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Why FINRA's 529 Plan SelfReporting Initiative Matters a Year Later For Participating Firms That Did Not Participate
By Kamaran Fotouhi, John Ivan, Christine Cornejo,
Brian Rubin, and Sarah Sallis
• .
About the Authors:
Kamran Fotouhi is a managing director at Capital Forensics, Inc. He may be reached at Kamran.Fotouhi@CapitalForensics.com
John Ivan is a managing director at Capital Forensics, Inc . He may be reached at John.lvan@CapitalForensics.com.
Christine Cornejo is a managing director at Capital Forensics, Inc. She may be reached at Christine.Cornejo@CapitalForensics.com.
Brian Rubin is a partner at Eversheds Sutherland. He can be reached at brianrubin@evershedssutherland.com.
Sarah Sallis is an associate at Eversheds Sutherland.
She can be reached at sarahsallis@evershedssutherland.com.
JUNE 2020 NSCP CURRENTS 19
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