SOVEREIGN WEALTH · Sovereign Wealth is not tied to any single investment manager or private bank...

SOVEREIGN WEALTH

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INTRODUCING SOVEREIGN WEALTH

IMPARTIALITY

Sovereign Wealth provides asset management solutions to clients worldwide. Our goal is to help our clients grow their wealth, enjoy it and pass it on to future generations.

Sovereign Wealth is not tied to any single investment manager or private bank and is committed to delivering genuinely objective and impartial financial guidance, as well as enhanced levels of oversight and security.

As an independent financial consultancy, Sovereign Wealth does not hold client money in its own name, instead all assets are held securely with major recognised custodians.

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By harnessing the collective strength of its clients, Sovereign Wealth has been able to negotiate significant discounts and the best possible terms with leading investment managers and investment platforms. All fees will be discussed and agreed at the outset.

Sovereign Wealth offers asset management solutions for individuals, companies, occupational pension funds, personal pension schemes, trusts and other structures.

FEE STRUCTURE

WHO CAN WE HELP?

THE SOVEREIGN WEALTH PROPOSITION

The international market place offers an abundance of investment options and opportunities, many of which may appear attractive. It can be extremely time consuming to research and carry out appropriate due diligence in order to make the right choice.

Sovereign Wealth facilitates this process by delivering a simple and refined proposition suitable for retail, high net worth and sophisticated investors.

The minimum entry level is £50,000 as a lump sum investment or £25,000 for regular savers plus a minimum of £1,000 per month thereafter.

Key components of any Sovereign Wealth investment proposal include:-

• Security and engagement with strong financial institutions• Portability and an absence of exit penalties or “lock-in” periods• Clear, competitive and transparent fees• Regular valuations and oversight of performance using relevant benchmarks • Portfolio reviews at agreed intervals• A dedicated relationship manager to assist with all queries

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ADDED VALUE

• Sovereign Wealth has negotiated preferential terms with leading investment managers and platforms. This provides Sovereign Wealth’s clients with access to discounted rates that may otherwise be unavailable

• All Sovereign Wealth partners must be appropriately licensed and have secure custody arrangements

• Sovereign Wealth carries out extensive benchmarking work to assist in the selection of the investment manager and evaluate and respond to future underperformance

• Sovereign Wealth offers access to model portfolios designed for its clients

Sovereign Wealth’s model portfolios are designed by leading investment managers.

The investment managers build the portfolios around a specific risk mandate and then typically employ a “top down” approach to asset allocation, sector selection and finally the individual stocks.

On an ongoing basis the composition of the model portfolios changes according to the investment manager’s views on the market, any new opportunities or specific areas of focus.

The individual funds/stocks that comprise the portfolios are typically held via an investment platform. This means that the investment manager does not take custody of the assets and can be replaced quickly and easily if needed.

MODEL PORTFOLIOS

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Sovereign Wealth is the trading name of Sovereign Asset Management Limited (SAM). The Company has nurtured a loyal client bank, having successfully provided asset management services for almost 20 years following its formation in 2000. Sovereign Wealth’s head office is in Gibraltar, a robust financial services centre and British overseas territory that is within the European Union. Sovereign Wealth also has a Representative office in the Dubai International Financial Centre (DIFC) in the United Arab Emirates. This allows the marketing of Sovereign Wealth’s services to prospective clients in the Middle East from the DIFC which has become one of the world’s leading financial centres.

Sovereign Wealth is part of the Sovereign Group of companies. Sovereign opened its first office in Gibraltar in 1987 and has since grown into one of the largest independent corporate and trust service providers in the world. We currently manage over 20,000 clients that include companies, entrepreneurs, private investors or high net worth individuals and their families – and have assets under administration in excess of US$10 billion.

HERITAGETYPICAL STRUCTURE

INVESTMENT PLATFORM

Fund A

Fund B

Fund C

Fund E

Fund D

Fund F

Role of the Investment Platform

Role of the Investment Manager

INVESTMENT MANAGER(PORTFOLIO DESIGN)

To provide access to over 4,000 funds

Portfolio design and asset allocation(Each portfolio typically consists of around 20 funds / stocks)

Fund research Identify short term and long term opportunities

Rebalancing instructions to the platform

Provides independent and secure custody

Automated rebalancing of portfolios

Online viewing access and performance evaluation

Access to leading investment managers

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Sovereign Wealth is regulated by the Gibraltar Financial Services Commission (FSC) in compliance with the Markets in Financial Instruments Act as an investment adviser, pension adviser and insurance intermediary. In Dubai Sovereign Wealth is regulated by the Dubai Financial Services Authority as a representative office. This allows the marketing of Sovereign Wealth and Sovereign Group services within the DIFC.

REGULATIONCONTACTS

Sovereign Wealth is a trading name of Sovereign Asset Management Limited.

Sovereign Wealth is regulated and authorised by the Financial Services Commission, Gibraltar Licence Number 74253.

Sovereign Wealth (DIFC Representative Office) is a trading name of Sovereign Asset Management Limited (DIFC Representative Office) which is regulated by the DFSA as a representative office.

This document relates to financial services which are not subject to any form of regulation or approval by the Dubai Financial Services Authority (“DFSA”).

The DFSA has no responsibility for reviewing or verifying any prospectus or other documents in connection with these services. Accordingly, the DFSA has not approved this document or any other associated documents nor taken any steps to verify the information set out in this document, and has no responsibility for it.

The financial product(s) to which this document relates may be illiquid and/or subject to restrictions on resale. Prospective purchasers should conduct their own due diligence on the financial product(s). If you do not understand the contents of this document you should consult an authorised financial adviser.

ASIA

CHINA, BEIJINGTel: +86 (0)10 5661 7052china@SovereignGroup.com

CHINA, SHANGHAITel: +86 21 5211 0068 china@SovereignGroup.com

HONG KONGTel: +852 2542 1177hk@SovereignGroup.com

SINGAPORETel: +65 6222 3209sg@SovereignGroup.com

CARIBBEAN

BAHAMASTel: +1 242 322 5444bh@SovereignGroup.com

TURKS & CAICOS ISLANDSTel: +1 649 946 2050tci@SovereignGroup.com

EUROPE

CYPRUSTel: +357 25 733 440cy@SovereignGroup.com

GIBRALTAR - TRUST & PENSIONSTel: +350 200 76173gib@SovereignGroup.com

GIBRALTAR - MARINE SERVICESTel: +350 200 51870marine@SovereignGroup.com

GIBRALTAR - INSURANCE SERVICESTel: +350 200 52908sis@SovereignGroup.com

GIBRALTAR - SOVEREIGN WEALTHTel: +350 200 41054sw@SovereignGroup.com

GUERNSEY - TRUST & PENSIONSTel: +44 1481 729 965ci@SovereignGroup.com

ISLE OF MAN - TRUST & PENSIONSTel: +44 1624 699 800iom@SovereignGroup.com

MALTA - TRUST & PENSIONSTel: +356 21 228 411ml@SovereignGroup.com

PORTUGALTel: +351 282 340 480port@SovereignGroup.com

SWITZERLANDTel: +41 21 971 1485ch@SovereignGroup.com

UNITED KINGDOM, LONDONTel: +44 20 7389 0555uk@SovereignGroup.com

UNITED KINGDOM - AVIATION SERVICESTel: +44 20 7389 0555rana@SovereignGroup.com

UNITED KINGDOM, WIRRALTel: +44 151 328 1777ukcorporate@SovereignGroup.com

MIDDLE EAST & AFRICA

BAHRAINTel: +973 17 1515 71bahrain@SovereignGroup.com

MAURITIUSTel: +230 244 3210mu@SovereignGroup.com

SEYCHELLESTel: +248 4321 000sc@SovereignGroup.com

SOUTH AFRICATel: +27 21 418 2170sact@SovereignGroup.com

UNITED ARAB EMIRATES, ABU DHABITel: +971 2418 7640ad@SovereignGroup.com

UNITED ARAB EMIRATES, DUBAITel: +971 4 270 3400dubai@SovereignGroup.com

Contact

Sovereign WealthSuite 2B, 143 Main Street, Gibraltar

Tel: +350 200 41054 Fax: +350 200 41036

SW@SovereignGroup.comSovereignGroup.com

Sovereign Wealth is a trading name of Sovereign Asset Management Limited, Suite 2B, 143 Main Street, Gibraltar “SAM”. SAM is regulated by the Gibraltar Financial Services Commission as a pension advisor FSC 00642B.

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Whilst every effort has been made to ensure that the details contained herein are correct and up-to-date, this information does not constitute legal or other professional advice. We do not accept any responsibility, legal or otherwise, for any error or omission.

© Sovereign Media (IOM) Limited 2019