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DOI: 10.1542/peds.2005-0242 2005;116;e125-e144 PediatricsShipman
Evelyn P. Whitlock, Selvi B. Williams, Rachel Gold, Paula R. Smith and Scott A. for the US Preventive Services Task Force
Screening and Interventions for Childhood Overweight: A Summary of Evidence
http://www.pediatrics.org/cgi/content/full/116/1/e125located on the World Wide Web at:
The online version of this article, along with updated information and services, is
rights reserved. Print ISSN: 0031-4005. Online ISSN: 1098-4275. Grove Village, Illinois, 60007. Copyright © 2005 by the American Academy of Pediatrics. All and trademarked by the American Academy of Pediatrics, 141 Northwest Point Boulevard, Elkpublication, it has been published continuously since 1948. PEDIATRICS is owned, published, PEDIATRICS is the official journal of the American Academy of Pediatrics. A monthly
. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
SPECIAL ARTICLE
Screening and Interventions for Childhood Overweight: A Summary ofEvidence for the US Preventive Services Task Force
Evelyn P. Whitlock, MD, MPH*‡; Selvi B. Williams, MD*‡§; Rachel Gold, PhD, MPH*‡§;Paula R. Smith, RN, BSN*‡; and Scott A. Shipman, MD, MPH‡§
ABSTRACT. Background. Childhood and adolescentoverweight and obesity are related to health risks, med-ical conditions, and increased risk of adult obesity, withits attendant effects on morbidity and mortality rates.The prevalence of childhood overweight and obesity hasmore than doubled in the past 25 years.
Purpose. This evidence synthesis examines the evi-dence for the benefits and harms of screening and earlytreatment of overweight among children and adolescentsin clinical settings.
Methods. We developed an analytic framework and 7key questions representing the logical evidence connect-ing screening and weight control interventions withchanges in overweight and behavioral, physiologic, andhealth outcomes in childhood or adulthood. We searchedthe Cochrane Library from 1996 to April 2004. Wesearched Medline, PsycINFO, DARE, and CINAHL from1966 to April 2004. One reviewer abstracted relevant in-formation from each included article into standardizedevidence tables, and a second reviewer checked key ele-ments. Two reviewers quality-graded each article withUS Preventive Services Task Force criteria.
Results. Although BMI is a measure of relativeweight rather than adiposity, it is recommended widelyfor use among children and adolescents to determineoverweight and is the currently preferred measure. Therisk of adult overweight from childhood overweight pro-vides the best available evidence to judge the clinicalvalidity of BMI as an overweight criterion for childrenand adolescents. BMI measures in childhood track toadulthood moderately or very well, with stronger track-ing seen for children with >1 obese parent and childrenwho are more overweight or older. The probability ofadult obesity (BMI of >30 kg/m2) is >50% among chil-dren >13 years of age whose BMI percentiles meet orexceed the 95th percentile for age and gender. BMI-basedoverweight categorization for individuals, particularlyfor racial/ethnic minorities with differences in body com-position, may have limited validity because BMI mea-sures cannot differentiate between increased weight forheight attributable to relatively greater fat-free mass
(muscle, bone, and fluids) and that attributable to greaterfat. No trials of screening programs to identify and totreat childhood overweight have been reported. Limitedresearch is available on effective, generalizable interven-tions for overweight children and adolescents that can beconducted in primary care settings or through primarycare referrals.
Conclusions. BMI measurements of overweight amongolder adolescents identify those at increased risk of de-veloping adult obesity. Interventions to treat overweightadolescents in clinical settings have not been shown tohave clinically significant benefits, and they are notwidely available. Screening to categorize overweightamong children under age 12 or 13 who are not clearlyoverweight may not provide reliable risk categorizationfor adult obesity. Screening in this age group is compro-mised by the fact that there is little generalizable evi-dence for primary care interventions. Because existingtrials report modest short- to medium-term improve-ments (�10–20% decrease in percentage of overweightor a few units of change in BMI), however, overweightimprovements among children and adolescents seempossible. Pediatrics 2005;116:e125–e144. URL: www.pediatrics.org/cgi/doi/10.1542/peds.2005-0242; adoles-cents, children, obesity, intervention, overweight, screen-ing.
ABBREVIATIONS. USPSTF, US Preventive Services Task Force;NHANES, National Health and Nutrition Examination Survey;CDC, Centers for Disease Control and Prevention.
Obesity/overweight has been declared an epi-demic1–3 and a “public health crisis” amongchildren worldwide4 due to an alarming in-
crease in its prevalence. Overweight among children(defined by experts as a BMI of �95th percentile forage and gender)5,6 �2 years of age has at least dou-bled in the past 25 years (Fig 1). The age- and gender-specific mean BMIs and the proportion of childrenwith BMIs of �95th percentile increased markedlyamong children from the mid-1970s to the 1990s,with almost all of this increase occurring amongchildren in the upper half of the BMI distribution.7Therefore, �50% of children appear to have “obesitysusceptibility genes” on which environmentalchanges have acted in the past 25 years.8
Because increases in mean BMI have occurred pri-marily because of increases in the upper half of theBMI distribution,7,9 weight-related health conse-quences will become increasingly common amongchildren. The health consequences of childhoodoverweight and obesity include pulmonary, ortho-pedic, gastroenterologic, neurologic, and endocrine
From the *Center for Health Research, Kaiser Permanente, Portland, Ore-gon; ‡Oregon Evidence-Based Practice Center, Portland, Oregon; and §Or-egon Health and Science University, Portland, Oregon.Accepted for publication Feb 4, 2005.doi:10.1542/peds.2005-0242The authors of this article are responsible for its contents, including anyclinical or treatment recommendations. No statement in this article shouldbe construed as an official position of the US Agency for Healthcare Re-search and Quality or the US Department of Health and Human Services.No conflict of interest declared.Address correspondence to Evelyn P. Whitlock, MD, MPH, Center forHealth Research, Kaiser Permanente, 3800 N Interstate Ave, Portland, OR97227. E-mail: [email protected] (ISSN 0031 4005). Published in the public domain by theAmerican Academy of Pediatrics.
www.pediatrics.org/cgi/doi/10.1542/peds.2005-0242 PEDIATRICS Vol. 116 No. 1 July 2005 e125. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
conditions and cardiovascular risk factors.4,10–15
Tables 1 and 2 contain the limited prevalence data forkey morbidities and risk factors available from recentsummaries. Rarely, severe childhood obesity is asso-ciated with immediate morbidity resulting from con-ditions such as slipped capital femoral epiphysis,16
whereas steatohepatitis and sleep apnea are morecommon.17–21 Medical conditions new to this agegroup, such as type 2 diabetes mellitus,22 represent“adult” morbidities that are now seen more fre-quently among overweight adolescents.23 Most med-ical complications, however, do not become clinicallyapparent for decades.10
Overweight is associated with a higher prevalenceof intermediate metabolic consequences and risk fac-tors, such as insulin resistance, elevated blood lipidlevels, increased blood pressure, and impaired glu-cose tolerance.24–29 Perhaps the most significantshort-term morbidities for overweight/obese chil-dren are psychosocial and include social marginal-ization, decreased self-esteem, and decreased qualityof life.30–33 Risk factors for developing childhoodoverweight include increased parental adiposity, lowparental education, social deprivation, and perhapsinfant feeding patterns, early or more rapid puberty,extreme birth weights, gestational diabetes, and var-ious social and environmental factors, such as child-hood diet and time spent in sedentary behaviors.4
The US Preventive Services Task Force (USPSTF)makes recommendations about clinical preventiveservices to assist primary care clinicians using an ex-plicit, evidence-based approach. In 1996, the USPSTFrecommended periodic height and weight measure-ments for all patients (B recommendation).34 Com-paring height and weight measures against appro-priate age and gender normative values to determineadditional evaluation, intervention, or referral wasrecommended, with BMI (�85th percentile) for ado-lescents and weight and height (or length, as appro-priate) plotted on growth charts or compared with
average weight tables for age, gender, and height foryounger children. Previously, the USPSTF has notmade separate recommendations about screening cri-teria or specific interventions for overweight or obesityin childhood populations. To assist the USPSTF inmaking its recommendation, the Oregon Evidence-Based Practice Center undertook a systematic reviewand summary of the strength of the evidence con-cerning screening and interventions for overweightin childhood populations. We combined the findingsof prior fair- or good-quality35 systematic evidencereviews with fair- to good-quality studies not cov-ered in these reviews or published subsequently.
METHODS
TerminologyBecause BMI is the primary clinical measure and is a measure
of relative weight, we adopted the use of the term “overweight”for children, as opposed to obesity.7 Considering the limitations ofBMI in defining adiposity and concerns about labeling (stigma orconcern resulting from being labeled obese), overweight is moreaccurate than obesity when the designation is based on a BMIvalue alone. Using accepted conventions, we use “overweight” todescribe those with �95th percentile BMI for age and gender and“at risk for overweight” to describe those in the 85th to 95thpercentile for age and gender.5,6
Key Questions and Analytic FrameworkWe developed an analytic framework (Fig 2) and 7 key ques-
tions, with USPSTF methods, to guide our literature search.35 Thefirst key question examined direct evidence that screening toidentify and to treat overweight among children and adolescentsimproves age-appropriate behavioral, anthropometric, or physio-logic measures. Because we found no evidence addressing this keyquestion, we searched for indirect evidence for key questions 2through 6, to estimate the benefits and harms of overweightscreening and interventions. Key question 2 concerned appropri-ate standards for overweight among children and adolescents, theoverweight prevalence based on appropriate standards, and va-lidity of clinical screening tests for predicting poorer health out-comes and obesity in adulthood. Key question 3 examined adverseeffects of screening for overweight. Key questions 4 and 5 exam-ined the efficacy of behavioral counseling, pharmacotherapeutic,and surgical interventions for improving age-appropriate anthro-
0%
5%
10%
15%
20%
1963-
1965
1966-
1970
1971-
1974
1976-
1980
1988-
1994
1999-
2002
2-5 yrs.
6-11 yrs.
12-19 yrs.
Fig 1. Overweight trends among children and adolescents.45
e126 CHILDHOOD OVERWEIGHT SCREENING AND INTERVENTIONS. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
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e128 CHILDHOOD OVERWEIGHT SCREENING AND INTERVENTIONS. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
pometric, physiologic, and health outcomes, and key question 6addressed intervention-associated harms. The relationship be-tween intervention-associated improvements in intermediatehealth measures and decreased morbidity in childhood or adult-hood (key question 7) was examined only in the presence ofadequate evidence for intervention efficacy (key questions 4 and5). We did not examine key question 7 because of limited andinconsistent evidence for key questions 4 and 5. Review methodsare summarized below and detailed elsewhere.36
Literature Search StrategyWe developed literature search strategies and terms for each
key question and conducted 4 separate literature searches (for keyquestions 1 and 2, for key questions 4 and 5, for key question 3,and for key question 6) in Medline, PsycINFO, CINAHL, and theCochrane Library, to update the literature from previous good-quality systematic reviews (key questions 4, 5, and 6) or to exam-ine comprehensively literature from 1966 to the present (key ques-tions 1, 2, and 3). Literature searches were supplementedextensively with source material from experts in the field, bibli-ographies of included trials, and other reviews. We also conductedlimited hand-searching of pediatric obesity-focused editions ofselected journals. A single investigator reviewed abstracts. A sec-ond investigator reviewed all excluded abstracts for all key ques-tions, except key question 2. Because of this search’s large yield,we conducted blinded dual reviews for a random subset (27%),with acceptable agreement (97.5%) between reviewers. Inter-re-viewer discrepancies were resolved through consensus.
Article Review and Data AbstractionWith prespecified inclusion criteria,36 we reviewed 2162 ab-
stracts and 353 complete articles for key questions 1 and 2, 949abstracts and 198 complete articles for key questions 4 and 5, and1176 abstracts and 36 complete articles for key questions 3 and 6.We included 0 articles for key question 1, 41 articles for keyquestion 2, 0 articles for key question 3, 22 articles for key ques-tions 4 and 5, and 4 articles for key question 6. Two investigators
quality-rated all included articles and those excluded for qualityreasons, using the USPSTF criteria.35
One primary reviewer abstracted relevant information fromincluded studies into standardized evidence tables.36 To be withinthe USPSTF scope, interventions needed to be conducted in pri-mary care or be feasible for primary care conduct or referral(defined elsewhere),36 and they were categorized as pharmaceu-tical, surgical, or behavioral counseling interventions. Abstractedbehavioral counseling intervention details included setting, typeof professional delivering the intervention, parent/family partic-ipation, intervention components, number and type of contacts,and intervention duration.37 Comprehensive behavioral treat-ments were those using a combination of behavioral modification(eg, self-monitoring, stimulus control, or cognitive-behavioraltechniques), dietary modification (eg, Traffic Light Diet,38 reducedglycemic load, or reduced-fat or reduced-energy diets), and phys-ical activity components (broadly specified as aerobic, callisthenic,lifestyle, or decreased sedentary behaviors).37
Studies needed to report weight outcomes, preferably as BMI orBMI percentile changes, to be included. We also recorded allreported behavioral, physiologic, and health outcomes specifiedon our analytic framework (Fig 2).
Literature SynthesisThere were insufficient homogeneous studies for any key ques-
tion to allow quantitative synthesis. To better illustrate the studyparticipants’ degree of overweight and the treatment impact ofclinical interventions on overweight, we converted baseline mea-sures and outcomes to BMI percentiles and plotted the results onthe Centers for Disease Control and Prevention (CDC) growthcharts. Treatment effects that were typical of interventions in thisage group (10–20% reductions in percent overweight after 1 year)were modeled and plotted for 8-, 10-, and 12-year-old girls. Weplotted reported mean BMI treatment effects at �6 months for 6trials with adolescents included in our review (1 adolescent trialdid not report BMI or percent overweight outcomes). These meth-ods are described in more detail elsewhere.36 With the USPSTF
Fig 2. Screening and interventions for overweight in childhood: analytic framework and key questions (KQs).
www.pediatrics.org/cgi/doi/10.1542/peds.2005-0242 e129. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
approach,35 we summarized the overall quality of the evidence foreach key question.
RESULTS
Key Question 1: Is There Direct Evidence ThatScreening (and Intervention) for Overweight AmongChildren/Adolescents Improves Age-AppropriateBehavioral or Physiologic Measures or HealthOutcomes?
Our searches found no studies addressing this keyquestion, and neither did examination of all individ-ual trials included in previous systematic evidencereviews.39–43
Key Question 2
Key Question 2a: What Are Appropriate Standards forOverweight Among Children/Adolescents and What Is thePrevalence of Overweight Based on These Standards?
Eight nationally representative, health examina-tion surveys that included children have been con-ducted in the United States since 1963.44,45 Thesesurveys have gathered a variety of anthropometricmeasures for a range of ages (2 months to 18 years),providing growth references46 and trend analyses ofchanges within the population over time. To provideuseful trend analyses, measures must be valid, mustbe gathered consistently in surveys, and must use asingle source for comparison. Because of these limi-tations, almost all data on prevalence and trendsamong US children are based on BMI measures cal-culated from standardized weight and height infor-mation.47
BMI measurements for an individual, or for deter-mination of population prevalence, must be com-pared with a reference population to determine theage- and gender-specific percentile ranking. Al-though multiple reference data sets to determinechildhood BMI percentiles are available, where pos-sible we used the CDC 2000 gender-specific BMIgrowth charts (for ages 2–19 years).48 Prevalence es-timates and trend information were taken primarilyfrom the National Health and Nutrition ExaminationSurvey (NHANES) program conducted from 1971 to2000, which provides the most comprehensive dataavailable on boys and girls of age 6 months through19 years, with recent over-sampling of black andMexican American children. These prevalence esti-mates use the CDC 2000 gender-specific BMI growthcharts as their reference data set to assign BMI per-centiles.
PrevalenceWith the BMI �95th percentile, overweight prev-
alence in 1999–2002 was 10% among 2- to 5-year-oldchildren and 16% among �6-year-old children49
(Fig 3). For children 2 to 5 years of age, the preva-lences were similar for all racial/ethnic subgroupsand both genders but were lower than those for olderchildren in the same racial/ethnic subgroups.Among children 6 to 11 years of age, differenceswere seen between racial/ethnic subgroups, withsignificantly more Mexican American (21.8%) andnon-Hispanic black (19.8%) children being catego-
rized as overweight, compared with non-Hispanicwhite children (13.5%) (P � .05). Gender-specific dif-ferences were also apparent, with the highest prev-alence of overweight among 6- to 11-year-old chil-dren being noted for Mexican American boys(26.5%); the prevalence was significantly higher thanthose for non-Hispanic black boys (17%), non-His-panic white boys (14%), and Mexican American girls(17.1%) and was similar to that for non-Hispanicblack girls (22.8%). Among youths 12 to 19 years ofage, significantly more non-Hispanic black (21.1%)and Mexican American (22.5%) youths had over-weight BMI measurements than did non-Hispanicwhite youths (13.7%) (P � .05), with no differencesbetween male and female youths.
Key Question 2b: What Clinical Screening Tests forOverweight in Childhood Are Reliable and Valid in PredictingObesity in Adulthood?
We found 19 fair- or good-quality, longitudinal,cohort studies (in 20 publications) that reported onBMI and other weight status measurements in child-hood and adulthood.50–69 BMI measurements inchildhood and adulthood correlated with each otheras well as, or better than, other overweight measures,such as Ponderal Index or skinfold measurements, inchildhood and adulthood correlated. Table 3 illus-trates that BMI tracking from childhood to adult-hood varies according to age.50–52,55,62,63 Single BMImeasures track reasonably well from childhood andadolescence (ages 6–18) into young adulthood (ages20–37), as evidenced by longitudinal studies show-ing low/moderate (r � 0.2–0.4) or moderate/high(0.5–0.8) correlations between childhood and adultBMI measures. Increased tracking (r � 0.6 or ele-vated odds of adult obesity) is seen for older children(after age 8),55 particularly with sexual maturity,70,71
for younger children (ages 6–12) who are more over-weight (usually above the 95th or 98th percen-tile),36,72 and for children with an obese parent.12,56
Data on tracking for children before the age of 12 arenot extensive. Gender differences in tracking are notconsistent across ages or within age categories. Lim-ited data are available comparing white and blackchildren. Table 4 illustrates the probability of adultobesity (BMI of �30 kg/m2) at various BMI percen-tiles for children of various ages, taken from ourlarger report.36 A �50% probability of adult obesityis seen generally for children �13 years of age withBMI measures of �95th percentile. Combiningyounger and older children in these analyses mayobscure the increased probability of adult obesitywith older ages of childhood overweight.
Key Question 2c: What Clinical Screening Tests forOverweight in Childhood Are Reliable and Valid for PoorHealth Outcomes in Adulthood?
Although many (n � 11) US studies50,54,57,65–67,73–77
examined the risks associated with childhood over-weight and adult outcomes, including socioeco-nomic outcomes, mortality rates, and a range ofadult cardiovascular risk factors and morbidities,studies rarely controlled for adult BMI, a criticalconfounder.36 In one study that did, the apparent
e130 CHILDHOOD OVERWEIGHT SCREENING AND INTERVENTIONS. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
association between elevated BMI at age 10 and sev-eral elevated adult cardiovascular risk factors (totalcholesterol level, low-density lipoprotein and high-density lipoprotein cholesterol levels, insulin level,and systolic and diastolic blood pressure) in the Bo-galusa Heart Study was eliminated after controllingfor adult BMI.57
Key Question 3: Does Screening Have Adverse Effects,Such as Labeling or Unhealthy Psychological orBehavioral Consequences?
We found no direct evidence on the harms ofscreening. Potential harms include labeling, inducedself-managed dieting with its negative sequelae,poorer self-concept, poorer health habits, disorderedeating, and negative impact from parental con-cerns.5,13,32,78–84
Key Question 4: Do Interventions (BehavioralCounseling, Pharmacotherapy, or Surgery) That AreFeasible to Conduct in Primary Care Settings orAvailable for Primary Care Referral Lead to ImprovedIntermediate Behavioral or Physiologic Measures, Withor Without Weight-Related Measures?
Behavioral Counseling InterventionsThe most extensive treatment literature for child-
hood overweight involves behavioral counseling in-terventions. Behavioral counseling interventions in-clude behavioral modification, special diets, and/oractivity components delivered to children and/orparents as individuals or in groups by primary careclinicians or related health care staff members, tohelp patients adopt, change, or maintain health be-haviors affecting overweight and related outcomes.85
Fig 3. Prevalence of overweight and at risk for overweight, 1999–2002. NHW indicates non-Hispanic white; NHB, non-Hispanic black;MA, Mexican American.
www.pediatrics.org/cgi/doi/10.1542/peds.2005-0242 e131. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
We considered all trials published since 1985 fromWestern industrialized nations (n � 22 from 23 pub-lications) that addressed interventions feasible forprimary care conduct or primary care referral (in-cluding one that combined comprehensive behav-ioral treatment with pharmacotherapy, which is de-scribed separately below) (Table 5). 86–108 We limitedour search to post-1985 trials, because of the dramaticincreases in overweight among children that oc-
curred during the 1980s and 1990s, suggesting a verydifferent treatment environment.1,8,109 A previousgood-quality, systematic review including 16 of thesetrials concluded that this behavioral counselingtreatment literature is limited, with marginal-qualitytrials involving small samples of primarily white,school-aged children receiving short-term, noncom-parable, nongeneralizable interventions.40 Thesetrials typically tested intensive, often family-based,
TABLE 3. Effects of Age and Race on the Correlation of Childhood With Young Adult BMI
Reference Population Childhood Age, y Probability
Male Female
Effect of age on correlationGuo et al55 (1994) 100% white (n � 555) 3 0.18 0.22Lauer and Clark62 (1989) 100% white (n � 109
observations)7–8 0.57 0.45
Lauer and Clark62 (1989) 100% white (n � 603observations)
9–10 0.63 0.61
Clarke and Lauer63 (1993) 100% white (n � 1286observations)
9–10 0.61 0.59
Lauer and Clark62 (1989) 100% white (n � 1018observations)
11–12 0.67 0.65
Guo et al55 (1994) 100% white (n � 555) 13 0.5 0.65Lauer and Clark62 (1989) 100% white (n � 1041
observations)13–14 0.64 0.68
Clarke and Lauer63 (1993) 100% white (n � 1104observations)
13–14 0.7 0.7
Lauer and Clarke62 (1989) 100% white (n � 615observations)
17–18 0.74 0.73
Clarke and Lauer63 (1993) 100% white (n � 631observations)
17–18 0.81 0.72
Effect of race on correlationHulman et al51 (1998) 100% black (n � 137) 13 0.37 0.37Wattigney et al52 (1995) 100% black (n � 147) 13–17 0.69 0.72Wattigney et al52 (1995) 100% white (n � 327) 13–17 0.63 0.48Freedman et al50 (2004) 67% white (n � 2212) 14–17 0.76 0.73
TABLE 4. Probability of Adult Obesity (BMI of �30 kg/m2) Based on Childhood BMI Percentile Measures at Various Ages
Study ID OverweightMeasure inChildhood,
BMIPercentile
Child’s AgeWhen
Measured, y
Adult’s AgeWhen
Measured, y
Probability ofAdult Overweight(Male and Female
Combined)
Probability ofAdult
Overweight(Male)
Probability ofAdult
Overweight(Female)
Gortmaker et al66
(1993) (n � 10 039),80% white, 14%black, 6% Hispanic51% female
�95th 16–24 23–31 0.77* 0.66*
Freedman et al57 (2001)(n � 2617), 67%white, 32% black,57% female
�50th 5–17 18–37 0.07
Freedman et al57 (2001)(as above)
85th–94th 5–17 18–37 0.51
Freedman et al57 (2001)(as above)
�95th 5–17 18–37 0.77
Guo et al58 (2002)(n � 347), 100%white, 52% female
�75th 3 35 0.1 0.14�85th 0.1 0.17�95th 0.2 0.24
Guo et al58 (2002)(as above)
�75th 8 35 0.1 0.16�85th 0.1 0.23�95th 0.2 0.46
Guo et al58 (2002)(as above)
�75th 13 35 0.2 0.16�85th 0.2 0.27�95th 0.5 0.64
Guo et al58 (2002)(as above)
�75th 18 35 0.2 0.15�85th 0.3 0.26�95th 0.8 0.68
* In this study, adult overweight was defined as �95th percentile on NHANES.
e132 CHILDHOOD OVERWEIGHT SCREENING AND INTERVENTIONS. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
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interventions conducted in specialty obesity clinicsettings to address overweight among school-agedchildren who were �40% to 50% above ideal weight.Figure 4 models the short-term (1-year) results fromthese types of studies, translated to BMI percentiles.
Figure 5 demonstrates results from all behavioralcounseling studies among adolescents86,88,104,105,107,108
that reported, or could be translated into, BMI per-centiles. Most studies addressed extremely over-weight patients, with short-term results showingmodest to no change in BMI percentiles. Only 2good-quality studies among adolescents were partic-ularly relevant to primary care.105,108
One short-term, primary care-conducted trial thatused a computer-based approach to generate tai-lored plans for counseling obese (above the adult
BMI cutoff of 30 kg/m2) adolescents (12–16 years ofage) showed small but significant improvements105
(Fig 5). An Internet-based, short-term trial targeting57 overweight (mean BMI: 36.37 kg/m2), non-His-panic black, female youths (11–15 years of age) with�1 obese biological parent resulted in statisticallysignificant differences in weight and BMI.108 Al-though both trials showed small but statistically sig-nificant benefits in BMI measures at 6 to 12 months,it is not clear that these BMI changes would haveclinical benefits.
Considering other intermediate outcomes in addi-tion to weight, more than one half (n � 13) of fair-or good-quality trials86,88–94,97,99,104,105,108 reportedintermediate behavioral (n � 11) or physiologic (n �7) measures (Table 5). Two good-quality trials105,108
Fig 4. Modeled effects of behavioral weight loss treatment on BMI among children 8 to 13 years of age, using CDC US growth charts(BMI-for-age percentiles for girls 2–20 years of age). Large black circles indicate the mean BMI of study participants at a given age at thetime of entry into a typical behavioral counseling weight loss trial. The bracket to the right of each circle indicates the typical range of meanparticipant BMI values 1 year after trial entry. Top and bottom bars of brackets indicate 10% and 20% reductions in percent overweight(converted to BMI), respectively, which was the typical range of weight lost. Source: National Center for Health Statistics in collaborationwith the National Center for Chronic Disease Prevention and Health Promotion, 2000.
e136 CHILDHOOD OVERWEIGHT SCREENING AND INTERVENTIONS. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
reported behavioral changes but no physiologic out-comes. Although one108 indicated reduced total dailyenergy intake in the active treatment group, neitherindicated changes in physical activity. One fair-qual-ity study reported reductions in targeted dietarycomponents (fat or glycemic load of diet), but notenergy,88 whereas other fair-quality studies89–94,99,104
measured changes in eating behaviors, physical ac-tivity, and sedentary behaviors but did not provide aclear picture because of differences in subjects, inter-ventions, and measures.
No good-quality trials of behavioral treatment re-ported intermediate physiologic outcomes, such aslipid or lipoprotein levels, glucose tolerance, orblood pressure, or physical fitness measures. Onlyone trial of at least fair quality reported intermediate
physiologic measures. An intensive, 6-month, behav-ioral, weight control program comparing a reduced-glycemic load diet with a reduced-fat diet increasedinsulin resistance scores (measured with the homeo-static model) significantly less in the reduced-glyce-mic load diet group than the reduced-fat diet group(�0.4 � 0.9 vs 2.6 � 1.2, P � .03).88 Insulin resistanceincreases with sexual maturation, however, whichwas not assessed. These results are also limited bybaseline differences between groups and lack of con-sideration of physical activity as a confounder.Among the fair-quality studies that measured phys-ical work capacity or physical fitness, most reportedsome improvement when physical activity or seden-tary behaviors were addressed in the interven-tion.89,90,93,94
Fig 5. Effects of behavioral weight loss treatment on BMI among adolescents, using CDC US growth charts (BMI-for-age percentiles forgirls 2–20 years of age). Boxes represent mean BMI at entry for each behavioral counseling intervention trial. The white box indicates astudy of behavioral counseling plus sibutramine. Numbers inside boxes identify studies in the reference list. Arrows indicate the meanchange in BMI at study follow-up assessment 6 months or later. No arrow indicates that the mean BMI for the treatment group did notchange significantly. Source: National Center for Health Statistics in collaboration with the National Center for Chronic DiseasePrevention and Health Promotion, 2000.
www.pediatrics.org/cgi/doi/10.1542/peds.2005-0242 e137. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
PharmacotherapyOne randomized, placebo-controlled trial of sib-
utramine within a comprehensive behavioral treat-ment program for adolescents showed superiorweight change outcomes after 6 months (4.6-kggreater weight loss; 95% CI: 2.0–7.4 kg) in an intent-to-treat analysis86 (Fig 5). With continued use, weightloss at 6 months was maintained through 12 months.It is not clear whether the additional short-termweight change achieved with the addition of sibutra-mine to a comprehensive behavioral treatment pro-gram among adolescents86 would provide a net ben-efit, because changes in serum lipid levels, seruminsulin levels, serum glucose levels, and homeostaticmodel of insulin sensitivity values did not differbetween groups. Among all trial completers (63–76%of all participants) at 12 months, significant improve-ments from baseline were seen in high-density li-poprotein cholesterol levels, serum insulin levels,and homeostatic model of insulin sensitivity values.Blood pressure was not improved, and in some casesincreased blood pressure was a reason for discontin-uation. The rate of adverse effects and discontinua-tion was fairly high (12% discontinued and 28% re-duced the medication) (see also key question 6). Wefound no evidence for metformin use for weightloss/disease prevention among normoglycemicobese adolescents with weight outcomes after �3months, nor did we find acceptable evidence on al-ternative or complementary therapies.
SurgeryNo acceptable quality evidence is available for
adolescents, evaluating surgical approaches to over-weight. There are no controlled treatment outcomedata on bariatric surgery approaches among adoles-cents.
Key Question 5: Do Interventions Lead to ImprovedAdult Health Outcomes, Reduced Childhood MorbidityRates, and/or Improved Psychosocial and FunctionalChildhood Outcomes?
Few (n � 3) studies reported health outcomes asdefined in our analytic framework,94,104,107 and only2 were rated at least fair quality (Table 5). In onefair-quality trial, depression scores measured withreliable and valid instruments showed improvementfrom baseline among treated adolescent girls but notcontrol subjects, whereas reliably measured self-es-teem scores improved from baseline in bothgroups.104 In a second fair-quality study, signifi-cantly fewer children 8 to 12 years of age, receivingcomprehensive behavioral treatment, had elevatedtotal behavior problem scores or elevated internaliz-ing behavior problem scores at the 24-month fol-low-up assessment than at baseline.95
Key Question 6: Do Interventions Have AdverseEffects, Such as Stigmatization, Binging or PurgingBehaviors, Eating Disorders, Suppressed Growth, orExercise-Induced Injuries?
Behavioral Counseling InterventionsAdverse effect reporting for behavioral counseling
interventions was limited to 3 of 22 intervention
trials. Potential eating problems or weight manage-ment behaviors were the only harms addressed in2 trials. One good-quality trial reported no adverseeffects on problematic eating (using validated mea-sures for dietary restraint, eating disinhibition, prob-lematic weight management behaviors, weight con-cerns, and eating disorder psychopathologic features)after primary care-based comprehensive behavioraltreatment for 37 of 44 adolescent trial completers.105
One fair-quality trial reported no effect on eatingdisorder symptoms, weight dissatisfaction, or purg-ing/restricting behaviors among 47 children 8 to12 years of age in a family-based comprehensivebehavioral treatment program, using a reliable mea-sure (Kids’ Eating Disorder Survey).95,110 Differencesbetween boys (no effect) and girls (elevated totalscores) were not significant but may be revealed instudies with larger sample sizes.
PharmacotherapyIn the placebo-controlled phase of the sibutramine
trial,86 44% of patients (19 of 43 patients) in the activemedication group reduced or discontinued the med-ication because of elevated blood pressure, pulserate, or both, which were the main adverse eventsreported.
SurgeryWe attempted to estimate the rate of harms from
the uncontrolled cohort literature, but loss to fol-low-up monitoring (25–60% at 4–24 months)111–113
and inadequate reporting prevented us from makingreasonable estimates of surgery-associated harms.
Summary of Evidence QualityTable 6 summarizes the overall quality of evi-
dence, according to USPSTF criteria,35 for each keyquestion addressed in this review (see Appendix).The overall evidence is poor for the direct effects ofscreening (and intervention) programs (key question1), screening harms (key question 3), and bariatricsurgery (key questions 4 and 5). The overall evidenceis fair/poor for behavioral counseling interventions(key questions 4 and 5), because of small, noncom-parable, short-term studies with limited generaliz-ability that reported health or intermediate out-comes, such as cardiovascular risk factors, rarely.Trials are particularly inadequate for nonwhite sub-jects and children 2 to 5 years of age. Fair/poorevidence is available for behavioral counseling inter-vention harms because of very limited reporting (keyquestion 6). Fair evidence supports childhood BMIas a risk factor for adult overweight, although dataare limited for nonwhite subjects (key question 2b),and data addressing BMI as a risk factor for adultmorbidities generally do not control for confoundingby adult BMI (key question 2c). Good evidence isavailable for overweight prevalence based on BMImeasures in all groups, except Native American andAsian groups (key question 2a).
CONCLUSIONSOverweight has at least doubled among children
and adolescents in the United States in the past 25
e138 CHILDHOOD OVERWEIGHT SCREENING AND INTERVENTIONS. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
years and is particularly common among racial/ethnic minorities. This increase represents a majorpublic health concern, with the potential for futurehealth risks and growing burdens on the health caresystem. In terms of evidence, however, little haschanged since a 1998 Journal of Pediatrics editorialconcluded that, “In the case of obesity, the primarycare physician is left in the uncomfortable (but famil-iar) position of needing to do something now for thepatient and family seeking help, regardless of theuncertainty about the nature of the disease and theabsence of a cure.”114 Given the nature of the prob-lem, effective solutions will likely require substantialcollaboration between the medical and public healthcommunities.115 Greater understanding of how toexpand the appropriate role of clinicians in commu-nity public health, such as through advocating nec-essary environmental and political changes, wouldbe helpful.116,117
A major limitation for clinicians addressing over-weight among children, most of whom are not mor-bidly overweight, is the uncertain criteria for deter-mining clinically significant overweight. AlthoughBMI is the best clinically available measure of over-weight, uncertainty in its application to individualpatients remains, because of limited knowledge ofthe current and future health effects of BMI and thepossible limits in the applicability of current BMIcutoff points, particularly for minority race/ethnic-ity. Understanding normal variations in body com-position with age, gender, race/ethnicity, sexual ma-turity, and other factors will be critical for definingaccurately unhealthy excess fat or other componentsof overweight, and appropriate measurement meth-ods. Similarly, as has been done elsewhere, examin-ing the sensitivity and specificity of BMI percentilecutoff values for identifying overweight children,with large representative samples of US children ofall ages and races/ethnicities, would increase ourunderstanding of BMI as a screening tool.118
The risk for overweight children becoming over-weight or obese adults has been judged as the best
available criterion to judge the clinical validity ofBMI in the pediatric age group.119 Adult BMI hasbeen associated clearly with morbidity and mortalityrates, particularly at higher BMI levels, althoughthere is no single threshold for increased healthrisks.120 Adolescents in �95th percentile for age- andgender-specific BMI clearly have an increased prob-ability of adult obesity, and early interventions couldbe very beneficial. Recent intervention research tar-geting this age group primarily addressed subjectswho were very overweight, with some studies show-ing short-term (6–12-month) weight-related im-provements. The treatment evidence in this agegroup could be strengthened with larger trials test-ing generalizable interventions that can demonstratesustained effects on overweight status and weight-related outcomes. Many trials among adolescentshave targeted minorities specifically107,108 or enrolledreasonable proportions in their studies,86,102,105 andthis should continue. Trials among mildly over-weight adolescents, as well as those more severelyaffected, are needed. With limited to no evidenceavailable, experts agree that surgical approachesshould be considered only for adolescents with ex-treme morbid obesity, and pharmacologic ap-proaches should be limited to a second-tier approachafter failed behavioral counseling.111,121
In contrast, current data suggest that a substantialproportion of children under age 12 or 13, even withBMIs of �95th percentile, will not develop adultobesity. Children 8 to 12 years of age have been themost well studied for behavioral overweight treat-ment, but we still have very limited informationabout interventions that would be applicable to pri-mary care. No current, randomized, controlled trialof clinical interventions of any type is available forchildren 2 to 5 years of age.
For all ages, there is very limited evidence forbehavioral or other overweight treatment that is fea-sible for primary care delivery or referral. Few stud-ies have taken place in primary care setting; mosthave been conducted in research or specialty obesity
TABLE 6. Summary of Evidence Quality for Key Questions Addressing Childhood and Adolescent Overweight
Key Question Study Hierarchy Overall USPSTF Quality
1. Screening Poor2a. Prevalence II-2 Good but lacking for specific nonwhite racial/ethnic subgroups2b and 2c. Screening tests as a risk factor II-2 Fair; data for BMI as a risk factor for adult overweight from
childhood overweight are the most valid but are very limitedfor nonwhite subjects; data for BMI as a risk factor for adultmorbidities generally do not control for confounding byadult BMI
3. Screening harms Poor; because of lack of screening studies, possible harms canonly be inferred from other sources
4 and 5. BCI interventions I Fair/poor; data are limited by very small samples,noncomparable interventions, and not using intent-to-treatanalyses; little reporting of intermediate outcomes, includingrisk factor changes or changes in health outcomes; poorgeneralizability because of specialist interventions not widelyavailable and addressing mostly 8–12 y; no data for 2–5 y;few trials include nonwhite subjects
4 and 5. Pharmacotherapy with BCI I Fair; one good quality trial with adolescents4 and 5. Surgery Poor6. Intervention harms I, II-2 Fair/poor; very limited reporting of harms for BCI
interventions.
BCI indicates behavioral counseling.
www.pediatrics.org/cgi/doi/10.1542/peds.2005-0242 e139. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
clinics with intensive, comprehensive, behavioraltreatment. Experts have cautioned that behavioraltherapy represents an expertise-driven approach toimproving diet and physical activity with behavioralprinciples and is not simply an add-on to a diet andexercise plan.122 If larger studies confirm that behav-ioral skills and approaches are key to treatment suc-cess, then creation of referral clinics or involvementof clinic team members with behavioral medicine/psychology weight management expertise will becritical.
Experts recommend referring certain children topediatric obesity treatment centers for expert man-agement. These include children who are massivelyoverweight (defined through clinical judgment)5 orwho have a BMI exceeding the 95th percentile, withassociated severe morbidities that require immediateweight loss. For asymptomatic children with a BMIof �95th percentile, experts recommend an in-depthmedical assessment to detect treatable causes of obe-sity, risk factors, and comorbidities. For childrenwhose BMI falls between the 85th and 95th percen-tiles for age and gender, they also recommend clin-ical evaluations for secondary effects of overweight,such as hypertension and hyperlipidemia. We didnot find adequate evidence meeting our criteria toaddress the impact of BMI screening and/or treat-ment of overweight (or at risk for overweight) on anyof these risks factors or morbidities.
Experts emphasize talking to families about en-ergy balance behaviors that might help prevent obe-sity and would also promote other aspects of healthand likely cause no harms.123 These behaviors in-clude limiting television viewing, encouraging out-door play, and limiting the consumption of sugar-sweetened soft drinks. For interested clinicians,pragmatic approaches for all children (particularlyyoung children) that emphasize the “healthy lifestyleprescription” approach over targeting overweightidentification seem appropriate, because we foundlimited evidence for secondary prevention or treat-ment. However, clinicians should be aware that oth-ers have found limited evidence for the effectivenessof primary prevention in clinical settings.124
Given the current evidence, BMI measurementsamong older adolescents may provide an early rea-sonable indication of future adult health risks attrib-utable to obesity. BMI measurements for youngerchildren should be performed as a growth-monitor-ing tool that might indicate future risk for adultoverweight and its attendant morbidities, with re-duced emphasis on defining current overweight.Children, particularly those �13 years of age, with-out clinical weight-related morbidities would notnecessarily be labeled overweight but might be con-sidered at risk or at high risk, depending on the BMIlevel. Experts recommend regular longitudinal mon-itoring and careful documentation of BMI amongchildren and adolescents.125 Such monitoring willlikely prove even more valuable as our understand-ing grows about the predictive value of levels andpatterns of growth and overweight status changesover time and about effective ways to address pat-
terns that indicate overweight that affects currenthealth or a high future risk of adult overweight.
In the absence of direct evidence of the effects ofscreening on improved weight and health outcomesamong children and/or adults, we evaluated indirectevidence for screening and intervention. In the cur-rent literature, evidence linkages between screeningand intervention are hampered by divergent defini-tions of overweight. It is important that a consistentdefinition of overweight be accepted, to encouragerapid progress in our understanding of how to ad-dress this critical problem.
Limited evidence on normal body compositionamong children and adolescents and lack of criterionstandards for adiposity among children hamperedour ability to determine the test characteristics (sen-sitivity and specificity) of clinically feasible screeningtests. Valid, feasible, body composition measures forchildren are becoming established,126 which shouldallow examination of the sensitivity and specificity ofBMI percentiles and overweight in US populations,as elsewhere.118 Similarly, clearly establishing cur-rent or future health consequences of elevated BMI(and other overweight measures) for boys and girlsof all ages and racial/ethnic origins will enable fu-ture diagnostic research. By confining our review ofchildhood BMI and adult health consequences tolongitudinal US studies, we gained some advantagesfrom more similar overweight definitions, measure-ments, and reference standards72 but might haveeliminated applicable data unnecessarily. Becausethe reviewed research was primarily among non-Hispanic white subjects, its applicability to minoritygroups, in which the prevalence of overweight isincreasing particularly, may be limited.
We did not locate adequate longitudinal data re-lating childhood weight status to childhood healthoutcomes; therefore, we did not review it formally.Current literature is primarily cross-sectional, pre-sents relative risks without absolute risks, or reportson the relationship of growth measures (or changesin the measures over time) to intermediate measures,such as blood pressure or lipid levels, rather thanhealth outcomes.
Although we made an effort to review severalareas of the literature comprehensively, some areaswere not reviewed. We did not review any evidencefor children �2 years of age, although this is anactive area for research. We did not attempt to ex-amine risk factors for childhood overweight, but oth-ers have done so.71 Similarly, research on changingchildren’s daily life habits that might also affect orprevent pediatric overweight, such as changing di-etary intake, increasing physical activity, or limitingactivities such as television viewing, that did notaddress weight effects directly was beyond the scopeof this study.
There are critical research gaps in answering themost basic questions needed to enable clinicians toengage strategies to prevent current and futureweight-related morbidities among children. Despitethe fact that many of these gaps were pointed out�10 years ago,127 little subsequent research has ad-dressed the most clinically relevant questions. In ad-
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dition to the clinical research already underway toaddress childhood overweight prevention and treat-ment, we strongly urge the research community toprioritize research studies that would supply neededevidence to address the key questions formulated forthis report, to guide pragmatic clinical and publichealth prevention strategies. Some of these studiescould involve reporting from existing, good-quality,cross-sectional and longitudinal cohort studies, inaddition to new studies and clinical trials. For a morecomplete list of research recommendations, readerscan consult the full review.36
ACKNOWLEDGMENTSThis report was prepared by the Oregon Evidence-Based Prac-
tice Center under contract 290-02-0024 (task order 2) from theAgency for Healthcare Research and Quality.
We thank Daphne Plaut, MLS, Tracy Beil, MS, Betsy Garlitz,MD, and Kevin Lutz, MFA, for assistance in the preparation of thismanuscript. We thank the reviewers of the full evidence report forcontributions to this project. We also relied on guidance from ourUS Preventive Services Task Force liaisons at key points through-out the review process, including Janet Allan, PhD, RN, CS,FAAN; Mark Johnson MD, MPH; Jonathan Klein, MD, MPH;Virginia Moyer, MD, MPH; Judith Ockene, PhD; Steven Teutsch,MD, MPH; and former USPSTF liaison C. Tracy Orleans, PhD.
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APPENDIX 1. USPSTF Hierarchy of Research Design and Quality Rating Criteria35
Hierarchy of research designI Properly conducted randomized, controlled trialII-1 Well-designed controlled trial without randomizationII-2 Well-designed cohort or case-control analytic studyII-3 Multiple time series with or without the intervention; dramatic results from uncontrolled experimentsIII Opinions of respected authorities, based on clinical experience; descriptive studies or case reports;
reports of expert committees
Design-specific criteria and quality category definitionsSystematic reviews
Comprehensiveness of sources considered/search strategy usedStandard appraisal of included studiesValidity of conclusionsRecency and relevance especially important
Case-control studiesAccurate ascertainment of casesNonbiased selection of case/control subjects with exclusion criteria applied equally to bothResponse rateDiagnostic testing procedures applied equally to each groupMeasurement of exposure accurate and applied equally to each groupAppropriate attention to potential confounding variables
Randomized, controlled trials and cohort studiesInitial assembly of comparable groups
For randomized, controlled trials: adequate randomization, including first concealment and whether potential confounderswere distributed equally among groups
For cohort studies: consideration of potential confounders with either restriction or measurement for adjustment in theanalysis; consideration of inception cohorts
Maintenance of comparable groups (includes attrition, crossovers, adherence, contamination)Important differential loss to follow-up monitoring or overall high loss to follow-up monitoringMeasurements: equal, reliable, and valid (includes masking of outcome assessment)Clear definition of the interventionsAll important outcomes considered
Diagnostic accuracy studiesScreening test relevant, available for primacy care, adequately describedStudy uses credible reference standard, performed regardless of test resultsReference standard interpreted independently of screening testHandles indeterminate result in a reasonable mannerSpectrum of patients included in studySample sizeAdministration of reliable screening test
144 CHILDHOOD OVERWEIGHT SCREENING AND INTERVENTIONS. Provided by Univ Of Arizona on May 17, 2010 www.pediatrics.orgDownloaded from
DOI: 10.1542/peds.2005-0242 2005;116;e125-e144 PediatricsShipman
Evelyn P. Whitlock, Selvi B. Williams, Rachel Gold, Paula R. Smith and Scott A. for the US Preventive Services Task Force
Screening and Interventions for Childhood Overweight: A Summary of Evidence
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