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7/23/2019 PBAS Proforma - Academic Performance Indicators (Research and Academic Contributions)
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Performance Based Appraisal System (PBAS)Academic Performance Indicators
(Research and Academic Contributions)
1. Research Papers Published during the appraisal period
1. A. Research Publications in Journals (Latest to oldest)
1. A. (i). National
1. A. (ii). International
1
Sl.No
.
Title ith Page nos.
ith date!"ear of
Publication
#ourna
l
ISSN!IS$N
No.
Refereed!Non
refereed
%hether
inde&ed
and
inde&ing
agenc"
Impact
factor
No. of
Co'
authors
irst!Principal!Corresponding
!
superisor!*entor!+thers
(Author)
API
Clai
m
,erified
b"
Institute
1.2.
3.
4.
Sl.No
.
Title ith Page nos.
ith date!"ear of
Publication
#ourna
l
ISSN!IS$N
No.
Refereed!No
n refereed
%hether
inde&ed
and inde&ing
agenc"
Impact
factor
No. of
Co'
authors
irst!Principal!Correspondin
g
!superisor!*entor!+thers
(Author)
API
Clai
m
,erified
b"
Institute
1.2.
3.
4.
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1. $. Research Publications in Conference Procedures as full papers etc.
1. $. (i). National
1. $. (ii). International
Total API claimed under.1. :
2
Sl.No. Title ith Page nos.-
date!"ear! Publication
etails of Conference ISSN!
IS$N No.
No. of Co'authors irst!Principal!Corresponding
!superisor!*entor!+thers
(Author)
API
Claim
,erified b" Institute
1.
2.3.
4.
Sl.No
.
Title ith Page nos.- date!"ear!
Publication
etails of
Conference
ISSN!
IS$N
No.
No. of Co'
authors
irst!Principal!Correspondin
g
!superisor!*entor!+thers
(Author)
API
Clai
m
,erified b"
Institute
1.
2.3.
4.
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/. Research Publications ($oo0s- Chapters in boo0s- other than refereed #ournal articles)
/.I. $oo0s
Sl.
No
.
Title of
the boo0
Publication
date
Publisher
ISSN!IS$N No
Te&t!Referenc
e
%hether Peer
Reieed
No. of
Co'
authors
*ain ! Co'
author
International !National
!State!2ocal
API
Clai
m
,erified b"
Institute
1.
2.
3.
4.
/.II. Chapters in boo0s
Sl.
No
.
Title of the boo0
ith Page Nos.
and title of the
chapter
Publication
date
Publisher
ISSN!IS$N No
Te&t!
Referenc
e
%hether
edited or
not
%hether
Peer
Reieed
No. of
Co'
authors
*ain !
Co'
author
International
!National
!State!2ocal
API
Clai
m
,erified
b"
Institute
1.2.
3.
4.
Total API claimed under.2. :
3
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3. Research Pro4ects during the appraisal period
3. A. Sponsored Pro4ects carried out!ongoing
Sl.
No.
Title of Pro4ect unding Agenc" uration 5rant
mobili6ed
(Rs. la0hs)
*a4or!*inor
pro4ect
Principal Inestigator !
Co' Inestigator
+ngoing!
Completed7
API
Claim
,erified b" Institute
from to
1.2.
3.
4.
*If completed, please furnish Completed Project Report
3. $. Consultanc" Pro4ects carried out!ongoing
Sl.
No.
Title of Pro4ect unding Agenc" uration 5rant
mobili6ed(Rs. la0hs)
Principal Inestigator !
Co' Inestigator
+ngoing!
Completed7
API
Claim
,erified b" Institute
from to
1.
2.
3.
4.
*If completed, please furnish Completed Project Report
3. . Pro4ects +utcome!+utputs
Sl.
No.
Patent!Technolog
" Transfer!
Product!Process
escription unding Agenc" uration +ut come if an"
(furnish details if an" )
National
!Internationa
l
API
Claim
,erified b"
Institutefrom to
1.
2.
3.
4.
Total API claimed under 3.:
4
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8. Research 5uidance during the appraisal period
8. A. 5uidance of P5 Thesis of minimum duration of 1 "ear in full time (egree aarded)
8. $. 5uidance of Ph.. degree9
Total API claimed under 4.:
5
Sl.
No.
Session *:!*.Tech!*.Phil Title of Thesis Name of students ate of aard Name of the Co'guide if an" API
Claim
,erified b"
Institute
1.
2.
3.4.
Sl.
No.
Title of Thesis Name of the scholar 5uide!
5o'guide
Name of Co'
guide (s)
uration Submitted!
Aarded
ate of
submission !
aard
API
Claim
,erified
b"
Institute
rom to
1.
2.
3.
4.
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;. Training Courses and Conference!Seminar!%or0shop Papers9
;. A. Refresher courses- *ethodolog" or0shops- Training- Teaching' 2earning':aluation Technolog" Programmes- Soft S0ills eelopment
Programmes- acult" eelopment Programmes
Total API claimed under 5.A. (maximum 30 points):
;. $. Papers in Conferences !Seminars!%or0shops etc.
;. C. +rgani6ation of Conferences!Seminars!%or0shops etc. of duration of minimum 1 ee0
6
Sl.No
.
T"pe of Course +rgani6er uration No. of
ee0s
API
Claim
,erified
b"
Institutefrom to
1.2.
3.
4.
Sl.No
.
Conference
!
%or0shop!
Seminar
+rgani6ed
b"
Title of the
Paper
*ain
Author
!Co'
Author
Participated!Presente
d
International!National!
State!2ocal
uration
API
Claim
,erified b"
Institute
from to
1.
2.
3.
4.
Sl.No
.
Conference!%or0shop!
Seminar
+rgani6ed b" Post!Responsibilit" International!
National! State!2ocal
uration
API
Claim
,erified b"
Institutefrom to
1.
2.
3.
4.
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;. . Inited 2ectures or Presentations for Conferences!S"mposia
Total AIP claimed under 5 :
7
Sl.No. Conference!
%or0shop!
Seminar
+rgani6ed b" Title of the
Paper
*ain
Author
!Co'
Author
Participated
!Presented
International!National uration API
Claim
,erified b"
Institute CAS
Committeefrom to
1.
2.3.
4.
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Total API points in Categor" III after Capping
Cumulatie API claimed under Cate!or" III a#ter Cappin! durin! t$e appraisal period:
I hereb" certif" the aboe API points claimed are correct to the best of m" 0noledge.
Signature
N+T:9 *inimum API (Academic Point Indicator) points re<uired under Research and Academic Contributions- after
capping- shall be min of 3== for the post of Associate professor.
8
Sub'Categor" API points
before
Capping
API points
after
Capping
Su ! Categor" 1 Research Papers #$ournals etc%. & 3'(Su ! Categor" 2 Research Pulications #)oos etc%
& 2+(Su ! Categor" 3 Research Projects & 2'(Su ! Categor" 4 Research uidance & 3(Su ! Categor" + -raining courses and
ConferencesSeminar etc.
& 1+(
-otal /PI Claimed -otal /PI after
Capping
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5uidelines for filling up Performance $ased Appraisal S"stem (P$AS) form for the
calculation of Academic Performance Indicators (Research and Academic Contributions)
1. Research Papers published during the assessment period9
S. No. APIs :ngineering! Technolog"!
Science! Architecture! Pharmac"
*anagement!2anguages! Arts !>umanities! Social
Sciences!2ibrar"!Ph"sical :ducation
*a&imum points
1. A. Research
Papers
Published in
0on!refereed ut recognied and
reputale $ournals and Periodicals
haing IS)0ISS0 0umers.
0on!refereed ut recognied and reputale
$ournals and Periodicals haing IS)0ISS0
0umers.
1'Pulication
Refereed $ournals #indeed ithout an"
impact factor%
Refereed $ournals #indeed ithout an" impact
factor%
1+Pulication
Refereed $ournals #indeed ith impact
factor less than 1%
Refereed $ournals #indeed ith impact factor
less than 1%
2'Pulication
Refereed $ournals #indeed and ithimpact factor eteen 1 and 2%
Refereed $ournals #indeed and ith impactfactor eteen 1 and 2%
2+Pulication
Refereed $ournals #indeed and ith
im pact factor eteen 2 and +%
Refereed $ournals #indeed and ith impact
factor eteen 2 and +%
3'Pulication
Refereed $ournal #indeed and ith
impact factor eteen + and 1'%
Refereed $ournal #indeed and ith impact
factor eteen + and 1'%
4'Pulication
1. $. Research
Papers
Published in
Conference proceedings pulished Conference proceedings pulished 1'Pulication
9
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/. Research Publications ($oo0s- Chapters in boo0s- other than refereed #ournal articles) during the assessment period9
S.
No.
APIs :ngineering! Technolog"!
Science! Architecture! Pharmac"
*anagement! 2anguages! Arts
!>umanities! Social
Sciences!2ibrar"!Ph"sical :ducation
*a&imum points
/ Research Publications
($oo0s- Chapters in boo0s-
other than refereed #ournal
articles)
-et or Reference oos pulished
" International Pulishers ith an
estalished peer reie s"stem
-et or Reference oos pulished
" International Pulishers ith an
estalished peer reie s"stem
+' oo and 1'chapter in an
edited oo.
Suject )oos " 0ational
leelState and central ot.
Pulications ith IS)0ISS0
0umers
Suject )oos " 0ational
leelState and central ot.
Pulications ith IS)0ISS0
0umers
2+ oo and '+chapter in an
edited oo.
Suject oos " other local
pulication ith IS)0 ISS0
numers
Suject oos " other local
pulication ith IS)0 ISS0
numers
1+ oo and '3chapter in an
edited oo.
Chapters contriuted to edited
noledge ased olumes
pulished " International
pulisher
Chapters contriuted to edited
noledge ased olumes pulished
" International pulisher
1'chapter
Chapters in noledge ased
olumes pulished "
Indian0ational leel pulisher
ith ISS0 IS)0 numer ith
numers of national and
international directories
Chapters in noledge ased
olumes pulished "
Indian0ational leel pulisher ith
ISS0 IS)0 numer ith numers
of national and international
directories
'+chapter
10
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3. Research Pro4ects during the assessment period
S. No. APIs :ngineering! Technolog"!
Science! Architecture! Pharmac"
*anagement! 2anguages! Arts
!>umanities! Social
Sciences!2ibrar"!Ph"sical
:ducation
*a&imum points
3.A. Sponsored Pro4ects
carried out !ongoing
#a% 5ajor Projects /mount
moilied ith grants aoe
3'.' lahs
5ajor Projects /mount
moilied ith grants aoe +.'
lahs
2' each Project
#% 5ajor Projects /mount
moilied ith grants aoe
+.' lahs up to 3'.'' lahs
5ajor Projects /mount
moilied ith minimum of Rs
3.'' lahs up to Rs. +.' lahs
1+ each Project
#c% 5inor Projects #amount
moilied ith grants aoe
Rs. +'.''' up to Rs.+ lahs%
5inor Projects #amount
moilied ith grants aoe Rs.
2+.''' up to Rs.3 lahs%
1'each Project
3.$. Consultanc" Pro4ects
carried out!ongoing
/mount moilied ith
minimum of Rs. 1'.'' lah
/mount moilied ith
minimum of Rs. 2.' lahs
1' per eer" 1'.' 6ahs and 2.'
6ahs respectiel"
3.C. Completed pro4ects
?ualit" :aluation
Completed Project Report
#/cceptance from funding
agenc"
Completed Project Report
#/cceptance " funding agenc"
2'each major project and 1'
each miner project
3.. Pro4ects +utcome!
+utputs
Patent-echnolog" -ransfer
ProductProcess
5ajor Polic" document of ot.
)odies at Central and State leel
3' each 0ational leel output or
patent+'each for International
leel.
11
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8. Research 5uidance during the assessment period9
Research 5uidance *a&imum Point9
8. A. 5uidance of P5 Thesis of minimum duration of 1 "ear in full time (egree Aarded) 3-hesis
8. $. 5uidance of Ph.. degree
7egree aarded 1' -hesis
-hesis sumitted 8 -hesis
;. Training Courses and Conference!Seminar!%or0shop Papers during the assessment period9
Training Courses and Conference!Seminar!%or0shop Papers *a&imum Point9
;. A. Refresher courses- *ethodolog"
or0shops- Training- Teaching'
2earning':aluation Technolog"
Programmes- Soft S0ill eelopment
Programmes- acult" eelopment
Programmes
a% 0ot less than to ees
duration
a% 0ot less than to
ees duration
2'each
% 9ne ee duration % 9ne ee duration 1'each
*a&imum points that can be claimed 3=
;. $. Papers in Conferences
!Seminars!%or0shops etc.
Participation and Presentation
of research papers (oral/poster)
in
Participation and
Presentation of research
papers (oral/poster) in
a% International conference a% International
conference
1'each
% 0ational % 0ational 8.+eachc% RegionalState leel c% RegionalState leel +each
d% 6ocal!:niersit" College
leel
d% 6ocal!
:niersit" College
leel
3each
;.C. +rgani6ation of Conferences!Seminars !
%or0shops etc. of duration of minimum
1 ee0
a% International conference a% International
conference
1'each
% 0ational % 0ational 8.+each
c% RegionalState leel c% RegionalState leel +each
12
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d% 6ocal!:niersit" College
leel
d% 6ocal!
:niersit" College
leel
3each
;.. Inited lectures or presentations for
conferences ! s"mposia
a% International a% International 1'each
% 0ational leel % 0ational leel + each
Calculation of total scores in categor"9 Research Publications and Academic Contributions9
-he /PI score claimed in each of the categories #Research Pulications and /cademic Contriutions% ill hae the folloing capping to calculate the
total /PI score claimed;
Note9 Please attach the complete Performance )ased /ppraisal S"stem #P)/S% form for the calculation of /cademicPerformance Indicators #Research and /cademic Contriutions% ith the print of online application form. <oeer, do not
attach= this uideline for filling P)/S form ith the application.
13
Categor" Capping as @ of API cumulatie Score in
application
Categor" 1 Research Papers #$ournals etc%. 3=@
Categor" / Research Pulications #)oos, Chapters etc.% /;@
Categor" 3 Research Projects /=@Categor" 8 Research uidance 1=@
Categor" ; -raining courses and ConferencesSeminar etc. 1;@
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Clarif"ing Notes
1. -he assessment period for an /ssociate professor shall e the period he had sered as /ssistant Professor.
2. /PI scores for indeed pulications ma" e claimed onl" for pulications indeed in Science Citation Inde #SCI%, Scopus or " similar
indeing agencies appropriate to candidate>s discipline as approed " the /cademic Council.3. If the pulication is single authored, the facult" shall get full points, ut if co!authored, the first principal author corresponding author
superisormentor ma" claim ?'( eightage and the remaining authors ma" claim 4'( eightage.4. /PI points claimed under 1. ). shall not e claimed again in +.). #ConferencesSeminars @orshops etc.%+. Points shall not e claimed for /stracts onl".
?. In case of joint authors for oos, oo chapters etc., the first corresponding author ma" claim ?' ( eightage and the remaining authors
ma" claim 4'( eightage.8. -he Principal Inestigator and Co!Principal Inestigator for a sponsored project ma" claim ?'( and 4'( eightage respectiel".
A. In case of joint superision of research, the guide or co!guide #if an"% ma" claim full points.
B. 9ne ee shall mean + continuous oring da"s1'. or organiation of ConferenceSeminar@orshop etc. the Co!ordinator, Conener, 9rganiing Secretar", and -reasurer ma" claim ?'(
eightage and other memers of the 9rganiing Committee ma" claim 4'( eightage.
Attach the folloing documents in the folloing order9
1. -he first page of pulications in 0ational International $ournals ith the folloing details lie hether refereedindeed, on linePrint
and also the Impact factor if an". /ll the pulications shall e of strictl" during the assessment period onl" and shall e arranged in the
order of latest to the earliest.
/. -he first page of 0ational International Conference proceedings #if pulished%. /ll the pulications shall e of strictl" during the
assessment period onl" and shall e arranged in the order latest to the earliest.
3. Coer page of an" suject oo pulished #ith IS)0ISS0 numers% indicating hether the pulishers are International0ational, State
and Central ot. or 6ocal #strictl" during the assessment period onl"%.
8. -he first page of the chapters, if pulished ith the coer page of the oo ith all details mentioned aoe as clause III #strictl" during
the assessment period onl"%.;. -he first page of the chapters contriuted to edited noledge ased olumes ith all the details mentioned aoe as in III #strictl" during
the assessment period onl"%.
14
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. 7etails of an" Sponsored projects, Consultanc" projects, #including sanction letter% Completed projects ith Dualit" ealuation certificates
ith the name of the project, funding agenc", duration and the amount moilied#strictl" during the assessment period onl"%.B. 7etails of an" Patent -echnolog" transfer Product or Process deeloped indicating the eneficiar", hether oernment odies at
Central or State leel0ational or International leel #strictl" during the assessment period onl"%.
. P -hesis of minimum one "ear duration #in full time% guided, indicating hether degrees hae een aarded #strictl" during the
assessment period onl"%.D. 7etails of Ph.7 Scholars guided clearl" indicating hether degrees are aarded or thesis sumitted onl"
1=. Certificates of the Refresher Courses, @orshops, -raining, 9rientation Courses, -eaching 6earning Ealuation -echnolog", Soft sill
7eelopment Programs, acult" 7eelopment Programs attended ith the name of the 9rganiing /genc" and the duration. -he
photocopies of the certificates of such courses attended are to e attached. Please note that an" such program of duration less than +
continuous oring da"s need not e included.
11. -he details of the Research #oral posters% Papers presented in an" Conference or Seminars@orshops ith the details of the
ConferenceSeminar@orshop lie the name of the organier, duration, and enue and hether it is International 0ational Regional
State6ocal :niersit"College 6eel. Please note that if the paper has alread" een pulished in an" proceedings, the" are not to e
included in +.) as the" are alread" included in 1.). /lso furnish the details, if the facult" has participated onl" or participated and
presented the research paper. Please note simple participation does not earn an" point.
1/. -he details of an" ConferenceSeminars@orshops etc. organied ith the details of ConferenceSeminar@orshop etc lie the name of
organiation, duration and enue and hether it is International0ationalRegionalState6ocal :niersit"College leel. /ppropriate
documentar" proof shall e attached.13. 7etails of an" inited lectures or presentations credited to the facult" in an" conference s"mposia ith the details lie name of the
ConferenceS"mposia, Fenue, duration, topic presented mentioning hether the ConferenceS"mposia is of International 0ational 6eel.
/ppropriate documentar" proof shall e attached.
15
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