Operating Systems CSE 411 CPU Management Sept. 15 2006 - Lecture 5 Instructor: Bhuvan Urgaonkar

Operating SystemsOperating SystemsCSE 411CSE 411

CPU ManagementCPU Management

Sept. 15 2006 - Lecture 5Sept. 15 2006 - Lecture 5

Instructor: Bhuvan UrgaonkarInstructor: Bhuvan Urgaonkar

Today• Quickly revisit

– Timer interrupt, system clock– CPU management related data

structures– Process creation and termination

• Start CPU scheduling• Quiz 1

Timer Interrupt, System Clock

• System clock drives the CPU circuit, no interrupt processing• Timer interrupt handled by OS, less frequent

CPU

TSC reg.++Oscillator

IRQ3

IRQ2

IRQ1

IRQ0

CLK

tick tick(Set by OS at bootup … coming soon)

Slower clocksto other components(e.g., memory, PCI bus)

jiffies++ (Linux)

Today• Quickly revisit

Timer interrupt, system clockCPU management related data

structures– Process creation and termination

• Start CPU scheduling• Quiz 1

Data Structure #1: PCB

• Can PCBs be swapped out?– Depends on the OS design .. so sometimes YES

Process id

Program Counter

…

Other registers

Process state

Ptr to linked list

Main Memory (RAM)

OS

Processes

Data Structure #2: Linked Lists based on

Process States

Ready

Waiting

Running

Disk

Lock

Ready

Waiting

Running

Disk

Lock

Timer interrupt

Ready

Waiting

Running

Disk

Lock

Ready

Waiting

Running

Disk

Lock

I/O call

Ready

Waiting

Running

Disk

Lock

OS (scheduler)

Hmm .. Who shouldI pick to run?

Ready

Waiting

Running

Disk

Lock

OS (scheduler)

Lets pick the secondprocess in the readyqueue

Today• Quickly revisit

Timer interrupt, system clockCPU management related data

structuresProcess creation and termination

• Start CPU scheduling

Process Creation• When would a new process be created?

– When a user of the computer asks one to be created• That is, when an existing process asks for one to be created

– Therefore, there is going to be a parent-child relation among processes

– There must be a first process, then - the OS creates it during boot-up• Who is going to create it? The OS• What does the OS need to do?

– Needs to create a PCB• Assign a unique id to the new process

– Bring in the code and data for the new process into RAM– Move the new process to the ready queue, so the OS can schedule it

on the CPU

Process Creationfork()

• Recall: Processes use system calls to request services from the OS

• OS provides a system call called fork() that a process can use to request the creation of a new process

• OS creates a new PCB when fork() is called with a unique id for the new process

• The calling process is the parent, the new process is the child• Then adds the child’s PCB to the ready queue• The child process is ready to go!• What code is the child going to execute?

Specifying the Code the

Child should executeexec()

• Recall: Processes use system calls to request services from the OS

• OS provides a system call called exec() that a process can use to tell the OS what code it would like to execute

• Once the code and data are loaded into memory, the OS sets the PC (in the PCB) to the beginning of the child’s code

• What happens to the parent now???

Process Creation:What happens to the

parent?

• The parent could wait for the child to finish– This is what a shell does

• Or it could go about its business

Process Creation:Parent wants to wait

• Again, the parent process has to request the OS via a system call

• The wait() system call• The OS moves the parent to a

waiting queue• It would be moved to ready again

when the child terminates

Process Creation:Parent doesn’t want to

wait

• Both the parent and the child would run whenever they are ready

Process Creation• Why/when are processes created?

1. A user wants to run a program2. An existing process needs another process to

run the same code Why? More parallelism, make use of CPU even

when it gets moved to the waiting state

• So most OSes initialize the child process to have the same state as the parent

• Except the process id and a few other things

Id=2000State=ready

PCB of parent

RAM

OS

ProcessesParent’s memory

Processcalls fork

Id=2001 1. PCB with newid created

2. Memory allocated for child

Initialized by copying over from the parent

Child’s memory

3. If parent had called wait, it is moved to a waiting queue

4. If child had called exec, its memory overwritten with new code & data

5. Child added to ready queue, all set to go now!

State=ready

PCB of child

• #include <iostream>• #include <string>• #include <sys/types.h>• #include <unistd.h>• using namespace std;

• int globalVariable = 2;

• main()• {• string sIdentifier;• int iStackVariable = 20;

• pid_t pID = fork();• if (pID == 0) // child• {• // Code only executed by child

process

• sIdentifier = "Child Process: ";• globalVariable++;• iStackVariable++;• }

• else if (pID < 0) // failed to fork• {• cerr << "Failed to fork" << endl;• exit(1);• // Throw exception• }• else // parent• {• // Code only executed by parent

process

• sIdentifier = "Parent Process:";• }

• // Code executed by both parent and child.

• • cout << sIdentifier;• cout << " Global variable: " <<

globalVariable;• cout << " Stack variable: " <<

iStackVariable << endl;• }

Compile: g++ -o ForkTest ForkTest.cppRun: ForkTest

Parent Process: Global variable: 2 Stack variable: 20Child Process: Global variable: 3 Stack variable: 21

Process Creation and Termination

C Program Forking Separate Process

int main( ){pid_t pid;

/* fork another process */pid = fork( );if (pid < 0) { /* error occurred */

fprintf(stderr, "Fork Failed");exit(-1);

}else if (pid == 0) { /* child process */

execlp("/bin/ls", "ls", NULL);}else { /* parent process */

/* parent will wait for the child to complete */wait (NULL);printf ("Child Complete");exit(0);

}}

Process Termination• Process executes last statement and asks the operating

system to delete it (exit)– Output data from child to parent (via wait)– Process’ resources are deallocated by operating

system• Parent may terminate execution of children processes

(abort)– Child has exceeded allocated resources– Task assigned to child is no longer required– If parent is exiting

• Some operating system do not allow child to continue if its parent terminates

– All children terminated - cascading termination

TodayQuickly revisit

Timer interrupt, system clockCPU management related data

structuresProcess creation and termination

Start CPU scheduling• Quiz 1

Ready

Waiting

Running

Disk

Lock

OS (scheduler)

Hmm .. Who shouldI pick to run?

First-Come, First-Served Scheduling

(FCFS) Process Run Time

P1 24

P2 3

P3 3

• Suppose that the processes arrive in the order: P1 , P2 , P3

The Gantt Chart for the schedule is:

• Waiting time for P1 = 0; P2 = 24; P3 = 27• Average waiting time: (0 + 24 + 27)/3 = 17

P1 P2 P3

24 27 300

FCFS Scheduling (Cont.)

Suppose that the processes arrive in the order P2 , P3 , P1

• The Gantt chart for the schedule is:

• Waiting time for P1 = 6; P2 = 0; P3 = 3• Average waiting time: (6 + 0 + 3)/3 = 3• Much better than previous case• Convoy effect short process behind long process

P1P3P2

63 300

Shortest-Job-First (SJF) Scheduling

• Associate with each process the length of its next CPU burst. Use these lengths to schedule the process with the shortest time

• SJF is optimal for avg. waiting time – gives minimum average waiting time for a given set of processes– In class: Compute average waiting time for the previous

example with SJF– Prove it (Homework 1, Will be handed out next Friday)

• Two schemes: – nonpreemptive – once CPU given to the process it

cannot be preempted until completes its CPU burst– preemptive – if a new process arrives with CPU burst

length less than remaining time of current executing process, preempt. This scheme is know as the Shortest-Remaining-Time-First (SRTF)

Choosing the Right Scheduling

Algorithm/Scheduling Criteria

• CPU utilization – keep the CPU as busy as possible• Throughput – # of processes that complete their

execution per time unit• Turnaround time – amount of time to execute a

particular process• Waiting time – amount of time a process has been

waiting in the ready queue• Response time – amount of time it takes from

when a request was submitted until the first response is produced, not output (for time-sharing environment)

• Fairness

When is the scheduler invoked?

• CPU scheduling decisions may take place when a process:1. Switches from running to waiting state2. Switches from running to ready state3. Switches from waiting to ready4. Terminates

• Scheduling only under 1 and 4: nonpreemptive scheduling

• All other scheduling is preemptive

Dispatcher• Dispatcher module gives control of the CPU

to the process selected by the short-term scheduler; this involves:– switching context– switching to user mode– jumping to the proper location in the

user program to restart that program• Dispatch latency – time it takes for the

dispatcher to stop one process and start another running

Example from Linux 2.6.xasmlinkage void __sched schedule(void){

[ . . . ]prepare_arch_switch(rq, next);prev = context_switch(rq, prev, next);barrier();

finish_task_switch(prev);[ . . . ]

}

task_t * context_switch(runqueue_t *rq, task_t *prev, task_t *next){

struct mm_struct *mm = next->mm;struct mm_struct *oldmm = prev->active_mm;

/* Here we just switch the register state and the stack. */ switch_to(prev, next, prev);

return prev;}

#define switch_to(prev,next,last) \

asm volatile(SAVE_CONTEXT \

"movq %%rsp,%P[threadrsp](%[prev])\n\t" /* saveRSP */ \

"movq %P[threadrsp](%[next]),%%rsp\n\t" /* restore RSP */ \

"call __switch_to\n\t" \

".globl thread_return\n" \

"thread_return:\n\t" \

"movq %%gs:%P[pda_pcurrent],%%rsi\n\t" \

"movq %P[thread_info](%%rsi),%%r8\n\t" \

LOCK "btr %[tif_fork],%P[ti_flags](%%r8)\n\t" \

"movq %%rax,%%rdi\n\t" \

"jc ret_from_fork\n\t" \

RESTORE_CONTEXT \: "=a" (last) \

: [next] "S" (next), [prev] "D" (prev), \

[threadrsp] "i" (offsetof(struct task_struct, thread.rsp)), \[ti_flags] "i" (offsetof(struct thread_info, flags)),\

[tif_fork] "i" (TIF_FORK), \

[thread_info] "i" (offsetof(struct task_struct, thread_info)), \

[pda_pcurrent] "i" (offsetof(struct x8664_pda, pcurrent)) \

: "memory", "cc" __EXTRA_CLOBBER)

Shortest Remaining Time First (SRTF)

Priority-based Scheduling

• UNIX

Deadline-based Algorithms

Proportional-Share Schedulers

Lottery Scheduling• Project 1

Work Conservation

Reservation-based Schedulers

Rate Regulation

Hierarchical Schedulers

Problem introduced by

I/O-bound processes

Scheduler Considerations: Context-Switch

Overhead

Scheduler Considerations:

Quantum Length

Scheduler Considerations: Setting

Parameters

Scheduler Considerations:CPU Accounting

Scheduler Considerations:Time and Space Requirements

Algorithm Evaluation

A Look at the Linux CPU Scheduler

• Show a timer interrupt, blocking due to I/O etc.

Threads

Thread Libraries

Thread or Process?

Event-driven Programming

• Synchronous vs NS I/O

Multi-processor Scheduling

CPUs with Hyper-threading

Process Synchronization

Inter-process Communication

Deadlocks

System Boot-up

Booting a Linux Kernel

• Next: Memory Management