D a t e o f R e p o r t
05/12/2011
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Income d u r i n g
( i n c lu d i n g m ~ s t a s s e t s ) r e p o r t i n g p e r i o d
O) (2)
Place "(X)" after each asset A m o u n t Type (e.g.,
e x e m p t f r o m p r i o rdisclosure
C o d e 1 d iv . , ren t ,
( A - H ) or int .)
G ro s s v a l u e a t e n d
of r e p o r t i n g period
0) (’~)
V al u e V a l u e
C o d e 2 M e th o d
(J -P ) C o de 3
( Q-W )
(] )Type (e.g.,
buy, se l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
D a te V a lu e G a i n
m m /dd /y y C od e 2 Code I
( J - P ) ( A - H )
(5 )
I d e n t i t y o f
b u y e r / s e l l e r
( i f p r i v a t e
t r a n s a c t i o n )
I. Regions Bank Account I
2. Regions Bank Account 2
3. Synergy Real Estate -- Purch ased August 1 ,
2008 for $56 ,000
4. Bradley Arant 401K
5. - -Dodge & Cox S tock
6. -Amer ican Funds Growth Fund of Amer ica
A I n t e r e s t M
A I n t e r e s t J
C Distribution L
None
None
M
M
T
T
R
T
T
7. --Vanguard Inst itut ional Index
8. - -Harbor Smal l Cap Growth Inv
9. - -JP Mo rgan Mid Cap V a lue Selec t
I0 . - -Amer ican Funds EuroPac i fi cGrowth
No n e M T
No n e L T
No n e J T
No n e J T
II. --Columbia Internat iona l Value None T
1 2 . - - O a k m a r k E q u i t y & I n c o m e
1 3 . B r o k e r age A cco u n t #1
1 4 . - -Al l i a nce Bem s t e i n In t l V a lue Fund A
No n e M T
Sold 01/01/10
1 5 . - -Am er i can Funds Growth Fund o f Amer i caClass F
1 6 . - -Dav i s New York Ven tu re Fund Class A
Sold 0 1 / 0 1 / 1 0 J
Sold 0 1 / 0 1 / 1 0 J
1 7 . --DWS RREEF Real Estate Secur it ies Fund Sold 01/01/10 J
I . Income Gain Codes : A =$1,000 or less B :$1,001 - $2,500 C =$2,501 - $5,000 D = $5,001 - $15,000
{See Co lumns BI and [M) F =$50,001 - $100.000 G $1 00 .001 - $1.~0 .000 HI =$1,000.001 - $5,000.000 I’{2 =More than $5,000.000
2. Value C odes J ~$15,000 or le ss K =$15.1)01 - $50.000 L =$50,001 - $100.000 M =$100.001 - $250,000
(See Co lumns CI and D3) N =$250.0O I - $500,000 O =$500.001 - $1,000.O 00 PI =$1,0OO,001 - $5,0OO,000 P2 =$5,000,001 - $25,000.000
P3 =$25,000.001 - $50.000.000 P4 =More than $50.000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Eslate Only) S = As s cs s menl T =Cash Marke t
IS l e Co lumn C2) U = Book Val ue V - O t h e r W =Estimalcd
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
P a g e 5 o f 8
N a m e o f P e r s o n R e p o r t i n g
K a l l o n , A b d u l K .
D a t e o f R e p o r t
05/12/2011
V I I . I N V E S T M E N T S a n d TR U S T S - i n c ~ r ~ e ~ v a ~ u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e ~ t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p . 3 4 - 6 ~ f ~ i n g i n s t r u c t i ~ n s ~ )
N ON E (N o reportable income, assets, or transactions.)
A. B. C. D.Description of Assets Incom e during Gross value at end Transac t ions dur ing repor t ing per iod
(including trust assets) reporting period ofreport ing per iod
(I) (2) (1} (2) (I ) (2) (3) [ (4) (5)
Place "(X)" after each asset A mount T ype (e .g., Value V alue Type (e.g. , D a t e Value [ Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sel l , mm/dd/yy Code 2 [ Code I buyer/sel ler
(A-H) o r i n t . ) ( J - P ) Code 3 redempt ion)( J - P ) i ( A - H )
(if private
(Q-W) [ transaction)
1 8 . - -F ide l it y Adv i so r s Dive r s i f i ed In t l Fund Sold 01/01/10
Class A
1 9 . -O p p e n he im e r M a in S tre e t Sam all C ap So ld 01/01/10
Fund
20 . - -Touchs tone Mid Cap Growth Fund C lass Sold 01/01/10
A
21 . Brokerage Account 2
J
J
J
22 . --A p p le Com m on S toc k N one J T Sold( p a r t )
23 . - -Be rksh i r e Hathaway Class B None K T
04/07/10 K D
24 . - -Bos ton Sc ien t i f i c Corp Common S tock None Sold 03/02/11 J
25 . - - Ch e s ap e a k e E n e r g y Co r p Co m m o n S t o c k A Div idend J T
26 . - - Co m c a s t Co m m o n S t o c k A Div idend Sold 04/07/10 J A
27 . - -Conoco Ph i l li p s Com mon Stock A Div idend
28 . - -Educa t ion Rea l ty T ru s t Inc . Comm on NoneStock
29 . - -G i l ead Sc iences Inc . None
30 . - - G o o g l e C o m m o n S t o c k None
31 . - -Great Pla ins Energy Common S tock A Div idend
32 . - - H y p e rc o m Co r p Co m m o n S t o c k
33 . - -Mar t in Mar i e t ta Mate r i a l s Comm on Stock A Div idend
J
J
J
T
T
T
T
Sold 03/02/I I
Bu y 01/13/11
J
J
Sold 01/01/10 J A
34 . - -Mon tpe l i e r Ho ld ings Common Stock A Div idend J
I . Income Gain Codes : A =$ 1,000 or less B -$1,001 - $2.500 C =$2,501 - $5,0~0 D
(See Co lumns B I and D 4 ) F =$50.001 - $100.000 G =$ 100,0~1 - $1,000,00) HI = $1 ,000,001 - $5 ,00) .0~ H2 =More than $5,0~.0(~
2 . Val ue Codes J =$15.000 or less K = $15.001 - $50,000 L = $50,001 - $100,000 M =$100,001 - $250.000
(See Columns C I and D3) N =$250.001 - $500.000 O =$500,001 - $1,000,000 PI =$ 1,000,001 - $5,000,090 P2 =$5.000,001 - $25,000.000
P3 =$25,000,001 o $50.000,000 P4 = More th an $50,000,000
3. Value Method Codes Q = A p p r a i s a l R =Cost (Real Es tate Only) S = As ~z s s mcnt T -Cash Marke t
(See Co lumn C2) U = Book Val ue V -O the r W =Estimaled
E =$15.001 - $50.000
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FINANCIAL DISCLOSURE REPORT
P a ge 6 o f 8 Ia m e o f P e r s o n R e p o r t in g
Kal lon, Abdul K.
D a t e o f R e p o r t
05/12/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , .e , , ’ a l ~ e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
D e sc r i p t ion o f A s s e ts In c o m e d u rin g
( i n c l u d i n g t r u s t a s s e t S ) r e p o r t in g p e r i o d
(I) (2)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,
exempt from prior disc losure Code I d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t en d
o f r e p o r t i n g p e r i o d
(1) (2)
Value Value
C o d e 2 M e th o d
( J - P ) C o d e 3
( Q - W )
O)Type (e.g.,
buy, se l l ,
r e d e m p t i o n )
T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d
(2) (3) (4)
D a t e Value Gain
m m/dd/yy Code 2 Code I
( J - P ) ( A - H )
( 5 )
I d e n t i ty o f
buyer/seller
( i f p r i v a t e
t r a n s a c t i o n )
35 . -Muel l e r Wate r Produc t s Inc . Corn Ser A None
3 6 . - - S i ri u s X M R a d i o C o m m o n S t o c k None
T Bu y
Sold
03/02/I I
01/13/I I
J
J A
37 . - - S y c am o r e N e t w o r ks C o m m o n S t o c k
38 . - -Tam M oto r s Ord inary Comm on Stock None
39 . - - T e r ad at a C o m m o n S t o c k None T
Sold 01/01/10 J A
Sold 04/07/10 J A
40 . - -Vulcan Mate r ia l s Common S tock A Div idend
41 . - -Wal te r Energ y A Div idend
42 . - -Wal te r Inves tmen t Managem en t Co rp A Dividend
43 . - -Winds tr eam Corp o ra t ion Com mon Stock A Div idend
44 . - -Go ldman Sachs FS Money Marke t A Interest
45 . All iance Bems te in Large Cap Growth Clas s NoneA
46 . All iance Berns t e in Large Cap Growth Clas s NoneB
47 . All iance Bems te in GL Themat i c Growth A None
J
J
T Bu y 03/02/I I
(add’l)
T
Sold 03/02/11
Sold 04/07/I 0
T
Sold 03/30/10
Sold 03/30/10
Sold 03/30/10
J
J
J
J
J
A
A
A
48 . All iance Bems te in GL Themat i c Growth B None Sold 03/30/10 J
49 .
I. Incom e G ain C odes : A = $1,000 or less B = $1,001 - 52 ,500 C = 52 ,501 - 55,000 D =$5,001 - $15,000
(See Co lumns B I and D 4 ) F =$50.001 - $100,000 G -5100.001 - $1,000.00O HI =51.000,001 - 55.000.000 H2 M ore than $5 .00~ .0~
2 . Val ue Codes J = 515.000 or le ss K -515,001 - $50,000 L =$50,001 - $100.000 M =$100,001 - $250.000
(See Co lumns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1,000.000 P I :5 1, 00 0, 00 1 - 55 ,0 00 .0 00 P 2 -5 5. 00 0. 00 1 - $2 5. 00 0. 00 0
P3 =$25.000.001 - $50.000.000 P4 -More than $50,000,000
3. Value Method Codes Q = A p p r - a is a l R =Cost (Real Es tate Only) S = As s es s ment T = Cas h Mark e t
(See Co lumn C2) U ~Book Value V = O the r W = Estim ate d
E = $ 1 5 , 0 0 1 - $50.000
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FINANCIAL DISCLOSURE REPORT
Page 7 o f 8
N a m e o f P e r s o n R e p o r t i n g
KaI Ion , Abdul K.
Date of Report
05/12/201 I
V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)
Par t VI I - Brokerage Account I , L ines 13 - 20 -- Ac tual s a l e dates were Septem ber 23, 2009 (DWS RRI :EFF) , Oc tober 29, 2009, and Novembe r 29, 2009 (Davi s
New Y ork) . Thi s account i s inc luded in th i s repor t s ince I inc luded i t in the rep or t I f i l ed as a nom inee on Au gus t 26, 2009. I used the January I , 2010 date in Par tVl! of this c u r r e n t r e p o r ~ s i n c e t h e 2 0 0 9 d a t e s a r e o u t s i d e t h e r epor t ing d a t e .
Par t VII - Broke rage Accoun t 2 , L ine s 32 and 37 - - Ac tua l sa le da t e fo r Sycamore and Hype rcom s tock was N ovem be r 13 , 2009 .
Par t VI I - Thi s repor t does no t inc lude Tim e Warner , Jakks Pac i f i c , and Brokerage Ac count #3, i .e ., l ines 38 , 42 and 44 - 77 o f the nom inee repor t , s ince I so ldt he se s tock ho ld ings p r io r t o f i l i ng the nominee r epo r t and , a s such , d id no t r epo r t a g ro ss va lue fo r t hem in tha t r epo r t .
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FINANCIAL DISCLOSURE REPORT
Pag e 8 o f 8
Name o f Pe rson Repo r t ing
K a l l on , A bdu l K .
Date of Report
05/12/201 I
IX. CERT IFICATION.
I c e r t i f y t h a t a l l in fo rm a t i on g i v en a bov e ( i nc l ud i ng i n fo rm a t i on p e r t a i n i ng t o m y s p ous e a nd m i no r o r dep e nden t ch i l d r en , i f a ny ) i s
a ccu ra t e , t r u e , a nd com p l e t e t o t h e be s t o f m y k now l edg e a nd be l i e f , and t h a t a ny i n fo rm a t i on no t r ep o r t ed w a s w i t h h e ld beca us e i t m e t a p p l i c a b l e s t a tu t o ryp rov i s i ons p e rm i t t ing non -d i s c l o s u r e .
! fu r th e r c e r t i f y t h a t e a rned i ncom e f rom o u t s i de em p l oy m en t a nd h ono ra r i a a nd t h e accep t a nce o f g i f t s w h i ch h a v e been r ep o r t ed a r e i ncom pl iance ~v i th the p rov is ions of 5 U.S.C . app . § 501 e t . s eq. , 5 U.S.C . § 7353, and Judic ia l Confe rence regula t ions .
Signature : S/Abdul K. Kallon
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . app . § 1 04 )
Com m i t te e on F i nanc i a l D i sc l o su reAd m in i s t ra t i v e Of f i c e o f t h e U n i t e d S ta t e s Co u r t sSu i te 2-301
On e C o lu mb u s C i r c l e , N .E .Washing ton , D .C. 20544
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A O 10
Rev. 1/2011
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 201 0
Report Required by the Ethics
in Go vernm ent Act of 1978(5 U.S.C. app. §§ 101-111)
I. Person Repor ting ( las t name, f ir s t , middle init ial)
K al lon , A b du l K .
2. Court or Organizat ion
N or t he r n D i s t r ic t o f A l ab am a
4. Tit le (Art icle I l l judges ind ica te act ive o r sen io r s ta tus;
mag istra te judges ind ica te fu l l - or pa rt- t ime)
District Judge - - Active
7 . C h a m b e r s o r Off ice Address
419 Hu go B lack Uni t ed Sta t e s Cou r th ou s e1729 Fi f t h Ave nue Nor t hB i r m i n g h a m , A L 3 5 2 0 3
3. Date of Reporl
05/12/2011
5a . Repor t Type (check appropr ia te type)
] Nomination, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the basis o f the in fo rma tion con ta ined in th is R eport and any
modif ica t ions pe rla in ing the re to , i t is , in my op in ion , in compliance
6. Report ing Pe riod
OI/Ol/2010
to
12/31/2010
~ith applicable laws and regulations.
Reviewing Officer
I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,
check ing the NONE box for each par t where you have no repor table information. Sign on las t page.
I . P O S I T I O N S . (Report ing individual only; see pp. 9-13 o f f i l i n g instructions.)
~ (No repor tablepos i tions . )O NE
P O S I T I O N
I. Pre s i de n t
2. C ha ir S is te r C itie s o f B irm in g h am
3. Director A l a b a m a C e n t e r f o r L a w a n d C i v i c E d u c a ti o n
4.
5.
N A M E O F ORGANIZATION/E NTITY
Ch i l d r e n ’ s V i l l a g e Bo a rd o f D i r e c t o r s
II. AGREEMENTS. ¢ R e p o r ~ i ,g i , d iv i d , o l o n l y ; s e e ~ , ~ , . 1 4 - 1 6 of filing instructions.)
~ (No repor table agreemen ts . )O NE
1.1995
2 . 2 0 1 0
3.
DATE P A R T I E S A N D T E R M S
B r ad l ey A r an t 40 1 K , f o r m er l aw f i r m , m anaged b y C ha r l e s S c hw ab , no c on t r o l
B r ad l ey A r an t pa r t ne r s h i p c ap i t a l re t u r n , du e t w o y ea r s a f t e r r e s i gna t i on f r om f i r m , i . e . J an . 20 1 2
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FINANCIAL DISCLOSURE REPORT
Page 2 o f 7
N a m e o f P e r s o n R e p o r t in g
Kal lon , Abdul K .
D a t e o f R e p o r t
05/12/2011
I I I . N O N - I N V E S T M E N T I N C O M E . (Repor t ing ind iv idua l andspo use; scepp . 17-24 of filing instructions.)
A. Fi ler’s Non-Investm ent Incom e
[~ NONE (No reportable i n c o m e . )o n - i n v e s t m e n t
DATE SOURCE AND TYPE I N C O M E(yours , not spouse’s)
I. 2010 Bradley Arant Boult Cummings $2,703.00
2.
3.
4.
B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - i f . l ,ou were married during any portion of the reporting.lear, complete this section.
( D o l la r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )
N O N E ( N o r e p o r t a b le n o n - i n v e s t m e n t i n c o m e . )
DATE SOURCE AND TYPE
1.
2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, ent e r t a i nm ent .
( I n c lu d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f i l i n g i n s t r u c ti o n s . )
N O N E ( N o r e p o r t a b l e r e i m b u r s e m e n t s .)
SOURCE DATES LOCATION
I.
2.
3.
4.
5.
PURPOSE ITEMS PAID OR PROVIDED
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FINANCIAL DISCLOSURE REPORT
P a g e 3 o f 7
N a m e o f P e r so n R e p o r t i n g
Kallon, Abdu| K.
D a t e o f R e p o r t
05/12/2011
V . G I F T S . a n c lu d e ~ , h o ~ e , o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 8 - 3 1 of f i l lng ins truct ions .)
N O N E (No reportable g i f is . )
SOURCE DESCRIPTION
I.
2.
3.
4.
5.
V A L U E
V I . L I A B I L I T I E S . a n c lu d e s those of spouse and dependent children; see pp. 32-33 of filing instructions.)
~] N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION
I. S a ll ie M a e C o -s ig n e r o f s tud e n t lo a n s
2.
3.
4.
5.
VALUECODE
L
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FINANCIAL DISCLOSURE REPORT
Page 4 o f 7
N a m e o f P e r s o n R e p o r t in g
K a l l o n , A b d u l K .
D a l e o f Report
05/12/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i .e o m e , , ’ o ~ u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 o f f i l i n g i n s t r u c t i o n s . )
N O N E ( N o reportable income , assets , or transactions.)
D e s c r i p ti o n o f A s s e ts Income dur ing
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
O) (2)
P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,
e x e m p t f r o m p r io r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
( 1 ) ( ~ )
Value Value
C o d e 2 M e th o d
( J -P ) C o d e 3
( Q - W )
(0T y p e ( e . g .
b u y , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t in g p e r io d
(2) (3) (4 )
D a t e Value Gain
mm/dd/yy C o d e 2 C ode 1
( J - P ) ( A - H )
(s )
I d e n t i t y o f
buyer/seller
( i f p r i v a t e
t r a n s a c t i o n )
I. Reg io n s Ban k Acco un t I
2. R e g i o n s B a n k A c c o un t 2
3. Syn erg y R eal Es ta te - - Purchased Aug us t I ,
2008 for $56 , 000
4. Bradley A rant 401K
5. - -Do d g e & Co x S to ck
6. - - A m e r i ca n F u n d s G r o w t h F u n d o f A m e r i c a
A I n t e r e s t M T
A Interest J T
C Distribut ion L R
N o n e
N o n e
M
M
T
T
7. - -Van g uard In s t i tu t io n a l In d ex
8. - - Harb or Smal l Cap Grow th Inv
9. - - JP Morgan M id Cap V a lu e Se l ec t
1 0 . - -American Fun d s Euro Paci f ic Gro wth
N o n e M T
N o n e L T
N o n e J T
N o n e J T
II. j -Co lumbia In te rn a t io n a l Value N o n e J
1 2 . - - O a k m a r k E q u i t y & I n c o m e N o n e M
1 3 . B r o k e r a g e A c c o u n t
1 4 . - -A p p le C o m m o n S to ck No n e J
1 5 . - -B erks hire H a thaw a y C la ss B No n e K
1 6 . - - C he s a p e a k e E n e r g y C o r p C o m m o n S t o ck A Div id en d J
1 7 . - - C o m c a s t C o m m o n S t o c k A Dividend
T
T
T So ld 04 /07 /10(par t )
T
T
So ld 04/07/I 0
D
A
I. In co m e G ain C od es : A = $1,0~ 0 or less B = $1,001 - $2 ,500 C =$2,501 - $5,000 D =$5.001 - $15,000
(Se e Co lu mn s B I a n d I )4) F =$50,0’01 - $10’0,0~) G = $100.001 - $1.0~).000 HI = $1.000.001 . $5.000.000 H2 = M or e than
2 . Value Codes J $15 , 0 0 0 or l ess K =$15,001 - $50,0~1 L =$50,001 - $100.000 M =$10~.001 - $250.000
{See Columns C I and D3 ) N =$250,0~1 - $500,00~ O =$500.001 - $1,0~,000 P I =$ 1, 00 9. 00 1 - $5 .0 00 ,0 00 P 2 -$ 5, 00 0, 0~ 1 - $2 5. 00 0, 00 0
P3 =$25,0~0,001 - $50.000,000 P4 -More than $50.0~0.000
3. Value Method Codes Q = A p p r - a is a l R = Cos t ( R eal E s t a t e O n ly ) S -A sse s sme n t T C a s h M a r k e t
{ S e e C o l u m n C 2 ) U = Book Value V = O ther W = E s t imated
E =$15.001 - $50.000
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FINANCIAL DISCLOSURE REPORT
P a g e 5 o f 7
N a m e o f P e r s o n R e p o r t in g
Kallon, Abdul K.
D a t e o f R e p o r t
0 _ 5 / I 2 / 2 0 1 1
V I I . I N V E S T M E N T S a n d T R U S T S - i, como, ,’aluo, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)
N ON E (N o reportable income, assets, or transactions.)
D e s c r i p ti o n o f A s s a ts Income dur ing
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
( 2 )
P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,
exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
0) (2)
Value Value
C o d e 2 M e th o d
( J - P ) C o d e 3
( Q-W)
(~ )
T y p e ( e . g . ,
b u y , s e l l ,
r e d e m p t i o n )
Transactions during reporl ing period
( 2 ) ( 3 ) ( 4 )
D a t e Value Gain
m m / d d / y y C o d e 2 C o d e I
( J - P ) ( A - H )
O)I d e n t i ty o f
buyer/seller
( i f p r i v a t e
t r a n s a c t i o n )
1 8 . - C o n o c o P h i l li p s C o m m o n S t o c k A Dividend
1 9 . - G o o g l eC o m m o n S t o c k None
20 . - - G r e a t P l a in s E n e r g y C o m m o n S t o ck A Div id en d
21 . - M a r t i n M a r i e t t a M a t e r i a l s C o m m o n S t o c k A Dividend
J
J
J
J
T
T
T
T
22 . - M o n t p e l ie r H o l d i n g s C o m m o n S t o c k A Dividend
2 3 . -- S i ri u s X M R a d i o C o m m o n S t o c k N o n e
J
J
T
24 . - - T a ta M o t o r s O r d i n a r y C o m m o n S t o ck None
2 5 . -- T e r a d a t a C o m m o n S t o c k N o n e T
Sold 04/07/10 J A
26 . - -Vulcan Mater ia l s Co mmo n S to ck A Dividend J T
27 . - -Wal te r En erg y A Div id en d
28 . - - Wa l t e rl n v e s tm e n t M a n a g e m e n t C o r p A Div id en d
29 . - - W in d s t r e a m C o r p o r a t i o n C o m m o n S t o c k A Dividend
30 . - - G o l d m a n S a c h s F S M o n e y M a r k e t " A Interest
31 . All ian ce Bems te in Larg e Cap Gro wth Clas s NoneA
32 . All ian ce Bems te in Larg e Cap Gro wth Clas s N o n e
B
33 . All ian ce Bems te in GL Themat ic Gro wth A None
T
Sold
T
So ld
So ld
Sold
04/07/10
03/30/10
03/30/10
03/30/I 0
J
J
J
A
A
A
34 . A l l i ance Berns t e in GL Th em at ic Grow th B N o n e Sold 03/30/10 J
I . Income Gain Cod es : A =51,000 or less B = $1,001 - 52 ,500 C -52 .501 - $5,000 D =55,001 - $15,000
( ,See Columns B I and Dr ) F =550.001 - 5100.000 G =5100.001 - 51.000.000 H I - 51 .0 00 .0 01 - $ 5.0 00 .0 00 H 2 - Mo re t ha n 5 5, 00 0. 00 0
2. Value C o d es J = $15,000o r les s K =$15.001 - $50.000 L $50.0OI - 5100.000 M =5100,001 - $250.000
(Se e Co lu mn s CI a n d D 3) N =$250.001 - 5500.000 O 5500.001-51.000.000 P I = $ 1 .0 00 .0 01 - 55 .0 00 .0 00 P 2 =$ 5 .0 00 ,0 01 - 52 5. 00 0. 00 0
P3 $25.000.001-550.000.000 p4 = M ore than $ 50.000.000
3. Value Method Codes Q =Appraisal R = Cos l [R eal E s t a t e O n ly ) S = A , ~ s s m c n l T = Cas h M ar k c l
{ S e e C o l u m n C 2 ) U = Book Value V -Olh cr W =E, t ima lcd
E =$15, 0~ 1 - $50 , 000
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FINANCIAL DISCLOSURE REPORT
Page 6 of 7
Name o f Pe rson Report ing
K a l l o n , A b d u l I ’ C
Date of Repor t
05/12/201 !
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
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FINANCIAL DISCLOSURE REPORT
Page 7 o f 7
N ame of P e r son Repo r t ing
K a l l o n , A b d u l K .
Date of Repor t
05/12/2011
IX. CERT IFICATION.
I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s
a c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .
! f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i n
co m p l i a n ce ~ v i t h t h e p ro v i s i o n s o f 5 U .S .C. a p p . § 501 e t . s e q . , 5 U .S .C. § 7 353 , a n d Ju d i c i a l Co n fe r e n ce r e g u l a t i o n s .
Signature : S] Abdul K . Kal lon
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )
C o m m i t te e o n F i n a n c i a l D i s cl o s u r eAdmin i s t r a t ive Of f ice o f the Un i ted S ta te s Cour t sSui t e 2-301
O n e C o l u m b u s C i r cl e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4
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