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Freund & Pettman, U.K. Reviews in the Neurosciences 21, 83-93 (2010)
VOLUME 21, NO. 1, 2010 67
The monomer state of beta-amyloid: where the Alzheimer’s
disease protein meets physiology
M.L. Giuffrida1,2
, F. Caraci2, P. De Bona
3, G. Pappalardo
4, F. Nicoletti
5,6, E. Rizzarelli
3, A. Copani
2,4
1I.N.B.B. Fellowship,
2Department of Pharmaceutical Sciences,
3Department of Chemical Sciences,
University of Catania, and 4Institute of Biostructure and Bioimaging, National Research Council,
Viale Andrea Doria, Catania 95125, Italy; 5Department of Human Physiology and Pharmacology,
University of Rome “La Sapienza”, Piazzale Aldo Moro, Rome 00185, Italy; 6Instituto Neurologico
Mediterraneo, Neuromed, Località Camerelle, Pozzilli 86077, Italy
SYNOPSIS
One hundred years of study have identified
beta-Amyloid (Aβ) as the most interesting
feature of Alzheimer’s disease (AD). Since the
discovery of Aβ as the principal component of
amyloid plaques, the central challenge in AD
research has been the understanding of Aβ
involvement in the neurodegenerative process of
the disease. The ability of Aβ to undergo
conformational changes and subsequent aggre-
gation has always been a limiting factor in
finding out the activities of the peptide.
Extensive research has been carried out to
study the molecular mechanisms of amyloid
self-assembly. The finding that soluble Aβ
concentrations in the brain are correlated with
the severity of AD, whereas fibrillar density is
not /40,42/, has pointed attention toward the
oligomeric forms of Aβ, which are generally
considered the most toxic and, therefore, the
most important species to be addressed. Despite
great efforts in basic AD research, none of the
currently available treatments is able to treat
the devastating effects of the disease, leading to
the consideration that there is more to reason
_____________________________ Accepted: February 10, 2010
Address for correspondence:
A. Copani
Department of Pharmaceutical Sciences
University of Catania, Viale Andrea Doria 6, Catania
95125, Italy; phone: +39-095-7384212.
e-mail: [email protected]
than just Aβ production and aggregation. Here
we summarize the emerging evidence for the
physiological functions of Aβ, including our
recent demonstration that Aβ monomers are
endowed with neuroprotective activity, and
propose that Aß aggregation might contribute
to AD pathology through a “loss-of-function”
process. Finally, we discuss the current
therapeutics targeting the cerebral load of Aβ
and possible new ones aimed at preserving the
biological functions of Aβ.
KEYWORDS
Aβ monomers, insulin/IGF-1 receptor, excitotoxicity,
neuroprotection, aggregation inhibitors
SOLUBLE AΒ OLIGOMERS AS INITIATING
FACTORS IN ALZHEIMER’S DISEASE
In the controversial literature about
Alzheimer’s disease (AD), a predominant idea that
seems to be universally accepted refers to the
crucial role of Aβ in the pathogenesis of the
disease. The “amyloid cascade hypothesis” can be
considered the first effort in combining and
harmonizing the great amount of findings on Aβ in
AD /25/. The hypothesis summarizes the
sequential steps occurring during the aggregation
process of Aβ, with the earliest event of the
cascade, being the increased production of Aβ
monomers that arise either from missense
mutations in specific genes linked to the familial
form of the disease or from multifactor causes in
M.L. GIUFFRIDA ET AL.
REVIEWS IN THE NEUROSCIENCES
84
the sporadic form of AD. The change of Aβ
folding is another crucial event that influences the
aggregation properties of the peptide, and gives
rise to the formation of soluble Aβ aggregates (i.e.,
oligomers). Soluble Aβ oligomers correlate better
with dementia than insoluble fibrillar deposits /40/,
suggesting that peptide oligomers may represent
the primary neurotoxic species in AD. The
neurotoxicity of Aβ oligomers has been confirmed
by distinct experimental approaches, including the
use of synthetic or native Aβ peptides, cell culture
systems over-expressing the amyloid precursor
protein (APP) from which Aβ is derived, and APP
transgenic mice /75,38/.
Today, diffusible oligomers of Aβ are
considered metastable neurotoxic molecules that
exist for prolonged periods without conversion to
fibrillar structures. Therefore, attention has been
focused on Aβ oligomeric species to elucidate the
underlying mechanism of neuronal degeneration.
Many different types of assembly forms of
synthetic Aβ, including protofibrils (PFs), annular
structures, paranuclei, Aβ-derived diffusible
ligands (ADDL), and globulomers have been
described over the last two decades /71/. In
particular, ADDLs have been shown to inhibit
hippocampal long-term potentiation /77/ and to
cause death in different culture systems /33,29/.
The pathogenic relevance of natural Aβ
oligomers is supported by the finding that their
formation is increased by expressing AD-causing
mutations within APP or presenilin genes in
recombinant cells /83/. Moreover, putative ADDL-
like oligomeric assemblies have been isolated from
post-mortem AD brains and their presence
correlates with memory loss /21/. Natural
oligomers of human Aβ are acutely toxic on
synaptic functions when micro-injected in living
rats /75/ or added in vitro to hippocampal slices
/73/. In rats, Aβ oligomers have also been shown
to interfere rapidly and reversibly with the memory
of a learned behavior /30/. Noteworthy, the
evidence that Aβ immunotherapy neutralizes the
synapto-toxic effects of soluble oligomers /30/ has
led to the notion that antibody-mediated
inactivation of Aβ oligomers might be a
therapeutic strategy for early AD /60/.
AΒ AS A MODULATOR OF SYNAPTIC
ACTIVITY: THE UNKNOWN SPECIES
The production of the Aβ through the endo-
proteolytic cleavage of APP is a physiological
process that occurs normally in neuronal cells /8/.
After production, Aβ is exported outside the brain
by the low density lipoprotein receptor related
protein-1 (LRP-1). The amount of Aβ synthesized
outside of the brain is instead transported inside via
the receptor for advanced glycation end-products
/41/. The tightly regulated bidirectional trafficking
of Aβ across the blood brain barrier suggests a
biological role of the protein for which the
production and removal of the peptide must be
maintained into a specific range of concentrations.
Accordingly, several metalloproteases, including
neprilysin, insulin-degrading enzyme (IDE) and
endothelin converting enzymes, have been reported
to act in Aβ clearance /16,58/.
During the past decade, few physiological
activities have been proposed for the peptide. More
recently, the use of transgenic mice has provided a
further hint toward this concept. β-Amyloid
precursor protein cleavage enzyme (BACE 1)
knock-out mice, which lack Aβ formation, have
behavioral deficits /26/ and synaptic dysfunctions
/49,76/, including a reduced activity-dependent
strengthening of presynaptic release at mossy fiber
synapses /76/.
Similar to BACE 1 knock-out, APP null
mutant mice show an impaired formation of LTP
and, as a consequence of this synaptic impairment,
they have reduced learning and memory /45,10,
64/. These finding might well be related to the loss
of function of either BACE 1 or APP, rather than
to the missing production of Aβ. Interestingly
enough, however, the transgenic approach
strengths the older finding that physiological Aβ
production sustains survival in cultured neurons
/56/. Along this line is the demonstration that
picomolar concentrations of synthetic Aβ, which
are likely to approximate the endogenous level of
the peptide, enhance synaptic plasticity and
memory in the hippocampus /57/. In the same
system, high nanomolar concentrations of Aβ led
to the well known impairment of synaptic
functions /57/, suggesting that the concentration
MONOMER STATE OF BETA-AMYLOID
VOLUME 21, NO. 1, 2010
85
level of the peptide is crucial for its physiological
activity.
Several lines of evidence converge to indicate
that Aβ is released in normal brains during
synaptic activity. Kamenetz and colleagues /28/
first reported that Aβ is secreted from healthy
neurons in response to neuronal activity, and in
turn, can down-regulate excitatory synaptic
transmission. This negative feedback loop, in
which neuronal activity promotes Aβ production
and Aβ decreases synaptic activity, would provide
a physiological homeostatic mechanism to
maintain the levels of neuronal activity. Recently,
the regulation of the endogenous synaptic release
of Aβ has been addressed in rodent hippocampal
cells and slices /1/. This study shows that acute
increases in Aβ levels expand reversibly the
number of active synapses and the amount of
neurotransmitter released at each synapse, whereas
enduring inhibition of Aβ clearance results in a
reduction in the number of synapses. Thus, Aβ
appears to be a modulator of synaptic activity
requiring a fine balance between production and
removal. Accordingly, sequestration of endogenous
Aβ by the monoclonal antibody 4G8 disrupts
memory in adult rats, whereas hippocampal
injection of physiological concentrations of Aβ
rescues the amnesia produced by the anti-Aβ
antibody /19/.
Different from normal Aβ concentrations, the
high levels of peptide present in transgenic mice
over-expressing human APP are per se sufficient
to elicit epileptiform activity and seizure, even at
an early stage of the pathology and in the absence
of neuronal loss /52/. This Aβ–induced aberrant
neuronal activity has been suggested to trigger
compensatory inhibitory responses causally linked
to cognitive decline. In AD patients, 7% to 21% of
individuals with sporadic AD are estimated to have
at least one unprovoked clinically apparent seizure
during the illness. The relationship between this
phenomenon and AD is even stronger in the case
of autosomal dominant early onset AD /51/.
Once again, the levels of soluble Aβ may be
critical for the dual effect of Aβ at the synapse.
The discovery that Aβ binds to the 7 subunit of
nicotinic acetylcholine receptors (nAChRs) with
high affinity has provided strong support to the old
hypothesis of a cholinergic deficit responsible for
the cognitive dysfunction in AD (reviewed in /48/.
Nevertheless, whereas higher concentrations of Aβ
desensitize 7-containing nAChRs /55,35/, low
concentrations of the peptide appear to activate
pre-synaptic nAChRs /13,35/, which are responsible
for glutamate release during LTP.
Additional effects of Aβ at the synapse have
been reported as being solely disruptive and linked
to an impairment of AMPA and NMDA receptor
trafficking /67,23/, or to the disassembly of the
post-synaptic density /59/ Aβ. These and similar
studies refer to synthetic preparations of Aβ
oligomers, and clearly suggest that the concen-
trations of Aβ in the synaptic cleft affect its
aggregation state, and that differently assembled
Aβ aggregates have different effects on synaptic
activity. Nevertheless, the true identity of the Aβ
species that act as modulators of synaptic activity,
especially in the case of endogenous released Aβ
/1/ remains unclear.
AΒ MONOMER: THE NEUROPROTECTIVE
SPECIES
Based on the notion that synaptic activity
regulates the expression of gene products that are
important for neuronal survival /78/, the evidence
that Aβ can act as a synaptic modulator is per se
suggestive of a pro survival role of the peptide. One
of the first pieces of evidence supporting a
physiological role for Aβ dates back to 1989, when
the 1-28 fragment of the peptide was shown to have
neurotrophic activity /79/. The following years have
been characterized, instead, by an extensive amount
of research on the toxic effects of aggregated forms
of Aβ. Recently, emerging interest in the putative
physiological roles of Aβ has provided new
interesting data. Indirect evidence for the
implication of Aβ in the normal neuronal
metabolism can be found in several papers
published in this field. The in vitro inhibition of
either β- or γ-secretase seems to affect the viability
of cortical neurons, which are rescued by adding
picomolar concentrations of Aβ1-40/42 /56/.
The contribution of Aβ to physiological
neuronal activity is strengthened by the
observation that the addition of Aβ(1-42) to
cultured neurons enhances glucose uptake and
M.L. GIUFFRIDA ET AL.
REVIEWS IN THE NEUROSCIENCES
86
metabolism via the induction of hypoxia-inducible
factor-1 /69/. More important, indirect evidence for
a neuroprotective activity of Aβ has been recently
obtained in patients who underwent invasive
intracranial monitoring after acute brain injury.
The results provided by the authors show a strong
correlation between the Aβ levels in the cerebral
interstitial fluid and the patients’ neurological
status, with Aβ concentrations increasing when the
neurological status improves and falling when the
neurological status declines. /6/.
We recently identified the nature of the neuro-
protective effect of Aβ1-40/42, demonstrating that
the protective activity of Aβ is confined to
monomeric, low concentrated form of the peptide.
In neurons undergoing death by trophic deprivation,
synthetic Aβ(1-42) monomers had a rescuing effect
mediated by the activation of the phosphatidyl-
inositol-3-kinase (PI-3-K) pathway. The activation
of the PI-3-K pathway, which is a main surviving
path in neurons /18/, could be reconducted to the
stimulation of IGF-1 receptors and/or other
receptors of the insulin superfamily /20/.
Interestingly, Aβ1-40/42 monomers had a broad
rescuing effect that included neuroprotection against
excitotoxic cell death, a process that contributes to
several neurodegenerative diseases /14/.
A dysregulation of Insulin/IGF-1 signaling is
thought to sustain a crucial role in the pathogenesis
of AD. Some evidence indicates that insulin/IGF-1
resistance, as occurs in type 2 diabetes, is linked to
the development of late-onset forms of AD /39,61/
and alterations of both insulin receptors and IGF-1
receptors have been reported in the AD brain
/44,12/.
Zhao and co-workers have suggested that
insulin resistance in the AD brain is a response to
Aβ oligomers (ADDLs), which downregulate
neuronal surface insulin receptors /85/. On the
contrary, insulin/IGF-1 receptor activation seems
to promote the reduction of ADDLs to monomers
via the insulin-degrading enzyme (IDE) activity
/84/. According to this evidence, accumulating
toxic Aβ species impair insulin/IGF-1 signaling
that in turn will exacerbate Aβ aggregation with
ensuing neurotoxicity. Interestingly, the other way
around would be that Aβ monomers sustain
insulin/IGF-1 signaling that in turn will impede
oligomerization (Fig. 1).
We should highlight that monomers of the
arctic-mutant Aβ(1-42) do not share the same
neuroprotective properties of the Aβ40/42 peptides
/20/. Conformational studies of the different Aβ
monomers indicate that the neuroprotective Aβ40/
42 species share similar folding properties and
have similar conformational features /20/, thus
suggesting that they might bind to specific
recognition sites on the neuronal surface. Whether
Aβ40/42 bind directly to IGF1/insulin receptors
remains to be established.
CURRENT STATUS OF DISEASE-MODYFING
DRUGS IN AD AND THE POTENTIAL ROLE OF
A MONOMERS FOR DESIGNING NEW
PHARMACOLOGICAL STRATEGIES
In the process leading to oligomers formation
from APP production, many steps could potentially
be targeted for the treatment of AD. Immuno-
therapy can be considered an approach potentially
able to target the production, aggregation, and
deposition of Aβ, and anti-Aβ therapy is
considered one of the most interesting possibilities
for the development of disease-modifying drugs in
AD /36,72/. Active immunization promotes the
formation of antibodies against Aβ by stimulating
an immune response in the patient, whereas
passive immunotherapy supplies antibodies from
an exogenous source /72/. Active Aβ immuno-
therapy has been studied and validated since 1999
in AD mouse models, in which the generation of
Aβ antibodies results in the clearance of cerebral
amyloid plaques, a process dependent on
microglial phagocytosis of antibody-opsonized Aβ
deposits /63/. Aβ immunotherapy improves
cognitive deficits in AD mouse models and lowers
the plaque load in non-human primates /36/.
Unfortunately, a Phase II clinical trial of active
immunization (the AN-1792 vaccine), using full-
length human Aβ(1-42) peptide with QS-21
adjuvant, had to be stopped prematurely in 2002
because approximately 6% of patients developed
aseptic meningoencephalitis /7/. Different
mechanisms have been proposed to explain the
negative side effects of the AN-1792 vaccine trial,
including the occurrence of a T-cell recognition of
the human full-length Aβ as a self-protein, which
MONOMER STATE OF BETA-AMYLOID
VOLUME 21, NO. 1, 2010
87
Fig 1: Schematic drawing of the interactions between Aβ(1-42) and the insulin/IGF-1 receptor signaling (IR/IGF-1R).
Monomeric forms of Aβ promote the activation of the insulin/IGF-1 signaling, resulting into a sustained
neuronal survival (via the activation of the PI-3K pathway) and self-maintened levels of Aβ monomers (via the
activity of the insulin-degrading enzyme -IDE- ). On the contrary, accumulating ADDLs induce the
downregulation of insulin/IGF-1 receptors that will exacerbate Aβ aggregation with ensuing neurotoxicity.
Dashed lines refer to uncharecterized mechanisms of action. Question mark refers to the unknown binding site
of Aβ monomers.
may have induced an adverse auto-immune response /81/. Data collected from patients over a period of 6 years following immunization with AN-1792 demonstrated that
the generation of anti-Aβ antibodies results in the
clearance of amyloid plaques in the AD brain, but
this clearance does not prevent progressive neuro-
degeneration /46,27/. Thus, it seems that removing
fibrillar amyloid from the brain may not be
sufficient to alter the course of AD. Furthermore,
significant aspects of AD pathology were
unaffected by vaccination, including the presence
of vascular amyloid and of hyper-phosphorylated
tau deposits /31/.
Alternative safer approaches for active
immunization are being developed, including those
using short Aβ immunogens that miss Aβ-specific
T cell epitopes (Aβ16-42) /36/.
Passive Aβ immunotherapy is being pursued
by administering monthly intravenous injections of
humanized Aβ monoclonal antibodies (i.e.,
bapineuzumab) to AD patients /62/. The results
from a phase II clinical trial indicate a potential
efficacy of bapineuzumab on cognitive functions in
APOE epsilon4 non-carriers with mild to moderate
AD, but not in APOE epsilon4 carriers (i.e.,
individuals carrying the major genetic risk factor
for AD), where this drug even favors the onset of a
vasogenic edema /62/.
Taking into consideration the role of Aβ
monomers in neuronal survival and, likely, in
synaptic plasticity and memory formation, anti-Aβ
M.L. GIUFFRIDA ET AL.
REVIEWS IN THE NEUROSCIENCES
88
antibodies should be designed to spare Aβ
monomers. At present, whether passive
immunotherapy with bapineuzumab may have
influenced Aβ monomer levels or functions is
unknown. Interestingly, it has been recently
demonstrated that free human Ig γ heavy chains
(HC), which ameliorate Aβ oligomer-induced
impairment of rodent hippocampal LTP, bind
selectively to fibrils and oligomers, but not to
native Aβ monomers /2/. Conformation-specific
antibodies, which bind with high specificity to
ADDLs, are being developed as a new
immunotherapeutic approach to AD and might
become available for clinical trials in the near
future /32/.
The best alternative to anti-Aβ immunotherapy
is believed to be the use of inhibitors of β-secretase
(BACE 1) and -secretase, due to the essential role
of these enzymes in the generation of Aβ from
APP /74/. Whereas only one BACE 1 inhibitor
(CTS-21166) has proceeded to clinical testing /53/,
-secretase inhibitors have failed to show a
significant clinical effect in trials conducted in
patients with mild to moderate AD /17/. Initial
positive results in mild AD were observed with
tarenflurbil, a selective Aβ-lowering agent (SALA)
/80/, but a very recent phase III 18-month,
randomized, placebo-controlled, double-blind trial
study clearly showed a non significant effect of
this drug in outcome measures of cognition /22/.
Overall, the anti-Aβ approaches in clinical
testing have been disappointing. The question now
is to understand why, so that future efforts can be
more successful. Indeed, as opposed to amyloid
plaques, Aβ oligomers were found increased in
some AD patients who received the AN-1792
vaccine /54/, suggesting that the elevated pool of
soluble Aβ oligomers was left unaltered or could
have promoted the progression of the disease. The
alternative explanation is that the vaccination
strategy might have removed the neuroprotective
Aβ monomers, thus exacerbating the course of the
disease. A depletion of Aβ monomers may explain
the lack of efficacy of tested -secretase inhibitors.
Low concentrations of Aβ(1-42) monomers, as
measured by different (enzyme-linked immuno-
absorbent assays) ELISAs, both in the CSF and in
the plasma, predict the conversion of mild
cognitive impairment (MCI) to AD, and parallel
brain Aβ deposition /37,82/. Similarly, low CSF
levels of Aβ(1-40), which is endowed with
neuroprotective activity as Aβ(1-42) /20/, have
been observed in MCI patients with a more rapid
cognitive decline /24/. More recently, low plasma
Aβ(1-42) levels have also been found in depressed
elders with cognitive deficits and no obvious risk
factor for AD (i.e., presence of ApoE4 allele) /70/.
To date, decreased levels of CSF or plasma Aβ(1-
42) monomers are considered a premorbid bio-
marker for AD that merely reflects the increasing
insolubility of Aβ in the brain, and does not
provide causality with AD. Nevertheless, given the
neuroprotective activity of Aβ monomers, we must
consider that a depletion of Aβ monomers in the
preclinical phase of AD might be involved in AD
progression.
Interestingly, reduced CSF Aβ levels are also
seen in neurodegenerative diseases other than AD,
including progressive supranuclear palsy and
corticobasal degeneration /47/ dementia with Lewy
bodies /43/, amyotrophic lateral sclerosis /66/, and
Creutzfeldt-Jacob disease /50/. Thus, decreased Aβ
levels in the CSF may occur without amyloid
deposition in the brain. Although the nature of this
event remains unclear, and probably relays on
disparate mechanisms affecting Aβ metabolism, it
strengthens the idea that Aß may functions as an
endogenous broad-spectrum neurotrophic factor.
A full comprehension of the mechanisms that
regulate A metabolism, together with the
elucidation of the factors that in vivo contribute to
maintain Aβ in an active monomeric conformation,
will be essential for the design a new generation of
therapeutics for AD. Along this line, the study of
metal dyshomeostasis related to A oligomeri-
zation in AD (reviewed in /65/) has led to the
development of metal-protein attenuating
compounds (MPACs) able to inhibit Zn2+
- and
Cu2+
-induced A oligomerizations without
affecting transition-metal homeostasis. PBT2 is the
only MPAC being tested in the clinic.
Interestingly, the results from a phase IIa trial with
PBT2 in 78 patients with early AD indicate a time-
and dose-dependent improvement of executive
functions over placebo in the PBT2 subject group
/34/. Recent findings /4/ indicated that copper and
zinc ionophores are able to induce the degradation
of A by the metal-dependent up-regulation of
MONOMER STATE OF BETA-AMYLOID
VOLUME 21, NO. 1, 2010
89
metalloproteases. It is intriguing that the
expression of metalloproteases by metal-
complexes depends on the activation of the PI-3-K
pathway, the downstream inhibition of the
glycogen synthase kinase 3and the activation of
extracellular regulated kinases /9/, suggesting that
metal-complexes might also have an impact on the
activation of neuroprotective signaling pathways.
The use of aggregation inhibitors can be
viewed as a promising strategy aimed at reducing
the transition of neuroprotective Aβ monomers into
toxic oligomeric species /9/. The notion that early,
soluble Aβ intermediates are key agents in the
cytotoxic effect causing neuronal death suggests
that a major effort should be directed toward the
inhibition of amyloid aggregation at very early
stages. Therefore, agents that target the basic
molecular recognition process preceding the
formation of early intermediates would be the most
valuable candidates. Either natural or synthesized
compounds are being studied, thus providing an
exciting future area for the development of new
therapeutics /3/. Current short peptides or peptide-
mimetics inhibitig A self-association /15/ act by
recognizing A amyloidogenic “hotspots” regions,
a process essentially driven by hydrophobic
interactions, and impeding further growth of the
well-ordered amyloid chain. Yet, peptidic anti-
fibrillogenic agents may be easily inactivated by
proteolysis.
We have conjugated a trehalose moiety to a
peptide inhibitor of A aggregation, the LPFFD,
also referred to as iA5p /68/, thus developing a
new class of protease-resistant inhibitors of A
toxicity /11/. According to the mechanism
proposed by Blackley et al. /5/, trehalose-
conjugated peptides do not necessarily interfere
with the elongation phase of the fibrils, but may act
instead at the level where the globular oligomer
species start to assemble. Interestingly, these novel
glyco-peptide inhibitors recognize and bind the
monomeric form of Athereby delaying and
reducing A aggregation burden (Fig. 2) /11/.
CONCLUSIONS
Originally considered a toxic waste of APP
metabolism, Aß is now revealed as an endogenous
regulator of synaptic activity and a neuroprotective
Fig 2: Schematic representation of the amyloid aggregation steps from monomeric to fibrillar assembly states. Unlike beta-sheet
breakers, glycopeptide inhibitors of Aβ aggregation act in a very early stage of the process as monomer stabilizers, halting
the formation of toxic intermediate species.
M.L. GIUFFRIDA ET AL.
REVIEWS IN THE NEUROSCIENCES
90
factor. This knowledge advances our understanding
of the processes leading to the neuropathology of
AD and conceivably will help us to design better
therapeutic strategies.
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