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BRAINA JOURNAL OF NEUROLOGY
Effect of prism adaptation on left dichotic listeningdeficit in neglect patients: glasses to hear better?S. Jacquin-Courtois,1,2,3,4 G. Rode,1,2,3,4 F. Pavani,5 J. O’Shea,6 M. H. Giard,7 D. Boisson1,2,3,4 andY. Rossetti1,2,3,4
1 Inserm UMR-S 864, Espace et Action, 16 avenue Lepine, 69676 Bron, France
2 Universite de Lyon, Universite Lyon 1, France
3 Hospices Civils de Lyon, Service de Medecine Physique et Readaptation, Hopital Henry Gabrielle, route de Vourles, Saint Genis Laval, France
4 Hospices Civils de Lyon & Institut Federatif des Neurosciences de Lyon, Mouvement et Handicap, St Genis Laval et Lyon, France
5 Dipartemento di Scienze della Cognizione e della Formazione, Universita degli Studi di Trento, Rovereto, Italy
6 Oxford Centre for Functional MRI of the Brain (FMRIB), John Radcliffe Hospital, University of Oxford, Oxford OX3 9DU, UK
7 Inserm UMR-S 280, Mental Processes and Brain Activation, Centre Hospitalier le Vinatier, Batiment 452, 95 Boulevard Pinel, F-69500 Bron, France
Correspondence to: Sophie Jacquin-Courtois,
Hopital Henry Gabrielle,
20 Route de Vourles,
Saint Genis Laval 69230,
France
E-mail: [email protected]
Unilateral neglect is a disabling syndrome frequently observed following right hemisphere brain damage. Symptoms range from
visuo-motor impairments through to deficient visuo-spatial imagery, but impairment can also affect the auditory modality. A short
period of adaptation to a rightward prismatic shift of the visual field is known to improve a wide range of hemispatial neglect
symptoms, including visuo-manual tasks, mental imagery, postural imbalance, visuo-verbal measures and number bisection. The
aim of the present study was to assess whether the beneficial effects of prism adaptation may generalize to auditory manifesta-
tions of neglect. Auditory extinction, whose clinical manifestations are independent of the sensory modalities engaged in
visuo-manual adaptation, was examined in neglect patients before and after prism adaptation. Two separate groups of neglect
patients (all of whom exhibited left auditory extinction) underwent prism adaptation: one group (n = 6) received a classical prism
treatment (‘Prism’ group), the other group (n = 6) was submitted to the same procedure, but wore neutral glasses creating no
optical shift (placebo ‘Control’ group). Auditory extinction was assessed by means of a dichotic listening task performed three
times: prior to prism exposure (pre-test), upon prism removal (0 h post-test) and 2 h later (2 h post-test). The total number of
correct responses, the lateralization index (detection asymmetry between the two ears) and the number of left-right fusion errors
were analysed. Our results demonstrate that prism adaptation can improve left auditory extinction, thus revealing transfer of
benefit to a sensory modality that is orthogonal to the visual, proprioceptive and motor modalities directly implicated in the
visuo-motor adaptive process. The observed benefit was specific to the detection asymmetry between the two ears and did not
affect the total number of responses. This indicates a specific effect of prism adaptation on lateralized processes rather than on
general arousal. Our results suggest that the effects of prism adaptation can extend to unexposed sensory systems. The bottom-up
approach of visuo-motor adaptation appears to interact with higher order brain functions related to multisensory integration and
can have beneficial effects on sensory processing in different modalities. These findings should stimulate the development of
therapeutic approaches aimed at bypassing the affected sensory processing modality by adapting other sensory modalities.
Keywords: neglect; auditory; prism; adaptation; crossmodal
doi:10.1093/brain/awp327 Brain 2010: 133; 895–908 | 895
Received August 12, 2009. Revised October 23, 2009. Accepted November 16, 2009. Advance Access publication January 27, 2010
� The Author (2010). Published by Oxford University Press on behalf of the Guarantors of Brain. All rights reserved.
For Permissions, please email: [email protected]
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IntroductionUnilateral neglect is frequently observed in right-handed patients
following right hemisphere brain damage. It is a debilitating
neurological disorder characterized by complex deficits in attention
and spatial processing. The syndrome has been defined as a loss of
awareness for stimuli, contra-lateral to the lesion and despite
residual implicit processing (Driver and Mattingley, 1998;
Marshall and Halligan, 1988). Typically, the patient fails to
report, respond to or orient towards left-sided stimuli (Heilman
et al., 1985; Cappa et al., 1987), or tends to underestimate
them on various perceptual dimensions (Halligan and Marshall,
1991; Milner et al., 1993). Neglect symptoms range from deficits
in sensori-motor processing (Heilman et al., 1985; Mattingley
et al., 1992, 1998) through to impairments in the mental repre-
sentation of space (Bisiach and Luzzatti, 1978; Rode et al., 1995;
Guariglia et al., 2005). In everyday life, neglect patients may omit
to read the left part of a journal or a book, omit to eat food from
the left half of a plate, forget to shave the left half of the face or
hit obstacles on the left when moving in the environment.
In addition to these heterogeneous symptoms and reflecting the
complexity of this multifaceted syndrome, it is now increasingly
acknowledged that unilateral neglect is not just restricted to the
visual modality, but can often affect different sensory modalities
concurrently (for review see Brozzoli et al., 2006). In particular,
numerous studies of patients with visuo-spatial neglect found con-
comitant deficits in auditory attention and spatial processing
(Bisiach et al., 1984; Soroker et al., 1997; Pavani et al., 2004).
Bisiach et al. (1984) first described impairments in auditory spatial
processing in patients with spatial neglect, i.e. auditory localiza-
tions errors, particularly when pointing to contra-lesional sounds.
They emphasized the importance of investigations in other sensory
modalities in neglect and not just vision. In more recent years,
auditory manifestations of unilateral neglect have been more fre-
quently studied (Pavani et al., 2003, 2004). There is now some
evidence that visual neglect patients can manifest contra-lesional
deficits in a variety of auditory tasks (detection, identification and
localization).
Impaired detection of contra-lesional sounds in visual neglect
patients has been observed when targets were presented together
with other competing sounds (De Renzi et al., 1989; Beaton and
MacCarthy, 1993, 1995). In such a situation of auditory bilateral
presentation, an auditory deficit has been reported for free-fields
sounds (Bender and Diamond, 1965; Heilman and Valenstein,
1972) as well as for sounds presented dichotically over head-
phones (De Renzi et al., 1984, 1989).
Just as for simple auditory detection tasks, deficits in auditory
identification tasks in neglect have more often been observed
under bilateral simultaneous stimulation, with competition thus
arising between different concurrent auditory targets. Deficits for
contra-lesional sounds have been demonstrated for both free-field
stimulation (Calamaro et al., 1995; Soroker et al., 1995, 1997;
Deouell and Soroker, 2000) and dichotic presentation over head-
phones (Hugdahl et al., 1991; Bellmann et al., 2001; Pavani et al.,
2005). These auditory deficits were typically more pronounced in
visual neglect patients than in healthy controls and, more
importantly, were more severe than in right-brain damaged
patients without neglect (Calamaro et al., 1995; Pavani et al.,
2005). The interpretation of this phenomenon was initially equiv-
ocal about whether deficits in neglect patients reflected suppres-
sion of auditory input from the contra-lesional ear or higher order
deficits in spatial processing (Beaton and MacCarthy, 1993, 1995;
Bellmann et al., 2001). More recent contributions (Pavani et al.,
2005; Spierer et al., 2007) strongly suggest a role for higher
level spatial factors in some of these auditory deficits. In combi-
nation, the available evidence converges to support the interpre-
tation of neglect as a disturbance of multisensory spatial
processing.
Sound localization tasks have also revealed predominantly
contra-lesional deficits, even for single unilateral stimuli.
Different sound-localization paradigms have been used, such as
pointing to sounds (Ruff et al., 1981; Bisiach et al., 1984) and
auditory midline perception (Vallar et al., 1995; Kerkhoff et al.,
1999; Tanaka et al., 1999). Pavani et al. (2001) demonstrated a
deficit in auditory localization for contra-lesional space processing
in visual neglect patients. In combination, these results support the
existence of some impairment in detecting changes in sound posi-
tion in visual neglect patients.
In addition, evidence suggests that non-spatial auditory deficits
may also be observed. Using an auditory test of sustained atten-
tion, Robertson et al. (1997) reported a non-spatial auditory def-
icit in right brain-damaged patients with neglect compared to
non-neglect patients, with a correlation between impairment in
this task and severity of visual neglect. Attentional limits have
been evoked to explain a deficit arising during a task of compar-
isons between brief successive sounds presented centrally (Cusack
et al., 2000). Pavani et al. (2005) reported difficulties in a task in
which words were presented bilaterally and diotically, this deficit
affecting ‘left’ and ‘right’ sounds equally on double stimulation,
suggesting a general capacity limitation in neglect patients in addi-
tion to their lateralized spatial biases.
Finally, recent studies concerning multimodal representation
have provided empirical evidence indicating that parietal cortex
and other brain structures commonly associated with neglect
(superior temporal lobe: Karnath et al., 2001; premotor and fron-
tal corticies: Husain and Kennard, 1996) may play a fundamental
role in multisensory processing of space.
Hence, auditory deficits occur frequently in right brain-damaged
patients with neglect. Although it is well established that the pres-
ence of post-stroke neglect is a poor prognostic factor for recovery
(e.g. Denes et al., 1982; Jehkonen et al., 2000), the specific
consequences for recovery and rehabilitation of the multisensory
aspects of neglect have yet to be explored. For instance, it can be
speculated that the debilitating outcome of the neglect syndrome
may be compounded when neglect-related disorders affect differ-
ent sensory modalities simultaneously. A rehabilitation protocol
that proves to be simultaneously effective on the different clinical
manifestations of the neglect syndrome would thus have a greater
impact on clinical outcome. In this respect, prism adaptation, a
rehabilitative procedure introduced 11 years ago (Rossetti et al.,
1998) appears particularly promising (Milner and MacIntosh,
2005; Luaute et al., 2006a), since it has been shown to produce
improvement in a wide range of neglect symptoms in the visual
896 | Brain 2010: 133; 895–908 S. Jacquin-Courtois et al.
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domain (for review see Rossetti and Rode, 2002; Rode et al.,
2003, 2006a, 2007; Pisella et al., 2006; Revol et al., 2007), and
has recently shown rehabilitative efficacy for neglect-related
disorders in the tactile domain (Maravita et al., 2003; Dijkerman
et al., 2004).
Previous studies have demonstrated that a short period of
visuo-motor adaptation to a rightward prismatic shift of the
visual field can improve symptoms of hemispatial neglect in a
wide range of visuo-motor tasks such as line-bisection,
line-cancellation or copy drawing (Rossetti et al., 1998), but also
in mental imagery (Rode et al., 1998), postural imbalance (Tilikete
et al., 2001), wheel-chair driving (Jacquin-Courtois et al., 2008),
visuo-verbal measures (Farne et al., 2002), neglect dysgraphia
(Rode et al., 2006b) and number bisection (Rossetti et al.,
2004). This suggests that visuo-manual adaptation can modify
spatial representations at a higher level than at a simply sensory
level, suggesting a possible link between sensori-motor plasticity
and space representation. Prominently, while in the first study
(Rossetti et al., 1998) patients’ improvement was fully maintained
2 h later, in further case studies the effects of a single session of
prism adaptation have been reported to last up to 4 days (e.g.
MacIntosh et al., 2002; Pisella et al., 2002). Repeated sessions of
prism adaptation over several weeks have been shown to induce a
long-lasting improvement of neglect patients’ performance, not
only in standard clinical tests of neglect but also in more ecological
assessment (Frassinetti et al., 2002; Humphreys et al., 2006;
Shiraishi et al., 2008; Serino et al., 2009). The improvement
found after prism adaptation in a wide variety of visuo-spatial
tasks indicates that prism adaptation may affect the organization
of higher levels of spatial representation, such as those impaired in
neglect patients.
Although tactile effects of prism adaptation have been described
(Maravita et al., 2003; Dijkerman et al., 2004), it is possible that
such effects can be ascribed to cross-talk within the
somato-sensory system between proprioception (which is directly
modified by adaptation) and the tactile modality. However,
if visuo-manual prism adaptation improves auditory manifestations
of neglect, this would imply that adaptation alters higher level
representations of space in such a way that it can modify the
processing of sensory input that has not been directly altered by
prism exposure.
The aim of the present study was to test whether prism adap-
tation effects generalize to neglect symptoms that are indepen-
dent of any of the components directly linked to visuo-manual
adaptation. To this end, a common auditory manifestation of
neglect, auditory extinction, was quantified by a dichotic listening
task. Amelioration of auditory extinction by prism adaptation
would be particularly remarkable, because this neglect-related def-
icit emerges from a different sensory modality (audition) than
those involved in the adaptation procedure (i.e. vision and pro-
prioception), and it is assessed by a non-manual response (i.e.
verbal report). Hence, auditory extinction is tested by a task that
is fully independent from the sensory and motor components
intrinsic to the prism adaptation procedure.
In our study, auditory extinction was examined in neglect
patients before and after prism adaptation. Patients were ran-
domly assigned to two groups to assess the effect of prism
adaptation: one group received a classical prism treatment and
the other group underwent the same procedure but wore neutral
glasses that do not create any optical shift.
Methods
SubjectsTwelve right brain-damaged patients were included in this study,
according to the following criteria: (i) unilateral right hemisphere
damage with no history of previous neurological illness; (ii) left unilat-
eral visual neglect on admission to the rehabilitation unit, as assessed
by classical neuropsychological tests [line cancellation test (Albert,
1973), line bisection task (Schenkenberg et al., 1980) and a
copy-drawing task (Gainotti et al., 1972)]; (iii) left ear extinction on
the dichotic listening task (see ‘Methods’ section) (preliminary clinical
evaluation of auditory extinction was performed with the sound of
snapping fingers being delivered to both ears; left auditory extinction
represented repeated neglect of applied sound stimulus to left ear);
(iv) adequate hearing threshold as measured by pure tone audiometry
(determined over a range of frequencies between 256 and 8192 Hz)
and no asymmetric loss (510 dB difference in mean threshold between
left and right ear); and (v) right-handedness. In addition, 10 healthy
control subjects (4 male, 6 female) aged between 23 and 58 years
(mean = 37; SD = 12.60) were recruited to obtain normative data for
the dichotic listening task.
At the time of clinical examination, there was neither confusion nor
temporal or spatial disorientation. Informed consent was obtained
from all patients prior to testing; the procedure, approved by French
law on patients’ rights (4 March 2002), was in accordance with the
Declaration of Helsinki. Patients were randomly assigned to the two
groups. A finding commonly observed and reported in the literature is
that neglect patients do not overtly (neither spontaneously nor follow-
ing direct questioning) detect the visual perturbation caused by prisms,
which normally induce a spontaneous surprise reaction in healthy sub-
jects (Michel et al., 2007). Further, neglect patients do not show any
changes in skin conductance when prisms are unexpectedly introduced
in the course of a pointing task (Calabria et al., 2004). This evidence
suggests that neglect patients are not aware of the visual perturbation,
but nevertheless they adapt to it. Accordingly, our patients did not
report that the goggles produced any visual shift, even when specif-
ically questioned.
Clinical and paraclinical data, lesion topography and co-morbid dis-
orders are summarized for each patient in Table 1. All patients had a
CT or MRI scan to define the lesion topography (Fig. 1). As shown in
Table 1, the implication of the global fronto-parieto-temporal network
was more frequent in the ‘Control’ group. However, Fig. 1 shows that
lesion size tended to be larger in the ‘Prism’ group. Patients’ lesions
depicted in Fig. 1 have been quantified by a computerized imaging
system (Leica imaging system and Quantimet 500 software). This
system quantified each area marked in black on Fig. 1 and provided
a total area value for each patient in arbitrary pixel unit. A t-test
performed on the total lesion surface showed that the ‘Prism’ group
(mean = 13 933, SEM = 6278) does not differ significantly [t(10) = 1.44;
P40.17] from the ‘Control’ group (mean = 9333, SEM = 4640)
[t(10) = 1.44; P40.17]. In addition, both groups are comparable in
terms of paraventricular fibre lesion corresponding to the auditory
inter-hemispheric pathway (two patients in the ‘Control’ group,
three patients in the ‘Prism’ group) and no patient exhibited callosal
disconnection at the mid-sagittal plane. Visual and tactile extinction
Auditory extinction: glasses to hear better? Brain 2010: 133; 895–908 | 897
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were assessed by confrontation testing. At the time of testing, 7/12
patients still showed left unilateral neglect. ‘Prism’ group (n = 6) refers
to patients who underwent prism adaptation, ‘Control’ group (n = 6)
refers to patients who wore neutral glasses. There was no difference
between the groups in scores on the visual neglect tests performed
prior to the experimental intervention [Albert test: t(10) =�1.43,
P40.18; Schenkenberg test: t(10) = 0.33, P40.74]. The two groups
also did not differ significantly in age (‘Prism’ group: mean age = 59.7
years, SEM = 6.5 and ‘Control’ group: mean age = 56.7 years,
SEM = 4.7) or in their post-stroke onset delay prior to experimental
Figure 1 Brain lesions in patients. The figure shows the location of brain damage in each patient, for both groups (‘Prism’ and ‘Control’),
according to the standard template provided by Damasio and Damasio (1989). The lesion areas depicted in black were subjected to
quantitative analysis by a computerized imaging system.
Table 1 Clinical and paraclinical data for all patients (’Prism’ and ’Control’ groups)
Group Patient Sex Age(years)
Lesion(righthemisphere)
Delay(days)
L visualneglect
Left visualextinction
Left somestheticextinction
Left auditoryextinction
At time oftesting
At time oftesting
Prism D.M. M 72 Parietal 73 No Not determined No Yes
Prism B.E. F 42 Temporo-parietal 566 No Left hemianopia Yes Yes
Prism A.E. F 75 Parieto-occipital 80 Yes Left hemianopia Yes Yes
Prism G.C. F 38 Fronto-parietal 124 Yes Left hemianopia Yes Yes
Prism L.A. M 62 Temporo-occipital 515 Yes Left hemianopia Not determined Yes
Prism M.J. M 69 Thalamic 60 Yes Yes Yes Yes
Control B.B. F 50 Parietal 30 No No Yes Yes
Control N.G. M 70 Parieto-occipital 35 No No Yes Yes
Control B.C. F 71 Parietal 109 No Not determined Yes Yes
Control D.J. M 45 Capsulolenticular 41 Yes Left hemianopia Not determined Yes
Control G.M. F 47 Fronto-temporo-parietal 53 Yes Yes No Yes
Control F.J.Y. M 57 Fronto-temporo-parietal 146 Yes Left liemiauopia Not determined Yes
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testing (236 days, SEM = 96.8 for the ‘Prism’ group and 69 days,
SEM = 19.4 for the ‘Control’ group). A t-test with assumption of
unequal variances was performed on age and delay [age:
t(9.1) = 0.36, P40.5; delay: t(5.4) = 1.69, P40.1]. Note that the
numerically shorter post-stroke onset delay of the ‘Control’ group
(compared to the ‘Prism’ group) would predict a more favourable
spontaneous recovery rate. Alternatively, it may be argued that
chronic patients may already have a less severe form of neglect and
hence show the effect of an intervention more easily. However,
neglect assessment showed that this was not the case (no significant
difference observed between the two groups regarding severity of
visual neglect).
Experimental procedures
Evaluation of left visuospatial neglect at time of testing
Neglect was assessed by three classical neuropsychological tests: line
cancellation (Albert, 1973), line bisection (Schenkenberg et al., 1980)
and a copy-drawing task (Gainotti et al., 1972). The presence of
neglect was defined by a deficit in at least two of these tests.
Evaluation of left auditory extinction
The patients sat in a quiet room in front of the examiner. Stimuli were
played through earphones, at the volume judged most comfortable by
each patient, in order to study extinction in its everyday clinically rel-
evant form.
The dichotic listening task was a verbal dichotic listening test, includ-
ing 60 pairs of stimuli (total across all categories). The two stimuli of
each word pair were simultaneously presented, one to the left and the
other to the right ear, through the earphones. There were four cate-
gories of stimuli: pairs of phonologically similar disyllabic words [e.g.
blague/bla:g (joke); claque/klak (slap)], pairs of single words [e.g.
couleur/ku.lœ� (colour); lundi/l ~œ.di (monday)], pairs of numbers
(e.g. deux/dø (two); cinq/Ssk (five)] and meaningful short groups of
words [e.g. un bon repas/ ~œ/bO//�@.pa (a good meal); un gros
gateau/ ~œ// _g�o// _ga.to (a big cake)]. Patients were instructed to con-
centrate equally on both stimuli and to repeat them. To familiarize
patients with the procedure, this evaluation was preceded by a brief
period of practice with right and left presentations of eight items (four
single words to the right and four single words to the left).
Individual responses were first scored as the percentage of correctly
repeated words presented to the right and left ear (Table 2).
Performance was then assessed using two main parameters. First, a
quantitative measure was used to assess the patient’s global perfor-
mance. This global quantitative measure was simply the total number
of auditory stimuli correctly reported by the patients, pooled over the
four stimulus categories. Second, we computed a lateralization index
for each patient, a sensitive means of detecting and quantifying asym-
metry in the detection of stimuli presented to the two ears (Bellmann
et al., 2001). The lateralization index = 100� (R� L)/(R + L), where
R and L are the total number of correctly reported stimuli from the
right ear and left ear, respectively. The lateralization index metric
represents the proportionally greater number of right than left ear
stimuli detected, with the difference expressed as a percentage of
the total number of stimuli detected. In addition, incorrect responses
were examined for fusion errors. Fusion errors are verbal responses
where one phoneme from words presented on the left is combined
with words presented on the right to produce a novel combination
that was not actually presented to the patient, though each constitu-
ent part was. Fusion errors imply some degree of processing of the left Tab
le2
Audit
ory
exti
nct
ion
resu
lts
inth
etw
ogro
ups
(‘Pri
sm’
and
‘Contr
ol’
)w
ith
per
centa
ge
of
corr
ectl
yre
pea
ted
stim
uli
asa
funct
ion
of
stim
ula
tion
side
(lef
tor
right)
,ev
aluat
ion
sess
ions
(pre
-tes
t,0
hpost
-tes
tor
2h
post
-tes
t)an
dSt
imulu
sC
ateg
ory
(sin
gle
word
s,gro
ups
of
word
s,phonolo
gic
ally
sim
ilar
word
s,num
ber
s)
Gro
up
Pat
ient
Word
sG
roup
of
word
sPhonolo
gic
ally
sim
ilar
word
sN
um
ber
s
Pre
-tes
t0
hpost
-tes
t2
hpost
-tes
tPre
-tes
t0
hpost
-tes
t2
hpost
-tes
tPre
-tes
t0
hpost
-tes
t2
hpost
-tes
tPre
-tes
t0
hpost
-tes
t2
hpost
-tes
t
Left
Rig
ht
Left
Rig
ht
Left
Rig
ht
Left
Rig
ht
Left
Rig
ht
Left
Rag
ht
Left
Rig
ht
Left
Rig
ht
Left
Rig
ht
Left
Rig
ht
Left
Rig
ht
Left
Rig
ht
Prism
D.M
.13
97
30
90
10
97
3100
13
100
0100
10
80
30
90
20
80
40
100
50
100
30
100
Prism
B.E
.3
87
13
87
387
10
83
30
97
30
100
10
70
30
80
10
70
10
90
80
100
70
100
Prism
A.E
.7
30
733
13
27
060
073
083
030
10
60
10
50
070
060
10
80
Prism
G.C
.20
97
50
93
60
97
53
100
87
100
77
97
30
70
50
70
40
90
50
90
80
90
90
100
Prism
L.A
.47
70
50
87
57
87
33
97
37
97
33
97
60
50
40
80
40
80
60
100
80
100
80
100
Prism
M.J
.7
87
13
83
17
93
097
10
97
13
100
10
40
10
50
070
10
100
20
100
30
100
Contr
ol
B.B
.10
63
20
67
33
63
20
80
27
87
40
87
40
70
30
70
40
70
70
100
90
100
90
100
Contr
ol
N.G
.7
23
10
30
727
723
10
43
13
37
10
20
10
50
10
60
30
80
20
80
30
100
Contr
ol
B.C
.23
37
17
67
37
60
093
097
393
50
50
20
50
050
10
90
60
90
90
100
Contr
ol
D.J
.0
93
093
093
0100
097
0100
070
080
070
0100
0100
0100
Contr
ol
G.M
.23
87
30
90
20
90
47
70
30
100
13
97
30
70
20
70
20
70
50
100
30
100
20
100
Contr
ol
F.J.
Y.
070
080
783
0100
0100
10
97
080
070
080
0100
0100
0100
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stimulus rather than total extinction. The number of fusions was also
analysed as an additional variable.
Prism adaptation
Subjects in the ‘Prism’ group were exposed to a rightward optical shift
of the visual field produced by the prismatic lenses. Glacier goggles
(Julbo�) were fitted with wide-field, point-to-point wedge lenses
creating an optical shift of 10� (OptiquePeter.com, Lyon) affording
wide binocular vision. The total visual field was 110� and the
one-eye visual field was 80� (including a 50� binocular field). With
these goggles on, the visual field was uniformly displaced to the
right with minimal visual distortion. The exposure period consisted of
50 pointing responses to visual targets presented 10� to the right or to
the left of the objective body midline. During the prism exposure, each
patient was asked to point at a fast but comfortable speed; he/she
could see the target, the second half of the pointing trajectory and the
terminal error. His/her head was kept aligned with the body’s sagittal
axis by a chin-rest and controlled by an investigator throughout the
adaptation procedure. The total duration of this exposure was �8 min.
The dichotic listening task was presented three times: once in the
pre-test (prior to prism exposure) and twice as post-tests (after prism
adaptation): upon prism removal (0 h post-test) and 2 h later (2 h
post-test).
Subjects from the ‘Control’ group underwent the same procedure
except that the goggles were fitted with neutral sham glasses (the
weight of these sham goggles was matched to the real prisms by
having two pairs of 5� prisms for each eye; the bases of these two
prisms were oriented left and right in front of each eye, such that the
two deviations cancelled out, yielding no net optical shift).
Statistical analysesSimple comparisons (e.g. age, delay post-stroke) were performed with
t-tests. All other multiple comparisons of means (e.g. Group, Session
and/or Category) were performed with ANOVAs. Further planned
comparisons of the means were used when appropriate (least-square
method). All analyses were realized in the Statistica version 8.0.
(StatSoft France, 2008). Threshold for statistical significance was set
at 0.05.
ResultsNone of the patients complained about discomfort or the auditory
task’s difficulty and all testing was completed without interruption.
All patients heard and reported 100% of stimuli during the pre-
liminary monaural presentation (used as a familiarization practice)
for both right and left monaural stimuli. As validated by prelimi-
nary testing, the 5 s interval between auditory stimuli allowed
patients to perform the test at a comfortable pace, such that no
data were lost due to time constraints. To validate the occurrence
of substantial prism adaptation in the ‘Prism’ group, a simple clin-
ical procedure was used. Two open-loop pointing trials (i.e. with-
out visual feedback) were performed by each patient at the end of
prism exposure (goggles were removed). We checked that perfor-
mance on these pointing trials was shifted by at least 5� with
respect to the visual target. Using this procedure, we confirmed
that all patients in the ‘Prism’ group showed a sufficient amount
of prism adaptation.
Baseline pre-test evaluation of dichoticlistening performanceA range of measures were used to assess performance in dichotic
listening: average total number of correct responses; lateralization
index for overall task performance and for each Stimulus Category,
lateralization index = 100� (R� L)/(R + L), where R and L are the
total number of correctly reported stimuli from the right ear and left
ear, respectively; and fusion errors, verbal responses where one
phoneme from words presented on the left is used to produce a
new word that was not actually presented to the patient.
In healthy controls (n = 10), the average lateralization index was
1.02 (range from �5.26 to +4.89; SE = 0.99), coherent with the
small right ear advantage that has been described in right-handed
subjects (Michel et al., 1986).
Next, we tested for baseline differences in task performance
between the two patient groups, the ‘Prism’ group and the
‘Control’ group. Global task performance was assessed using a
one-way ANOVA. The average total number of correct responses
obtained in the ‘Prism’ group (mean = 79.7; SE = 9.8) did not differ
significantly [F(1, 10) = 0.66; P40.43] from that obtained in the
‘Control’ group (mean = 69.2; SE = 8.4). A significant left–right
effect, however, was present [F(1, 10) = 73,23, P50.001], coher-
ent with the left extinction observed in all patients (i.e. patients
omit more left than right stimuli). Figure 2 shows the left and right
scores (correct responses) obtained in the two groups, confirming
that the global performance observed before prism adaptation was
identical in the two groups.
The asymmetry of detection performance was quantified using
the lateralization index. All patients presented major left auditory
extinction with an average global lateralization index of +68.5
(SE = 10.7) in the ‘Prism’ group and of +66.4 (SE = 11) in the
‘Control’ group. Figure 3 presents lateralization index values for
Figure 2 A comparison of the two groups’ global performance
as a function of stimulation side [right (R) or left (L)] was
performed in the pre-test session with a one-way ANOVA.
No group effect was obtained but a significant left–right effect
was observed, coherent with the left extinction observed in all
patients. These results confirm that global performance in the
pre-test session did not differ between the two groups.
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each Stimulus Category. Lateralization index values were numeri-
cally smaller for phonologically similar words than the other stim-
ulus categories (in particular as compared to short groups of
words). We tested for any significant differences in performance
between the groups across stimulus categories. An ANOVA with
Group as a between-subject factor and Stimulus Category as a
within-subject factor was performed on the lateralization index
values obtained in the pre-test. There was no significant effect
of Group [F(1, 10) = 0.009, P40.92] or Stimulus Category
[F(3, 30) = 2.11, P40.12], nor was there an interaction.
Although the total number of fusion errors was low, the two
groups were also compared for the raw number of fusion errors
obtained during the pre-test. A marginally significant difference
was found [t(10) =�2.25; P40.048], caused by the ‘Prism’
group (0.83) producing an average of two fewer fusion errors
than the ‘Control’ group (2.83).
Effect of prism adaptation on dichoticlistening performanceThe following analyses compared the two groups of patients
(‘Prism’ and ‘Control’) for their dichotic listening performance
across the three evaluation sessions (pre-test, post-test 0 h and
post-test 2 h, i.e. before and after prism adaptation).
First, a comparison of the two groups’ global performance (total
number of correct responses) was performed over the three eval-
uation sessions with a two-way ANOVA (Fig. 4). No group effect
was observed [F(1, 10) = 1.28; P40.28], but a significant Session
effect was obtained [F(2, 20) = 14.41; P50.001]. Planned compar-
isons showed a significant difference between pre-test and 0 h
post-test for both groups [F(1, 10) = 27.94; P50.0005], as well
as between pre-test and 2 h post-test [F(1, 10) = 16.00;
P50.005]. No difference was found between 0 h and 2 h post-test
[F(1, 10) = 0.21; P40.6]. There was no Group� Session interaction
[F(2, 20) = 1.43; P40.26]. Hence, both groups improved their per-
formance across repeated task sessions, presumably owing to task
practice effects. Although the improvement in the ‘Prism’
group was twice that of the ‘Control’ group (‘Prism’:
pre-test = 79.7� 9.2, 0 h post-test = 93� 9.6, 2 h post-test = 93
� 9.3; ‘Control’: pre-test = 69.2� 9.2, 0 h post-test = 75.3� 9.6,
2 h post-test = 77.2� 9.3), this difference was not significant.
The absence of an interaction suggests that prism adaptation
does not significantly improve global, non-lateralized aspects of
auditory performance.
To assess our primary hypothesis, that prism adaptation would
improve lateralized aspects of task performance (i.e. auditory
extinction), we analysed the lateralization index data. An
ANOVA with Group as the between-subject factor and Session
(pre-test, 0 h post-test and 2 h post-test) and Stimulus Category
as within-subject factors revealed a dramatic improvement of left
auditory extinction after prism adaptation in the ‘Prism’ group
compared to the ‘Control’ group (Fig. 5). There was no main
effect of Group [F(1, 10) = 0.39; P40.54] or Session
[F(2, 20) = 1.09; P40.35]. A main effect of Stimulus Category
[F(3, 30) = 3.41; P50.05] was observed, caused by a smaller later-
alization index for phonologically similar words than for short
groups of words. There was also a significant Category� Session
interaction [F(6, 60) = 2.49; P50.05]. The three-way interaction
was not significant [F(6, 60) = 0.19; P40.97]. Critically, however,
there was a significant Group� Session interaction [F(2, 20) = 3.64;
P50.05]. This interaction was caused by a significant reduction of
the lateralization index for the ‘Prism’ group immediately after the
test (0 h post-test) [planned comparison: F(1, 10) = 7.03; P50.05].
In addition, 2 h later, a trend towards a reduction of the lateraliza-
tion index (that is towards improved performance) could still be
detected (2 h post-test) [F(1, 10) = 2.40; P = 0.076: see Fig. 5].
To investigate whether this change in lateralization index was a
robust effect measurable across all the different stimulus cate-
gories, we plotted data separately for Group, Session and
Figure 3 Auditory extinction level in the two groups during the
pre-test for the different categories of stimulus pairs
(mean� SE). The asymmetry score (lateralization index; LI) of
patients in the pre-test session was similar in the two groups.
gr. words = groups of words; p.s. words = phonologically similar
words.
Figure 4 Global task performance of the two groups across the
three evaluation sessions (mean� SE). No Group effect was
observed, but a significant Session effect was obtained. This
suggests that prism adaptation does not significantly improve
global, non-lateralized aspects of task performance.
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Category (Fig. 6). This confirmed that there was a systematic
improvement in performance for the ‘Prism’ versus ‘Control’
groups across all four categories of stimulus (‘Prism’ group percent
mean improvement at 0 h post-test for words =�21%, groups of
words =�20%, phonologically similar words. =�13%, num-
bers =�36%; ‘Control’ group % mean improvement at post-test
0 h for words = 1%, groups of words = 8%, phonologically similar
words = 35%, numbers =�10%; for all individual patient effect
sizes see Table 3).
The clinical relevance of the present results depends on obser-
ving not only a significant group effect, but also an effect size that
leads to concrete individual benefit. To determine treatment effi-
cacy at the individual level, we counted the number of patients in
each group who exhibited a benefit across test sessions of at least
20%. These results are shown in Table 3 {0 h post-test/pre-test
comparison, post-pre(%) at 0 h i.e. [(LI 0 h post-test)� (LI
pre-test)/LI pre-test]}. In the ‘Prism’ group, all but one patient
improved and three showed an improvement of 420%. In the
‘Control’ group, only one patient showed an improvement
(16%). In the 2 h post-test/pre-test comparison [post-pre(%) at
2 h] [i.e. (LI 2 h post-test)� (LI pre-test)/LI pre] in the ‘Prism’
group, four of the six patients showed an improvement of at
least 10%, with two of those improving by 420%.
As a supplementary analysis, we performed a repeated measure
ANOVA on the number of fusion errors. There was no main effect
of Group [F(1, 10) = 1.44; P40.25] or Session [F(2, 20) = 0.26;
P40.77] but the interaction was marginally significant
[F(2, 20) = 3.42; P = 0.052]. The planned comparison (between
Group and pre-test versus post-test, with the post-test data
pooled over 0 h and 2 h post-test) showed a significant increase
in the number of fusion errors after prism adaptation
[F(1, 10) = 5.87; P50.04] (Fig. 7).
This secondary finding of an increase in the number of fusion
responses, taken together with the improvement in lateralization
index after prism adaptation, indicates that prism adaptation spe-
cifically benefits a lateralized component of patient deficit in audi-
tory extinction. In the context of no baseline difference, and no
global change over time in dichotic listening performance between
the ‘Prism’ and ‘Control’ groups, the present results suggest that
prism adaptation does not induce a general improvement in atten-
tional capacity, but rather specifically redresses an imbalance in
left–right attentional allocation.
As described in the ‘Subjects’ section, the time since stroke
onset tended to be higher in the ‘Prism’ group than in the sham
‘Control’ group. This difference was not significant. There was also
no difference in baseline task performance between the two
groups (Fig. 5). In any case, such a difference in time since
stroke onset would likely predict a more favourable spontaneous
recovery rate in the ‘Control’ group than the ‘Prism’ group, so it
cannot explain the specific improvement in the ‘Prism’ group that
was observed. Alternatively, it could be argued that lesion–age
difference might have contributed to the performance improve-
ment in the ‘Prism’ group. The lesion–age difference was caused
mainly by two patients (B.E. and L.A.) who suffered from their
lesion over 500 days prior to the test. One of these patients (L.A.)
was an outlier in the ‘Prism’ group, but in a direction that wea-
kened the effect. This argues against the possibility that lesion-age
difference between the groups caused the observed effect.
It is conceivable that some form of unconscious bias on the part
of the experimenter might have contributed to the results
observed. That is, this study was not blinded, so the potential
for sources of bias need to be considered. To determine whether
any such effect was likely to have contaminated the data, we
performed an additional experiment. The responses of three new
neglect patients were recorded in the same dichotic listening task,
and the recording was analysed by ten independent hearers.
Results showed remarkably low between-hearer variability in the
assessments. The average standard error of the mean obtained
across the three patients was 0.16 units and the greatest individual
hearer’s deviation from the mean was 1.54 units. These values
Figure 5 Performance asymmetry in the two groups (laterali-
zation index) through the three evaluation sessions (mean� SE).
There was a significant reduction of the lateralization index for
the ‘Prism’ group immediately after prism adaptation (0 h
post-test) compared to the ‘Control’ group, with a trend-level
persistence of the effect two hours after prism adaptation
(2 h post-test).
Figure 6 Lateralization index values for the two groups across
the three evaluation sessions for each Stimulus Category
(mean� SE). gr. words = groups of words; p.s. words =
phonologically similar words.
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are �110 times smaller than the average prism effect.
These additional measurements confirm the reliability of the
assessment procedures used in this study.
DiscussionThe present experiment aimed to test the effect of a visuo-manual
adaptation procedure (prism adaptation) on an auditory task per-
formed by neglect patients. The results clearly show that prism
adaptation can improve the left-sided deficit typically found in
dichotic listening tasks in neglect patients. The findings suggest
that adaptation of visuo-motor coordination can affect perfor-
mance in a sensory modality (audition) that is not directly impli-
cated in the visuo-motor adaptation process per se. This
generalization further underscores the potential of prism adapta-
tion as a clinically effective intervention for post-stroke rehabilita-
tion of neglect.
Prism adaptation improves leftauditory extinctionAuditory extinction was examined in 12 patients with right hemi-
sphere lesions and left visuo-spatial neglect, using bilateral simul-
taneous presentation of verbal stimuli (dichotic listening). The
principal data analysed in this study were patients’ verbal repro-
duction of the auditory stimuli presented to each ear. Left omis-
sions were observed in all patients during bilateral trials. None of
the patients showed omissions in the preliminary monaural test
session, which rules out an explanation of the auditory deficit on
bilateral trials in terms of a peripheral sensory deficit. All
12 patients initially exhibited a marked left ear disadvantage
with significant asymmetry. At the baseline pre-test stage, the
two randomized patient groups were comparable regarding clinical
and paraclinical data and initial auditory extinction level.
After prism adaptation, the reliable left auditory extinction
found in the dichotic listening task was reduced. In contrast,
there was no such improvement in the ‘Control’ group in which
patients performed the same task but wore neutral goggles that
did not induce an optical shift. The improvement in the ‘Prism’
group was measurable as a significant reduction in the lateraliza-
tion index, i.e. an amelioration of the detection asymmetry
between left and right stimuli. In contrast, the global measure of
task performance did not evolve differentially over time between
the two groups. Hence, the lateralization index was more specif-
ically and reliably affected by adaptation than was global task
performance. The robustness of the prism effect was evidenced
by the consistent pattern of results obtained across all stimulus
categories (phonologically similar words, numbers, single words
and short groups of words) and in all but one patient. Therefore
the effects of adaptation generalized across semantic categories.
Moreover, the reliability measures obtained from 10 independent
hearers indicate that these effects are not a simple artefact of
experimenter bias.Tab
le3
Audit
ory
exti
nct
ion
resu
lts
inth
etw
ogro
ups
(‘Pri
sm’an
d‘C
ontr
ol’
)w
ith
abso
lute
late
rali
zati
on
index
score
asa
funct
ion
of
eval
uat
ion
sess
ions
and
stim
ulu
sca
tegory
Gro
up
Pat
ient
Word
sG
roups
of
word
sPbonolo
gic
alty
sim
ilar
word
sN
um
ber
sG
lobal
LIPost
–pre
(%)
Pre
-tes
t0
hpost
-te
st
2h
post
-te
st
Pre
-tes
t0
hpost
-te
st
2h
post
-te
st
Pre
-tes
t0
hpost
-te
st
2h
post
-te
st
Pre
-tes
t0
hpost
-te
st
2h
post
-te
st
Pre
-tes
t0
hpost
-te
st
2h
post
-te
st
At
0h
At
2h
Prism
D.M
.76
50
81
94
76
100
78
50
60
43
33
54
77
57
81
�26
5Prism
B.E
.93
73
93
79
53
54
75
60
75
80
11
18
84
52
60
�38
�29
Prism
A.E
.64
67
33
100
100
100
100
71
67
100
100
78
90
87
77
�3
�14
Prism
G.C
.66
30
23
30
712
40
17
38
29
65
43
16
18
�63
�58
Prism
L.A
.20
27
21
49
45
49
�9
33
33
25
11
11
29
32
30
10
3Prism
M.J
.86
72
70
100
81
76
60
67
100
82
67
54
89
75
72
�16
�19
Mea
n(S
EM)
67
(10.5
)53
(8.5
)53
(12.8
)75
(11.9
)60(1
3.4
)65
(13.9
)57(1
5.
0)
50
(8.6
)62
(10)
60
(12.9
)38
(15.5
)37(1
19)
68
(10.7
)53
(10.
8)
56
(10.
8)
Post
–pre
(%)
�21
�21
�20
�13
�13
8�
36
�39
�23%
(11)�
18%
(10)
Contr
ol
B.B
.73
54
31
60
53
37
28
40
27
18
55
50
42
28
�16
�44
Contr
ol
N.G
.56
50
60
56
62
47
33
67
71
45
60
54
50
59
56
18
12
Contr
ol
B.C
.22
60
24
100
100
93
043
100
80
20
561
66
49
8�
20
Contr
ol
D.J
.100
100
100
100
100
100
100
100
100
100
100
100
100
100
100
00
Contr
ol
G.M
.58
50
64
20
54
76
40
56
56
33
54
67
38
53
68
39
79
Contr
ol
F.J.
Y.
100
100
85
100
100
81
100
100
100
100
100
100
100
100
87
0�
13
Mea
n(S
EM)
68
(12.2
)69
(9.9
)61
(12.1
)73
(13.
5)
78
(9.8
)72
(10.3
)50
(16.
7)
68
(11)
76
(12.3
)63
(14.
5)
57
(16.1
)55
(17.5
)66
(11)
70(1
0.1
)65
(10.7
)Post
–pre
(%)
1�
11
80
35
51
�10
�12
8(8
)2
(17)
Posi
tive
and
neg
ativ
ech
arge
inla
tera
lizat
ion
index
valu
esco
rres
pond
toan
aggra
vation
or
anim
pro
vem
ent
of
extinct
ion,
resp
ective
ly.
Although
task
per
form
ance
by
the
contr
olgro
up
chan
ges
afte
rth
esh
amin
terv
ention
asa
funct
ion
of
Stim
ulu
sC
ateg
ory
,th
e‘P
rism
’gro
up
mai
nta
ins
its
adva
nta
ge
afte
rprism
adap
tation,
irre
spec
tive
of
Stim
ulu
sC
ateg
ory
.
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Prism adaptation effect on dichoticlistening excludes a simple left earsensory deficitWhen using dichotic stimuli, one issue to address is whether
extinction for left stimuli reflects poor or abolished processing of
auditory information entering the contra-lesional ear, or higher
level attentional disturbance involving contra-lesional space
(Bellmann et al., 2001; Beaton and McCarthy, 1995). Several stu-
dies have aimed at specifying the characteristics of extinguished
stimuli in order to localize the level at which the auditory process-
ing deficit arises (Deouell and Soroker, 2000; Deouell et al., 2000;
Shisler et al., 2004). The findings parallel previous studies of visual
extinction, suggesting that auditory extinction may be due, in part,
to a failure to bind together information about stimulus identity
and stimulus location.
In assessing auditory attention deficits (as in extinction), it is
important to rule out potential peripheral hearing deficits. This
can be achieved by presenting auditory stimuli diotically. Diotic
presentation involves that each stimulus reaches both ears, with
an interaural time difference serving as the only lateralization cue
(see Bellman et al., 2001; Spierer et al., 2007). In such cases, there
is no difference of content because both ears receive both items of
each pair at the same intensity level, allowing control for sensory
deficits. In dichotic presentation two different stimuli are pre-
sented, one to the right ear and one to the left one, implying
that different content reaches each ear. In the present study, we
used dichotic presentation. However, the key finding in our study
was a change in dichotic listening performance after prism adap-
tation. It does not seem plausible that prism adaptation could
cause such a change in patients suffering from unilateral sensory
hearing loss. The fact that five out of six patients in the ‘Prism’
group consistently showed an improvement after the adaptation
procedure suggests that the auditory extinction deficit in these
patients is a consequence of higher level deficits in contra-lesional
spatial processing. The finding that prism adaptation improves
auditory extinction suggests a locus of effect at a higher level
of sensory integration; whereby adaptation shifts the spatial
alignment between vision and proprioception, with apparent
knock-on benefits for location processing in other sensory domains
and for spatial cognition more generally.
Cross-modal effects of prism adaptationChanges in visuo-motor (target pointing) performance following
prism adaptation are believed to arise through changes in the
mapping between visual, proprioceptive and motor processing
(Redding et al., 2005). After-effects of these changes in
visuo-motor performance have, however, been demonstrated to
generalize over a range of tasks beyond the pointing procedure
that is directly adapted. Benefits for unilateral neglect patients
after prism adaptation have been shown on line bisection and
cancellation tasks, postural imbalance, spatial judgement tasks,
reading tasks and even wheel-chair driving (Rossetti et al.,
1998; Tilikete et al., 2001; Farne et al., 2002; MacIntosh et al.,
2002; Pisella et al., 2002; Jacquin-Courtois et al., 2008). Since
each of these tasks involve some form of visual or motor process-
ing, it is possible that performance improvements may arise
directly from changes to visuo-motor processes that are to a
greater or lesser extent directly altered by the prism adaptation
procedure itself. Mental imagery (Rode et al., 1998, 2001, 2007)
has also been found to be improved following adaptation, but
visuo-spatial imagery tasks are known to recruit the visual
system (Kosslyn et al., 1999). The amelioration of number bisec-
tion in neglect patients (Rossetti et al., 2004) may also result from
an activation of visuo-spatial representations via spatial-numerical
association (Hubbard et al., 2005; Lacour et al., 2005; Rode et al.,
2007). A few reports have described an amelioration of
somato-sensory processing in neglect patients following prism
adaptation. First, the haptic circle centring task described by
MacIntosh et al. (2002) involves a strong proprioceptive compo-
nent, which might have been directly altered by prism adaptation.
Second, Maravita et al. (2003) tested tactile extinction in four
neglect patients and found an improvement of contra-lesional tac-
tile perception in all patients after adaptation to a rightward pris-
matic shift. Third, Dijkerman et al. (2004) described a patient who,
despite having recovered from visual neglect, still exhibited a
somato-sensory deficit on the left side. After prism adaptation,
the patient’s tactile and proprioceptive thresholds were signifi-
cantly lowered. These last two studies are interesting because
they demonstrate a beneficial effect of visuo-manual adaptation
on tactile sensitivity, a modality that appears not to be directly
modified by prism adaptation. However, it can be hypothesized
that cross-talk between proprioceptive and tactile processes may
explain these effects.
In contrast, in the present study, beneficial effects of prism
adaptation were observed on auditory extinction, a modality
that is independent from visual, somato-sensory and manual com-
ponents. In addition, the semantic nature of the task (verbal
reproduction of words) clearly distinguishes it from spatial tasks.
These new results show that the effects of prism adaptation are
not restricted to visuo-motor tasks but can also affect perception
in a non-adapted sensory modality. Prism adaptation is believed to
alter the mapping between proprioceptive and visual modalities
directly, and both visual and somato-sensory processing are
Figure 7 Quantitative evaluation of the two groups’ fusion
errors across the three evaluation sessions (mean� SE).
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intrinsically bound to the action system. This is clearly not the case
for auditory verbal recognition. There is no obvious functional link
between the adaptation of a visuo-manual pointing task to a lat-
eral visual shift and the ability to identify verbal stimuli from the
left ear. Therefore the present results demonstrate a striking
cross-modal transfer of prismatic after-effects to the auditory
domain.
The present auditory effect suggests that the lateralized remap-
ping of visuo-motor information induced by prism adaptation may
subsequently alter the orientation of attention in other sensory
modalities. Eye movement modulation could be one potential
mechanism for such effects. However, it has been shown that
the visuo-motor and cognitive effects of prism adaptation can
be double-dissociated (Dijkerman et al., 2003; Ferber et al.,
2003, but see Serino et al., 2006). Dijkerman et al. (2003)
showed that prism adaptation can reduce ocular exploration asym-
metry without affecting size under-estimation in a neglect patient.
In addition, Ferber et al. (2003) reported on a neglect patient
exposed to a prismatic deviation, who exhibited a shift in explor-
atory eye movements towards the left, but without a concomitant
improvement of the deficit in stimulus identification on the left
side. So far, no clear link has been demonstrated between mod-
ification of oculomotor patterns and clinical effects induced by
prism adaptation.
A crucial feature of the present study is that the amelioration
found in the ‘Prism’ group was specific to the lateralization index.
No significant changes were obtained for the total number of
responses. This suggests that prism adaptation did not act through
a general arousal enhancement, but rather through a specific later-
alized mechanism. However, several lines of argument suggest
that the after-effects of prism adaptation produce widespread
changes in spatial cognition that are not purely restricted to the
lateralized spatial processing deficits observed in unilateral neglect.
First, non-visuo-motor, cognitive effects of prism adaptation have
been demonstrated in healthy control subjects (Colent et al.,
2000; Michel et al., 2003a, b, 2006; Loftus et al., 2008).
Second, beneficial effects of prism adaptation have been reported
for non-neglect symptoms and non-neglect patients (Tilikete
et al., 2001; Striemer and Danckert, 2007; Sumitani et al.,
2007). Tilikete et al. (2001) tested the effect of prism adaptation
on postural imbalance in left-hemiparetic patients who did not
have neglect at the time of testing. Postural imbalance was
reduced following adaptation to the right (but not the left),
suggesting a recalibration of the representational distortion in
brain-damaged patients. Striemer and Danckert (2007) demon-
strated that rightward prism adaptation can reduce both the right-
ward attentional bias and the disengage deficit in right
brain-damaged patients, irrespective of the presence of neglect.
Finally, Sumitani et al. (2007) showed that adaptation to a pris-
matic displacement of the visual field toward the unaffected side
can alleviate pathological pain in patients with complex regional
pain syndrome, possibly through an attentional effect. The fact
that prism adaptation after-effects generalize across such a wide
range of functions suggests that adaptation may modify a
common level of spatial representation important for multisensory
integration (Rossetti et al., 1998). That adaptation can also
improve higher order aspects of spatial cognition (e.g. mental
imagery, constructional deficits; Rode et al., 1998), both by redu-
cing lateralized bias and enlarging the represented space, further
suggests that prism adaptation might be used to treat not only
neglect, but a range of spatial cognition disorders and visuo-spatial
dysfunctions (Rode et al., 2006a, 2007). The question arises about
the possible neural substrates of this higher order representation.
The current model of prism adaptation suggests that
prism-induced cerebellar effects interact with contra-lateral poste-
rior parietal cortex (Pisella et al., 2006). The implication of such a
lateralized cerebello-cerebral network has been recently confirmed
by a neuroimaging study in neglect patients (Luaute et al.,
2006b). Interestingly, posterior parietal cortex is not only involved
in visual attention and spatial domains, but could also mediate
auditory attention (Shomstein and Yantis, 2006).
The present study focused on ameliorating neglect patients’
inability to report contra-lesional stimuli when a concurrent
target is presented in ipsilesional space (auditory extinction).
However, neglect patients have also been shown to have deficits
for single auditory targets in terms of correctly localizing them in
space (e.g. Bisiach et al., 1984; Pavani et al., 2001, 2005). Such
deficits have been characterized as reflecting increased uncertainty
for the spatial location of contra-lesional sounds, rather than mere
mislocalization along the horizontal dimension (Pavani et al.,
2002). Future studies should examine whether prism adaptation
can also improve these neglect-related deficits for sound
localization.
ConclusionIn this randomized controlled study, a beneficial effect of prism
adaptation was observed on auditory extinction in a group of
chronic stroke patients. The lateralization index (detection asym-
metry on bilateral trials) was the specific variable improved after
adaptation. The positive effect was significant immediately after
prism adaptation and tended to be maintained over at least 2 h, as
has been previously reported for several other tasks (Rossetti et
al., 1998; Tilikete et al., 2001; Jacquin-Courtois et al., 2008;
review in Rode et al., 2003, 2006a; Luaute et al., 2006a; Pisella
et al., 2006). It is interesting, and largely unexpected, that prism
adaptation produced such a marked and lasting beneficial effect
in the auditory domain, and further indicates the potential value
of prism adaptation for the amelioration of a variety of
neglect-related deficits (not restricted to the visuo-motor
domain). In addition, the beneficial effects of prisms for neglect
and neglect-related symptoms appear to last longer than the pos-
itive consequences observed after other interventions such as ves-
tibular stimulation or trunk rotation. Clinical efficacy could be
further increased by use of repeated prism interventions, which
might result in even longer lasting benefits (Shiraishi et al.,
2008; Serino et al., 2009).
The fact that prism adaptation after-effects generalize across
tasks of various levels of complexity and/or several sensory mod-
alities implies a restructuring of high-level spatial representations.
This conclusion should open a new orientation of rehabilitation
strategies and widen the potential scope of application of
‘bottom-up’ therapeutic approaches. Rather than to rehabilitate
an injured process directly, prism adaptation suggests that using
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plasticity may provide a new processing route for affected sensory
information. It may activate brain functions related to multisensory
integration necessary for spatial representations and gating the
access of sensory information to the higher levels of spatial
integration.
AcknowledgementsThe authors would like to thank an anonymous referee for raising
the issue that the study was not blinded and therefore potential
for sources of bias needed to be considered.
FundingThis work was supported by funds from Hospices Civils de Lyon
(Thematique Prioritaire), from Inserm and from Universite
de Lyon.
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