AIFMD Annex IV Reporting

MoneyWare FundWareAIFMD Annex IV REporting

Trusted Techno Business Partner Delivering Excellence

and Value to Financial Services Firms Globally

April 15, 2023

Detailed Regulatory Reporting

• 340+ fields• XML reporting to Regulators• Accurate Data and calculations

Scope

• Applies to All Managers covered by AIFMD (including NURS, Investment Trusts, Hedge funds, Private Equity etc.)

Filing

• Managers require to make quarterly, biannual or annual filing

Deadline

• Tight 30-day deadline for reporting to competent authorities

AIFMD Annex IV – Business Need

MoneyWare FundWare

MoneyWare FundWare offers plug-in-and-play capability for:

Introduction to MoneyWare FundWare

AIFMD Annex IV Reporting

UCITS Rules

Non-UCITS Rules and other Regulatory rules

Prospectus and client mandate limit monitoring

Analysis of geographic / sectoral / issuer / credit rating and other risk

Liquidity monitoring and analysis

Major shareholdings and takeover disclosures

Short selling monitoring

Supports Latest AIFMD

Requirements as

per ESMA

Performs all of the detailed Annex IV calculatio

ns, including commitment and gross

method exposure calculatio

ns & Liquidity

Calculations

Captures all risk data

including VAR, CS01,

DV01,Vega Notional and other

Risk Metrics

Simple excel based

uploads and single

click report

generation any time .

XML reports

ready for submissio

n

Pre-configure

d with leading

Administrators

MoneyWare FundWare - Annex IV Solution

The Annex IV Process

Robust Calculation & Reporting Tool

Run AIFMD reports as and when required

Accurate Leverage Calculations

Plug and Play UCITS Monitoring

Comprehensive and flexible Data migration framework

Leveraging existing integrations with leading administrators .

Value Proposition

Quick View - Annex IV Solution

Dashboard

Workflow management for multiple funds

MoneyWare FundWare Annex IV Portal

Report Generation• Simple wizard for AIF and AIFM report generation • Covers all report types and frequencies • Reports can be generated at any time • Ready to submit XML generation

MoneyWare FundWare Annex IV Portal

MoneyWare FundWare Annex IV Portal

Report generation • Report generated in HTML – easy to review• One click to convert to XML – as required by Competent Authorities

Static Data • Static data entered directly into FundWare • Covers identifiers, share class data, reporting codes etc. • Simple to edit, review and approve

MoneyWare FundWare Annex IV Portal

Data Uploads • Simple spreadsheet upload for subscriptions, redemptions, returns, % change in NAV etc.

• All data for each upload retained for full audit trail

MoneyWare FundWare Annex IV Portal

The FundWare Annex IV Solution does all the required Calculation – complete and automated

AIFMD Annex IV Requirements

Holdings and Trades

• FundWare automatically enriches holdings data and does the performs the calculations, including aggregation on: • Asset Type / Sub type, • Exchange, • Geographic Regions

Exposure calculations

• FundWare performs all the calculations of AUM, Commitment, Gross Exposure etc.

Summary

MoneyWare FundWare - Annex IV Solution

User friendly wizards to generate all AIFM and AIF Reporting .

View reports in transparent and html, excel and pdf format

“One-click” to generate the required xml Annex IV Reports – Submission Ready

Easily amend data and re-run the reporting as and when required

Full audit trail and transparency

Workflow management for review, approval and submission to regulatory authorities

Re-run historic reports at any time

Contact Us

UAEMiles Software Solutions FZ-LLC 210, Level 2, The Loft Offices, Building# 2, Entrance C, Dubai Media City, Dubai, T: +971 (4) 422 5817

India Miles Software Solutions Pvt. Ltd.B - 801, Trade World, Kamala Mills, Lower Parel (W), Mumbai – 400013. T: +91-22-66518400 www.milessoft.com

PhilippinesMiles Software Solutions Inc.Penthouse, 7944 Mavenue Building, Makati Avenue, Makati, Metro Manila, Philippines T: +63 920 9525419