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For Peer Review
A Data-Driven Preschool PD Model for Literacy and Oral Language Instruction
Journal: NHSA Dialog: A Research-to-Practice Journal for the Early Intervention Field
Manuscript ID: Draft
Manuscript Type: Research-to-Practice Article
Keywords: Language/Speech, Literacy, Preschool Curriculum
NHSA Dialog: A Research-to-Practice Journal for the Early Intervention Field
For Peer Review
ERF PD Model
1
A Data-Driven Preschool PD Model for Literacy and Oral Language Instruction
Introduction and Overview
Within the last decade a research base has begun to emerge that defines quality preschool
programs. In December 2010, theU.S. Department of Health and Human Services
Administration for Children and Families, Office of Head Start (HS) published a report that
updated the HS domains of instruction (Office of HS,2010). Early literacy and oral language
development are two of these domains. Unfortunately, many children from populations at high
risk for disabilities enter kindergarten without essential early literacy and language skills in these
two domains (e.g., Hart &Risley, 1995). This has long-lasting effects. For example, Stevenson
and Newman (1986) reported a .52 correlation between kindergarteners’ ability to name the
letters of the alphabet and their 10th
grade performance on a standardized test of reading
comprehension. According to the National Reading Panel (2000), only 10% to 15% of the
children who experience the most serious reading problems graduate from high school and only
2% complete a four-year college program.
Early childhood essential literacy skills have become more defined. TheNational Early
Literacy Panel (NELP, 2008)reported that alphabet knowledge, phonological awareness, and
writing/name writing are the early literacy skills that best predict future reading achievement.
These predictive skills are not only correlated with later literacy but also maintained their
predictive power after accounting for other variables, such as IQ or socioeconomic status (SES).
This synthesis, while providing critical information about early literacy skills, only partially
illuminates the crucial factors that affect early childhood literacy/oral language outcomes. Other
implementation factors that affect child outcomes include: teacher education and training; length,
methodology, and quality of instruction; and administrative support.When planning to initiate
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program change, it is important to take into account skills/domains as well as the factors of
implementation that likely make the difference between success and failure.
Fortunately, there has been a growing awareness of the importance of good early
childhood Professional Development (PD(Buysse, Winton, & Rous, 2009).We know that good
PD should be an active, collaborative process within a classroom context (Darling-Hammond &
McLaughlin, 1995) and that “one and done” workshops with little or no follow-up are ineffective
(Boudah, Logan, & Greenwood, 2001). There has been a national movement to provide PD that
promotes the use of preschool early intervention and addresses both the literacy and language
skills and the factors of implementation that affect child outcomes. In 2001, the federal
government addressed the importance of early achievement and school readiness by awarding
PDgrants throughThe Early Reading First (ERF, NCLB, 2001). Serving low income children,
ERF was designed to enhance literacy/oral language development implementation through
intensive teacher PD with the goal of integrating “scientifically-based reading research”
instruction and learning strategies into existing preschool classrooms. More specifically, ERF
funded projects emphasized high quality language and print-rich environments as part of a core
early literacy program and required a reliable, valid assessment system to screen, monitor and
evaluate program implementation, as well as child outcomes. Successful applicants provided a
sound plan for implementation and management in each of these areas. The purpose of this
article is to describe one ERF project’s PD model in which data-driven decision-making drove
the two-tiered model and subsequently produced significant accelerated child literacy/language
outcomes.
Our Two-Tiered ERF model was a three-year University/HS/community preschool
collaborative effort in a Midwestern urban community that took place in nine preschool
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classrooms. In our tiered instructional model, the Tier-1 level was classroom instruction (known
as universal or primary). The Tier-1 level was exemplified by effective teacher instruction in the
early literacy areas of phonological awareness and print knowledge and the active, thoughtful
extension of oral language skills. Teachers created a developmentally appropriate instruction
using HS guidelines. Tier-1 instruction was structured around the evidenced-based curriculum in
which the teacher's manual was used to purposefully plan lessons for circle, small group, center,
and storybook reading. In addition, effective Tier-1 teaching included skillful delivery of
scaffolded instruction in which the teacher: 1) modeled the desired behavior or skill, 2) provided
guided practice with teacher(s) and children practiced the behavior or skill together, and 3)
presented opportunities for independent practice in which the children demonstrated the ability to
perform the behavior or skill on their own. Tier-2 level was intervention instruction for children
whorequiredadditional support to become ready for kindergarten. Classification into Tier-2 was
determined with use of a standardized assessment. During Tier-2 instruction, teachers worked
with different methodologies for increasing intensity of instruction through interventions with
smaller groups or individuals. Through our data-driven PD model, we sought to systematically
provide all classroom teachers training workshopsbased on the evidenced-base literacy skills and
learning strategies (Abbott, Herring, Carta, & Staker, 2006). In addition, classroom coaches,
each of whom was responsible for three classrooms, spent four hours a week in each classroom
working with the teaching team to incorporate the curriculum and strategies learned in training
workshops by modeling, demonstrating, coaching, and observing. Children were regularly
assessed in areas of literacy/oral language, and the quality of the classroom environment and
teacher fidelity of implementation were also collected.
Components of the Model
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Our PD model is dynamic in that the three major components: training workshops, coaching,
and data all inform each other and drive the model (see Figure 1). Initial training workshops
define the components that are to be implemented and began the instructional process of teacher
implementation and embedded coaching. Coaching reports and data (classroom, teacher, and
child) inform the process of what topics require further refining or new topics that need to be
introduced during future whole group training workshops.
Project Start-up
Setting and participants.Our ERF project took place in a county that has a greatest
proportion of families in poverty in the state and poses the highest level of risk to children under
the age of 5. In the county, nearly half of the children come from families living in poverty, 43%
of them live in single-parent households, and 34% of them are born to teen mothers without a
high school degree. On average, they enter kindergarten at least one standard deviation below
national norms and most never catch up. By third grade, fewer than half of them are proficient in
reading and math, and only 70% of them finish high school. In our ERF project, 90% of the
families were at or below poverty level.
In each of our nine pre-school classrooms, three instructional adults were present in full-day
classrooms. The model was for one teacher had a BA level degree, another teacher had AA level
degree and the assistant teacher had a Child Development Associate (CDA) certificate or High
School diploma. Our experience was that many of these teachers/assistants lacked the
background and educational level to implement high quality literacy/language instruction to
preschool children. For example, during an ERF training about infusing content knowledge into
instruction most of our 27 teachers could not provide a definition of the word germinate. In
addition, past work with teachers has found that teacher knowledge of sounds and structure of
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language is not easily learned and often the curricula that produce the best student outcomes can
require extensive training and literacy expertise (Moats, 2009).
Initial implementation.The complex process of implementation factors has a powerful
influence on the process of moving evidence-based research into effective instruction (Abbott,
Greenwood Buzhardt & Tapia, 2006; Greenwood & Abbott, 2001). This evolutionary process
often requires change in organizational structures, cultures, and climates as well as change in the
thinking of system directors and policy makers who focus on a process that is data driven.
(Abbott, Wills, Kamps, Greenwood, Kaufman, &Filingim, 2008; Fixsen, Naoom, Blase,
Friedman, & Wallace, 2005). Prior to implementation, the ERF project staff met with
administrative staff from HS and a local preschool academy. During these meetings, ERF
components and expectations were shared. School administrators provided input into how the
model would fit within their instructional environments and letters of agreement were signed.
Both administrative organizations embraced the two-tiered ERF model and provided substantial
administrative support throughout the 3-year project.
An additional critical implementation factor was the curricula used to teach literacy/language
skills. In a study of kindergarten children at risk for reading failure, Kamps, Abbott, Greenwood,
Wills, and Veerkamp (2008) reported that students who received instruction with a curriculum
that was a systematic, explicitly taught reading curricula, significantly outperformed their
academic peers. A goal of our two-tiered ERF project was to use an evidenced-based curriculum
that included teacher manuals and materials with systematic teacher instructions. In a prior PD
project, a collaborative team consisting of project staff, local school district representatives, and
classroom teachers used a rubric of evidenced-base criteria to choose a curriculum. The rubric’s
criteria rated curricula for the level at which the curriculum was: 1) evidenced-based, 2) had
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ascope and sequence with teacher lesson plans, 3) aligned with K-3 local school district’s
preschool curriculum, 4) included adaptations for diverse learners, and 5) had a parent
component. According to the rubric, the “best fit” curriculum was the Scholastic Early
Childhood Program (SECP)which became the base curriculum for our two-tiered ERF
project.Effectiveness studies of Scholastic’s preschool curricula used empirical methods,
rigorous data analyses, and have appeared in peer-reviewed journals (Hayes, Maddahian,
Fernandez, 2002; Snyder, 2003).
The first few weeks of the project, prior to teacher training, all children were assessed with a
series of standardized and progress monitoring assessments to establish a baseline of
literacy/language performance (see Measurement, Table 2).
Training Workshops
Systematic early childhood literacy and specific instruction that accelerates oral language
development is a relatively new area of instruction in many preschools. Few preschool teachers
have had formal education in implementing literacy/language instruction and of those who have,
fewer still have had the quality of their instruction formally assessed.Past implementation
research has found that: 1) a higher level of formal education is related to better classroom
quality and effective teacher behavior and has the strongest associations with children’s
achievement outcomes (Darling-Hammond, 2000; National Institute of Child Health and Human
Development Early Child Care Research Network & Duncan, 2003); 2) student demographic
characteristics are less influential in predicting achievement levels than variables assessing the
quality of the teaching (Darling-Hammond, 2000); 3) the preschool teachers’ low wages and
benefits package, which is half that of kindergarten teachers, is the single most important factor
in hiring and retaining good quality teachers (Barnett, 2003); 4) although formal teacher
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education is important, improved child outcomes are tied to quality training that targets
improving teacher instructional content knowledge and quality interactions (Early, et al., 2007);
5) high quality, effective PD must have extensive support not only in instructional technique but
also in learning basic early literacy and content area language skills (Morrison & Connor, 2002);
6) achieving strong literacy/language achievement with preschool children to a large scale
requires high-quality PD to large numbers of teachers (Pianta, 2005); 7) effective PD has a
positive impact on child outcomes when training: is subject-specific (e.g., literacy and oral
language instructional content and strategies), sufficient in duration and rich in active learning
opportunities (Putnam &Borko, 2000), and includes coaching component designed to improve
expertise in instructional strategies (Neuman& Cunningham, 2009; Rennick 2002) and 8) when
the quality of preschool programs is improved, academic progress appears to be greatest for
those children most at-risk for academic difficulties (Peisner-Feinberg &Burchinal, 1997).
Teacher workshops followed a re-occurring format for each training topic. First, teachers
were presented with the research rationale for the subject and how the topic fit into our ERF
project goals. Then teachers learned information about the subject that included specific
suggested instructional implementation strategies. Next, teachers practiced these instruction
implementation strategies and finally, on the afternoon of the training, teachers worked with
project staff to write an implementation goal and to work on planning instructional activities for
the topic in upcoming weeks.
The training workshops were a mix of whole group, small group, and classroom grouping
instruction. Whole group instruction included research and instructional strategy information.
When skill topics were practiced, teachers divided up into small groups and project staff worked
with the groups to practice implementation strategies. The small groups were formed based on
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fidelity of implementation and coaching report data. That allowed project staff to provide
differentiated instruction, thereby allowing some groups to practice very basic implementation
procedures and other groups to practice more complex procedures such as further differentiation
of instruction for children. Teachers met as a classroom group for goal writing and
implementation planning.
Initial workshop topics were designed to provide teachers instruction on the basics of the
curriculum, components of early literacy and oral language, and instructional strategies(Justice,
Mashburn, Hamre, &Pianta, 2008). Subsequent training topics were based on teacher fidelity of
implementation and coach reporting the specified different areas of need. Table 1 outlines the
training workshop topics our two-tiered ERF project provided to teachers each year. Workshop
topics included information on how to teach phonological skills, concepts of print skills, alphabet
knowledge skills, and story book reading. Teachers also learned about 3-5 year old child literacy
development benchmarks, how to create shorter literacy-infused transitions, how to incorporate
teacher and student directed writing activities, how to differentiate instruction using different
grouping sizes, how to implement the curriculum, how to improve vocabulary, and classroom
arrangement, and the importance of positive teacher/student interaction.Teacher workshop
training was provided by the following project staff: 1) a PhD level research staff whose
expertise is literacy instruction and implementation research, 2) a PhD level research staff with
expertise in early childhood and literacy, 3)project coaches, and 4) doctoral students with
experience in early childhood special education and psychology.
Coaching
Certainly there is evidence of increased effectiveness of PD models that utilize some
form of coaching (Hindman, &Wasik, 2008). In our two-tiered ERF project, every classroom had
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the opportunity to work with a Tier-1 and Tier-2 coach. All coaches were highly trained with
experience in early childhood and with a minimum of a BA level degree. Most coaches had post-
bachelor’s level degrees. The first year of the project, Tier-1 coaches participated in 28 hours of
coach training that included the following topics: 1) literacy concepts, 2) lesson planning format,
3) in-class coaching expectations, 4) material preparation assistance, and 5) literacy instruction
based on data-based instructional decision making.
During the school year, coaches spent approximately 30% of their work week in
classrooms, which is approximately 4 hours per classroom. The remainder of coach time was
spent in project related meetings/training, meeting with administrators,parent activities,
travel,paper work, and developing and preparing teacher materials.On a weekly basis, Tier-1
coaches guided teachers through successive steps of planning and implementation to incorporate
the published curriculum plus additional activities emphasized during teacher training (i.e., more
phonological awareness, writing, extending vocabulary activities). These weekly planning
meetings included reflection on how effective the instruction and activities were for the children.
Coaches observed implementation and then used “best practice” coaching methodologies for
providing teacher team support. This included strategies in working on establishing schedules
and routines, assisting teachers with behavioral supports, and implementing the planned
activities by modeling and demonstrating techniques to help teacher-teams further refine
instruction. In addition, coaches facilitated morning and evening parent meetings to inform
parents of school activities, and ways in which they could promote language and literacy at
home. Throughout the school year, coaches kept detailed contact notes documenting teacher and
site implementation of ERF features.Tier-2 interventioncoaches worked with teachers to translate
progress monitoring data into developmentally appropriate intervention lessons that met the
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academic and behavioral needs of individual children. The focus of Tier-2 support included
assisting Tier-1 coaches and classroom teachers with behavior management strategies and
providing additional instructional and behavioral support to classrooms based on need. As Table
1 outlines, each teacher received approximately 104 hours per year of PD and Tier-1 and Tier-2
coaching,
Data
Data drovethe direction of coaching and teacher training. Data was collected at three
levels:classroom, teachers, and children. Table 2 outlines the measurements collected during our
two-tiered ERF project.
Classroom environment.Farran, Aydogan, Kang, and Lipsey (2006) reported that in
classrooms with strong literacy-related physical environments, children’s engagement with
materials was highly-favorable and teacher emphasis of literacy materials was strongly
correlated with child involvement of literacy materials in the classroom during structured lessons
and free play. In order toeffectively enhance the development of children’s oral language and
literacy skills through an improved physical environment, our two-tiered ERF project: 1)
assessed the need for environmental supports, 2) during training workshops provided activities to
improve the physical environment, and 3) purchased classroom supplies based on data-driven
areas of need. Several weeks after school started, ERF staff conducted an Early Language and
Literacy Classroom Observation Tool (ELLCO) observation in each classroom. ELLCO data
provided input for teacher training, coaching activities, and for how supply dollars were spent.
During teacher training, teachers learned strategies about how to design language- and literacy-
rich materialsfor children. The focus was on enhancing the literature and print richness of the
environment by providing authentic activities and learning centers that promote children’s
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concept acquisition (McGee &Richgels, 2003). Teachers learned how to create interest areas for
children that were fun and engaging and provided opportunities to learn mathematical, science,
or social science concepts. During training, teachers learned about supplemental materials that
develop children’s oral language. Teachers were taught how to use dialogic and shared reading
procedures with books in the classroom. One area that was a constant challenge with our ELLCO
results was writing. Samples of the children’s work should be hung at preschool eye level and
abundantly found on the walls of every classroom (Neuman, Copple, &Bredekamp, 2000).
During several teacher training sessions, the importance of child writing appearing on the walls
and centers was emphasized and instructional activities that promoted more child-writing were
practiced.
ELLCO scores also served as a catalyst for coach talk about the use of environmental
print to create authentic centers related to the curriculum themes and ordering materials.
Teaching teams and coaches worked together to figure out ways to infuse centers with
phonebooks, cookbooks, recipes, receipt pads, varieties of paper, and shopping lists that gave
children ample opportunity for interacting with reading and writing experiences that enhanced
language/literacy development and built background knowledge.For example, to boost
background knowledge, picture-and-word labels (theme vocabulary/classroom objects),
including words in the children’s home language(s) were created and displayed. Based on
ELLCO results, teachers and coaches worked together to create a supply list of needed letter-
learning manipulatives, books, science, mathematics, and social science materials, and writing
tools that were then purchased for classroom use. Classroom libraries were improved by the
addition of high quality children’s books depicting a diversity of races and cultures.
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Teacher.Data from the following instructional supports were used to refine training
workshops and coaching activities: 1) teacher fidelity of implementation, 2) coach field notes, 3)
teacher action plans, and 4) teacher satisfaction surveys.
Fidelity of implementation is a relatively new concept in preschool classrooms. For our
two-tiered ERF project, fidelity of implementation was a measure of how well teachers took the
skills and strategies learned during teacher training and through coaching and implemented the
skills/strategies during instruction(Mowbray, Holter, Teague, &Bybee, 2003)..These
observations are critical to the PD model because research has illustrated that variations in
implementation fidelity contribute to programming outcomes (Durlak, 1998; Zvoch, Letourneau,
& Parker, 2007). Although most programs evaluate teacher performance, fidelity of
implementation is a different kind of evaluation. Fidelity of implementation allows
administrators and, in our project, researchers and coaches to observe and assess the quality of
actual instructional implementation of specific strategies to determine if teachers are adequately
planning, implementing appropriate skills instruction and having high quality interactions with
children (O'Donnell, 2008). The purpose of fidelity is to look at specific teacher behaviors that
lead to strong implementation and figure out which, if any, of those behaviors need to be
improved. It is not to determine that a teacher is a good or bad teacher. For example, part of our
fidelity tool addressed planning and material preparation. When the observation indicated that
teachers had not adequately prepared for the lesson, the fidelity provides a specific area in which
coaches and/or workshop training staff could focus to help improve instruction.
In our project, teacher fidelity of implementation was collected during a minimum of two
three-hour observations (fall and spring) each year. Prior to collecting data, fidelity of
implementation assessors achieved 90% inter-rater reliability agreement. The fidelity consisted
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of a checklist of desired teacher behaviors during circle, center, storybook reading, and small
group instruction (see Appendix for a sample of the fidelity measure). In every academic area,
each teacher in the classroom was assessed individually. Teacher scores were averaged to obtain
a classroom percentage of implementation. Implementation criterion was 80% per classroom in
each academic area.During the three hour observations, assessors scripted notes throughout the
instructional time. Fidelity results were shared with coaches. Teachers received a one page
teacher feedback narrative. This narrative highlighted the observed positive good teaching
behaviors and provided several specific suggestions to improve the instructional
environment.Teachers who failed to meet fidelity criteria participated in additional training and
coaching. Research staff, coaches and teachers worked together to determine fidelity
improvement strategies. Fidelity scores were used to identify training topics in areas where
widespread improvement was needed and also for pinpointing a coach’s focus on classroom
implementation when minor changes or teacher specific behavior required intervention. Figure 2
illustrates teacher fidelity of implementation. Notice that in year one, most implementation levels
were below the 80% criteria. However, by year three averages across all instructional areas
ranged from 79% to 99% at the end of the project. Only one of nine classes continually fell
below fidelity criteria.
Coach field-notes were important data source for our data-driven decision-making PD
model. These notes informed the “big” topics that needed further training during whole-group
teacher workshops as well as identified future coaching activities. Each week coaches wrote a
narrative of events in the classroom that impacted instruction. These notes provided
documentation of the strategies that coaches used to work with teachers to improve instructional
technique and planning. In addition, coaches kept track of the weekly time spent in: 1) the
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classroom, 2) traveling, 3) creating/preparing materials, and 4) project meetings and training.
The content of the coach notes were generally discussed at project meetings. Areas of needed
improvement that were prevalent across most classrooms were slated to be addressed in
professional development training. In classrooms that had reoccurring challenges such aschildren
with behavioral problems or lack of teacher adherence to implementation procedures, Tier-2
coaches or training workshop staff provided additional assistance.In addition, each coach had
digital and video cameras that were used to capture classroom activities that promote
language/literacy through environmental print. These pictures and videos were shared during
coaching as well as during teacher training.
Action plans were an additional data-driven implementation data source with teachers. At
the end of each training workshop, teachers identified an implementation goal related to the
training and created an action plan. Action plans included: 1) the instructional goal, 2) specific
steps needed to implement goal, 3) materials needed, and 4) who would be responsible for each
step of implementation. Progress on each plan was monitored monthly by coaches and a
percentage toward completion was established. The final teacher level data source was the
teacher satisfaction form. At the end of the training workshop, teachers provided feedback as to
the quality of training and usefulness to classroom instruction. Also, teachers had the opportunity
to provide written comments and these comments are used in planning of upcoming trainings.
Across all items on the satisfaction survey with the possibility of excellent, good, average, or
poor, 64% of the items were rated as excellent and 98% of the items were rated as excellent or
good.
Child assessments.All children in participating classrooms were screened on oral
language, phonological awareness, print awareness and alphabet knowledge at the start of their
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participation in the program. Our project collected a mix of standardized and progress
monitoring assessments (see Measurement Table). Four standardized measures were collected in
the fall and spring each year by trained, inter-rater reliable research staff. In addition to the PPVT
as a receptive vocabulary measure, the Test of Preschool Early Literacy (TOPEL) was used as a
standardized measure of children’s early literacy development. The TOPEL provides standard
scores for a total Early Literacy Index, as well as for three component skills: Print Knowledge,
Definitional Vocabulary, and Phonological Awareness. The TOPEL was used to identify
children who needed more intensive instruction to improve to average range achievement.
Kindergarten-bound children who scored below average on the measure received additional Tier-
2 intervention.
Progress monitoring data were collected three times a year for child in the average or
above range on the TOPEL and at least once a month for children designated as below average
on the TOPEL. Progress monitoring assessments were short one to two minute assessments
(IGDIs and PALS) that reflected the specific-skills knowledge that children learned through
instruction (see Measurements, Table 2). Following each of the assessment periods, the
evaluation team prepared a classroom-wide record of children’s individual assessment results for
coaches and for the teachers in each classroom. These reports were used to identify the strengths
and needs of each child in the below average range and to support individualization of
instructional goals and strategies. The ERF staff also shared individual child reports during
meetings with parents to support parents’ understanding of their own child’s progress and of the
ERF program. Based on the child data, additional training workshops were provided as needed
on subjects pertaining to individualized and differentiated instruction.
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Figures three and four highlight year-three child outcomes.Figure 3 reports the significant
children’s fall to spring pre/post assessment changes of Standard Scores (SS) on the TOPEL with
the subtests of Print Knowledge, Definitional Vocabulary, Phonological Awareness and the
Early Literacy Index which is a composite score of the three subtests. The red line (SS 90) was
used to individually identify children at, above, or below average and at-risk of future reading
failure. Figure 4 reports one child’s TOPEL Early Literacy Index growth over two years. Based
on the TOPEL Early Literacy Index, this child was individually designated as below benchmark
and received more-intensive teacher-taught intervention throughout his two ERF years.
Additionally, in terms of standardized assessments, there is noteworthy data from children who
received two years of ERF instruction. At the beginning of Year 2, 46% of all children in ERF
were below the SS of 90 on the TOPEL Early Literacy Index. For the children that received ERF
instruction in both Years 2 and 3, 100% of the children achieved average range on the TOPEL
Early Literacy Index by the end of their second year. That is, every single child who experienced
two years of ERF instruction in Years 2 and 3 of the project and was able to complete all
segments of the TOPEL assessment, scored in the Early Literacy Index average range at the end
of Year 3.
Lessons Learned and Challenges to Implementation
We believe teacher training workshops and coaching with literacy/early childhood
experts and sufficient data collection are all essential to make a literacy/language PD model
work. Accelerating literacy/language growth so that the vast majority of HS K-bound children
are in average ranges will require sufficient duration and strength of instruction and
administrative/system support. We believe our two-tiered PD model is an example of what is
needed to bring about such change. Within many of the current early childhood programs such
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support may be difficult to implement. From our implementation work in early childhood we
have learned numerous lessons and potential solutions for these barriers to implementation.
The greatest lesson we learned was that it is quite effortful to change the way we educate
preschool children and this effort directly addresses the barriers to implementation. The greatest
identified barrier/lesson learned revolved around the understanding of the amount and quality of
literacy/language instruction that is required in order to bring children into average ranges and
ready for kindergarten. Currently, in most preschool settings literacy skills instruction is neither
systematic enoughnor long enough to make significant changes in child outcomes. In our two-
tiered ERF project, teachers and administrators committed to 2.5 hours of systematic
literacy/language instruction across different parts of an instructional morning. It took a great
deal of work and time to shape teacher and administrator behavior to accept and adhere to the
daily schedule. On a typical morning, classrooms devoted 15 minutes to circle/large group, 45
minutes to small group explicit instruction, one hour to learning center, and 15 minutes to story
book reading. During each of these instructional segments teachers had specific lesson plans that
detailed how literacy/language instruction was infused into the lesson. During the 15 minute
circle time, teacher had seven minutes to complete the greeting song, calendar, and weather. The
remaining 7-8 minutes was used to practice the theme-related oral language activity with a very
short letter recognition activity. During the small group instructional segments that added up to
45 minutes a day, children experienced three different small groups that explicitly taught
alphabet knowledge, interactive book reading (vocabulary and comprehension), and
phonological awareness/math. During centers, teachers were expected to be in centers interacting
with childrenand to behaving child-led conversations that highlighted the theme’s vocabulary,
alphabet recognition, phonological awareness practice, and encouraging children to participate in
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writing experiences. Teachers were taught how to maximize instructional time by keeping
transitions between instructional segments to 2 minutes or less and to infuse literacy/language
instruction into waiting times such as standing in line for the bathroom. The tooth brushing
activity was moved to happen prior to the beginning of the instructional day or after lunch.
Between the changing of the tooth brushing routine and shortening transitions, we estimated that
approximately 45 minutes of literacy/language instruction was added to the morning’s activities.
There was a focused, concentrated effort to have literacy/language instruction happening most
every minute of the instructional morning. Certainly, one change that is within every preschool
administrator’s realm of implementation is to set up an expectation that academic instruction
related to literacy/language will appear in the lesson plan and the daily schedule and that teachers
will adhere to the schedule. Another administrative action is to work with teachers on the length
of time devoted to transitions and to make sure that teachers have materials ready for instruction.
We found these to be the biggest “time wasters” of the instructional day.
A related barrier is having sufficiently trained staff to implement instruction when
someone from the usual teaching team is absent. Currently, because of child/teacher ratio
licensing requirements, teachers are moved around from classroom to classroom to cover for
other teachers. Whensubstitute or replacement personnel are available, staff members are often
not fully trained to come into the classroom and provide literacy/language instruction. In most
cases the content for the instructional segments is just cancelled or poorly implemented for the
length of time of the teacher’s absence. Administrators might want to strategically considerthe
most important instructional parts of the dayand create back-up plans to ensure that essential
literacy instructional time has the appropriate staffing to happen every day. This may mean
dividing students into larger small groups during teacher absences. At one school with two
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classrooms, the administrator occasionally filled in for small group instruction when teachers
were absent. We learned that flexible grouping of small groups and creative use of staff
resources was critical to consistent daily implementation.
A second important barrier/lesson-learned was scheduling training and coaching times.
Finding time for half to full day trainings can be difficult to arrange. When teachers are in
training, they are not available to teach. Schools have very busy training schedules for all of the
competing domains of instruction. We found that training workshops needed to be scheduled a
year in advance so that schools had the opportunity to work in training time for all domains.
There was a similar challenge for coaching. Schools were eager to have coaches in classrooms
modeling, observing, and working with teachers. However, planning time was more problematic.
Every school has planning, assessments, and preparation requirements associated with other
domains as well as requirements for providing lunch and morning breaks for teachers. Although
teachers in full-day classrooms had two hours a day during nap time to work on these
requirements, planning time was often cut short or failed to happen. Although no one wanted to
give up the full amount of planning time recommended by the coach, that was, however,
sometimes required. Coaches and administrators both had to learn to become more flexible and
to try some creative problem solving in finding times to meet.
A third barrier/lesson-learned was in terms of assessment and sustainability of our PD
model. Data-based instructional decision-making is a critical design component for tiered
implementation. For most of the project, research staff collected all of the standardized, progress
monitoring, fidelity, and classroom assessments and created classroom and parent reports to
share with teachers and parents.Therefore, the assessment process was not a major responsibility
or barrier for schools.However, if schools were going to continue to use screening and progress
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monitoring assessments to obtain baseline data and to monitor academic progress, teachers
needed to begin to conduct assessments. To address this barrier, research staff had to work to
complete a teacher/classroom sustainability checklist that evaluated the classroom’s level of
independence toward sustainability. As teachers in classrooms demonstrated that they were
implementing Tier-1 instruction well and could effectively use data to make-decisions and
implement differentiated instruction and intervention, we began to have teachers collect progress
monitoring data. This school year, we have been able to monitor teacher’s continued data
collection and use of data. We found that school staff have become comfortable with the process
and are hopeful that teachers will continue to use data-driven decision-making once our support
ends.
A related sustainability barrier is replacement of the coaching and training workshop
supports that had been provided by our two-tiered ERF project. With successive years of
training and coaching, teachers became more familiar with the curriculum and data-driven
decision-making. The result was that child outcomes continued to improve each year. Teachers
became much more adept at self-reflection. Although this process needed time and substantial
support from project staff in terms of training and coaching, it evoked a new way of thinkingthat
translated into changed instruction. Throughout the project we had strong administrative support
which helped the staff be more accepting of outside forces helping to implement change.
However, there is concernthat because the time spent wasprimarily between teachers and ERF
staff, interactions with administrators was not sufficientfor reforms to stay in place without
similar external funding. Future work on this and similar models must address these challenges
of high-quality literacy/language training and coaching by training school staff and
administrators to fulfill these roles. Future work must also make it possible to sustain the
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collaboration between researchers and teachers or between teachers and research-lead teachers
within the school so that the most current findings and practices continue to be infused into the
preschool environment.
Our two-tiered ERF project is encouraged by our experiences with our school
partners.During this school year, the teachers at two of our schools adopted our model and are
implementing it well with less input from us. Certainly systematic change in schools is not easy
or fast. It is a long-term process that includes change at every level from administrators down to
children. From initial implementation through sustainability new roles and thinking processes,
procedures, and acceptance of change are required at all levels in order to ensure success. It is a
continuing process of effortful work. However, we believe that such great effort enriches all who
participate in the process, especially the children.
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Table 1: ERF Training Workshops
Format Example of Yearly Training
Workshop Topics
Time Across School Year
Summer Whole-group
Teacher Training Workshops
Scholastic curriculum
Phonological awareness
Print knowledge
Oral Language Development
Storybook reading
Literacy and play
Room arrangement
Transitions
Family involvement
20 hours
Monthly Whole-group
Teacher Training Workshops
Explicit instruction strategies
Tiered implementation
Small group instruction
Differentiated instruction
Dialogic Reading
Data sharing
Data-based instructional decisions
Infusing writing throughout the day
Conversation during centers
Praise/reprimand ratio
Extending vocabulary
Literacy and song
32 hours
Mini-Classroom Workshops
across 9 classrooms
Meeting children’s individual needs
Teacher roles
29 hours per year
Total PD whole-group hours (over 3-year project) across all classrooms per school year = 52
Average hours per school year of mini-by-classroom PD per classroom = 3
Coaching
Totals across 9 classrooms Tier-1 coach
Planning
Daily routines
Literacy instruction
Data-based instr. decisions
Tier-2 coach
Intervention strategies
4 hours per week per
classroom;
1188 hours per year
across 3 coaches
4 hours per week in
classrooms as needed
132 hours per year
across 2 coaches
Total average (over 3-year project) coaching hours across all classrooms per school year = 1338
Average yearly coaching per classroom (T1*, 132 + T2**, 15) = 147
Average yearly coaching hours per teacher (T1, 44 + T2, 5) = 49 hours
Average yearly PD and coaching hours per teacher (52+3+49) = 104 hours
*T1=Tier-1; **T2=Tier-2
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Table 2: Measurement of Classroom, Teacher, and Child
Construct Instrument Timing
Classroom Environmental Assessment – All Classrooms
Classroom Literacy
Environment
Early Language and Literacy Classroom
Observation-ELLCO
Twice yearly – fall
and spring
Instructional Support/Assessments – All Participating Teachers
Fidelity of
implementation
Circle, Center, Story
time, Small group
ERF Fidelity Checklists Twice yearly or more
to meet criteria
Quality and progress in
implementation
Mentor field notes Weekly
Self-assessment,
planning to accomplish
goals, and goal
completion
ERF teacher self-assessment survey and
action plan
At each PD
Teacher satisfaction
with instructional
strategies and PD
activities
Satisfaction surveys After each PD event
Summative Screening and Outcome Assessments – All Children
Receptive Vocabulary
Peabody Picture Vocabulary Test (PPVT)
Twice yearly – fall
and spring
Alphabet knowledge
Print knowledge
Expressive vocabulary
Definitional vocabulary
Phonological awareness
Letter knowledge
Test of Preschool Early Literacy
(TOPEL)
Progress-monitoring assessments
(described below)
Twice yearly – fall
and spring
Formative Progress Monitoring Assessments – Children in Tier 2
Letter knowledge
fluency
DIBELS – Letter Naming Fluency
Monthly
Phonemic awareness DIBELS – First Sound Fluency DIBELS –
Word Part Fluency
Monthly
Alphabet knowledge Pre-K PALS – Alphabet Knowledge Monthly
Print Knowledge PreK PALS–Print and Word Awareness Monthly
Vocabulary G3 – Picture Naming Fluency Monthly
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Figure 1. Two-Tier ERF PD Model
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Figure 2. Total Teacher Fidelity by Classroom
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Figure 3: TOPEL Year 3 Pre/Post
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Figure 4: The change in the TOPEL standard score (SS) for a typical child who began below
average and had two years of ERF instruction.
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Appendix Early Reading First Fidelity of Implementation – Small Group
Classroom Teachers: ______________________________________________
Date: ________ School: ________________ Classroom: ___________ Observer: _________________
0 = Does not do, 1= Does on limited basis, 2 = Fully implements, NA = Not applicable
Required small group time: maximum of 15 minutes per session: Actual small group session time ____
Comments:
Teacher Behavior A B C D
1. It is apparent that the teachers have reviewed the lesson & have supplies
ready when lesson begins.
2. Lesson plans indicate that the teachers have small group activities planned
that include a phonological awareness/letter knowledge, math, and shared
reading activity (from the curriculum or teacher planned).
3. The teachers introduce the lessons stated on the lesson plan.
4. It is apparent that the teachers have differentiated instruction either by
having a variety of activities for variable grouping or different forms of the
same activity for ability grouping (e.g., use of the ESL bridge)
5. During the lesson, the teacher models as needed (I do it).
6. The teacher provides guided practice as needed (We do it).
7. The teacher provides opportunity for independent student practice (You do
it).
8. As students or teacher move between small group periods, there is an
orderly, short transition (2 minutes or less).
9. There is a methodology for keeping track of time during each small group.
10 Throughout the lesson, the small group teacher provides positive
reinforcement & appropriate behavior management techniques.
11 The transition to or from Small Group Time has a specific song, poem, etc.
that is quickly and smoothly executed in less than 2 minutes.
12 The teachers are able to verbalize the methodology for grouping.
Total
Student Behavior
1. Students listen to the presentation.
2. Students have the opportunity for individual practice.
3. Students are responsive to the teachers (e.g., quiet down when asked to).
Teacher Scores Total possible Total # received Fidelity percentage
A
B
C
Student Scores
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