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Presentation
Alfred Radauer (Senior Researcher, Austrian Institute for SME Research)
Main findings and conclusions of the Benchmarking Study of National and
Regional IPR Support Services for SMEs
The Research Team
3/79
Overview
European Network for Social and Economic Research (ENSR)
Co-ordinatorAustrian Institute for
SME Research (KMFA)Alfred Radauer
Jürgen StreicherSonja Sheikh
Expert andDissemination Pool
Serge QuazzottiRuth Taplin
Monika KrasnySimon Fawcett
Guriqbal Singh-Jaiya
(sub-contractors)
Technopolis Group
project partner
Fritz OhlerKatharina WartaSaverio Romeo
ENSR and European partnerscovering the 31 European countries
(sub-contractors)
non-European research partners
Rosalie Ruegg (USA)Jorge Niosi/Peter Hanl (Canada)
Ruth Taplin (Japan) Elisabeth Webster (Australia)
(sub-contractors)
organisation of the Dissemination Conference
Service-GMBH of the Austrian Federal Chamber of Commerce (WKÖ)
(sub-contractor)
under the patronage of the
Austrian Patent Office
4/79
Austrian Institute for SME Research
• Founded: 1952 (2003: name change to KMU FORSCHUNG AUSTRIA)
• Legal form: independent, private, non-profit association
• Staff: approx. 40 persons
• Member of networks such as the ENSR, the European Council for Small Business (ECSB), European Evaluation Society (EES), etc.
Aim & Function
• Social and economic research focussing on SMEs
• Provision of information and data as a basis for decision making
• Target groups: SMEs and their advisors and institutions for economic policy and business promotion
• Geographic scope: Austria and Europe
6/79
Clients
• International Organisations, e.g.– European Commission
– International Labour Office (ILO)
– European Social Fund (ESF)
• National Organisations, e.g.– Federal Ministries
– Economic Chambers
– Public Employment Service (AMS)
– Austrian National Bank (OeNB)
– State governments
– Regional development agencies
7/79
Stockholm
BrightonAmsterdam
Brussels
Paris Vienna
Technopolis Group
Ankara
8/79
Expertise
• Evaluation • Institutional development • Programme Design & Management • Developing and Newly Industrialising Countries • Technology and Innovation Policy • Information Society & ICT • Training Services • Regional Development & Clusters
9/79
The European Network for Social and Economic Research (ENSR)
• Network of independent research organisations specialised in enterprise and business-related research
• Geographical Coverage: all EU, EEA and candidate countries
• Number of partner institutions: currently 37 nationally operating research institutions
• Number of cooperating researchers: >600
10/79
Fields of Work
• Research Areas: The ENSR conducts research in almost any area related to the business sector, such as
• Everything related to SMEs (as a main focus)• Entrepreneurship and enterprise development • Innovation and technology, Capital and finance • Regional aspects, Sectoral studies • Evaluation, monitoring, benchmarking • Regulatory review and administrative burden
11/79
Clients
• European Commission– DG Enterprise & Industry (e.g., with the project
„Observatory of European SMEs“)– DG Employment and Social Affairs
• European Foundation for the Improvement of Living and Working Conditions
• National Governments
The Background
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The “Pro-Patent” Era
Increasing importance of IPR during the last two decades:– Among other things, the development is due to the…
• transition to a information society/knowledge-based economy• growing trend towards internationalisation
– Trends related to IPR• Changes in the legal frameworks• Increasing number of patent applications • Certain technology fields and developing sectors are
especially affected.
Increasing relevance of IP and IP protection mechanisms for SMEs
14/79
Intellectual property protection practices
Type of practice
„Do nothing“ “Informal protection practices“
“Non-registrable legal rights”
“Registrable intellectual property
rights”
Example No conscious strategy to protect IP
Develop high-trust relations with customers, suppliers and employees
Confidentiality clauses and restrictive covenants in customer, supplier and employment contracts
Patents
Maintain lead time advantage over competitors
Prominent copyright notices Registered design
Build specialist know-how into products
Licensing Registered tradeand service marks
Member/user of an organisation which seeks to protect IP
Restricted publication
Unregistered design / design right
►►► Increasing legal formalitySource: Blackburn 2003
15/79
Use of IPR Systems by SMEs
• No data available on patent filings according to company size
• General findings of most studies: SMEs make little use of the IPR-System!
– Exceptions: selected high-tech sectors
European Patent Office (EPO) estimates: 25% of the patent applications stem from SMEs.
16/79
Reasons for the limited use of the existing IPR-System (I)
• Lack of Awareness:– Insufficient knowledge about the (possible) impact of
Intellectual Property Rights and the patenting on a company’s overall business strategy
• Charges and Fees:– Patent office fees (application and registration fee,
publication fees) – Costs for legal advice; translation costs– Overall costs for obtaining a European patent
protection: approx. € 40.000,- (Source: Roland Berger)
In addition: Costs arise before the product/service is on the market and/or the patent owner receives any revenues
17/79
Reasons for the limited use of the existing IPR-System (II)
• (Perceived?) enforceability of patent rights– How to handle and avoid patent infringements– Lack of financial resources
• Long lead times– Increased applications to national and international patent offices
are producing a growing backlog
• (Perceived?) practice of granting patents– The share patents granted to SMEs (in terms of the number of
applications) is generally lower, if compared to larger companies
– Possible Reasons: Better reputation of large companies? ORBetter IPR management in large companies?
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Possible benefits of patents
• Traditional function:– Insurance against copying
• “Newer” functions:– Reputation building
• For marketing purposes• In negotiations with VC funds (in the absence of reference projects)
– Strategic uses• Scare potential competitors off• Misguide competitors• Force competitors to design around• Create freedom to operate (e.g., by cross-licensing)• Facilitation of inter-firm collaboration
– Direct income generation• By licensing• New business models within existing industries• Entirely new business models (“patent trolls” as indicators herefore)
19/79
The Case for IPR Management (I)
• Learning from large firms: LSEs often employ dedicated IP strategy/policy – To create and manage IP portfolio
• For securing the firms developments• For creating freedom to operate• For generating additional income
– To identify potentially harmful IPR (and be able to react early on)
– To use IPR as a source of technological information IPR management instead of „simple“ IP (patent)
protection
20/79
The Case for IPR Management (II)
• IPR management makes use of all formal IPR tools AND informal IP protection mechanisms for good reason
• „Disadvantages“ of patents:– Given by barriers (real or not) described before– Patents protect only for a limited amount of time– Patent provides blueprints for unlawful copiersUsage of patents can be in some instances only waste
of money, in others even harmful to the business
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Alternative IPR strategies for SMEs
• Alternative IPR might prove often more useful– Trademarks, designs, …
• Usage of informal IP protection strategies may be also feasible:– “Do nothing”
– “Maintenance of lead advantage”
– “Trade secrets” and/or usage of rules against unfair competition
– “Defensive Publishing”: Publishing in journals in order to avoid patenting of one’s own invention by competitors
– Hybrid strategies
Usage of the different IP protection tools depends on market standing of a company (which might lower the significance of the business size issue)
22/79
The Case of IPR management (III)
IPR management should be integrated into innovation management
Grundlagen
Kosten
Patent utilisation
Recommended actionCross-Licensing
In-Licensing
Cross-Licensing with net income generation
Inhibiting
Product clearing
Appeal/objection
Acquire patent
Strengthen patent portfolio
Optimize patent processes
leading
same
following
following same leading
Patent standing
Technology standing
Source: Pecham 2006/Siemens Corporation
23/79
Usage of different IP protection instruments *)
54
3428
48
19
45
2632
128
134
1410
1911
01020304050607080
Pat
ents
file
d
Pat
ents
val
idan
d/or
gra
nted
Des
ign
patte
rns
and/
or u
tility
mod
els
Tra
dem
arks
Cop
yrig
hts
Tra
dese
cret
s/se
crec
yag
reem
ents
Des
ign
com
plex
ity
Lead
-tim
ead
vant
age
User survey (ALL) CIS III (all companies, countries covered by case studies)
%
Source: 3rd Community Innovation Survey (CIS III), Austrian Institute for SME Research (SME-IIP user survey)*) multiple answers allowed
Given the number of companies and the number of patent applications, CIS data looks still over-optimistic
24/79
IPR as a means to increase competitiveness?
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First conclusions
• The corporate usage of patents should depend on… – the overall corporate strategy of the enterprise,– the corporate structure and the sector(s) the enterprise operates – an efficient management of IPR issues.
IPR in innovation management matters!!Policy makers should take a broader
approach towards IPR and not be too patent-centric
Availability of qualified staff to deal with the challenges may be the key issue
26/79
Policy Areas
• IPR framework– Laws governing IPR (Community Patents)– Laws governing competition (competition policy)
• RTDI Support – Addressing universities and researchers– Addressing businesses and SMEs directly
• Human Capital Policy– Education of the general public– Education within universities (business schools, technical universities)– Education and vocational training for stakeholders („train the
trainers“)– Education targeted at SME managers („Training“)
• (Foreign Policy):– New Trend: Programmes concerning IPR protection in China for SMEs No track record so far….but vehicle to promote IPR with all?
Study focus
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What´s ahead…
Questions for the study (and the rest of the presentation and subsequent discussion):►Are the currently offered IPR support services
adequate with respect to the needs of SMEs, resp. the challenges described?
►Is there a mismatch between demand and supply?►Are there differences in service provision in
Europe and overseas countries?►Is the vision of a broader approach to IP usage
(instead on the number of patent applications only) workable in the context of IPR support?
The Project
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Study “SME-IIP” in a nutshell
Aim: The study aimed to identify, analyse, classify and benchmark support services in the area of IPR for SMEs
• The project was carried out in three phases:– Phase 1: Identification and analysis of existing support services
– Phase 2: Benchmarking of relevant support services; development of a
short list for a “Good-Practice” analysis
– Phase 3: In-depth analysis of selected services with “Good Practice”- elements; examination of survey results; development of case studies
– Geographical coverage: Mostly EU-27 and some overseas countries (USA, Japan, Australia, Canada)
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Study design and methodology
279 services (Europe: 224)
72 services benchmarked
15 services exhibiting “good practice” characteristics
Field work (by partner network)
Field work (by partner network)
Results validation
Results dissemination
Core Research Team:
- Analysis
- Guide-lines
- Selection processS
tudy
IP
R E
xper
t G
roup
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Response rates for user survey
Nr. title of the service address pool (1)
contacted users
executed interviews
response rate
1 INSTI SME Patent Action (GER) 3000 460 52 11 %
2 Patent Information Centre Stuttgart (GER) 132 132 35 27 %
3 IK2 (SWE) 85 81 50 62 %
4 IOI (NLD) 200 94 50 53 %
5 IP Prédiagnosis (FRA) 82 82 30 37%
6 What’s the key? Campaign (UK) 15 14 13 93 %
7 IA Centre Scotland (UK) 256 136 46 34%
8 serv.ip (AUT) 542 95 56 59 %
9 Intellectual Property Assistance Scheme (IRE)
53 53 41 77 %
10 VIVACE (HUN) 4000 450 50 11 %
11 SME Services of the Research Centre Henri Tudor (LUX)
47 41 20 49 %
12 Foundation for Finish Inventions (FIN) 138 85 49 58 %
13 Promotion of Industrial Property (ESP) 154 90 53 59 %
14 SME services of the Danish patent office (DK) 79 79 35 44 %
15 Technology Network Service PTR (1er brevet) (FRA)
385 253 50 20 %
TOTAL 630
(1) Number of available contacts
*) The case studies are presented in lose order – the numbering does not represent a ranking of any type and is used only for easier referencing.
Source: Austrian Institute for SME Research
Towards good practices:Identification process (Phase 1)
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Selection criteria for identifying relevant support services
Selection criteria
• Source of funding– Inclusion of only publicly funded services
• SMEs as target group– Explicitly– Implicitly, if the service has significance for SMEs
• Service design– Service targeted as a whole or in (analysable) parts at IPR
• Degree of legal formality– Focus on registrable IPR (esp. patents)– Inclusion of other IPR with less legal formality, if a country does not have a high enough
number of services targeting registrable IPR
• Geographical coverage: national and/or regional
Another (informal) selection criterion in some (few) instances: willingness of the service provider to collaborate and provide information
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Overview of available support services (I)
• In total, 224 support services for SMEs in the field of IPR in Europe have been identified.– database listing: 279 services (incl. overseas)– high variation among countries– number of services identified overseas: 55
• Only 35% of the services were explicitly dedicated services for SMEs.
• Most services (80%) were offered nationwide, the rest at a regional/local level.
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Overview of available support services (II)
Degree of legal formality of IPR covered by identified services, by services *)
*) multiple answers allowed Source: Identification process, n=279
Regardless of selection criteria, most public funded services target registrable IPR (esp. patents)
90
69 67
18
37
41
0
10
20
30
40
50
60
70
80
90
100
patents designs trademarks otherregistrable IPRs
non-registrableIPRs
informalprotectionpractices
%
36/79
Overview of available support services (III)
Phase of IPR usage targeted, by services *)
*) multiple answers allowed Source: Identification process, n=279
Most services address the process of development/registration of IPR Multiple phases covered by many services
49
74
37
60
0
10
20
30
40
50
60
70
80
research on innovativeprojects and related IPRs
process ofdevelopment/registraton of
IPRs
acquisition of existing IPRs utilisation of IPRs
%
37/79
Overview of available support services (IV)
• Issue: multiple counting– e.g., “consulting services” are often also “information services”
• Number of categories• Issue: Embedded services vs. integrated services
– Embedded services: Service part of another service or service portfolio which is not targeted at IPR
– Integrated services: Services part of a portfolio of IPR-related services
Review of classification system, taking into account Qualitative service descriptions Comparisons between countries Other classification systems (OECD/WIPO etc.)
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Overview of available support services (V)
Evidence-based “functional” classification:
1. (Pro-active) awareness raising services & Public Relations
actively address SMEs and/or promote the usage of the IPR system
2. (Passive) Information provision services
(passively) offer information to interested parties, partly for research purposes
3. Training
Educational measures where SMEs do benefit to a larger proportion
4. Customized in-depth consulting and advisory services/points
broader scope
5. Financial assistance & legal framework
Subsidies for patent filings, tax credits…
39/79
Overview of available support services (VI)
*) multiple counts allowed Source: Identification process
Functional classification, by services *)
39
8
15
3031
0
5
10
15
20
25
30
35
40
45
Finance & legalframew ork
Customised in-depthconsulting services
Informationprovision services
Proactiveaw areness raising
Training
%
Towards good practices:Benchmarking (Phase 2)
41/79
Towards Good Practices: Benchmarking Indicators (I)
• Development and Design:– Type and scope of preparatory activities– Time of preparation activities– …..
• Implementation:– Budgets and resources used– Governance
• Evidence of an effective administration • Existence of quality assurance mechanisms
– Marketing activities employed– …
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Towards Good Practices: Benchmarking Indicators (II)
• Performance:– Existence and values of any performance measures– Assessment of added value/additionality– Assessment of impacts– Strengths and weaknesses– …
Strong focus of the respective guidelines
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Towards Good Practices: Selection criteria for the benchmarking phase
1. Clearness of the objectives stated
2. Clearness of the service design and service offerings
3. Scope of the service offerings
4. Level of innovation of the instruments employed
5. Take-up by SMEs and/or other available performance measures
6. Country context
7. Policy context
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Towards Good Practices: Overview of benchmarked services
• In total, 72 services were subjected to benchmarking.– In the end: comprehensive data gathered from
66 services.
Overall: “good practices” as a whole were hard to spot!
Plenty of opportunities to learn about “elements of good practice”
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Towards Good Practices: Organisations offering IPR support services for SMEs
*) multiple counts allowed Source: Benchmarking process, n=66
Type of service offering institutions of benchmarked services, by services *)
30
8
39
14
36
9
0
5
10
15
20
25
30
35
40
45
Nationalgovernmental
body
Regionalgovernmental
body
Patent off ice Nationaldevelopment
agency
Regionaldevelopment
agency
Others (e.g.,associations)
%
46/79
Towards Good Practices: Institutional map
• High/increased activity levels from the National Patent Offices:– seem to look for new new roles – active in (pro-active) awareness raising activities and in
(technical) information provision (e.g., patent searches)– Most of the time new in the innovation policy landscape– Challenges
• Technology/development agencies – cover IPR, but IPR services there are often marginalised
• National governmental bodies– Have their IPR services often implemented by organisations
other (“Other” category) than the PTO or technology/development agencies
47/79
Towards Good Practices: Evaluation culture (I)
*) multiple counts allowed Source: Benchmarking process, n (benchmarked services) = 66, n (Good Practices) = 15
Quality assurance mechanisms in place, by services *)
50
31
23
59
47
12
3629
24
35 35 35
0
10
20
30
40
50
60
70
Regularmonitoringexercises
Interimevaluations
Ex-postevaluations
Regular audits Other qualityassurance
mechanisms
No qualityassurance
mechanisms
Benchmarked services "Good Practice" elements exhibiting services
%
48/79
Towards Good Practices: Evaluation culture (II)
• Only around 5 out of 10 services are subject to formal evaluation exercises
• 23% stated that they had no form of quality assurance mechanisms in place
– Issue seemingly more with services from the PTOs
– Evaluated services perform better than non-evaluated ones
– Lack of evaluation culture has implications… …in terms of customer (need) orientation …in terms of accountability
49/79
Towards Good Practices: Evaluation culture (III)
IPR support services are, in terms of investigated implemented innovation policy instruments, to a large extent uncharted
territory!
Systems failure!
50/79
Key quality factors for the provision of IPR services, user perceptions
14
26
29
40
42
44
47
49
51
67
67
77
31
35
35
25
31
33
24
26
31
19
17
12
0 10 20 30 40 50 60 70 80 90 100
Spatial distance
Referal to external services
Referal to & availability of other services in-house
Technical information ("how to patent")
Administrative efforts
Scope of service
Information on different IP strategies ("w hy/w hy notto patent")
Individual contact
Costs
Timely delivery
Ease of access & identif ication
Competence of Staff
high relevance medium relevance
%
Source: Austrian Institute for SME Research
Aggregated answers for all services,Services considered = 15
n = 630
51/79
Towards Good Practices: Human resources
• Core success factor: Competence of staff
– Underlined explicitly in around 60% of the benchmarked services as a success factor.
– Also underlined in user surveys in the good practice analysis.
– Reason: IPR matters are usually more complicated and require technical, legal and business/strategic knowledge
52/79
Towards Good Practices: Human resources and educational offerings
Serious issue: Availability of qualified staff
Calls for senior staff with experience
Not every local and regional service can offer sufficient number of experts
Issue of reward schemes
Literature indicates lack of educational offerings in this respect
A good IPR service has to have a minimum scope (otherwise: referral)
53/79
Towards Good Practices: Networking and service portfolios
• The level of integration/networking with other services matters.– Services integrated into a portfolio of other
services perform better than isolated ones. Synergy effects in terms of competence available
and built throughout service operation achieve minimal size of service easier
However, no service can cover the whole spectrum of IPR issues! referral activities important
54/79
Towards Good Practices: Visibility
• Another important success factor: Ease of identification
– A weakness with many services
– Many support services are more easily identifiable, because they are the only service of their kind in the country/region (uniqueness as a success factor).
55/79
Towards Good Practices: Patent Focus vs. IP protection in general
• Scope of the service offers:
– Most services are patent-centric (with some provisions for trademarks)
– Issue: Information on „why“ and „why not“ to patent
Who (from the service advisers) would advise Coca-Cola to go for a trade secret regarding its recipe if it were patentable?
Lack of services covering all different IP protection instruments!
56/79
Towards Good Practices: National or regional approaches? (I)
Because of the success factors explained before: Preference for a nationwide offered integrated service (package) with regional outlets.
Central unit can have the (otherwise scarce) expertise.
Regional outlets refer to the central unit
High visibility
Networking with other institutions required (but there are limits to networking)
57/79
Towards Good Practices: National or regional approaches? (II)
Services of smaller scope and/or operated only at a regional level can also make sense…
…if they complement nationwide offerings
…if they have clear goals and targets and respective service designs in the regional context
…if they are also networked enough
Issue of critical mass!
58/79
Towards Good Practices: Private or public service offerings? (I)
15 11 412 18
8
35 37
22
34 27
24
11 133 20
20
40
60
80
100N
atio
nal
agen
cy
Reg
iona
lag
ency
Cha
mbe
r of
com
mer
ce
Pat
ent
offic
e
Pat
ent
atto
rney
Ext
erna
lco
nsul
tant
s
EU
Oth
er
f requently occasionally
%
*) multiple answers allowedSource: User Survey, n = 630
Usage frequency of different types of service providers for innovation projects,
percentage of (good practice) service users *)
59/79
Towards Good Practices: Private or public service offerings? (II)
• Issue “Crowding out of private service providers” By extending public service offerings (esp. by the PTOs) conflicts
may arise with private offerings
Has to be looked into further!!
Some thinking: Type 1 (awareness) to Type 3 (training): public Type 3 (training) & Type 4: private (Type 3 partly public) Type 5 (subsidy): public
Cooperation with private multipliers a (necessary) success factor Important role of patent attorneys! ( often act directly as an entry
point for IPR support services, or promote such services) (Time-limited) public support services as igniters for private offerings?
60/79
Towards Good Practices: Organisational focus (I)
• Who should offer publicly funded IPR support services for SMEs?
Depends on the design of the innovation (support) system and historic context.
PTOs Have abundant knowledge on technical and legal matters
concerning registrable IPR Are perceived to be “independent” and “reliable” (yet slow)
Development agencies Well known/accepted by SMEs in terms of general and
innovation support available Better knowledge of business context, wider service portfolios
but less IPR know-how
61/79
Towards Good Practices: Organisational focus (II)
General know-how gap with both organisations in terms of unregistrable IPR and informal protection practices?
Two options:a. Scale down PTOs on core competence of patent filings and searches,
enrich development agencies with IPR know-how & link both more together
b. Enrich PTOs further and create “institutes of intellectual property”, but link them with development agencies, anyway
In any way: Linkage/permeability seems important!
Development/technology agencies should act as entry points, not the PTOs!
62/79
Towards Good Practices: Other success factors and Good Practice elements
• Other important success factors (and good practice elements):
• Timely delivery In the context of IPR (patents) especially of relevance (“who is
first gets the patent”)
• The role of costs IP protection costs are considered to be the major obstacle by
SMEs existence of well-designed financial subsidy can help, but in
other ways one might initially think of subsidies cannot compensate for a cheaper European patent
Towards good practices: Lessons learned from overseas countries
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Overseas Experiences (I)
• Overseas experiences with support services for SMEs in the field of IPR:– USA– Canada– Australia– Japan
• Furthermore, interesting developments registered in Korea, Israel, China, … but not covered in the study
65/79
Overseas experiences (II)
USA• Some services seemingly rely stronger on work done on a
“pro bono” basis• i.e. Service Corps of Retired Executives (SCORE), a service
offering business counseling on a free or low-cost basis to small businesses; among the volunteers are also those specialized in IPR protection
• Social phenomenon: It is well seen if rich people/retired executives volunteer for a good cause for free
• Patent filings are less expensive• Small entity act lowers filings costs even further
66/79
Overseas experiences (III)
Australia:• IPR “embedded” in different (thematic)
programmes• i.e. “BioStart” programme
• Programme aims to support Bio start-up companies
• IP advice is offered between “Proof-of-concept” and business planning
• i.e. “Market Ready Commercialisation Programme”• Series of facilitated workshops providing successful applicants
(inventors) with 10 days of free professional assistance
• Covers information on IP protection and development strategies
67/79
Overseas experiences (VI)
Australia
• Regional activities, strong branding
• i.e. “Smart Start” programme
• Smart Start workshops are held all over Australia to introduce interested people to basic IP concepts
• Awareness of the service is considered to be a key strength
• Covers also trade secrets!
• Wide range of referral activities, also to venture capitalists
68/79
Source: Canadian Intellectual Property Office
Overseas experiences (V)
Canada
69/79
Overseas experiences (VI)
Canada
• “IP Tool-Kit”: on the internet, provides information that covers the life cycle of the IP from start up to financing, searching and filing.
• “Bank of Speakers”: pool of trained experts on IP available across Canada volunteer their time to deliver a IP Awareness presentation.
70/79
Overseas experiences (VII)
Japan• Broad policy initiatives work on multiple levels at the
same time• Goal: To ignite private sector (retail banking, insurances) and
have them pay more attention to IPR
• Broad educational initiatives
• Technology License Offices• Similar to what licensing offices do in European universities, but
seemingly more successful
• Core element of IPR support to SMEs (more than in Europe technology transfer institutions)
• IPR used as collateral more than in Europe or the US, however usage on a broad level (e.g., by private retail banks) seems to be still in its infancy
71/79
Lessons learned from overseas experiences
• Services offered in other countries than Europe are not significantly different, but …
• People and institutions matter• Broader policy initiatives surrounding IPR create
an IPR friendly environment• Volunteering seems to be an effective way of
providing IPR services (really? also in Europe?)
• What about other countries?• Korea: strong in e-learning• China: also interesting services developed Not part of the study, but should be looked into!
72/79
Overview of good practice elements
• Expert staff (!!!)
• Emphasis on the whole of IP protection instruments, not only patents (IPR Management)
• Integration instead of autonomy with permeable and sound entry points
• Ease of identification
• If regional: complementary and very specific tasks
• Cooperation between relevant stakeholders, networking & referral activities
• Timely delivery and costs
• Evaluation culture and governance of services
• Support by private IPR service providers, no crowding out of private sector
Towards good practices:Good practices elements overview and analysis
(Phase 3)
74/79
Services displaying good practice elements (I)
1. INSTI SME Patent Action (GER) Integrated service offering a financial subsidy Nationwide coverage offered by central institution with regional
partners Broad impacts with rather little resources
2. Patent information centres (GER) one-stop shop for information/research on patents Integrated approach (workshops, SME working group, etc.) Large number of users
3. IK2 (SWE) IPR within general innovation support; access to IPR supported by
specialised staff Extensive networking Integration into a portfolio of general innovation support schemes
75/79
Services displaying good practice elements (II)
4. IOI (Innovation by patent information) (NLD) Programme involving cooperation between development agency and
national PTO Issue of patent searches Positive evaluation results
5. IP Prédiagnosis (FRA) One expert assesses, within 2 days, the state of the art of IPR usage
in a SME (free of charge) Part of a portfolio of INPI services Regional networking, expert staff, standardised tools
6. What is the key? (UKPTO) Successful awareness raising campaign, Collaboration with external stakeholders and agencies Part of a larger IPR service portfolio of UKPTO (integrated approach) Example of what a national PTO can do
76/79
Services displaying good practice elements (III)
7. Intellectual Assets Business Service (IA Centre Scotland, UK) Unique service that focuses on Intellectual Asset Management
(rather than a specific IPR protection tool such as patents) Events, advise, publications, standardised tools/checklists Integrated service, expert staff, IAM instead of “patent-only”
8. Serv.ip (AT) Patent search services, awareness raising for SMEs and training Spin-out of the Austrian PTO, organised as a company ( another
example of how PTOs can evolve) expert staff, timely delivery, take-up with SMEs
9. IP Assistance Scheme (Enterprise Ireland) Financial subsidy for patent applications Integrated approach & uniqueness
77/79
Services displaying good practice elements (IV)
10. VIVACE (Action Plan Promoting Industrial Property Competitiveness of Entrepreneurs) (HUN)
Example of what can work in the EE context Extensive collaboration with EPO, contractual agreements with expert staff Broad approach Little historic burdens to cope with
11. SME IPR services of the Henri Tudor centre (LUX) Integrated approach: trainings, awareness raising, publication (LIIPS) Example of what can be done in a small country expert staff trainings course (DIPS) deals with IPR management on a broad level
12. Foundation for Finish Inventors (FIN) One-stop shop for inventors and patenters Offers its service in regional centres, delivered by expert staff Organisational approach (broad, integrated)
78/79
Services displaying good practice elements (V)
13. Promotion of Industrial Property (SEGAPI Galicia) (ESP) Example of what can work in regional context Financial subsidy for patent applications in a region with under-
average patent usage Complements some other IPR support measures
14. Selected SME services of the Danish PTO High activity levels of the Danish PTO in this respect Renown and comprehensive website devlopped “IP Score” (IT-based IP assessment tool) Trainings courses
15. Technology Network Service/First Patent application (FRA) Operated using a network of experts, with regional outlets Subsidy for 5-days in-depth consulting regarding IPR management
and/or first patent application, carried out by appointed expert
79/79
Further current & related projects
• Further approved projects Services for SMEs in the Field of Intellectual Property Rights
(IPR) in Switzerland - A reviewon behalf of the Swiss Federal Institute of Intellectual Property (IPI)
On the role of IPR in R&D collaboration between SMEs and large companies (LCOs)
Cooperation with University of Bremen
Transatlantic IPR – A review of policies in the US and the EU towards counterfeiting, including an analysis of ecoomic damages caused by such conduct.
Partner, for the study side, of a consortium comprising the Austrian technolgy agency „aws“ and a number of international chambers of commerce
Thank you for your attention!
You can download the report athttp://www.proinno-europe.eu/
Website:
http://www.kmuforschung.ac.atE-Mail:
a.radauer@kmuforschung.ac.at
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