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president’s letter.The poet William Blake urged his readers to see the world in a grain of sand. At the
Rockefeller Foundation, we see the world in the lives of every individual impacted
by our work.
This 2010 Annual Report tells the stories of eight such individuals. They come from different backgrounds
and different continents, but their personal struggles and life experiences bring into stark relief some of the
most pressing global challenges we face. From food insecurity in Africa to economic insecurity in America,
from cities grappling with the impact of climate change and the need for sustainable transportation, the
stories in this report will give you our perspective on how critical global issues impact individual lives.
Of course, these stories also illustrate solutions the Rockefeller Foundation brought to bear—and in many
cases pioneered—in 2010. Here, you will read about weather-indexed crop insurance and mobile health
kiosks in Africa, interactive online tools and pilot infrastructure projects in Asian cities. From public edu-
cation campaigns and policymaking advice at the state and federal levels in the U.S., to path-breaking
methods of harnessing private capital for social gain, the breadth of our work in 2010 was matched only
by the scope of the challenges the world faced.
At the beginning of the second decade of the new millennium, the ground is shifting beneath us. The
impacts of climate change are accelerating. The global population is growing rapidly and restlessly, and
many are moving into cities, accelerating the pace of urbanization. Against this backdrop, the work of
the Rockefeller Foundation is urgent, exciting, and continues apace. A full listing of the Foundation’s 2010
grants, organized by issue area and initiative, is provided at the end of this report.
Thank you for your interest in our ever-evolving efforts to build more equitable, adaptive, and resilient
societies around the world.
Judith Rodin
President
The Rockefeller Foundation | 2010 Annual Report | 3
4 Sowing the Seeds of Africa’s Green Revolution
10 Driving Sustainable and Equitable Transportation Policy
14 Building Strong Systems for Healthy Communities
20 Detecting Disease Through Integration
24 Working for a Stronger Safety Net
28 Innovating Within and Across Institutions
32 Building Climate Change Resilience
38 2010 Trustees
39 2010 Staff
42 2010 Grants
62 2010 Financials
64 References
The Rockefeller Foundation2010 Annual Report
The Rockefeller Foundation | 2010 Annual Report | 5
seeds of renewal.Mityana means “40 trees” in Swahili, and for years, the rural Ugandan village boasted little
other greenery. Trained agronomists were scarce and many miles away, leaving local farm-
ers like Sebulega John Bosco uninformed about agricultural best practices. For a long
time, Sebulega recalls, he neglected to fertilize his bean fields at all.
That was before Annet. Supported by the Alliance for a Green Revolution in Africa (AGRA),
“agro dealer” Annet Mubiru has become one of Mityana’s most precious resources, as
prized as the rain. The shelves of her modest shop carry an assortment of quality seeds,
fertilizers, and pesticides. But Annet herself may be the most valuable asset, a trained
agricultural adviser offering guidance to the community’s smallholders. Thanks to Annet’s
suggestions and supplies, Sebulega increased his crop yield 150 percent, to 2.5 tons per
acre. Mityana’s 40 trees now shelter a healthier, heartier harvest.1
6 | The Rockefeller Foundation | 2010 Annual Report
A Growing Problem
Unfortunately, the vast majority of sub-Saharan Africa’s 570 million small
farmers2 have not been as successful as Sebulega. Where Sebulega and
the rest of Mityana have ready access to agricultural advice and customized
supplies, millions of others must trek many kilometers to the nearest agro
dealer. Once there, they frequently find industrial-sized packages of seeds
and other supplies too costly and heavy to bring home. Their fields lie
fallow, failing.
Sub-Saharan Africa’s rapidly increasing population has outgrown traditional
farming systems, threatening the income and food security of millions. Two-
thirds of the region3 consists of isolated agricultural communities, consigned
to lives of extreme hardship and low-yield subsistence farming. Roughly one
in three sub-Saharan Africans is undernourished,4 and the only thing grow-
ing reliably is the number of people in poverty.
The Rockefeller Foundation | 2010 Annual Report | 7
A Foundation for Farming Reform
In 2006, the Rockefeller Foundation partnered with The
Bill & Melinda Gates Foundation to create the Alliance for
a Green Revolution in Africa (AGRA), an Africa-based
and African-led organization committed to sustainably
increasing the productivity and profitability of small-scale
farms across Africa. Chaired by former United Nations
Secretary-General Kofi Annan and working in 13 coun-
tries,5 AGRA’s concerted, system-wide approach has
led to tremendous gains in the quantity and quality of
crops by producing new seed varieties, new systems of
water management and enhanced soil fertility, and more
recently a Market Access Program enabling smallholders
to better market what they produce. By building new
storage and processing facilities, and giving farmers the
tools to compete in the regional and global marketplace,
AGRA’s market program is projected to result in a 50 per-
cent increase in income and a 50 percent decrease in
food insecurity for farming families.6
In the next decade, AGRA aims to cut food insecurity in
half in 20 African countries, and double the incomes of
20 million small farmers.7
8 | The Rockefeller Foundation | 2010 Annual Report
Reviving the Revolution
It was the genius of field agricultural scientists like Norman Borlaug—
funded by Rockefeller Foundation investments—that unleashed the Green
Revolution in Central America and Asia, credited with saving a billion
lives.8 Simply shrinking a stalk of wheat dramatically grew crop yields and
incomes. Over half a century later, the Rockefeller Foundation remains just
as dedicated to the belief that productivity growth is a powerful driver of
poverty reduction.
Innovative, integrated initiatives like AGRA reach across all sectors of
society, leveraging the power of individuals—whether farmers, agricultural
researchers, or government officials—to make smarter use of global
resources. As Mityana flourishes, as the world works to address the
disparities of the 21st century, the Rockefeller Foundation will continue
to focus on food security, and AGRA will be part of the answer.
10 | The Rockefeller Foundation | 2010 Annual Report
Driving Sustainable and Equitable Transportation Policy
The Rockefeller Foundation | 2010 Annual Report | 11
the cost of a commute.In 2006, buying an SUV and moving to the San Francisco suburbs made sense for Darren.
Then he lost his full-time job as a security guard and took two part-time jobs, driving fur-
ther, seven days a week, for a smaller salary. Public transit cannot get Darren to where he
needs to go. The roads and bridges he travels are among the most structurally deficient in
the nation,1 causing delays and costing additional fuel. Every month Darren spends $500
for gas, $515 for car payments, $80 for insurance, and $180 for tolls—over half his salary
just commuting to work—and gas prices could rise precipitously at any time.2
A driver with a story like Darren’s sits in many of the cars around him on his frustrating
morning commute. Each year, traffic takes a toll beyond the tollbooth, costing Americans
4.2 billion hours and $87 billion in productivity and wasted fuel.3 Middle-class households
spend more on their cars and gas than on taxes and healthcare.4 It is the second highest
expense for American families, and the highest for lower income households, who spend
a staggering 30 percent of their income on transportation.5
The aging transportation infrastructure in the United States fails to service areas where it
is desperately needed, lagging woefully behind other countries at great cost to American
competitiveness. One out of every nine U.S. bridges needs serious structural repair.6
Meanwhile over the last decade, China has invested $3.3 trillion in cutting-edge infrastruc-
ture,7 much of it in public transportation that is fuel-efficient and gets people to where the
jobs are. But instead of meeting these challenges—ensuring that U.S. transportation policy
is thoughtful, sustainable, and equitable—Congress is as gridlocked as the roads. When
it comes to the systems that help us get where we’re going, the U.S. has no focused,
financed plan for where it’s headed—and, like Darren and millions of commuters, we’re
going nowhere fast.
Promoting Direction and Drive
The Rockefeller Foundation is working to provide the direction and drive needed to build a 21st century
transportation system. In 2010, Rockefeller’s Transportation Initiative funded a scenario-planning exercise
for key stakeholders to map creative paths toward federal legislative reform in transportation policy.
Rockefeller is working closely with policymakers at the state and local level, where significant transportation
investments are made. And in September 2010, a Rockefeller-supported campaign to reduce greenhouse
gas emissions from cars through expanded public transit achieved a major milestone when the California
Air Resources Board approved aggressive standards for the state.
Rockefeller is also committed to increasing the American public’s awareness of our transportation crisis.
Through a Rockefeller grant, PBS produced and aired a 90-minute documentary, “Beyond the Motor City,”
which outlined the decline of the transportation infrastructure and the vital importance of rebuilding it.
Another Rockefeller-funded initiative, the interactive “Energy Trap” website, highlights stories—including
Darren’s—to illustrate America’s harmful gasoline dependency. To translate awareness into action,
Rockefeller also helped launch Transit Score, a free online tool that rates homes in 140 U.S. cities based
on their proximity to public transportation. The wheels of reform turn slowly, but Rockefeller is increasing
the torque through these and other transportation innovations.
12 | The Rockefeller Foundation | 2010 Annual Report
The Rockefeller Foundation | 2010 Annual Report | 13
Rebuilding a Path to the American Dream
When John D. Rockefeller established the Rockefeller Foundation in 1913, the U.S. was rapidly industrializ-
ing. As Rockefeller grew, the foundation directed part of its energies toward the thoughtful planning of this
fantastic growth, especially as it impacted cities. When a self-taught urban theorist named Jane Jacobs
applied for a grant in 1958, Rockefeller recognized her passion and vision, leading to the creation of the
field of urban design.
Among Jane Jacobs’ many insights was the belief that, as she put it, “trade in ideas, services, skills and
personnel, and certainly in goods, demands efficient, fluid transportation and communication.”8 That belief
guides Rockefeller’s commitment to smart transportation policy today. Transportation infrastructure does
not just move people from one place to another; it is a path to the middle class dream in countries around
the world.
The Rockefeller Foundation | 2010 Annual Report | 15
on the ground innovation.India is home to countless global call centers, but residents of the state of Bihar could not
easily call an ambulance in emergencies. A sick child or injured worker had to contact a
specific hospital, or even dial the ambulance driver’s mobile phone—information that was
very difficult to obtain. Five years ago, the municipal government and a local computer
company created a 24-hour call center integrating existing ambulances into a single net-
work. Now, 102 Ambulance Call Centre puts life-saving transportation just three digits away.1
On a different continent, Dr. Sam Gwer wrestled with a related obstacle. Health services
were few and far between in rural Kenya, where even a simple check-up often meant
traveling long distances and forfeiting a day’s pay. How, then, to provide adequate medical
care to communities unable to sustain full clinics? Dr. Gwer’s solution: a set of locally-run
health kiosks, M-Afya Kiosks, dispensing basic health services and serving as a first line
of defense for ailing Kenyans.2
16 | The Rockefeller Foundation | 2010 Annual Report
There are countless stories like these in the developing
world—stories of limited access to health care, and
new innovations that can dramatically improve health
care outcomes. But even as global health spending
has increased dramatically, access to healthcare remains
a distant dream for millions in the developing world.
Achieving healthy communities will largely depend on
strengthening health systems—the networks of people,
organizations, and governments committed to promoting
physical wellbeing—yet global health efforts have prima-
rily targeted specific populations and diseases. These
medical advances are vitally important, but it is equally
imperative to improve countries’ capacities to reach all
their citizens for health care.
The Rockefeller Foundation | 2010 Annual Report | 17
Because of inadequate coverage and patchwork health systems, the cost of
illness is compounded. Travel to doctors and the cost of medicine—on top
of work lost due to ill health—take its toll. The world’s poorest people pay
the highest percentage of their income for health, yet end up with neither.
Each year, catastrophic health expenditures force 25 million households into
poverty,3 while nearly 10 million children and half a million women die from
treatable causes.4 We are failing to cover the costs of care at the cost of
human life and prosperity.
18 | The Rockefeller Foundation | 2010 Annual Report
Strengthening Systems
Only 40 percent of the global population benefits from
some form of health coverage. That’s why Rockefeller
Foundation’s Transforming Health Systems (THS) initiative
is committed to broadening access to affordable health
services in developing countries, with the ultimate goal of
doubling by 2020 the number of people achieving close
to universal coverage. Throughout 2010, Rockefeller
made more than $17.5 million in grants to engage local
entrepreneurs, public and private organizations, and
global health experts to focus on strengthening or chang-
ing approaches in critical but neglected areas: health
systems stewardship, e- and mobile health approaches,
and private sector integration.
Both the 102 Ambulance Call Centre and Dr. Gwer’s
M-Afya Kiosks are part of the Rockefeller-funded Center
for Health Market Innovations, which consolidates and
disseminates information about creative new approaches
to health systems. Along with the World Health Organ-
ization, the Public Health Foundation of India, and the
William A. Haseltine Foundation, Rockefeller is collecting,
analyzing, and implementing these innovations, which
are being promoted at high-level symposia and on the
ground throughout the developing world.
The Rockefeller Foundation | 2010 Annual Report | 19
A Public Health Dynamo
From the beginning, Rockefeller has been committed to creative, holistic
thinking in the field of public health. Rockefeller researchers at the world’s
first schools of public health—established by Rockefeller—were dogged in
fighting malaria, polio, and countless other public health threats. Today, a
century later, Rockefeller continues to devote its resources and energy to
strengthening the systems through which life-saving treatments flow, and
making access more available and affordable.
The Rockefeller Foundation | 2010 Annual Report | 21
symptoms unknown.A few miles outside Phnom Penh, a young boy lies in bed, his illness unknown and his
parents fearful. Their village has never seen anything like it. Within a week, dozens of people
are hospitalized with similar symptoms. Halfway around the world, a group of doctors go
about their business, knowing how to treat this disease, but not knowing about its spread
in Cambodia. With no network to transfer critical infectious disease information, without
open lines of communication, thousands more fall sick. The “new” disease becomes an
unchecked pandemic. By the time the right expertise is brought to bear on the problem,
it’s too late—the disease has spread around the globe.
In a world of global trade and travel, what’s traded fastest and travels furthest are the
microbes in every handshake. Southeast Asia, with its 600 million people and large poultry
trade, has been recognized by the World Health Organization as a global hotspot for emerg-
ing infectious diseases.1 When Hong Kong suffered a nine-month outbreak of SARS—
severe acute respiratory syndrome—in 2002, it killed nearly 1,000 of the roughly 8,500
infected.2 Outbreaks such as avian influenza in Southeast Asia, and Rift Valley Fever in East
Africa, can cost countries 2–5% of GDP, in addition to the price paid in human lives.3
The potential pandemics of the past few decades have severely tested the world’s ability
to work across human borders. Detection remains weak in many parts of the world. The
public health response has frequently been slow and fragmented. The looming threat of
infectious disease presents humanity with a new challenge: to communicate and collabo-
rate swifter and with greater efficiency than ever before.
22 | The Rockefeller Foundation | 2010 Annual Report
Integration Across Regions and Countries
The Rockefeller Foundation has invested $22 million in its Disease Surveillance Networks Initiative to help
contain the spread of infectious diseases and pandemics by strengthening national, regional and global
disease surveillance and response systems. Two key Rockefeller programs—the Mekong Basin Disease
Surveillance Network and the East African Integrated Disease Surveillance Network—have connected and
empowered health care workers, epidemiologists and public health officials throughout the region, leading
to a six-fold increase in cross-border disease surveillance sites over the last three years alone. In 2010,
Rockefeller expanded on the successful, trans-disciplinary One Health campaign, which USAID and the
Asia Development Bank have adopted as models. One Health refers to the integration of medical and vet-
erinary science to tackle these new varieties of zoonotic diseases that move and mutate rapidly from ani-
mals to humans. These collaborations have created and strengthened a critical public health regional
network, while the lessons learned have been exported across disciplines and countries.
In addition to improving global public health ties, Rockefeller has helped raise the level of expertise and train-
ing on the ground. The Field Epidemiology Training Program places graduates in the top levels of government
in Laos and Vietnam, while Rockefeller grants have transformed the tools available to doctors, allowing them
to harness the power of the Internet to communicate and monitor events, understand local contexts, and
analyze new problems. At last, we are applying 21st century tools to combat 21st century health challenges.
The Rockefeller Foundation | 2010 Annual Report | 23
A Legacy of Building Bridges
The Rockefeller Foundation is dedi-
cated to harnessing globalization’s
power to spread expertise and fos-
ter collaboration across the globe.
With barriers falling, and products,
people, and ideas moving faster
than ever, Rockefeller has worked
to connect health care practitioners,
policy makers, and veterinarians in
every region. As illustrated by the
emerging pandemics of this new
century—SARS, avian flu, and
swine flu—if we don’t move quickly,
viruses will. By continuing our drive
to invest in systems that coordinate
efforts and share information, the
Rockefeller Foundation is working
to ensure that we have the ability to
meet the health challenges of an
interconnected world.
The Rockefeller Foundation | 2010 Annual Report | 25
lifesaving savings.Like millions of American workers, Teresa struggles to make ends meet. She enjoys her
job as an aide in the children’s unit of a psychiatric facility, and she works hard. Teresa’s
daughter dreams of going to college, and Teresa dreams of sending her there. But for
Teresa, living paycheck-to-paycheck means that financial security—let alone college for
her daughter—remains a distant dream.1
A new income tax innovation is helping people like Teresa. In 2010, the IRS began to allow
taxpayers to check a box on their returns to automatically set aside a portion of their
refund for long-term savings. Developed by the Rockefeller-supported Doorway to Dreams
Fund, the checkbox savings initiative incentivizes “impulse saving” at the moment low-
income workers receive their refunds. Portable, transferable savings bonds offer stability
and high interest rates to families struggling to save, and they are just one way in which
Doorway to Dreams is enabling families to achieve newfound economic security. Teresa
has begun putting away $50 each month—savings that one day may help finance her
daughter’s education.
Teresa’s precarious situation highlights the breakdown of the American social contract at
a time of growing economic dislocation. Competition in the global economy has led to the
erosion of employer-based benefits, threatening family stability and retirement security.
As long-term unemployment persists—the highest since the Depression2—unemployment
insurance is running out. Economic shocks require resilience, but today’s workers save
only a third of what their parents did,3 and have little to fall back on as a result.
These problems are compounded by a surprising shortage of robust, reliable data on the
economic insecurity of American workers. As policymakers engage in heated battles over
the future of unemployment benefits, Social Security, and health insurance, no index exists
to gauge the most important factors determining the economic security of the average
American worker. We are flying blind in economic storm clouds that will not clear for the
foreseeable future.
26 | The Rockefeller Foundation | 2010 Annual Report
Strengthening Worker Wellbeing
To repair the fraying edges of our social safety net, the Rockefeller Foundation
has focused on developing quality data and utilizing it to promote evidence-
based policy discussions. Supporting researchers at Yale University has led to
the development of the Economic Security Index (ESI), which will help address
the lack of uniform measurement and understanding of economic security.
Another Rockefeller project created a survey seeking to better gauge attitudes
towards Social Security and ways to strengthen it for vulnerable populations.
Building on this knowledge base, Rockefeller has established collaborative
partnerships for policy reform across a spectrum of worker issues. In addition
to the Doorway to Dreams Fund that’s helping Teresa, Rockefeller has worked
closely with groups advocating expanded access to retirement savings,
green jobs for low-income workers, and benefits for independent workers.
The Rockefeller Foundation | 2010 Annual Report | 27
Begun in 2009, Rockefeller and the National Employment Law Project have
partnered to provide the critical support and technical expertise in 2010 that
is needed to keep our gravely threatened unemployment insurance solvent
and available for workers. Through these initiatives, Rockefeller intends to
help safeguard and strengthen the wellbeing of our workers.
An Opportunity to Make a Living
Our founder, John D. Rockefeller, once stated his belief that “the world owes
no man a living,” but “it owes every man an opportunity to make a living.”4
In many ways, that has been our guiding principle as we fight to restore and
revitalize our nation’s compact with its workers. For the 21st century American,
the opportunity to make a living calls for building personal savings, improving
retirement security, ensuring secure and portable healthcare coverage, and
protecting vulnerable workers from economic shocks. The work of millions
of Americans undergirds the success of our country, and we believe it is
essential to ensure their dignity and livelihood.
The Rockefeller Foundation | 2010 Annual Report | 29
finding innovative solutions.Convicted British criminals are sent to the Peterborough Prison, 75 miles north of London,
and after serving their time, they are released. Within one year, six in ten find themselves
behind bars again.1 Other British prisons see similar—staggeringly high—recidivism rates.
Instead of rehabilitation, felons experience an endless cycle of incarceration.
Now, a UK-based nonprofit, Social Finance Ltd., is trying to break that cycle. With contri-
butions from the Rockefeller Foundation and other investors,2 Social Finance is brokering
funding from retail investors for social programs that studies show is helping former pris-
oners find employment and rebuild their lives and thus reduce recidivism. Social Finance
has struck a deal with the British government; if the private social programs funded by
investors can measurably reduce recidivism, the government will repay Social Finance’s
investors back with interest. If these private programs fail to meet certain benchmarks, the
government pays nothing. It’s an intriguing new compact between the private and public
sectors—a “social impact bond”—and it could go a long way toward tackling social ills.3
Even when we know problems are being adequately addressed, changing is challenging.
Recently, the Obama administration successfully implemented a federal home nursing
program—33 years after studies demonstrated its effectiveness.4 Some of the most cre-
ative, well validated and potentially ground-breaking approaches to intractable societal
issues languish in think tanks or Congress, lacking support or political will. Money is tight,
especially in these times, and new solutions mean diverting funds from existing programs
with no guarantee of success. It’s tough to innovate on the taxpayer’s dime.
30 | The Rockefeller Foundation | 2010 Annual Report
Paying for Success
By transferring risk from the taxpayer to the
investor, social impact bonds hold the promise of
implementing innovative, results oriented, and cost
effective solutions.
The social sector innovates and tests, and the gov-
ernment rewards measurable gains. These are “pay
for success” bonds, and their widespread applica-
tion could lead to tremendous improvements, from
increasing kindergarten readiness to decreasing
hospital readmissions for the chronically ill.
Understanding the potential of social impact bonds,
Rockefeller was a cornerstone investor in Social
Finance for their Peterborough Prison pilot.5 The
Foundation has since committed to promoting social
impact bonds in the U.S., funding the Nonprofit
Finance Fund to create an online information-sharing
platform.6 These efforts have created a great deal of
publicity and interest; the governments of Minnesota
and Massachusetts are exploring social impact
bonds, and President Obama has proposed setting
aside $100 million for seven pilot programs.7
The Rockefeller Foundation | 2010 Annual Report | 31
A Century of Innovation
The Rockefeller Foundation has always devoted itself to the pursuit of
paradigm-changing approaches to societal challenges. Some of Rockefeller’s
most successful and gratifying initiatives have taken place by moving freely
between the social, private and public sectors, seeding capital, ideas, and
solutions. Social impact bonds are just another means to harness the
respective advantages of each sector. They formalize and catalyze the
bonds between all of us, stakeholders in a new century.
The Rockefeller Foundation | 2010 Annual Report | 33
from country to city.The sun beats down on Suranga and her five children, as they trudge toward the speck
of city in the distance. It’s hot—much hotter than in previous years—and the children are
wilting like the grain the family grew until recently. The great monsoons, called “India’s
finance minister” for their critical role in determining crop yields and global commodities
prices, come more erratically now, starving some villages and flooding others.1 Abandoning
the family’s ancestral community was hard, but not as hard as survival had become. In the
city, the mother wants to believe, all will be secure and successful.
That urban utopia never materializes. Swallowed up by the city, the family finds itself facing
new challenges, a different kind of precarious existence. Their fellow migrants throng the
thoroughfares, competing for food, water, and jobs. Open sewage carries disease among
the densely-packed people. When the next flood comes, chaos will ensue. Despairing, the
mother sees that the consequences of the changing climate loom as large in the city as in
the country. The right response, she realizes, is not relocation, but becoming more resilient.
34 | The Rockefeller Foundation | 2010 Annual Report
An Inescapable Dilemma
As global temperatures rise, sea levels, the frequency and intensity of natural disasters, and agricultural
upheaval will rise as well. Crop yields in sub-Saharan Africa are projected to fall 10–20 percent by 2050,2 at
a time when the region’s population will surpass even India’s explosive growth.3 By mid-century, the U.N.
estimates that climate change will have displaced more than 150 million environmental refugees—including
23 million in the U.S. alone.
They will seek salvation in cities. Already in the developing world, 1 million people are moving to urban
centers every five days.4 The fastest-growing metropolis in the world—the Chinese coastal city of Beihai—
is set to double its population of 1.3 million within just seven years.5 By 2050, nine out of ten Americans will
live in urban areas.6 There, the same climate impacts that drove people into cities will wreak havoc on
these dense pockets of humanity. We cannot outrun the problem.
Across the developing world, the pressure on cities to build new industrial, commercial, residential and trans-
port infrastructure has often relegated social and environmental risks and vulnerabilities to the background.
While ignoring these perils may have been politically expedient or economically justifiable in the past, the
onset of rapid urbanization and climate change compel us to adopt a radically different approach for the future.
The Rockefeller Foundation | 2010 Annual Report | 35
Reinforcing Resilience
The Rockefeller Foundation has devoted a significant portion of its work to ensuring that as the effects of
climate change are increasingly felt, rural and urban settings alike have implemented strategies to with-
stand and surmount adverse impacts. Through partnerships with nonprofits and policy experts across the
world, Rockefeller is reinforcing resilience.
In sub-Saharan Africa, Rockefeller and its partners are advocating and testing climate adaptation strate-
gies, implementing a weather-indexed crop insurance program, analyzing aid effectiveness, and funding
agricultural resilience research. In Asia—where the population is simultaneously the most vulnerable to
climate change and the most rapidly urbanizing—Rockefeller has created the Asian Cities Climate Change
Resilience Network (ACCCRN) to build robust response mechanisms into infrastructure, water delivery, and
healthcare systems. Expanding on successful pilot programs in 10 cities across India, Vietnam, Indonesia,
and Thailand, Rockefeller is partnering with donors as well as organizations like Mercy Corps to identify
additional cities in which to pioneer replicable models of environmental resilience. In the U.S., Rockefeller
and the Resource Innovation Group have launched the Climate Preparedness Learning and Adaptation
Network to synthesize resilience models into coherent, executable policy.
36 | The Rockefeller Foundation | 2010 Annual Report
The Urban Imperative
When it comes to building the social capital necessary
for true resilience, perhaps the most critical lesson to
emerge from ACCCRN is that it will take a massive shift
in mindset in three respects: first, we need to move from
a deeply siloed system of urban management to one in
which integration and interdependencies are central to
decision-making and coordination; second, we must
shift from a culture of planning based on the need for
certainty to one in which there is a dynamic capacity to
absorb new and changing information on a continuous
basis; and third, we need to invest in the understanding
that building truly resilient cities in the 21st century
requires the resolve to take a series of small steps and
solutions—generated through dialogue across and
between sectors and actors—to address a broad range
of challenges.
The Rockefeller Foundation | 2010 Annual Report | 37
Situated for a century at the heart of one of the world’s great cities, the
Rockefeller Foundation has always made a profound and enduring commit-
ment to enhancing the wellbeing of the urban environment and its people.
The effects of a changing climate have only heightened the urgency of these
efforts, as it is the urban areas of the world where poverty and climate
threats meet and run rampant. Knowing that climate consequences are
coming, we have a responsibility to prepare and protect the world’s most
at-risk populations.
2010 trustees
38 | The Rockefeller Foundation | 2010 Annual Report
This list includes any Trustee who served between January 1 and December 31, 2010.
James F. Orr III, Board Chair(until 12/13/2010)President and CEOLandingPoint CapitalBoston, Massachusetts
David Rockefeller, Jr., Board Chair (effective 12/13/2010)Director and Former ChairRockefeller & Co., Inc.New York, New York
Ann FudgeRetired Chairman and CEOYoung & Rubicam BrandsNew York, New York
Helene D. GaylePresident and CEOCARE USAAtlanta, Georgia
Rajat K. GuptaSenior Partner EmeritusMcKinsey & CompanyStamford, Connecticut
Thomas J. HealeyPartnerHealey Development LLCMorristown, New Jersey
Alice HuangSenior Faculty Associate in BiologyCalifornia Institute of TechnologyPasadena, California
Strive MasiyiwaExecutive ChairmanEconet GroupJohannesburg, South Africa
Diana NatalicioPresidentThe University of Texas at El PasoEl Paso, Texas
Sandra Day O’ConnorAssociate Justice, RetiredSupreme Court of the United StatesWashington, D.C.
Ngozi Okonjo-IwealaManaging Director The World BankWashington, D.C.
Surin PitsuwanSecretary-GeneralASEAN (the Association of Southeast Asian Nations)Jakarta, Indonesia
Richard D. ParsonsChairman of the BoardCitigroup Inc.New York, New York
Judith RodinPresidentThe Rockefeller FoundationNew York, New York
John W. Rowe ProfessorColumbia UniversityNew York, New York
Vo-Tong XuanRector EmeritusAn Giang UniversityLong Xuyen City,An Giang, Vietnam
The Rockefeller Foundation | 2010 Annual Report | 39
2010 staff
Office of the President
Judith RodinPresident
Aissata CamaraAdministrative Assistant
Theodore Grant, Jr.Special Assistant to the President
Daphne JeanAdministrative Assistant
Louise LopezExecutive Assistant to the President
Andrea SnyderOperations and Project Coordinator
Foundation Initiatives
Heather GradyVice President
Janice NittoliAssociate Vice President and Managing Director
Maria BlairManaging Director
Margot BrandenburgAssociate Director
Karl BrownAssociate Director
Robert BuckleyAdvisor
Antony Bugg-LevineManaging Director
Charlanne BurkeSenior Research Associate
Julie CarandangAdministrative Assistant
Abigail CarltonResearch Associate
Veneka ChagwederaProject 55 Fellow
Lillian ChegeResearch Associate
Benjamin De La PenaAssociate Director
Lilly DormentResearch Associate
Katherine FallonProject 55 Fellow
Brinda GangulyAssociate Director
Robyn GibbonsExecutive Assistant
Thomas HelmickAdministrative Assistant
Amira IbrahimResearch Associate
Justina LaiResearch Associate
Robert MartenResearch Associate
Kathryn MaughanAdministrative Assistant
Stefan Nachuk Associate Director
Veronica Olazabal Research Associate
Ariel Pablos-Mendez Managing Director
Andrea Porter Administrative Assistant
Donald Roeseke-Dupree, Jr. Administrative Assistant
Cristina Rumbaitis Del Rio Associate Director
Amanda Sevareid Research Associate
Michael ShroffAdministrative Assistant
Terence StrongProject Coordinator
Suman SureshbabuResearch Associate
Michele TallAdministrative Assistant
Gary ToenniessenManaging Director
Edwin TorresDirector
Sarah TroupProgram Operations Associate
Maria TrujilloExecutive Assistant
Nicholas TurnerManaging Director
Operations
Peter MadoniaChief Operating Officer
Melvin GallowayAssociate Director
Janet O'ConnellExecutive Assistant
Centennial Programming
John MyersSenior Policy Officer and Director of Centennial Programming
Sheetal MataniResearch and Project Manager
Communications Office
Diane FusilliDirector
Nichole AcostaTerm Communication Associate
Rachel Christmas DerrickSenior Writer
Katherine GomezExecutive Assistant
Laura GordonPress Officer
Jonas KiefferSpeech Writer/Senior Writer
Susan SeligerTerm Web Content and Online Community Manager
Stephanie ValeraWeb Content and Online Community Manager
Teresa WellsChief Media Strategist
2010 staff
40 | The Rockefeller Foundation | 2010 Annual Report
Masika HensonInvestment Assistant
Lauren JacobsonSenior Investment Analyst
Chun Lai Deputy Chief Investment Officer
Andrew NicholasInvestment Assistant
Michelle PakManaging Director
Cindy ShiungFinancial Associate
Christopher Van BurenManaging Director
Phyllis VenaInvestment Analyst
Victoria VysotinaManaging Director
Anwen WangInvestment Analyst
Facilities and Administrative Services
Hilary CastilloDirector
David HallReceptionist
Gilbert MartinezFacilities Assistant
Esma Myers-ThomasAdministrative/Purchasing Assistant
James PartingtonFacilities Manager
Information Technology
Scott Ceniza-LevineChief Technology Officer
Marc D'AlessandroNetwork Engineer
Jill HannonIT Project Coordinator
John Lee Senior Programmer/Analyst
Vito RomanoHelp Desk Administrator
Carolyn WendrowskiProject Manager
Office of the General Counsel
Shari PatrickGeneral Counsel and Corporate Secretary
Laura AbelAssociate Counsel
Sheila SmithExecutive Assistant
Office of Financial Resources
Ellen TausChief Financial Officer
Alexander DanikInvestment Accountant
Irena DiMario Manager of Financial Accounting
Amanda Fairchild Payroll and Accounts Payable Manager
George Hall Accountant
Dominick Impemba Controller
Mi Lo Accountant
Manisha Nayi Executive Assistant
Marcia Noureldin Accountant, Accounts Payable
Office of Grants Management
Pamela Foster Managing Director, Assistant General Counsel
Andrea Ace Project Manager
Jason Boone Executive Assistant
Jennifer Cooper Grants Specialist
Peter Helm Manager, Grants Administration
Susan Moore Grants Assistant
Nissa Puffer Grants Specialist
Bonnie Rivers Grants Specialist
Evaluation
Nancy MacPhersonManaging Director
Laura FishlerEvaluation Coordinator
Juanita Frazier-MartinAdministrative Assistant
Penelope HawkinsSenior Evaluation Officer
Office of Human Resources
Samantha GilbertChief Human Resources Officer
Rita BoscainoManager, Compensation and Benefits
Juan BritoAssociate Director, Staffing and Employee Relations
David DeCoomanExecutive Assistant
Christopher GrygoLearning and Development Officer
Lillian JohnsonAssistant
Alma LeathersAdministrative Assistant
Diane SamuelsGeneralist
Treasurer's Office
Donna DeanTreasurer and Chief Investment Officer
Ronald ChenManaging Director
Douglass CoyleManaging Director
Diane EckerleExecutive Assistant
The Rockefeller Foundation | 2010 Annual Report | 41
2010 staff
Enrica GilardoniManager, Administration and Finance
Elena OnganiaReceptionist/Residents Assistant
Laura PodioConference Coordinator
Facility Staff
Antonio BillaiPaolo BipoDina CaolaClaudio D'OnghiaLuisa FumagalliAlbino GandolaMichele GandolaSilvana GandolaUmbertina GilardoniMarina GilardoniSimona GilardoniSilvano GilardoniAndrea GilardoniVittorio GilardoniDiana Maria GonzalezFrancesco ManeraLaura MaranesiMauro MazzucchiVictoria MonsalvePaolo NegroniLuca RavasioBeppino SalvadoriNicoletta SancassaniGiacomo SancassaniArianna SancassaniRupasena SembapperumaAttilio StolfiHassnae TovaliAntonello VaccaniMarco WenkRosa Zambetti
Africa Regional Office, Kenya
James NyoroManaging Director
Wiebe BoerAssociate Director
Susan Kagondu Research Associate
Regina Karanja Administrative Assistant
Betty Kibaara Research Associate
Mwihaki Kimura Muraguri Associate Director
Zuhura MasigaAdministrative Assistant
Katherine NamudduAssociate Director
Nancy NjokiManager Resources
Melkzadeck Okwemba Office Assistant/Driver
Mary WangugiFinance and AdministrationAssistant/Accountant
Asia Regional Office, Thailand
Ashvin DayalManaging Director
Chalempol AttasaraOffice Assistant/Driver
Anna BrownAssociate Director
Paksupa ChanarpornExecutive Assistant
Thitikarn ChayrusmeekulAdministrative and Front Desk Assistant
A. Mushtaque ChowdhuryAssociate Director
Pimpavadee PhaholyothinProgram Associate
Kitima PraphandhaExecutive Assistant
Somkiat RongchitprapusSenior Accountant
Natakorn SatienchayakornAdministrative and Front Desk Assistant
Busaba TejaguptaOffice and Grant Administrator
Praerung UennatornwaranggoonResearch and Communication Associate
Paul SzetoAssociate Director
Research
Claudia JuechManaging Director
Bethany Martin-BreenInformation Specialist
Louise Masarof Information Specialist
Evan MichelsonAssociate Director
Laura YousefAdministrative Assistant
Records Management
Robert BykofskyRecords Manager
David MontesRecords Analyst
Elizabeth PenaRecords Analyst
Strategy and Evaluation
Zia Khan Vice President
Caitlyn FoxStrategy Associate
Jessica JosephAssociate Director
Joselito ManasanExecutive Assistant
Bellagio Study and Conference Center, New York
Charles GarrisManaging Director
Linda Marston-Reid Bellagio Center Coordinator
Bellagio Study and Conference Center, Italy
Pilar PalaciaManaging Director
Paola BianchiExecutive Assistant/Finance Clerk
Nadia GilardoniConference Coordinator
42 | The Rockefeller Foundation | 2010 Annual Report
2010 grants
Alliance for a Green Revolution in Africa (AGRA)—General
Meridian Institute, Dillon, CO, United States:$100,000 toward the costs of launching anInitiative on Food and Agriculture Policy(IFAP), an effort to develop a donor coalitionto examine opportunities where U.S. farm,food and climate change policy reforms couldhelp break cycles of hunger in developingcountries.
Pamoja Media East Africa Limited, Nairobi,Kenya: $89,950 in support of an online andmobile social networking platform to buildagricultural capacity among a new generationof farmers in Kenya.
Regional Universities Forum for CapacityBuilding in Agriculture, Limited, Kampala,Uganda: $99,000: in support of an event tobuild capacity for African tertiary institutionsto utilize foresight methods and techniques to plan for training Africa’s agriculture sectorin the near- and long-term, to be held at theMinisterial Conference on Higher Education in Africa, Uganda, November 2010.
AGRA—Output Markets
Alliance for a Green Revolution in Africa,Nairobi, Kenya: $8,000,000: toward the costs of its Market Access Program to directinvestments and resources to improve themarket infrastructure for the core food staplesof selected countries in Africa, leading toincreased incomes for smallholder farmers.
American Workers
AARP, Washington, DC, United States:$190,000 for use by its Office of SocialImpact in support of public opinion research,outreach to news media and grassroots public education efforts to strengthen SocialSecurity with an emphasis on improving adequacy of benefits, not just solvency.
Aspen Institute, Inc., Washington, DC,United States: $450,000 for use by itsInitiative on Financial Security in support of its“Securing the Safety of Retirement Savings”project, an effort to design a new investmentoption that would help low- to moderate-income American workers build adequateretirement savings, and its “Lifelong SecurityProject,” an examination of how annuity products and policies will affect low- to moderate-income families.
BlueGreen Alliance Foundation,Minneapolis, MN, United States: $250,000for use by its Green Manufacturing Centertoward the costs of providing information and services to businesses, governmentagencies, and policymakers in order toexpand green manufacturing and to retoolexisting manufacturing capacity for the cleanenergy economy.
Brookings Institution, Washington, DC,United States: $354,700 in support ofresearch to measure the impact on overallincome distribution of the major elements of the Patient Protection and AffordableHealth Care Act, which will be used to informdebates on the Act’s implementation andhow it will affect the financial well-being oflow- and middle-income American families.
Center for American Progress, Washington,DC, United States: $245,900 in support ofdeveloping a prototype for Social SecurityCares, a proposal to expand the SocialSecurity system to include administering paid family and medical leave.
Center on Budget and Policy Priorities,Washington, DC, United States: $3,000,000in general support of its mission to improvefederal and state policies affecting low- andmoderate-income families and individuals.
Community Catalyst, Inc., Boston, MA,United States: $200,000 in support of theAffordable Care Act Implementation Fund,which seeks to ensure effective and equitableimplementation of health care reform for poorand vulnerable populations in the U.S.
D2D Fund, Inc., Roxbury, MA, United States: $425,000 toward the costs of itsefforts to expand savings options for low-and moderate-income American workers bypromoting savings bonds through a strategyof demonstration, research, education andcommunication.
Earned Asset Resource Network, Inc.,San Francisco, CA, United States: $300,000toward the costs of research and policydesign focused on maximizing the potentialof the Saver’s Tax Credit to provide additionalretirement savings to low-income Americanworkers.
Economic Policy Institute, Washington, DC, United States: $500,000 in support ofresearch, analysis and outreach on retirementpolicy with a focus on improving the
retirement security of low- and moderate-income American workers.
Freedman Consulting, LLC, Washington,DC, United States: $175,000 in support ofproviding technical assistance to selectgrantees of the Rockefeller Foundation’sCampaign for American Workers initiative,focusing on positioning of policy proposals tobe noticed by and useful to policymakers andother stakeholders.
Grantmakers In Health, Washington, DC,United States: $50,000 toward the costs ofan initiative, in collaboration with the Centerfor American Progress, to help track andcoordinate efforts among national- and state-level health care consumer groups, policyexperts and funders around the implementa-tion of the Patient Protection and AffordableCare Act.
Labor and Employment RelationsAssociation, Champaign, IL, United States:$150,900 in support of its newly-establishedEmployment Policy Research Network, a network of labor and employment scholarsdedicated to creating a central clearinghousefor employment policy research and fosteringgreater dialogue between the labor andemployment research community and policymakers.
National Council of La Raza, Washington,DC, United States: $500,000 for use by its Office of Research, Advocacy, andLegislation’s Health Policy Project toward thecosts of research and education activities tohelp to ensure effective and equitable imple-mentation of health care reform among Latinopopulations in the United States.
National Employment Law Project, Inc.,New York, NY, United States: $500,000toward the costs of continuing and expand-ing its “Unemployment Insurance Safety NetProject,” which uses education, outreach andcommunications to raise awareness aboutthe need to improve the federal unemploy-ment insurance program to better respond tothe challenges of the 21st century workforce.
National Partnership for Women andFamilies, Inc., Washington, DC, UnitedStates: $300,000 toward the costs of its PaidFamily Leave Initiative, an effort to promotepaid family leave policies at the state and fed-eral levels through research, policy, advocacyand public education.
The Rockefeller Foundation | 2010 Annual Report | 43
2010 grants
National Women’s Law Center, Washington,DC, United States: $500,000 toward thecosts of its “Promoting the EconomicSecurity of Women” initiative to advance policies that address the economic securityneeds of low-income women and families.
New America Foundation, Washington, DC,United States: $1,135,000 in support of its“Next Social Contract Initiative,” an integratedprogram of research, meetings, and publica-tions designed to address the economic insecurity of American workers and promotebroad-based sustainable economic recoverythrough changing public policy, and a nationalstudy on the impact of transportation costson low- and moderate-income Americans.
New America Foundation, Washington, DC, United States: $293,000 toward thecosts of continued testing and expansion of“AutoSave,” an automatic payroll deductionsavings program, in collaboration with MDRC;and additional research and analysis of the“SaveNYC” program, an initiative designed tohelp low-income families build savings, in collaboration with the City of New York.
President and Fellows of Harvard College,Cambridge, MA, United States: $684,500 for use by its Ash Center for DemocraticGovernance and Innovation at the John F.Kennedy School of Government in support of the Urban Policy Advisory Group, a non-partisan effort to encourage the sharing ofpolicy insights and best practices amonglocal government officials in the U.S., focus-ing on emerging issues in urban governanceand economic security.
The Partnership for Working Families,Washington, DC, United States: $200,000toward the costs of its Construction Careersprogram, an initiative designed to improve the quality of jobs in the construction industryand develop new recruitment and trainingstandards to help workers of color andwomen gain access to construction careers.
Trustees of Boston College, Chestnut Hill,MA, United States: $88,000 for use by itsCenter for Financial Literacy in support of its Withholding-to-Debt-Reduction PilotProgram, which will develop and test a tool to automatically redirect the excess tax with-holdings of a target group of low-income,debt-burdened individuals to pay down creditcard debt.
Yale University, New Haven, CT, UnitedStates: $272,200 for use by its Institution forSocial and Policy Studies in support of devel-oping a communications strategy for the initiallaunch and ongoing rollout of the RockefellerEconomic Security Index, which identifies and measures key indicators of whether U.S.workers have adequate protection to with-stand hardship-causing economic loss.
Yale University, New Haven, CT, UnitedStates: $621,856, for use by its Institution forSocial and Policy Studies in support of addi-tional installments of the Economic SecurityIndex, which identifies and measures keyindicators of whether U.S. workers have adequate protection to withstand hardship-causing economic loss.
Bellagio
Berenice Josephine Bickle De Basto,Polana, Mozambique: $29,900 as a BellagioCreative Artist Fellowship, to enable the artistto spend three months at the RockefellerFoundation Bellagio Center, in recognition ofher past accomplishments as a visual artist,and to enable her to enhance her art.
Institute of International Education, Inc.,New York, NY, United States: $91,900 for thecosts of administering the selection processfor the 2011 Bellagio Creative Arts Fellowsprogram and producing a brochure of thework created by the 2009 fellowship recipi-ents while in residency at the RockefellerFoundation Bellagio Center.
Institute of International Education, Inc.,New York, NY, United States: $1,217,000 forthe costs of administering several activitiesrelated to the Rockefeller Foundation BellagioCenter, Italy: the semi-annual competitionsfor creative arts and scholarly residencies, the Bellagio Travel and Learning Fund, andsupport for outreach activities.
Zbigniew Libera, Praha, Czech Republic:$29,900 as a Bellagio Creative ArtistFellowship, to enable the artist to spend three months at the Rockefeller FoundationBellagio Center, in recognition of his pastaccomplishments as a visual artist, and toenable him to enhance his art.
Carbon and Poverty Reduction
Cooperative for Assistance and ReliefEverywhere (CARE USA), Atlanta, GA,United States: $494,000 for use by its
Poverty, Environment and Climate ChangeNetwork to develop and implement a sustain-able agriculture and land management car-bon project in western Kenya.
Forest Trends Association, Washington, DC,United States: $600,000 in support of launch-ing an African Agriculture Climate FinanceFacility (AACFF) in two countries in an effort to innovate, test and document a new set oftransaction models that can be used toaccess carbon and climate finance sourcesfor smallholder farmer-driven agricultural climate mitigation and adaptation projects.
Meridian Institute, Dillon, CO, United States:$193,600 toward the costs of its GlobalDialogue on Agriculture and Climate Change,an initiative that seeks to include agricultureas a major mitigation and adaptation strategyin international climate negotiations, includinga convening of key stakeholders at theRockefeller Foundation Bellagio Center, Italy,May 2011.
William J. Clinton Foundation, Little Rock,AR, United States: $3,000,000 for use by its Clinton Climate Initiative’s Carbon andPoverty Reduction Program in support ofefforts to develop, deploy and demonstratecarbon measurement and accounting sys-tems that enable poor people in rural areas of developing countries to participate in andbenefit from global climate markets.
Centennial Fund
Rockefeller Archive Center, Sleepy Hollow,NY, United States: $543,600 in support of aproject, in connection with the RockefellerFoundation’s centennial in 2013, to develop a web-based multimedia history of theFoundation, and make its primary documentsand historic materials more broadly accessi-ble to the diverse communities of researchersand educators interested in 20th century history.
Cities and Information
CEOs for Cities, NFP, Chicago, IL, UnitedStates: $90,000 in support of research inter-views with the chief information officers inU.S. city governments on the potential oftechnology as a tool for citizen engagement,and a meeting on “The Future of theCrowdsourced City,” to be held at theRockefeller Foundation, New York, NY,December 2010.
44 | The Rockefeller Foundation | 2010 Annual Report
2010 grants
Code for America Labs, Inc., Oakland, CA,United States: $200,000 in support of a proj-ect to explore and document the enablers andbarriers to adoption by municipal governmentsof Web 2.0 applications as platforms for trans-parency, efficiency and citizen participation.
Columbia University, New York, NY, UnitedStates: $50,000 for use by its GraduateSchool of Architecture, Planning andPreservation’s Spatial Information Design Labto conduct research on the potential impactof information and communications technol-ogy on large scale data visualization in urbanpolicy and planning and the uses of self-volunteered information, focusing on impactsfor poor and vulnerable people in cities.
Institute for the Future, Palo Alto, CA, UnitedStates: $94,200 in support of a project toconduct research and create a forecast mapon cities, information systems and citizenengagement that focuses on emerging tech-nologies and the poor and vulnerable in thedeveloped and the developing world.
Massachusetts Institute of Technology,Cambridge, MA, United States: $65,000 foruse by its Department of Urban Studies andPlanning’s SENSEable City Lab in support of a conference to begin mapping a plan toestablish a new international research net-work or center focused on cultivating a visionof the future city and, in particular, theimpacts of technology on cities.
McKinsey & Company, Inc. United States,New York, NY, United States: $100,000 insupport of a landscape analysis of currentand nascent technologies that cities and theirresidents in the U.S. and globally can use tocollect and analyze city-level information andof the key drivers, trends and leverage pointsrelated to the application of such technolo-gies to cities.
National Building Museum, Washington, DC,United States: $250,000 in support of facili-tating a dialogue among thought leaders, pol-icymakers, and practitioners on the potentialopportunities to create thriving and sustain-able cities by utilizing new information tech-nologies, including convening an “IntelligentCities Forum,” to be held in Washington, DCspring 2011.
Climate: African Agriculture
Egerton University, Egerton, Kenya:$483,900 in support of an initiative to help
farmers and pastoralists in Kenya to ade-quately adapt to climate change as part of aneffort to lead a regional climate change adap-tation movement.
Egerton University, Egerton, Kenya:$297,500 for use by its Tegemeo Institute ofAgricultural Policy and Development in sup-port of building institutional capacity in climatechange research and analysis by conductinga socio-economic study on the effects of cli-mate change on rural communities in Kenyaand identifying adaptation responses.
Ethiopian Institute of Agricultural Research,Addis Ababa, Ethiopia: $420,000 in supportof the mainstreaming of climate changeadaptation into food security and sustainabledevelopment in Ethiopia.
Institut des Sciences Agronomiques duRwanda, Kigali, Rwanda: $440,000 in sup-port of strengthening climate change adapta-tion research to create demand-driven,market-responsive practices that improvefood security for smallholder farmers inRwanda.
Pamoja Media East Africa Limited, Nairobi,Kenya: $81,200 in support of developing anonline knowledge sharing and managementsystem for research and development workon climate change resilience for African agriculture.
Regional Universities Forum for CapacityBuilding in Agriculture, Limited, Kampala,Uganda: $84,600 in support of its work tostrengthen the resilience of African agricultureto climate change by helping 25 east, south-ern, and central African universities in its con-sortium to access climate change adaptationfunds and training opportunities.
Sokoine University of Agriculture, Morogoro,Tanzania: $359,600 for use by its Departmentof Agricultural Engineering and Land Planningto support capacity building on climatechange adaptation in the agricultural sector inTanzania.
United Nations Economic Commission forAfrica, Addis Ababa, Ethiopia: $250,900 insupport of funding participants and speakersto strengthen the sessions on climate changemitigation and adaptation at the SeventhAfrican Development Forum, a high-level bi-annual event focused on key African devel-opment issues, under the 2010 theme of“Acting on Climate Change for Sustainable
Development in Africa,” to be held in AddisAbaba, Ethiopia, October 2010.
University of Dar es Salaam, Dar es Salaam,Tanzania: $340,600 for use by its Institute ofResource Assessment in support of design-ing and delivering training on climate changeadaptation to researchers at Tanzania’s sevenautonomous zonal agriculture research cen-ters and to staff seven other East Africanresearch and development institutions.
University of Reading, Reading, England:$599,400 for use by its Walker Institute forClimate System Research in collaborationwith its Statistical Services Centre, in supportof providing capacity building assistance tothe climate change units of seven agricultureresearch and development institutions in Eastand Central Africa.
World Food Programme, Rome, Italy:$1,000,000 for use by its Climate andDisaster Risk Solutions (CDRS) unit in sup-port of partnering with the African UnionCommission to establish the African RiskCapacity project, an optimized global riskmanagement system for providing naturaldisaster assistance to African countries.
Climate: Asian Cities
Asian Disaster Preparedness Center,Bangkok, Thailand: $96,440 in support ofdeveloping and implementing a trainingcourse on climate and disaster risk manage-ment and providing technical assistance toAsian Cities Climate Change ResilienceNetwork (ACCCRN) partners.
Gorakhpur Environmental Action Group,Gorakhpur, India: $479,150 in support ofdeveloping a model for ward-level climatechange resilience planning that can be inte-grated into the overall development planningprocess in Gorakhpur, India, as part of theAsian Cities Climate Change ResilienceNetwork.
Institute for Social and EnvironmentalTransition, Boulder, CO, United States:$781,790 in support of assisting three citiesin Vietnam—Can Tho, Da Nang and QuyNhon—to plan and implement climateresilience projects, provide project manage-ment and financial oversight for resilienceprojects, map key climate change policiesand networks and identify new sources offunding, as part of the Asian Cities ClimateChange Resilience Network.
The Rockefeller Foundation | 2010 Annual Report | 45
Institute for Social and EnvironmentalTransition, Boulder, CO, United States:$1,300,000 in support of collecting and ana-lyzing evidence documenting the effective-ness of the Asian Cities Climate ChangeResilience Network (ACCCRN) methodolo-gies and interventions for replication, andincluding the dissemination of lessons andtools for adoption by other local, national andinternational actors through a variety of peer-reviewed products and publications.
Institute for Social and EnvironmentalTransition, Boulder, CO, United States:$1,582,240 in support of establishing city climate change coordination offices in threeVietnamese cities (Can Tho, Da Nang andQuy Nhon) that will enable local governmentplanning, decision making and policy imple-mentation for climate change resilience andadaptation that is consistent with the require-ments of the Vietnam National Target Programfor Climate Change, as part of the Asian CitiesClimate Change Resilience Network.
Institute for Social and EnvironmentalTransition, Boulder, CO, United States:$69,920 in support of a feasibility study ofways to provide livelihood skills, technologiesand storm resistant building techniques topoor female-headed households in Da NangCity, Vietnam.
Institute for Social and EnvironmentalTransition, Boulder, CO, United States:$337,800 in support of an impact assess-ment of flooding and inundation scenarios onplanned urban development in Nhon BinhWard in the city of Quy Nhon, Vietnam, in thecontext of potential climate change impactand recent extreme storm events, in connec-tion with the Asian Cities Climate ChangeResilience Network.
Institute for Social and EnvironmentalTransition, Boulder, CO, United States:$367,160 in support of a project, in collabo-ration with the Da Nang University and cityagencies in Da Nang, Vietnam, to build, testand share the data from two hydrologicalmodels to understand impacts of urbandevelopment and climate change in the city, a partial participant in the Asian Cities ClimateChange Resilience Network.
International Council for LocalEnvironmental Initiatives—Australia/NewZealand Limited, Melbourne, Australia:$180,000 toward the costs of developing and testing a set of calibrated tools, materials
and processes for engaging new cities inIndia in understanding the challenges andopportunities for addressing urban climatechange resilience, in order to disseminate thelessons from and begin to replicate the suc-cesses of the Asian Cities Climate ChangeResilience Network.
International Institute for Environment andDevelopment, London, England: $175,000 in support of research on urban adaptation toclimate change for incorporation into the FifthAssessment of the Intergovernmental Panelon Climate Change.
Mercy Corps, Portland, OR, United States:$785,780 in support of assisting two cities inIndonesia (Semerang and Bandar Lampung)to plan and implement climate resilience proj-ects, map key climate change policies andnetworks and identify new sources of fund-ing, as part of the Asian Cities ClimateChange Resilience Network.
Mercy Corps, Portland, OR, United States:$189,520 in support of a pre-feasibility studyof the potential for rainwater harvest to be anavailable and effective alternative source of(domestic and drinking) water in Semarangcity, Indonesia, as part of the Asian CitiesClimate Change Resilience Network.
Mercy Corps, Portland, OR, United States:$233,530 in support of incorporating climatechange and urban growth considerations into the development of an Integrated Solid Waste Management master plan, as well asan assessment of solid waste managementtechnology, in Bandar Lampung city,Indonesia, as part of the Asian Cities ClimateChange Resilience Network.
Ove Arup & Partners International Limited,London, England: $1,649,960 in support ofproviding strategic planning, program man-agement support and technical assistance toensure program credibility, knowledge man-agement support, and knowledge dissemina-tion and replication support to the AsianCities Climate Change Resilience Networkprogram and its partners.
Taru Leading Edge Private Limited,Gurgaon, India: $825,420 in support ofassisting three cities in India (Surat, Indore,and Gorakhpur) to plan and implement cli-mate resilience projects, by building thecapacity of city partners and other actors inthose cities to undertake urban climateresilience work, partner with national, state,
and local governments to initiate reforms thatsupport urban climate resilience in India, and document methodologies and lessonslearned as part of the Asian Cities ClimateChange Resilience Network.
Taru Leading Edge Private Limited,Gurgaon, India: $509,900 in support of mod-eling an end-to-end early warning systemthat will help improve the management ofreservoir releases and reduce the intensity of floods and resultant damage in the city of Surat, India, as part of the Asian CitiesClimate Change Resilience Network.
Taru Leading Edge Private Limited,Gurgaon, India: $239,850 in support of devel-oping and demonstrating a range of modelsfor cost effective, reliable, decentralized urbanwater management that are driven by differen-tiated end-use demands in Indore City, India,as part of Asian Cities Climate ChangeResilience Network.
Climate: Policy & Replication
Federal Emergency Management Agency,Washington, DC, United States: $1,000,000in support of its Community ResilienceInnovations program, an initiative that will pro-vide Community Resilience InnovationChallenge Awards to encourage innovativeefforts to build community resilience to cli-mate change and natural disasters, andestablish a new structural mechanism forengaging with local communities to buildresilience on a sustained basis.
National Religious Partnership for theEnvironment, Amherst, MA, United States:$80,100 in support of the “Conference onInternational Adaptation” to highlight the needfor greater policy support and financing forinternational climate change adaptation efforts,to be held in Washington, D.C. in early 2011.
Resource Innovation Group, Inc., Eugene,OR, United States: $74,700 for use by itsClimate Leadership Initiative in support ofdeveloping the Climate PreparednessLearning and Adaptation Network (CPLAN), a collaboration to advance the policy andpractice of climate change adaptation withinthe United States.
2010 grants
46 | The Rockefeller Foundation | 2010 Annual Report
2010 grants
Day of Service
Rockefeller Foundation Day of ServiceDonations, New York, NY, United States:$30,000 for donations to organizations participating in the Foundation’s Day ofService, an opportunity for staff to spend aday volunteering with local organizations.
Disease Surveillance Networks
Carleton University, Ottawa, Canada:$218,950 for use by its Centre for TradePolicy and Law toward the costs of a projectto strengthen the emerging Global HealthDiplomacy Network by creating and maintain-ing a website for collecting and disseminatingkey information about current global healthdiplomacy negotiations and other issues.
Carleton University, Ottawa, Canada:$160,500 for use by its Centre for TradePolicy and Law toward the costs of an InterimSecretariat to support the activities of theGlobal Health Diplomacy Network.
Chiang Mai University, Chiang Mai, Thailand:$45,130 for use by its Faculty of VeterinaryMedicine in support of convening an interna-tional training course on One Health Leader-ship to be held in Chiang Mai, Thailand, May2010.
East, Central and Southern African HealthCommunity, Arusha, Tanzania: $238,120 insupport of its initiative to strengthen leader-ship and increase capacity and strategicinformation resources at the Ministries ofHealth in East, Central and Southern Africancountries in order to maximize benefits fromfuture negotiations related to global healthdiplomacy.
Graduate Institute of International andDevelopment Studies, Geneva , Switzerland:$205,000 in support of two meetings—aconference for authors contributing to a text-book on Global Health Diplomacy and a train-ing of trainer’s workshop—both to be held atthe Rockefeller Foundation Bellagio Center,Italy, 2010.
London School of Hygiene and TropicalMedicine, University of London, London,England: $253,170 in support of a project to strengthen the evidence base related toglobal health diplomacy and to plan for further research that supports the goals ofthe Global Health Diplomacy Network.
Mahidol University, Nakhon Pathom,Thailand: $175,000 for use by its Institute for Population and Social Research tostrengthen the emerging Global HealthDiplomacy Network by supporting the expansion of its work into Southeast Asia,and organize a meeting to enhance localcapacity to be held at the RockefellerFoundation Bellagio Center, 2011.
Makerere University, Kampala, Uganda:$150,000 for use by its School of PublicHealth’s Leadership Initiative for Public Health in East Africa in support of the HealthEmergency Management Program’s efforts tobuild disease outbreak response and emer-gency management capacity in district healthteams in Eastern Africa.
Nuclear Threat Initiative, Inc., Washington,DC, United States: $275,000 for use by itsGlobal Health and Security Initiative towardthe costs of a project to promote global collaboration in disease surveillance acrossexisting and emerging regional disease sur-veillance networks by building capacity andimproving communication and collaboration.
Regents of the University of Minnesota,Minneapolis, MN, United States: $265,870 insupport of activities related to assessing thestate of the global One Health movement anda related high-level meeting at the RockefellerFoundation Bellagio Center, summer 2011.
Swiss Tropical and Public Health Institute,Basel, Switzerland: $234,440 in support of an evaluation of the Foundation’s DiseaseSurveillance Networks initiative work in Africa,in collaboration with the Africa Population and Health Research Center, to capture and share lessons learned about the ability ofcomplex networks to achieve improved dis-ease surveillance and response, and to fosterlearning, accountability and performanceimprovements in the Foundation and amongits grantees.
The Royal Institution for the Advancementof Learning (McGill University), Montreal,Canada: $161,000 for use by its McGill World Platform for Health and EconomicConvergence to convene a meeting on theintersections of the business sector and theglobal health diplomacy field, to be held atthe Rockefeller Foundation Bellagio Center,Italy, winter 2011.
Wildlife Conservation Society, Bronx, NY,United States: $360,030 for use by its Animal
& Human Health for the Environment andDevelopment (AHEAD) project to engage aprogram officer who will support one healthactivities that link human, animal, wildlifeactivities in the Southern African region.
Wildlife Trust Inc., New York, NY, UnitedStates: $216,200 in support of developing afeasibility plan for launching a new diseasesurveillance network, “One Health Alliance of South Asia” (OHASA), in conjunction withstakeholders in Bangladesh, India andPakistan.
Enabling Environment: Innovation
Bellwether Education Partners, Inc.,Wellesley, MA, United States: $686,930 insupport of research on market involvement inthe U.S. public sector to identify how to usenew and more effective ways of addressingintractable social problems.
Mayor’s Fund to Advance New York City,New York, NY, United States: $225,000 incollaboration with the Office of the DeputyMayor for Operations, New York City, towardthe costs of the Networked Governance project, which seeks to implement a DigitalAnalytics Center and a set of community collaborations designed to transform the way New York City government accesses,provides and uses information and expertisefor problem solving.
Nonprofit Finance Fund, New York, NY,United States: $400,000 in support of a feasi-bility study of implementing the Social ImpactBond instrument in the U.S., in an effort toprovide innovative financing solutions to persistent social problems facing poor andvulnerable communities.
Partnership for Public Service Inc.,Washington, DC, United States: $140,000 in support of “A Blueprint for Innovation:Increasing Government’s Capacity to DeliverResults,” a one-day forum on innovativeproblem-solving and subsequent training forsenior government officials to foster greaterinnovation in the U.S. federal government.
Public Allies, Inc., Milwaukee, WI, UnitedStates: $109,552, in support of its PilotingCommunity Innovation project, an initiativethat seeks to stimulate demand for andengagement in public sector innovationamong local networks of citizens, govern-ment leaders and community-based organi-zations in the U.S.
The Rockefeller Foundation | 2010 Annual Report | 47
Evaluation
Claremont Graduate University, Claremont,CA, United States: $350,000 for use by itsSchool of Behavioral and OrganizationalSciences to provide grantees and partners,particularly those in Africa and Asia, with bettertools to design strategies and evaluation prac-tices around the kind of complex outcomesthat are common to the Foundation’s Initiatives.
GlobalGiving Foundation, Inc., Washington,DC, United States: $150,000 in support ofthe second phase of a project that will makeuse of stories and short narratives to developan evaluation tool to improve its monitoringand evaluation capability, increase itsaccountability to donors, recognize socialchange and impact that have resulted fromprojects in Africa supported through its mar-ketplace, improve organizational perform-ance, and share the methodology andlessons learned with the broader not-for-profitcommunity.
Interaction: American Council for VoluntaryInternational Action, Inc., Washington, DC,United States: $171,200 for use by its Evalu-ation and Program Effectiveness WorkingGroup to improve the capacity of non-gov-ernmental organizations globally to conductimpact evaluations, through the production ofguidance notes and a webinar series.
International Bank for Reconstruction andDevelopment, Washington, DC, UnitedStates: $500,000 for use by its IndependentEvaluation Group toward the costs of theCenters for Learning on Evaluation andResults, to support the development andimplementation of four Centers—in Africa,East Asia, and South Asia—to strengthen themonitoring and evaluation and results basedmanagement capacity of public and privatedevelopment institutions working in theGlobal South.
Pact Institute, Washington, DC, UnitedStates: $400,000 in support of its South-eastAsia Change Project (SEA Change) to estab-lish a Southeast Asia Community of Practiceof monitoring and evaluation of adaptiveresponses to climate change, to facilitatelearning, and to capture and disseminatepromising monitoring and evaluation practices.
Royal Melbourne Institute of Technology,Melbourne, Australia: $223,350 for use by itsSchool of Global Studies, Social Science andPlanning toward the costs of the second
phase of the project “BetterEvaluation,” aninternational Web 2.0 evaluation resourceaimed at assisting the Foundation, itsgrantees and partners to better choose toolsand use them to articulate, measure, andreport on their results and strategies in orderto achieve impact.
The Center for Effective Philanthropy, Inc.,Cambridge, MA, United States: $59,400 insupport of completing a Grantee PerceptionReport for the Rockefeller Foundation, as partof an industry-wide project designed to pro-vide feedback on the perceptions of granteesabout the performance of foundations, and toprovide benchmarking performance data toparticipating foundations and the broaderphilanthropic community.
University of the Free State, Bloemfontein,South Africa: $400,000 for use by itsDirectorate for Research Development, insupport of a collaboration with EvalNet, toengage development evaluation leaders toprovide practical assistance to RockefellerFoundation Initiative teams, key grantees andpartners, to better articulate, monitor, evalu-ate and report on their results and strategiesin order to achieve impact.
Impact Investing
Agora Partnerships, Washington, DC, UnitedStates: $200,000 toward the costs of itsAccelerator initiative, which seeks to leverageimpact investing to support small and grow-ing businesses that, through their operations,generate social, environmental and economicimpact for poor and vulnerable populations inEl Salvador, Honduras and Nicaragua, and toencourage the adoption of the Global ImpactInvestment Rating System in Central Americaand Mexico.
Aspen Institute, Inc., Washington, DC,United States: $500,000 for use by itsPhilanthropy and Social Innovation programtoward the costs of designing and imple-menting a new initiative on social enterpriseand the impact economy to create a morerobust enabling environment for market-based models and private sector mecha-nisms that address social challenges andadvance social goals.
B Lab Company, Berwyn, PA, United States:$1,000,000 in general support of its missionto support “B Corporations,” for-profit com-panies that deliver significant and measurablesocial impact, by setting and monitoring
adherence to social and environmental per-formance standards and educating con-sumers, investors, and entrepreneurs.
Bridges Ventures Limited, London, UnitedKingdom: $10,000 toward the costs of dis-seminating a collection of case studies ofimpact investments across asset classes thatwill inform the impact investing communityabout opportunities to increase the flow ofcapital to address pressing social challengesfaced by poor and vulnerable people.
Calvert Social Investment Foundation, Inc.,Bethesda, MD, United States: $124,500 foruse by the Enterprise Innovation Fund in sup-port of a symposium to enlist support, feed-back and expertise from key leaders frommultiple sectors in establishing a public-pri-vate partnership that will strengthen and cat-alyze impact investing in social enterprisesthat seek to solve social and environmentalproblems that address the needs of poor andvulnerable people.
Calvert Social Investment Foundation, Inc.,Bethesda, MD, United States: $268,200 insupport of research with actionable insights oncurrent and potential impact investment vehi-cles that could be offered to non-accreditedinvestors, in order to inform efforts to increasesignificantly the flow of capital to benefit poorand vulnerable communities globally.
Ceres, Inc., Boston, MA, United States:$400,000 toward the costs of improving the stewardship of water resources by largecompanies operating in water-stressedregions throughout the world and encourag-ing best practices by companies on a broadrange of sustainability issues worldwide.
Cleveland Foundation, Cleveland, OH,United States: $400,000 toward the costs ofits Evergreen Cooperative Initiative, an effortto create a new form of community develop-ment program focused on creating livingwage jobs and asset accumulation opportu-nities for low-income communities inCleveland that could serve as a model forother communities in the U.S.
Dalberg Consulting CC, Johannesburg,South Africa: $122,350 in support of a scop-ing study in West Africa to identify currentimpact investing activities, key players, successes, failures, lessons learned, policyissues, and steps required to grow the sectorfor the benefit of poor and vulnerable popula-tions in the region.
2010 grants
48 | The Rockefeller Foundation | 2010 Annual Report
2010 grants
Duke University, Durham, NC, United States: $84,500 for use by its Center for theAdvancement of Social Entrepreneurship at itsFuqua School of Business in support of plan-ning a potential multi-year effort to researchtrends and lessons for the field of impactinvesting from data gathered by two impactrating systems, B Lab’s “B Corporations” andthe Global Impact Investing Ratings System.
E&Co., Inc., Bloomfield, NJ, United States:$300,000 toward the costs of transitioning toa new organizational model that will promotethe aggregation of capital to scale new cleanenergy enterprises serving poor, environmen-tally vulnerable people in Africa, Asia andLatin America.
Enterprise Community Partners, Inc.,Columbia, MD, United States: $300,000toward the costs of creating innovativeapproaches to mobilize private-sector capitalfor community development efforts in lower-income communities of the United States.
Financial Times Limited, London, England:$69,600 for use by its “This is Africa” publica-tion in support of baseline research, a publi-cation and supplemental articles aboutimpact investing in Africa that will enhancethe profile of the industry and deepen theunderstanding of how impact investment inAfrica can benefit the poor and vulnerable.
Goldmark Productions, Inc., New York, NY,United States: $70,354, in support of radioand online segments covering importanttrends in impact investing to be aired as partof American Public Media’s “Marketplace”programming, in order to educate the publicabout the opportunities for social benefit andfinancial return from impact investing.
Grameen Foundation USA, Washington, DC,United States: $252,486, in support of ademonstration project, in collaboration withBASIX in India, to test a sustainable businessmodel for providing financial and livelihooddevelopment services to the poorest popula-tions in a way that benefits the poor and theinstitution providing the services.
Greater Cincinnati Foundation, Cincinnati,OH, United States: $135,000 toward thecosts of developing an impact investingdonor advised fund product to increaseresources available for U.S. community andeconomic development.
Growth Philanthropy Network, Inc., NewYork, NY, United States: $300,000 toward thecosts of its Social Impact Exchange initiative todevelop practices for studying, implementingand funding large-scale expansions of top-per-forming social purpose organizations that seekto solve social and environmental problemsthat affect poor and vulnerable people.
IGNIA Partners, LLC, San Pedro GarzaGarcía, N.L., Mexico: $1,000,000 as aProgram-Related Investment to support thedevelopment of intermediation capacity forimpact investment in a new social impactsub-sector by capitalizing a private equityfund investing in small- to medium-sizedsocial enterprises serving extremely poor,“Base of the Pyramid” populations in LatinAmerica.
Intellecap Inc., Palo Alto, CA, United States:$500,000 toward the costs of organizing the2010 and 2011 “Sankalp Social Enterpriseand Investment Forum,” to bring togetherstakeholders in Asia to share information onhow market-based mechanisms can provideefficient and innovative solutions that addressthe needs of poor and vulnerable people.
Keystone Accountability, London, UnitedKingdom: $50,000 toward the costs of devel-oping and implementing an impact investingsurvey that will enable social enterprises toincrease performance measurement andeffectiveness.
Lion’s Head Global Partners LLP, London,United Kingdom: $450,000 in support ofdeveloping and syndicating guiding principlesand a framework for impact investing inAfrican agriculture as a means to ensure thatsocially- and environmentally-oriented capitalis deployed to improve African food securityand increase incomes for the poor and vulnerable.
Microfinance Information Exchange, Inc.,Washington, DC, United States: $187,600 insupport of collaborating with the GlobalImpact Investing Network to develop a data-sharing platform that will enable theexchange of performance data on microfi-nance and the broader field of impact invest-ing to lead to better outcomes for poor andvulnerable populations.
Monitor Company Group LP, Cambridge, MA,United States: $300,000 toward the costs ofresearch to identify and document new busi-ness models and market-based solutions for
development and poverty alleviation for poorand vulnerable populations in Africa.
Pacific Community Ventures, Inc., SanFrancisco, CA, United States: $139,700 foruse by its program, InSight, in collaborationwith the Institute for Responsible Investmentin support of an in-depth study of the globalimpact investing policy landscape to inform aglobal audience about how to better utilizeadvantageous policies to advance the fieldand its impact on poor and vulnerable people.
Pacific Community Ventures, Inc., SanFrancisco, CA, United States: $398,060 foruse by its program, InSight, in collaborationwith the Initiative for Responsible Investmentin support of identifying, designing, and advo-cating for discrete impact investing policiesand conducting in-depth policy research inthe U.S. to demonstrate the potential of scal-ing up impact investing efforts.
Pennsylvania Treasury Department,Harrisburg, PA, United States: $441,800 insupport of developing financing vehicles forimpact investments in energy-efficiency retro-fit programs, including energy efficiency loansand audits of the energy efficiency of collegesand universities, in order to reduce energycosts, lower greenhouse gas emissions andcreate or preserve jobs for low-income andvulnerable workers in the U.S.
Pennsylvania Treasury Department,Harrisburg, PA, United States: $65,000toward the costs of developing a financingvehicle to scale impact investments inenergy-efficiency retrofit programs to reduceenergy costs, lower greenhouse gas emis-sions and create or preserve jobs for low-income and vulnerable workers in the U.S.
Philanthropy Northwest, Seattle, WA, United States: $50,000 toward the costs of its Program Related Investment MakersNetwork, which provides networking, pro-fessional development, collaboration and outreach support to grantmakers who useprogram-related and other investments toaccomplish their philanthropic goals.
Registered Trustees of the Financial SectorDeepening Trust, Dar es Salaam, Tanzania:$250,000 toward the costs of a study of agriculture finance in Tanzania that aims toencourage increased lending and investmentin the agricultural sector to improve the livelihoods and incomes of local smallholderfarmers.
The Rockefeller Foundation | 2010 Annual Report | 49
Root Capital Inc., Cambridge, MA, UnitedStates: $500,000 toward the costs of transitioning to a multiple loan fund modelthat will expand and accelerate positiveimpact on small and growing businessesoperating in poor, environmentally vulnerableregions of Africa and Latin America.
Shared Interest, Inc., New York, NY, UnitedStates: $120,000 in support of engaging the Nonprofit Finance Fund’s SustainableEnhancement Grant model to refine its capitalraising and business plan for using partialloan guarantees to encourage commercialbanks to lend to businesses in low-incometownships and rural communities in SouthAfrica.
Small Enterprise Education and PromotionNetwork, Washington, DC, United States:$75,000 toward the costs of its SocialPerformance Working Group for Micro-finance Associations, a global platform forenhancing peer learning among microfinanceorganizations and encouraging the develop-ment and use of social metrics in an effort toensure that impact investments succeed inproducing better outcomes for poor and vulnerable populations.
Social Investment Forum Foundation, Inc.,Washington, DC, United States: $50,000toward the costs of producing and dissemi-nating the 2009/2010 edition of its “Reporton Socially Responsible Investing Trends inthe United States,” to inform the public aboutresponsible and impactful alternative invest-ment practices.
University of Pretoria, Pretoria, South Africa:$366,300 for use by its China-Africa Networkat the Gordon Institute for Business Sciencein support of educating Chinese stakeholdersabout opportunities for socially and environ-mentally responsible investing in Africa.
Innovation
Ashoka, Arlington, VA, United States:$510,000 for use by its Changemakers initia-tive, in collaboration with member govern-ments of the Group of 20 in support of thedesign and launch of an inclusive global com-petition to identify innovative ideas for invest-ing in small- and medium-scale businesseswhose growth can promote pro-poor devel-opment either through job- and income-gen-eration or the provision of services ataffordable prices.
Maker Faire Africa Foundation, Amsterdam,Netherlands: $150,000 toward the costs ofMaker Faire 2011 and 2012, an annual eventthat convenes innovators from around Africaand links them with mentors who can helpbring their innovations to scale, to help spurentrepreneurship and manufacturing as apoverty reduction vehicle for the African continent.
NetHope, Inc., Fairfax, VA, United States:$430,000 in support of collaborating withAccenture Development Partnerships todevelop a plan to build and launch anInnovation for Development Office, which will seek to incubate, partner and scale themost recent successful information and com-munications strategies, to improve the opera-tional capacity of global internationaldevelopment organizations.
The Young Foundation, London, UnitedKingdom: $212,000 in support of the costs of research to assess the need and demandfor an “innovation academy” and of its SocialInnovation eXchange, a global community of social entrepreneurs, businesses, govern-ments and charities committed to building abroader knowledge base about how to applyinnovation to social problems.
Innovations for a Metro Nation
Brookings Institution, Washington, DC,United States: $100,000 for use by itsMetropolitan Policy Program toward the costs of research to develop a functional definition of walkable urban places andestablish performance metrics that will pro-vide a roadmap for how to encourage theircreation and growth.
Center for Land Reform, Inc. (dba Centerfor Community Progress), Flint, MI, UnitedStates: $56,000 in support of completing anddisseminating “The State of Vacant Propertiesin the U.S.,” the first national comprehensiveassessment of the current state of affairs andfuture trends in vacant property reclamation.
CEOs for Cities, NFP, Chicago, IL, UnitedStates: $250,000 toward the costs of its“U.S. Cam-paign,” to collaborate with urbanleaders and activists to develop knowledgeand innovative local organizing strategies thatwill build and sustain the next generation ofAmerican cities.
Fund for Cities of Service, Inc., New York,NY, United States: $1,000,000 in continued
support of its Cities of Service LeadershipGrants to accelerate and strengthen the serv-ice expansion initiatives of ten cities partici-pating in the Cities of Service Coalition,formed to increase civic engagement and theamount and impact of local service efforts.
Low Income Investment Fund, SanFrancisco, CA, United States: $100,000 insupport of a collaborative project withReconnecting America on the inclusion oflow-income communities in transit-orienteddevelopment projects and identifying a rolefor Community Develop-ment FinancialInstitutions to bring transit-oriented develop-ment financing to scale.
National Housing & CommunityDevelopment Law Project, Oakland, CA,United States: $150,800 toward the costs ofits “Dialogues for Change” project, to designand implement a strategy to assist the resi-dents of government supported rental hous-ing to actively engage in a series of nationalconsultation activities which will inform thefuture of public housing and voucher pro-grams in the U.S.
Santa Fe Institute, Santa Fe, NM, UnitedStates: $231,400 in support of a researchproject to develop a theory and applicationfor understanding the structure, dynamicsand organization of cities, and a relatedmeeting to be held at the RockefellerFoundation Bellagio Center, Italy, July 2010.
The Next American City, Inc., Philadelphia,PA, United States: $162,500 in support of itsnew Urban Leaders Fellows project, toengage exemplary bloggers to create weeklyweb content on federal urban policy, urbaninformatics and transportation advocacy; andits second annual conference on urban advo-cacy and the role of the internet as a tool tobuild partnerships that can inform urban pol-icy entitled, “Open Cities: New Media’s Rolein Shaping Urban Policy,” to be held fall 2010.
Urban Institute, Washington, DC, UnitedStates: $80,000 for use by its MetropolitanHousing and Communities Policy Center incontinued support of the “Chicago FamilyCase Management Demonstration” project, amulti-year research effort of U.S. governmentprograms that seek to provide families facingmultiple barriers to successful relocationachieve better housing outcomes, and dis-semination activities for the book “Moving toOpportunity: The Story of An AmericanExperiment to End Ghetto Poverty”.
2010 grants
50 | The Rockefeller Foundation | 2010 Annual Report
2010 grants
Networks for Urban Innovation
American Planning Association,Washington, DC, United States: $25,000 insupport of travel scholarships for delegatesfrom Latin America to attend a conferencelaunching the Ashoka Changemakers’“Sustainable and Inclusive Housing andLivable Cities Challenge,” to be held in SãoPaulo, Brazil, October 2010.
Ashoka, Arlington, VA, United States:$499,000 for use by its Changemakers initiative in support of the “Sustainable and Inclusive Housing and Livable CitiesChallenge,” a collaborative competition forinnovations in sustainable housing design for Latin America and the Caribbean and a“Sustainable Housing Solutions Guide” forinnovators, entrepreneurs, investors and consumers addressing urban housing issues.
CEOs for Cities, NFP, Chicago, IL, UnitedStates: $59,900 in support of addressingurban poverty and the sustainability andresilience of cities by convening internationalurban and governance experts to develop theparameters of the roles and responsibilities ofcities and city-wide actors and to identify indi-viduals or institutions that can further definethese roles.
Habitat for Humanity International, Inc.,Atlanta, GA, United States: $165,000 in sup-port of facilitating and administering activitiesat the World Urban Forum 2010 a conferenceto address rapid urbanization and its impacton communities, cities, economies, climatechange and policies, to be held in Rio deJaneiro, Brazil, March 2010.
Indian School of Business, Hyderabad, India:$250,000 for use by its Center for EmergingMarket Solutions toward the costs of re-search, analysis, and convenings focused onurbanization and affordable housing in India.
International Housing Coalition, Inc.,Washington, DC, United States: $152,600 insupport of developing educational activitiesand resources, including issue-oriented advo-cacy campaigns, topical seminars and aweb-based platform, to disseminate researchon the importance and impact of housing and urban issues to policy makers, develop-ment practitioners and leaders in developingcountries.
Monitor Company Group LP, Cambridge,MA, United States: $354,000 in support of
monitoring and evaluating unintended conse-quences of low-income housing projects for urban poor in India, and developingapproaches to address the negative conse-quences of them and propagate strategiesfor improving them.
Operation California, Inc. (dba OperationUSA), Culver City, CA, United States: $21,200in support of a workshop bringing togetherinternational experts on refugee housing,including practitioners, academics and advocates, to address issues around thedesign and functionality of refugee camps,many of which eventually become permanentsettlements.
Partners for Urban Knowledge, Action andResearch, Mumbai, India: $431,107, in sup-port of a multifaceted research study, in col-laboration with Harvard University’s School of Public Health and New York University, on the physical and social determinants ofhealth in disadvantaged urban settings inMumbai, India in an effort to identify replicablesolutions for improving health among urbanpopulations.
Regents of the University of California at Berkeley, Berkeley, CA, United States:$250,326, for use by its Department of Cityand Regional Planning’s Institute of Urbanand Regional Development in support of acollaborative project to ensure that recentlylaunched infrastructure development pro-grams in Kenya are scalable and responsiveto local community needs.
Shack Dwellers International,Johannesburg, South Africa: $4,000,002,toward the costs of developing more inclusiveshelter strategies for cities in the developingworld by increasing engagement and buildingpartnerships between the urban poor andlocal governments.
The New York Academy of Medicine, NewYork, NY, United States: $120,000 for use byits International Society for Urban Health insupport of travel and other associated costsfor participants from developing countries toattend the 9th International Conference onUrban Health, to be held in New York City,October 2010.
University of Nairobi, Nairobi, Kenya:$245,150 for use by its Department of Urbanand Regional Planning in support of a collab-orative project in Kenya to ensure thatrecently launched infrastructure development
programs are scalable and responsive tolocal community needs.
NYC Opportunities Fund
3-Legged Dog, Inc., New York, NY, UnitedStates: $175,000 as a recipient of a NewYork City Cultural Innovation Fund award,toward the costs of building a two-part sponsorship fund and distribution platform for developing and distributing new works ofexperimental performing art.
Bowery Arts and Science, Ltd., New York,NY, United States: $175,000 as a recipient ofthe New York City Cultural Innovation Fund,toward the costs of “A White Wing Brushingthe Building: Poetry and Community,” a multi-faceted, community-based presentation ofpoetry from 16 diverse New York City neigh-borhoods, utilizing new media technologies.
Center for New York City Neighborhoods,Inc., New York, NY, United States: $500,000in general support of its mission to help dis-tressed homeowners retain and preserveNew York City neighborhoods by limiting thenegative impacts of foreclosure, property flip-ping and abandonment.
CEOs for Cities, NFP, Chicago, IL, UnitedStates: $100,000 toward the costs of “OneMinute for Your City,” a communicationscampaign designed to solicit ideas from resi-dents on how to improve New York City.
City Futures, Inc., New York, NY, UnitedStates: $50,000 for use by its Center for anUrban Future in support of convening NewYork City’s real estate and art communities to consider mutually beneficial real estatearrangements for artists impacted by the current economic climate, based on propos-als in its “Time To Be Creative” report.
City Futures, Inc., New York, NY, UnitedStates: $160,000 for use by its Center for anUrban Future in support of commissioningthought papers and organizing three conven-ings focused on the challenges faced by NewYork City and possible opportunities for inno-vative solutions to them.
City Parks Alliance, Inc., Washington, DC,United States: $100,000 toward the costs ofthe “International Urban Parks Conference:Leveraging the Power of Parks,” to addressthe role parks can play in solving challengesfaced by cities, to be held in New York City,July 2012.
The Rockefeller Foundation | 2010 Annual Report | 51
Columbia University, New York, NY, UnitedStates: $16,100 for use by its School ofInternational and Public Affairs toward thecosts of the 13th Dinkins Leadership andPublic Policy Forum on the topic of urbaneconomic growth and recovery in NewJersey, New York and Pennsylvania, held inNew York City, February 2010.
Creative Time, Inc., New York, NY, UnitedStates: $175,000 as a recipient of a New YorkCity Cultural Innovation Award toward thecosts of launching “Artists on the News,” abiweekly feature on the Huffington Post web-site as well as a regular public radio segmentthat includes artists to encourage broaderthinking on current events and promote artistsas active participants in public life.
Dance Theatre of Harlem, Inc., New York,NY, United States: $175,000 as a recipient ofa New York City Cultural Innovation Fundaward, toward the costs of a series of six-week in-person and online explorations intothe creation of new dance works in order tobuild audiences and provide new repertoire.
Demos: A Network for Ideas and Action,Ltd., New York, NY, United States: $175,000as a recipient of a New York City CulturalInnovation Fund award, for use by its Institutefor Culture in the Service of CommunitySustainability toward the costs of collectingand disseminating new data and field researchto quantify and qualify how arts and cultureenhance the cultural, environmental and com-munity sustainability of urban communities.
El Barrio’s Operation Fightback, Inc., NewYork, NY, United States: $100,000 toward thecosts of the pre-development phase ofacquiring and developing a former publicschool in the East Harlem area of New YorkCity to provide affordable live/work housingfor artists and their families and office andprogrammatic space for arts, social serviceand community organizations.
EmcArts Inc., New York, NY, United States:$200,000 as a recipient of a New York CityCultural Innovation Fund award, toward thecosts of “New York/New Pathways,” an inno-vation training and immersion programincluding three community convenings for up to 40 organizations from the New York-area arts community, and an in-depth inter-vention around innovation to develop and testbreakthrough strategies for three selectedorganizations.
Eugenio Maria de Hostos CommunityCollege Foundation, Bronx, NY, UnitedStates: $150,000 for use by its HostosCenter for the Arts and Culture as a recipientof a New York City Cultural Innovation Fundaward, toward the costs of “The Young RootsSeries: Innovation Out of Tradition,” a curatedseries of performances showcasing youngmasters of Afro-Caribbean music who addelements of jazz, hip-hop, rock and reggae-ton in collaborations that eschew nationaldistinctions.
Exit Art/The First World, Inc., New York, NY,United States: $175,000 as a recipient of aNew York City Cultural Innovation Fundaward, toward the costs of establishing“DigiMovies,” a theater exclusively devoted tothe presentation of digitally-produced inde-pendent cinema, and a new grassroots infra-structure for digital film distribution.
Foundry Theatre, New York, NY, UnitedStates: $175,000 as a recipient of a NewYork City Cultural Innovation Fund award,toward the costs of creating five artisticworks exploring life in New York City throughcollaborations between artists and commu-nity-based and social justice organizations.
Hip-Hop Theater Festival, Inc., Brooklyn,NY, United States: $75,000 toward the costsof the 10th annual Hip-Hop Theater Festival,an artistic celebration of contemporary lan-guage and culture addressing the socio-political issues relevant to young, urban com-munities, to be held at the Westbeth ArtsCenter in New York City, October 2010.
Isamu Noguchi Foundation and GardenMuseum, Long Island City, NY, United States:$100,000 toward the costs of “Studies inSpace, Art and Civic Action: A Vision for LongIsland City,” a project in which teams of archi-tects, artists, landscape architects and urban-ists will propose a future vision for the designand development of northwestern Queens.
Island Press—Center for ResourceEconomics, Washington, DC, United States:$58,800 in support of a new introduction toand reprinting of “Ideas That Matter: TheWorlds of Jane Jacobs,” to share the ideas,vision and philosophies of Jane Jacobs withurban planners working to transform publicspaces, buildings and neighborhoods.
Mayor’s Fund to Advance New York City,New York, NY, United States: $65,000 in sup-port of the “UrbanCanvas Design
Competition,” in collaboration with the NewYork City Departments of Cultural Affairs andBuildings, for artists and designers proposingpublic works of art to cover temporary con-struction fences, scaffolds and sidewalksheds throughout New York City.
Mayor’s Fund to Advance New York City,New York, NY, United States: $500,000 incollaboration with the New York City Centerfor Economic Opportunity toward the costs ofdeveloping networks of non-profits acrosseight urban areas in the U.S. to collaborateon program improvements and to share bestpractices regarding the replication and scal-ing of five anti-poverty programs—Jobs-Plus,Family Rewards, SaveUSA, Young AdultInternship Program and WorkAdvance—aswell as a sixth program to encourage innova-tion by local governments.
Municipal Art Society of New York, NewYork, NY, United States: $409,600 in supportof coordinating the fourth award competitionfor the Rockefeller Foundation-sponsoredJane Jacobs Medal, which honors Jacobs’groundbreaking work in urban design, and oforganizing other public programs related tothe principles embodied in her work.
Municipal Art Society of New York, NewYork, NY, United States: $150,000 toward thecosts of a survey on the livability of New YorkCity and a “Summit for New York City,” toform the basis for a comprehensive publiceducation and advocacy effort to enhancethe City’s livability even as its populationsgrow over the long term.
Museum of Arts and Design, New York, NY,United States: $75,000 toward the costs ofthe organization and presentation of “TheGlobal Africa Project,” an exhibition focusingon aspects of contemporary design, craft andart by individuals working in Africa, Asia, theCaribbean, Europe and the United Stateswhose work exemplifies the creativity comingout of or inspired by Africa.
Museum of Contemporary AfricanDiasporan Arts, Brooklyn, NY, United States:$175,000 as a recipient of a New York CityCultural Innovation Fund award, toward thecosts of “Soul of Brooklyn,” a consortium of22 African Diaspora Arts Organizations work-ing to brand Brooklyn as the destination for aunique and authentic African diasporan cul-tural experience.
2010 grants
52 | The Rockefeller Foundation | 2010 Annual Report
2010 grants
Museum of Modern Art, New York, NY,United States: $67,000 in support of publish-ing a catalogue for its exhibition “RisingCurrents: Projects for New York’s Waterfront,”outlining and evaluating the process by whichfive interdisciplinary teams proposed optionsto redesign New York’s shoreline in responseto climate change projections.
Natural Resources Defense Council, Inc.,New York, NY, United States: $500,000toward the costs of education and outreachfor its “Sustainable Transit Campaign” toestablish equitable, sustainable, and eco-nomically and environmentally-friendly trafficpricing in the New York metropolitan region.
New Museum of Contemporary Art, NewYork, NY, United States: $200,000 toward thecosts of the “Festival of Ideas for a New City,”a multi-institutional partnership that seeks toprovide a platform for new thinking, adoptingsustainable solutions and promoting the valueof creative capital to improve everyday life inNew York City.
New York Foundation for the Arts, Inc.,Brooklyn, NY, United States: $175,000 as a recipient of a New York City CulturalInnovation Fund award, toward the costs of the first multi-disciplinary festival ofCambodian arts to be produced in the UnitedStates and the first of its scale to take placeoutside Cambodia.
New York Hall of Science, Queens, NY,United States: $150,000 as a recipient of aNew York City Cultural Innovation Fundaward, toward the costs of “ReGeneration:Art, Technology and Science Biennial,” a six-week exhibition engaging nine artists to workwith the local community to create work thatexplores the connections among immigration,urbanization, cultural vitality and sustainability.
New York Landmarks Conservancy, NewYork, NY, United States: $50,000 in supportof its technical services program, which pro-vides guidance and technical expertise onhistoric buildings and landmarks to home-owners, government agencies and nonprofitsin New York City.
Nonprofit Finance Fund, New York, NY,United States: $72,500 for the costs of aproject to enhance the financial capacity ofselect New York City Cultural Innovation Fundapplicants and grantees.
Performance Zone, Inc., New York, NY,United States: $150,000 toward the costs of expanding Economic Revitalization forPerforming Artists—a program that helpsNew York performing artists learn actionablestrategies to increase their income and long-term stability—to include replication activitiesand technical assistance grants.
Pratt Institute, Brooklyn, NY, United States: $250,000 for use by its Center forCommunity Development as a recipient of a New York City Cultural Innovation Fundaward, toward the costs of integrating thearts into its Sustainable NeighborhoodsInitiative in order to reach more people, createnew ways to communicate with residents,reinforce sustainable practice and deepen itsprograms’ impacts.
Queens Museum of Art, Queens, NY, UnitedStates: $200,000 as a recipient of a NewYork City Cultural Innovation Fund award,toward the costs of collaborating withQueens College City University of New Yorkto develop a Social Practice Masters of FineArts program and to launch “Corona Studio,”a professional artists’ residency programembedding two artists in Corona, Queens, for year-long residencies in partnership withcommunity organizers and community-basedorganizations.
Randall’s Island Sports Foundation, NewYork, NY, United States: $175,000 as a recipient of a New York City CulturalInnovation Fund award, toward the costs of“Environmental Sculpture and Music,” anenvironmental art installation and musicalevent to be held on the waterfront pathwaysof Randall’s Island Park.
Research Foundation of the City Universityof New York, New York, NY, United States:$100,000 for use by the Institute ofSustainable Cities at Hunter College, CityUniversity of New York, as a recipient of aNew York City Cultural Innovation Fundaward, in support of an online crowdsourcingtool and physical installation that will facilitatedialogue among climate scientists, urbanplanners and the public about sustainabilityand climate change.
Rockefeller Foundation Jane Jacobs MedalAwards, New York, NY, United States:$200,000 to provide cash prizes to the recipi-ents of the Rockefeller Foundation JaneJacobs Medal or to organizations designatedby the awardees.
Seventh Regiment Armory Conservancy,Inc., New York, NY, United States: $175,000as a recipient of a New York City CulturalInnovation Fund award, toward the costs ofthe first two seasons of dance presentationsin the Wade Thompson Drill Hall, a perma-nent, grand-scale, non-proscenium dancespace in New York City.
Solomon R. Guggenheim Foundation, NewYork, NY, United States: $200,000 toward thecosts of a series of six walking tours of “stillspots” in New York City’s five boroughs,exploring the concept of stillness in a restlessurban landscape.
Sweet Jane Productions Inc., Brooklyn, NY,United States: $50,000 as a recipient of a NewYork City Cultural Innovation Fund award,toward the costs of “Reconstruction,” an inter-active drama exploring theater as an educa-tional and immersive experience that trains theaudience in carpentry, construction and greentechnology to incrementally retrofit a multi-usearts space over the course of the play’s run.
The Asia Society, New York, NY, UnitedStates: $100,000 toward the costs of “NineLives: In Search of the Sacred in ModernIndia,” readings and performances based onWilliam Dalrymple’s book, which examinesthe way social changes have affected thegreat Indian traditions of mysticism, monasti-cism, music and dance.
The New School, New York, NY, UnitedStates: $50,000 for use by Milano the NewSchool for Management and Urban Policy insupport of research for a comparative casestudy examining the role and impact of artsand culture in New York City and Toronto.
Urban Word NYC, Inc., New York, NY, UnitedStates: $100,000 toward the costs of theNew York City Youth Poet Laureate Project, a city-wide community outreach program that engages the voice of local youth whilepromoting civic engagement, volunteerism,youth leadership, voter awareness and artisticexcellence.
Wildcat Service Corporation, New York, NY, United States: $200,000 toward thecosts of its “Neighborhood ImprovementProject,” providing job training and placementsupport to public assistance recipients towork in at-risk neighborhoods in low-income,minority communities suffering from high foreclosure rates.
The Rockefeller Foundation | 2010 Annual Report | 53
Philanthropic Sector
Council on Foundations, Arlington, VA,United States: $55,000 in general support of its mission to provide the opportunity, leadership and tools needed by philanthropicorganizations to expand, enhance and sustain their ability to advance the commongood.
East Africa Association of Grantmakers,Nairobi, Kenya: $125,000 in support ofresearch to study the state and nature of phi-lanthropy in East Africa in an effort to developevidence-based programs for informing andpromoting philanthropy in the region.
The Foundation Center, New York, NY,United States: $55,000 in general support of its mission to strengthen the nonprofit sector by advancing knowledge about U.S.philanthropy.
The Foundation Center, New York, NY,United States: $100,000 toward the costs ofbuilding a global data platform for philan-thropy that will enhance the accessibility ofinformation on philanthropic activity aroundthe world.
Grantmakers in the Arts, Seattle, WA, UnitedStates: $15,000 in general support of its mis-sion to strengthen the field of private-sectorarts and culture grantmaking.
GuideStar International Ltd., London, UnitedKingdom: $77,000 in support of continuingdevelopment of GuideStar India, a searchableonline database that provides the philan-thropic sector in India with better access toinformation on credible non-governmentorganizations.
GuideStar USA, Inc., Williamsburg, VA,United States: $25,000 in general support of its mission to revolutionize philanthropyand nonprofit practice by providing informa-tion that advances transparency in the philanthropic sector, enables users to makebetter decisions, and encourages charitablegiving.
Independent Sector, Washington, DC,United States: $25,000 in general support of its mission to advance the common goodby leading, strengthening and mobilizing the nonprofit community.
Kenya Community DevelopmentFoundation, Nairobi, Kenya: $103,000 foruse by the African Grantmakers Networktoward the costs of its inaugural Pan AfricanAssembly, which aims to strengthen the net-work of African grantmaking organizationsand create a common strategy for advocacyof philanthropy within Africa, to be held inNairobi, Kenya, November 2010.
Philanthropy New York, Inc., New York, NY, United States: $250,000 for use by itsDiversity in Philanthropy Project toward thecosts of the D5 Initiative, a collaborative effortto strengthen the philanthropic sector’s effec-tiveness through increased diversity andinclusive practice.
Philanthropy New York, Inc., New York, NY,United States: $30,000 in general support ofits mission to strengthen philanthropy byoffering programs and resources that supporteffective, strategic grantmaking, facilitatingcollaboration and knowledge sharing, andcommunicating the value of the philanthropicsector in our society.
Population and Community DevelopmentAssociation, Bangkok, Thailand: $50,990 insupport of piloting a philanthropy workshopfor young Thai business executives and highnet worth individuals to raise awareness ofphilanthropy and encourage further philan-thropic activities.
Thai Fund Foundation, Bangkok, Thailand:$35,240 in support of developing an accred-ited program to train fundraisers at non-profit organizations in Thailand in order tostrengthen their capacity to mobilizeresources and ensure sustainability.
The Aspen Institute, Inc., Washington, DC,United States: $100,000 toward the costs of its Program on Philanthropy and SocialInnovation’s Aspen Philanthropy Group work-shops, a series of meetings focused onensuring high-quality and accessible statisti-cal data on social sector activity in an effort to enhance the efficacy of philanthropists andthose they support.
World Affairs Council of Northern California,San Francisco, CA, United States: $75,000toward the costs of its Global PhilanthropyForum, which brings together foundationleaders, individual donors, social investors,and agents of change to learn more aboutopportunities for international philanthropy.
President’s Discretionary
Board of Trustees of the Leland StanfordJunior University, Stanford, CA, UnitedStates: $250,000 for use by its Center onPhilanthropy and Civil Society in support ofacquiring and operating the “Stanford SocialInnovation Review,” a publication focused oncritical issues related to philanthropy, socialinnovation and civic engagement.
California Institute of Technology,Pasadena, CA, United States: $50,000 foruse by its Caltech Optical Observatories insupport of the “Palomar Observatory BookProject” celebrating the 60th anniversary ofthe Palomar Observatory.
Carnegie Endowment for InternationalPeace, Washington, DC, United States:$150,000 in support of costs associated withorganizing four conferences and meetings toadvance its vision of pioneering a global thinktank committed to collaborative internationalresearch, analysis and policy work, to be heldat the Rockefeller Foundation Bellagio Centerin 2010.
Center for National Policy, Washington, DC,United States: $499,241, in support of the“Global Summit on Resilience,” to mark the10th anniversary of the September 11 terroristattacks, showcase ongoing, new and plannedresilience efforts including initiatives on climateadaptation and global economic develop-ment, and offer templates for successfulresilience building activities that can be pur-sued on a national and international scale.
Center for the Advancement of Women,Inc., New York, NY, United States: $50,000 in general support of its mission to promoteand protect women’s rights and opportuni-ties, worldwide, by conducting national opin-ion research among women to measureexperiences in their daily lives in order topresent a profile of women that is used toeducate opinion leaders, policymakers andthe general public.
Cherie Blair Foundation for Women,London, United Kingdom: $120,000 towardthe costs of hiring a program manager for its “Women Entrepreneurs and MobileTechnology Program,” which seeks to providewomen with improved access to mobilephones as a way to develop and improvetheir entrepreneurial ventures in the MiddleEast, South Asia and sub-Saharan Africa.
2010 grants
54 | The Rockefeller Foundation | 2010 Annual Report
2010 grants
Duke University, Durham, NC, United States:$57,500 for use by its Center for StrategicPhilanthropy and Civil Society to help philan-thropy achieve broader and deeper impact insolving problems that face the social sectorand the wider civic community.
Florida International University, Miami, FL, United States: $115,000 for use by itsWolfsonian Museum in support of “FourFreedoms: Teen Thoughts on DemocracyOnline,” web-based educational materialsdesigned to engage youth on the ideas offreedom and democracy as represented inNorman Rockwell’s “Four Freedoms” posters.
Greater Washington, DC EducationalTelecommunications Association, Inc.,Arlington, VA, United States: $100,000toward the costs of the “Women 2.0 MediaProject Digital Oral History” website, whichwill contain oral histories and other materialson women integral to the women’s rightsmovement in the United States.
Greater Washington, DC EducationalTelecommunications Association, Inc.,Arlington, VA, United States: $250,000 towardthe costs of producing “The Dust Bowl,” atwo-part, four-hour film reviewing the causes,effects and responses to the worst man-made ecological disaster in U.S. history.
Jazz at Lincoln Center, Inc., New York, NY,United States: $50,000 toward the costs ofits orchestra’s week-long residency in Cubaand related programs exploring the musicalconnections among Havana, New Orleansand New York City.
Mary Robinson Foundation, Dublin, Ireland:$149,500 in support of building women’sleadership in the area of climate justice and inparticular, including a gender and climate per-spective in negotiations at the 16th UnitedNations Framework Convention on ClimateChange.
Massachusetts Institute of Technology,Cambridge, MA, United States: $30,000 foruse by its Innovations journal in support ofproducing an issue entitled “Urban Innovation:New Orleans Five Years After Katrina” focus-ing on innovative approaches in the region tosustainable urban development, social entre-preneurship, public education, health care, jobcreation and economic development.
National Women’s Law Center, Washington,DC, United States: $100,000 toward thecosts of collaborating with the American CivilLiberties Union, Citizens for Global Solutions,the Communications Consortium MediaCenter, the Leadership Conference on CivilRights Education Fund and the YWCA-USAto educate thought leaders, media, policy-makers and the public on the benefits of theUN Convention on the Elimination of AllForms of Discrimination Against Women.
Public/Private Ventures, Philadelphia, PA,United States: $250,000 toward the costs ofa study to advance understanding of the rolesectoral strategies can play in improvingemployment outcomes for young adults.
Research Foundation of State University ofNew York, Albany, NY, United States: $25,000for use by the Nelson A. Rockefeller Instituteof Government at the State University of NewYork toward the costs of developing a four-year fiscal plan for the state of New York.
The Synergos Institute, Inc., New York, NY,United States: $50,000 in general support ofits mission to mobilize resources and bridgesocial and economic divides to reducepoverty and increase equity around the world.
Trustees of the University of Pennsylvania,Philadelphia, PA, United States: $27,100 foruse by its Institute for Strategic ThreatAnalysis and Response in support of a wel-come reception for the “International Study ofRadicalization and Political Violence Peaceand Security Summit” to be held in New YorkCity, summer 2010 which will provide leadinginternational policymakers, experts and otherstakeholders opportunities to engage in out-come driven discussions about potentialthreats to peace and security.
Trustees of the University of Pennsylvania,Philadelphia, PA, United States: $50,000 foruse by its Museum of Archeology and Anthro-pology in support of “Museum EducationalMaterials for the 21st Century,” a communityoutreach project that includes activities forschoolchildren and teachers to enhance theirappreciation of the museum and complementtheir social studies and world history curricula.
University of Delaware, Newark, DE, UnitedStates: $138,000 in support of forming anonpartisan group of economic and legalexperts, established corporate directors andcorporate secretaries, and investors to studythe role of boards of directors in corporate
governance and to make recommendationson board practice.
University of Liberia, Monrovia, Liberia:$364,000 for use by its College of Agricultureand Forestry to revitalize its capacity and initiate research and begin the multiplicationand distribution of improved rice varieties toenhance Liberia’s national food security.
Women’s Campaign International,Philadelphia, PA, United States: $100,000toward the costs of its First Ladies’ LegacyProject, to provide training on strategic plan-ning and capacity building to a group ofAfrican First Ladies to enable them to createand sustain their respective legacy plans towork toward social improvement and devel-opment, to be held during the African Unionsummit, Ethiopia, January 2011.
Program Related InvestmentFund (PRI)
Social Impact Partnership LP, London,United Kingdom: $500,000 as a Program-Related Investment to support an innovativeapproach to impact investing intermediationwith potential broad application in solvingsocial problems, to reduce recidivism amongan estimated 3,000 male prisoners withshort-term sentences in an economicallydepressed area of the U.K.
Poverty Reduction throughInformation & Digital Employment(PRIDE)
Childline Kenya, Nairobi, Kenya: $403,800 in support of professionalizing and increasingthe efficiency of its toll-free child abuse hotlineto ensure better response and support to vulnerable children in Kenya.
Digital Divide Data, New York, NY, UnitedStates: $895,000 in support of establishing a program in Kenya to operate local impactoutsourcing centers employing disadvan-taged youth, host a management traininginstitute to build the capacity of impact out-sourcing managers, and conduct marketresearch to understand the emerging sector.
Monitor Company Group LP, Cambridge,MA, United States: $585,000 in support of a research project exploring the potential ofoutsourcing employment opportunities forproviding jobs and economic growth to verypoor populations in emerging economies inIndia and Kenya.
The Rockefeller Foundation | 2010 Annual Report | 55
Samasource, Inc., San Francisco, CA, UnitedStates: $799,200 in support of further refiningand executing its business model, which uti-lizes innovative technology platforms to train,manage and outsource distributed digitalwork to small impact outsourcing providers inurban and rural Kenya, Rwanda and Ugandaand create jobs for very poor populations.
World Vision, Inc., Washington, DC, UnitedStates: $600,000 toward the costs of design-ing and implementing a field-based sharedservice center in Nairobi, Kenya to enhancethe delivery of information and communicationtechnology services and support field opera-tions across Africa; and conducting a designstudy and pilot implementation of businessprocess outsourcing centers in rural andsemi-rural Tanzania and Ghana to generateincome and economic empowerment for poorand vulnerable people in those communities.
Re-launch Fund: Africa
African Technology Policy Studies Network,Nairobi, Kenya: $75,952, in support of theworkshop “Strengthening Linkages betweenPolicy Research and Policymaking for AfricanDevelopment,” to be held in Mombasa,Kenya, February 2011.
Farm Concern International, Nairobi, Kenya:$75,000 in support of a project to design,test and implement pilot projects in order todevelop a business model for expandingyouth participation in agricultural systems inKenya as a means to address anticipatedfuture youth unemployment and low agricul-tural productivity.
GSMA Foundation, Inc., Atlanta, GA, UnitedStates: $50,000 for use by its GSMADevelopment Fund, toward the costs of abook that chronicles the innovative develop-ment of the mobile-phone based moneytransfer platform mPesa, and its transforma-tive impact on poor and vulnerable people in Kenya.
National Museums of Kenya, Nairobi,Kenya: $50,000 in support of constructing a canopy for its open-air amphitheatre that will optimize use of the space for visitors tothe museum including audiences attendingeducational and cultural events.
Wilton Park Executive Agency, WestSussex, United Kingdom: $100,000 toward the costs of “Africa 2010: The KeyChallenges,” a conference to review the
achievements made toward Africa’s develop-ment at the mid-point between the comple-tion of the “Africa Commission Report” in2005 and the 2015 target date for achieve-ment of the Millennium Development Goals.
Re-launch Fund: Asia
Arsom Silp Institute of the Arts, Bangkok,Thailand: $85,000 in support of developingpreservation and restoration activities andguidelines in two historic Thai neighbor-hoods—one in Bangkok and one in theprovince of Chanthaburi—by making use of a multi-stakeholder participatory process.
BRAC University, Dhaka, Bangladesh:$29,850 for use by its BRAC DevelopmentInstitute toward the costs of a conference on“Transcending Binaries: The Politics of Islamin South Asia” to be held in Dhaka,Bangladesh, December 2010.
Chulalongkorn University, Bangkok, Thailand:$43,890 for use by its Department of Urbanand Regional Planning to explore approachesfor arts to serve as a tool for community revital-ization in two Bangkok neighborhoods and toshare lessons learned to inform policymaking.
Chulalongkorn University, Bangkok, Thailand:$45,360 for use by its Department of Urbanand Regional Planning in support of a lectureseries on inequality and injustice in access toresources and basic services in Thailand.
National Institute of Development Admini-stration, Bangkok, Thailand: $19,000 for use by its Center for Philanthropy and CivilSociety toward the costs of travel support forrepresentatives from Thai non-governmentalorganizations to attend the International Anti-Corruption Conference, to be held inBangkok, November 2010.
Oxfam, Oxford, United Kingdom: $50,000toward the costs of a project to promote climate change justice and a sustainable res-olution of land ownership conflicts in Thailandthrough the deployment of appropriate strate-gies that take into consideration the commu-nity rights of local indigenous populations andto promote sustainable livelihood and naturalresources management.
Thai Breastfeeding Center Foundation,Bangkok, Thailand: $25,000 toward thecosts of disseminating the “Thai Breast-feeding Atlas” in Thailand, and developing aplan for possible replication in Vietnam.
Research
African Center for EconomicTransformation, Washington, DC, UnitedStates: $85,000 in support of a project toconduct trend monitoring and horizon scan-ning on issues relevant to poverty and humandevelopment, focused on West Africa.
Bertelsmann Foundation, North America,Inc., Washington, DC, United States:$308,200 toward the costs of “Megatrends inGlobal Interaction: Creative Disseminationand New Media Strategy," a project todevelop an accessible on-line platform withglobal trend resources to assist researchersand policymakers identify future global chal-lenges and enrich long-term planning efforts.
Brookings Institution, Washington, DC,United States: $307,300 for use by its AfricanGrowth Initiative in support of raising visibilityamong African policymakers and internationalresearchers of Africa-based researchersdoing policy relevant work on African growthand structural transformation by convening itsinaugural annual growth forum, to be held inWashington, DC, winter 2011.
Centre for Democracy and Development,Abuja, Nigeria: $85,900 in continued supportof a project to conduct trend monitoring andhorizon scanning on issues relevant topoverty and human development, focused onWest Africa.
FORO Nacional Internacional, Lima, Peru:$159,400 in continued support of a project toconduct trend monitoring and horizon scan-ning research on issues relevant to povertyand human development, focused on SouthAmerica.
Institute for the Future, Palo Alto, CA, UnitedStates: $298,500 in support of a project tosynthesize and visualize trend and horizonscanning information on issues relevant topoverty and human development through asignals database, a web-based map, and aninteractive game platform.
Intellecap Inc., Palo Alto, CA, United States:$345,800 toward the costs of a project toconduct trend monitoring and horizon scan-ning research on issues relevant to povertyand human development, focused on India,Bangladesh and Pakistan, and a meeting ofSearchlight grantees to be held in Mumbai,India, spring 2011.
2010 grants
56 | The Rockefeller Foundation | 2010 Annual Report
2010 grants
New York University, New York, NY, UnitedStates: $51,500 for use by its Institute forInternational Law and Justice toward thecosts of a study to analyze the usefulness ofindicators in designing interventions tacklingcomplex problems that affect poor and vul-nerable populations.
SA Node of the Millennium Project,Johannesburg, South Africa: $150,900 incontinued support of building and maintainingan Internet-based information repository andnetworking platform for pro-poor foresight—forward looking analysis that focuses on poorand vulnerable people by way of anticipatinglong-term trends through the use of variousresearch methodologies.
Strategic Foresight Group, Mumbai, India:$302,400 toward the costs of a project toconduct trend monitoring and horizon scan-ning research on issues relevant to povertyand human development, focused on India,Bangladesh, Indonesia, Thailand, Vietnam,and Middle East countries.
The Millennium Project Corporation,Washington, DC, United States: $124,700 insupport of 1) a project to assist in improvingthe capacity of developing countries to con-duct futures research by providing targetedtravel support for participants from develop-ing countries to attend the Millennium ProjectPlanning Committee Meeting, to be held inBoston, July 2010 and 2) a long-term finan-cial sustainability and feasibility plan for theorganization.
Trustees of Boston University, Boston, MA, United States: $98,000 for use by itsFrederick S. Pardee Center for the Study ofthe Longer-Range Future in support of a proj-ect to synthesize and visualize trend and hori-zon scanning information on issues relevantto poverty and human development throughmultiple methodological approaches andinformation quality assurance.
University of Manchester, Manchester,United Kingdom: $39,740 for use by itsManchester Institute of Innovation Researchin support of a project to synthesize and visu-alize trend and horizon scanning informationon issues relevant to poverty and humandevelopment including the publication of aspecial issue of the journal “Foresight”.
University of Sussex, Brighton, UnitedKingdom: $63,100 for use by its Science andTechnology Policy Research Department, insupport of a collaboration with the Social,Technological and Environmental Pathways toSustainability (STEPS) Centre to conductresearch on the application of new models fortechnology assessment in the Global Southand their potential to foster development inhealth, climate change and agriculture.
Search
Cold Spring Harbor Laboratory, Cold SpringHarbor, NY, United States: $50,000 towardthe costs of a meeting and publication tocommemorate the 75th anniversary of theCold Spring Harbor Symposium onQuantitative Biology.
Columbia University, New York, NY, UnitedStates: $250,000 for use by its EarthInstitute’s Tropical Agriculture and RuralEnvironment Program in support of “Meetingthe Challenge of 2050: Intelligent Agricultureand Food Systems to Feed the GlobalPopulation,” a program to continue the devel-opment of sustainable food and agriculturesystems and launch a university-wide Centerfor Agriculture and Food Systems.
Forum for African Women Educationalists,Nairobi, Kenya: $100,000 in general supportof its mission to promote gender equity andequality in education in Africa by fosteringpositive policies, practices and attitudestowards girls’ education.
Jumo International, Inc., New York, NY,United States: $250,000 in general supportof its mission to develop a social network toconnect individuals with non-profit organiza-tions, thereby channeling necessaryresources to the non-profit organizationsenabling them to fulfill their missions.
Meridian Institute, Dillon, CO, United States:$150,000 in support of a series of conven-ings to engage systems experts in an effort toexplore the role of systems thinking in solvingcomplex global problems.
President and Fellows of Harvard College,Cambridge, MA, United States: $590,000 for use by its Hauser Center for NonprofitOrganizations in support of developing andtesting a thought-model that illuminates therole brand can play in the philanthropic andnon-profit sectors for realizing institutional
missions and achieving impact in a dynamicand evolving ecosystem.
Syracuse University, Syracuse, NY, UnitedStates: $100,000 for use by its School ofArchitecture toward the costs of the five bookseries “New City Books,” which will exploreaspects of architecture and planning at theintersection of public and private economicredevelopment strategies.
The Energy and Resources Institute, NewDelhi, India: $100,000 toward the costs of the 2010 Delhi Sustainable DevelopmentSummit, an international forum for analysisand debate on climate change mitigation andadaptation, to be held in New Delhi, India,February 2010.
The Greater Washington EducationalTelecommunications Association, Inc.,Arlington, VA, United States: $300,000toward the costs of a public media initiative“The Latino Americans,” in collaboration with Latino Public Broadcasting, that will tell the story of Latino immigration to and culture within the United States over the past 200 years through film, radio, publicengagement, education and communicationscampaigns.
Tulane University, New Orleans, LA, United States: $350,000 for use by its SocialEntrepreneurship Initiatives program in support of “New Orleans as the Model Cityfor the 21st Century: New Concepts onUrban Innovation,” a one-day symposium to be held in New Orleans, October 2010 and an urban innovation fellowship competition.
William J. Clinton Foundation, Little Rock,AR, United States: $350,000 toward thecosts of its 2010 Clinton Global Initiative,designed to catalyze a community of globalleaders to devise and implement innovativesolutions to global challenges such as energyand climate change, poverty alleviation,global health, and education.
World Wide Web Foundation, Boston, MA,United States: $396,000 in support of conducting a study of users’ experiencesaccessing the Internet in the developingworld and a pilot experiment on the use ofInteractive Voice Response (IVR) systems by poor and vulnerable communities.
The Rockefeller Foundation | 2010 Annual Report | 57
Second Century Grants
Brookings Institution, Washington, DC,United States: $10,000,000 for use by itsMetropolitan Policy Program toward the costsof the Brookings-Rockefeller Project on Stateand Metropolitan Policy Innovation, an initiativewhich seeks to catalyze innovative state andmetropolitan reform in support of a produc-tive, sustainable and inclusive economy.
Living Cities, Inc.: The National CommunityDevelopment Initiative, Washington, DC,United States: $2,250,000 in general supportof its mission to increase the vitality of U.S.cities and urban neighborhoods and improvethe lives of people who live there.
Research Foundation of State University of New York, Albany, NY, United States:$969,375, for use by the Nelson A.Rockefeller Institute of Government at theState University of New York in support of aneffort to improve the efficiency and effective-ness of state government operations, througha study of best practices and lessons learnedacross states that will form the basis of aresource for all states, with a pilot effort inNew York State.
United States Department of Housing andUrban Development, Washington, DC,United States: $2,500,000 toward the costs of its “Cities in Transition FellowshipPlacement Program” to provide distressedcities with a core network of professionals to help those cities rebuild their economies.
Sustainable Employment in aGreen US Economy (SEGUE)
Green For All, Oakland, CA, United States:$450,000 toward the costs of its RetrofitAmerica’s Cities and Green Jobs CRA pro-grams, which seek to build the capacity ofgovernment, business and community organ-izations to participate in the green-collareconomy and to expand private capitalinvestment in the energy efficiency retrofitmarket to create quality jobs for low-incomeand vulnerable Americans.
Innovation Network for Communities, Inc.,Beaver Island, MI, United States: $100,000toward the costs of developing a system forU.S. cities to engage in the joint developmentof operating systems for building energy efficiency retrofits.
Institute for Sustainable Communities,Montpelier, VT, United States: $500,000toward the costs of expanding its climateleadership academies to provide officials from U.S. cities with training and technicalassistance regarding building the energy effi-ciency of transportation systems and creatinggreen jobs.
Lehigh Carbon Community College,Schnecksville, PA, United States: $150,000toward the costs of its Green Energy TrainingCenter, a resource, education and trainingacademy for individuals, businesses and con-tractors currently or potentially involved inenergy efficiency and renewable energy.
Progressive America Fund, New York, NY,United States: $325,000 for use by its Centerfor Working Families toward the costs ofimplementing Green Jobs/Green New York, acollaborative project with the New York StateEnergy and Research Development Authoritythat seeks to use a green infrastructureinvestment program to create jobs in NewYork State, reduce energy use and climateimpacts, lower energy bills, and serve as amodel for other state initiatives around thecountry.
Transforming Health Systems
Access Health International, Inc.,Washington, DC, United States: $153,100 in support of a project, as a member organi-zation of the Center for Health MarketInnovations, to identify, map, track, and ana-lyze innovative private sector health organiza-tions and programs in Brazil and Bangladesh,foster linkages among key stakeholders, andcultivate future support for this sector.
African Center for EconomicTransformation, Washington, DC, UnitedStates: $30,500 in support of a study to map efforts related to strengthening healthsystems in Ghana, and more broadly in sub-Saharan Africa, and to identify the researchneeded for a knowledge base capable ofserving as a resource for informed nationalpolicy choices that will improve access to universal health coverage for poor and vulner-able people.
African Centre for Global Health and SocialTransformation, Limited, Kampala, Uganda:$613,800 toward the costs of a secretariat tocoordinate the African Network for HealthSystems Governance, a regional effort toimprove health and health systems perform-
ance by supporting capacity, expertise andleadership development within ministries of health.
Asia Foundation, San Francisco, CA, UnitedStates: $164,750 in support of a project, as amember organization within the Center forHealth Market Innovations, to identify, map,track and analyze innovative private sectorhealth organizations and programs inPakistan, to foster linkages among key stake-holders, and to cultivate additional future sup-port for this sector.
Bangabandhu Sheikh Mujib MedicalUniversity, Dhaka, Bangladesh: $400,420 insupport of a project to launch a new depart-ment of public health and informatics inBangladesh.
Bangladesh Enterprise Institute, Dhaka,Bangladesh: $204,000 in support of develop-ing a scenario planning workshop for thefuture of eHealth in Bangladesh, organizingan mHealth innovators student competitionand drafting of a national strategy for eHealthin Bangladesh.
Bloodlink Foundation, Nairobi, Kenya:$76,100 in support of the launch and imple-mentation of a FrontlineSMS mobile-phone-based feedback and reminder system totrack and manage blood donors in Kenya,increasing the regular donation rate neededfor a safe, steady supply of blood in itshealthcare system.
BRAC, Dhaka, Bangladesh: $200,000 for useby its Manoshi maternal and neonatal careservice delivery program, in collaboration withClickDiagnostics Inc., toward the costs ofscaling up an mHealth application for com-munity health workers.
Cedar Associates, LLC, Menlo Park, CA,United States: $169,100 in support of astudy to document and verify the scope ofbenefits available within the national healthcoverage programs in low- and middle-income countries, including the identificationof factors that influenced those coveragedecisions, and publishing the results in orderto provide an evidence-based resource fordeveloping strategies to strengthen healthsystems and increase access to care.
2010 grants
58 | The Rockefeller Foundation | 2010 Annual Report
2010 grants
Center for Creative Initiatives in Health andPopulation, Hanoi, Vietnam: $160,160 in sup-port of a project, as a member organizationwithin the Center for Health Market Innova-tions, to identify, map, track, and analyze inno-vative private sector health organizations andprograms in Vietnam and Cambodia, to fosterlinkages among key stakeholders, and to culti-vate additional future support for this sector.
Centre for Health and Social Services,Accra, Ghana: $69,445, toward the costs ofengaging Accenture Development Partner-ships to develop a strategic plan for theorganization and outline a growth strategy topromote and strengthen its capacity to con-duct research, develop evidence and providepolicy analysis that supports the strengthen-ing of health systems in Africa.
Clinton Health Access Initiative, Inc.,Boston, MA, United States: $311,300 for useby its Kenya office, toward the costs of a col-laboration with Kenya’s Ministries of MedicalServices and Public Health and Sanitation todevelop and launch an open standard auto-mated system for annual operational planningactivities facilitating faster, informed-responsecapacity by its health system at local andnational levels.
Columbia University, New York, NY, UnitedStates: $500,000 for use by its MailmanSchool of Public Health in support of threeprojects designed to strengthen health sys-tems and related activities: 1) a conferenceon scaling up HIV/AIDS services in sub-Saharan Africa to be held at the RockefellerFoundation Bellagio Center, Italy, fall 2010; 2)an effort to identify new funders of health sys-tems and universal health coverage; and 3) aconference on the “Changing Landscape ofGlobal Public Health,” to be held in New YorkCity, June 2010.
Crown Agents for Oversea Governmentsand Administrations Limited, Sutton, UnitedKingdom: $500,000 for use by its CrownAgents Legal division, toward the costs oflaunching a secretariat to coordinate the Har-nessing Non-State Actors for Better Healthfor the Poor (HANSHEP) project, a partner-ship to enable pooled donor funds andexpertise to support innovative private sectorhealth programs and approaches globally.
Diabetic Association of Bangladesh, Dhaka, Bangladesh: $450,000 for use by itsBangladesh Institute of Sciences toward thecosts of establishing the Department of
Health Informatics to launch a Masters ofScience curriculum on health informatics.
Freedom From Hunger, Davis, CA, UnitedStates: $248,600 in support of a project, as amember organization of the Center for HealthMarket Innovations, to identify, map, track,and analyze innovative private sector healthorganizations and programs in the Andesregion of Latin America, and foster linkagesamong key stakeholders to cultivate addi-tional future support for this sector.
Global Healthcare Information Network,Ltd., Oxfordshire, United Kingdom: $50,000in support of a project to develop a monitor-ing and evaluation framework and process for the “Health Information for All by 2015”(HIFA2015) online network, which is commit-ted to promoting access to reliable health-care information for healthcare providers indeveloping countries.
Hanoi Medical University, Hanoi, Vietnam:$301,640 towards the costs of establishing a Center for Health System Research to pro-mote the implementation of evidence-basedhealth policies in Vietnam.
Hanoi School of Public Health, Hanoi,Vietnam: $500,000 in support of a project todevelop and implement a Bachelor’s degreeprogram in public health informatics inVietnam.
Hanoi School of Public Health, Hanoi,Vietnam: $285,000 in support of building itscapacity to foster Universal Health Coveragewith an emphasis on health economics andhealth financing through staff training and cur-riculum development.
Heartfile, Islamabad, Pakistan: $25,000 insupport of a two-day meeting to conductpeer reviews of four papers for possible publi-cation in the Lancet focused on health sys-tems in Pakistan.
Institute of Health Policy, Management andResearch, Nairobi, Kenya: $196,160 in sup-port of a project, as a member organizationof the Center for Health Market Innovations,to identify, map, track, and analyze innovativeprivate sector health organizations and pro-grams in east Africa, foster linkages amongkey stakeholders, and cultivate future supportfor this sector.
International Centre for Diarrhoeal DiseaseResearch, Bangladesh, Dhaka, Bangladesh:
$70,000 in support of two site visits to Indiaand Thailand to study their respective nationalhealth insurance schemes, and a post-visitworkshop to integrate lessons learned forachieving universal health coverage.
International Centre for Diarrhoeal DiseaseResearch, Bangladesh, Dhaka, Bangladesh:$95,000 toward the costs of publication anddissemination of a special issue of Lancetfocusing on various aspects of health inBangladesh.
International Centre for Diarrhoeal DiseaseResearch, Bangladesh, Dhaka, Bangladesh:$2,283,000 in support of launching, in collab-oration with BRAC University, a “Centre ofExcellence on Universal Health Coverage” atthe James P. Grant School of Public Health inBangladesh.
International Centre for Diarrhoeal DiseaseResearch, Bangladesh, Dhaka, Bangladesh:$307,270 in support of a project to developand implement a pilot health insurancescheme in Bangladesh.
International Health Policy Program,Nonthaburi, Thailand: $25,000 in support ofthe attendance of 12-15 Asian participants atthe 5th Asia-Pacific Action Alliance on HumanResources for Health conference to be heldin Bali, Indonesia, October 2010.
Mercy Corps, Portland, OR, United States:$249,180 in support of a project, as a mem-ber organization within the Center for HealthMarket Innovations, to identify, map, trackand analyze innovative private sector healthorganizations and programs in Indonesia, to foster linkages among key stakeholders,and to cultivate additional future support forthis sector.
Ministry of Health, Ghana, Accra, Ghana:$257,900 for use by its Private Sector Unit toincubate the Private Health Sector Alliance ofGhana and support the further developmentof appropriate private sector policy to coordi-nate and leverage the public and private sec-tors’ collective capacities to improve nationalhealth care services and accessibility.
National Bureau of Asian Research, Seattle,WA, United States: $50,000 in support of aworkshop on current efforts to implementuniversal health coverage through the lens ofmaternal and newborn health at the 2010Pacific Health Summit to be held in London,June 2010.
The Rockefeller Foundation | 2010 Annual Report | 59
National University of Rwanda, Butare,Rwanda: $964,340 for use by its School ofPublic Health in support of launching aCentre of Excellence in Health SystemsStrengthening to benefit health professionalsand practitioners in East and Central Africa.
Palli Karma-Sahayak Foundation, Dhaka,Bangladesh: $105,000 in support of conduct-ing study tours of the national health insur-ance schemes of India, the Philippines, andThailand in order to inform the implementationof micro-health insurance in Bangladesh.
Partners In Health A Nonprofit Corporation,Boston, MA, United States: $296,900 in support of a collaboration with Inshuti MuBuzima and the Ministry of Health, Rwandato expand the core OpenMRS electronicmedical record platform to include primaryhealth care, as part of a national effort todeliver more effective care to populations liv-ing in rural areas.
PATH (Program for Appropriate Technologyin Health), Seattle, WA, United States:$1,000,000 in support of a project to beginthe development of a global health enterprisearchitecture for national health insuranceinformation systems with the aim of strength-ening health systems in the Global Souththrough improved access to and use ofhealth information.
Pathfinder International, Watertown, MA,United States: $120,000 in support of a proj-ect to develop an mHealth information-educa-tion-communication system by using mobilephones to disseminate culturally and linguisti-cally relevant healthcare information to under-served populations in the Central Highlandsand Northern Mountains of Vietnam.
PharmAccess Foundation, Amsterdam,Netherlands: $190,000 for use by its Ghanaoffice in support of a project to develop aGhana Health Certification and AccreditationBoard and launch a Capacity Building andQuality Improvement Program that willimprove quality and increase access to healthservices in Ghana.
Philippine Institute for Development Studies,Makati City, Philippines: $249,890 in supportof a project, as a member organization withinthe Center for Health Market Innovations, toidentify, map, track, and analyze innovative pri-vate sector health organizations and programs
in the Philippines, to foster linkages among keystakeholders, and to cultivate additional futuresupport for this sector.
President and Fellows of Harvard College,Cambridge, MA, United States: $250,000 foruse by its School of Public Health in supportof a planning process to determine the needfor and design of a new initiative to translateglobal health research evidence into policyrecommendations for country-level health sys-tems strengthening implementation efforts.
Public Health Foundation of India, NewDelhi, India: $354,450 in support of establish-ing a technical and administrative secretariatfor assisting the government of India todevelop a framework for universal healthcarein India.
Results for Development Institute, Inc.,Washington, DC, United States: $3,508,000in support of efforts to create more aware-ness and analytical understanding of the pos-sibilities for, and direct facilitation ofcountry-level efforts to expand and deepen,universal health coverage, including throughthe creation of a Joint Learning Networkamong implementing countries.
South African Health InformaticsAssociation, Greyville, South Africa:$120,000 toward the costs of supporting the“13th World Congress on Medical and HealthInformatics: Partnerships for Effective eHealthSolutions” to be held September 2010 CapeTown, South Africa, including support for theparticipation of health informatics researchersand practitioners from developing countries,and coordination of the eHealth InnovatorsAwards.
The African Health Economics and PolicyAssociation Limited, Surrey, UnitedKingdom: $69,500 in support of engagingAccenture Development Partnerships todevelop a plan to promote and strengthen itscapacity to conduct health economics andpolicy analysis in order to improve health out-comes in African countries.
The University of California, San Francisco,San Francisco, CA, United States: $104,000for use by its Global Health Group in supportof establishing a secretariat to organize asymposium to be held in Toronto, Canada,July 2011, as part of a continuing effort tomap what is known about the role of the private sector in health care and to identify
related research priorities to furtherstrengthen health systems in developingcountries.
United Nations Foundation, Inc.,Washington, DC, United States: $1,000,000toward the costs of developing its collabora-tive mHealth Alliance, a multi-stakeholderpartnership devoted to establishing scalable,open standards-based health solutions byleveraging the power of mobile networks and devices.
Universidad del Desarrollo, Santiago, Chile: $171,800 for use by its Center forEpidemiology and Public Health Policy,toward the costs of a study to assess theequity of health coverage for pre-natal careand hypertension in Chile and to developmethodological tools for evaluating healthcoverage that will be effective under a varietyof conditions and in different countries.
University of Ghana, Legon, Accra, Ghana:$167,700 for use by its School of PublicHealth in support of continuing to enhance itshealth informatics curriculum, and establish-ing a Health Informatics Society that will pro-mote the development of health informaticscapacities that leverage eHealth to improveaccess to health services in Ghana.
University of KwaZulu-Natal, Westville,South Africa: $600,000 for use by its Facultyof Science and Agriculture toward the costs of establishing a Health EnterpriseArchitecture Lab, a research laboratoryfocused on the application of enterprisearchitecture and health informatics to low-resource settings.
World Federation of Public HealthAssociations, Geneva, Switzerland: $28,868,in support of the costs of presenters anddeveloping country practitioners at the 12thWorld Congress of Public Health Associ-ations, held in Istanbul, Turkey, April 2009.
World Health Organization, Geneva,Switzerland: $120,000 for use by its GlobalObservatory for eHealth toward the costs ofanalyzing the results of its recent survey ofeHealth activities in 115 countries, and thedevelopment of a series of monographs forpublication, which will inform the decisions ofcountries planning to incorporate informationtechnology into their healthcare systems.
2010 grants
60 | The Rockefeller Foundation | 2010 Annual Report
2010 grants
Transportation
American Ideas Institute, Palo Alto, CA,United States: $150,000 in support of creat-ing its American Conservative Center forPublic Transportation as a vehicle to buildpublic support for public transportation.
Aspen Institute, Inc., Washington, DC,United States: $250,000 for use by itsCongressional Program toward the costs of anonpartisan project to educate members ofthe U.S. Congress on the confluence offorces, including transportation, that impactenergy security and climate change.
Building America’s Future EducationalFund, Washington, DC, United States:$750,000 toward the costs of activities torevitalize investment in, and raise awarenessabout, transportation and infrastructure chal-lenges facing cities in the United States withthe goal of advancing a national vision thatwill lead to policies of social equity, environ-mental sustainability, and economic growth.
Carnegie Endowment for InternationalPeace, Washington, DC, United States:$175,000 toward the costs of producing aresearch report to make the case for new rev-enue sources that can fund sustainable trans-portation, reduce carbon emissions and helpto reduce the national deficit.
Center for Clean Air Policy, Washington, DC,United States: $300,000 toward the costs ofresearch, policy papers and workshops thatwill highlight best practices and federal, stateand local policy options to advance sustain-able transportation in the U.S.
CEOs for Cities, NFP, Chicago, IL, UnitedStates: $75,000 in support of developing andpublicizing a rigorous critique of the TexasTransportation Institute’s Urban MobilityReport, in an effort to advocate for measure-ment systems that better reflect the criticalrole played by density and land use patternsin determining the cost, effectiveness andimpacts of transportation systems and investments.
Cornell University, Ithaca, NY, United States:$100,000 for use by its Global Labor Institutein support of launching the TransportationPolicy Working Group to encourage dialoguesbetween high-level representatives from laborunions in transport-related sectors and organ-izations working toward equitable and sus-tainable transportation systems in the U.S.
Economic Policy Institute, Washington, DC, United States: $350,000 in support ofresearch and policy analysis on a range ofeconomic security issues for working families,with a focus on the correlation between fed-eral infrastructure investments and job growthand economic development.
Educational Broadcasting Corporation, NewYork, NY, United States: $750,000 in supportof “Blueprint America: A Livable Future,” amulti-platform public broadcasting effort thatwill explore the concept of livability by focus-ing on local, state and federal efforts to usetransportation and transportation policy tocreate more equitable, affordable, accessible,greener and healthier communities.
Environmental Law and Policy Center of the Midwest, Chicago, IL, United States:$300,000 toward the costs of its Transpor-tation Reform Project, a multi-pronged effortthat aims to inform the national transportationreauthorization debate, advocate for high-speed rail, and promote rural transportationand other state policy reform efforts in theMidwest region of the United States.
Funders’ Network for Smart Growth andLivable Communities Inc., Coral Gables, FL,United States: $200,000 toward the costs ofa project to increase philanthropic engage-ment in efforts to improve transportation poli-cies and practices in California and at thefederal level, in order to advance environmen-tal sustainability, social equity and publichealth in metropolitan areas.
Gamaliel Foundation, Chicago, IL, UnitedStates: $325,000 for use by its Transpor-tation Equity Network toward the costs of acampaign to encourage equity, job creationfor low- and middle-income Americans andenvironmental sustainability in the transporta-tion policy debate.
Georgetown University, Washington, DC,United States: $75,000 for use by itsGeorgetown Climate Center toward the costsof a meeting of the Regional Greenhouse GasInitiative that will bring together state environ-mental, energy and transportation agencyexecutives to develop a strategy and workplan for reducing emissions from the trans-portation sector by addressing vehicle milestraveled and efficiency.
Institute for the Analysis of Global Security,Inc., Potomac, MD, United States: $275,000in support of its Mobility Choice project,which seeks to build a coalition of con-stituents from across the political spectrumand from all parts of the country to advance
the case for national transportation reformaround mobility choice, energy security andgovernment accountability.
Institute for Transportation and Develop-ment Policy, New York, NY, United States:$168,800 in support of a project to study the status of Bus Rapid Transit (BRT) projectsin the U.S. and to develop a strategy toadvance BRT, including plans for the possibleimplementation of a world-class BRT projectin the U.S.
Monitor Company Group LP, Cambridge,MA, United States: $151,500 for us by itsGlobal Business Network in support of a sce-nario building exercise directed at the devel-opment of anticipatory approaches inreaction to potential shifts in the politicalprocess surrounding the passage of federaltransportation legislation.
Mosaic Films, Inc., New York, NY, UnitedStates: $59,600 in support of planning, coordi-nating and producing a screening tour of thePBS documentary “Beyond the Motor City” inselect aging industrial cities across the U.S. tofoster real-time community debate and discus-sion about transportation reform in America.
National Housing Conference, Inc.,Washington, DC, United States: $20,000toward the costs of the conference, “Partnersin Innovation: Including Affordable andWorkforce Housing within Transit-OrientedDevelopment,” to be held in Denver,Colorado, September 2010.
Natural Resources Defense Council, Inc.,New York, NY, United States: $400,000toward the costs of a range of efforts to helpbroaden the national movement for trans-portation reform to include security-mindedconservatives and the business sector, and tohelp build the capacity of policymakers at thefederal, regional, state and local levels bybroadly disseminating cutting-edge research,policy analysis and models that have proveneffective for reducing greenhouse gas emis-sions and oil usage.
New York Community Trust, New York, NY,United States: $100,000 toward the costs ofthe One Region Funders’ Group, a jointgrantmaking effort of funders in the Tri-Statemetropolitan region of Connecticut, New Yorkand New Jersey to support state- andregional-level policy and planning initiativesthat link housing, economic opportunity,transportation, and land use issues.
The Rockefeller Foundation | 2010 Annual Report | 61
2010 grants
New York Public Radio, New York, NY,United States: $450,000 toward the costs ofexpanding and deepening “TransportationNation,” a radio broadcast and online editorial collaboration that provides nationally-distributed news coverage on transportationand infrastructure policies and practice.
Reconnecting America, Inc., Oakland, CA, United States: $275,000 in support ofdeveloping a coordinated rural strategy fornational transportation reform as part of theTransportation for America (T4A) campaign.
Reconnecting America, Inc., Oakland, CA,United States: $50,000 in support of a reporton planned transit corridors across the UnitedStates in an effort to identify projects that areripe for philanthropic intervention and havethe potential to catalyze regional, statewide or national support for expansion of transitfunding.
Regional Plan Association, Inc., New York,NY, United States: $350,000 toward thecosts of its America 2050 project, whichseeks to stimulate discussion about trans-portation and infrastructure challenges facingcities in the United States, with a focus onresearch, public outreach and education onhigh-speed rail and other efforts that will leadto policies of social equity, environmental sustainability and economic growth.
Regional Plan Association, Inc., New York,NY, United States: $300,000 toward thecosts of its America 2050 project’s efforts todevelop support for a high-speed rail systemnationally, implement an improved high-speed rail system in the Northeast Corridor,and leverage rail investments for improvedenvironmental benefits, smart growth, andurban infill development.
Resources Legacy Fund, Sacramento, CA,United States: $550,000 toward the costs oftechnical, communications and coalitionbuilding activities aimed at reducing green-house gas emissions, shifting developmentpatterns and increasing public transportationfunding in California.
Second Nature, Inc., Boston, MA, UnitedStates: $50,000 in support of a joint projectwith Transportation for America to engagecollege and university presidents in an advocacy campaign to advance more sustainable and equitable national transporta-tion policies.
Smart Growth America, Washington, DC,United States: $392,500 in support of advo-cating for state-level transportation reform by analyzing the fiscal situation of severalstate Departments of Transportation, andstudying national finance and tax policy toidentify new policy proposals to reduce urbansprawl and encourage transit-orientateddevelopment.
Smart Growth America, Washington, DC,United States: $2,300,000 toward the costsof an advocacy campaign, Transportation forAmerica (T4 America), that seeks to advancemore sustainable and equitable nationaltransportation policies to improve the lives oflow-income and vulnerable people.
Social Science Research Council, Brooklyn,NY, United States: $175,000 for use by itsCenter on Law and Public Finance in supportof a series of publications to provide informa-tion to public officials and policymakers aboutbest practices in innovative financing solutionsand public-private partnerships for infrastruc-ture projects that increase competitivenessand advance the public interest.
Southern Environmental Law Center,Charlottesville, VA, United States: $225,000toward the costs of advocacy efforts toadvance sustainable transportation and landuse policies and projects in the Southeastregion of the United States, with a particularfocus on North Carolina and Georgia.
The Open Planning Project, Inc., New York,NY, United States: $79,800 toward the costsof two events that will bring together policy-makers and advocates to discuss newadvances in transportation technologies in aneffort to increase the sustainability, equity andeffectiveness of U.S. transportation systems.
The Pew Charitable Trusts, Philadelphia, PA, United States: $250,000 for use by itsPew Center on the States toward the costsof conducting a 50-state assessment that will analyze states’ progress toward selecttransportation goals, focusing on economicperformance, financial sustainability and public safety.
Tides Center, San Francisco, CA, UnitedStates: $400,000 toward the costs of its proj-ect, the Apollo Alliance, for support of itsTransportation-Manufacturing Action Plan (T-MAP), a research and advocacy effort todevelop the economic case for green trans-portation by assessing the potential for
growth and job creation in the public transitmanufacturing sector in the U.S.
Tides Center, San Francisco, CA, UnitedStates: $150,000 toward the costs of itsEmpire State Future project, a state-widecoalition of environmental, economic devel-opment and community organizations work-ing to advance the revitalization of New York’solder industrial cities through sustainableland-use policies and economic developmentstrategies.
University of Wisconsin-Madison, Madison,WI, United States: $1,500,000 for use by itsCenter on Wisconsin Strategy toward thecosts of launching the Smart StateTransportation Initiative, a project to improveand support states’ capacity to implementclimate-friendly and equitable transportationpolicies and practices.
Urban Land Institute, Washington, DC,United States: $250,000 toward the costs ofa series of activities to explore the connectionbetween land use and transportation andeducate its members on federal transporta-tion and infrastructure policy issues, in aneffort to build support for a national visionthat will advance transportation policies thatlead to social equity, environmental sustain-ability and economic growth.
2010 financials
62 | The Rockefeller Foundation | 2010 Annual Report
Fiscal StewardshipThe Rockefeller Foundation Condensed Financial Statements for 2010
Statement of Financial Position as of December 31.Amounts in millions. Numbers are rounded.
ASSETS 2010 2009
Cash, cash equivalents and other current assets 9 8
Investments 3,528 3,255
Other long term assets 56 54
Total assets 3,593 3,317
LIABILITIES AND NET ASSETS
Accounts payable and accrued expenses 8 9
Grants payable 45 43
Debt outstanding 20 20
Other liabilities 28 24
Total liabilities 101 96
Unrestricted net assets 3,492 3,221
Total liabilities and net assets 3,593 3,317
The Rockefeller Foundation | 2010 Annual Report | 63
2010 financials
Statement of Activities as of December 31.Amounts in millions. Numbers are rounded.
REALIZED INCOME 2010 2009
Realized investment income 198 32
Investment expense (11) (12)
Other income — 1
Net realized income 187 21
EXPENSES
Grants and direct charitable activities 141 136
Program costs 18 19
Operations 18 19
Taxes 3 (1)
Total expenses 180 173
Excess (Deficiency) of net realized income over expenses 7 (152)
UNREALIZED INCOME
Unrealized gain (loss) on investments 257 510
Pension and post-retirement benefit adjustments 8 8
Change in net assets 272 366
references
64 | The Rockefeller Foundation | 2010 Annual Report
Sowing the Seeds of Africa’s Green Revolution
1 “Good Seeds, Better Lives: Seeds, Supplies, and Advice for Rural Farmers” (note: courtesy of Gates Foundation), http://www.agra-alliance.org/content/story/detail/1139.
2 Rockefeller Foundation, “Alliance for a Green Revolution in Africa: Initiative Outline for Pre-Proposal Bundles,” p. 1.3 Ibid.4 Ibid.5 “About the Alliance for a Green Revolution in Africa,” http://www.agra-alliance.org/section/about.6 Rockefeller Foundation, “Grant Memo: AGRA Market Access,” p. 3.7 “About the Alliance for a Green Revolution in Africa,” http://www.agra-alliance.org/section/about.8 Gregg Easterbrook, “Forgotten Benefactor of Humanity,” The Atlantic Jan 1997.
Driving Sustainable and Equitable Transportation Policy
1 http://www.mercurynews.com/news/ci_19145034.2 http://stories.energytrap.org/.3 Rockefeller Foundation, Transportation Initiative in Execution, p. 1.4 http://stories.energytrap.org/.5 Rockefeller Foundation, Transportation Initiative in Execution, p. 1.6 “Danger Zones: 1 in 9 Bridges Called ‘Deficient,’ ” http://www.rockefellerfoundation.org/what-we-do/current-work/promoting-equitable-sustainable.7 Rockefeller Foundation, Building America’s Future: Falling Apart and Falling Behind, p. 25.8 Jane Jacobs, The Death and Life of Great American Cities, 340.
Building Strong Systems for Healthy Communities
1 http://healthmarketinnovations.org/program/102-ambulance-call-centre.2 http://healthmarketinnovations.org/blog/2011/nov/22/healthcare-just-another-stop-your-morning-routine.3 Rodin, “Changing Landscape of Global Public Health,” Oct 25, 2010, p. 4.4 Rockefeller Foundation, Transforming Health Systems Initiative, p. 1.
Detecting Disease Through Integration
1 RF, Disease Surveillance Networks Initiative, p. 12 http://www.who.int/csr/sars/country/country2003_08_15.pdf.3 http://www.rockefellerfoundation.org/news/press-releases/promoting-trans-national-collaboration.
Working for a Stronger Safety Net
1 http://www.rockefellerfoundation.org/what-we-do/current-work/protecting-american-workers-economic/grants-grantees/doorway-dreams.2 RF, NELP Grant Memo, p. 1.3 D2D Fund, “Yes We Can: Inclusive Saving at Tax Time,” p. 5, http://www.d2dfund.org/files/publications/
D2D_Yes%20We%20Can%20Report4_070809_FINALFINAL.pdf.4 http://www.brainyquote.com/quotes/authors/j/john_d_rockefeller.html#ixzz1jHRgQ9VI (also inscribed on Rockefeller Building).
Innovating Within and Across Institutions
1 http://www.nytimes.com/2011/02/09/business/economy/09leonhardt.html.2 http://www.nytimes.com/2011/02/09/business/economy/09leonhardt.html.3 http://www.guardian.co.uk/society/2010/oct/06/social-impact-bonds-intractable-societal-problems/print,
http://www.socialfinance.org.uk/sites/default/files/SF_Peterborough_SIB.pdf.4 http://www.americanprogress.org/issues/2011/02/social_impact_bonds.html.5 http://online.wsj.com/article/SB10001424052748703584804576144661629994864.html.6 Rockefeller Foundation, “Nonprofit Finance Fund Grant Memo.”7 http://www.nytimes.com/2011/02/09/business/economy/09leonhardt.html.
Building Climate Change Resilience
1 http://www.hindustantimes.com/News-Feed/India/India-cheers-as-monsoon-arrives-hopes-of-better-farm-output-raised/Article1-551239.aspx.2 RF Climate Change Resilience Initiative in Execution, p. 2, http://www.rockefellerfoundation.org/uploads/
files/c2c7bee1-0127-4c60-91aa-893f038b240a-developing.pdf.3 Joel E. Cohen, “Seven Billion,” NYT, Oct 23, 2011, http://www.nytimes.com/2011/10/24/opinion/seven-billion.html?pagewanted=all.4 Joel E. Cohen, “Seven Billion,” NYT, Oct 23, 2011, http://www.nytimes.com/2011/10/24/opinion/seven-billion.html?pagewanted=all.5 “The 7 Fastest-Growing Cities in the World,” Oct 26, 2011, http://www.foreignpolicy.com/articles/2011/10/26/worlds_fastest_growing_cities_?page=full.6 http://www.usa.siemens.com/sustainable-cities/.
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Number and street (or P.O. box number if mail is not delivered to street address) Room/suite
If exemption application is pending, check here
Foreign organizations meeting the 85% test,check here and attach computation
(The total of amounts in columns (b), (c), and (d) may notnecessarily equal the amounts in column (a).)
Disbursementsfor charitable purposes
(cash basis only)
Check
Interest on savings and temporarycash investments
Net rental income or (loss)
Net gain or (loss) from sale of assets not on line 10Gross sales price for allassets on line 6a
Capital gain net income (from Part IV, line 2)
Gross sales less returnsand allowances
Less: Cost of goods sold
Compensation of officers, directors, trustees, etc.
Excess of revenue over expenses and disbursements
(if negative, enter -0-)
(if negative, enter -0-)
12350112-02-11
Note.
For calendar year 2011 or tax year beginning , and ending
A
B
C
Employer identification number
G D 1.
2.
H E
I J F
Analysis of Revenue and Expenses (d)(a) (b) (c)
1
2
3
4
5
7
8
9
11
a
b
6a
b
10a
b
c
12 Total.
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
a
b
c
Total operating and administrative
expenses.
Total expenses and disbursements.
a
b
c
Net investment income
Adjusted net income
For Paperwork Reduction Act Notice, see instructions.
Re
ven
ue
Op
era
tin
g a
nd
Ad
min
istr
ati
ve E
xp
en
se
s
(from Part II, col. (c), line 16)(Part I, column (d) must be on cash basis.)
Form
The foundation may be able to use a copy of this return to satisfy state reporting requirements.
Name of foundation
Telephone number
City or town, state, and ZIP code ~|
|
|
|
|
Check all that apply: Initial return Initial return of a former public charity Foreign organizations, check here ~~
Final return Amended return
Address change Name change ~~~~
Check type of organization: Section 501(c)(3) exempt private foundation If private foundation status was terminatedunder section 507(b)(1)(A), check hereSection 4947(a)(1) nonexempt charitable trust Other taxable private foundation ~
Fair market value of all assets at end of year Accounting method: Cash Accrual If the foundation is in a 60-month terminationunder section 507(b)(1)(B), check hereOther (specify) ~
$| Revenue and
expenses per books Net investment
income Adjusted net
income
Contributions, gifts, grants, etc., received ~~~
|
~~~~~~~~~~~~~~
Dividends and interest from securities
Gross rents
~~~~~
~~~~~~~~~~~~~~~~
~~
~~
~~~~~
Net short-term capital gain
Income modifications
~~~~~~~~~
~~~~~~~~~~~~
~~~~
~
Gross profit or (loss)
Other income
~~~~~~~~~~~~
~~~~~~~~~~~~~~~
Add lines 1 through 11 ��������
~~~
Other employee salaries and wages
Pension plans, employee benefits
~~~~~~
~~~~~~
Legal fees
Accounting fees
~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~
Other professional fees ~~~~~~~~~~~
Interest
Taxes
~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~
Depreciation and depletion ~~~~~~~~~
Occupancy
Travel, conferences, and meetings
Printing and publications
Other expenses
~~~~~~~~~~~~~~~~
~~~~~~
~~~~~~~~~~
~~~~~~~~~~~~~~
Add lines 13 through 23 ~~~~~
Contributions, gifts, grants paid ~~~~~~~
Add lines 24 and 25 ������������
Subtract line 26 from line 12:
~
~~~
����
Form (2011)LHA
or Section 4947(a)(1) Nonexempt Charitable TrustTreated as a Private Foundation
Part I
990-PF
Return of Private Foundation990-PF
2011
STATEMENT 1 STATEMENT 2
STATEMENT 3
STMT 4 STMT 5 STMT 6
STMT 7
STMT 8
THE ROCKEFELLER FOUNDATION 13-1659629
420 FIFTH AVENUE 212-852-8361
NEW YORK, NY 10018-2702
X
X
3,507,144,871.
N/AX
5,810. 5,810.35,840,266. 53,775,774.
171878364.509786032.
178679886.
-448,877. 2,415,390.207275563. 234876860.3,749,546. 993,193. 2,756,353.14,394,839. 2,727,852. 11,720,314.6,460,842. 572,763. 5,865,656.1,090,562. 425,719. 662,015.427,350. 245,460. 134,890.
11,279,551. 5,835,628. 5,423,533.1,387,987. 2,894,876. 1,199,416.1,826,226. 470,502. 0.2,129,837. 305,878.1,944,566. 234,264. 1,840,942.3,435,738. 267,051. 3,189,865.196,557. 24,019. 278,837.
2,767,663. 27,765,047. 2,759,729.
51,091,264. 42,762,252. 35,831,550.141854084. 132691040.
192945348. 42,762,252. 168522590.
14,330,215.192114608.
N/A
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 1
Attached schedules and amounts in the descriptioncolumn should be for end-of-year amounts only.
Other notes and loans receivable
Investments - land, buildings, and equipment: basis
Less: accumulated depreciation
Less: accumulated depreciation
Loans from officers, directors, trustees, and other disqualified persons
12351112-02-11
2
(a) (b) (c)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
a
b
c
Total assets
17
18
19
20
21
22
23 Total liabilities
Foundations that follow SFAS 117, check here
and complete lines 24 through 26 and lines 30 and 31.
24
25
26
27
28
29
30
31
Foundations that do not follow SFAS 117, check here
and complete lines 27 through 31.
Total net assets or fund balances
Total liabilities and net assets/fund balances
1
2
3
4
5
1
2
3
4
5
66
As
se
tsL
iab
ilit
ies
Ne
t A
ss
ets
or
Fu
nd
Ba
lan
ce
sForm 990-PF (2011) Page
Beginning of year End of year
Book Value Book Value Fair Market Value
Cash - non-interest-bearing
Savings and temporary cash investments
~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~
Accounts receivable
Less: allowance for doubtful accounts
Pledges receivable
Less: allowance for doubtful accounts
Grants receivable
Receivables due from officers, directors, trustees, and other
disqualified persons
~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~
Less: allowance for doubtful accounts
Inventories for sale or use
Prepaid expenses and deferred charges
~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~
Investments - U.S. and state government obligations ~~~~~~~
Investments - corporate stock
Investments - corporate bonds
~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~
~~
~~~~~~~~
Investments - mortgage loans
Investments - other
Land, buildings, and equipment: basis
~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~
Other assets (describe )
(to be completed by all filers) ������������
Accounts payable and accrued expenses ~~~~~~~~~~~~~
Grants payable
Deferred revenue
~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~
~~~~
Mortgages and other notes payable
Other liabilities (describe
~~~~~~~~~~~~~~~
)
(add lines 17 through 22) ������������
Unrestricted
Temporarily restricted
Permanently restricted
~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~
Capital stock, trust principal, or current funds ~~~~~~~~~~~
Paid-in or capital surplus, or land, bldg., and equipment fund
Retained earnings, accumulated income, endowment, or other funds
~~~~
~
~~~~~~~~~~~~~~~~
����������
Total net assets or fund balances at beginning of year - Part II, column (a), line 30
(must agree with end-of-year figure reported on prior year's return) ~~~~~~~~~~~~~~~~~~~~~~~~~~~
Enter amount from Part I, line 27a
Other increases not included in line 2 (itemize)
Add lines 1, 2, and 3
Decreases not included in line 2 (itemize)
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 ���������������
Form (2011)
Balance SheetsPart II
Analysis of Changes in Net Assets or Fund BalancesPart III
990-PF
9 99 9
99
99999
99
9
99
STMT 11 STMT 12
STMT 13
STMT 14 STATEMENT 15
STATEMENT 16
THE ROCKEFELLER FOUNDATION 13-1659629
8,655,202. 10,324,311. 10,324,311.100,252,658. 57,039,630. 57,039,630.
403,427. 522,109. 522,109.737,872. 877,997. 877,997.
1,285,371,240. 233,012,223. 233,012,223.41,170.
2,141,700,676. 3,158,416,155. 3,158,416,155.36,476,260.15,711,866. 21,499,313. 20,764,394. 20,764,394.
34,628,071. 26,188,052. 26,188,052.
3,593,289,629. 3,507,144,871. 3,507,144,871.8,303,766. 7,354,185.45,429,636. 55,197,645.
47,379,070. 46,848,613.
101,112,472. 109,400,443.X
3,492,177,157. 3,397,744,428.
3,492,177,157. 3,397,744,428.
3,593,289,629. 3,507,144,871.
3,492,177,157.14,330,215.
SEE STATEMENT 9 2,092,561.3,508,599,933.
SEE STATEMENT 10 110,855,505.3,397,744,428.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 2
123521 12-02-11
3
(b)(a) (c) (d)
1a
b
c
d
e
(f) (g) (h)(e)
a
b
c
d
e
(l)or(j) (k)
(i)
a
b
c
d
e
2 2
3
3
1(d)(a) (b) (c)
2
3
4
5
6
7
8
Total 2
3
4
5
6
7
8
Form 990-PF (2011) Page
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold (e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.)
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col. (h) gain minuscol. (k), but not less than -0-)
Losses (from col. (h)) Adjusted basis
as of 12/31/69 Excess of col. (i)
over col. (j), if any F.M.V. as of 12/31/69
If gain, also enter in Part I, line 7If (loss), enter -0- in Part I, line 7Capital gain net income or (net capital loss) ~~~~~~
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter -0- in Part I, line 8 ������������������������������
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
~~~~~~~~~~~~~~~~ Yes No
Enter the appropriate amount in each column for each year; see instructions before making any entries.
Distribution ratio(col. (b) divided by col. (c))
Base period yearsCalendar year (or tax year beginning in) Adjusted qualifying distributions Net value of noncharitable-use assets
2010
2009
2008
2007
2006
of line 1, column (d)
Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years
the foundation has been in existence if less than 5 years
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Enter the net value of noncharitable-use assets for 2011 from Part X, line 5
Multiply line 4 by line 3
~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Enter 1% of net investment income (1% of Part I, line 27b) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Add lines 5 and 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Enter qualifying distributions from Part XII, line 4~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate.See the Part VI instructions.
Form (2011)
Capital Gains and Losses for Tax on Investment IncomePart IV
Qualification Under Section 4940(e) for Reduced Tax on Net Investment IncomePart V
990-PF
pmorqspmo
THE ROCKEFELLER FOUNDATION 13-1659629
SEE ATTACHED STATEMENTS
509,786,032. 448,707,202. 178,679,886.
178,679,886.
178,679,886.
N/A
X
174,424,898. 3,254,142,493. .053601177,768,975. 3,021,756,161. .058830181,791,285. 3,705,828,203. .049056201,037,622. 3,907,395,237. .051451176,543,866. 3,450,686,830. .051162
.264100
.052820
3,509,252,056.
185,358,694.
1,921,146.
187,279,840.
171,707,357.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 3
If "Yes," attach a schedule listing their names and addresses
12353112-02-11
4
1
2
3
4
5
6
7
8
9
10
a
b
c
(attach copy of letter if necessary-see instructions)
1
2
3
4
5Tax based on investment income.
a
b
c
d
6a
6b
6c
6d
7
8
9
10
11
penalty
Tax due. amount owed
Overpayment. amount overpaid
11 Credited to 2012 estimated tax Refunded
1
2
3
4
a
b
c
d
e
1a
1b
1c
,
Form 1120-POL
(1) (2)
2
3
4a
4b
5
a
b Form 990-T
5
6
7
8
6
7
a
b
8b
9
10
9
10
If the answer is "Yes" to or attach a detailed description of the activities and copies of any materials published ordistributed by the foundation in connection with the activities.
If "Yes," attach a detailed description of the activities.
If "Yes," attach a conformed copy of the changes
If "Yes," attach the statement required by General Instruction T.
If "Yes," complete Part II, col. (c), and Part XV.
General Instruction G? If "No," attach explanation
If "Yes," complete Part XIV
Form 990-PF (2011) Page
Exempt operating foundations described in section 4940(d)(2), check here | and enter "N/A" on line 1.
Date of ruling or determination letter:
Domestic foundations that meet the section 4940(e) requirements in Part V, check here
of Part I, line 27b
| and enter 1%
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b).
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
Add lines 1 and 2
~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) ~~~~~~~~
Subtract line 4 from line 3. If zero or less, enter -0- ~~~~~~~~~~~~~~~~~
Credits/Payments:
2011 estimated tax payments and 2010 overpayment credited to 2011 ~~~~~~~~
Exempt foreign organizations - tax withheld at source
Tax paid with application for extension of time to file (Form 8868)
Backup withholding erroneously withheld
~~~~~~~~~~~~~~~~
~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~
Total credits and payments. Add lines 6a through 6d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Enter any for underpayment of estimated tax. Check here if Form 2220 is attached ~~~~~~~~~~~~~
If the total of lines 5 and 8 is more than line 7, enter ~~~~~~~~~~~~~~~~~~~~ |
|
|
If line 7 is more than the total of lines 5 and 8, enter the ~~~~~~~~~~~~~~
Enter the amount of line 10 to be: |
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in
any political campaign? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? ~~~~~~
Did the foundation file for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
On the foundation. | $ On foundation managers. | $
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation
managers. | $
Has the foundation engaged in any activities that have not previously been reported to the IRS? ~~~~~~~~~~~~~~~~~~~~
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or
bylaws, or other similar instruments? ~~~~~~~~~~~~~~~~~~~~~
Did the foundation have unrelated business gross income of $1,000 or more during the year?
If "Yes," has it filed a tax return on for this year?
~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Was there a liquidation, termination, dissolution, or substantial contraction during the year? ~~~~~~~~~~~~~~~~~~~~~~
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
¥ By language in the governing instrument, or
¥ By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law
remain in the governing instrument? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the foundation have at least $5,000 in assets at any time during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Enter the states to which the foundation reports or with which it is registered (see instructions)
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate)
of each state as required by ~~~~~~~~~~~~~~~~~~~~~~~~~
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar
year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV)? ~~~~~~~~~~~~~~
Did any persons become substantial contributors during the tax year? ��������
Form (2011)
1a 1b
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)Part VI
Statements Regarding ActivitiesPart VII-AYes No
990-PF
pnnnmnnno
9
THE ROCKEFELLER FOUNDATION 13-1659629
3,842,292.
0.3,842,292.
0.3,842,292.
5,064,609.
5,064,609.X
1,222,317.1,222,317. 0.
XX
X
0. 0.
0.X
XXX
X
XX
NY
X
XX
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 4
12354112-02-11
5
11
12
13
14
15
16
11
12
13
Form 1041 -
15
16
1a
(1)
(2)
(3)
(4)
(5)
(6)
Yes
Yes
Yes
Yes
Yes
Yes
No
No
No
No
No
No
Exception.
b
c
any
1b
1c
2
a
b
c
Yes No
not
all
2b
any
3a
b
Yes No
(1)
(2)
(3)
3b
4a
4b
4a
b
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
(continued)
(Use Schedule C,Form 4720, to determine if the foundation had excess business holdings in 2011.)
Form 990-PF (2011) Page
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of
section 512(b)(13)? If "Yes," attach schedule (see instructions)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges?
If "Yes," attach statement (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the foundation comply with the public inspection requirements for its annual returns and exemption application? ~~~~~~~~~~~
Website address |
The books are in care of |
Located at |
Telephone no. |
ZIP+4 |
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Check here ~~~~~~~~~~~~~~~~~~~~~~~ |
and enter the amount of tax-exempt interest received or accrued during the year ~~~~~~~~~~~~~~~~~~~ |
At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over a bank,
securities, or other financial account in a foreign country?
See the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes," enter the name of the foreign
country
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
|
During the year did the foundation (either directly or indirectly):
Engage in the sale or exchange, or leasing of property with a disqualified person?
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
~~~~~~~~~~~~~
~~~~~~~~~~~~~~
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Agree to pay money or property to a government official? ( Check "No"
if the foundation agreed to make a grant to or to employ the official for a period after
termination of government service, if terminating within 90 days.) ~~~~~~~~~~~~~~~~~~~~~
If any answer is "Yes" to 1a(1)-(6), did of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ~~~~~~~~~~~~~~~~~~~~~
|Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~~
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected
before the first day of the tax year beginning in 2011?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation
defined in section 4942(j)(3) or 4942(j)(5)):
At the end of tax year 2011, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning
before 2011? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If "Yes," list the years | , , ,
Are there any years listed in 2a for which the foundation is applying the provisions of section 4942(a)(2) (relating to incorrect
valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to years listed, answer "No" and attach
statement - see instructions.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If the provisions of section 4942(a)(2) are being applied to of the years listed in 2a, list the years here.
| , , ,
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time
during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If "Yes," did it have excess business holdings in 2011 as a result of any purchase by the foundation or disqualified persons after
May 26, 1969; the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose
of holdings acquired by gift or bequest; or the lapse of the 10-, 15-, or 20-year first phase holding period?
~~~~~~~~~~~~~~~~~~~~~~
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? ~~~~~~~~~~~~~
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that
had not been removed from jeopardy before the first day of the tax year beginning in 2011? ����������������������
Form (2011)
Part VII-A Statements Regarding Activities
Yes No
Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required
Yes No
990-PF
STATEMENT 18 STMT 19
THE ROCKEFELLER FOUNDATION 13-1659629
X
XX
WWW.ROCKEFELLERFOUNDATION.ORGELLEN TAUS, CFO 212-852-8361
420 FIFTH AVENUE, NEW YORK, NY 10018-2702
N/A
X
SEE STATEMENT 17
X
XXX
X
X
X
X
X
N/A
X
XX
X
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 5
Contributions toemployee benefit plans
and deferredcompensation
Contributions toemployee benefit plans
and deferredcompensation
12355112-02-11
5a
(1)
(2)
(3)
(4)
(5)
Yes
Yes
Yes
Yes
Yes
No
No
No
No
No
b
c
any
5b
6b
7b
Yes No
6
7
a
Yes No
b
a
b
Yes No
(If not paid,enter -0-)
6
1 List all officers, directors, trustees, foundation managers and their compensation.(d)(c) (e)(b)
(a)
2 Compensation of five highest-paid employees (other than those included on line 1). If none, enter "NONE."(d) (e)(b)
(a) (c)
Total
(continued)
If "Yes," attach the statement required by Regulations section 53.4945-5(d).
If "Yes" to 6b, file Form 8870.
Form 990-PF (2011) Page
During the year did the foundation pay or incur any amount to:
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly,
any voter registration drive?
~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Provide a grant to an individual for travel, study, or other similar purposes?
Provide a grant to an organization other than a charitable, etc., organization described in section
509(a)(1), (2), or (3), or section 4940(d)(2)?
~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for
the prevention of cruelty to children or animals? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If any answer is "Yes" to 5a(1)-(5), did of the transactions fail to qualify under the exceptions described in Regulations
section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ~~~~~~~~~~~~~~~~~~~~~~~~|Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained
expenditure responsibility for the grant?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~~~~~~~~~~~~~~~~
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? ~~~~~~~~~
If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction?
Compensation Expenseaccount, other
allowances
Title, and averagehours per week devoted
to position Name and address
Expenseaccount, other
allowances
Title, and averagehours per week
devoted to position Name and address of each employee paid more than $50,000 Compensation
number of other employees paid over $50,000 ��������������������������������������� |
Form (2011)
�����������������
Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required
Information About Officers, Directors, Trustees, Foundation Managers, HighlyPaid Employees, and ContractorsPart VIII
990-PF
SEE STATEMENT 21
THE ROCKEFELLER FOUNDATION 13-1659629
X
XX
X
X
X
X
XX
XN/A
SEE STATEMENT 20 3,749,546. 346761. 0.
CHUN LAI DEPUTY CHIEF INVESTMENT OFFICER420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 583,794. 64,257. 0.DOUGLASS COYLE MANAGING DIRECTOR, INVESTMENTS420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 421,201. 63,542. 0.MICHELLE PAK MANAGING DIRECTOR, INVESTMENTS420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 415,771. 63,550. 0.RONALD CHEN MANAGING DIRECTOR, INVESTMENTS420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 313,727. 58,890. 0.SAMANTHA GILBERT CHIEF HUMAN RESOURCES OFFICER420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 292,382. 64,223. 0.
103
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 6
12356112-02-11
7
1
2
3
3 Five highest-paid independent contractors for professional services. If none, enter "NONE."
(a) (c)(b)
Total
1
2
3
4
Total.
(continued)
Form 990-PF (2011) Page
Name and address of each person paid more than $50,000 Compensation Type of service
number of others receiving over $50,000 for professional services��������������������������������
List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as thenumber of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
All other program-related investments. See instructions.
Form (2011)
Add lines 1 through 3 ��������������������������������������������
Information About Officers, Directors, Trustees, Foundation Managers, HighlyPaid Employees, and Contractors Part VIII
Summary of Direct Charitable ActivitiesPart IX-A
Part IX-B Summary of Program-Related Investments
990-PFJ
9
THE ROCKEFELLER FOUNDATION 13-1659629
STATE STREET BANK AND TRUST2 AVENUE DE LAFAYETTE, BOSTON, MA 02111 CUSTODIAL SERVICES 1,339,632.GENERATION INVESTMENT MANAGEMENT U.S., LLPONE BRYANT PARK 48TH FL., NEW YORK, NY 10036
INVESTMENTMANAGEMENT 812,926.
SOUTHEASTERN ASSET MANAGEMENT6410 POPLAR AVE, STE. 900, MEMPHIS, TN 38119
INVESTMENTMANAGEMENT 694,650.
BAILLIE GIFFORD & CO.CALTON SQUARE 1 GREENSIDE ROW, UNITED KINGDOM
INVESTMENTMANAGEMENT 560,640.
EMERGING MARKETS MANAGEMENT, LLC - 1001 19THSTREET NORTH, 17TH FLOOR, ARLINGTON, VA 22209
INVESTMENTMANAGEMENT 518,404.
66
SEE STATEMENTS 29 AND 30
4,124,148.
SEE STATEMENT 23 875,000.
SEE STATEMENT 24 400,000.
SEE STATEMENT 22 519,746.519,746.1,794,746.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 7
12357112-02-11
8
1
a
b
c
d
e
1a
1b
1c
1d
2
3
4
5
6
Total
1e
2
3
4
5 Net value of noncharitable-use assets.
6 Minimum investment return.
1
2
3
4
5
6
1
2c
3
4
5
6
7
a
b
c
2a
2b
7 Distributable amount
1
2
3
4
5
6
a
b
1a
1b
2
3a
3b
4
5
6
a
b
Qualifying distributions.
Adjusted qualifying distributions.
Note.
Page Form 990-PF (2011)
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes:
Average monthly fair market value of securities
Average of monthly cash balances
Fair market value of all other assets
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
(add lines 1a, b, and c)
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~
Acquisition indebtedness applicable to line 1 assets
Subtract line 2 from line 1d
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) ~~~~~~~~
Subtract line 4 from line 3. Enter here and on Part V, line 4 ~~~~~~~~~~
Enter 5% of line 5 ��������������������������������
(Section 4942(j)(3) and (j)(5) private operating foundations and certainforeign organizations check here and do not complete this part.)
Minimum investment return from Part X, line 6
Tax on investment income for 2011 from Part VI, line 5
Income tax for 2011. (This does not include the tax from Part VI.)
Add lines 2a and 2b
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~
~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Distributable amount before adjustments. Subtract line 2c from line 1
Recoveries of amounts treated as qualifying distributions
~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Add lines 3 and 4
Deduction from distributable amount (see instructions)
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ������������
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26
Program-related investments - total from Part IX-B
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes
~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~
Amounts set aside for specific charitable projects that satisfy the:
Suitability test (prior IRS approval required)
Cash distribution test (attach the required schedule)
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4~~~~~~~~~
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Subtract line 5 from line 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section
4940(e) reduction of tax in those years.
Form (2011)
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
(see instructions)
(see instructions)
Minimum Investment ReturnPart X
Distributable Amount Part XI
Qualifying Distributions Part XII
990-PF
9
THE ROCKEFELLER FOUNDATION 13-1659629
3,534,307,008.21,973,659.6,411,776.
3,562,692,443.
0.0.
3,562,692,443.53,440,387.
3,509,252,056.175,462,603.
175,462,603.3,842,292.131,250.
3,973,542.171,489,061.1,356,396.
172,845,457.0.
172,845,457.
168,522,590.1,794,746.1,390,021.
171,707,357.
0.171,707,357.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 8
Undistributed income, if any, as of the end of 2011:
Excess distributions carryover applied to 2011(If an amount appears in column (d), the same amountmust be shown in column (a).)
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
12358112-02-11
9
(a) (b) (c) (d)
1
2
3
a
b
a
b
c
d
e
f Total
4
a
b
c
d
e
5
6 Enter the net total of each column asindicated below:
a
b
c
d
e
f
7
8
9
10
Excess distributions carryover to 2012.
a
b
c
d
e
Form 990-PF (2011) Page
Corpus Years prior to 2010 2010 2011
Distributable amount for 2011 from Part XI,
line 7 ~~~~~~~~~~~~~~~~~
Enter amount for 2010 only ~~~~~~~
Total for prior years:
, ,
Excess distributions carryover, if any, to 2011:
From 2006
From 2007
From 2008
From 2009
From 2010
~~~
~~~
~~~
~~~
~~~
of lines 3a through e ~~~~~~~~
Qualifying distributions for 2011 from
$Part XII, line 4:
Applied to 2010, but not more than line 2a
Applied to undistributed income of prior
years (Election required - see instructions)
~
~
Treated as distributions out of corpus
(Election required - see instructions)
Applied to 2011 distributable amount
~~~
~~~
Remaining amount distributed out of corpus
~~
~~
Prior years' undistributed income. Subtract
line 4b from line 2b ~~~~~~~~~~~
Enter the amount of prior years'undistributed income for which a notice ofdeficiency has been issued, or on whichthe section 4942(a) tax has been previouslyassessed ~~~~~~~~~~~~~~~
Subtract line 6c from line 6b. Taxable
amount - see instructions ~~~~~~~~
Undistributed income for 2010. Subtract line
4a from line 2a. Taxable amount - see instr.~
Undistributed income for 2011. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2012 ~~~~~~~~~~
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) ~~~~
Excess distributions carryover from 2006
not applied on line 5 or line 7 ~~~~~~~
Subtract lines 7 and 8 from line 6a ~~~~
Analysis of line 9:
Excess from 2007
Excess from 2008
Excess from 2009
Excess from 2010
Excess from 2011
~
~
~
~
�
Form (2011)
(see instructions)Undistributed IncomePart XIII
990-PF
9
THE ROCKEFELLER FOUNDATION 13-1659629
172,845,457.
0.
0.
134,627,267.14448470.
24024684.10888809.
183,989,230.
171707357.0.
0.
0.171,707,357.
0.1,138,100. 1,138,100.
182,851,130.
0.
0.
0.
0.
0.
0.
133,489,167.
49,361,963.
14448470.
24024684.10888809.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 9
123601 12-02-11
10
1 a
b
a
b
c
d
e
2(a) (b) (c) (d) (e) Total
3
a(1)
(2)
b
c
(1)
(2)
(3)
(4)
1
a
b
2
a
b
c
d
Information Regarding Foundation Managers:
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Page Form 990-PF (2011)
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2011, enter the date of the ruling ~~~~~~~~~~~~~~Check box to indicate whether the foundation is a private operating foundation described in section 4942(j)(3) or 4942(j)(5)
Prior 3 yearsTax yearEnter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for
each year listed
2011 2010 2009 2008
~~~~~~~~~
85% of line 2a ~~~~~~~~~~
Qualifying distributions from Part XII,
line 4 for each year listed ~~~~~
Amounts included in line 2c not
used directly for active conduct of
exempt activities ~~~~~~~~~
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c~~~~Complete 3a, b, or c for thealternative test relied upon:"Assets" alternative test - enter:
Value of all assets ~~~~~~
Value of assets qualifyingunder section 4942(j)(3)(B)(i) ~
"Endowment" alternative test - enter2/3 of minimum investment returnshown in Part X, line 6 for each yearlisted ~~~~~~~~~~~~~~
"Support" alternative test - enter:
Total support other than grossinvestment income (interest,dividends, rents, payments onsecurities loans (section512(a)(5)), or royalties)~~~~
Support from general publicand 5 or more exemptorganizations as provided insection 4942(j)(3)(B)(iii) ~~~
Largest amount of support from
an exempt organization
Gross investment income
~~~~
���
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any taxyear (but only if they have contributed more than $5,000). (See section 507(d)(2).)
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership orother entity) of which the foundation has a 10% or greater interest.
Check here if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. Ifthe foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d.
The name, address, and telephone number of the person to whom applications should be addressed:
The form in which applications should be submitted and information and materials they should include:
Any submission deadlines:
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:
Form (2011)
(see instructions and Part VII-A, question 9)Part XIV Private Operating Foundations
Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assetsat any time during the year-see instructions.)
990-PF
9
9
THE ROCKEFELLER FOUNDATION 13-1659629N/A
NONE
NONE
OFFICE OF GRANTS MANAGEMENT, 212-852-8465420 FIFTH AVENUE, NEW YORK, NY 10018
SEE STATEMENTS 27 AND 28
SEE STATEMENTS 27 AND 28
SEE STATEMENTS 27 AND 28
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 10
123611 12-02-11
11
3
a
Total 3a
b
Total 3b
Grants and Contributions Paid During the Year or Approved for Future Payment
Paid during the year
Approved for future payment
Page Form 990-PF (2011)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
������������������������������������������������������
������������������������������������������������������
Form (2011)
(continued)Part XV Supplementary Information
990-PF
9
9
THE ROCKEFELLER FOUNDATION 13-1659629
**
3 LEGGED DOG INC N/A 501C3 PUBL CHARSEE STATEMENT80 GREENWICH STREETNEW YORK, NY 10006
43,750.
ACCENTURE LLP N/A US NON CHARITY SEE STATEMENT161 N CLARK STREET ERCHICAGO, IL 60601
172,620.
ACCENTURE LLP N/A US NON CHARITY SEE STATEMENT161 N CLARK STREET ERCHICAGO, IL 60601
278,623.
ACCESS HEALTH INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT3053 P STREET NWWASHINGTON, DC 20007
53,100.
ACCESS HEALTH INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT3053 P STREET NWWASHINGTON, DC 20007
280,600.SEE CONTINUATION SHEET(S) 132,691,040.
ACADEMY FOR EDUCATIONAL DEVELOPMENT N/A 501C3 PUBL CHARSEE STATEMENT1825 CONNECTICUT AVENUE N WWASHINGTON, DC 20009 5721
44,300.
ACCENTURE LLP N/A US NON CHARITY SEE STATEMENT161 N CLARK STREET ERCHICAGO, IL 60601
172,620.
ACCESS HEALTH INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT3053 P STREET NWWASHINGTON, DC 20007
264,850.SEE CONTINUATION SHEET(S) 55,197,645.
** SEE PURPOSE OF GRANT CONTINUATIONS
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 11
Excluded by section 512, 513, or 514
Exclu-sioncode
12362112-02-11
12
(e)(c)(a) (b) (d)
1
a
b
c
d
e
f
g
2
3
4
5
6
7
8
9
10
a
b
11
12
13
a
b
c
d
e
Total. 13
Line No.
Form 990-PF (2011) Page
Unrelated business incomeEnter gross amounts unless otherwise indicated.Related or exemptfunction income
Businesscode Amount AmountProgram service revenue:
Fees and contracts from government agencies ~~~
Membership dues and assessments
Interest on savings and temporary cash
investments
~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~
Dividends and interest from securities
Net rental income or (loss) from real estate:
~~~~~~~~
Debt-financed property
Not debt-financed property
~~~~~~~~~~~~~
~~~~~~~~~~~~
Net rental income or (loss) from personal
property ~~~~~~~~~~~~~~~~~~~~~
Other investment income
Gain or (loss) from sales of assets other
than inventory
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~
Net income or (loss) from special events
Gross profit or (loss) from sales of inventory
Other revenue:
~~~~~~~
~~~~~
Subtotal. Add columns (b), (d), and (e)
Add line 12, columns (b), (d), and (e)
~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
(See worksheet in line 13 instructions to verify calculations.)
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment ofthe foundation's exempt purposes (other than by providing funds for such purposes).
Form (2011)
Part XVI-A Analysis of Income-Producing Activities
Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes
990-PF
<
THE ROCKEFELLER FOUNDATION 13-1659629
14 5,810.525990 2,158,586. 14 33,681,680.
01 3,021,251.
525990 9,754,684. 18 162,123,680.
SEE STATEMENT 25 -2,602,473. -867,655.
9,310,797. 197,964,766. 0.207,275,563.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 12
Line no. Description of transfers, transactions, and sharing arrangements
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge
and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.May the IRS discuss thisreturn with the preparershown below (see instr.)?
12362212-02-11
13
1
a
b
(1)
(2)
1a(1)
1a(2)
1b(1)
1b(2)
1b(3)
1b(4)
1b(5)
1b(6)
1c
(1)
(2)
(3)
(4)
(5)
(6)
c
d (b)
(d)
(a) (b) (c) (d)
2a
b(a) (b) (c)
Yes No
Form 990-PF (2011) Page
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of
the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Transfers from the reporting foundation to a noncharitable exempt organization of:
Cash
Other assets
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Other transactions:
Sales of assets to a noncharitable exempt organization
Purchases of assets from a noncharitable exempt organization
Rental of facilities, equipment, or other assets
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Reimbursement arrangements
Loans or loan guarantees
Performance of services or membership or fundraising solicitations
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Sharing of facilities, equipment, mailing lists, other assets, or paid employees ~~~~~~~~~~~~~~~~~~~~~~~~~~~~
If the answer to any of the above is "Yes," complete the following schedule. Column should always show the fair market value of the goods, other assets,
or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in
column the value of the goods, other assets, or services received.
Amount involved Name of noncharitable exempt organization
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described
in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?
If "Yes," complete the following schedule.
~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No
Name of organization Type of organization Description of relationship
Signature of officer or trustee TitleDateCheck
self- employed
if PTINPrint/Type preparer's name Preparer's signature Date
Firm's name Firm's EIN
Firm's address
Phone no.
Form (2011)
Part XVII Information Regarding Transfers To and Transactions and Relationships With NoncharitableExempt Organizations
Yes No
SignHere
PaidPreparerUse Only
990-PF
= =
9 99
SEE STATEMENT 26
THE ROCKEFELLER FOUNDATION 13-1659629
XX
XXXXXXX
SERVICE EMPLOYEESA1 350,000.INTERNATIONAL UNION
ROCKEFELLER FOUNDATIONVOLUNTARY EMPLOYEE
A1 60,000.BENEFICIARY ASSOCIATIONA1 200,000.CNT ENERGYA1 200,000.OPEN HEALTH TOOLS
NORTH CAROLINA METROPOLITANA1 50,000.MAYORS COALITION
X
N/A
CHIEF FINANCIALOFFICER X
THOMAS F. BLANEY P00234022O'CONNOR DAVIES MUNNS & DOBBINS, LLP 13-3385019
665 FIFTH AVENUENEW YORK, NY 10022 (212)286-2600
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 13
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
AFRICA HEALTH AND DEVELOPMENT N/A PVT FDN EQUIV SEE STATEMENTINTERNATIONAL ERTWAWEZA HOUSE PARKLANDS ROAD MPESILANE NAIROBI, KENYA
120,000.AFRICAN CENTER FOR ECONOMIC N/A 501C3 PUBL CHARSEE STATEMENTTRANSFORMATION1015 18TH STREET NW SUITE 210WASHINGTON, DC 20036
25,000.AFRICAN CENTER FOR ECONOMIC N/A 501C3 PUBL CHARSEE STATEMENTTRANSFORMATION1015 18TH STREET NW SUITE 210WASHINGTON, DC 20036
84,900.AFRICAN CENTRE FOR GLOBAL HEALTH AND N/A PVT FDN EQUIV SEE STATEMENTSOCIAL TRANSFORMATION LIMITED ERPLOT 13B ACACIA AVENUE P O BOX 9974KAMPALA, UGANDA
150,000.AFRICAN EVALUATION ASSOCIATION N/A FOREIGN ORG ER SEE STATEMENT15 EMMAUSE ROAD LA ACCRA P O BOX 16208KIA ACCRA, GHANA
28,916.AFRICAN MEDICAL AND RESEARCH N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIVWILSON AIRPORT LANGATA ROADNAIROBI, KENYA
200,000.AFRICAN MEDICAL AND RESEARCH N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIVWILSON AIRPORT LANGATA ROADNAIROBI, KENYA
250,000.AFRICAN POPULATION AND HEALTH N/A 501C3 PUBL CHARSEE STATEMENTRESEARCH CENTRE INCAPHRC CAMPUS KIRAWA ROAD OFF PEPONIROAD NAIROBI, KENYA
46,976.AFRICAN TECHNOLOGY POLICY STUDIES N/A PUBLIC CHARITY SEE STATEMENTNETWORK EQUIVCHANCERY BUILDING 3RD FLOOR VALLEYROAD NAIROBI, KENYA
22,000.AFRICAN TECHNOLOGY POLICY STUDIES N/A PUBLIC CHARITY SEE STATEMENTNETWORK EQUIVCHANCERY BUILDING 3RD FLOOR VALLEYROAD NAIROBI, KENYA
50,000.131,862,347.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 14
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
AFRICAN UNION COMMISSION N/A INTL ORG BY SEE STATEMENTP O BOX 3243 EXEC ORDADDIS ABABA, ETHIOPIA
150,000.AGRICULTURAL TRANSFORMATION AGENCY N/A FOREIGN GOV T SEE STATEMENTZEKUALA COMPLEX P O BOX 708 UNITADDIS ABABA, ETHIOPIA
400,000.ALLAVIDA KENYA LIMITED N/A FOREIGN ORG ER SEE STATEMENT3RD FLOOR RATTANSI EDUCATIONAL TRUSTBUILDING KOINANGE STREET NAIROBI,KENYA
93,480.ALLIANCE FOR A GREEN REVOLUTION IN N/A 501C3 PUBL CHARSEE STATEMENTAFRICAP O BOX 66773 WESTLANDS 00800NAIROBI, KENYA
5,000,000.ALLIANCE FOR DOWNTOWN NEW YORK INC N/A 501C3 PUBL CHARSEE STATEMENT120 BROADWAY SUITE 3340NEW YORK, NY 10271
37,500.ALLIANCE OF ARTISTS COMMUNITIES N/A 501C3 PUBL CHARSEE STATEMENT255 SOUTH MAIN STREETPROVIDENCE, RI 02903
75,000.AMERICAN IDEAS INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT555 BRYANT STREET SUITE 371PALO ALTO, CA 94301 1704
50,000.AMERICAN IDEAS INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT555 BRYANT STREET SUITE 371PALO ALTO, CA 94301 1704
75,000.APCO WORLDWIDE LIMITED N/A FOREIGN ORG ER SEE STATEMENT153 3 GOLDEN LAND BLDG 3RD FLOOR SOIMAHARDLEKLUANG 1 RAJDAMRI ROADBANGKOK, THAILAND 10330
350,000.APPLIED RESEARCH CENTER N/A 501C3 PUBL CHARSEE STATEMENT32 BROADWAY SUITE 1801NEW YORK, NY 10004
200,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 15
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ASHOKA N/A 501C3 PUBL CHARSEE STATEMENT1700 N MOORE STREET SUITE 2000ARLINGTON, VA 22209
100,000.ASHOKA N/A 501C3 PUBL CHARSEE STATEMENT1700 N MOORE STREET SUITE 2000ARLINGTON, VA 22209
249,000.ASHOKA INNOVATORS FOR THE PUBLIC N/A PUBLIC CHARITY SEE STATEMENTTHAILAND FOUNDATION EQUIV3RD FLOOR 65 1 SUKHUMVIT KLONGTON NUAWATTANA BANGKOK, THAILAND 10110
75,000.ASIA FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT465 CALIFORNIA STREET 9TH FLOORSAN FRANCISCO, CA 94104
200,000.ASIAN COALITION FOR HOUSING RIGHTS N/A PUBLIC CHARITY SEE STATEMENT73 SOL SONTHIWATTANA 4 LADPRAO 110 EQUIVROAD BANGKOK, THAILAND 10310
300,000.ASIAN COMMUNITY HEALTH ACTION NETWORK N/A PUBLIC CHARITY SEE STATEMENTS5 32ND CROSS STREET BESANT NAGAR EQUIVMADRAS 90, INDIA
50,000.ASIAN DISASTER PREPAREDNESS CENTER N/A PUBLIC CHARITY SEE STATEMENTSM TOWER 24TH FLOOR 979 69 EQUIVPAHOLYOTHIN ROAD BANGKOK, THAILAND10400
21,440.ASIAN MIGRANT CENTRE N/A PUBLIC CHARITY SEE STATEMENTROOM 6 6F MAN YUEN BUILDING 1 8 MAN EQUIVYUEN STREET HONG KONG, CHINA
60,000.ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENTONE DUPONT CIRCLE NW SUITE 700WASHINGTON, DC 20036 1133
500,000.ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENTONE DUPONT CIRCLE NW SUITE 700WASHINGTON, DC 20036 1133
50,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 16
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENTONE DUPONT CIRCLE NW SUITE 700WASHINGTON, DC 20036 1133
200,000.ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENTONE DUPONT CIRCLE NW SUITE 700WASHINGTON, DC 20036 1133
300,000.ATENEO DE MANILA UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT2 F XAVIER HALL KATIPUN AVE LOYOLA EQUIVHEIGHTS QUEZON CITY, PHILIPPINES1108
325,000.AVASANT LLC N/A US NON CHARITY SEE STATEMENT3601 N AVIATION BLVD SUITE 300 ERMANHATTAN BEACH, CA 90266
234,475.BANGABANDHU SHEIKH MUJIB MEDICAL N/A PUBLIC CHARITY SEE STATEMENTUNIVERSITY EQUIVSHAHABAGHDHAKA, BANGLADESH
52,900.BANGLADESH RURAL ADVANCEMENT N/A PUBLIC CHARITY SEE STATEMENTCOMMITTEE EQUIVBRAC CENTRE 75 MOHAKHALIDHAKA, BANGLADESH 1212
400,000.BERTELSMANN FOUNDATION NORTH AMERICA N/A 501C3 OP FDN ERSEE STATEMENTINC1101 NEW YORK AVENUE NW STE 901WASHINGTON, DC 20005
170,000.BIPARTISAN POLICY CENTER INC N/A 501C3 PUBL CHARSEE STATEMENT1225 EYE STREET NW SUITE 1000WASHINGTON, DC 20005
300,000.BLUEGREEN ALLIANCE FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT2828 UNIVERSITY AVENUE SE SUITE 200MINNEAPOLIS, MN 55414
100,000.BLUEGREEN ALLIANCE FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT2828 UNIVERSITY AVENUE SE SUITE 200MINNEAPOLIS, MN 55414
300,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 17
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENTSTANFORD JUNIOR UNIVERSITYC O OFFICE OF SPONSORED RESEARCH 651SERRA STREET SUITE 220 STANFORD, CA94305 6203 112,500.BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENTSTANFORD JUNIOR UNIVERSITYC O OFFICE OF SPONSORED RESEARCH 651SERRA STREET SUITE 220 STANFORD, CA94305 6203 125,000.BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENTSTANFORD JUNIOR UNIVERSITYC O OFFICE OF SPONSORED RESEARCH 651SERRA STREET SUITE 220 STANFORD, CA94305 6203 225,000.BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENTSTANFORD JUNIOR UNIVERSITYC O OFFICE OF SPONSORED RESEARCH 651SERRA STREET SUITE 220 STANFORD, CA94305 6203 400,000.BOWERY ARTS AND SCIENCE LTD N/A 501C3 PUBL CHARSEE STATEMENT310 BOWERY 2ND FLOORNEW YORK, NY 10012
43,750.BRAC UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT66 MOHAKHALI EQUIVDHAKA, BANGLADESH 1212
47,280.BRAC USA INC N/A 501C3 PUBL CHARSEE STATEMENT11 EAST 44TH STREET SUITE 1600NEW YORK, NY 10017
22,500.BRIC ARTS MEDIA BROOKYN INC N/A 501C3 PUBL CHARSEE STATEMENT647 FULTON STREETBROOKLYN, NY 11217
75,000.BROOKINGS INSTITUTION N/A 501C3 PUBL CHARSEE STATEMENT1775 MASSACHUSETTS AVENUE NWWASHINGTON, DC 20036 2188
250,000.BROOKINGS INSTITUTION N/A 501C3 PUBL CHARSEE STATEMENT1775 MASSACHUSETTS AVENUE NWWASHINGTON, DC 20036 2188
1,000,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 18
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
BROOKLYN ACADEMY OF MUSIC INC N/A 501C3 PUBL CHARSEE STATEMENT30 LAFAYETTE AVENUEBROOKLYN, NY 11217 1486
112,500.BROWN UNIVERSITY N/A 501C3 PUBL CHARTOWARD THE COSTS OFP O BOX 1148 155 ANGELL STREET 2ND EFFORTS TO DOCUMENTFLOOR PROVIDENCE, RI 02912 AND PRESERVE THE
ENDANGERED INDIGENOUSAFRICAN IGBO LANGUAGE 30,000.
BUILDING AMERICA S FUTURE EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENTFUND1301 PENNSYLVANIA AVENUE NW SUITE 350WASHINGTON, DC 20004
150,000.BUILDING AMERICA'S FUTURE EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENTFUND1301 PENNSYLVANIA AVENUE NW SUITE 350WASHINGTON, DC 20004
250,000.CALVERT SOCIAL INVESTMENT FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENTINC7315 WISCONSIN AVENUE SUITE 1100WBETHESDA, MD 20814 9814
515,000.CAPITAL E LLC N/A US NON CHARITY SEE STATEMENT1250 24TH STREET NW SUITE 300 ERWASHINGTON, DC 20015
60,000.CAREGO INTERNATIONAL INC N/A US NON CHARITY SEE STATEMENTP O BOX 743 ERDANVILLE, CA 94526
50,000.CARLETON UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT503 TORY BUILDING 1125 COLONEL BY EQUIVDRIVE OTTAWA, CANADA K1S 5B6
45,000.CARNEGIE ENDOWMENT FOR INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENTPEACE1779 MASSACHUSETTS AVENUE NWWASHINGTON, DC 20036
125,000.CARNEGIE HALL SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT881 SEVENTH AVENEW YORK, NY 10018
200,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 19
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CASITA MARIA INC N/A 501C3 PUBL CHARSEE STATEMENT928 SIMPSON STREET 6TH FLOORBRONX, NY 10459
157,500.CEC ARTSLINK INC N/A 501C3 PUBL CHARSEE STATEMENT435 HUDSON STREETNEW YORK, NY 10014
37,500.CEDAR ASSOCIATES LLC N/A US NON CHARITY SEE STATEMENT275 MIDDLEFIELD ROAD SUITE 200 ERMENLO PARK, CA 94025
29,100.CENTER FOR AMERICAN PROGRESS N/A 501C3 PUBL CHARSEE STATEMENT1333 H STREET NW 10TH FLOORWASHINGTON, DC 20005
150,000.CENTER FOR AMERICAN PROGRESS N/A 501C3 PUBL CHARSEE STATEMENT1333 H STREET NW 10TH FLOORWASHINGTON, DC 20005
250,000.CENTER FOR CLEAN AIR POLICY N/A 501C3 PUBL CHARSEE STATEMENT750 FIRST STREET NE SUITE 940WASHINGTON, DC 20002
100,000.CENTER FOR INTERNATIONAL FORESTRY N/A 501C3 PUBL CHARSEE STATEMENTRESEARCHP O BOX 0113 BOCBDBOGAR, INDONESIA 16000
400,000.CENTER FOR NATIONAL POLICY N/A 501C3 PUBL CHARSEE STATEMENTONE MASSACHUSETTS AVENUE NW SUITE 333WASHINGTON, DC 20001
311,341.CENTER FOR NEIGHBORHOOD TECHNOLOGY N/A 501C3 PUBL CHARSEE STATEMENT2125 WEST NORTH AVENUECHICAGO, IL 60647
250,000.CENTER FOR URBAN PEDAGOGY INC N/A 501C3 PUBL CHARSEE STATEMENT232 THIRD STREET D201BROOKLYN, NY 11215
120,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 20
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CENTRE FOR DEMOCRACY AND DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENTP O BOX 14345 4 KIKUYU CLOSE OFF EQUIVNAIROBI STREET ABUJA, NIGERIA
25,900.CENTRE FOR DEMOCRACY AND DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENTP O BOX 14345 4 KIKUYU CLOSE OFF EQUIVNAIROBI STREET ABUJA, NIGERIA
100,000.CENTRE FOR HEALTH AND SOCIAL SERVICES N/A PVT FDN EQUIV SEE STATEMENTP O BOX PMB 52 MINISTRIES ERACCRA, GHANA
14,445.CENTRE FOR HEALTH AND SOCIAL SERVICES N/A PVT FDN EQUIV SEE STATEMENTP O BOX PMB 52 MINISTRIES ERACCRA, GHANA
48,000.CENTRE FOR HEALTH AND SOCIAL SERVICES N/A PVT FDN EQUIV SEE STATEMENTP O BOX PMB 52 MINISTRIES ERACCRA, GHANA
220,000.CENTRE FOR PROMOTION OF QUALITY OF N/A FOREIGN ORG ER SEE STATEMENTLIFE14 9 HOANG DU KHUONG STREET DISTRICT10 HO CHI MINH CITY, VIETNAM
60,000.CERES INC N/A 501C3 PUBL CHARSEE STATEMENT99 CHAUNCY STREETBOSTON, MA 02111
200,000.CHALLENGE TO CHANGE N/A PUBLIC CHARITY SEE STATEMENTHATTERS CROFT RADFALL RIDE EQUIVKENT CT5 3EW, UNITED KINGDOM
90,000.CHARTER CITIES N/A 501C3 PUBL CHARSEE STATEMENT555 BRYANT ST 397PALO ALTO, CA 94301
400,000.CHICAGO COMMUNITY TRUST N/A 501C3 PUBL CHARSEE STATEMENT111 EAST WACKER DRIVE SUITE 1400CHICAGO, IL 60601
60,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 21
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CHILDLINE KENYA N/A PUBLIC CHARITY SEE STATEMENTBOX 10003 00100 GENERAL POST OFFICE EQUIVNAIROBI, KENYA
117,100.CHIMPANZEE PRODUCTIONS INC N/A US NON CHARITY SEE STATEMENT68 EAST 131ST STREET 7TH FLOOR ERNEW YORK, NY 10037
112,500.CHINA MEDICAL BOARD INC N/A 501C3 PVT FDN SEE STATEMENT2 ARROW STREET 2ND FLOOR ERCAMBRIDGE, MA 02138
128,500.CHINA NATIONAL HEALTH DEVELOPMENT N/A FOREIGN ORG ER SEE STATEMENTRESEARCH CENTERP O BOX 218 PEKING UNIVERSITY HEALTHSCIENCE CENTER BEIJING, CHINA 100083
250,000.CHULALONGKORN UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT254 PHYATHAI ROAD PATUMWAN EQUIVBANGKOK, THAILAND 10330
20,000.CHULALONGKORN UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT254 PHYATHAI ROAD PATUMWAN EQUIVBANGKOK, THAILAND 10330
30,000.CITY FUTURES INC N/A 501C3 PUBL CHARSEE STATEMENT120 WALL STREET 20TH FLOORNEW YORK, NY 10005
47,000.CITY FUTURES INC N/A 501C3 PUBL CHARSEE STATEMENT120 WALL STREET 20TH FLOORNEW YORK, NY 10005
75,000.CLAREMONT GRADUATE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT165 E 10TH STREETCLAREMONT, CA 91711
75,000.CLEAN ECONOMY DEVELOPMENT CENTER N/A 501C3 PUBL CHARSEE STATEMENT1707 N STREET N WWASHINGTON, DC 20036
150,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 22
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CLEAN ENERGY WORKS OREGON N/A 501C3 PUBL CHARSEE STATEMENT3934 NE MARTIN LUTHER KING JR BLVDPORTLAND, OR 97212
300,000.CLINTON GLOBAL INITIATIVE N/A 501C3 PUBL CHARSEE STATEMENT1301 AVENUE OF AMERICAS 37TH FLOORNEW YORK, NY 10019
350,000.CLINTON HEALTH ACCESS INITIATIVE INC N/A 501C3 PUBL CHARSEE STATEMENT383 DORCHESTER AVENUE SUITE 400BOSTON, MA 02127
380,000.CLUB OF MADRID FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT120 WELLS AVENUENEWTON, MA 02459
100,000.CNT ENERGY N/A EXEMPT NON CHARSEE STATEMENT2125 WEST NORTH AVENUE ERCHICAGO, IL 60647
200,000.COLUMBIA UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT202 LOW MEMORIAL LIBRARYNEW YORK, NY 10027
50,000.COLUMBIA UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT202 LOW MEMORIAL LIBRARYNEW YORK, NY 10027
100,000.COLUMBIA UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT202 LOW MEMORIAL LIBRARYNEW YORK, NY 10027
495,600.COMMON GROUND COMMUNITIES INC D B A N/A 501C3 PUBL CHARSEE STATEMENTCOMMUNITY SOLUTIONS14 EAST 28TH STREETNEW YORK, NY 10016
187,500.COMMON MARKET FOR EASTERN AND N/A FOREIGN GOV T SEE STATEMENTSOUTHERN AFRICA SECRETARIAT UNITBEN BELLA ROAD P O BOX 30051LUSAKA, ZAMBIA
300,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 23
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
COMMUNITY AND INDIVIDUAL DEVELOPMENT N/A FOREIGN ORG ER SEE STATEMENTASSOCIATION19 3RD STREET HOUGHTONJOHANNESBURG, SOUTH AFRICA
350,000.COMMUNITY CATALYST INC N/A 501C3 PUBL CHARSEE STATEMENT30 WINTER STREET SUITE 1004BOSTON, MA 02108
100,000.COMMUNITY PARTNERS N/A 501C3 PUBL CHARSEE STATEMENT1000 N ALAMEDA STREET SUITE 240LOS ANGELES, CA 90012
150,000.CONFEDERATION OF INDIAN INDUSTRY N/A FOREIGN ORG ER SEE STATEMENT23 INSTITUTIONAL AREA LODI ROADNEW DELHI, INDIA
253,175.COOPERATIVE FOR ASSISTANCE AND RELIEF N/A 501C3 PUBL CHARSEE STATEMENTEVERYWHERE CARE USA151 ELLIS STREET NEATLANTA, GA 30303 2440
148,211.CORPORATION FOR NATIONAL AND N/A U S GOVERNMENT SEE STATEMENTCOMMUNITY SERVICE UNIT1201 NEW YORK AVENUE NWWASHINGTON, DC 20005
100,000.COUNCIL ON FOREIGN RELATIONS INC N/A 501C3 PUBL CHARSEE STATEMENT58 EAST 68TH STREETNEW YORK, NY 10065
40,000.COUNCIL ON FOUNDATIONS N/A 501C3 PUBL CHARSEE STATEMENT2121 CRYSTAL DRIVE SUITE 700ARLINGTON, VA 22202
55,000.CREATIVE TIME INC N/A 501C3 PUBL CHARSEE STATEMENT59 E 4TH ST 6ENEW YORK, NY 10003
43,750.CREATIVE TIME INC N/A 501C3 PUBL CHARSEE STATEMENT59 E 4TH ST 6ENEW YORK, NY 10003
75,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 24
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CROWN AGENTS FOR OVERSEA GOVERNMENTS N/A FOREIGN ORG ER SEE STATEMENTAND ADMINISTRATIONS LIMITEDST NICHOLAS HOUSE ST NICHOLAS ROADSUTTON, SURREY, UNITED KINGDOM SM11EL 100,000.D2D FUND INC N/A 501C3 PUBL CHARSEE STATEMENT1127 HARRISON AVEROXBURY, MA 02119
75,000.DALBERG CONSULTING CC N/A FOREIGN ORG ER SEE STATEMENT25 OWL STREET 13TH FLOOR AUCKLAND PARKJOHANNESBURG, SOUTH AFRICA 2092
22,350.DANCE FILMS ASSOCIATION INC N/A 501C3 PUBL CHARSEE STATEMENT48 WEST 21ST STREET SUITE 907NEW YORK, NY 10010
187,500.DARA BIRNBAUM NONE N/A SEE STATEMENT140 THOMPSON STREET 3ANEW YORK, NY 10012
4,000.DECENTRALISED ENERGY SYSTEMS INDIA N/A FOREIGN ORG ER SEE STATEMENTPRIVATE LIMITED4 2ND FLOOR ABOVE AMANATH COOPERATIVE BANK 4TH MAIN K H M BLOCKBANGALORE, INDIA 560032 383,229.DEMOS A NETWORK FOR IDEAS AND ACTION N/A 501C3 PUBL CHARSEE STATEMENTLTD220 FIFTH AVENUE 5TH FLOORNEW YORK, NY 10001
43,750.DIABETIC ASSOCIATION OF BANGLADESH N/A FOREIGN ORG ER SEE STATEMENT122 KAZI NAZRUL ISLAM AVENUE SHAHBAGDHAKA, BANGLADESH 1000
135,000.DIGITAL DIVIDE DATA N/A 501C3 PUBL CHARSEE STATEMENT115 WEST 30TH STREET SUITE 400NEW YORK, NY 10001
295,000.DUKE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT207 ALLEN BUILDING BOX 90001DURHAM, NC 27708 0340
188,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 25
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
DUKE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT207 ALLEN BUILDING BOX 90001DURHAM, NC 27708 0340
285,000.EARTH ISLAND INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT2150 ALLSTON WAY SUITE 460BERKELEY, CA 94704 1375
69,695.EAST CENTRAL AND SOUTHERN AFRICAN N/A PUBLIC CHARITY SEE STATEMENTHEALTH COMMUNITY EQUIVPLOT 157 OLOIRIEN NJIRO ROADARUSHA, TANZANIA
430,000.EAST AFRICAN COMMUNITY N/A FOREIGN GOV T SEE STATEMENTAICC BUILDING KILIMANJARO WING 5TH UNITFLOOR ARUSHA, TANZANIA
300,000.EAST CENTRAL AND SOUTHERN AFRICAN N/A PUBLIC CHARITY SEE STATEMENTHEALTH COMMUNITY EQUIVPLOT 157 OLOIRIEN NJIRO ROADARUSHA, TANZANIA
88,120.ECOAGRICULTURE INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT730 11TH STREET N W SUITE 301WASHINGTON, DC 20001
160,000.ECONOMIC MOBILITY CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT233 BROADWAY 12TH FLOORNEW YORK, NY 10279
30,000.ECONOMIC POLICY INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT1333 H STREET NW SUITE 300 EAST TOWERWASHINGTON, DC 20005
100,000.ECONOMIC POLICY INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT1333 H STREET NW SUITE 300 EAST TOWERWASHINGTON, DC 20005
400,000.EDWARD T JACKSON AND ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENT858 BANK STREET SUITE 104OTTAWA, ON, CANADA K1S 3W3
150,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 26
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
EDWARD T JACKSON AND ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENT858 BANK STREET SUITE 104OTTAWA, ON, CANADA K1S 3W3
200,000.EGERTON UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTP O BOX 536 20115 EQUIVEGERTON, KENYA
100,000.EGERTON UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTP O BOX 536 20115 EQUIVEGERTON, KENYA
150,000.EL PUENTE DE WILLIAMSBURG INC N/A 501C3 PUBL CHARSEE STATEMENT211 SOUTH 4TH STREETBROOKLYN, NY 11211
112,500.ELETS TECHNOMEDIA PVT LTD N/A FOREIGN ORG ER SEE STATEMENTG 4 SECTOR 39 NOIDA 201301UTTAR PRADESH, INDIA
54,500.EMCARTS INC N/A 501C3 PUBL CHARSEE STATEMENT127 WEST 122ND STREETNEW YORK, NY 10025
273,375.EMERALD CITIES COLLABORATIVE INC N/A 501C3 PUBL CHARSEE STATEMENT1140 CONNECTICUT AVENUE NW SUITE 1210WASHINGTON, DC 20036
550,000.ENABLIS ENTREPRENEURIAL NETWORK EAST N/A FOREIGN ORG ER SEE STATEMENTAFRICA LIMITEDP O BOX 26136NAIROBI, KENYA 00100
100,000.ENVIRONMENTAL GRANTMAKERS ASSOCIATION N/A 501C3 PUBL CHARSEE STATEMENT475 RIVERSIDE DRIVE SUITE 960NEW YORK, NY 10115
35,000.ENVIRONMENTAL LAW AND POLICY CENTER N/A 501C3 PUBL CHARSEE STATEMENTOF THE MIDWEST35 E WACKER STREET SUITE 1600CHICAGO, IL 60601
75,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 27
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ENVIRONMENTAL LAW AND POLICY CENTER N/A 501C3 PUBL CHARSEE STATEMENTOF THE MIDWEST35 E WACKER STREET SUITE 1600CHICAGO, IL 60601
300,000.ETC FOUNDATION N/A PUBLIC CHARITY SEE STATEMENTKASTANJELAAN 5 P O BOX 64 EQUIVLEUSDEN, NETHERLANDS 3830 AB
200,000.ETHEKWINI MUNICIPALITY N/A FOREIGN GOV T SEE STATEMENTP O BOX 1014 UNITDURBAN, SOUTH AFRICA
200,000.ETHIOPIAN INSTITUTE OF AGRICULTURAL N/A FOREIGN GOV T SEE STATEMENTRESEARCH UNITP O BOX 2003ADDIS ABABA, ETHIOPIA
170,000.EXIT ART THE FIRST WORLD INC N/A 501C3 PUBL CHARSEE STATEMENT475 10TH AVENUENEW YORK, NY 10018
43,750.FAMILY HEALTH INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENTP O BOX 13950RESEARCH TRIANGLE PARK, NC 27709
100,000.FARM INPUT PROMOTIONS AFRICA LTD N/A PUBLIC CHARITY SEE STATEMENTP O BOX 5523 EQUIVNAIROBI, KENYA 00200
250,000.FDN INTL RED CROSS RED CRESCENT N/A PUBLIC CHARITY SEE STATEMENTCENTRE ON CLIMATE CHG AND DISASTER EQUIVPREPP O BOX 28120 NL 2502 KCTHE HAGUE, NETHERLANDS 300,000.FLORIDA STATE UNIVERSITY RESEARCH N/A 501C3 PUBL CHARSEE STATEMENTFOUNDATIONP O BOX 3062744TALLAHASSEE, FL 32306
75,000.FOOD AGRICULTURE AND NATURAL N/A PUBLIC CHARITY SEE STATEMENTRESOURCES POLICY ANALYSIS NETWORK EQUIV141 CRESSWELL ROAD WEAVIND PARK 0184PRETORIA, SOUTH AFRICA
300,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 28
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
FOREST TRENDS ASSOCIATION N/A 501C3 PUBL CHARSEE STATEMENT1050 POTOMAC STREET NWWASHINGTON, DC 20007
200,000.FOREST TRENDS ASSOCIATION N/A 501C3 PUBL CHARSEE STATEMENT1050 POTOMAC STREET NWWASHINGTON, DC 20007
200,000.FORO NACIONAL INTERNACIONAL N/A PUBLIC CHARITY SEE STATEMENTAV MANUEL OLGUIN 533 OFICINA 403 EQUIVSANTIAGO DE SURCO LIMA, PERU 33
55,000.FOUNDATION CENTER N/A 501C3 PUBL CHARSEE STATEMENT79 FIFTH AVENUENEW YORK, NY 10003
100,000.FOUNDATION FOR THAILAND RURAL N/A PUBLIC CHARITY SEE STATEMENTRECONSTRUCTION MOVEMENT UNDER ROYAL EQUIVPATRONAGE2044 21 NEW PETCHBURI ROAD HUAYKWANGBANGKOK, THAILAND 10320 29,600.FREEDOM FROM HUNGER N/A 501C3 PUBL CHARSEE STATEMENT1644 DA VINCI COURTDAVIS, CA 95618
80,000.FUND FOR THE CITY OF NEW YORK INC N/A 501C3 PUBL CHARSEE STATEMENT121 AVENUE OF THE AMERICAS 6TH FLOORNEW YORK, NY 10013 1590
250,000.FUNDACAO BRASILEIRA PARA O N/A FOREIGN ORG ER SEE STATEMENTDESENVOLVIMENTO SUSTENTAVELAV RIO BRANCA 81 14 ANDARRIO DE JANEIRO, BRAZIL 20040 004
475,000.FUNDACAO INTERUNIVERSITARIA DE N/A FOREIGN ORG ER SEE STATEMENTESTUDOS E PESQUISAS SOBRE O TRABALHORUA ECA DE QUEIROZ 24 SALA 4 VILAMARIANA SAO PAULO, BRAZIL CEP 04 011030 70,000.FUNDACAO OSWALDO CRUZ N/A FOREIGN GOV T SEE STATEMENTAV BRASIL 4365 CATELO PAVILHAO UNITMOURISCO 5 ANDAR RIO DE JANEIRO,BRAZIL 21040 400
250,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 29
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
GEORGETOWN UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT204 HEALY HALL 37TH AND O STREETS NWWASHINGTON, DC 20057
250,000.GIIRS LLC N/A 501C3 PUBL CHARSEE STATEMENT8 WALNUT AVEBERWYN, PA 19312
1,000,000.GLOBAL HEALTHCARE INFORMATION NETWORK N/A FOREIGN ORG ER SEE STATEMENTLTD16 WOODFIELD DRIVE CHARLBURYOXFORDSHIRE, UNITED KINGDOM OX7 3SE
5,000.GLOBALGIVING FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT1023 15TH STREET NW 12TH FLOORWASHINGTON, DC 20005
38,200.GODEKE CONSULTING N/A US NON CHARITY SEE STATEMENT351 WEST 4TH STREET ERNEW YORK, NY 10014
75,000.GOOD JOBS FIRST N/A 501C3 PUBL CHARSEE STATEMENT1616 P STREET NW SUITE 210WASHINGTON, DC 20036
100,000.GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT224 PURDILPUR M G COLLEGE ROAD EQUIVGORAKHPUR, INDIA 273001
150,000.GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT224 PURDILPUR M G COLLEGE ROAD EQUIVGORAKHPUR, INDIA 273001
366,420.GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT224 PURDILPUR M G COLLEGE ROAD EQUIVGORAKHPUR, INDIA 273001
387,290.GRANTMAKERS IN THE ARTS N/A 501C3 PUBL CHARSEE STATEMENT4055 21ST AVENUE WEST SUITE 100SEATTLE, WA 98199 1247
15,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 30
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
GREATER CAPITAL ASSOCIATION INC N/A FOREIGN ORG ER SEE STATEMENT1ST FLOOR BLOCK A RICHMOND CENTRECORNER MAIN AND GABRIEL ROADPLUMSTEAD, CAPE TOWN, SOUTH AFRICA
78,500.GREATER WASHINGTON EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENTTELECOMMUNICATIONS ASSOCIATION INC3939 CAMPBELL AVENUEARLINGTON, VA 22206
62,500.GREATER WASHINGTON EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENTTELECOMMUNICATIONS ASSOCIATION INC3939 CAMPBELL AVENUEARLINGTON, VA 22206
100,000.GREATER WASHINGTON EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENTTELECOMMUNICATIONS ASSOCIATION INC3939 CAMPBELL AVENUEARLINGTON, VA 22206
365,000.GREEN FOR ALL N/A 501C3 PUBL CHARSEE STATEMENT1611 TELEGRAPH AVENUE SUITE 600OAKLAND, CA 94612
100,000.GREEN FOR ALL N/A 501C3 PUBL CHARSEE STATEMENT1611 TELEGRAPH AVENUE SUITE 600OAKLAND, CA 94612
500,000.GREENPOINT MANUFACTURING AND DESIGN N/A 501C3 PUBL CHARSEE STATEMENTCENTER LOCAL DEVELOPMENT CORP1205 MANHATTAN AVENUEBROOKLYN, NY 11222
131,250.GROUNDSWELL COMMUNITY MURAL PROJECT N/A 501C3 PUBL CHARSEE STATEMENT540 PRESIDENT STREET SUITE 1ABROOKLYN, NY 11215
150,000.GROWTH PHILANTHROPY NETWORK INC N/A 501C3 PUBL CHARSEE STATEMENT122 EAST 42ND STREET17TH FLOORNEW YORK, NY 10168
150,000.GUANGXI CENTER FOR DISEASE PREVENTION N/A FOREIGN GOV T SEE STATEMENTAND CONTROL UNIT18 JINZHOU ROAD NANNINGGUANGXI, CHINA
85,100.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 31
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
GUIDESTAR INTERNATIONAL LTD N/A PVT FDN EQUIV SEE STATEMENT55 56 LINCOLN S INN FIELDS ERLONDON WC2A 3LJ, UNITED KINGDOM
27,000.GUIDESTAR USA INC N/A 501C3 PUBL CHARSEE STATEMENT4801 COURTHOUSE STREET SUITE 220WILLIAMSBURG, VA 23188 2678
30,000.GUJARAT MAHILA HOUSING SEWA TRUST N/A PUBLIC CHARITY SEE STATEMENT401 402 AKASHGANGA COMPLEX EQUIVBRAHMKSHATRIYA CO OP SOCIETYNAVRANGPURA AHMEDABAD, GUJARAT,
180,000.HABITAT FOR HUMANITY INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENTINC270 PEACHTREE STREET NW 1300ATLANTA, GA 30303
25,000.HANOI MEDICAL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT1 TON THAT TUNG STREET DONG DA EQUIVDISTRICT HANOI, VIETNAM
84,200.HANOI SCHOOL OF PUBLIC HEALTH N/A PUBLIC CHARITY SEE STATEMENT138 GIANG VO BA DINH EQUIVHANOI, VIETNAM
200,000.HEALTH INFORMATICS IN AFRICA N/A FOREIGN ORG ER SEE STATEMENTFALADIE SEMA RUE 800 PORTE 762BAMAKO, MALI
45,000.HEALTH STRATEGY AND POLICY INSTITUTE N/A FOREIGN GOV T SEE STATEMENT138 GIANG VO STREET UNITHANOI, VIETNAM
300,000.HEART OF BROOKLYN CULTURAL N/A 501C3 PUBL CHARSEE STATEMENTINSITUTIONS INC789 WASHINGTON AVENUEBROOKLYN, NY 11238
187,500.HEARTFILE N/A PUBLIC CHARITY SEE STATEMENT1 PARK ROAD CHAK SHAHZAD EQUIVISLAMABAD, PAKISTAN
100,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 32
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
HOME FOR CONTEMPORARY THEATRE AND ART N/A 501C3 PUBL CHARSEE STATEMENTLTD D B A HERE ART CENTER145 AVENUE OF THE AMERICAS GROUNDFLOOR NEW YORK, NY 10013 1548
150,000.IC FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT165 11TH STREETSAN FRANCISCO, CA 94103
200,000.IDEO ORG N/A 501C3 PUBL CHARSEE STATEMENTPIER 28 ANNEXSAN FRANCISCO, CA 94105
425,000.IGAD CLIMATE PREDICTION AND N/A FOREIGN ORG ER SEE STATEMENTAPPLICATIONS CENTREP O BOX 10304 00100 GPONAIROBI, KENYA
150,000.IKHONO COMMUNICATIONS N/A FOREIGN ORG ER SEE STATEMENT23 JAN HOFMEYR RD BUSINESS PARTNERSBUILDING WESTVILLE, DURBAN, SOUTHAFRICA 3630
190,000.INAFI BANGLADESH FOUNDATION N/A PUBLIC CHARITY SEE STATEMENTNAVANA SHEFALI APT 2D AND 1C HOUSE 11 EQUIVRD 14 DHAKA, BANGLADESH 1212
57,680.INAFI BANGLADESH FOUNDATION N/A PUBLIC CHARITY SEE STATEMENTNAVANA SHEFALI APT 2D AND 1C HOUSE 11 EQUIVRD 14 DHAKA, BANGLADESH 1212
150,000.INDEPENDENT SECTOR N/A 501C3 PUBL CHARSEE STATEMENT1602 L STREET NW SUITE 900WASHINGTON, DC 20036
25,000.INDEPENDENT SECTOR N/A 501C3 PUBL CHARSEE STATEMENT1602 L STREET NW SUITE 900WASHINGTON, DC 20036
250,000.INDEPTH NETWORK N/A 501C3 PUBL CHARSEE STATEMENT11 MENSAH WOOD ROAD EAST LEGON P OBOX KD 213 ACCRA, GHANA
337,782.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 33
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
INDIAN INSTITUTE FOR HUMAN N/A PUBLIC CHARITY SEE STATEMENTSETTLEMENTS EQUIV803 SURYA KIRAN 19 KASTURBA GANDHIMARG NEW DELHI, INDIA 110001
60,000.INDIAN SCHOOL OF BUSINESS N/A PUBLIC CHARITY SEE STATEMENTGACHIBOWLI EQUIVHYDERABAD 500 032, INDIA
100,000.INDOCHINA RESEARCH CAMBODIA LTD N/A FOREIGN ORG ER SEE STATEMENT37 ABC ST 271 SANGKAT PHSAR DOEUMTHKOV KHAN CHAMKARMORN PHNOM PENH,CAMBODIA
75,000.INNOVATION NETWORK FOR COMMUNITIES N/A 501C3 PUBL CHARSEE STATEMENTINCP O BOX 397BEAVER ISLAND, MI 49782
65,000.INSTEDD N/A 501C3 PUBL CHARSEE STATEMENT480 S CALIFORNIA AVE SUITE 104PALO ALTO, CA 94306
58,000.INSTITUTE FOR ALTERNATIVE FUTURES N/A 501C3 PUBL CHARSEE STATEMENT100 NORTH PITT STREET SUITE 307ALEXANDRIA, VA 22314
345,796.INSTITUTE FOR HEALTHCARE IMPROVEMENT N/A 501C3 PUBL CHARSEE STATEMENT20 UNIVERSITY ROAD 7TH FLOORCAMBRIDGE, MA 02138
1,000,000.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
200,000.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
217,160.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
250,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 34
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
250,000.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
300,000.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
300,000.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
337,800.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
400,000.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
600,000.INSTITUTE FOR SOCIAL DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENTSTUDIES EQUIVSUITE 225 CT5 SONG DA MY DINH PHAMHUNG RD HANOI, VIETNAM
200,000.INSTITUTE FOR SUSTAINABLE COMMUNITIES N/A 501C3 PUBL CHARSEE STATEMENT535 STONE CUTTERS WAYMONTPELIER, VT 05602
150,000.INSTITUTE FOR THE ANALYSIS OF GLOBAL N/A 501C3 PUBL CHARSEE STATEMENTSECURITY INC7811 MONTROSE ROAD SUITE 505POTOMAC, MD 20854
100,000.INSTITUTE FOR THE FUTURE N/A 501C3 PUBL CHARSEE STATEMENT124 UNIVERSITY AVENUE 2ND FLOORPALO ALTO, CA 94301
102,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 35
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
INSTITUTE FOR TRANSPORTATION AND N/A 501C3 PUBL CHARSEE STATEMENTDEVELOPMENT POLICY9 EAST 19TH STREET 7TH FLOORNEW YORK, NY 10003
30,000.INSTITUTE FOR TRANSPORTATION AND N/A 501C3 PUBL CHARSEE STATEMENTDEVELOPMENT POLICY9 EAST 19TH STREET 7TH FLOORNEW YORK, NY 10003
250,000.INSTITUTE FOR URBAN DESIGN N/A 501C3 PUBL CHARSEE STATEMENTINCORPORATED17 WEST 17TH STREETNEW YORK, NY 10011 5510
37,500.INSTITUTE FOR WOMEN S POLICY RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT1200 18TH STREET NW SUITE 301WASHINGTON, DC 20036
250,000.INSTITUTE OF DEVELOPMENT STUDIES N/A PUBLIC CHARITY SEE STATEMENTUNIVERSITY OF SUSSEX EQUIVBRIGHTON, UNITED KINGDOM BN1 9RE
345,075.INSTITUTE OF DEVELOPMENT STUDIES N/A PUBLIC CHARITY SEE STATEMENTUNIVERSITY OF SUSSEX EQUIVBRIGHTON, UNITED KINGDOM BN1 9RE
1,448,631.INSTITUTE OF ECONOMIC AFFAIRS N/A PUBLIC CHARITY SEE STATEMENT5TH FLOOR ACK GARDEN HOUSE 1ST NGONG EQUIVAVENUE NAIROBI, KENYA
34,300.INSTITUTE OF EPIDEMIOLOGY DISEASE N/A FOREIGN GOV T SEE STATEMENTCONTROL AND RESEARCH UNITIEDCR BUILDING MOHAKHALIDHAKA 1212, BANGLADESH
100,000.INSTITUTE OF HEALTH POLICY N/A FOREIGN ORG ER SEE STATEMENTMANAGEMENT AND RESEARCH2ND FLOOR NHIF BUILDING RAGATI ROADUPPER HILL NAIROBI, KENYA 00202
200,000.INSTITUTE OF HEALTH POLICY MANAGEMENT N/A FOREIGN ORG ER SEE STATEMENTAND RESEARCH2ND FLOOR NHIF BUILDING RAGATI ROADUPPER HILL NAIROBI, KENYA 00202
95,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 36
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
INSTITUTE OF INTERNATIONAL EDUCATION N/A 501C3 PUBL CHARTOWARD THE COSTS OF ANINC EVALUATION OF THE809 UNITED NATIONS PLAZA PARTNERSHIP FOR HIGHERNEW YORK, NY 10017 3580 EDUCATION IN AFRICA 20,556.INSTITUTE OF INTERNATIONAL EDUCATION N/A 501C3 PUBL CHARSEE STATEMENTINC809 UNITED NATIONS PLAZANEW YORK, NY 10017 3580
217,000.INSTITUTE OF INTERNATIONAL EDUCATION N/A 501C3 PUBL CHARSEE STATEMENTINC809 UNITED NATIONS PLAZANEW YORK, NY 10017 3580
1,364,000.INTEGRATED RESEARCH AND ACTION FOR N/A PUBLIC CHARITY SEE STATEMENTDEVELOPMENT EQUIVC 50 CHOTTA SINGH BLOCK ASIAN GAMESVILLAGE COMPLEX NEW DELHI, INDIA110059 66,700.INTELLECAP INC N/A US NON CHARITY SEE STATEMENT262 VENTURA AVENUE ERPALO ALTO, CA 94306
40,000.INTELLECAP INC N/A US NON CHARITY SEE STATEMENT262 VENTURA AVENUE ERPALO ALTO, CA 94306
65,800.INTELLECAP INC N/A US NON CHARITY SEE STATEMENT262 VENTURA AVENUE ERPALO ALTO, CA 94306
100,000.INTELLECAP INC N/A US NON CHARITY SEE STATEMENT262 VENTURA AVENUE ERPALO ALTO, CA 94306
250,000.INTELLECTUAL CAPITAL ADVISORY N/A FOREIGN ORG ER SEE STATEMENTSERVICES PRIVATE LIMITED8 2 682 1 5TH FLOOR ROAD NO 12HYDERABAD, INDIA 500 034
27,450.INTELLEVENTURES LLC DBA CKINETICS N/A US NON CHARITY SEE STATEMENTCONSULTING SERVICES ER262 VENTURA AVEPALO ALTO, CA 94306
135,640.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 37
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
INTERACTION AMERICAN COUNCIL FOR N/A 501C3 PUBL CHARSEE STATEMENTVOLUNTARY INTERNATIONAL ACTION INC1400 16TH STREET NW SUITE 210WASHINGTON, DC 20036
71,200.INTERNATIONAL BANK FOR RECONSTRUCTION N/A INTL ORG BY SEE STATEMENTAND DEVELOPMENT EXEC ORD1818 H STREET NWWASHINGTON, DC 20433
100,000.INTERNATIONAL BANK FOR RECONSTRUCTION N/A INTL ORG BY SEE STATEMENTAND DEVELOPMENT EXEC ORD1818 H STREET NWWASHINGTON, DC 20433
500,000.INTERNATIONAL BANK FOR RECONSTRUCTION N/A INTL ORG BY SEE STATEMENTAND DEVELOPMENT EXEC ORD1818 H STREET NWWASHINGTON, DC 20433
600,000.INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARSEE STATEMENTDISEASE RESEARCH BANGLADESH68 SHAHEED TAJUDDIN AHMED SARANIMOHAKHALI, DHAKA, BANGLADESH 1212
39,811.INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARSEE STATEMENTDISEASE RESEARCH BANGLADESH68 SHAHEED TAJUDDIN AHMED SARANIMOHAKHALI, DHAKA, BANGLADESH 1212
35,000.INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARIN SUPPORT OF ADISEASE RESEARCH BANGLADESH PROJECT TO DEVELOP AND68 SHAHEED TAJUDDIN AHMED SARANI IMPLEMENT A PILOTMOHAKHALI, DHAKA, BANGLADESH 1212 HEALTH INSURANCE
SCHEME IN BANGLADESH 50,140.INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARSEE STATEMENTDISEASE RESEARCH BANGLADESH68 SHAHEED TAJUDDIN AHMED SARANIMOHAKHALI, DHAKA, BANGLADESH 1212
241,500.INTERNATIONAL HEALTH POLICY PROGRAM N/A FOREIGN GOV T SEE STATEMENTTHANON SATHARANASOOK 6 MINISTRY OF UNITPUBLIC HEALTH NONTHABURI, THAILAND11000
25,000.INTERNATIONAL HEALTH POLICY PROGRAM N/A FOREIGN GOV T SEE STATEMENTTHANON SATHARANASOOK 6 MINISTRY OF UNITPUBLIC HEALTH NONTHABURI, THAILAND11000
30,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 38
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
INTERNATIONAL HEALTH POLICY PROGRAM N/A FOREIGN GOV T SEE STATEMENTTHANON SATHARANASOOK 6 MINISTRY OF UNITPUBLIC HEALTH NONTHABURI, THAILAND11000
202,575.INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENT AND DEVELOPMENT80 86 GRAY S INN ROADLONDON, UNITED KINGDOM WC1X 8NH
1,150,000.INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENT AND DEVELOPMENT80 86 GRAY S INN ROADLONDON, UNITED KINGDOM WC1X 8NH
1,300,000.INTERNATIONAL LIVESTOCK RESEARCH N/A 501C3 PUBL CHARSEE STATEMENTINSTITUTEOLD NAIVASHA ROAD P O BOX 30709NAIROBI, KENYA 00100
150,000.INTERNATIONAL SOCIETY FOR N/A FOREIGN ORG ER SEE STATEMENTTELEMEDICINE AND EHEALTHKLINIKUM DER UNIVERSITAT REGENSBURGABTEILUNG FUR UNFALLCHIRURGIEREGENSBURG, GERMANY 93053 30,000.INTERNATIONAL WATER MANAGEMENT N/A 501C3 PUBL CHARSEE STATEMENTINSTITUTEP O BOX 2075COLUMBO, SRI LANKA
143,494.INTERNATIONAL WATER MANAGEMENT N/A 501C3 PUBL CHARSEE STATEMENTINSTITUTEP O BOX 2075COLUMBO, SRI LANKA
244,537.INTERNATIONAL WOMEN'S MEDIA N/A 501C3 PUBL CHARSEE STATEMENTFOUNDATION1625 K STREET NW NO 1275WASHINGTON, DC 20006 1680
25,000.INTL COUNCIL FOR LOCAL ENVIRONMENTAL N/A FOREIGN ORG ER SEE STATEMENTINITIATIVES AUSTRALIA NEW ZEALAND LTD5 200 LITTLE COLLINS STREET P O BOX24263 MELBOURNE, AUSTRALIA 3000
18,250.IPS ASIA PACIFIC CENTER FOUNDATION N/A FOREIGN ORG ER SEE STATEMENTINCUNIT 505 STERTEN PLACE CONDOMINIUM116 MAGINHAWA ST QUEZON CITY,PHILIPPINES 70,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 39
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
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RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ISAMU NOGUCHI FOUNDATION AND GARDEN N/A 501C3 PUBL CHARSEE STATEMENTMUSEUM32 37 VERNON BOULEVARDLONG ISLAND CITY, NY 11106
25,000.IT ENABLED SERVICES SECRETARIAT N/A FOREIGN GOV T SEE STATEMENT6TH FLOOR GHANA HOUSE HIGH STREET PO UNITBOX M83 ACCRA, GHANA
200,000.ITAD LIMITED N/A FOREIGN ORG ER SEE STATEMENT12 ENGLISH BUSINESS PARK ENGLISH CLOSEHOVE, UNITED KINGDOM BN3 7ET
325,000.JANOT MENDLER DE SUAREZ NONE N/A SEE STATEMENTCONSULTING SERVICES 56 ORCHARD LANEWAYLAND, MA 01778 1908
49,520.JAZZ AT LINCOLN CENTER INC N/A 501C3 PUBL CHARTOWARD THE COSTS OF33 WEST 60TH STREET ITS "JAZZ AND POPULARNEW YORK, NY 10023 6969 SONG SERIES" AND THE
INAUGURAL SEASON OF"THE BLUES SERIES" 100,000.
JEMBI HEALTH SYSTEMS N/A PUBLIC CHARITY SEE STATEMENTUNIT D 11 BELL CRESCENT WESTLAKE EQUIVSQUARE CAPE TOWN, SOUTH AFRICA
100,000.JEWISH FUNDS FOR JUSTICE N/A 501C3 PUBL CHARSEE STATEMENT330 7TH AVENUE 19TH FLOORNEW YORK, NY 10001
500,000.JOHNS HOPKINS UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENTHOMEWOOD CAMPUS GARLAND HALL 242BALTIMORE, MD 21218
60,000.JOHNS HOPKINS UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENTHOMEWOOD CAMPUS GARLAND HALL 242BALTIMORE, MD 21218
198,523.JOHNS HOPKINS UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENTHOMEWOOD CAMPUS GARLAND HALL 242BALTIMORE, MD 21218
203,320.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 40
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
JOHNS HOPKINS UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENTHOMEWOOD CAMPUS GARLAND HALL 242BALTIMORE, MD 21218
324,735.JSI RESEARCH AND TRAINING INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENTINC44 FARNSWORTH STREETBOSTON, MA 02210 1211
80,000.KENYA AGRICULTURAL RESEARCH INSTITUTE N/A FOREIGN GOV T SEE STATEMENTKAPTAGAT ROAD LORESHO P O BOX 57811 UNIT00200 NAIROBI, KENYA 00200
120,400.KENYA COMMUNITY DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIVP O BOX 10501 00100 CORNER OF PAMBAAND CHAI ROAD NAIROBI, KENYA
23,000.KENYA COMMUNITY DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIVP O BOX 10501 00100 CORNER OF PAMBAAND CHAI ROAD NAIROBI, KENYA
110,000.KENYA DIABETES MANAGEMENT AND N/A PVT FDN EQUIV SEE STATEMENTINFORMATION CENTRE ERP O BOX 45099 00100 ROSE AVENUE OFFARGWINGS KODHEK ROAD NAIROBI, KENYA
80,000.KENYA INFORMATION AND COMMUNICATIONS N/A FOREIGN GOV T SEE STATEMENTTECHNOLOGY BOARD UNITTELPOSTA TOWERS 12TH FLOOR KENYATTAAVENUE NAIROBI, KENYA 00100
300,000.KIVA MICROFUNDS N/A 501C3 PUBL CHARSEE STATEMENT3180 EIGHTEENTH STREET SUITE 202SAN FRANCISCO, CA 94110
50,000.LEADERS QUEST LTD N/A FOREIGN ORG ER SEE STATEMENT3 5 RICHMOND HILL RICHMOND UPONTHAMES SURREY SURREY, UNITED KINGDOMTW10 6RE
160,040.LEADERSHIP CONFERENCE ON CIVIL RIGHTS N/A 501C3 PUBL CHARSEE STATEMENTEDUCATION FUND INC1629 K STREET NW 10TH FLOORWASHINGTON, DC 20006
300,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 41
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
LION S HEAD GLOBAL PARTNERS LLP N/A FOREIGN ORG ER SEE STATEMENT16 NEW BURLINGTON PLACELONDON, UNITED KINGDOM W1S 2HX
150,000.LIVABLE COMMUNITIES COALITION INC N/A 501C3 PUBL CHARSEE STATEMENT10 PEACHTREE PLACE SUITE 610ATLANTA, GA 30309
100,000.LOCAL INITIATIVES SUPPORT CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT501 SEVENTH AVENUE 7TH FLOORNEW YORK, NY 10018
50,000.LONDON SCHOOL OF HYGIENE AND TROPICAL N/A PUBLIC CHARITY SEE STATEMENTMEDICINE UNIVERSITY OF LONDON EQUIVKEPPEL STREETLONDON, UNITED KINGDOM WC1E 7HT
250,000.LONDON SCHOOL OF HYGIENE AND TROPICAL N/A PUBLIC CHARITY SEE STATEMENTMEDICINE UNIVERSITY OF LONDON EQUIVKEPPEL STREETLONDON, UNITED KINGDOM WC1E 7HT
50,000.LOWER MANHATTAN CULTURAL COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT125 MAIDEN LANE 2ND FLOORNEW YORK, NY 10038
100,000.MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT999 PHUTTAMONTHON 4 ROAD SALAYA EQUIVNAKHON PATHOM, THAILAND 73170
19,250.MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT999 PHUTTAMONTHON 4 ROAD SALAYA EQUIVNAKHON PATHOM, THAILAND 73170
157,000.MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT999 PHUTTAMONTHON 4 ROAD SALAYA EQUIVNAKHON PATHOM, THAILAND 73170
300,000.MAKE THE ROAD NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT301 GROVE STREETBROOKLYN, NY 11237
120,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 42
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MAKER FAIRE AFRICA FOUNDATION N/A FOREIGN ORG ER SEE STATEMENTTIMORPLEIN 29AMSTERDAM, NETHERLANDS 1094 CC
75,000.MAKERERE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTP O BOX 7062 EQUIVKAMPALA, UGANDA
180,000.MANAGEMENT SCIENCES FOR HEALTH INC N/A 501C3 PUBL CHARSEE STATEMENT784 MEMORIAL DRIVECAMBRIDGE, MA 02139
400,000.MANAGEMENT SCIENCES FOR HEALTH INC N/A 501C3 PUBL CHARSEE STATEMENT784 MEMORIAL DRIVECAMBRIDGE, MA 02139
400,000.MARS DISCOVERY DISTRICT N/A PUBLIC CHARITY SEE STATEMENTMARS CENTRE SOUTH TOWER SUITE 100 101 EQUIVCOLLEGE STREET TORONTO, ON, CANADAM5G 1L7
325,000.MASSACHUSETTS INSTITUTE OF TECHNOLOGY N/A 501C3 PUBL CHARSEE STATEMENT77 MASSACHUSETTS AVENUECAMBRIDGE, MA 02139 4307
100,000.MAXTUDIO SNC N/A FOREIGN ORG ER SEE STATEMENTPIAZZA MEUCCI 23ROME, ITALY 00146
99,884.MCKINSEY AND COMPANY INC UNITED N/A US NON CHARITY SEE STATEMENTSTATES ER55 EAST 52ND STREETNEW YORK, NY 10022
25,000.MDRC N/A 501C3 PUBL CHARSEE STATEMENT16 EAST 34TH STREET 19TH FLOORNEW YORK, NY 10016 4326
500,000.MEDICAL EDUCATION COOPERATION WITH N/A 501C3 PUBL CHARSEE STATEMENTCUBAMEDICC 1814 FRANKLIN STREET SUITE 500OAKLAND, CA 94612
15,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 43
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MEKELLE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTP O BOX 231 MEKELLE EQUIVTIGRAY, ETHIOPIA
224,000.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
47,140.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
75,000.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
125,000.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
150,000.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
150,000.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
150,000.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
200,000.MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT105 VILLAGE PLACE P O BOX 1829DILLON, CO 80435
43,600.MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT105 VILLAGE PLACE P O BOX 1829DILLON, CO 80435
50,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 44
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT105 VILLAGE PLACE P O BOX 1829DILLON, CO 80435
60,000.MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT105 VILLAGE PLACE PO BOX 1829DILLON, CO 80435
250,000.MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT105 VILLAGE PLACE P O BOX 1829DILLON, CO 80435
350,000.MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT105 VILLAGE PLACE P O BOX 1829DILLON, CO 80435
450,000.METROPOLITAN AREA RESEARCH N/A 501C3 PUBL CHARSEE STATEMENTCORPORATIONC O INNOVATIVE HOUSING INSTITUTE 22LIGHT STREET SUITE 300 BALTIMORE, MD21202 1073 125,000.MIAMI CITY BALLET INC N/A 501C3 PUBL CHARSEE STATEMENT2200 LIBERTY AVENUEMIAMI BEACH, FL 33139
200,000.MINISTRY OF HEALTH AND FAMILY WELFARE N/A FOREIGN GOV T SEE STATEMENTBANGLADESH SECRETARIAT UNITDHAKA 1000, BANGLADESH
100,000.MINISTRY OF HEALTH AND FAMILY WELFARE N/A FOREIGN GOV T SEE STATEMENTBANGLADESH SECRETARIAT UNITDHAKA 1000, BANGLADESH
145,000.MINISTRY OF HEALTH GHANA N/A FOREIGN GOV T SEE STATEMENTP O BOX MB 44 MINISTRIES UNITACCRA, GHANA
200,000.MINISTRY OF HEALTH GHANA N/A FOREIGN GOV T SEE STATEMENTP O BOX MB 44 MINISTRIES UNITACCRA, GHANA
300,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 45
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MINISTRY OF HEALTH LAO P D R N/A FOREIGN GOV T SEE STATEMENTKM 3 THADEUA ROAD UNITVIENTIANE, LAOS
20,000.MINISTRY OF HEALTH RWANDA N/A FOREIGN GOV T SEE STATEMENTP O BOX 84 UNITKIGALI, RWANDA
400,000.MINISTRY OF HEALTH VIETNAM N/A FOREIGN GOV T SEE STATEMENT138A GIANG VO STREET BA DINH DISTRICT UNITHANOI, VIETNAM
310,000.MINISTRY OF PUBLIC HEALTH THAILAND N/A FOREIGN GOV T SEE STATEMENTTIWANOND ROAD UNITNONTHABURI, THAILAND 11000
50,000.MIRROR FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT160 MOO 1 HUAYKHOM VILLAGE MAEYAO SUB EQUIVDISTRICT CHIANGRAI, THAILAND 57000
50,000.MISNOMER INC N/A 501C3 PUBL CHARSEE STATEMENT16 MICIELI PLACE 1BROOKLYN, NY 11218
131,250.MONITOR COMPANY GROUP LP N/A US NON CHARITY SEE STATEMENTTWO CANAL PARK ERCAMBRIDGE, MA 02141
200,000.MONITOR COMPANY GROUP LP N/A US NON CHARITY SEE STATEMENTTWO CANAL PARK ERCAMBRIDGE, MA 02141
588,370.MONTGOMERY COUNTY REVENUE AUTHORITY N/A U S GOVERNMENT SEE STATEMENT101 MONROE STREET SUITE 410 UNITROCKVILLE, MD 20850
260,000.MUJERES UNIDAS Y ACTIVAS N/A 501C3 PUBL CHARSEE STATEMENT3543 18TH STREET 23SAN FRANCISCO, CA 94110
150,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 46
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MUNICIPAL ART SOCIETY OF NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT111 WEST 57TH STREETNEW YORK, NY 10019
15,853.MUNICIPAL ART SOCIETY OF NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT111 WEST 57TH STREETNEW YORK, NY 10019
200,000.MUNICIPAL ART SOCIETY OF NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT111 WEST 57TH STREETNEW YORK, NY 10019
300,000.MUUNGANO WA WANAVIJIJI AKIBA N/A PUBLIC CHARITY SEE STATEMENTMASHINANI REGISTERED TRUSTEES EQUIVP O BOX 10269 00100NAIROBI, KENYA
100,000.MUUNGANO WA WANAVIJIJI AKIBA N/A PUBLIC CHARITY SEE STATEMENTMASHINANI REGISTERED TRUSTEES EQUIVP O BOX 10269 00100NAIROBI, KENYA
120,000.MUUNGANO WA WANAVIJIJI SUPPORT TRUST N/A 501(C)(3) PUBL SEE STATEMENTP O BOX 20509 00100 CHARNAIROBI, KENYA
125,000.NASSCOM FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT104 1ST FLR DELHI BLUE APARTMENT NEAR EQUIVSAFDARJANG HOSPITAL RING ROAD NEWDELHI, INDIA 110029
250,000.NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENTORGANISATION UNITPLOT 3 LUGARD AVENUE P O BOX 295ENTEBBE, UGANDA
94,900.NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENTORGANISATION UNITPLOT 3 LUGARD AVENUE P O BOX 295ENTEBBE, UGANDA
130,000.NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENTORGANISATION UNITPLOT 3 LUGARD AVENUE P O BOX 295ENTEBBE, UGANDA
150,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 47
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENTORGANISATION UNITPLOT 3 LUGARD AVENUE P O BOX 295ENTEBBE, UGANDA
200,000.NATIONAL BUREAU OF ASIAN RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT1414 NE 42ND STREET SUITE 300SEATTLE, WA 98105
70,000.NATIONAL COMMITTEE FOR RESPONSIVE N/A 501C3 PUBL CHARSEE STATEMENTPHILANTHROPY1331 H STREET NW SUITE 200WASHINGTON, DC 20005
50,000.NATIONAL CONFERENCE OF STATE N/A U S GOVERNMENT SEE STATEMENTLEGISLATURES UNIT7700 EAST FIRST PLACEDENVER, CO 80230
150,000.NATIONAL COUNCIL FOR LAW REPORTING N/A FOREIGN GOV T SEE STATEMENTP O BOX 10443 UNITNAIROBI, KENYA 00100
150,000.NATIONAL COUNCIL FOR SCIENCE AND THE N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENT1101 17TH STREET NW SUITE 250WASHINGTON, DC 20036
50,000.NATIONAL COUNCIL OF LA RAZA N/A 501C3 PUBL CHARSEE STATEMENTRAUL YZAGUIRRE BUILDING 1126 16THSTREET NW WASHINGTON, DC 20036
125,000.NATIONAL EMPLOYMENT LAW PROJECT INC N/A 501C3 PUBL CHARSEE STATEMENT75 MAIDEN LANE SUITE 601NEW YORK, NY 10038
500,000.NATIONAL HOSPITAL INSURANCE FUND N/A FOREIGN GOV T SEE STATEMENTP O BOX 30443 00100 UNITNAIROBI, KENYA
190,000.NATIONAL RELIGIOUS PARTNERSHIP FOR N/A 501C3 PUBL CHARSEE STATEMENTTHE ENVIRONMENT49 SOUTH PLEASANT STREET SUITE 301AMHERST, MA 01002
10,100.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 48
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NATIONAL UNIVERSITY OF RWANDA N/A PUBLIC CHARITY SEE STATEMENTP O BOX 56 HUYE EQUIVBUTARE, RWANDA
250,000.NATIONAL UNIVERSITY OF SINGAPORE N/A PUBLIC CHARITY SEE STATEMENT21 LOWER KENT RIDGE ROAD EQUIVSINGAPORE 119077
50,000.NATIONAL UNIVERSITY OF SINGAPORE N/A PUBLIC CHARITY SEE STATEMENT21 LOWER KENT RIDGE ROAD EQUIVSINGAPORE 119077
75,460.NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT40 WEST 20TH STREETNEW YORK, NY 10011
50,000.NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT40 WEST 20TH STREETNEW YORK, NY 10011
125,000.NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT40 WEST 20TH STREETNEW YORK, NY 10011
150,000.NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT40 WEST 20TH STREETNEW YORK, NY 10011
222,860.NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT40 WEST 20TH STREETNEW YORK, NY 10011
250,000.NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT40 WEST 20TH STREETNEW YORK, NY 10011
350,000.NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT40 WEST 20TH STREETNEW YORK, NY 10011
600,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 49
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NATURE CONSERVATION RESEARCH CENTRE N/A PUBLIC CHARITY SEE STATEMENTGHANA NCRC EQUIVP O BOX KN 925 KANESHIEACCRA, GHANA
49,900.NATURE CONSERVATION RESEARCH CENTRE N/A PUBLIC CHARITY SEE STATEMENTGHANA NCRC EQUIVP O BOX KN 925 KANESHIEACCRA, GHANA
120,000.NELSON MANDELA CHILDREN S HOSPITAL N/A PUBLIC CHARITY SEE STATEMENTTRUST EQUIV21 EASTWOLD WAY SAXONWOLDJOHANNESBURG, SOUTH AFRICA 2196
100,000.NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT10615 JUDICIAL DRIVE 402FAIRFAX, VA 22030 7500
24,261.NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT10615 JUDICIAL DRIVE 402FAIRFAX, VA 22030 7500
50,000.NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT10615 JUDICIAL DRIVE 402FAIRFAX, VA 22030 7500
50,000.NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT10615 JUDICIAL DRIVE 402FAIRFAX, VA 22030 7500
150,000.NEW AMERICA FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT1899 L STREET SUITE 400WASHINGTON, DC 20036
100,000.NEW MUSEUM OF CONTEMPORARY ART N/A 501C3 PUBL CHARSEE STATEMENT235 BOWERYNEW YORK, NY 10002
150,000.NEW VENTURE FUND N/A 501C3 PUBL CHARSEE STATEMENT734 15TH STREET NW SUITE 600WASHINGTON, DC 20005
75,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 50
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NEW YORK ACADEMY OF SCIENCES N/A 501C3 PUBL CHARSEE STATEMENT7 WORLD TRADE CENTER 250 GREENWICHSTREET 40TH FLOOR NEW YORK, NY 100072157
69,700.NEW YORK CITY ENVIRONMENTAL JUSTICE N/A 501C3 PUBL CHARSEE STATEMENTALLIANCE166A 22ND STREETBROOKLYN, NY 11232
131,250.NEW YORK COMMUNITY TRUST N/A 501C3 PUBL CHARSEE STATEMENT909 THIRD AVENUE 22ND FLOORNEW YORK, NY 10022
120,000.NEW YORK FOUNDATION FOR THE ARTS INC N/A 501C3 PUBL CHARSEE STATEMENT20 JAY STREET 7TH FLOORBROOKLYN, NY 11201
43,750.NEW YORK FOUNDATION FOR THE ARTS INC N/A 501C3 PUBL CHARSEE STATEMENT20 JAY STREET 7TH FLOORBROOKLYN, NY 11201
150,000.NEW YORK LIVE ARTS N/A 501C3 PUBL CHARSEE STATEMENT219 WEST 19TH STREETNEW YORK, NY 10011
131,250.NEW YORK UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT70 WASHINGTON SQUARE SOUTH 12TH FLOORNEW YORK, NY 10012
187,500.NEW YORK UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT70 WASHINGTON SQUARE SOUTH 12TH FLOORNEW YORK, NY 10012
200,000.NONPROFIT FINANCE FUND N/A 501C3 PUBL CHARSEE STATEMENT70 WEST 36TH STREET 11TH FLOORNEW YORK, NY 10018
72,500.NONPROFIT FINANCE FUND N/A 501C3 PUBL CHARSEE STATEMENT70 WEST 36TH STREET 11TH FLOORNEW YORK, NY 10018
350,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 51
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NONPROFIT FINANCE FUND N/A 501C3 PUBL CHARSEE STATEMENT70 WEST 36TH STREET 11TH FLOORNEW YORK, NY 10018
1,500,000.NORTH CAROLINA METROPOLITAN MAYORS N/A EXEMPT NON CHARSEE STATEMENTCOALITION ER308 WEST JONES STREETRALEIGH, NC 27603
50,000.NORTHEAST MIDWEST INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT50 F STREET NW SUITE 950WASHINGTON, DC 20001
175,000.NOVISCAPE CONSULTING GROUP CO LTD N/A FOREIGN ORG ER SEE STATEMENT231 2 BANGKOK CODE BUILDING UNIT 4BUILDING B SOUTH SATHORN ROADBANGKOK, THAILAND 10120
28,450.NOVISCAPE CONSULTING GROUP CO LTD N/A FOREIGN ORG ER SEE STATEMENT231 2 BANGKOK CODE BUILDING UNIT 4BUILDING B SOUTH SATHORN ROADBANGKOK, THAILAND 10120
77,390.OPEN HEALTH TOOLS INC N/A EXEMPT NON CHARSEE STATEMENT188 CHEROKEE ROAD ERASHVILLE, NC 28804
200,000.OPENPLANS INC N/A 501C3 PUBL CHARSEE STATEMENT148 LAFAYETTE STREET PHNEW YORK, NY 10013
27,000.OREGON STATE TREASURY N/A U S GOVERNMENT SEE STATEMENT159 OREGON STATE CAPITOL 900 COURT UNITSTREET NE SALEM, OR 97301
250,000.OVE ARUP & PARTNERS INTERNATIONAL N/A FOREIGN ORG ER SEE STATEMENTLIMITED13 FITZROY STREET W1T 4BQLONDON, UNITED KINGDOM
700,000.OVE ARUP AND PARTNERS INTERNATIONAL N/A FOREIGN ORG ER SEE STATEMENTLIMITED13 FITZROY STREET W1T 4BQLONDON, UNITED KINGDOM
24,900.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 52
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
OVE ARUP AND PARTNERS INTERNATIONAL N/A FOREIGN ORG ER SEE STATEMENTLIMITED13 FITZROY STREET W1T 4BQLONDON, UNITED KINGDOM
500,000.OXFAM N/A PUBLIC CHARITY SEE STATEMENTOXFAM HOUSE JOHN SMITH DRIVE EQUIVOXFORD OS4 2JY, UNITED KINGDOM
150,000.OXFAM AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT226 CAUSEWAY STREET 5TH FLOORBOSTON, MA 02114 2206
107,500.OXFAM AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT226 CAUSEWAY STREET 5TH FLOORBOSTON, MA 02114 2206
400,000.OXFAM AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT226 CAUSEWAY STREET 5TH FLOORBOSTON, MA 02114 2206
448,200.PABLO CARDOSO NONE N/A SEE STATEMENTPASAJE PAUCARBAMBA 159 Y CARLOSRIGOBERTA VINTIMIL CUENCA, ECUADOR
27,200.PACIFIC INSTITUTE FOR STUDIES IN N/A 501C3 PUBL CHARSEE STATEMENTDEVELOPMENT ENVIRONMENT AND SECURITY654 13TH STEETOAKLAND, CA 94612
219,451.PACIFIC INSTITUTE FOR STUDIES IN N/A 501C3 PUBL CHARSEE STATEMENTDEVELOPMENT ENVIRONMENT AND SECURITY654 13TH STEETOAKLAND, CA 94612
230,000.PACT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1828 L STREET NW SUITE 300WASHINGTON, DC 20036
75,000.PACT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1828 L STREET NW SUITE 300WASHINGTON, DC 20036
200,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 53
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
PALLI KARMA SAHAYAK FOUNDATION N/A FOREIGN GOV T SEE STATEMENTPKSF BHABAN E 4 B AGARGAON UNITADMINISTRATIVE AREA DHAKA,BANGLADESH 1207
105,000.PAMOJA MEDIA EAST AFRICA LIMITED N/A FOREIGN ORG ER SEE STATEMENTVIEW PARK TOWERS GROUND FLOOR UTALIILANE OFF UNIVERSITY WAY NAIROBI,KENYA
35,000.PAMOJA MEDIA EAST AFRICA LIMITED N/A FOREIGN ORG ER SEE STATEMENTVIEW PARK TOWERS GROUND FLOOR UTALIILANE OFF UNIVERSITY WAY NAIROBI,KENYA
39,950.PARAPROFESSIONAL HEALTHCARE INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENTINC349 EAST 149 STREET 10TH FLOORBRONX, NY 10451
200,000.PARTNERS FOR URBAN KNOWLEDGE ACTION N/A PUBLIC CHARITY SEE STATEMENTAND RESEARCH EQUIV272 MUNCIPAL TENEMENTS SHIVAJI NAGARBMC COLONY KHER WADI RD BANDRAMUMBAI, INDIA 400 051 321,857.PATH PROGRAM FOR APPROPRIATE N/A 501C3 PUBL CHARSEE STATEMENTTECHNOLOGY IN HEALTH2201 WESTLAKE AVE SUITE 200SEATTLE, WA 98121
250,000.PATTANARAK FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT49 83 KC SUWINTAWONG LAMPAKCHI NONGJOK EQUIVBANGKOK, THAILAND 10530
30,000.PEKING UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTNO 5 YIHEYUAN ROAD HAI DIAN DISTRICT EQUIVBEIJING, CHINA 100 871
350,000.PEOPLE UNITED FOR SUSTAINABLE HOUSING N/A 501C3 PUBL CHARSEE STATEMENTINC271 GRANT STREETBUFFALO, NY 14213
150,000.PERFORMANCE ZONE INC N/A 501C3 PUBL CHARSEE STATEMENT161 6TH AVENUE 14TH FLOORNEW YORK, NY 10013
37,500.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 54
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
PERFORMANCE ZONE INC N/A 501C3 PUBL CHARSEE STATEMENT161 6TH AVENUE 14TH FLOORNEW YORK, NY 10013
75,000.PHARMACCESS FOUNDATION N/A PUBLIC CHARITY SEE STATEMENTTRINITY BUILDING C PIETERBERGWEG 17 EQUIVAMSTERDAM, NETHERLANDS 1105 BM
75,000.PHILANTHROPY NEW YORK INC N/A 501C3 PUBL CHARSEE STATEMENT79 FIFTH AVENUE FOURTH FLOORNEW YORK, NY 10003 3076
30,000.PHILIPPINE INSTITUTE FOR DEVELOPMENT N/A FOREIGN GOV T SEE STATEMENTSTUDIES UNITNEDA SA MAKATI BUILDING 106 AMORSOLOST MAKATI CITY, PHILIPPINES
77,180.POLICYLINK N/A 501C3 PUBL CHARSEE STATEMENT1438 WEBSTER STREET SUITE 303OAKLAND, CA 94612
50,000.POLICYLINK N/A 501C3 PUBL CHARSEE STATEMENT1438 WEBSTER STREET SUITE 303OAKLAND, CA 94612
425,000.PRATT INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT200 WILLOUGHBY AVENUEBROOKLYN, NY 11205
62,500.PRATT INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT200 WILLOUGHBY AVENUEBROOKLYN, NY 11205
100,000.PRATT INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT200 WILLOUGHBY AVENUEBROOKLYN, NY 11205
110,000.PRAYAS INITIATIVES IN HEALTH ENERGY N/A PUBLIC CHARITY SEE STATEMENTLEARNING AND PARENTHOOD EQUIVAMRUTA CLINIC ATHAVALE CORNER DECCANGYMKHANA MAHARASHTRA, INDIA 411004
200,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 55
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
PRESIDENT AND FELLOWS OF HARVARD N/A 501C3 PUBL CHARSEE STATEMENTCOLLEGEMASSACHUSETTS HALLCAMBRIDGE, MA 02138
325,000.PRESIDENT AND FELLOWS OF HARVARD N/A 501C3 PUBL CHARSEE STATEMENTCOLLEGEMASSACHUSETTS HALLCAMBRIDGE, MA 02138
350,000.PRICEWATERHOUSECOOPERS LIMITED N/A FOREIGN ORG ER SEE STATEMENTUPPER HILL ROAD P O BOX 43963NAIROBI, KENYA 00100
554,157.PROGRESSIVE AMERICA FUND N/A 501C3 PUBL CHARSEE STATEMENT1133 BROADWAY SUITE 332NEW YORK, NY 10010
250,000.PUBLIC HEALTH INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT555 12TH STREET 10TH FLOOROAKLAND, CA 94607 4046
30,000.QUEENS MUSEUM OF ART N/A 501C3 PUBL CHARSEE STATEMENTNEW YORK CITY BUILDING FLUSHINGMEADOWS CORONA PARK QUEENS, NY 113683398
50,000.RAND CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT1776 MAIN STREETSANTA MONICA, CA 90407
18,300.RANDALL S ISLAND SPORTS FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT24 WEST 61ST STREET 4TH FLOORNEW YORK, NY 10023
43,750.REAL USEFUL TRAVEL AND MARKETING N/A FOREIGN ORG ER SEE STATEMENTAEE BUILDING KAREN ROAD P O BOX 5145800200 NAIROBI, KENYA
125,000.RECONNECTING AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT1707 L STREET NW SUITE 210WASHINGTON, DC 20036
75,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 56
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
REED ELSEVIER PLC N/A FOREIGN ORG ER SEE STATEMENT1 3 STRANDLONDON WC2N 5JR, UNITED KINGDOM
30,000.REGENTS OF THE UNIVERSITY OF MICHIGAN N/A 501C3 PUBL CHARSEE STATEMENT503 THOMPSON STREET 2074 FLEMINGADMINISTRATIVE BUILDING ANN ARBOR,MI 48109 1340
300,000.REGENTS OF THE UNIVERSITY OF N/A 501C3 PUBL CHARSEE STATEMENTMINNESOTA450 MCNAMARA ALUMNI CENTER 200 OAKSTREET SOUTHEAST MINNEAPOLIS, MN55455 2070 200,000.REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC CHARITY SEE STATEMENTCAPACITY BUILDING IN AGRICULTURE EQUIVLIMITEDPLOT 151 GARDEN HILL MAKEREREUNIVERSITY MAIN CAMPUS KAMPALA, 200,000.REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC CHARITY SEE STATEMENTCAPACITY BUILDING IN AGRICULTURE EQUIVLIMITEDPLOT 151 GARDEN HILL MAKEREREUNIVERSITY MAIN CAMPUS KAMPALA, 28,910.RESEARCH TRAINING AND MANAGEMENT N/A PUBLIC CHARITY SEE STATEMENTINTERNATIONAL EQUIVRTM COMPLEX 581 SHEWRAPARADHAKA 1216, BANGLADESH
150,000.RESOURCE ALLIANCE LIMITED N/A PUBLIC CHARITY SEE STATEMENT5TH FLOOR DEVELOPMENT HOUSE 56 64 EQUIVLEONARD STREET LONDON, UNITEDKINGDOM EC2A 4LT
95,100.RESOURCE ALLIANCE LIMITED N/A PUBLIC CHARITY SEE STATEMENT5TH FLOOR DEVELOPMENT HOUSE 56 64 EQUIVLEONARD STREET LONDON, UNITEDKINGDOM EC2A 4LT
100,000.RESOURCE ALLIANCE LIMITED N/A PUBLIC CHARITY SEE STATEMENT5TH FLOOR DEVELOPMENT HOUSE 56 64 EQUIVLEONARD STREET LONDON, UNITEDKINGDOM EC2A 4LT
649,881.RESOURCE INNOVATION GROUP INC N/A 501C3 PUBL CHARSEE STATEMENTP O BOX 51182EUGENE, OR 97405
4,700.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 57
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
RESOURCES LEGACY FUND N/A 501C3 PUBL CHARSEE STATEMENT555 CAPITOL MALL SUITE 675SACRAMENTO, CA 95814
750,000.RESTAURANT OPPORTUNITIES CENTERS N/A 501C3 PUBL CHARSEE STATEMENTUNITED350 SEVENTH AVENUE SUITE 1504NEW YORK, NY 10001
100,000.RESTAURANT OPPORTUNITIES CENTERS N/A 501C3 PUBL CHARSEE STATEMENTUNITED350 SEVENTH AVENUE SUITE 1504NEW YORK, NY 10001
300,000.RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1100 15TH STREET NW SUITE 400WASHINGTON, DC 20005
76,200.RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1100 15TH STREET NW SUITE 400WASHINGTON, DC 20005
400,000.RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1100 15TH STREET NW SUITE 400WASHINGTON, DC 20005
500,000.RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1100 15TH STREET NW SUITE 400WASHINGTON, DC 20005
500,000.RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1100 15TH STREET NW SUITE 400WASHINGTON, DC 20005
700,000.ROCKEFELLER ARCHIVE CENTER N/A 501C3 OP FDN ERSEE STATEMENT15 DAYTON AVENUESLEEPY HOLLOW, NY 10591
200,000.ROCKEFELLER PHILANTHROPY ADVISORS INC N/A 501C3 PUBL CHARSEE STATEMENT6 WEST 48TH STREET 10TH FLOORNEW YORK, NY 10036
500,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 58
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ROCKEFELLER PHILANTHROPY ADVISORS INC N/A 501C3 PUBL CHARSEE STATEMENT6 WEST 48TH STREET 10TH FLOORNEW YORK, NY 10036
2,000,000.ROSIE SJOGREN NONE N/A IN SUPPORT OF DONOR32 CARDINAL CLOSE CAVERSHAM READING ENGAGEMENT EFFORTS FORBERKSHIRE, UNITED KINGDOM RG4 8BZ THE ASIAN CITIES
CLIMATE CHANGERESILIENCE NETWORK 69,245.
ROYAL INSTITUTE OF INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENTAFFAIRSCHATHAM HOUSE 10 ST JAMES S SQUARELONDON, UNITED KINGDOM SW1Y 4LE
100,000.ROYAL INSTITUTE OF INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENTAFFAIRSCHATHAM HOUSE 10 ST JAMES S SQUARELONDON, UNITED KINGDOM SW1Y 4LE
198,570.ROYAL MELBOURNE INSTITUTE OF N/A PUBLIC CHARITY SEE STATEMENTTECHNOLOGY EQUIV124 LATROBE STREETMELBOURNE, AUSTRALIA 3000
48,350.RUDOLF STEINER FOUNDATION INC D B A N/A 501C3 PUBL CHARSEE STATEMENTRSF SOCIAL FINANCE1002A O REILLY AVENUESAN FRANCISCO, CA 94219
80,000.RWANDA AGRICULTURE BOARD N/A FOREIGN GOV T SEE STATEMENTP O BOX 5016 UNITKIGALI, RWANDA
100,000.RWANDA AGRICULTURE BOARD N/A FOREIGN GOV T SEE STATEMENTP O BOX 5016 UNITKIGALI, RWANDA
100,000.SA NODE OF THE MILLENNIUM PROJECT N/A FOREIGN ORG ER SEE STATEMENTP O BOX 1666 GALLO MANOR 2052JOHANNESBURG, SOUTH AFRICA
23,350.SA NODE OF THE MILLENNIUM PROJECT N/A FOREIGN ORG ER SEE STATEMENTP O BOX 1666 GALLO MANOR 2052JOHANNESBURG, SOUTH AFRICA
75,450.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 59
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
SA NODE OF THE MILLENNIUM PROJECT N/A FOREIGN ORG ER SEE STATEMENTP O BOX 1666 GALLO MANOR 2052JOHANNESBURG, SOUTH AFRICA
100,000.SAMASOURCE INC N/A 501C3 PUBL CHARSEE STATEMENT972 MISSION STREET 5TH FLOORSAN FRANCISCO, CA 94103
200,000.SAMBODHI RESEARCH AND COMMUNICATIONS N/A FOREIGN ORG ER SEE STATEMENTPVT LTDO 2 SECOND AND THIRD FLOOR LAJPATNAGAR 2 NEW DELHI, INDIA 110 024
125,500.SEACHANGE CAPITAL PARTNERS INC N/A 501C3 PUBL CHARSEE STATEMENT11 EAST 44TH STREET SUITE 900NEW YORK, NY 10017
150,000.SECURING AMERICA S FUTURE ENERGY N/A 501C3 PUBL CHARSEE STATEMENTFOUNDATION1111 19TH STREET NW SUITE 406WASHINGTON, DC 20036
500,000.SERVICE EMPLOYEES INTERNATIONAL UNION N/A EXEMPT NON CHARSEE STATEMENT1800 MASSACHUSETTS AVENUE NW ERWASHINGTON, DC 20036
350,000.SEVENTH REGIMENT ARMORY CONSERVANCY N/A 501C3 PUBL CHARSEE STATEMENTINC643 PARK AVENUENEW YORK, NY 10065
43,750.SMART GROWTH AMERICA N/A 501C3 PUBL CHARSEE STATEMENT1707 L STREET NW SUITE 1050WASHINGTON, DC 20036
500,000.SMART GROWTH AMERICA N/A 501C3 PUBL CHARSEE STATEMENT1707 L STREET NW SUITE 1050WASHINGTON, DC 20036
750,000.SMITHSONIAN INSTITUTION N/A 501C3 PUBL CHARSEE STATEMENT1000 JEFFERSON DRIVE S W ROOM 205 MRC016 WASHINGTON, DC 20560
2,000,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 60
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
SOCIAL FINANCE INC N/A US NEW ORG ER SEE STATEMENT200 STATE STREET 14TH FLOORBOSTON, MA 02109
350,000.SOCIAL SCIENCE RESEARCH COUNCIL N/A 501C3 PUBL CHARSEE STATEMENTONE PIERREPONT PLAZA 15TH FLOORBROOKLYN, NY 11201
75,000.SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A 501C3 PUBL CHARSEE STATEMENTVIA PANISPERNA 207ROME, ITALY 00184
25,200.SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A 501C3 PUBL CHARSEE STATEMENTVIA PANISPERNA 207ROME, ITALY 00184
100,000.SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENTEAST AFRICA EQUIVRGNL OFF FOR EAST AND SOUTHERN AFRICABRITAK CENTRE 1FL RAGATI MARA RDNAIROBI, KENYA 80,000.SOCIETY FOR PARTICIPATORY RESEARCH IN N/A PUBLIC CHARITY SEE STATEMENTASIA EQUIV42 TUGHLAKABAD INSTITUTIONAL AREANEW DELHI, INDIA 110062
150,000.SOCIETY FOR TECHNOLOGY AND ACTION FOR N/A PUBLIC CHARITY SEE STATEMENTRURAL ADVANCEMENT EQUIV111 9 Z BLOCK KISHANGARH VASANT KUNJNEW DELHI, INDIA 110070
2,000,000.SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 3000 CHUO KIKUU EQUIVMOROGORO, TANZANIA
138,600.SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 3000 CHUO KIKUU EQUIVMOROGORO, TANZANIA
150,000.SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 3000 CHUO KIKUU EQUIVMOROGORO, TANZANIA
159,600.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 61
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 3000 CHUO KIKUU EQUIVMOROGORO, TANZANIA
179,850.SOUTH AFRICAN INSTITUTE FOR DISTANCE N/A PUBLIC CHARITY SEE STATEMENTEDUCATION EQUIVP O BOX 31822BRAAMFONTEIN, SOUTH AFRICA 2017
400,000.SOUTHERN ENVIRONMENTAL LAW CENTER N/A 501C3 PUBL CHARSEE STATEMENT201 WEST MAIN STREET SUITE 14CHARLOTTESVILLE, VA 22902
100,000.SOUTHERN ENVIRONMENTAL LAW CENTER N/A 501C3 PUBL CHARSEE STATEMENT201 WEST MAIN STREET SUITE 14CHARLOTTESVILLE, VA 22902
250,000.STATUE OF LIBERTY ELLIS ISLAND N/A 501C3 PUBL CHARSEE STATEMENTFOUNDATION INC17 BATTERY PLACE SUITE 210NEW YORK, NY 10004
350,000.STICHTING GLOBAL ALLIANCE FOR BANKING N/A FOREIGN ORG ER SEE STATEMENTON VALUESNIEUWEROORDWEG 1 P O BOX 55ZEITST, NETHERLANDS 3700 AB
200,000.STICHTING MEDICAL CREDIT FUND N/A FOREIGN ORG ER SEE STATEMENTPIETERSBERGWEG 17 TRINITY BUILDING CAMSTERDAM, NETHERLANDS 1105 BM
100,000.STRATEGIC FORESIGHT GROUP N/A FOREIGN ORG ER SEE STATEMENTC 306 MONTANA LOKHANDWALA COMPLEXMUMBAI, INDIA 400 053
100,000.SUE WILLIAMSON NONE N/A SEE STATEMENTALL STAR STUDIO 6 SPENCER ROADCAPE TOWN, SOUTH AFRICA 7925
27,200.SUSTAINABLE JOBS DEVELOPMENT N/A 501C3 PUBL CHARSEE STATEMENTCORPORATION200 NORTH MANGUM STREET SUITE 203DURHAM, NC 27701
150,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 62
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
SUSTAINABLE MOBILITY FINANCE LLC N/A US NON CHARITY SEE STATEMENT2481 N WAKEFIELD COURT ERARLINGTON, VA 22207
162,000.SWISS TROPICAL AND PUBLIC HEALTH N/A PUBLIC CHARITY SEE STATEMENTINSTITUTE EQUIVSOCINSTRASSE 57 P O BOXBASEL, SWITZERLAND
35,509.TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT424 QUTUB PLAZA DLF CITY PHASE IGURGAON, HARYANA, INDIA 122002
64,750.TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT424 QUTUB PLAZA DLF CITY PHASE IGURGAON, HARYANA, INDIA 122002
100,000.TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT424 QUTUB PLAZA DLF CITY PHASE IGURGAON, HARYANA, INDIA 122002
150,000.TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT424 QUTUB PLAZA DLF CITY PHASE IGURGAON, HARYANA, INDIA 122002
200,000.TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT424 QUTUB PLAZA DLF CITY PHASE IGURGAON, HARYANA, INDIA 122002
275,420.TCC GROUP INC N/A US NON CHARITY SEE STATEMENT31 WEST 27TH STREET 4TH FLOOR ERNEW YORK, NY 10001
160,000.TEACHERS COLLEGE COLUMBIA UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT525 WEST 120TH STREETNEW YORK, NY 10027 6902
205,780.TECHNOSERVE INC N/A 501C3 PUBL CHARSEE STATEMENT1800 M STREET N W SUITE 1066 SOUTHWASHINGTON, DC 20036
200,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 63
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
TECHSOUP GLOBAL N/A 501C3 PUBL CHARSEE STATEMENT435 BRANNAN STREET SUITE 100SAN FRANCISCO, CA 94107
100,000.TELLUS INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT11 ARLINGTON STREETBOSTON, MA 02116 3411
60,000.TENEO STRATEGY CONSULTING LLC N/A US NON CHARITY SEE STATEMENT601 LEXINGTON AVENUE 55TH FLOOR ERNEW YORK, NY 10022
2,840,000.THAILAND DEVELOPMENT RESEARCH N/A PUBLIC CHARITY SEE STATEMENTINSTITUTE FOUNDATION EQUIV565 SOI RAMKHAMHAENG 39 THEPLEELA 1RAMKHAMHAENG ROAD BANGKOK, THAILAND10310 80,000.THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIV16 151 MUANGTHONG THANI BOND STREETBANGPOOD NONTHABURI, THAILAND 11120
100,000.THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIV16 151 MUANGTHONG THANI BOND STREETBANGPOOD NONTHABURI, THAILAND 11120
125,000.THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIV16 151 MUANGTHONG THANI BOND STREETBANGPOOD NONTHABURI, THAILAND 11120
279,720.THAMMASAT UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT2 PRACHEN ROAD EQUIVBANGKOK, THAILAND 10200
25,000.THE AFRICAN HEALTH ECONOMICS AND N/A FOREIGN ORG ER SEE STATEMENTPOLICY ASSOCIATION LIMITED73 KIMBERLEY ROAD CROYDONSURREY, UNITED KINGDOM CR0 2PZ
14,500.THE AFRICAN HEALTH ECONOMICS AND N/A FOREIGN ORG ER SEE STATEMENTPOLICY ASSOCIATION LIMITED73 KIMBERLEY ROAD CROYDONSURREY, UNITED KINGDOM CR0 2PZ
75,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 64
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
THE ASIA SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT725 PARK AVENUENEW YORK, NY 10021 5088
37,500.THE ASIA SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT725 PARK AVENUENEW YORK, NY 10021 5088
100,000.THE CENTER FOR EFFECTIVE PHILANTHROPY N/A 501C3 PUBL CHARSEE STATEMENTINC675 MASSACHUSETTS AVENUE 7TH FLOORCAMBRIDGE, MA 02139
100,000.THE CHANCELLOR MASTERS AND SCHOLARS N/A 501C3 PUBL CHARSEE STATEMENTOF THE UNIVERSITY OF OXFORDUNIVERSITY OFFICES WELLINGTON SQUAREOXFORD, UNITED KINGDOM OX1 2JD
250,000.THE CHILDREN S AID SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT105 EAST 22ND STREETNEW YORK, NY 10010
125,000.THE DC PROJECT INC N/A 501C3 PUBL CHARSEE STATEMENT1850 M STREET SUITE 1150WASHINGTON, DC 20036
250,000.THE ENERGY AND RESOURCES INSTITUTE N/A PUBLIC CHARITY SEE STATEMENTDARBARI SETH BLOCK INDIA HABITAT EQUIVCENTRE NEW DELHI, INDIA 110 003
81,200.THE ENERGY AND RESOURCES INSTITUTE N/A PUBLIC CHARITY SEE STATEMENTDARBARI SETH BLOCK INDIA HABITAT EQUIVCENTRE NEW DELHI, INDIA 110 003
100,000.THE MARY ROBINSON FOUNDATION N/A PUBLIC CHARITY SEE STATEMENTTRINITY COLLEGE 6 SOUTH LEINSTER EQUIVSTREET DUBLIN, IRELAND 2
14,500.THE MARY ROBINSON FOUNDATION N/A PUBLIC CHARITY SEE STATEMENTTRINITY COLLEGE 6 SOUTH LEINSTER EQUIVSTREET DUBLIN, IRELAND 2
283,290.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 65
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
THE MILLENNIUM PROJECT CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT4421 GARRISON STREET NWWASHINGTON, DC 20016 4055
121,000.THE MUSEUM FOR AFRICAN ART N/A 501C3 PUBL CHARSEE STATEMENT36 01 43RD AVENUELONG ISLAND CITY, NY 11101
150,000.THE NATIONAL ASSOCIATION OF LATINO N/A 501C3 PUBL CHARSEE STATEMENTINDEPENDENT PRODUCERS INCC O POV 20 JAY STREETBROOKLYN, NY 11201
75,000.THE PARTNERSHIP FOR WORKING FAMILIES N/A 501C3 PUBL CHARSEE STATEMENT1620 I STREET NW SUITE 210WASHINGTON, DC 20006
250,000.THE POPTECH INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENTP O BOX 1405CAMDEN, ME 04843
250,000.THE POPTECH INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENTP O BOX 1405CAMDEN, ME 04843
500,000.THE SANTA FE INSTITUTE OF SCIENCE N/A 501C3 PUBL CHARSEE STATEMENT1399 HYDE PARK ROADSANTA FE, NM 87501
500,000.THE SYNERGOS INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT51 MADISON AVENUE 21ST FLOORNEW YORK, NY 10010
50,000.THE UNIVERSITY OF CALIFORNIA SAN N/A 501C3 PUBL CHARSEE STATEMENTFRANCISCO3RD AND PARNASSUS AVENUESSAN FRANCISCO, CA 94143
200,000.THE UNIVERSITY OF CALIFORNIA SAN N/A 501C3 PUBL CHARSEE STATEMENTFRANCISCO3RD AND PARNASSUS AVENUESSAN FRANCISCO, CA 94143
44,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 66
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
THE YOUNG FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT18 VICTORIA PARK SQUARE EQUIVLONDON, UNITED KINGDOM E2 9PF
409,100.TIDES CENTER N/A 501C3 PUBL CHARSEE STATEMENTTHE PRESIDIO P O BOX 29907SAN FRANCISCO, CA 94129 0907
75,000.TIDES CENTER N/A 501C3 PUBL CHARSEE STATEMENTTHE PRESIDIO P O BOX 29907SAN FRANCISCO, CA 94129 0907
200,000.TIDES CENTER N/A 501C3 PUBL CHARSEE STATEMENTTHE PRESIDIO P O BOX 29907SAN FRANCISCO, CA 94129 0907
300,000.TRANSFORMCA N/A 501C3 PUBL CHARSEE STATEMENT436 14TH STREET SUITE 600OAKLAND, CA 94612
70,000.TRANSPORTATION CHOICES COALITION N/A 501C3 PUBL CHARSEE STATEMENT811 1ST AVENUE 626SEATTLE, WA 98104
150,000.TRI STATE TRANSPORTATION CAMPAIGN INC N/A 501C3 PUBL CHARSEE STATEMENT350 WEST 31ST STREET SUITE 802NEW YORK, NY 10001
157,000.TRUSTEES OF BOSTON UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENTONE SILBER WAYBOSTON, MA 02215
38,000.TRUSTEES OF TUFTS COLLEGE N/A 501C3 PUBL CHARSEE STATEMENTBALLOU HALL 2ND FLOORMEDFORD, MA 02155
500,000.UNITED NATIONS ECONOMIC AND SOCIAL N/A INTL ORG BY SEE STATEMENTCOMMISSION FOR ASIA AND THE PACIFIC EXEC ORDRAJDAMNERN NOK AVENUEBANGKOK, THAILAND 10200
50,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 67
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
UNITED NATIONS ENTITY FOR GENDER N/A INTL ORG BY SEE STATEMENTEQUALITY AND THE EMPOWERMENT OF WOMEN EXEC ORD220 EAST 42ND STREETNEW YORK, NY 10017
500,000.UNITED NATIONS FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT1800 MASSACHUSETTS AVENUE NW SUITE 400WASHINGTON, DC 20036
70,000.UNITED NATIONS FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT1800 MASSACHUSETTS AVENUE NW SUITE 400WASHINGTON, DC 20036
250,000.UNITED STATES PUBLIC INTEREST N/A 501C3 PUBL CHARSEE STATEMENTRESEARCH GROUP EDUCATION FUND INC218 D STREET SE 1ST FLOORWASHINGTON, DC 20003
275,000.UNIVERSIDAD DEL DESARROLLO N/A PUBLIC CHARITY SEE STATEMENTAVENIDA LAS CONDES 12 438 LA BARNECHEA EQUIVSANTIAGO, CHILE
50,000.UNIVERSIDAD PERUANA CAYETANO HEREDIA N/A FOREIGN ORG ER SEE STATEMENTAV HONORIO DELGADO 430 URB INGENIERIALIMA, PERU
30,000.UNIVERSITY COLLEGE LONDON UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTOF LONDON EQUIVGMALONDON, UNITED KINGDOM WC1E 6BT
17,616.UNIVERSITY OF CAPE TOWN N/A PUBLIC CHARITY SEE STATEMENTPRIVATE BAG X3 RONDEBOSCH 7700 EQUIVCAPE TOWN, SOUTH AFRICA
50,000.UNIVERSITY OF CAPE TOWN N/A PUBLIC CHARITY SEE STATEMENTPRIVATE BAG X3 RONDEBOSCH 7700 EQUIVCAPE TOWN, SOUTH AFRICA
100,000.UNIVERSITY OF CAPE TOWN N/A PUBLIC CHARITY SEE STATEMENTPRIVATE BAG X3 RONDEBOSCH 7700 EQUIVCAPE TOWN, SOUTH AFRICA
631,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 68
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
UNIVERSITY OF DAR ES SALAAM N/A PUBLIC CHARITY SEE STATEMENTP O BOX 35091 EQUIVDAR ES SALAAM, TANZANIA
200,000.UNIVERSITY OF ECONOMICS HO CHI MINH N/A PUBLIC CHARITY SEE STATEMENTCITY EQUIV59C NGUYEN DINH CHIEU STREET DISTRICT3 HO CHI MINH CITY, VIETNAM
150,000.UNIVERSITY OF KWAZULU NATAL N/A PUBLIC CHARITY SEE STATEMENTUNIVERSITY ROAD CHILTERN HILLS EQUIVWESTVILLE, KWAZULU NATAL, SOUTHAFRICA 3630
180,000.UNIVERSITY OF NAIROBI N/A PUBLIC CHARITY SEE STATEMENTP O BOX 30197 00100 EQUIVNAIROBI, KENYA
200,000.UNIVERSITY OF NORTH CAROLINA AT N/A 501C3 PUBL CHARSEE STATEMENTCHAPEL HILLHAMILTON HALL CAMPUS BOX 3210CHAPEL HILL, NC 27599
100,000.UNIVERSITY OF PRETORIA N/A PUBLIC CHARITY SEE STATEMENTLYNNWOOD ROAD HILLCREST EQUIVPRETORIA, SOUTH AFRICA 0002
116,300.UNIVERSITY OF READING N/A PUBLIC CHARITY SEE STATEMENTWHITEKNIGHTS HOUSE P O BOX 217 EQUIVREADING RG6 6AH, UNITED KINGDOMBERKSHIRE
200,120.UNIVERSITY OF SUSSEX N/A PUBLIC CHARITY SEE STATEMENTSUSSEX HOUSE FALMER EQUIVBRIGHTON, UNITED KINGDOM BN1 9RH
23,100.UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 339 EQUIVBLOEMFONTEIN, SOUTH AFRICA 9300
25,000.UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 339 EQUIVBLOEMFONTEIN, SOUTH AFRICA 9300
100,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 69
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 339 EQUIVBLOEMFONTEIN, SOUTH AFRICA 9300
198,000.UNIVERSITY OF WASHINGTON N/A 501C3 PUBL CHARSEE STATEMENT301 GERBERDING HALL BOX 351230SEATTLE, WA 98195 1230
112,355.UNIVERSITY OF WATERLOO N/A 501C3 PUBL CHARSEE STATEMENT200 UNIVERSITY AVENUE WESTWATERLOO, ON, CANADA N2L 3G1
200,000.UNIVERSITY OF WISCONSIN MADISON N/A 501C3 PUBL CHARSEE STATEMENTCHANCELLOR S OFFICE 161 BASCOM HALL500 LINCOLN DRIVE MADISON, WI 53706
250,000.UNIVERSITY OF WISCONSIN MADISON N/A 501C3 PUBL CHARSEE STATEMENTCHANCELLOR S OFFICE 161 BASCOM HALL500 LINCOLN DRIVE MADISON, WI 53706
500,000.URBAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT2100 M STREET N WWASHINGTON, DC 20037
100,000.URBAN INSTITUTE N/A 501C3 PUBL CHARIN SUPPORT OF2100 M STREET N W PREPARING ANDWASHINGTON, DC 20037 RELEASING THE 2010
NEIGHBORHOOD CHANGEDATABASE 250,000.
URBAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT2100 M STREET N WWASHINGTON, DC 20037
500,000.URBAN WORD NYC INC N/A 501C3 PUBL CHARSEE STATEMENT242 WEST 27TH STREET NO 3ANEW YORK, NY 10001
25,000.VERA INSTITUTE OF JUSTICE INC N/A 501C3 PUBL CHARSEE STATEMENT233 BROADWAY 12TH FLOORNEW YORK, NY 10279
100,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 70
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
VERA INSTITUTE OF JUSTICE INC N/A 501C3 PUBL CHARSEE STATEMENT233 BROADWAY 12TH FLOORNEW YORK, NY 10279
168,750.VERULAM ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENTPEAR TREE COTTAGE 45 NETHERTON LANEFYFIELD OXFORDSHIRE, UNITED KINGDOMOX3 5LS
220,000.VIETNAM HEALTH ECONOMICS ASSOCIATION N/A PUBLIC CHARITY SEE STATEMENTROOM 402 BUILDING A MINISTRY OF EQUIVHEALTH 138A GIANG VO STREET HANOI,VIETNAM
120,000.VIETNAM MUSEUM OF ETHNOLOGY N/A FOREIGN GOV T SEE STATEMENTVIETNAMESE ACADEMY FOR SOCIAL UNITSCIENCESNGUYEN VAN HUYEN ROAD CAU GIAYDISTRICT HANOI, VIETNAM 46,500.VILLAGEREACH N/A 501C3 PUBL CHARSEE STATEMENT601 NORTH 34TH STREETSEATTLE, WA 98102
300,000.WASHINGTON AREA WOMEN S FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENTINC1411 K STREET NW SUITE 800WASHINGTON, DC 20005
150,000.WASHINGTON DC MARTIN LUTHER KING JR N/A 501C3 PUBL CHARSEE STATEMENTNATIONAL MEMORIAL PROJECT FOUNDATION401 F STREET NW SUITE 334WASHINGTON, DC 20001
200,000.WHAT WOULD JANE DO LLC N/A US NON CHARITY SEE STATEMENT205 MULBERRY STREET ERNEW YORK, NY 10012
750,000.WILDLIFE CONSERVATION SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT2300 SOUTHERN BOULEVARDBRONX, NY 10460
170,000.WILDLIFE CONSERVATION SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT2300 SOUTHERN BOULEVARDBRONX, NY 10460
187,500.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 71
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
WILLIAM DAVIDSON INSTITUTE AT THE N/A 501C3 PUBL CHARSEE STATEMENTUNIVERSITY OF MICHIGAN724 E UNIVERSITY AVENUEANN ARBOR, MI 48109
250,000.WILLIAM J CLINTON FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT1200 PRESIDENT CLINTON AVENUELITTLE ROCK, AR 72201
385,000.WILLIAM J CLINTON FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT1200 PRESIDENT CLINTON AVENUELITTLE ROCK, AR 72201
900,000.WINROCK INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENTAGRICULTURAL DEVELOPMENT2121 CRYSTAL DRIVE SUITE 500ARLINGTON, VA 22202
100,000.WINROCK INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENTAGRICULTURAL DEVELOPMENT2121 CRYSTAL DRIVE SUITE 500ARLINGTON, VA 22202
352,723.WINTERHOUSE N/A US NON CHARITY SEE STATEMENT71 UNDERMOUNTAIN ROAD PO BOX 159 ERFALLS VILLAGE, CT 06031
35,000.WOMEN IN INFORMAL EMPLOYMENT: N/A PUBLIC CHARITY SEE STATEMENTGLOBALIZING AND ORGANIZING EQUIVROOM 521 ROYAL EXCHANGEMANCHESTER M2 7 EN, UNITED KINGDOM
66,100.WONG HOY CHEONG NONE N/A SEE STATEMENT345E KERANJI APARTMENTS JALAN SS 19 3ASUBANG JAYA, SELANGOR, MALAYSIA 47500
27,200.WORKERS DEFENSE PROJECT INC N/A 501C3 PUBL CHARSEE STATEMENT5604 MANOR ROADAUSTIN, TX 78723
150,000.WORLD AFFAIRS COUNCIL OF NORTHERN N/A 501C3 PUBL CHARSEE STATEMENTCALIFORNIA312 SUTTER STREET SUITE 200SAN FRANCISCO, CA 94108 4384
75,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 72
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
WORLD FOOD PRIZE FOUNDATION N/A 501C3 OP FDN ERSEE STATEMENT666 GRAND AVENUE SUITE 1700DES MOINES, IA 50309
1,000,000.WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT20 AVENUE APPIA CH 1211 EXEC ORDGENEVA, SWITZERLAND 27
14,100.WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT20 AVENUE APPIA CH 1211 EXEC ORDGENEVA, SWITZERLAND 27
40,000.WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT20 AVENUE APPIA CH 1211 EXEC ORDGENEVA, SWITZERLAND 27
55,000.WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT20 AVENUE APPIA CH 1211 EXEC ORDGENEVA, SWITZERLAND 27
80,000.WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT20 AVENUE APPIA CH 1211 EXEC ORDGENEVA, SWITZERLAND 27
120,000.WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT20 AVENUE APPIA CH 1211 EXEC ORDGENEVA, SWITZERLAND 27
125,000.WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT20 AVENUE APPIA CH 1211 EXEC ORDGENEVA, SWITZERLAND 27
500,000.WORLD RESOURCES INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT10 G STREET NE SUITE 800WASHINGTON, DC 20002
364,972.WORLD TOILET ORGANIZATION LIMITED N/A FOREIGN ORG ER SEE STATEMENT19 TOA PAYOH WESTSINGAPORE 318876
20,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 73
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
WORLD VISION INC N/A 501C3 PUBL CHARSEE STATEMENTP O BOX 9716FEDERAL WAY, WA 98063 9716
124,900.WORLD WIDE WEB FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT114 STATE STREET SUITE 600BOSTON, MA 02109
101,000.YOUNG WOMEN S LEADERSHIP NETWORK INC N/A 501C3 PUBL CHARSEE STATEMENT322 EIGHTH AVENUE 14TH FLOORNEW YORK, NY 10001
25,000.YUNNAN CENTERS FOR DISEASES CONTROL N/A FOREIGN GOV T SEE STATEMENTAND PREVENTION UNIT158 DONGSI STREET KUNMINGYUNNAN, CHINA 650022
38,990.YUNNAN CENTERS FOR DISEASES CONTROL N/A FOREIGN GOV T SEE STATEMENTAND PREVENTION UNIT158 DONGSI STREET KUNMINGYUNNAN, CHINA 650022
104,400.
BORDER CROSSERS N/A 501(C)(3) PUBL DONATION32 BROADWAY SUITE 1801 CHARNEW YORK, NY 10004 500.
GLYNWOOD CENTER INC N/A 501(C)(3) PUBL DONATIONROUTE 301 CHARCOLD SPRING, NY 10516 1,000.
KIVA MICROFUNDS N/A 501(C)(3) PUBL DONATION3180 EIGHTEENTH STREET SUITE 201 CHARSAN FRANCISCO, CA 94110 1,000.
POLYTECHNIC INSTITUTE OF NEW YORK N/A 501(C)(3) PUBL DONATIONUNIVERSITY CHAR6 METROTECH CENTERBROOKLYN, NY 11201 500.
REACHING UA FOUNDATION FOR URUGAY N/A 501(C)(3) PUBL DONATIONP O BOX 3251 CHARNEW YORK, NY 10163 1,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 74
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
BIKE NY N/A 501(C)(3) PUBL DONATION RELATED TO475 RIVERSIDE DRIVE 13TH FLOOR CHAR THE FOUNDATION'S "DAYNEW YORK, NY 10015 OF SERVICE," WHERE
STAFF VOLUNTEER WITH ALOCAL ORGANIZATION 5,000.
BROOKLYN ANIMAL RESCUE COALITION N/A 501(C)(3) PUBL UNRESTRICTED DONATION253 WYTHE AVENUE CHARBROOKLYN, NY 11211 5,000.
GODS LOVE WE DELIVER N/A 501(C)(3) PUBL UNRESTRICTED DONATION166 AVENUE OF THE AMERICAS CHARNEW YORK, NY 10013 5,000.
GRACE INSTITUTE N/A 501(C)(3) PUBL UNRESTRICTED DONATION1233 SECOND AVENUE CHARNEW YORK, NY 10065 5,000.GREEN GUERILLAS N/A 501(C)(3) PUBL DONATION RELATED TO232 EAST 11TH STREET CHAR THE FOUNDATION'S "DAYNEW YORK, NY 10003 OF SERVICE," WHERE
STAFF VOLUNTEER WITH ALOCAL ORGANIZATION 5,000.
HAPPY LIFE CHILDREN'S HOME N/A 501(C)(3) PUBL UNRESTRICTED DONATION140 AIRPORT ROAD CHARNEW CASTLE, DE 19720 5,000.
SAFE STREETS FUND N/A 501(C)(3) PUBL UNRESTRICTED DONATION55 WATER STREET 9TH FLOOR CHAR ON BEHALF OF RECIPIENTNEW YORK, NY 10041 OF JANE JACOBS MEDAL 50,000.
TRANSPORTATION ALTERNATIVES N/A 501(C)(3) PUBL UNRESTRICTED DONATION127 WEST 26TH STREET SUITE 1002 CHAR ON BEHALF OF RECIPIENTNEW YORK, NY 10001 OF JANE JACOBS MEDAL 50,000.
TRIBECA FILM INSTITUTE N/A 501(C)(3) PUBL UNRESTRICTED DONATION375 GREENWICH STREET SUITE 818 CHAR ON BEHALF OF RECIPIENTNEW YORK, NY 10013 OF JANE JACOBS MEDAL 100,000.
80 20 EDUCATIONAL FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT5 FARM HOUSE ROAD CHARNEWARK, DE 19711 7458 2,982.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 75
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ABILITIES INC N/A 501(C)(3) PUBL MATCHING GIFT201 I U WILLETS ROAD CHARALBERTSON, NY 11507 30,000.
ADVOCATES FOR CHILDREN OF NY INC N/A 501(C)(3) PUBL MATCHING GIFT151 WEST 30TH ST CHARNEW YORK, NY 10001 1,500.
ALBANY LAW SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT80 NEW SCOTLAND AVENUE CHARALBANY, NY 12208 30,000.
ALLIANCE FOR JUSTICE N/A 501(C)(3) PUBL MATCHING GIFT11 DUPONT CIR CHARWASHINGTON, DC 20036 1207 750.
ALZHEIMERS DRUG DISCOVERY FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT57 WEST 57TH STREET CHARNEW YORK, NY 10019 2514 600.
AMERICAN ACADEMY OF ARTS AND SCIENCES N/A 501(C)(3) PUBL MATCHING GIFT136 IRVING ST CHARCAMBRIDGE, MA 02138 1929 300.
AMERICAN CANCER SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT30 SPEEN ST CHARFRAMINGHAM, MA 01701 1800 300.
AMERICAN CANCER SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT132 WEST 32ND ST CHARNEW YORK, NY 10001 2,100.
AMERICAN DIABETES ASSOCIATION INC N/A 501(C)(3) PUBL MATCHING GIFT1701 N BEAUREGARD STREET CHARALEXANDRIA, VA 22311 1742 60.
AMERICAN FILM INSTITUTE INC N/A 501(C)(3) PUBL MATCHING GIFT2021 NORTH WESTERN AVENUE CHARLOS ANGELES, CA 90027 225.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 76
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
AMERICAN FOLK ART MUSEUM N/A 501(C)(3) PUBL MATCHING GIFT45 WEST 53 STREET CHARNEW YORK, NY 10019 5401 30,000.
AMERICAN FOUNDATION FOR SUICIDE N/A 501(C)(3) PUBL MATCHING GIFTPREVENTION CHAR120 WALL STREET 22ND FLOORNEW YORK, NY 10005 63.
AMERICAN HEART ASSOCIATION INC N/A 501(C)(3) PUBL MATCHING GIFT122 E 42ND ST 18TH FL CHARNEW YORK, NY 10168 1898 60.
AMERICAN HEART ASSOCIATION INC N/A 501(C)(3) PUBL MATCHING GIFT1 UNION STREET SUITE 301 CHARROBBINSVILLE, NJ 08691 4219 120.
AMERICAN LAW INSTITUTE N/A 501(C)(3) PUBL MATCHING GIFT4025 CHESTNUT STREET CHARPHILADELPHIA, PA 19104 600.
AMERICAN MUSEUM OF NATURAL HISTORY N/A 501(C)(3) PUBL MATCHING GIFTCENTRAL PARK WEST AT 79TH ST CHARNEW YORK, NY 10024 5192 2,250.
AMERICAN NATIONAL RED CROSS N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 37295 CHARWASHINGTON, DC 20013 6,750.
AMERICAN SOCIETY FOR YAD VASHEM INC N/A 501(C)(3) PUBL MATCHING GIFT500 5TH AVE FLOOR 42 CHARNEW YORK, NY 10110 4299 708.
AMNESTY INTERNATIONAL USA INC N/A 501(C)(3) PUBL MATCHING GIFT5 PENN PLAZA CHARNEW YORK, NY 10001 225.
AMY MARSHALL DANCE COMPANY INC N/A 501(C)(3) PUBL MATCHING GIFT2843 41ST STREET 2 CHARASTORIA, NY 11103 3330 300.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 77
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
AMYOTROPHIC LATERAL SCLEROSIS N/A 501(C)(3) PUBL MATCHING GIFTASSOCIATION CHAR1275 K STREET NWWASHINGTON, DC 20005 150.
ANIMAL HAVEN INC N/A 501(C)(3) PUBL MATCHING GIFT251 CENTRE STREET CHARNEW YORK, NY 10013 1,800.
ANIMAL PLACE N/A 501(C)(3) PUBL MATCHING GIFT17314 MCCOURTNEY RD CHARGRASS VALLEY, CA 95949 885.
ANNUAL CATHOLIC APPEAL OFFICE OF N/A 501(C)(3) PUBL MATCHING GIFTSTEWARDSHIP AND DEVELOPMENT CHAR310 PROSPECT PARK WESTBROOKLYN, NY 11215 225.
ARTS CENTER AND THEATER OF N/A 501(C)(3) PUBL MATCHING GIFTSCHENECTADY INC CHAR432 STATE STREETSCHENECTADY, NY 12305 2391 450.
ASIAN AMERICAN ARTS ALLIANCE N/A 501(C)(3) PUBL MATCHING GIFT20 JAY STREET SUITE 740 CHARBROOKLYN, NY 11201 750.
ASIAN AMERICAN LEGAL DEFENSE AND N/A 501(C)(3) PUBL MATCHING GIFTEDUCATION FUND CHAR99 HUDSON STREET 12FNEW YORK, NY 10013 2815 300.
ASSOCIATION OF GRADUATES OF THE N/A 501(C)(3) PUBL MATCHING GIFTUNITED STATES MILITARY ACADEMY CHAR698 MILLS ROADWEST POINT, NY 10996 1,200.
AURORA HEALTH CARE METRO INC N/A 501(C)(3) PUBL MATCHING GIFT950 N 12TH ST CHARMILWAUKEE, WI 53233 3,000.
AUXILIARY FOR THE SOCIETY OF NEW YORK N/A 501(C)(3) PUBL MATCHING GIFTHOSPITAL CHAR525 EAST 68TH STREETNEW YORK, NY 10065 450.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 78
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
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RecipientFoundation
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
AVON PRODUCTS FOUNDATION INCORPORATED N/A 501(C)(3) PUBL MATCHING GIFT1 AVON PLAZA CHARRYE, NY 10580 900.
BALLET TECH FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT890 BROADWAY CHARNEW YORK, NY 10003 1211 1,500.
BARNARD COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT3009 BROADWAY CHARNEW YORK, NY 10027 6598 1,800.
BAYPATH HUMANE SOCIETY OF HOPKINTON N/A 501(C)(3) PUBL MATCHING GIFTINC CHAR5 RAFFERTY ROADHOPKINTON, MA 01748 1281 750.
BEDFORD STUYVESANT RESTURATION N/A 501(C)(3) PUBL MATCHING GIFTCORPORATION CHAR1368 FULTON STBROOKLYN, NY 11216 600.
BIKE ACROSS AMERICA INC CONNECTICUT N/A 501(C)(3) PUBL MATCHING GIFTCHALLENGE CHARP O BOX 566SOUTHPORT, CT 06890 0566 150.
BOWDOIN COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT4100 COLLEGE STATION CHARBRUNSWICK, ME 04011 8432 15,000.
BOY SCOUTS OF AMERICA N/A 501(C)(3) PUBL MATCHING GIFT25 RAMAPO VALLEY ROAD CHAROAKLAND, NJ 07436 1709 75.
BRAC USA INC N/A 501(C)(3) PUBL MATCHING GIFT11 EAST 44TH ST CHARNEW YORK, NY 10017 975.
BROOKINGS INSTITUTION N/A 501(C)(3) PUBL MATCHING GIFT1775 MASS AVE NW CHARWASHINGTON, DC 20036 2103 15,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 79
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
BROOKLYN ACADEMY OF MUSIC INC N/A 501(C)(3) PUBL MATCHING GIFT30 LAFAYETTE AVENUE CHARBROOKLYN, NY 11217 4,800.
BROOKLYN ANIMAL RESOURCES COALITION N/A 501(C)(3) PUBL MATCHING GIFTINC CHAR253 WYTHE AVEBROOKLYN, NY 11211 1,500.
BROOKLYN BUREAU OF COMMUNITY SERVICE N/A 501(C)(3) PUBL MATCHING GIFT285 SCHERMERHORN STREET CHARBROOKLYN, NY 11217 75.
BROOKLYN MUSEUM N/A 501(C)(3) PUBL MATCHING GIFT200 EASTERN PARKWAY CHARBROOKLYN, NY 11238 9982 750.
BROWN UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 1877 CHARPROVIDENCE, RI 02912 1877 16,180.
BRYN MAWR COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT101 NORTH MERION AVE CHARBRYN MAWR, PA 19010 2899 2,100.
CALVARY FUND INC N/A 501(C)(3) PUBL MATCHING GIFT1740 EASTCHESTER ROAD CHARBRONX, NY 10461 540.
CARNEGIE HALL SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT881 7TH AVE CHARNEW YORK, NY 10019 3210 10,500.
CAROLINA JUSTICE POLICY CENTER N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 309 CHARDURHAM, NC 27702 0309 150.
CAROLINA PERFORMING ARTS CENTER N/A 501(C)(3) PUBL MATCHING GIFTCAMPUS BOX 3233 UNC CHARCHAPEL HILL, NC 27599 3233 3,750.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 80
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CATHEDRAL CHURCH OF ST JOHN THE N/A 501(C)(3) PUBL MATCHING GIFTDIVINE ADULTS & CHILDREN IN TRUST CHAR1047 AMSTERDAM AVENUENEW YORK, NY 10025 450.
CATSKILL ANIMAL SANCTUARY INC N/A 501(C)(3) PUBL MATCHING GIFT316 OLD STAGE ROAD CHARSAUGERTIES, NY 12477 120.
CENTER FOR ALTERNATIVE SENTENCING AND N/A 501(C)(3) PUBL MATCHING GIFTEMPLOYMENT SERVICES INC CHAR346 BROADWAY 3RD FLOOR WESTNEW YORK, NY 10013 600.
CENTER FOR DEMOCRACY IN THE AMERICAS N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 53106 CHARWASHINGTON, DC 20009 750.
CENTER FOR EMPLOYMENT OPPORTUNITIES N/A 501(C)(3) PUBL MATCHING GIFTINC CHAR32 BROADWAYNEW YORK, NY 10004 1,500.
CENTRAL PARK CONSERVANCY INC N/A 501(C)(3) PUBL MATCHING GIFT14 EAST 60TH ST CHARNEW YORK, NY 10022 579.
CENTRAL PARK EAST II ELEMENTARY N/A 501(C)(3) PUBL MATCHING GIFTSCHOOL PARENTS ASSOCIATION INC CHAR19 EAST 103RD STREETNEW YORK, NY 10029 975.
CHAUTAUQUA INSTITUTION N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 28 CHARCHAUTAUQUA, NY 14722 1,500.
CHEWONKI FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT485 CHEWONKI NECK ROAD CHARWISCASSET, ME 04578 4822 525.
CHILDREN INTERNATIONAL N/A 501(C)(3) PUBL MATCHING GIFT2000 EAST RED BRIDGE ROAD CHARKANSAS CITY, MO 64131 225.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 81
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CITY OF HOPE N/A 501(C)(3) PUBL MATCHING GIFT1500 DUARTE ROAD CHARDUARTE, CA 91010 3000 75.
COLUMBIA GRAMMAR & PREPARATORY SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT5 WEST 93RD STREET CHARNEW YORK, NY 10025 1,500.
COMMUNITY FOOD BANK OF NEW JERSEY INC N/A 501(C)(3) PUBL MATCHING GIFT31 EVANS TERMINAL RD CHARHILLSIDE, NJ 07205 2400 750.
COMPREHENSIVE DEVELOPMENT N/A 501(C)(3) PUBL MATCHING GIFTINCORPORATED CHAR240 2ND AVENUENEW YORK, NY 10003 2704 6,000.
CONNECTICUT FOOD BANK INC N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 8686 CHARNEW HAVEN, CT 06531 0686 600.
CONNECTICUT HUMANE SOCIETY N/A 501(C)(3) PUBL MATCHING GIFT701 RUSSELL ROAD CHARNEWINGTON, CT 06111 1593 750.
CONNECTICUT PUBLIC BROADCASTING INC N/A 501(C)(3) PUBL MATCHING GIFT1049 ASYLUM AVENUE CHARHARTFORD, CT 06105 2411 600.
COOPER UNION FOR THE ADVANCEMENT OF N/A 501(C)(3) PUBL MATCHING GIFTSCIENCE AND ART CHAR30 COOPER SQ FL 7NEW YORK, NY 10003 7120 16,116.
COOPERATIVE FOR ASSISTANCE AND RELIEF N/A 501(C)(3) PUBL MATCHING GIFTEVERYWHERE INC CARE CHAR151 ELLIS ST NEATLANTA, GA 30303 2440 15,675.
CORNERSTONE FELLOWSHIP OF LIVERMORE N/A 501(C)(3) PUBL MATCHING GIFTCALIFORNIA CHAR348 N CANYON PKWYLIVERMORE, CA 94551 9185 1,500.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 82
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CORPORATION OF HAVERFORD COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT370 LANCASTER AVE CHARHAVERFORD, PA 19041 300.
COUNCIL ON FOREIGN RELATIONS INC N/A 501(C)(3) PUBL MATCHING GIFT58 E 68TH ST CHARNEW YORK, NY 10065 5953 12,000.
CREATIVE CAPITAL FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT65 BLEECKER STREET CHARNEW YORK, NY 10012 450.
CROHNS & COLITIS FOUNDATION OF N/A 501(C)(3) PUBL MATCHING GIFTAMERICA CHAR386 PARK AVE S 17TH FLNEW YORK, NY 10016 8804 300.
D C WHEEL PRODUCTIONS INC N/A 501(C)(3) PUBL MATCHING GIFT3225 8TH ST NE CHARWASHINGTON, DC 20017 750.
DEERFIELD ACADEMY N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 306 CHARDEERFIELD, MA 01342 0306 30,000.
DOCTORS WITHOUT BORDERS USA INC N/A 501(C)(3) PUBL MATCHING GIFT333 7TH AVE CHARNEW YORK, NY 10001 5004 3,000.
DONORS CHOOSE ORG N/A 501(C)(3) PUBL MATCHING GIFT213 W 35TH ST STE 2E CHARNEW YORK, NY 10001 1948 664.
DUKE UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFTPO BOX 90581 CHARDURHAM, NC 27708 0581 90,000.
ENTERTAINMENT INDUSTRY FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT1201 WEST 5TH ST CHARLOS ANGELES, CA 90017 75.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 83
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ENVIRONMENTAL DEFENSE FUND N/A 501(C)(3) PUBL MATCHING GIFTINCORPORATED CHAR257 PARK AVENUE SOUTHNEW YORK, NY 10010 30,000.
EVANGELICAL CHURCH OF NORTH AMERICA N/A 501(C)(3) PUBL MATCHING GIFTJOURNEY CHURCH CHARP O BOX 10931BOZEMAN, MT 59715 4,500.
FATHERS HEART MINISTRIES N/A 501(C)(3) PUBL MATCHING GIFT543 E 11TH ST CHARNEW YORK, NY 10009 4608 2,250.
FELLOWSHIP OF CHRISTIANS IN N/A 501(C)(3) PUBL MATCHING GIFTUNIVERSITIES AND SCHOOLS INC CHARP O BOX 1027NEW CANAAN, CT 06840 1027 1,500.
FLYING MANES THERAPEUTIC RIDING INC N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 250705 CHARNEW YORK, NY 10025 4,500.
FOUNDATION FOR THE CAROLINAS N/A 501(C)(3) PUBL MATCHING GIFT217 S TRYON ST CHARCHARLOTTE, NC 28202 15,000.
FREE ARTS FOR ABUSED CHILDREN OF NEW N/A 501(C)(3) PUBL MATCHING GIFTYORK CITY INC CHAR1431 BROADWAY 7TH FLOORNEW YORK, NY 10018 75.
FRIENDS OF ALTA INC N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 8126 CHARALTA, UT 84092 750.
FRIENDS OF THE CEELI INSTITUTE N/A 501(C)(3) PUBL MATCHING GIFT740 15TH STREET N W CHARWASHINGTON, DC 20005 4,500.
FRIENDS OF THE HIGH LINE INC N/A 501(C)(3) PUBL MATCHING GIFT529 W 20TH ST CHARNEW YORK, NY 10011 600.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 84
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
FRIENDS SEMINARY N/A 501(C)(3) PUBL MATCHING GIFT222 E 16TH ST CHARNEW YORK, NY 10003 3703 6,858.
FUGEES FAMILY INC N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 388 CHARSCOTTSDALE, GA 30079 750.
FUND FOR THE CITY OF NEW YORK INC N/A 501(C)(3) PUBL MATCHING GIFT121 AVENUE OF THE AMERICAS 6TH FLOOR CHARNEW YORK, NY 10013 4,245.
GAY MENS HEALTH CRISIS INC N/A 501(C)(3) PUBL MATCHING GIFT446 WEST 33RD STREET CHARNEW YORK, NY 10011 75.
GAY MENS HEALTH CRISIS INC AIDS N/A 501(C)(3) PUBL MATCHING GIFTWALK NEW YORK CHAR446 WEST 33RD STREETNEW YORK, NY 10001 150.
GLOBALGIVING FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT1023 15TH NW STE 1200 CHARWASHINGTON, DC 20005 233.
GODS LOVE WE DELIVER INC N/A 501(C)(3) PUBL MATCHING GIFT166 AVENUE OF THE AMERICAS CHARNEW YORK, NY 10013 4,500.
GRACE INSTITUTE N/A 501(C)(3) PUBL MATCHING GIFT1233 2ND AVE CHARNEW YORK, NY 10021 300.
GRANTMAKERS IN THE ARTS N/A 501(C)(3) PUBL MATCHING GIFT4055 21ST AVENUE WEST SUITE 100 CHARSEATTLE, WA 98199 1247 750.
GREAT COMMANDMENTS MINISTRIES N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 942 CHARNACHES, WA 98937 450.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 85
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
GREYSTON FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT21 PARK AVE CHARYONKERS, NY 10703 3401 300.
GROUNDWORK INC N/A 501(C)(3) PUBL MATCHING GIFT595 SUTTER AVE CHARBROOKLYN, NY 11207 3,473.
GROW BROOKLYN INC N/A 501(C)(3) PUBL MATCHING GIFT1474 MYRTLE AVE CHARBROOKLYN, NY 11237 5128 600.
GUIDING EYES FOR THE BLIND INC N/A 501(C)(3) PUBL MATCHING GIFT611 GRANITE SPRINGS ROAD CHARYORKTOWN HEIGHTS, NY 10598 750.
HABITAT FOR HUMANITY INTERNATIONAL N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 7024 CHARAMERICUS, GA 31709 3498 900.
HARVARD MAGAZINE INC N/A 501(C)(3) PUBL MATCHING GIFT7 WARE STREET CHARCAMBRIDGE, MA 02138 4027 150.
HEIFER PROJECT INTERNATIONAL N/A 501(C)(3) PUBL MATCHING GIFT1 WORLD AVE CHARLITTLE ROCK, AR 72202 5,550.
HELEN KELLER INTERNATIONAL INC N/A 501(C)(3) PUBL MATCHING GIFT352 PARK AVE SOUTH CHARNEW YORK, NY 10010 9,600.
HILLSBOROUGH MIDDLE SCHOOL HOME & N/A 501(C)(3) PUBL MATCHING GIFTSCHOOL ASSOCIATION CHAR260 TRIANGLE ROADHILLSBOROUGH, NJ 08844 4878 150.
HOPE COMMUNITY SERVICES N/A 501(C)(3) PUBL MATCHING GIFT50 WASHINGTON AVE CHARNEW ROCHELLE, NY 10801 600.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 86
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
HOPE PROGRAM INC N/A 501(C)(3) PUBL MATCHING GIFT1 SMITH STREET CHARBROOKLYN, NY 11201 5111 150.
HOSPITAL FOR SPECIAL SURGERY FUND INC N/A 501(C)(3) PUBL MATCHING GIFT535 EAST 70TH ST CHARNEW YORK, NY 10021 1,500.
HUMAN RACE INC N/A 501(C)(3) PUBL MATCHING GIFT126 NORTH MAIN STREET CHARDAYTON, OH 45402 600.
INMOTION INC N/A 501(C)(3) PUBL MATCHING GIFT70 WEST 36TH STREET CHARNEW YORK, NY 10018 150.
INTERNATIONAL DOCUMENTARY N/A 501(C)(3) PUBL MATCHING GIFT1201 WEST 5TH STREET CHARLOS ANGELES, CA 90017 600.
INTERNATIONAL RESCUE COMMITTEE INC N/A 501(C)(3) PUBL MATCHING GIFT122 EAST 42ND ST CHARNEW YORK, NY 10168 1289 1,050.
INVISIBLE CHILDREN INC N/A 501(C)(3) PUBL MATCHING GIFT1620 5TH AVE SUITE 400 CHARSAN DIEGO, CA 92101 300.
ISLAMIC RELIEF USA N/A 501(C)(3) PUBL MATCHING GIFT3655 WHEELER AVE CHARALEXANDRIA, VA 22304 6404 11,043.
JAPAN SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT333 EAST 47TH STREET CHARNEW YORK, NY 10017 2313 150.
JESUIT HIGH SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT9000 SW BEAVERTON HILLSDALE HIGHWAY CHARPORTLAND, OR 97225 0000 300.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 87
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
JUNIOR TENNIS CHAMPIONS CENTER INC N/A 501(C)(3) PUBL MATCHING GIFTTENNIS CENTER AT COLLEGE PARK CHAR5200 POINT BRANCH PKWYCOLLEGE PARK, MD 20740 2,250.
JUVENILE JUSTICE PROJECT OF LOUISIANA N/A 501(C)(3) PUBL MATCHING GIFT1600 ORETHA C HALEY BLVD CHARNEW ORLEANS, LA 70113 1311 750.
KHYENTSE FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 156648 CHARSAN FRANCISCO, CA 94115 1,500.
KOREAN AMERICAN COMMUNITY FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFTINC CHAR501 5TH AVE FL 3NEW YORK, NY 10017 7805 300.
LET ALL THE CHILDREN PLAY INC N/A 501(C)(3) PUBL MATCHING GIFT445 CENTRAL AVENUE CHARCEDARHURST, NY 11516 60.
LEUKEMIA & LYMPHOMA SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT475 PARK AVE SOUTH CHARNEW YORK, NY 10016 5,340.
LEUKEMIA & LYMPHOMA SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT180 S 300 W CHARSALT LAKE CITY, UT 84101 150.
LEUKEMIA & LYMPHOMA SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT1311 MAMARONECK AVE CHARWHITE PLAINS, NY 10605 3,540.
LIFE FOR MOTHERS N/A 501(C)(3) PUBL MATCHING GIFT207 WEST 25 STREET CHARNEW YORK, NY 10001 1,500.
LIMBACH SAMAJ OF AMERICA INC U S A N/A 501(C)(3) PUBL MATCHING GIFT51 GROVE AVENUE CHARVERONA, NJ 07044 1612 3,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 88
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MAKE THE ROAD NEW YORK N/A 501(C)(3) PUBL MATCHING GIFT301 GROVE STREET CHARBROOKLYN, NY 11237 1,500.
MARC LUSTGARTEN PANCREATIC CANCER N/A 501(C)(3) PUBL MATCHING GIFTFOUNDATION CHAR1111 STEWART AVEBETHPAGE, NY 11714 150.
MARCH OF DIMES FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT2400 MAIN STREET CHARSAYREVILLE, NJ 08872 150.
MASSACHUSETTS GENERAL HOSPITAL N/A 501(C)(3) PUBL MATCHING GIFT55 FRUIT STREET CHARBOSTON, MA 02114 2621 90,000.
MEMORIAL SLOAN KETTERING CANCER N/A 501(C)(3) PUBL MATCHING GIFTCENTER CHAR633 THIRD AVENUENEW YORK, NY 10017 150.
METROPOLITAN MUSEUM OF ART N/A 501(C)(3) PUBL MATCHING GIFT1000 5TH AVE CHARNEW YORK, NY 10028 990.
MIDTOWN PREGNANCY SUPPORT CENTER N/A 501(C)(3) PUBL MATCHING GIFT110 E 40TH STREET CHARNEW YORK, NY 10016 1821 3,000.
MOREHEAD SCHOLARSHIP FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 690 CHARCHAPEL HILL, NC 27514 300.
MOREHOUSE COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT830 WESTVIEW DRIVE S W CHARATLANTA, GA 30314 15,000.
MUSEUM OF MODERN ART N/A 501(C)(3) PUBL MATCHING GIFT11 WEST 53 ST CHARNEW YORK, NY 10019 165.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 89
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MUSLIM ADVOCATES N/A 501(C)(3) PUBL MATCHING GIFT315 MONTGOMERY STREET FLOOR 8 CHARSAN FRANCISCO, CA 94104 1803 3,825.
NATIONAL AUDUBON SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT225 VARICK STREET CHARNEW YORK, NY 10014 9,000.
NATIONAL COUNCIL ON CRIME AND N/A 501(C)(3) PUBL MATCHING GIFTDELINQUENCY CHAR1970 BROADWAY SUITE 500OAKLAND, CA 94612 2217 2,250.
NATIONAL DANCE INSTITUTE INC N/A 501(C)(3) PUBL MATCHING GIFT217 WEST 147TH STREET CHARNEW YORK, NY 10039 300.
NATIONAL ECONOMIC AND SOCIAL RIGHTS N/A 501(C)(3) PUBL MATCHING GIFTINITIATIVE CHAR90 JOHN ST RM 308NEW YORK, NY 10038 675.
NATIONAL FOUNDATION FOR TRANSPLANTS N/A 501(C)(3) PUBL MATCHING GIFTINC CHAR5350 POPLAR AVE STE 430MEMPHIS, TN 38119 3665 75.
NATIONAL HUMANITIES CENTER N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 12256 CHARDURHAM, NC 27709 2256 3,750.
NATIONAL MULTIPLE SCLEROSIS SOCIETY N/A 501(C)(3) PUBL MATCHING GIFT733 3RD AVENUE CHARNEW YORK, NY 10017 3288 300.
NATIONAL MULTIPLE SCLEROSIS SOCIETY N/A 501(C)(3) PUBL MATCHING GIFT733 THIRD AVE THIRD FLOOR CHARNEW YORK, NY 10017 150.
NATIONAL MULTIPLE SCLEROSIS SOCIETY N/A 501(C)(3) PUBL MATCHING GIFT30 SOUTH 17TH ST CHARPHILADELPHIA, PA 19103 750.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 90
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
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RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NATIONAL NETWORK OF ABORTION FUNDS N/A 501(C)(3) PUBL MATCHING GIFTNEW YORK ABORTION ACCESS FUND CHAR7569 FDR STATIONNEW YORK, NY 10150 300.
NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501(C)(3) PUBL MATCHING GIFT40 WEST 20TH ST CHARNEW YORK, NY 10011 4211 600.
NEIGHBORS TOGETHER CORP N/A 501(C)(3) PUBL MATCHING GIFT2094 FULTON ST CHARBROOKLYN, NY 11233 6009 2,400.
NEW ALTERNATIVES FOR CHILDREN INC N/A 501(C)(3) PUBL MATCHING GIFT37 WEST 26 STREET CHARNEW YORK, NY 10010 1,500.
NEW YORK CITY BALLET INC N/A 501(C)(3) PUBL MATCHING GIFT20 LINCOLN CENTER PLAZA CHARNEW YORK, NY 10023 450.
NEW YORK OPPORTUNITY NETWORK N/A 501(C)(3) PUBL MATCHING GIFT55 EXCHANGE PLACE CHARNEW YORK, NY 10005 750.
NEW YORK OUTRIGGER INC N/A 501(C)(3) PUBL MATCHING GIFT205 WEST END EVENUE 12 C CHARNEW YORK, NY 10023 10,500.
NEW YORK POPS INC N/A 501(C)(3) PUBL MATCHING GIFT333 W 52ND STREET CHARNEW YORK, NY 10019 300.
NEW YORK PUBLIC RADIO N/A 501(C)(3) PUBL MATCHING GIFT160 VARICK ST CHARNEW YORK, NY 10013 2,250.
NEW YORK RESTORATION PROJECT N/A 501(C)(3) PUBL MATCHING GIFT254 W 31ST STREET CHARNEW YORK, NY 10001 750.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 91
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NEW YORK ROAD RUNNERS INC N/A 501(C)(3) PUBL MATCHING GIFT156 W 56TH ST CHARNEW YORK, NY 10019 1,650.
NEW YORK UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFTOFFICE OF GIFT ADMINISTRATION CHARNEW YORK, NY 10012 6,000.
NIAGARA HOSPICE ALLIANCE N/A 501(C)(3) PUBL MATCHING GIFT4675 SUNSET DRIVE CHARLOCKPORT, NY 14094 1231 3,000.
NIGHTINGALE BAMFORD SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT20 EAST 92ND STREET CHARNEW YORK, NY 10128 300.
NONPROFIT FINANCE FUND N/A 501(C)(3) PUBL MATCHING GIFT70 WEST 36TH STREET CHARNEW YORK, NY 10018 1,500.
NORTHWESTERN UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFT2020 RIDGE AVENUE CHAREVANSTON, IL 60208 0001 15,000.
NORWALK COMMUNITY COLLEGE FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT188 RICHARDS AVENUE CHARNORWALK, CT 06854 1655 750.
NORWALK HOSPITAL FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT34 MAPLE STREET CHARNORWALK, CT 06850 3815 300.
OAKS COMMUNITY CHURCH N/A 501(C)(3) PUBL MATCHING GIFT124 S MAIN STREET CHARMIDDLETOWN, OH 45044 4,920.
OBIE HARRINGTON HOWES FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 2221 CHARDARIEN, CT 06850 3815 300.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 92
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
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RecipientFoundation
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
OPUS 118 HARLEM SCHOOL OF MUSIC N/A 501(C)(3) PUBL MATCHING GIFT103 EAST 125TH STREET CHARNEW YORK, NY 10035 750.
ORPHEUS CHAMBER ORCHESTRA INC N/A 501(C)(3) PUBL MATCHING GIFT490 RIVERSIDE DRIVE CHARNEW YORK, NY 10027 5713 15,000.
OXFAM AMERICA INC N/A 501(C)(3) PUBL MATCHING GIFT226 CAUSEWAY ST CHARBOSTON, MA 02114 2171 3,300.
P S 321 PARENT TEACHER ASSOCIATION N/A 501(C)(3) PUBL MATCHING GIFTINC CHAR180 7TH AVENEW YORK, NY 11215 300.
PACKER COLLEGIATE INSTITUTE PACKER N/A 501(C)(3) PUBL MATCHING GIFTPARENT ASSOCIATION CHAR170 JORALEMON STREEETBROOKLYN, NY 11201 210.
PAN MASSACHUSETTS CHALLENGE TRUST N/A 501(C)(3) PUBL MATCHING GIFT77 FOURTH AVENUE CHARNEEDHAM, MA 02494 2704 75.
PARKSIDE SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT48 WEST 74TH STREET CHARNEW YORK, NY 10023 30,000.
PARTNERS FOR A BETTER EDUCATION INC N/A 501(C)(3) PUBL MATCHING GIFT200 N BROADWAY CHARSLEEPY HOLLOW, NY 10591 1,500.
PARTNERS IN HEALTH A NONPROFIT N/A 501(C)(3) PUBL MATCHING GIFTCORPORATION CHAR888 COMMON WEALTH AVE 3RD FLOORBOSTON, MA 02215 1205 3,675.
PATH N/A 501(C)(3) PUBL MATCHING GIFTDONOR RELATIONS CHARSEATTLE, WA 98109 1210 750.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 93
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
PCA REFORMED UNIVERSITY MINISTRIES N/A 501(C)(3) PUBL MATCHING GIFT1700 NORTH BROWN ROAD CHARLAWRENCEVILLE, GA 30043 6,000.
PEOPLE FOR THE ETHICAL TREATMENT OF N/A 501(C)(3) PUBL MATCHING GIFTANIMALS INC CHAR501 FRONT STREETNORFOLK, VA 23510 1,179.
PERFORMANCE ZONE INC THE FIELD N/A 501(C)(3) PUBL MATCHING GIFTSPONSORED ARTIST WOODY GUTHRIE DREAMS CHAR161 SIXTH AVENUENEW YORK, NY 10013 450.
PERSON TO PERSON INC N/A 501(C)(3) PUBL MATCHING GIFT1864 POST ROAD CHARDARIEN, CT 06820 5802 750.
PHYSICIANS FOR REPRODUCTIVE CHOICE N/A 501(C)(3) PUBL MATCHING GIFTAND HEALTH INC CHAR55 WEST 39TH STREETNEW YORK, NY 10018 3889 8,400.
PIERPONT MORGAN LIBRARY N/A 501(C)(3) PUBL MATCHING GIFT225 MADISON AVENUE CHARNEW YORK, NY 10016 1,564.
POLARIS PROJECT N/A 501(C)(3) PUBL MATCHING GIFTPO BOX 53315 CHARWASHINGTON, DC 20009 9315 450.
POLY PREP COUNTRY DAY SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT9216 7TH AVE CHARBROOKLYN, NY 11228 3622 3,000.
POLYHYMNIA MUSIC FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT552 WEST END AVE CHARNEW YORK, NY 10024 375.PRESBYTERIAN CHURCH USA N/A 501(C)(3) PUBL MATCHING GIFTPRESBYTERIAN CHURCH OF UPPER CHARMONTCLAIR53 NORWOOD AVEUPPER MONTCLAIR, NJ 07043 8,565.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 94
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
PRESBYTERIAN CHURCH USA SOUTH N/A 501(C)(3) PUBL MATCHING GIFTGREENBURG PRESBYTERIAN CHURCH CHAR343 BROADWAYDOBBS FERRY, NY 10522 5,250.
PRESERVATION NEW JERSEY INCORPORATED N/A 501(C)(3) PUBL MATCHING GIFT310 W STATE ST CHARTRENTON, NJ 08618 75.
PRESIDENT & FELLOWS OF MIDDLEBURY N/A 501(C)(3) PUBL MATCHING GIFTMIDDLEBURY COLLEGE CHARMIDDLEBURY, VT 05753 1,500.
PRINCETON PROJECT 55 INC N/A 501(C)(3) PUBL MATCHING GIFT12 STOCKTON STREET CHARPRINCETON, NJ 08540 1,500.
PROGRESSIVE AMERICA FUND N/A 501(C)(3) PUBL MATCHING GIFT1133 BROADWAY SUITE 332 CHARNEW YORK, NY 10010 7903 1,500.
PROSPECT PARK ALLIANCE INC N/A 501(C)(3) PUBL MATCHING GIFT95 PROSPECT PARK WEST CHARBROOKLYN, NY 11215 855.
PROTESTANT EPISCOPAL CHURCH USA ST N/A 501(C)(3) PUBL MATCHING GIFTANDREW AND HOLY COMMUNION CHAR160 WEST SOUTH ORANGE AVESOUTH ORANGE, NJ 07079 1731 3,750.
PUBLIC ALLIES INC N/A 501(C)(3) PUBL MATCHING GIFT735 N WATER STREET 550 CHARMILWAUKEE, WI 53202 4104 3,000.
QSAC INC N/A 501(C)(3) PUBL MATCHING GIFT253 W 35TH STREET CHARNEW YORK, NY 10001 300.
QUEENS UNIVERSITY OF CHARLOTTE N/A 501(C)(3) PUBL MATCHING GIFT1900 SELWYN AVE CHARCHARLOTTE, NC 28274 24,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 95
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
REED INSTITUTE N/A 501(C)(3) PUBL MATCHING GIFT3203 SE WOODSTOCK BLVD CHARPORTLAND, OR 97202 8138 600.
RESONATE INC N/A 501(C)(3) PUBL MATCHING GIFT251 RHODE ISLAND STREET CHARSAN FRANCISCO, CA 94103 15,000.
ROOT CAPITAL INC N/A 501(C)(3) PUBL MATCHING GIFT955 MASSCHUSETTS AVENUE CHARCAMBRIDGE, MA 02139 675.
SAILORS FOR THE SEA INC N/A 501(C)(3) PUBL MATCHING GIFT449 THAMES STREET CHARNEWPORT, RI 02840 90,000.
SAINT LUKES EPISCOPAL PARISH N/A 501(C)(3) PUBL MATCHING GIFT1864 POST ROAD CHARDARIEN, CT 06820 3,600.
SAKHI FOR SOUTH ASIAN WOMEN N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 20208 CHARNEW YORK, NY 10001 762.
SALZBURG GLOBAL SEMINAR INC N/A 501(C)(3) PUBL MATCHING GIFT1730 PENNSYLVANIA AVENUE NW CHARWASHINGTON, DC 20006 600.
SASHA BRUCE YOUTHWORK INC N/A 501(C)(3) PUBL MATCHING GIFT741 8TH STREET SE CHARWASHINGTON, DC 20003 2,250.
SAVE THE CHILDREN FEDERATION INC N/A 501(C)(3) PUBL MATCHING GIFT54 WILTON RD CHARWESTPORT, CT 06880 3108 2,250.
SCOVILLE MEMORIAL LIBRARY ASSOCIATION N/A 501(C)(3) PUBL MATCHING GIFTINC CHAR38 MAIN STREETSALISBURY, CT 06068 1805 150.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 96
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
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RecipientFoundation
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Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
SEABROOK ISLAND GREEN SPACE N/A 501(C)(3) PUBL MATCHING GIFTCONSERVANCY CHARP O BOX 185JOHNS ISLAND, SC 29455 1,200.
SEVENTH REGIMENT ARMORY CONSERVANCY N/A 501(C)(3) PUBL MATCHING GIFTINC PARK AVENUE ARMORY CHAR643 PARK AVENUENEW YORK, NY 10065 240.
SIDWELL FRIENDS SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT3825 WISCONSIN AVE NW CHARWASHINGTON, DC 20016 750.
SMILE TRAIN INC N/A 501(C)(3) PUBL MATCHING GIFT41 MADISON AVE CHARNEW YORK, NY 10010 75.
SOCIETY OF THE THIRD STREET MUSIC N/A 501(C)(3) PUBL MATCHING GIFTSCHOOL SETTLEMENT INC CHAR235 EAST 11TH STREETNEW YORK, NY 10003 7305 1,740.
SOUTH ASIAN AMERICANS LEADING N/A 501(C)(3) PUBL MATCHING GIFTTOGETHER INC CHAR6930 CARROLL AVENUE SUITE 506TAKOMA PARK, MD 20912 195.
SOUTH ORANGE RESCUE SQUAD INC N/A 501(C)(3) PUBL MATCHING GIFT4 THIRD ST CHARSOUTH ORANGE, NJ 07079 750.
SOUTHEASTERN PENNSYLVANIA FIRST N/A 501(C)(3) PUBL MATCHING GIFTSUBURBS PROJECT CHARP O BOX 1246LANSDOWNE, PA 19050 300.
SPECIAL OLYMPICS NEW JERSEY INC N/A 501(C)(3) PUBL MATCHING GIFT3 PRINCESS ROAD CHARLAWRENCEVILLE, NJ 08648 7,350.
SPECIAL OLYMPICS SOUTHERN CALIFORNIA N/A 501(C)(3) PUBL MATCHING GIFTINC CHAR1411 W 190TH STREETGARDENA, CA 90248 150.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 97
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ST PAULS CHURCH N/A 501(C)(3) PUBL MATCHING GIFT430 EAST 86TH ST APT 1C CHARNEW YORK, NY 10028 11,745.
ST WILLIAM THE ABBOT ROMAN CATHOLIC N/A 501(C)(3) PUBL MATCHING GIFTCHURCH CHAR2000 JACKSON AVENUESEAFORD, NY 11783 9,540.
STANFORD UNIVERSITY BOARD OF TRUSTEES N/A 501(C)(3) PUBL MATCHING GIFTOF THE LELAND STANFORD JR UNIVERSITY CHAR326 GALVEZ STREETSTANDFORD, CA 94305 2,550.
START SMALL THINK BIG INC N/A 501(C)(3) PUBL MATCHING GIFTC O EAST SIDE HOUSE SETTLEMENT CHARBRONX, NY 10454 750.
STEP UP WOMENS NETWORK N/A 501(C)(3) PUBL MATCHING GIFT159 BLEECKER ST STE 2B CHARNEW YORK, NY 10012 150.
STONE CIRCLES N/A 501(C)(3) PUBL MATCHING GIFT6602 NICKS ROAD CHARMEBANE, NC 27302 6,000.
TEACH FOR AMERICA INC N/A 501(C)(3) PUBL MATCHING GIFT315 W 36TH STREET 6TH FLOOR CHARNEW YORK, NY 10018 6404 4,500.
TECTONIC THEATER PROJECT INC N/A 501(C)(3) PUBL MATCHING GIFT520 EIGHTH AVE STE 313 CHARNEW YORK, NY 10018 600.
TEXAS CHRISTIAN UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFTTCU BOX 298200 CHARFORT WORTH, TX 76129 0001 3,000.
THE ADMINISTRATORS OF THE TULANE N/A 501(C)(3) PUBL MATCHING GIFTEDUCATIONAL FUND CHARP O BOX 61075NEW ORLEANS, LA 70161 9986 4,564.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 98
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
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status ofrecipient
Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
THE AMERICAN ARCHITECTURAL FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFTINC CHAR1799 NEW YORK AVE NWWASHINGTON, DC 20006 600.
THE BROOKLYN HISTORICAL SOCIETY N/A 501(C)(3) PUBL MATCHING GIFT128 PIERREPONT STREET CHARBROOKLYN, NY 11201 750.
THE COLLEGE OF WILLIAM & MARY N/A 501(C)(3) PUBL MATCHING GIFTFOUNDATION CHARP O BOX 1693WILLIAMSBURG, VA 23187 53,122.
THE NEW YORK PUBLIC LIBRARY STEPHEN N/A 501(C)(3) PUBL MATCHING GIFTA SCHWARZMAN BUILDING CHAR476 FIFTH AVENUENEW YORK, NY 10018 468.
THE NEW YORK PUBLIC LIBRARY ASTOR N/A 501(C)(3) PUBL MATCHING GIFTLENOX AND TILDEN FOUNDATIONS CHARFIFTH AVENUE AND 42ND STREETNEW YORK, NY 10018 75.
THE PICTURE HOUSE REGIONAL FILM N/A 501(C)(3) PUBL MATCHING GIFTCENTER INC CHAR175 WOLF LANEPELHAM, NY 10803 750.
THE VIVIAN BEAUMONT THEATER INC DBA N/A 501(C)(3) PUBL MATCHING GIFTLINCOLN CENTER THEATER CHAR150 WEST 65TH STNEW YORK, NY 10023 90,000.
THE WBEZ ALLIANCE INC THIS AMERICAN N/A 501(C)(3) PUBL MATCHING GIFTLIFE CHAR848 E GRAND 3RD FLOORCHICAGO, IL 60611 3509 150.
THIRTEEN N/A 501(C)(3) PUBL MATCHING GIFT825 8TH AVE CHARNEW YORK, NY 10019 2,175.
TIDES CENTER N/A 501(C)(3) PUBL MATCHING GIFT1014 TORNEY AVE CHARSAN FRANCISCO, CA 94129 9,750.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 99
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
TRANSPORTATION ALTERNATIVES INC N/A 501(C)(3) PUBL MATCHING GIFT127 WEST 26TH ST CHARNEW YORK, NY 10001 108.
TRI STATE CENTER FOR THE ARTS INC N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 1187 CHARSHARON, CT 06069 1187 150.
TRIANGLE RESIDENTIAL OPTIONS FOR N/A 501(C)(3) PUBL MATCHING GIFTSUBSTANCE ABUSERS INC CHAR1820 JAMES STDURHAM, NC 27707 750.
TRUSTEES OF COLUMBIA UNIVERSITY IN N/A 501(C)(3) PUBL MATCHING GIFTTHE CITY OF NEW YORK CHAR622 WEST 113TH STREETNEW YORK, NY 10025 516.
TRUSTEES OF NEWARK ACADEMY N/A 501(C)(3) PUBL MATCHING GIFT91 SOUTH ORANGE AVENUE CHARLIVINGSTON, NJ 07039 75.
TRUSTEES OF PHILLIPS ACADEMY N/A 501(C)(3) PUBL MATCHING GIFT180 MAIN STREET CHARANDOVER, MA 01810 216.
TRUSTEES OF THE SMITH COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT10 ELM ST COLLEGE HALL RM 204 CHARNORTHAMPTON, MA 01063 0001 1,800.
TRUSTEES OF THE UNIVERSITY OF N/A 501(C)(3) PUBL MATCHING GIFTPENNSYLVANIA CHAR3451 WALNUT STREETPHILADELPHIA, PA 19104 6284 37,452.
TURNING POINT FOR WOMEN AND FAMILIES N/A 501(C)(3) PUBL MATCHING GIFTPO BOX 670086 CHARFLUSHING, NY 11367 915.
TUTORPEDIA FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT251 RHODE ISLAND STREET CHARSAN FRANCISCO, CA 94103 750.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 100
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
TWO STATE YOUNG MENS CHRISTIAN N/A 501(C)(3) PUBL MATCHING GIFTASSOCIATION BECKET CHIMNEY CHARCORNERS YMCA748 HAMILTON ROADBECKET, MA 01223 9686 750.
UNIQUE PROJECT INC N/A 501(C)(3) PUBL MATCHING GIFT246 W 38TH STREET CHARNEW YORK, NY 10018 5805 300.
UNITARIAN UNIVERSALIST ASSOCIATION N/A 501(C)(3) PUBL MATCHING GIFTFIRST UNITARIAN SOCIETY OF DENVER CHAR1400 LAFAYETTE STREETDENVER, CO 80221 7,500.
UNITARIAN UNIVERSALIST COMMUNITY N/A 501(C)(3) PUBL MATCHING GIFTSCHOOLS CAMPAIGN CHAR26 EAST 35TH STREETNEW YORK, NY 10016 74,287.
UNITED STATES ARTISTS INC N/A 501(C)(3) PUBL MATCHING GIFT5757 WILSHIRE BLVD STE 580 CHARLOS ANGELES, CA 90036 6710 300.
UNIV OF NORTH CAROLINA CHAPEL HILL N/A 501(C)(3) PUBL MATCHING GIFTTHE KENAN FLAGER BUSINESS FOUNDATION CHARP O BOX 309CHAPEL HILL, NC 27514 6,000.
UNIVERSITY OF HAWAII FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT2444 DOLE STREET CHARHONOLULU, HI 96822 2388 30,000.
UNIVERSITY OF MASSACHUSETTS AMHERST N/A 501(C)(3) PUBL MATCHING GIFTFOUNDATION INC CHAR300 MASSACHUSETTS AVENUEAMHERST, MA 01003 9290 75.
UNIVERSITY OF NEBRASKA FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 82555 CHARLINCOLN, NE 68501 2555 4,500.
UNIVERSITY OF TEXAS LAW SCHOOL N/A 501(C)(3) PUBL MATCHING GIFTFOUNDATION CHAR727 E DEAN KEETON STREETAUSTIN, TX 78705 6,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 101
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
UNIVERSITY OF TEXAS SYSTEM N/A 501(C)(3) PUBL MATCHING GIFTUNIVERSITY OF TEXAS AT EL PASO CHAR500 W UNIVERSITY AVEEL PASO, TX 79968 90,000.
UPWARDLY GLOBAL N/A 501(C)(3) PUBL MATCHING GIFT582 MARKET STREET CHARSAN FRANCISCO, CA 94104 5301 450.
US CATH CONFERCE ST FRANCIS N/A 501(C)(3) PUBL MATCHING GIFTXAVIER CHURCH CHAR225 6TH AVEBROOKLYN, NY 11215 5,400.
US CATHOLIC CONFERENCE FORDHAM N/A 501(C)(3) PUBL MATCHING GIFTPREPARATORY SCHOOL CHAREAST FORDHAM ROADBRONX, NY 10458 2,700.
US CATHOLIC CONFERENCE ST STEPHEN N/A 501(C)(3) PUBL MATCHING GIFTOF HUNGARY CHURCH CHAR414 E 82ND STNEW YORK, NY 10028 3,300.
VALENTINO ACHAK DENG FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT849 VALENCIA ST CHARSAN FRANCISCO, CA 94110 1736 240.
VERA INSTITUTE OF JUSTICE INC N/A 501(C)(3) PUBL MATCHING GIFT233 BROADWAY CHARNEW YORK, NY 10279 3,000.
VOLUNTEERS IN MEDICINE BERKSHIRES INC N/A 501(C)(3) PUBL MATCHING GIFT777 MAIN STREET SUITE 4 CHARGREAT BARRINGTON, MA 01230 2224 75.
WADSWORTH SULGRAVE HISTORIC N/A 501(C)(3) PUBL MATCHING GIFTPRESERVATION FOUNDATION CHAR1801 MASSACHUSETTS AVE NWWASHINGTON, DC 20036 1804 450.
WATERSIDE SCHOOL INC N/A 501(C)(3) PUBL MATCHING GIFT535 FAIRFIELD AVE CHARSTAMFORD, CT 06902 7509 600.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 102
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
WELLESLEY COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT106 CENTERAL STREET CHARWELLESLEY, MA 02481 8203 8,850.
WILDEARTH GUARDIANS N/A 501(C)(3) PUBL MATCHING GIFT312 MONTEZUMA AVENUE CHARSANTA FE, NM 87501 3605 1,500.
WILLA CATHER PIONEER MEMORIAL AND E N/A 501(C)(3) PUBL MATCHING GIFTDUCATIONAL FOUNDATION CHAR413 NORTH WEBSTER STRED CLOUD, NE 68970 750.
WOMENS SUPPORT SERVICES INCORPORATED N/A 501(C)(3) PUBL MATCHING GIFT158 GAY STREET CHARSHARON, CT 06069 2059 150.
WORLD OF COLOR ONE MILLION LIGHTS N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 444 CHARPALO ALTO, CA 94302 369.
WORLD PULSE VOICES N/A 501(C)(3) PUBL MATCHING GIFT909 NW 19TH AVE CHARPORTLAND, OR 97209 150.
WORLD WILDLIFE FUND INC N/A 501(C)(3) PUBL MATCHING GIFT1250 TWENTY FOURTH STREET NW CHARWASHINGTON, DC 20037 300.
YALE UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 2038 CHARNEW HAVEN, CT 06521 2038 39,450.
YESHIVA UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFT500 W 185TH ST CHARNEW YORK, NY 10033 3201 3,750.
YOUNG LIFE N/A 501(C)(3) PUBL MATCHING GIFTP O BOX 6442 CHARLINCOLN, NE 68506 1,500.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 103
123631 08-03-11
3
Total from continuation sheets
Grants and Contributions Paid During the Year (Continuation)
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RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
YOUNG MENS CHRISTIAN ASSOCIATION OF N/A 501(C)(3) PUBL MATCHING GIFTMONTCLAIR CHAR25 PARK STREETMONTCLAIR, NJ 07042 3407 150.
ASIAN AMERICAN/ PACIFIC ISLANDERS IN N/A 501(C)(3) PUBL MEMBERSHIPPHILANTHROPY CHAR CONTRIBUTION200 PINE STREET SUITE 700SAN FRANCISCO, CA 94104 10,000.
FOUNDATION FINANCIAL OFFICERS GROUP N/A 501(C)(3) PUBL MEMBERSHIPINC CHAR CONTRIBUTION216 W JACKSON BLVD SUITE 625CHICAGO, IL 60606 3,600.
GRANTMAKERS FOR EFFECTIVE N/A 501(C)(3) PUBL MEMBERSHIPORGANIZATIONS CHAR CONTRIBUTION1725 DESALES ST NW SUITE 404WASHINGTON, DC 20036 11,500.
GRANTS MANAGERS NETWORK N/A 501(C)(3) PUBL MEMBERSHIP1101 14TH STREET NW SUITE 420 CHAR CONTRIBUTIONWASHINGTON, DC 20005 10,000.
HISPANICS IN PHILANTHROPY N/A 501(C)(3) PUBL MEMBERSHIP55 SECOND STREET, SUITE 1500 CHAR CONTRIBUTIONSAN FRANCISCO, CA 94105 10,000.
GLOBAL IMPACT INVESTING NETWORK N/A 501(C)(3) PUBL TO USE SPACE ANDCO 420 FIFTH AVE CHAR FACILITIES FOR 10-12NEW YORK, NY 10018 STAFF WITHIN THE
FOUNDATION'S SPACE 147,906.
BELLAGIO STUDY AND CONFERENCE CENTER YES SEE STATEMENTS DCAVILLA SERBELLONI 29 & 30BELLAGIO, ITALY 4,124,148.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 104
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
AFRICAN CENTER FOR ECONOMIC N/A 501C3 PUBL CHARSEE STATEMENTTRANSFORMATION1015 18TH STREET NW SUITE 210WASHINGTON, DC 20036
44,448.AFRICAN CENTER FOR ECONOMIC N/A 501C3 PUBL CHARSEE STATEMENTTRANSFORMATION1015 18TH STREET NW SUITE 210WASHINGTON, DC 20036
84,900.AFRICAN CENTRE FOR GLOBAL HEALTH AND N/A PVT FDN EQUIV SEE STATEMENTSOCIAL TRANSFORMATION LIMITED ERPLOT 13B ACACIA AVENUE P O BOX 9974KAMPALA, UGANDA
63,800.AFRICAN MEDICAL AND RESEARCH N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIVWILSON AIRPORT LANGATA ROADNAIROBI, KENYA
30,000.AFRICAN UNION COMMISSION N/A INTL ORG BY SEE STATEMENTP O BOX 3243 EXEC ORDADDIS ABABA, ETHIOPIA
50,000.AGRICULTURAL TRANSFORMATION AGENCY N/A FOREIGN GOV T SEE STATEMENTZEKUALA COMPLEX P O BOX 708 UNITADDIS ABABA, ETHIOPIA
100,000.ALLIANCE FOR A GREEN REVOLUTION IN N/A 501C3 PUBL CHARSEE STATEMENTAFRICAP O BOX 66773 WESTLANDS 00800NAIROBI, KENYA
2,000,000.ASIA FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT465 CALIFORNIA STREET 9TH FLOORSAN FRANCISCO, CA 94104
14,750.ASIAN COALITION FOR HOUSING RIGHTS N/A PUBLIC CHARITY SEE STATEMENT73 SOL SONTHIWATTANA 4 LADPRAO 110 EQUIVROAD BANGKOK, THAILAND 10310
274,000.ASIAN COMMUNITY HEALTH ACTION NETWORK N/A PUBLIC CHARITY SEE STATEMENTS5 32ND CROSS STREET BESANT NAGAR EQUIVMADRAS 90, INDIA
100,000.54,715,875.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 105
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ASIAN MIGRANT CENTRE N/A PUBLIC CHARITY SEE STATEMENTROOM 6 6F MAN YUEN BUILDING 1 8 MAN EQUIVYUEN STREET HONG KONG, CHINA
29,960.ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENTONE DUPONT CIRCLE NW SUITE 700WASHINGTON, DC 20036 1133
100,000.ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENTONE DUPONT CIRCLE NW SUITE 700WASHINGTON, DC 20036 1133
106,800.AVASANT LLC N/A US NON CHARITY SEE STATEMENT3601 N AVIATION BLVD SUITE 300 ERMANHATTAN BEACH, CA 90266
60,000.BANGABANDHU SHEIKH MUJIB MEDICAL N/A PUBLIC CHARITY SEE STATEMENTUNIVERSITY EQUIVSHAHABAGHDHAKA, BANGLADESH
109,520.BANGLADESH RURAL ADVANCEMENT N/A PUBLIC CHARITY SEE STATEMENTCOMMITTEE EQUIVBRAC CENTRE 75 MOHAKHALIDHAKA, BANGLADESH 1212
382,000.BERENICE JOSEPHINE BICKLE DE BASTO NONE N/A SEE STATEMENT264 RUA PERIERA D ECAPOLANA, MAPUTO, MOZAMBIQUE
2,700.BERTELSMANN FOUNDATION NORTH AMERICA N/A 501C3 OP FDN ERSEE STATEMENTINC1101 NEW YORK AVENUE NW STE 901WASHINGTON, DC 20005
58,200.BLUEGREEN ALLIANCE FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT2828 UNIVERSITY AVENUE SE SUITE 200MINNEAPOLIS, MN 55414
50,008.BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENTSTANFORD JUNIOR UNIVERSITYC O OFFICE OF SPONSORED RESEARCH 651SERRA STREET SUITE 220 STANFORD, CA94305 6203 37,500.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 106
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENTSTANFORD JUNIOR UNIVERSITYC O OFFICE OF SPONSORED RESEARCH 651SERRA STREET SUITE 220 STANFORD, CA94305 6203 225,000.BROADREACH HEALTHCARE LLC N/A US NON CHARITY SEE STATEMENT2500 WILSON BLVD SUITE 220 ERARLINGTON, VA 22201
600.BROOKINGS INSTITUTION N/A 501C3 PUBL CHARSEE STATEMENT1775 MASSACHUSETTS AVENUE NWWASHINGTON, DC 20036 2188
150,000.BROOKINGS INSTITUTION N/A 501C3 PUBL CHARSEE STATEMENT1775 MASSACHUSETTS AVENUE NWWASHINGTON, DC 20036 2188
3,000,000.BROOKLYN ACADEMY OF MUSIC INC N/A 501C3 PUBL CHARSEE STATEMENT30 LAFAYETTE AVENUEBROOKLYN, NY 11217 1486
37,500.CAMBODIA DEVELOPMENT RESOURCE N/A PUBLIC CHARITY SEE STATEMENTINSTITUTE EQUIV56 STREET 315 TUOL KORKPHNOM PENH, CAMBODIA
200,000.CAPITAL E LLC N/A US NON CHARITY SEE STATEMENT1250 24TH STREET NW SUITE 300 ERWASHINGTON, DC 20015
15,000.CAREGO INTERNATIONAL INC N/A US NON CHARITY SEE STATEMENTP O BOX 743 ERDANVILLE, CA 94526
5,000.CARNEGIE HALL SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT881 SEVENTH AVENEW YORK, NY 10018
100,000.CASITA MARIA INC N/A 501C3 PUBL CHARSEE STATEMENT928 SIMPSON STREET 6TH FLOORBRONX, NY 10459
52,500.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 107
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CEC ARTSLINK INC N/A 501C3 PUBL CHARSEE STATEMENT435 HUDSON STREETNEW YORK, NY 10014
37,500.CENTER FOR CREATIVE INITIATIVES IN N/A FOREIGN ORG ER SEE STATEMENTHEALTH AND POPULATIONNO 2 LANE 49 41 HUYNH THUC KHANGSTREET HANOI, VIETNAM
10,160.CENTER FOR INTERNATIONAL FORESTRY N/A 501C3 PUBL CHARSEE STATEMENTRESEARCHP O BOX 0113 BOCBDBOGAR, INDONESIA 16000
200,000.CENTER FOR URBAN PEDAGOGY INC N/A 501C3 PUBL CHARSEE STATEMENT232 THIRD STREET D201BROOKLYN, NY 11215
40,000.CENTRE FOR DEMOCRACY AND DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENTP O BOX 14345 4 KIKUYU CLOSE OFF EQUIVNAIROBI STREET ABUJA, NIGERIA
89,860.CENTRE FOR HEALTH AND SOCIAL SERVICES N/A PVT FDN EQUIV SEE STATEMENTP O BOX PMB 52 MINISTRIES ERACCRA, GHANA
37,242.CENTRE FOR PROMOTION OF QUALITY OF N/A FOREIGN ORG ER SEE STATEMENTLIFE14 9 HOANG DU KHUONG STREET DISTRICT10 HO CHI MINH CITY, VIETNAM
45,040.CHALLENGE TO CHANGE N/A PUBLIC CHARITY SEE STATEMENTHATTERS CROFT RADFALL RIDE EQUIVKENT CT5 3EW, UNITED KINGDOM
59,820.CHARTER CITIES N/A 501C3 PUBL CHARSEE STATEMENT555 BRYANT ST 397PALO ALTO, CA 94301
100,000.CHERIE BLAIR FOUNDATION FOR WOMEN N/A PUBLIC CHARITY SEE STATEMENTP O BOX 60519 EQUIVLONDON, UNITED KINGDOM W2 7JU
60,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 108
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CHILDLINE KENYA N/A PUBLIC CHARITY SEE STATEMENTBOX 10003 00100 GENERAL POST OFFICE EQUIVNAIROBI, KENYA
36,700.CHIMPANZEE PRODUCTIONS INC N/A US NON CHARITY SEE STATEMENT68 EAST 131ST STREET 7TH FLOOR ERNEW YORK, NY 10037
37,500.CHINA NATIONAL HEALTH DEVELOPMENT N/A FOREIGN ORG ER SEE STATEMENTRESEARCH CENTERP O BOX 218 PEKING UNIVERSITY HEALTHSCIENCE CENTER BEIJING, CHINA 100083
100,000.CLAREMONT GRADUATE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT165 E 10TH STREETCLAREMONT, CA 91711
75,000.CLINTON HEALTH ACCESS INITIATIVE INC N/A 501C3 PUBL CHARSEE STATEMENT383 DORCHESTER AVENUE SUITE 400BOSTON, MA 02127
214,960.CLINTON HEALTH ACCESS INITIATIVE INC N/A 501C3 PUBL CHARSEE STATEMENT383 DORCHESTER AVENUE SUITE 400BOSTON, MA 02127
111,300.CNT ENERGY N/A EXEMPT NON CHARSEE STATEMENT2125 WEST NORTH AVENUE ERCHICAGO, IL 60647
150,000.COMMON GROUND COMMUNITIES INC D B A N/A 501C3 PUBL CHARSEE STATEMENTCOMMUNITY SOLUTIONS14 EAST 28TH STREETNEW YORK, NY 10016
62,500.COMMON MARKET FOR EASTERN AND N/A FOREIGN GOV T SEE STATEMENTSOUTHERN AFRICA SECRETARIAT UNITBEN BELLA ROAD P O BOX 30051LUSAKA, ZAMBIA
300,000.COMMUNITY AND INDIVIDUAL DEVELOPMENT N/A FOREIGN ORG ER SEE STATEMENTASSOCIATION19 3RD STREET HOUGHTONJOHANNESBURG, SOUTH AFRICA
350,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 109
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
COMMUNITY PARTNERS N/A 501C3 PUBL CHARSEE STATEMENT1000 N ALAMEDA STREET SUITE 240LOS ANGELES, CA 90012
50,000.CONFEDERATION OF INDIAN INDUSTRY N/A FOREIGN ORG ER SEE STATEMENT23 INSTITUTIONAL AREA LODI ROADNEW DELHI, INDIA
253,175.COOPERATIVE FOR ASSISTANCE AND RELIEF N/A 501C3 PUBL CHARSEE STATEMENTEVERYWHERE CARE USA151 ELLIS STREET NEATLANTA, GA 30303 2440
98,771.COUNCIL ON FOREIGN RELATIONS INC N/A 501C3 PUBL CHARSEE STATEMENT58 EAST 68TH STREETNEW YORK, NY 10065
9,220.CROWN AGENTS FOR OVERSEA GOVERNMENTS N/A FOREIGN ORG ER SEE STATEMENTAND ADMINISTRATIONS LIMITEDST NICHOLAS HOUSE ST NICHOLAS ROADSUTTON, SURREY, UNITED KINGDOM SM11EL 100,000.DANCE FILMS ASSOCIATION INC N/A 501C3 PUBL CHARSEE STATEMENT48 WEST 21ST STREET SUITE 907NEW YORK, NY 10010
62,500.DANCE THEATRE OF HARLEM INC N/A 501C3 PUBL CHARSEE STATEMENT466 WEST 152ND STREETNEW YORK, NY 10031 1896
43,750.DECENTRALISED ENERGY SYSTEMS INDIA N/A FOREIGN ORG ER SEE STATEMENTPRIVATE LIMITED4 2ND FLOOR ABOVE AMANATH COOPERATIVE BANK 4TH MAIN K H M BLOCKBANGALORE, INDIA 560032 383,228.DIABETIC ASSOCIATION OF BANGLADESH N/A FOREIGN ORG ER SEE STATEMENT122 KAZI NAZRUL ISLAM AVENUE SHAHBAGDHAKA, BANGLADESH 1000
90,000.DUKE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT207 ALLEN BUILDING BOX 90001DURHAM, NC 27708 0340
15,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 110
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
EAST CENTRAL AND SOUTHERN AFRICAN N/A PUBLIC CHARITY SEE STATEMENTHEALTH COMMUNITY EQUIVPLOT 157 OLOIRIEN NJIRO ROADARUSHA, TANZANIA
118,270.EAST AFRICA ASSOCIATION OF N/A PUBLIC CHARITY SEE STATEMENTGRANTMAKERS EQUIVP O BOX 49626 00100 GPONAIROBI, KENYA
45,000.ECOAGRICULTURE INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT730 11TH STREET N W SUITE 301WASHINGTON, DC 20001
40,000.ECONOMIC MOBILITY CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT233 BROADWAY 12TH FLOORNEW YORK, NY 10279
370,000.EDWARD PEPUKAYI MAZHANGARA NONE N/A SEE STATEMENTCHIREDZI RESEARCH STATION P O BOX 97CHIREDZI, ZIMBABWE
3,299.EDWARD T JACKSON AND ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENT858 BANK STREET SUITE 104OTTAWA, ON, CANADA K1S 3W3
250,000.EDWARD T JACKSON AND ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENT858 BANK STREET SUITE 104OTTAWA, ON, CANADA K1S 3W3
275,000.EGERTON UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTP O BOX 536 20115 EQUIVEGERTON, KENYA
133,900.EL PUENTE DE WILLIAMSBURG INC N/A 501C3 PUBL CHARSEE STATEMENT211 SOUTH 4TH STREETBROOKLYN, NY 11211
37,500.EMCARTS INC N/A 501C3 PUBL CHARSEE STATEMENT127 WEST 122ND STREETNEW YORK, NY 10025
50,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 111
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3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
EMCARTS INC N/A 501C3 PUBL CHARSEE STATEMENT127 WEST 122ND STREETNEW YORK, NY 10025
91,125.ENABLIS ENTREPRENEURIAL NETWORK EAST N/A FOREIGN ORG ER SEE STATEMENTAFRICA LIMITEDP O BOX 26136NAIROBI, KENYA 00100
80,700.EUGENIO MARIA DE HOSTOS COMMUNITY N/A 501C3 PUBL CHARSEE STATEMENTCOLLEGE FOUNDATION500 GRAND CONCOURSEBRONX, NY 10451
37,500.FAMILY HEALTH INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENTP O BOX 13950RESEARCH TRIANGLE PARK, NC 27709
100,000.FARM INPUT PROMOTIONS AFRICA LTD N/A PUBLIC CHARITY SEE STATEMENTP O BOX 5523 EQUIVNAIROBI, KENYA 00200
200,000.FINANCIAL SECTOR DEEPENING TRUST N/A PUBLIC CHARITY SEE STATEMENTKENYA EQUIV4TH FLOOR KENYA RE TOWERS OFF RAGATIROAD UPPER HILL NAIROBI, KENYA
25,000.FLORIDA STATE UNIVERSITY RESEARCH N/A 501C3 PUBL CHARSEE STATEMENTFOUNDATIONP O BOX 3062744TALLAHASSEE, FL 32306
25,000.FOOD AGRICULTURE AND NATURAL N/A PUBLIC CHARITY SEE STATEMENTRESOURCES POLICY ANALYSIS NETWORK EQUIV141 CRESSWELL ROAD WEAVIND PARK 0184PRETORIA, SOUTH AFRICA
102,011.FOREST TRENDS ASSOCIATION N/A 501C3 PUBL CHARSEE STATEMENT1050 POTOMAC STREET NWWASHINGTON, DC 20007
50,740.FORO NACIONAL INTERNACIONAL N/A PUBLIC CHARITY SEE STATEMENTAV MANUEL OLGUIN 533 OFICINA 403 EQUIVSANTIAGO DE SURCO LIMA, PERU 33
24,700.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 112
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3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
FORUM FOR AFRICAN WOMEN N/A PUBLIC CHARITY SEE STATEMENTEDUCATIONALISTS EQUIVFAWE HOUSE CHANIA AVENUE OFF WOODAVENUE NAIROBI, KENYA
50,300.FOUNDRY THEATRE N/A 501C3 PUBL CHARSEE STATEMENT140 142 SECOND AVENUE SUITE 405NEW YORK, NY 10003
43,750.FREEDOM FROM HUNGER N/A 501C3 PUBL CHARSEE STATEMENT1644 DA VINCI COURTDAVIS, CA 95618
18,600.FUNDACAO BRASILEIRA PARA O N/A FOREIGN ORG ER SEE STATEMENTDESENVOLVIMENTO SUSTENTAVELAV RIO BRANCA 81 14 ANDARRIO DE JANEIRO, BRAZIL 20040 004
75,000.FUNDACAO INTERUNIVERSITARIA DE N/A FOREIGN ORG ER SEE STATEMENTESTUDOS E PESQUISAS SOBRE O TRABALHORUA ECA DE QUEIROZ 24 SALA 4 VILAMARIANA SAO PAULO, BRAZIL CEP 04 011030 70,000.GEORGETOWN UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT204 HEALY HALL 37TH AND O STREETS NWWASHINGTON, DC 20057
150,000.GLOBALGIVING FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT1023 15TH STREET NW 12TH FLOORWASHINGTON, DC 20005
106,800.GODEKE CONSULTING N/A US NON CHARITY SEE STATEMENT351 WEST 4TH STREET ERNEW YORK, NY 10014
120,000.
GODS LOVE WE DELIVER N/A 501(C)(3) PUBL UNRESTRICTED DONATION166 AVENUE OF THE AMERICAS CHARNEW YORK, NY 10013 5,000.GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT224 PURDILPUR M G COLLEGE ROAD EQUIVGORAKHPUR, INDIA 273001
149,150.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 113
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3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT224 PURDILPUR M G COLLEGE ROAD EQUIVGORAKHPUR, INDIA 273001
243,950.GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT224 PURDILPUR M G COLLEGE ROAD EQUIVGORAKHPUR, INDIA 273001
250,000.GRANTMAKERS IN THE ARTS N/A 501C3 PUBL CHARSEE STATEMENT4055 21ST AVENUE WEST SUITE 100SEATTLE, WA 98199 1247
15,000.GREATER CAPITAL ASSOCIATION INC N/A FOREIGN ORG ER SEE STATEMENT1ST FLOOR BLOCK A RICHMOND CENTRECORNER MAIN AND GABRIEL ROADPLUMSTEAD, CAPE TOWN, SOUTH AFRICA
11,500.GREATER WASHINGTON EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENTTELECOMMUNICATIONS ASSOCIATION INC3939 CAMPBELL AVENUEARLINGTON, VA 22206
10,000.GREEN FOR ALL N/A 501C3 PUBL CHARSEE STATEMENT1611 TELEGRAPH AVENUE SUITE 600OAKLAND, CA 94612
500,000.GREENPOINT MANUFACTURING AND DESIGN N/A 501C3 PUBL CHARSEE STATEMENTCENTER LOCAL DEVELOPMENT CORP1205 MANHATTAN AVENUEBROOKLYN, NY 11222
43,750.GROUNDSWELL COMMUNITY MURAL PROJECT N/A 501C3 PUBL CHARSEE STATEMENT540 PRESIDENT STREET SUITE 1ABROOKLYN, NY 11215
50,000.GUJARAT MAHILA HOUSING SEWA TRUST N/A PUBLIC CHARITY SEE STATEMENT401 402 AKASHGANGA COMPLEX EQUIVBRAHMKSHATRIYA CO OP SOCIETYNAVRANGPURA AHMEDABAD, GUJARAT,
70,090.HANOI MEDICAL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT1 TON THAT TUNG STREET DONG DA EQUIVDISTRICT HANOI, VIETNAM
217,440.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 114
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Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
HANOI SCHOOL OF PUBLIC HEALTH N/A PUBLIC CHARITY SEE STATEMENT138 GIANG VO BA DINH EQUIVHANOI, VIETNAM
200,000.HEALTH STRATEGY AND POLICY INSTITUTE N/A FOREIGN GOV T SEE STATEMENT138 GIANG VO STREET UNITHANOI, VIETNAM
250,700.HEART OF BROOKLYN CULTURAL N/A 501C3 PUBL CHARSEE STATEMENTINSITUTIONS INC789 WASHINGTON AVENUEBROOKLYN, NY 11238
62,500.HOME FOR CONTEMPORARY THEATRE AND ART N/A 501C3 PUBL CHARSEE STATEMENTLTD D B A HERE ART CENTER145 AVENUE OF THE AMERICAS GROUNDFLOOR NEW YORK, NY 10013 1548
100,000.IDEO ORG N/A 501C3 PUBL CHARSEE STATEMENTPIER 28 ANNEXSAN FRANCISCO, CA 94105
425,000.IGAD CLIMATE PREDICTION AND N/A FOREIGN ORG ER SEE STATEMENTAPPLICATIONS CENTREP O BOX 10304 00100 GPONAIROBI, KENYA
150,000.IKHONO COMMUNICATIONS N/A FOREIGN ORG ER SEE STATEMENT23 JAN HOFMEYR RD BUSINESS PARTNERSBUILDING WESTVILLE, DURBAN, SOUTHAFRICA 3630
36,000.INAFI BANGLADESH FOUNDATION N/A PUBLIC CHARITY SEE STATEMENTNAVANA SHEFALI APT 2D AND 1C HOUSE 11 EQUIVRD 14 DHAKA, BANGLADESH 1212
75,000.INDEPTH NETWORK N/A 501C3 PUBL CHARSEE STATEMENT11 MENSAH WOOD ROAD EAST LEGON P OBOX KD 213 ACCRA, GHANA
268,841.INDOCHINA RESEARCH CAMBODIA LTD N/A FOREIGN ORG ER SEE STATEMENT37 ABC ST 271 SANGKAT PHSAR DOEUMTHKOV KHAN CHAMKARMORN PHNOM PENH,CAMBODIA
75,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 115
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3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
INSTITUTE FOR ALTERNATIVE FUTURES N/A 501C3 PUBL CHARSEE STATEMENT100 NORTH PITT STREET SUITE 307ALEXANDRIA, VA 22314
53,202.INSTITUTE FOR COLLABORATIVE N/A US NON CHARITY SEE STATEMENTDEVELOPMENT LLC ER7200 WISCONSIN AVE SUITE 500BETHESDA, MD 20814
225,441.INSTITUTE FOR HEALTHCARE IMPROVEMENT N/A 501C3 PUBL CHARSEE STATEMENT20 UNIVERSITY ROAD 7TH FLOORCAMBRIDGE, MA 02138
299,870.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
85,830.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
199,790.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
218,720.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
221,410.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
239,820.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
298,280.INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
382,240.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 116
123635 08-03-11
3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENTAL TRANSITION948 NORTH STREET SUITE 9BOULDER, CO 80304
600,000.INSTITUTE FOR SOCIAL DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENTSTUDIES EQUIVSUITE 225 CT5 SONG DA MY DINH PHAMHUNG RD HANOI, VIETNAM
163,500.INSTITUTE FOR SUSTAINABLE COMMUNITIES N/A 501C3 PUBL CHARSEE STATEMENT535 STONE CUTTERS WAYMONTPELIER, VT 05602
100,000.INSTITUTE FOR THE FUTURE N/A 501C3 PUBL CHARSEE STATEMENT124 UNIVERSITY AVENUE 2ND FLOORPALO ALTO, CA 94301
45,500.INSTITUTE FOR TRANSPORTATION AND N/A 501C3 PUBL CHARSEE STATEMENTDEVELOPMENT POLICY9 EAST 19TH STREET 7TH FLOORNEW YORK, NY 10003
250,000.INSTITUTE FOR WOMEN S POLICY RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT1200 18TH STREET NW SUITE 301WASHINGTON, DC 20036
50,000.INSTITUTE OF EPIDEMIOLOGY DISEASE N/A FOREIGN GOV T SEE STATEMENTCONTROL AND RESEARCH UNITIEDCR BUILDING MOHAKHALIDHAKA 1212, BANGLADESH
102,650.INSTITUTE OF HEALTH POLICY N/A FOREIGN ORG ER SEE STATEMENTMANAGEMENT AND RESEARCH2ND FLOOR NHIF BUILDING RAGATI ROADUPPER HILL NAIROBI, KENYA 00202
99,894.INSTITUTE OF HEALTH POLICY MANAGEMENT N/A FOREIGN ORG ER SEE STATEMENTAND RESEARCH2ND FLOOR NHIF BUILDING RAGATI ROADUPPER HILL NAIROBI, KENYA 00202
21,160.INSTITUTO DE INVESTIGACAO AGRARIA DE N/A FOREIGN GOV T TOWARD THE COSTS OFMOCAMBIQUE UNIT PHASE II OF ITSC POSTAL 3658 AV DAS FPLM NO 2698 PROJECT TO BREEDMAPUTO, MOZAMBIQUE DISEASE RESISTANT
CASSAVA IN MOZAMBIQUE 46,074.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 117
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3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
INTEGRATED RESEARCH AND ACTION FOR N/A PUBLIC CHARITY SEE STATEMENTDEVELOPMENT EQUIVC 50 CHOTTA SINGH BLOCK ASIAN GAMESVILLAGE COMPLEX NEW DELHI, INDIA110059 28,600.INTELLECAP INC N/A US NON CHARITY SEE STATEMENT262 VENTURA AVENUE ERPALO ALTO, CA 94306
10,125.INTELLECAP INC N/A US NON CHARITY SEE STATEMENT262 VENTURA AVENUE ERPALO ALTO, CA 94306
70,200.INTELLECTUAL CAPITAL ADVISORY N/A FOREIGN ORG ER SEE STATEMENTSERVICES PRIVATE LIMITED8 2 682 1 5TH FLOOR ROAD NO 12HYDERABAD, INDIA 500 034
2,050.INTELLEVENTURES LLC DBA CKINETICS N/A US NON CHARITY SEE STATEMENTCONSULTING SERVICES ER262 VENTURA AVEPALO ALTO, CA 94306
135,580.INTERNATIONAL BANK FOR RECONSTRUCTION N/A INTL ORG BY SEE STATEMENTAND DEVELOPMENT EXEC ORD1818 H STREET NWWASHINGTON, DC 20433
100,000.INTERNATIONAL BANK FOR RECONSTRUCTION N/A INTL ORG BY SEE STATEMENTAND DEVELOPMENT EXEC ORD1818 H STREET NWWASHINGTON, DC 20433
450,000.INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARIN SUPPORT OF ADISEASE RESEARCH BANGLADESH PROJECT TO DEVELOP AND68 SHAHEED TAJUDDIN AHMED SARANI IMPLEMENT A PILOTMOHAKHALI, DHAKA, BANGLADESH 1212 HEALTH INSURANCE
SCHEME IN BANGLADESH 50,130.INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARSEE STATEMENTDISEASE RESEARCH BANGLADESH68 SHAHEED TAJUDDIN AHMED SARANIMOHAKHALI, DHAKA, BANGLADESH 1212
241,500.INTERNATIONAL HEALTH POLICY PROGRAM N/A FOREIGN GOV T SEE STATEMENTTHANON SATHARANASOOK 6 MINISTRY OF UNITPUBLIC HEALTH NONTHABURI, THAILAND11000
329,615.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 118
123635 08-03-11
3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENT AND DEVELOPMENT80 86 GRAY S INN ROADLONDON, UNITED KINGDOM WC1X 8NH
75,000.INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENT AND DEVELOPMENT80 86 GRAY S INN ROADLONDON, UNITED KINGDOM WC1X 8NH
700,000.INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENTENVIRONMENT AND DEVELOPMENT80 86 GRAY S INN ROADLONDON, UNITED KINGDOM WC1X 8NH
841,160.INTERNATIONAL LIVESTOCK RESEARCH N/A 501C3 PUBL CHARSEE STATEMENTINSTITUTEOLD NAIVASHA ROAD P O BOX 30709NAIROBI, KENYA 00100
70,000.IPS ASIA PACIFIC CENTER FOUNDATION N/A FOREIGN ORG ER SEE STATEMENTINCUNIT 505 STERTEN PLACE CONDOMINIUM116 MAGINHAWA ST QUEZON CITY,PHILIPPINES 60,000.IT ENABLED SERVICES SECRETARIAT N/A FOREIGN GOV T SEE STATEMENT6TH FLOOR GHANA HOUSE HIGH STREET PO UNITBOX M83 ACCRA, GHANA
682,177.ITAD LIMITED N/A FOREIGN ORG ER SEE STATEMENT12 ENGLISH BUSINESS PARK ENGLISH CLOSEHOVE, UNITED KINGDOM BN3 7ET
50,000.JEMBI HEALTH SYSTEMS N/A PUBLIC CHARITY SEE STATEMENTUNIT D 11 BELL CRESCENT WESTLAKE EQUIVSQUARE CAPE TOWN, SOUTH AFRICA
200,000.JOHNS HOPKINS UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENTHOMEWOOD CAMPUS GARLAND HALL 242BALTIMORE, MD 21218
324,735.JSI RESEARCH AND TRAINING INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENTINC44 FARNSWORTH STREETBOSTON, MA 02210 1211
20,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 119
123635 08-03-11
3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
JUMO INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT113 SPRING STREET 3RD FLNEW YORK, NY 10012
100,000.KENYA COMMUNITY DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIVP O BOX 10501 00100 CORNER OF PAMBAAND CHAI ROAD NAIROBI, KENYA
15,005.KENYA DIABETES MANAGEMENT AND N/A PVT FDN EQUIV SEE STATEMENTINFORMATION CENTRE ERP O BOX 45099 00100 ROSE AVENUE OFFARGWINGS KODHEK ROAD NAIROBI, KENYA
20,000.KENYA INFORMATION AND COMMUNICATIONS N/A FOREIGN GOV T SEE STATEMENTTECHNOLOGY BOARD UNITTELPOSTA TOWERS 12TH FLOOR KENYATTAAVENUE NAIROBI, KENYA 00100
100,000.KENYA INSTITUTE FOR PUBLIC POLICY N/A FOREIGN GOV T SEE STATEMENTRESEARCH AND ANALYSIS UNITBISHOPS GARDEN TOWERS BISHOPS ROADNAIROBI, KENYA
124,350.KENYA RED CROSS SOCIETY N/A PUBLIC CHARITY SEE STATEMENTPO BOX 40712 00100 EQUIVNAIROBI, KENYA
300,000.KIGALI INSTITUTE OF SCIENCE AND N/A PUBLIC CHARITY SEE STATEMENTTECHNOLOGY EQUIVAVENUE DE L ARMEE B P 3900KIGALI, RWANDA
150,000.MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT999 PHUTTAMONTHON 4 ROAD SALAYA EQUIVNAKHON PATHOM, THAILAND 73170
7,500.MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT999 PHUTTAMONTHON 4 ROAD SALAYA EQUIVNAKHON PATHOM, THAILAND 73170
19,250.MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT999 PHUTTAMONTHON 4 ROAD SALAYA EQUIVNAKHON PATHOM, THAILAND 73170
250,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 120
123635 08-03-11
3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MAKE THE ROAD NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT301 GROVE STREETBROOKLYN, NY 11237
90,000.MAKERERE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTP O BOX 7062 EQUIVKAMPALA, UGANDA
25,920.MAKERERE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTP O BOX 7062 EQUIVKAMPALA, UGANDA
43,000.MAKERERE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTP O BOX 7062 EQUIVKAMPALA, UGANDA
198,700.MANAGEMENT SCIENCES FOR HEALTH INC N/A 501C3 PUBL CHARSEE STATEMENT784 MEMORIAL DRIVECAMBRIDGE, MA 02139
110,839.MANAGEMENT SCIENCES FOR HEALTH INC N/A 501C3 PUBL CHARSEE STATEMENT784 MEMORIAL DRIVECAMBRIDGE, MA 02139
347,539.MASSACHUSETTS INSTITUTE OF TECHNOLOGY N/A 501C3 PUBL CHARSEE STATEMENT77 MASSACHUSETTS AVENUECAMBRIDGE, MA 02139 4307
15,000.MAXTUDIO SNC N/A FOREIGN ORG ER SEE STATEMENTPIAZZA MEUCCI 23ROME, ITALY 00146
250,116.MAYOR'S FUND TO ADVANCE NEW YORK CITY N/A 501C3 PUBL CHARSEE STATEMENT253 BROADWAY 8TH FLOORNEW YORK, NY 10007
250,000.MEKELLE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTP O BOX 231 MEKELLE EQUIVTIGRAY, ETHIOPIA
175,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 121
123635 08-03-11
3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
24,180.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
39,520.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
83,530.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
143,430.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
285,780.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
300,000.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
370,860.MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT45 SW ANKENY STPORTLAND, OR 97204
402,230.MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT105 VILLAGE PLACE PO BOX 1829DILLON, CO 80435
49,770.MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT105 VILLAGE PLACE P O BOX 1829DILLON, CO 80435
50,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 122
123635 08-03-11
3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MICHIGAN STATE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT450 ADMINISTRATION BUILDINGEAST LANSING, MI 48824 1046
130,000.MINISTRY OF HEALTH AND FAMILY WELFARE N/A FOREIGN GOV T SEE STATEMENTBANGLADESH SECRETARIAT UNITDHAKA 1000, BANGLADESH
114,290.MINISTRY OF HEALTH AND FAMILY WELFARE N/A FOREIGN GOV T SEE STATEMENTBANGLADESH SECRETARIAT UNITDHAKA 1000, BANGLADESH
255,000.MINISTRY OF HEALTH GHANA N/A FOREIGN GOV T SEE STATEMENTP O BOX MB 44 MINISTRIES UNITACCRA, GHANA
57,900.MINISTRY OF HEALTH GHANA N/A FOREIGN GOV T SEE STATEMENTP O BOX MB 44 MINISTRIES UNITACCRA, GHANA
197,250.MINISTRY OF HEALTH RWANDA N/A FOREIGN GOV T SEE STATEMENTP O BOX 84 UNITKIGALI, RWANDA
365,000.MINISTRY OF HEALTH VIETNAM N/A FOREIGN GOV T SEE STATEMENT138A GIANG VO STREET BA DINH DISTRICT UNITHANOI, VIETNAM
690,000.MISNOMER INC N/A 501C3 PUBL CHARSEE STATEMENT16 MICIELI PLACE 1BROOKLYN, NY 11218
43,750.MONITOR COMPANY GROUP LP N/A US NON CHARITY SEE STATEMENTTWO CANAL PARK ERCAMBRIDGE, MA 02141
177,000.MUJERES UNIDAS Y ACTIVAS N/A 501C3 PUBL CHARSEE STATEMENT3543 18TH STREET 23SAN FRANCISCO, CA 94110
50,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 123
123635 08-03-11
3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
MUNICIPAL ART SOCIETY OF NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT111 WEST 57TH STREETNEW YORK, NY 10019
600,000.MUSEUM OF CONTEMPORARY AFRICAN N/A 501C3 PUBL CHARSEE STATEMENTDIASPORAN ARTS80 HANSON PLACEBROOKLYN, NY 11217
43,750.MUUNGANO WA WANAVIJIJI AKIBA N/A PUBLIC CHARITY SEE STATEMENTMASHINANI REGISTERED TRUSTEES EQUIVP O BOX 10269 00100NAIROBI, KENYA
30,000.MUUNGANO WA WANAVIJIJI SUPPORT TRUST N/A 501(C)(3) PUBL SEE STATEMENTP O BOX 20509 00100 CHARNAIROBI, KENYA
87,000.NASSCOM FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT104 1ST FLR DELHI BLUE APARTMENT NEAR EQUIVSAFDARJANG HOSPITAL RING ROAD NEWDELHI, INDIA 110029
50,000.NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENTORGANISATION UNITPLOT 3 LUGARD AVENUE P O BOX 295ENTEBBE, UGANDA
70,000.NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENTORGANISATION UNITPLOT 3 LUGARD AVENUE P O BOX 295ENTEBBE, UGANDA
150,000.NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENTORGANISATION UNITPLOT 3 LUGARD AVENUE P O BOX 295ENTEBBE, UGANDA
300,539.NATIONAL COMMITTEE FOR RESPONSIVE N/A 501C3 PUBL CHARSEE STATEMENTPHILANTHROPY1331 H STREET NW SUITE 200WASHINGTON, DC 20005
50,000.NATIONAL COUNCIL FOR LAW REPORTING N/A FOREIGN GOV T SEE STATEMENTP O BOX 10443 UNITNAIROBI, KENYA 00100
143,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 124
123635 08-03-11
3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NATIONAL COUNCIL OF LA RAZA N/A 501C3 PUBL CHARSEE STATEMENTRAUL YZAGUIRRE BUILDING 1126 16THSTREET NW WASHINGTON, DC 20036
250,000.NATIONAL HOSPITAL INSURANCE FUND N/A FOREIGN GOV T SEE STATEMENTP O BOX 30443 00100 UNITNAIROBI, KENYA
39,980.NATIONAL UNIVERSITY OF RWANDA N/A PUBLIC CHARITY SEE STATEMENTP O BOX 56 HUYE EQUIVBUTARE, RWANDA
314,340.NATIONAL UNIVERSITY OF SINGAPORE N/A PUBLIC CHARITY SEE STATEMENT21 LOWER KENT RIDGE ROAD EQUIVSINGAPORE 119077
75,000.NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT40 WEST 20TH STREETNEW YORK, NY 10011
125,000.NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT40 WEST 20TH STREETNEW YORK, NY 10011
150,000.NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT40 WEST 20TH STREETNEW YORK, NY 10011
386,290.NATURE CONSERVATION RESEARCH CENTRE N/A PUBLIC CHARITY SEE STATEMENTGHANA NCRC EQUIVP O BOX KN 925 KANESHIEACCRA, GHANA
120,175.NELSON MANDELA CHILDREN S HOSPITAL N/A PUBLIC CHARITY SEE STATEMENTTRUST EQUIV21 EASTWOLD WAY SAXONWOLDJOHANNESBURG, SOUTH AFRICA 2196
30,000.NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT10615 JUDICIAL DRIVE 402FAIRFAX, VA 22030 7500
19,113.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 125
123635 08-03-11
3
Total from continuation sheets
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT10615 JUDICIAL DRIVE 402FAIRFAX, VA 22030 7500
150,000.NEW AMERICA FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT1899 L STREET SUITE 400WASHINGTON, DC 20036
25,000.NEW MUSEUM OF CONTEMPORARY ART N/A 501C3 PUBL CHARSEE STATEMENT235 BOWERYNEW YORK, NY 10002
50,000.NEW VENTURE FUND N/A 501C3 PUBL CHARSEE STATEMENT734 15TH STREET NW SUITE 600WASHINGTON, DC 20005
75,000.NEW YORK ACADEMY OF SCIENCES N/A 501C3 PUBL CHARSEE STATEMENT7 WORLD TRADE CENTER 250 GREENWICHSTREET 40TH FLOOR NEW YORK, NY 100072157
17,300.NEW YORK CITY ENVIRONMENTAL JUSTICE N/A 501C3 PUBL CHARSEE STATEMENTALLIANCE166A 22ND STREETBROOKLYN, NY 11232
43,750.NEW YORK COMMUNITY TRUST N/A 501C3 PUBL CHARSEE STATEMENT909 THIRD AVENUE 22ND FLOORNEW YORK, NY 10022
80,000.NEW YORK FOUNDATION FOR THE ARTS INC N/A 501C3 PUBL CHARSEE STATEMENT20 JAY STREET 7TH FLOORBROOKLYN, NY 11201
50,000.NEW YORK HALL OF SCIENCE N/A 501C3 PUBL CHARSEE STATEMENT47 01 111TH STREETQUEENS, NY 11368
37,500.NEW YORK LIVE ARTS N/A 501C3 PUBL CHARSEE STATEMENT219 WEST 19TH STREETNEW YORK, NY 10011
43,750.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 126
123635 08-03-11
3
Total from continuation sheets
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NEW YORK UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT70 WASHINGTON SQUARE SOUTH 12TH FLOORNEW YORK, NY 10012
62,500.NONPROFIT FINANCE FUND N/A 501C3 PUBL CHARSEE STATEMENT70 WEST 36TH STREET 11TH FLOORNEW YORK, NY 10018
145,000.NOVISCAPE CONSULTING GROUP CO LTD N/A FOREIGN ORG ER SEE STATEMENT231 2 BANGKOK CODE BUILDING UNIT 4BUILDING B SOUTH SATHORN ROADBANGKOK, THAILAND 10120
15,000.OPEN HEALTH TOOLS INC N/A EXEMPT NON CHARSEE STATEMENT188 CHEROKEE ROAD ERASHVILLE, NC 28804
200,000.OVE ARUP & PARTNERS INTERNATIONAL N/A FOREIGN ORG ER SEE STATEMENTLIMITED13 FITZROY STREET W1T 4BQLONDON, UNITED KINGDOM
500,000.OVE ARUP AND PARTNERS INTERNATIONAL N/A FOREIGN ORG ER SEE STATEMENTLIMITED13 FITZROY STREET W1T 4BQLONDON, UNITED KINGDOM
399,960.OXFAM N/A PUBLIC CHARITY SEE STATEMENTOXFAM HOUSE JOHN SMITH DRIVE EQUIVOXFORD OS4 2JY, UNITED KINGDOM
249,900.OXFAM AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT226 CAUSEWAY STREET 5TH FLOORBOSTON, MA 02114 2206
49,800.OXFAM AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT226 CAUSEWAY STREET 5TH FLOORBOSTON, MA 02114 2206
50,000.PABLO CARDOSO NONE N/A SEE STATEMENTPASAJE PAUCARBAMBA 159 Y CARLOSRIGOBERTA VINTIMIL CUENCA, ECUADOR
2,700.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 127
123635 08-03-11
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Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
If recipient is an individual,show any relationship toany foundation manageror substantial contributor
RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
PACT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1828 L STREET NW SUITE 300WASHINGTON, DC 20036
25,000.PACT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1828 L STREET NW SUITE 300WASHINGTON, DC 20036
175,000.PAMOJA MEDIA EAST AFRICA LIMITED N/A FOREIGN ORG ER SEE STATEMENTVIEW PARK TOWERS GROUND FLOOR UTALIILANE OFF UNIVERSITY WAY NAIROBI,KENYA
5,000.PARAPROFESSIONAL HEALTHCARE INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENTINC349 EAST 149 STREET 10TH FLOORBRONX, NY 10451
100,000.PATTANARAK FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT49 83 KC SUWINTAWONG LAMPAKCHI NONGJOK EQUIVBANGKOK, THAILAND 10530
28,600.PEKING UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENTNO 5 YIHEYUAN ROAD HAI DIAN DISTRICT EQUIVBEIJING, CHINA 100 871
150,000.PEOPLE UNITED FOR SUSTAINABLE HOUSING N/A 501C3 PUBL CHARSEE STATEMENTINC271 GRANT STREETBUFFALO, NY 14213
100,000.PERFORMANCE ZONE INC N/A 501C3 PUBL CHARSEE STATEMENT161 6TH AVENUE 14TH FLOORNEW YORK, NY 10013
25,000.PHARMACCESS FOUNDATION N/A PUBLIC CHARITY SEE STATEMENTTRINITY BUILDING C PIETERBERGWEG 17 EQUIVAMSTERDAM, NETHERLANDS 1105 BM
15,000.PHILIPPINE INSTITUTE FOR DEVELOPMENT N/A FOREIGN GOV T SEE STATEMENTSTUDIES UNITNEDA SA MAKATI BUILDING 106 AMORSOLOST MAKATI CITY, PHILIPPINES
22,710.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 128
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
Name and address (home or business)
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
PORTLAND PR LIMITED N/A FOREIGN ORG ER SEE STATEMENT1 RED LION COURTLONDON, UNITED KINGDOM EC4A 3EB
5,000.PRAYAS INITIATIVES IN HEALTH ENERGY N/A PUBLIC CHARITY SEE STATEMENTLEARNING AND PARENTHOOD EQUIVAMRUTA CLINIC ATHAVALE CORNER DECCANGYMKHANA MAHARASHTRA, INDIA 411004
137,780.PRESIDENT AND FELLOWS OF HARVARD N/A 501C3 PUBL CHARSEE STATEMENTCOLLEGEMASSACHUSETTS HALLCAMBRIDGE, MA 02138
65,000.PRESS INSTITUTE OF BANGLADESH N/A FOREIGN GOV T SEE STATEMENT3 CIRCUIT HOUSE RODA UNITDHAKA 1000, BANGLADESH
208,880.PRICEWATERHOUSECOOPERS LIMITED N/A FOREIGN ORG ER SEE STATEMENTUPPER HILL ROAD P O BOX 43963NAIROBI, KENYA 00100
195,843.PUBLIC HEALTH INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT555 12TH STREET 10TH FLOOROAKLAND, CA 94607 4046
28,388.REAL USEFUL TRAVEL AND MARKETING N/A FOREIGN ORG ER SEE STATEMENTAEE BUILDING KAREN ROAD P O BOX 5145800200 NAIROBI, KENYA
12,610.RECONNECTING AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT1707 L STREET NW SUITE 210WASHINGTON, DC 20036
75,000.REGENTS OF THE UNIVERSITY OF N/A 501C3 PUBL CHARSEE STATEMENTCALIFORNIA AT BERKELEY171 UNIVERSITY HALLBERKELEY, CA 94720 1104
50,326.REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC CHARITY SEE STATEMENTCAPACITY BUILDING IN AGRICULTURE EQUIVLIMITEDPLOT 151 GARDEN HILL MAKEREREUNIVERSITY MAIN CAMPUS KAMPALA, 100,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 129
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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�����������������������������������������������
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC CHARITY SEE STATEMENTCAPACITY BUILDING IN AGRICULTURE EQUIVLIMITEDPLOT 151 GARDEN HILL MAKEREREUNIVERSITY MAIN CAMPUS KAMPALA, 7,690.REGISTERED TRUSTEES OF THE FINANCIAL N/A PUBLIC CHARITY SEE STATEMENTSECTOR DEEPENING TRUST EQUIVSASATEL HOUSE PLOT 251 TOURE DRIVEOYSTERBAY DAR ES SALAAM, TANZANIA
75,000.RESEARCH TRAINING AND MANAGEMENT N/A PUBLIC CHARITY SEE STATEMENTINTERNATIONAL EQUIVRTM COMPLEX 581 SHEWRAPARADHAKA 1216, BANGLADESH
50,000.RESEARCH FOUNDATION OF THE CITY N/A 501C3 PUBL CHARSEE STATEMENTUNIVERSITY OF NEW YORK230 WEST 41ST STREETNEW YORK, NY 10036
25,000.RESOURCE ALLIANCE LIMITED N/A PUBLIC CHARITY SEE STATEMENT5TH FLOOR DEVELOPMENT HOUSE 56 64 EQUIVLEONARD STREET LONDON, UNITEDKINGDOM EC2A 4LT
150,000.RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1100 15TH STREET NW SUITE 400WASHINGTON, DC 20005
25,000.RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1100 15TH STREET NW SUITE 400WASHINGTON, DC 20005
280,000.RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1100 15TH STREET NW SUITE 400WASHINGTON, DC 20005
508,000.RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT1100 15TH STREET NW SUITE 400WASHINGTON, DC 20005
772,500.ROCKEFELLER ARCHIVE CENTER N/A 501C3 OP FDN ERSEE STATEMENT15 DAYTON AVENUESLEEPY HOLLOW, NY 10591
50,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 130
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ROCKEFELLER FOUNDATION MATCHING GIFT N/A NOT APPLICABLE TOWARD THE COSTS OFPROGRAM THE ROCKEFELLERCO 420 FIFTH AVE FOUNDATION MATCHINGNEW YORK, NY 10018 GIFT PROGRAM 1,166,016.ROSIE SJOGREN NONE N/A IN SUPPORT OF DONOR32 CARDINAL CLOSE CAVERSHAM READING ENGAGEMENT EFFORTS FORBERKSHIRE, UNITED KINGDOM RG4 8BZ THE ASIAN CITIES
CLIMATE CHANGERESILIENCE NETWORK 6,925.
ROYAL INSTITUTE OF INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENTAFFAIRSCHATHAM HOUSE 10 ST JAMES S SQUARELONDON, UNITED KINGDOM SW1Y 4LE
99,633.RUDOLF STEINER FOUNDATION INC D B A N/A 501C3 PUBL CHARSEE STATEMENTRSF SOCIAL FINANCE1002A O REILLY AVENUESAN FRANCISCO, CA 94219
20,000.RWANDA AGRICULTURE BOARD N/A FOREIGN GOV T SEE STATEMENTP O BOX 5016 UNITKIGALI, RWANDA
90,000.RWANDA AGRICULTURE BOARD N/A FOREIGN GOV T SEE STATEMENTP O BOX 5016 UNITKIGALI, RWANDA
188,600.SA NODE OF THE MILLENNIUM PROJECT N/A FOREIGN ORG ER SEE STATEMENTP O BOX 1666 GALLO MANOR 2052JOHANNESBURG, SOUTH AFRICA
1,650.SA NODE OF THE MILLENNIUM PROJECT N/A FOREIGN ORG ER SEE STATEMENTP O BOX 1666 GALLO MANOR 2052JOHANNESBURG, SOUTH AFRICA
100,000.SAMASOURCE INC N/A 501C3 PUBL CHARSEE STATEMENT972 MISSION STREET 5TH FLOORSAN FRANCISCO, CA 94103
199,200.SAMBODHI RESEARCH AND COMMUNICATIONS N/A FOREIGN ORG ER SEE STATEMENTPVT LTDO 2 SECOND AND THIRD FLOOR LAJPATNAGAR 2 NEW DELHI, INDIA 110 024
372,668.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 131
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
status ofrecipient
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
SEACHANGE CAPITAL PARTNERS INC N/A 501C3 PUBL CHARSEE STATEMENT11 EAST 44TH STREET SUITE 900NEW YORK, NY 10017
25,000.SHACK DWELLERS INTERNATIONAL N/A PUBLIC CHARITY SEE STATEMENT1ST FLOOR CAMPGROUND CENTRE CORNER OF EQUIVSURRY AND RAAPENBERG ROADS CAPETOWN, SOUTH AFRICA 7705
1,000,002.SMART GROWTH AMERICA N/A 501C3 PUBL CHARSEE STATEMENT1707 L STREET NW SUITE 1050WASHINGTON, DC 20036
500,000.SOCIAL FINANCE INC N/A US NEW ORG ER SEE STATEMENT200 STATE STREET 14TH FLOORBOSTON, MA 02109
150,000.SOCIETY FOR HEALTH INFORMATION N/A PUBLIC CHARITY SEE STATEMENTSYSTEMS PROGRAMMES EQUIV136 7 BEGAMPUR MAIN SHIVALIK ROADNEW DELHI, INDIA 110017
350,000.SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A 501C3 PUBL CHARSEE STATEMENTVIA PANISPERNA 207ROME, ITALY 00184
89,186.SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENTEAST AFRICA EQUIVRGNL OFF FOR EAST AND SOUTHERN AFRICABRITAK CENTRE 1FL RAGATI MARA RDNAIROBI, KENYA 29,634.SOCIETY FOR PARTICIPATORY RESEARCH IN N/A PUBLIC CHARITY SEE STATEMENTASIA EQUIV42 TUGHLAKABAD INSTITUTIONAL AREANEW DELHI, INDIA 110062
150,000.SOCIETY FOR TECHNOLOGY AND ACTION FOR N/A PUBLIC CHARITY SEE STATEMENTRURAL ADVANCEMENT EQUIV111 9 Z BLOCK KISHANGARH VASANT KUNJNEW DELHI, INDIA 110070
1,556,667.SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 3000 CHUO KIKUU EQUIVMOROGORO, TANZANIA
99,700.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 132
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
status ofrecipient
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 3000 CHUO KIKUU EQUIVMOROGORO, TANZANIA
121,000.SOLOMON R GUGGENHEIM FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT1071 FIFTH AVENUENEW YORK, NY 10128
50,000.STICHTING MEDICAL CREDIT FUND N/A FOREIGN ORG ER SEE STATEMENTPIETERSBERGWEG 17 TRINITY BUILDING CAMSTERDAM, NETHERLANDS 1105 BM
61,500.STRATEGIC FORESIGHT GROUP N/A FOREIGN ORG ER SEE STATEMENTC 306 MONTANA LOKHANDWALA COMPLEXMUMBAI, INDIA 400 053
52,400.SUE WILLIAMSON NONE N/A SEE STATEMENTALL STAR STUDIO 6 SPENCER ROADCAPE TOWN, SOUTH AFRICA 7925
2,700.SUSTAINABLE MOBILITY FINANCE LLC N/A US NON CHARITY SEE STATEMENT2481 N WAKEFIELD COURT ERARLINGTON, VA 22207
8,000.SWISS TROPICAL AND PUBLIC HEALTH N/A PUBLIC CHARITY SEE STATEMENTINSTITUTE EQUIVSOCINSTRASSE 57 P O BOXBASEL, SWITZERLAND
16,906.TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT424 QUTUB PLAZA DLF CITY PHASE IGURGAON, HARYANA, INDIA 122002
3,000.TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT424 QUTUB PLAZA DLF CITY PHASE IGURGAON, HARYANA, INDIA 122002
33,080.TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT424 QUTUB PLAZA DLF CITY PHASE IGURGAON, HARYANA, INDIA 122002
39,850.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 133
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
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Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT424 QUTUB PLAZA DLF CITY PHASE IGURGAON, HARYANA, INDIA 122002
59,900.TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT424 QUTUB PLAZA DLF CITY PHASE IGURGAON, HARYANA, INDIA 122002
250,000.TCC GROUP INC N/A US NON CHARITY SEE STATEMENT31 WEST 27TH STREET 4TH FLOOR ERNEW YORK, NY 10001
230,000.TECHNOSERVE INC N/A 501C3 PUBL CHARSEE STATEMENT1800 M STREET N W SUITE 1066 SOUTHWASHINGTON, DC 20036
146,439.TELLUS INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT11 ARLINGTON STREETBOSTON, MA 02116 3411
40,000.TENEO STRATEGY CONSULTING LLC N/A US NON CHARITY SEE STATEMENT601 LEXINGTON AVENUE 55TH FLOOR ERNEW YORK, NY 10022
607,150.THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIV16 151 MUANGTHONG THANI BOND STREETBANGPOOD NONTHABURI, THAILAND 11120
96,750.THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIV16 151 MUANGTHONG THANI BOND STREETBANGPOOD NONTHABURI, THAILAND 11120
125,000.THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENTFOUNDATION EQUIV16 151 MUANGTHONG THANI BOND STREETBANGPOOD NONTHABURI, THAILAND 11120
504,240.THE CHANCELLOR MASTERS AND SCHOLARS N/A 501C3 PUBL CHARSEE STATEMENTOF THE UNIVERSITY OF OXFORDUNIVERSITY OFFICES WELLINGTON SQUAREOXFORD, UNITED KINGDOM OX1 2JD
50,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 134
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
THE ENERGY AND RESOURCES INSTITUTE N/A PUBLIC CHARITY SEE STATEMENTDARBARI SETH BLOCK INDIA HABITAT EQUIVCENTRE NEW DELHI, INDIA 110 003
54,200.THE MARY ROBINSON FOUNDATION N/A PUBLIC CHARITY SEE STATEMENTTRINITY COLLEGE 6 SOUTH LEINSTER EQUIVSTREET DUBLIN, IRELAND 2
32,499.THE MILLENNIUM PROJECT CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT4421 GARRISON STREET NWWASHINGTON, DC 20016 4055
51,050.THE MUSEUM FOR AFRICAN ART N/A 501C3 PUBL CHARSEE STATEMENT36 01 43RD AVENUELONG ISLAND CITY, NY 11101
50,000.THE NATIONAL ASSOCIATION OF LATINO N/A 501C3 PUBL CHARSEE STATEMENTINDEPENDENT PRODUCERS INCC O POV 20 JAY STREETBROOKLYN, NY 11201
25,000.THE NIGERIA ICT FORUM OF PARTNERSHIP N/A FOREIGN ORG ER SEE STATEMENTINSTITUTIONS25 LIBREVILLE STREET OFF AMINU KANOCRESCENT WUSE II ABUJA, NIGERIA
200,000.THE PARTNERSHIP FOR WORKING FAMILIES N/A 501C3 PUBL CHARSEE STATEMENT1620 I STREET NW SUITE 210WASHINGTON, DC 20006
250,000.TIDES CENTER N/A 501C3 PUBL CHARSEE STATEMENTTHE PRESIDIO P O BOX 29907SAN FRANCISCO, CA 94129 0907
50,000.TRUSTEES OF TUFTS COLLEGE N/A 501C3 PUBL CHARSEE STATEMENTBALLOU HALL 2ND FLOORMEDFORD, MA 02155
872,300.UNITED NATIONS ENTITY FOR GENDER N/A INTL ORG BY SEE STATEMENTEQUALITY AND THE EMPOWERMENT OF WOMEN EXEC ORD220 EAST 42ND STREETNEW YORK, NY 10017
200,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 135
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
UNITED NATIONS FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT1800 MASSACHUSETTS AVENUE NW SUITE 400WASHINGTON, DC 20036
200,000.UNIVERSIDAD DEL DESARROLLO N/A PUBLIC CHARITY SEE STATEMENTAVENIDA LAS CONDES 12 438 LA BARNECHEA EQUIVSANTIAGO, CHILE
21,800.UNIVERSITY OF CAPE TOWN N/A PUBLIC CHARITY SEE STATEMENTPRIVATE BAG X3 RONDEBOSCH 7700 EQUIVCAPE TOWN, SOUTH AFRICA
225,640.UNIVERSITY OF DAR ES SALAAM N/A PUBLIC CHARITY SEE STATEMENTP O BOX 35091 EQUIVDAR ES SALAAM, TANZANIA
43,000.UNIVERSITY OF DAR ES SALAAM N/A PUBLIC CHARITY SEE STATEMENTP O BOX 35091 EQUIVDAR ES SALAAM, TANZANIA
100,000.UNIVERSITY OF DAR ES SALAAM N/A PUBLIC CHARITY SEE STATEMENTP O BOX 35091 EQUIVDAR ES SALAAM, TANZANIA
140,600.UNIVERSITY OF ECONOMICS HO CHI MINH N/A PUBLIC CHARITY SEE STATEMENTCITY EQUIV59C NGUYEN DINH CHIEU STREET DISTRICT3 HO CHI MINH CITY, VIETNAM
102,780.UNIVERSITY OF GHANA N/A PUBLIC CHARITY SEE STATEMENTP O BOX LG25 EQUIVLEGON ACCRA, GHANA
17,700.UNIVERSITY OF HYDERABAD N/A PUBLIC CHARITY SEE STATEMENTCENTRAL UNIVERSITY POST OFFICE EQUIVHYDERABAD, INDIA 500 046
194.UNIVERSITY OF KWAZULU NATAL N/A PUBLIC CHARITY SEE STATEMENTUNIVERSITY ROAD CHILTERN HILLS EQUIVWESTVILLE, KWAZULU NATAL, SOUTHAFRICA 3630
145,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 136
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
UNIVERSITY OF LIBERIA N/A PUBLIC CHARITY SEE STATEMENTP O BOX 10 1920 1000 CAPITAL HILL EQUIVMONROVIA, LIBERIA 10
164,000.UNIVERSITY OF MANCHESTER N/A PUBLIC CHARITY SEE STATEMENTOXFORD ROAD EQUIVMANCHESTER, UNITED KINGDOM M13 9PL
10,000.UNIVERSITY OF NAIROBI N/A PUBLIC CHARITY SEE STATEMENTP O BOX 30197 00100 EQUIVNAIROBI, KENYA
50,000.UNIVERSITY OF NAIROBI N/A PUBLIC CHARITY SEE STATEMENTP O BOX 30197 00100 EQUIVNAIROBI, KENYA
251,030.UNIVERSITY OF READING N/A PUBLIC CHARITY SEE STATEMENTWHITEKNIGHTS HOUSE P O BOX 217 EQUIVREADING RG6 6AH, UNITED KINGDOMBERKSHIRE
49,280.UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 339 EQUIVBLOEMFONTEIN, SOUTH AFRICA 9300
72,250.UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 339 EQUIVBLOEMFONTEIN, SOUTH AFRICA 9300
100,000.UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENTP O BOX 339 EQUIVBLOEMFONTEIN, SOUTH AFRICA 9300
350,000.UNIVERSITY OF WATERLOO N/A 501C3 PUBL CHARSEE STATEMENT200 UNIVERSITY AVENUE WESTWATERLOO, ON, CANADA N2L 3G1
245,471.UNIVERSITY OF WISCONSIN STEVENS POINT N/A 501C3 PUBL CHARSEE STATEMENT1801 FRANKLIN STREETSTEVENS POINT, WI 54481
26,365.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 137
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
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Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
VERA INSTITUTE OF JUSTICE INC N/A 501C3 PUBL CHARSEE STATEMENT233 BROADWAY 12TH FLOORNEW YORK, NY 10279
56,250.VERULAM ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENTPEAR TREE COTTAGE 45 NETHERTON LANEFYFIELD OXFORDSHIRE, UNITED KINGDOMOX3 5LS
557,300.VIETNAM HEALTH ECONOMICS ASSOCIATION N/A PUBLIC CHARITY SEE STATEMENTROOM 402 BUILDING A MINISTRY OF EQUIVHEALTH 138A GIANG VO STREET HANOI,VIETNAM
84,950.VILLAGEREACH N/A 501C3 PUBL CHARSEE STATEMENT601 NORTH 34TH STREETSEATTLE, WA 98102
152,172.WHAT WOULD JANE DO LLC N/A US NON CHARITY SEE STATEMENT205 MULBERRY STREET ERNEW YORK, NY 10012
250,000.WILDLIFE CONSERVATION SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT2300 SOUTHERN BOULEVARDBRONX, NY 10460
62,500.WILDLIFE CONSERVATION SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT2300 SOUTHERN BOULEVARDBRONX, NY 10460
122,700.WILLIAM J CLINTON FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT1200 PRESIDENT CLINTON AVENUELITTLE ROCK, AR 72201
67,484.WILLIAM J CLINTON FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT1200 PRESIDENT CLINTON AVENUELITTLE ROCK, AR 72201
100,000.WINTERHOUSE N/A US NON CHARITY SEE STATEMENT71 UNDERMOUNTAIN ROAD PO BOX 159 ERFALLS VILLAGE, CT 06031
20,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 138
123635 08-03-11
3
Total from continuation sheets
Grants and Contributions Approved for Future Payment (Continuation)
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RecipientFoundation
status ofrecipient
Purpose of grant orcontribution Amount
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
WONG HOY CHEONG NONE N/A SEE STATEMENT345E KERANJI APARTMENTS JALAN SS 19 3ASUBANG JAYA, SELANGOR, MALAYSIA 47500
2,700.WORKERS DEFENSE PROJECT INC N/A 501C3 PUBL CHARSEE STATEMENT5604 MANOR ROADAUSTIN, TX 78723
150,000.WORLD FOOD PRIZE FOUNDATION N/A 501C3 OP FDN ERSEE STATEMENT666 GRAND AVENUE SUITE 1700DES MOINES, IA 50309
250,000.WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT20 AVENUE APPIA CH 1211 EXEC ORDGENEVA, SWITZERLAND 27
25,000.WORLD METEOROLOGICAL ORGANIZATION N/A INTL ORG BY SEE STATEMENT7 BIS AVENUE DE LA PAIX CH 1211 EXEC ORDGENEVA 2, SWITZERLAND
73,000.WORLD WIDE WEB FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT114 STATE STREET SUITE 600BOSTON, MA 02109
20,000.ZBIGNIEW LIBERA NONE N/A SEE STATEMENTC O MARIOLA PRZJEMSKA UL KONIEVOVA 89PRAHA, CZECH REPUBLIC 130 00
2,700.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 139
123655 12-19-11
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - 3 LEGGED DOG INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF BUILDING A TWO PART SPONSORSHIP FUND AND
DISTRIBUTION PLATFORM FOR DEVELOPING AND DISTRIBUTING NEW WORKS OF
EXPERIMENTAL PERFORMING ART
NAME OF RECIPIENT - ACCENTURE LLP
FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS TOWARD THE COSTS OF
IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO PROBLEMS FACING POOR
AND VULNERABLE PEOPLE AND SHARING THEM WITH THE PHILANTHROPIC AND
SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT - ACCENTURE LLP
FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOP A
REPLICABLE VALUE PROPOSITION, BUSINESS CASE AND PILOT DESIGN FOR
OUTSOURCING WORK TO BUSINESS PROCESS OUTSOURCING COMPANIES EMPLOYING
POOR AND VULNERABLE PEOPLE, AS PART OF A BROADER DEMONSTRATION TO TEST
WHETHER THE NASCENT FIELD OF "IMPACT SOURCING" CAN YIELD BETTER
EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - ACCESS HEALTH INTERNATIONAL INC
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN BRAZIL
AND BANGLADESH, FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND CULTIVATE
FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - ACCESS HEALTH INTERNATIONAL INC
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THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF ACTIVITIES TO BUILD CAPACITY THROUGH TRAINING AND
MENTORING, IN ORDER TO BRING BEST PRACTICES IN THE HEALTH PRIVATE
SECTOR TO SCALE THROUGH EXISTING AND EVOLVING NETWORKS OF HEALTHCARE
PROVIDERS IN LOW AND MIDDLE INCOME COUNTRIES
NAME OF RECIPIENT - AFRICA HEALTH AND DEVELOPMENT INTERNATIONAL
IN SUPPORT OF A DOCUMENTARY THAT HIGHLIGHTS THE DIVERSITY OF AFRICAN
CULTURES, IDENTITY AND VALUES IN KENYA AND EXAMINES LINKS BETWEEN
CULTURE AND ENVIRONMENTAL PRESERVATION
NAME OF RECIPIENT - AFRICAN CENTER FOR ECONOMIC TRANSFORMATION
IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED
ON WEST AFRICA
NAME OF RECIPIENT - AFRICAN CENTER FOR ECONOMIC TRANSFORMATION
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT
FOCUSED ON WEST AFRICA
NAME OF RECIPIENT - AFRICAN CENTRE FOR GLOBAL HEALTH AND SOCIAL
TRANSFORMATION LIMITED
TOWARD THE COSTS OF A SECRETARIAT TO COORDINATE THE AFRICAN NETWORK FOR
HEALTH SYSTEMS GOVERNANCE, A REGIONAL EFFORT TO IMPROVE HEALTH AND
HEALTH SYSTEMS PERFORMANCE BY SUPPORTING CAPACITY, EXPERTISE AND
LEADERSHIP DEVELOPMENT WITHIN MINISTRIES OF HEALTH
NAME OF RECIPIENT - AFRICAN EVALUATION ASSOCIATION
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THE ROCKEFELLER FOUNDATION 13-1659629
TOWARD THE COSTS OF STRATEGIC PLANNING TO DEVELOP AN ORGANIZATIONAL,
MANAGEMENT AND PROGRAM STRUCTURE FOR TRANSITIONING FROM A VOLUNTARY TO
AN INDEPENDENT PROFESSIONAL PAN AFRICAN ASSOCIATION WORKING TO ADDRESS
THE ONGOING CAPACITY, PRACTICE AND POLICY NEEDS OF THE AFRICAN
EVALUATION CONSTITUENCY
NAME OF RECIPIENT - AFRICAN MEDICAL AND RESEARCH FOUNDATION
IN SUPPORT OF A PROJECT TO STRENGTHEN COMMUNITY BASED DISEASE
SURVEILLANCE SYSTEMS IN KENYA, UGANDA AND TANZANIA TO MONITOR AND
CONTROL PRIORITY DISEASES AND ENHANCE AWARENESS OF NEGLECTED DISEASES
NAME OF RECIPIENT - AFRICAN MEDICAL AND RESEARCH FOUNDATION
IN SUPPORT OF A PROJECT TO ENHANCE COMMUNITY BASED SURVEILLANCE AND
RESPONSE EFFORTS TO THE H1N1 VIRUS IN THE EAST AFRICA REGION
NAME OF RECIPIENT - AFRICAN POPULATION AND HEALTH RESEARCH CENTRE INC
IN SUPPORT OF A COLLABORATION WITH THE MINISTRY OF HEALTH, RWANDA TO
DEVELOP A PLAN TO INCREASE POLICY PLANNING AND ANALYSIS SKILLS WITHIN
THE MINISTRY, AND TO DEVELOP A FRAMEWORK AND METHODOLOGY FOR AN
ASSESSMENT OF THE ROLE OF THE PRIVATE HEALTH SECTOR IN RWANDA
NAME OF RECIPIENT - AFRICAN TECHNOLOGY POLICY STUDIES NETWORK
FOR USE BY ITS CLIMATE SENSE PROGRAM IN SUPPORT OF A PROJECT TO PROMOTE
CLIMATE CHANGE ADAPTATION RESEARCH, INNOVATION, AND TECHNOLOGY
ADOPTION, AND MAKE CLIMATE CHANGE SCIENCE MORE COMPREHENSIBLE TO
POLICYMAKERS, SCIENTISTS, AND THE PRIVATE SECTOR
NAME OF RECIPIENT - AFRICAN TECHNOLOGY POLICY STUDIES NETWORK
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THE ROCKEFELLER FOUNDATION 13-1659629
TOWARD THE COSTS OF "STRENGTHENING LINKAGE BETWEEN POLICY RESEARCH AND
THE POLICYMAKING FOR AFRICAN DEVELOPMENT," A WORKSHOP ON BRIDGING THE
GAP BETWEEN POLICY RESEARCH INSTITUTIONS AND IMPLEMENTATION BY
DEVELOPING A CONSORTIUM OF POLICY RESEARCH INSTITUTIONS, POLICYMAKING
GOVERNMENT UNITS AND PRACTITIONERS, TO BE HELD IN ADDIS ABABA,
ETHIOPIA, NOVEMBER 2011
NAME OF RECIPIENT - AFRICAN UNION COMMISSION
IN SUPPORT OF STRENGTHENING ITS INTERNAL CAPACITY TO DESIGN AND
IMPLEMENT THE AFRICA RISK CAPACITY PROJECT, A DISASTER RISK POOL THAT
WOULD PROVIDE RESOURCES TO AFRICAN NATIONS IN THE EVENT OF A SEVERE
WEATHER SHOCK
NAME OF RECIPIENT - AGRICULTURAL TRANSFORMATION AGENCY
IN SUPPORT OF INTEGRATING CLIMATE SMART RURAL DEVELOPMENT ACROSS
ETHIOPIA'S AGRICULTURAL SECTOR THROUGH A SET OF PROGRAMMATIC ACTIVITIES
RELATED TO CAPACITY BUILDING, NETWORKING AND RESEARCH
NAME OF RECIPIENT - ALLAVIDA KENYA LIMITED
FOR USE BY ITS KENYA SOCIAL INVESTMENT EXCHANGE IN SUPPORT OF MARKET
RESEARCH AND PROOF OF CONCEPT ANALYSIS TO TEST THE VIABILITY OF
EXPANDING PRODUCT AND SERVICES DELIVERY TO POOR PEOPLE IN KENYA AND
EAST AFRICA THROUGH THE LAUNCH OF A KENYA BASED STOCK EXCHANGE FOR
SOCIAL ENTERPRISES AND CHARITABLE ORGANIZATIONS
NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA
TOWARD THE COSTS OF SPECIFIC ACTIVITIES TO SUPPORT ITS MISSION TO
IMPROVE THE PRODUCTIVITY AND INCOMES OF SMALL SCALE FARMERS IN AFRICA,
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THE ROCKEFELLER FOUNDATION 13-1659629
INCLUDING FACILITATING A LEADERSHIP TRANSITION AND INTEGRATION OF ITS
PROGRAMS WITH THOSE OF PARTNERS IN THE BREADBASKET REGIONS OF KEY
COUNTRIES
NAME OF RECIPIENT - ALLIANCE FOR DOWNTOWN NEW YORK INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "ANIMATING GREENWICH SOUTH," A PROTOTYPE OF A REAL
ESTATE DEVELOPMENT AND FUNDING MODEL FOR AN ARTS DISTRICT IN LOWER
MANHATTAN TO ENCOURAGE INSTITUTIONAL AND INDIVIDUAL INNOVATION THROUGH
PUBLIC AND PRIVATE PARTNERSHIPS THAT WILL ULTIMATELY SUPPORT
COMMERCIAL, RESIDENTIAL AND RETAIL GROWTH IN THE AREA
NAME OF RECIPIENT - ALLIANCE OF ARTISTS COMMUNITIES
IN SUPPORT OF A CONVENING TO BE HELD AT THE ROCKEFELLER FOUNDATION
BELLAGIO CENTER, SPRING 2012, TO EXPLORE RESIDENCY PROGRAMS AT THE
BELLAGIO CENTER AND ELSEWHERE, INCLUDING WHETHER AND HOW THEY
CONTRIBUTE TO MULTI DISCIPLINARY DIALOGUES AND PROMOTE INNOVATION AND
CREATIVITY FOR THE INDIVIDUAL ARTISTS AND THE BROADER COMMUNITY
NAME OF RECIPIENT - AMERICAN IDEAS INSTITUTE
IN SUPPORT OF CREATING ITS AMERICAN CONSERVATIVE CENTER FOR PUBLIC
TRANSPORTATION AS A VEHICLE TO BUILD PUBLIC SUPPORT FOR PUBLIC
TRANSPORTATION
NAME OF RECIPIENT - AMERICAN IDEAS INSTITUTE
FOR USE BY ITS AMERICAN CONSERVATIVE CENTER FOR PUBLIC TRANSPORTATION
TOWARD THE COSTS OF COMMENTARY, MEDIA AND ADVOCACY ACTIVITIES TO BUILD
SUPPORT FOR PUBLIC TRANSPORTATION
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NAME OF RECIPIENT - APCO WORLDWIDE LIMITED
TOWARD THE COSTS OF A PROJECT TO PRODUCE COMMUNICATIONS, WEB AND
KNOWLEDGE MANAGEMENT PRODUCTS FOR THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK (ACCCRN), SUPPORT MEDIA AND DONOR OUTREACH
ACTIVITIES, AND SUPPORT LINKING AND LEARNING AMONG ACCCRN NETWORK
GRANTEES AND OTHER STAKEHOLDERS
NAME OF RECIPIENT - APPLIED RESEARCH CENTER
IN SUPPORT OF RESEARCH TO LANDSCAPE POLICY AND ADVOCACY INITIATIVES
DESIGNED TO IMPROVE EQUITY IN THE U.S. FOOD SYSTEM
NAME OF RECIPIENT - ASHOKA
FOR USE BY ITS CHANGEMAKERS INITIATIVE, IN COLLABORATION WITH MEMBER
GOVERNMENTS OF THE GROUP OF 20, IN SUPPORT OF THE DESIGN AND LAUNCH OF
AN INCLUSIVE GLOBAL COMPETITION TO IDENTIFY INNOVATIVE IDEAS FOR
INVESTING IN SMALL AND MEDIUM SCALE BUSINESSES WHOSE GROWTH CAN
PROMOTE PRO POOR DEVELOPMENT EITHER THROUGH JOB AND INCOME GENERATION
OR THE PROVISION OF SERVICES AT AFFORDABLE PRICES
NAME OF RECIPIENT - ASHOKA
FOR USE BY ITS CHANGEMAKERS INITIATIVE IN SUPPORT OF THE "SUSTAINABLE
AND INCLUSIVE HOUSING AND LIVABLE CITIES CHALLENGE," A COLLABORATIVE
COMPETITION FOR INNOVATIONS IN SUSTAINABLE HOUSING DESIGN FOR LATIN
AMERICA AND THE CARIBBEAN AND A "SUSTAINABLE HOUSING SOLUTIONS GUIDE"
FOR INNOVATORS, ENTREPRENEURS, INVESTORS AND CONSUMERS ADDRESSING URBAN
HOUSING ISSUES
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NAME OF RECIPIENT - ASHOKA INNOVATORS FOR THE PUBLIC THAILAND FOUNDATION
TOWARD THE COSTS OF A PROJECT TO SUPPORT THE DESIGN, DEVELOPMENT, AND
SELECTION OF AN URBAN CLIMATE CHANGE RESILIENCE INNOVATION PRIZE THAT
HELPS BUILD A NEW COHORT OF SOCIAL ENTREPRENEURS IN AN EMERGING FIELD
WITH LIMITED PRACTITIONERS
NAME OF RECIPIENT - ASIA FOUNDATION
IN SUPPORT OF EFFORTS TO ASSIST CIVIL SOCIETY ORGANIZATIONS IN VIETNAM
AND THAILAND TO ALLEVIATE THE IMPACTS OF THE GLOBAL ECONOMIC CRISIS BY
DELIVERING CRITICAL SOCIAL SERVICES TO THE URBAN POOR, MIGRANT LABORERS
AND DISTRESSED RURAL COMMUNITIES
NAME OF RECIPIENT - ASIAN COALITION FOR HOUSING RIGHTS
IN SUPPORT OF ITS ASIAN COALITION FOR COMMUNITY ACTION TO TRAIN AND
PROVIDE PROJECT SUPPORT TO COMMUNITY ARCHITECTS AND MEDIA
PRACTITIONERS, BUILD PARTNERSHIPS WITH POLICYMAKERS, AND GENERATE
KNOWLEDGE PRODUCTS THAT FOCUS ON COMMUNITY DRIVEN URBAN REVITALIZATION
NAME OF RECIPIENT - ASIAN COMMUNITY HEALTH ACTION NETWORK
IN SUPPORT OF THE PEOPLE'S HEALTH MOVEMENT'S BI ANNUAL ASSEMBLY AND A
RELATED WORKSHOP TO ENGAGE CIVIL SOCIETY IN POLICY DIALOGUES ON
STRENGTHENING HEALTH SYSTEMS
NAME OF RECIPIENT - ASIAN DISASTER PREPAREDNESS CENTER
IN SUPPORT OF DEVELOPING AND IMPLEMENTING A TRAINING COURSE ON CLIMATE
AND DISASTER RISK MANAGEMENT AND PROVIDING TECHNICAL ASSISTANCE TO
ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) PARTNERS
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NAME OF RECIPIENT - ASIAN MIGRANT CENTRE
IN SUPPORT OF RESEARCH ON THE IMPACT OF CLIMATE CHANGE ON LIVELIHOODS
AND POTENTIAL FOR MIGRATION OF POPULATIONS IN THE GREATER MEKONG SUB
REGION
NAME OF RECIPIENT - ASPEN INSTITUTE INC
FOR USE BY ITS CONGRESSIONAL PROGRAM TOWARD THE COSTS OF A NONPARTISAN
PROJECT TO EDUCATE MEMBERS OF THE U.S. CONGRESS ON KEY PUBLIC POLICY
ISSUES
NAME OF RECIPIENT - ASPEN INSTITUTE INC
FOR USE BY ITS CONGRESSIONAL PROGRAM TOWARD THE COSTS OF A NONPARTISAN
PROJECT TO EDUCATE MEMBERS OF THE U.S. CONGRESS ON THE CONFLUENCE OF
FORCES, INCLUDING TRANSPORTATION, THAT IMPACT ENERGY SECURITY AND
CLIMATE CHANGE
NAME OF RECIPIENT - ASPEN INSTITUTE INC
TOWARD THE COSTS OF ITS AGENT ORANGE IN VIETNAM FUND, TO EXPAND THE
"HOPE SYSTEM OF CARE FOR CHILDREN AND DISABILITIES" PROGRAM INTO THE
CAM LE DISTRICT OF DA NANG, VIETNAM
NAME OF RECIPIENT - ASPEN INSTITUTE INC
FOR USE BY ITS ASPEN NETWORK OF DEVELOPMENT ENTREPRENEURS TOWARD THE
COSTS OF STARTING AN INTERNAL RESEARCH CAPACITY TO ACTIVELY AGGREGATE,
CREATE AND DISTRIBUTE INFORMATION ON THE FIELD OF ENTREPRENEURIAL
DEVELOPMENT, IN PARTICULAR BY ADDRESSING QUESTIONS ABOUT THE IMPACT OF
SMALL AND GROWING BUSINESSES ON POVERTY ALLEVIATION IN EMERGING MARKET
COUNTRIES
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - ATENEO DE MANILA UNIVERSITY
FOR USE BY ITS SCHOOL OF GOVERNMENT IN SUPPORT OF RESEARCH, MAPPING,
CONVENINGS AND STUDY TOURS TO LANDSCAPE THE IMPACT OF PUBLIC
TRANSPORTATION SYSTEMS ON POOR AND VULNERABLE PEOPLE IN METRO MANILA
AND TO INVESTIGATE TRANSPORTATION RELATED ENTREPRENEURIAL AND
LIVELIHOOD SOLUTIONS WITHIN THAT SYSTEM THAT COULD BENEFIT POOR AND
VULNERABLE RESIDENTS
NAME OF RECIPIENT - AVASANT LLC
IN SUPPORT OF RESEARCHING THE POLICIES, INCENTIVES AND GLOBAL BEST
PRACTICES THAT ENCOURAGE THE GROWTH OF EMPLOYMENT OPPORTUNITIES FOR
PEOPLE WHO ARE HISTORICALLY AND SOCIO ECONOMICALLY DISADVANTAGED
NAME OF RECIPIENT - BANGABANDHU SHEIKH MUJIB MEDICAL UNIVERSITY
IN SUPPORT OF A PROJECT TO LAUNCH A NEW DEPARTMENT OF PUBLIC HEALTH AND
INFORMATICS IN BANGLADESH
NAME OF RECIPIENT - BANGLADESH RURAL ADVANCEMENT COMMITTEE
IN SUPPORT OF A PROJECT TO FINE TUNE, IMPLEMENT AND SCALE UP THE BRAC
HEALTHCARE INNOVATIONS PROGRAM (B HIP) FOR BRAC BENEFICIARIES AND THEIR
FAMILIES
NAME OF RECIPIENT - BERTELSMANN FOUNDATION NORTH AMERICA INC
TOWARD THE COSTS OF "MEGATRENDS IN GLOBAL INTERACTION: CREATIVE
DISSEMINATION AND NEW MEDIA STRATEGY," A PROJECT TO DEVELOP AN
ACCESSIBLE ON LINE PLATFORM WITH GLOBAL TREND RESOURCES TO ASSIST
RESEARCHERS AND POLICYMAKERS IDENTIFY FUTURE GLOBAL CHALLENGES AND
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THE ROCKEFELLER FOUNDATION 13-1659629
ENRICH LONG TERM PLANNING EFFORTS
NAME OF RECIPIENT - BIPARTISAN POLICY CENTER INC
TOWARD THE COSTS OF ITS NATIONAL TRANSPORTATION POLICY PROJECT, AN
EFFORT TO CREATE A VISION FOR THE FUTURE OF SURFACE TRANSPORTATION
POLICY IN THE UNITED STATES THROUGH RESEARCH, POLICY ANALYSIS AND
RECOMMENDATIONS, AND ADVOCACY TO HELP ADVANCE FIVE NATIONAL
TRANSPORTATION GOALS: ECONOMIC GROWTH; METROPOLITAN ACCESSIBILITY;
CLIMATE CHANGE AND ENERGY SECURITY; SAFETY; AND NATIONAL CONNECTIVITY
NAME OF RECIPIENT - BLUEGREEN ALLIANCE FOUNDATION
IN SUPPORT OF RESEARCH TO IDENTIFY THE POTENTIAL FOR CERTIFICATION
SYSTEMS AND INDICES TO INCREASE SOCIAL AND ECONOMIC EQUITY ACROSS THE
FOOD SYSTEM IN THE UNITED STATES
NAME OF RECIPIENT - BLUEGREEN ALLIANCE FOUNDATION
FOR USE BY ITS CLEAN ENERGY MANUFACTURING CENTER TOWARD THE COSTS OF
"CREATING AN ADMINISTRATIVE POLICY ROAD MAP FOR THE CLEAN ENERGY
ECONOMY," A COLLABORATIVE PROJECT WITH THE SIERRA CLUB TO PERFORM AN
ANALYSIS OF EMPLOYMENT OPPORTUNITIES FOR LOW AND MODERATE INCOME
WORKERS THROUGHOUT THE WIND AND SOLAR ENERGY SUPPLY CHAINS
NAME OF RECIPIENT - BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
IN SUPPORT OF RESEARCH THAT WILL INTEGRATE CLIMATE CHANGE RESILIENCE
MODELS, CROP MODELS AND FOOD SECURITY DATA IN SUB SAHARAN AFRICA TO
INFORM THE PRIORITIZATION OF INVESTMENTS IN AGRICULTURAL DEVELOPMENT
AND AID IN THE IDENTIFICATION OF POTENTIALLY ADAPTIVE CROP RESEARCH AND
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THE ROCKEFELLER FOUNDATION 13-1659629
CROP SHIFTING STRATEGIES
NAME OF RECIPIENT - BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
FOR USE BY ITS CENTER ON PHILANTHROPY AND CIVIL SOCIETY IN SUPPORT OF
ACQUIRING AND OPERATING THE "STANFORD SOCIAL INNOVATION REVIEW," A
PUBLICATION FOCUSED ON CRITICAL ISSUES RELATED TO PHILANTHROPY, SOCIAL
INNOVATION AND CIVIC ENGAGEMENT
NAME OF RECIPIENT - BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
FOR USE BY ITS WOODS INSTITUTE FOR THE ENVIRONMENT IN SUPPORT OF THE
"UNCOMMON DIALOGUE" PROGRAM, A SERIES OF WORKSHOPS AND PAPERS EXPLORING
NEW IDEAS AND INTERVENTION OPPORTUNITIES RELATED TO PROBLEMS FACING
POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE PHILANTHROPIC AND
SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT - BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
FOR USE BY ITS STANFORD CENTER ON PHILANTHROPY AND CIVIL SOCIETY TOWARD
THE COSTS OF A PROJECT TO GENERATE A RESEARCH AGENDA AND SUPPORT A
SUBSET OF RESEARCH PROJECTS TO YIELD A BETTER AND EXPANDED KNOWLEDGE
BASE OF ORGANIZATIONAL INNOVATION IN THE SOCIAL SECTOR
NAME OF RECIPIENT - BOWERY ARTS AND SCIENCE LTD
AS A RECIPIENT OF THE NEW YORK CITY CULTURAL INNOVATION FUND, TOWARD
THE COSTS OF "A WHITE WING BRUSHING THE BUILDING: POETRY AND
COMMUNITY," A MULTI FACETED, COMMUNITY BASED PRESENTATION OF POETRY
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FROM 16 DIVERSE NEW YORK CITY NEIGHBORHOODS, UTILIZING NEW MEDIA
TECHNOLOGIES
NAME OF RECIPIENT - BRAC UNIVERSITY
FOR USE BY ITS BRAC DEVELOPMENT INSTITUTE TOWARD THE COSTS OF A PROJECT
TO DESIGN AND IMPLEMENT INTERVENTIONS TO IMPROVE THE QUALITY OF LIVES
OF SLUM DWELLERS IN FIVE BANGLADESHI SLUMS, CARRY OUT QUANTITATIVE AND
QUALITATIVE ASSESSMENTS OF THE INTERVENTIONS, AND DEVELOP SUSTAINABLE
MODELS TO REPLICATE AND SCALE UP
NAME OF RECIPIENT - BRAC USA INC
IN SUPPORT OF A RESEARCH PROJECT TO DOCUMENT AND ANALYZE THE USE OF
PRIVATE SECTOR APPROACHES AND PUBLIC PRIVATE PARTNERSHIPS IN THE HEALTH
PROGRAMS OF THE BANGLADESH RURAL ADVANCEMENT COMMITTEE, AND TOWARD THE
COSTS OF AN INTERNATIONAL CONFERENCE TO SHARE BEST PRACTICES AND
EXPLORE THE POTENTIAL FOR USING MARKET BASED SOLUTIONS IN HEALTH
PROGRAMS IN OTHER COUNTRIES, TO BE HELD IN RAJENDRAPUR, BANGLADESH,
DECEMBER 2008
NAME OF RECIPIENT - BRIC ARTS MEDIA BROOKYN INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "PROBABLE FIREWORKS/CROSSING BORDERS," A NEW
RESIDENCY PROGRAM FOR BROOKLYN ARTISTS TO WORK COLLABORATIVELY ACROSS
THE DISCIPLINES OF VISUAL ARTS, PERFORMING ARTS AND MEDIA ARTS
NAME OF RECIPIENT - BROOKINGS INSTITUTION
FOR USE BY ITS METROPOLITAN POLICY PROGRAM TOWARD THE COSTS OF AN
INITIATIVE TO ADDRESS TRANSPORTATION AND INFRASTRUCTURE CHALLENGES
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THE ROCKEFELLER FOUNDATION 13-1659629
FACING CITIES IN THE UNITED STATES AND CREATE A NATIONAL VISION THAT
WILL ADVANCE TRANSPORTATION POLICIES THAT LEAD TO SOCIAL EQUITY,
ENVIRONMENTAL SUSTAINABILITY, AND ECONOMIC GROWTH
NAME OF RECIPIENT - BROOKINGS INSTITUTION
FOR USE BY ITS METROPOLITAN POLICY PROGRAM TOWARD THE COSTS OF THE
BROOKINGS ROCKEFELLER PROJECT ON STATE AND METROPOLITAN POLICY
INNOVATION, AN INITIATIVE WHICH SEEKS TO CATALYZE INNOVATIVE STATE AND
METROPOLITAN REFORM IN SUPPORT OF A PRODUCTIVE, SUSTAINABLE AND
INCLUSIVE ECONOMY
NAME OF RECIPIENT - BROOKLYN ACADEMY OF MUSIC INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF THE DEVELOPMENT OF INNOVATIVE PROGRAMMING FOR THE
RICHARD B. FISHER BUILDING TO DEMONSTRATE HOW A LARGE, GLOBAL
INSTITUTION CAN HAVE A LOCAL IMPACT
NAME OF RECIPIENT - BUILDING AMERICA S FUTURE EDUCATIONAL FUND
IN SUPPORT OF A NATIONAL POLL TO EVALUATE AMERICANS' VIEWS OF
INVESTMENTS IN TRANSPORTATION INFRASTRUCTURE AND REFORM
NAME OF RECIPIENT - BUILDING AMERICA'S FUTURE EDUCATIONAL FUND
TOWARD THE COSTS OF ACTIVITIES TO REVITALIZE INVESTMENT IN, AND RAISE
AWARENESS ABOUT, TRANSPORTATION AND INFRASTRUCTURE CHALLENGES FACING
CITIES IN THE UNITED STATES WITH THE GOAL OF ADVANCING A NATIONAL
VISION THAT WILL LEAD TO POLICIES OF SOCIAL EQUITY, ENVIRONMENTAL
SUSTAINABILITY, AND ECONOMIC GROWTH
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NAME OF RECIPIENT - CALVERT SOCIAL INVESTMENT FOUNDATION INC
IN SUPPORT OF A STRATEGIC PLANNING AND REBRANDING PROJECT TO REALIZE
ITS POTENTIAL TO INTERMEDIATE CAPITAL AT A SIGNIFICANTLY GREATER SCALE
NAME OF RECIPIENT - CAPITAL E LLC
TOWARD THE COSTS OF ITS GREEN BUILDING PERFORMANCE DATABASE, WHICH WILL
MAKE RIGOROUS DATA ON THE COSTS AND BENEFITS OF GREEN BUILDINGS FREE
AND PUBLICLY ACCESSIBLE
NAME OF RECIPIENT - CAREGO INTERNATIONAL INC
IN SUPPORT OF FACILITATING A LEARNING VISIT BY OFFICIALS OF THE KENYAN
MINISTRY OF MEDICAL SERVICES TO A SUCCESSFUL HEALTH INFORMATION
EXCHANGE WORKING SITE IN BRISBANE, AUSTRALIA AS A POTENTIAL MODEL FOR
IMPROVING THE QUALITY AND EFFICIENCY OF HEALTH CARE IN KENYA
NAME OF RECIPIENT - CARLETON UNIVERSITY
FOR USE BY ITS CENTRE FOR TRADE POLICY AND LAW TOWARD THE COSTS OF A
PROJECT TO STRENGTHEN THE EMERGING GLOBAL HEALTH DIPLOMACY NETWORK BY
CREATING AND MAINTAINING A WEBSITE FOR COLLECTING AND DISSEMINATING KEY
INFORMATION ABOUT CURRENT GLOBAL HEALTH DIPLOMACY NEGOTIATIONS AND
OTHER ISSUES
NAME OF RECIPIENT - CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE
TOWARD THE COSTS OF COMPLETING AND PUBLICIZING A RESEARCH REPORT TO
MAKE THE CASE FOR NEW REVENUE SOURCES THAT CAN FUND SUSTAINABLE
TRANSPORTATION, REDUCE CARBON EMISSIONS AND HELP TO REDUCE THE NATIONAL
DEFICIT
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NAME OF RECIPIENT - CARNEGIE HALL SOCIETY
TOWARD THE COSTS OF LAUNCHING THE NATIONAL YOUTH ORCHESTRA OF THE
UNITED STATES OF AMERICA A PROFESSIONAL CALIBER TRAINING ORCHESTRA THAT
WILL PROVIDE A TRANSFORMATIVE MUSICAL EXPERIENCE TO PROMISING YOUNG
MUSICIANS
NAME OF RECIPIENT - CASITA MARIA INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
PARTNERSHIP WITH COMPANY IN RESIDENCE DANCING IN THE STREETS TOWARD THE
COSTS OF DEVELOPING LONG TERM PUBLIC ART PROJECTS THAT ENGAGE
COMMUNITIES IN INVESTIGATING AND EXPRESSING THE CULTURAL HERITAGE OF
THE SOUTH BRONX
NAME OF RECIPIENT - CEC ARTSLINK INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF A SERIES OF PARTNERSHIPS BETWEEN INTERNATIONAL
ARTISTS, LOCAL ARTISTS AND NEW YORK CITY'S INTERNATIONAL DIASPORIC
COMMUNITIES TO COLLABORATIVELY DEVELOP NEW WORKS OF ART
NAME OF RECIPIENT - CEDAR ASSOCIATES LLC
IN SUPPORT OF A STUDY TO DOCUMENT AND VERIFY THE SCOPE OF BENEFITS
AVAILABLE WITHIN THE NATIONAL HEALTH COVERAGE PROGRAMS IN LOW AND
MIDDLE INCOME COUNTRIES, INCLUDING THE IDENTIFICATION OF FACTORS THAT
INFLUENCED THOSE COVERAGE DECISIONS, AND PUBLISHING THE RESULTS IN
ORDER TO PROVIDE AN EVIDENCE BASED RESOURCE FOR DEVELOPING STRATEGIES
TO STRENGTHEN HEALTH SYSTEMS AND INCREASE ACCESS TO CARE
NAME OF RECIPIENT - CENTER FOR AMERICAN PROGRESS
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IN SUPPORT OF A SERIES OF ISSUE BRIEFS, ARTICLES, OPINION PIECES AND
CONTINUED LEADERSHIP TO FACILITATE A BIPARTISAN DIALOGUE WITH FEDERAL
POLICYMAKERS TO ADVANCE THE CONCEPT OF SOCIAL IMPACT BONDS AS A METHOD
TO SCALE SOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND VULNERABLE
COMMUNITIES IN THE U.S.
NAME OF RECIPIENT - CENTER FOR AMERICAN PROGRESS
IN SUPPORT OF DEVELOPING AND DISSEMINATING POLICY SOLUTIONS TO THE
FUNDAMENTAL PROBLEMS OF ECONOMIC INEQUALITY, LACK OF OPPORTUNITY AND
HURDLES TO MOBILITY THAT EXPAND UPON AND AMPLIFY THE OCCUPY WALL STREET
CALLS FOR FAIRNESS AND EQUITY
NAME OF RECIPIENT - CENTER FOR CLEAN AIR POLICY
TOWARD THE COSTS OF RESEARCH, POLICY PAPERS AND WORKSHOPS THAT WILL
HIGHLIGHT BEST PRACTICES AND FEDERAL, STATE AND LOCAL POLICY OPTIONS TO
ADVANCE SUSTAINABLE TRANSPORTATION IN THE U.S.
NAME OF RECIPIENT - CENTER FOR INTERNATIONAL FORESTRY RESEARCH
IN SUPPORT OF DEVELOPING NATIONAL POLICIES FOR ADAPTATION TO CLIMATE
CHANGE AMONG FARMERS LIVING ADJACENT TO FORESTS IN KENYA AND UGANDA
NAME OF RECIPIENT - CENTER FOR NATIONAL POLICY
IN SUPPORT OF THE "GLOBAL SUMMIT ON RESILIENCE," TO MARK THE 10TH
ANNIVERSARY OF THE SEPTEMBER 11 TERRORIST ATTACKS, SHOWCASE ONGOING,
NEW AND PLANNED RESILIENCE EFFORTS INCLUDING INITIATIVES ON CLIMATE
ADAPTATION AND GLOBAL ECONOMIC DEVELOPMENT, AND OFFER TEMPLATES FOR
SUCCESSFUL RESILIENCE BUILDING ACTIVITIES THAT CAN BE PURSUED ON A
NATIONAL AND INTERNATIONAL SCALE
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NAME OF RECIPIENT - CENTER FOR NEIGHBORHOOD TECHNOLOGY
TOWARD THE COSTS OF IMPROVING AND ENCOURAGING THE USE OF THE HOUSING
AND TRANSPORTATION AFFORDABILITY INDEX, A TOOL THAT MEASURES THE IMPACT
OF TRANSPORTATION COSTS ON HOUSEHOLD ECONOMIC SECURITY, AND ASSISTING
ADVOCACY ORGANIZATIONS IN USING AREA SPECIFIC INFORMATION TO ENCOURAGE
NEW POLICIES THAT WILL ACHIEVE GREATER SOCIAL EQUITY AND IMPROVED
ENVIRONMENTAL OUTCOMES
NAME OF RECIPIENT - CENTER FOR URBAN PEDAGOGY INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF DEVELOPING A SOCIAL JUSTICE DESIGN CLINIC THAT
HELPS COMMUNITY ORGANIZATIONS DEMYSTIFY AND VISUALIZE COMPLEX URBAN
ISSUES
NAME OF RECIPIENT - CENTRE FOR DEMOCRACY AND DEVELOPMENT
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON WEST AFRICA
NAME OF RECIPIENT - CENTRE FOR DEMOCRACY AND DEVELOPMENT
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON WEST AFRICA
NAME OF RECIPIENT - CENTRE FOR HEALTH AND SOCIAL SERVICES
TOWARD THE COSTS OF ENGAGING ACCENTURE DEVELOPMENT PARTNERSHIPS TO
DEVELOP A STRATEGIC PLAN FOR THE ORGANIZATION AND OUTLINE A GROWTH
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STRATEGY TO PROMOTE AND STRENGTHEN ITS CAPACITY TO CONDUCT RESEARCH,
DEVELOP EVIDENCE AND PROVIDE POLICY ANALYSIS THAT SUPPORTS THE
STRENGTHENING OF HEALTH SYSTEMS IN AFRICA
NAME OF RECIPIENT - CENTRE FOR HEALTH AND SOCIAL SERVICES
IN SUPPORT OF ITS EFFORTS TO STRENGTHEN GHANA'S NATIONAL HEALTH SYSTEM,
INCLUDING AN ANALYSIS OF GHANA'S NATIONAL HEALTH INSURANCE SCHEME AND
EFFORTS TO SUPPORT THE COUNTRY'S MINISTRY OF HEALTH
NAME OF RECIPIENT - CENTRE FOR HEALTH AND SOCIAL SERVICES
IN SUPPORT OF THE FIRST "PAN AFRICAN CONFERENCE ON UNIVERSAL HEALTH
COVERAGE," TO BE HELD IN ACCRA, GHANA, NOVEMBER 2011, TO CREATE A
MOVEMENT AMONG COMMUNITY SUPPORTED ORGANIZATIONS, MINISTRIES OF HEALTH,
PRACTITIONERS AND ACADEMICS FOR EQUITABLE HEALTH FINANCING IN AFRICA
NAME OF RECIPIENT - CENTRE FOR PROMOTION OF QUALITY OF LIFE
IN SUPPORT OF A PROJECT TO STRENGTHEN HEALTH SYSTEMS, ADDRESS CLIMATE
CHANGE CHALLENGES AND INCREASE ACCESS TO HEALTH INSURANCE FOR POOR
COMMUNITIES IN TIEN GIANG PROVINCE, VIETNAM
NAME OF RECIPIENT - CERES INC
TOWARD THE COSTS OF IMPROVING THE STEWARDSHIP OF WATER RESOURCES BY
LARGE COMPANIES OPERATING IN WATER STRESSED REGIONS THROUGHOUT THE
WORLD AND ENCOURAGING BEST PRACTICES BY COMPANIES ON A BROAD RANGE OF
SUSTAINABILITY ISSUES WORLDWIDE
NAME OF RECIPIENT - CHALLENGE TO CHANGE
IN SUPPORT OF AN ASIA YOUTH INITIATIVES PROGRAM TO IDENTIFY AND BACK
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URBAN CLIMATE CHANGE RESILIENCE BUILDING EFFORTS IN THREE VIETNAMESE
CITIES (CAN THO, DA NANG, QUY NHON) THROUGH A CALL FOR PROPOSALS
DIRECTED AT LOCAL YOUTH
NAME OF RECIPIENT - CHARTER CITIES
IN SUPPORT OF CONVENING PANELS OF EXPERTS TO FORMULATE IDEAL POLICY
FRAMEWORKS THAT ENCOURAGE MORE SUSTAINABLE, EQUITABLE AND RESILIENT
CITIES
NAME OF RECIPIENT - CHICAGO COMMUNITY TRUST
TOWARD THE COSTS OF FACILITATING A TASK FORCE OF KEY STAKEHOLDERS IN
CHICAGO, INCLUDING PHILANTHROPIC, CIVIC AND GOVERNMENT LEADERS, TO
DEVELOP A SHARED VISION AND HIGH LEVEL IMPLEMENTATION PLAN FOR GOLD
STANDARD BUS RAPID TRANSIT IN THE CITY
NAME OF RECIPIENT - CHILDLINE KENYA
IN SUPPORT OF PROFESSIONALIZING AND INCREASING THE EFFICIENCY OF ITS
TOLL FREE CHILD ABUSE HOTLINE TO ENSURE BETTER RESPONSE AND SUPPORT TO
VULNERABLE CHILDREN IN KENYA
NAME OF RECIPIENT - CHIMPANZEE PRODUCTIONS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS DIGITAL DIASPORA FAMILY REUNION, TOWARD THE COSTS OF AN
INTERACTIVE VISUAL HISTORY OF NEW YORK CITY DEVELOPED FROM NEW YORKERS'
PERSONAL FAMILY ARCHIVES AND STORIES
NAME OF RECIPIENT - CHINA MEDICAL BOARD INC
IN SUPPORT OF LAUNCHING HEALTHSPACE.ASIA, A WEB BASED PLATFORM THAT
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AIMS TO ENCOURAGE NETWORKING AMONG HEALTH SYSTEMS RESEARCHERS IN ASIA,
INCLUDING REGIONAL DISSEMINATION OF THE 2011 LANCET SOUTHEAST ASIA
SERIES
NAME OF RECIPIENT - CHINA NATIONAL HEALTH DEVELOPMENT RESEARCH CENTER
IN SUPPORT OF FORMULATING SPECIFIC, EVIDENCE BASED OPTIONS FOR CREATING
A NATIONAL PROVIDER PAYMENT SYSTEM IN AN EFFORT TO ACHIEVE UNIVERSAL
HEALTH COVERAGE IN CHINA
NAME OF RECIPIENT - CHULALONGKORN UNIVERSITY
FOR USE BY ITS INSTITUTE OF ASIAN STUDIES, IN COLLABORATION WITH THE
EMBASSY OF INDIA IN BANGKOK, IN SUPPORT OF STRENGTHENING RELATIONS
BETWEEN THAILAND AND INDIA THROUGH AN EXHIBITION AND SEMINAR
CELEBRATING THE 150TH ANNIVERSARY OF THE BIRTH OF RABINDRANATH TAGORE,
TO BE HELD IN BANGKOK, THAILAND, SUMMER 2011
NAME OF RECIPIENT - CHULALONGKORN UNIVERSITY
FOR USE BY ITS CENTRE FOR HEALTH ECONOMICS, IN COLLABORATION WITH THE
ASIA NETWORK FOR CAPACITY BUILDING IN HEALTH SYSTEM STRENGTHENING AND
THE WORLD BANK INSTITUTE, IN SUPPORT OF A COURSE ON "STRATEGIES FOR
PRIVATE SECTOR ENGAGEMENT AND PUBLIC PRIVATE PARTNERSHIP IN HEALTH," TO
BE HELD IN BANGKOK, THAILAND, SUMMER 2011
NAME OF RECIPIENT - CITY FUTURES INC
FOR USE BY ITS CENTER FOR AN URBAN FUTURE IN SUPPORT OF CONVENING A
ROUNDTABLE OF URBAN THOUGHT LEADERS AND PRACTITIONERS TO DISCUSS THE
TRENDS THAT WILL AFFECT URBAN AREAS AND THOSE WHO LIVE IN THEM OVER THE
NEXT TWO DECADES, WITH A PARTICULAR EMPHASIS ON ISSUES EXPECTED TO
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IMPACT THE MOST VULNERABLE URBAN RESIDENTS
NAME OF RECIPIENT - CITY FUTURES INC
FOR USE BY ITS CENTER FOR AN URBAN FUTURE IN SUPPORT OF "DESIGNING NEW
YORK'S INNOVATION ECONOMY," A COMPREHENSIVE STUDY OF HOW NEW YORK
CITY'S DESIGN SCHOOLS HAVE BECOME CATALYSTS FOR INNOVATION,
ENTREPRENEURSHIP AND ECONOMIC GROWTH
NAME OF RECIPIENT - CLAREMONT GRADUATE UNIVERSITY
FOR USE BY ITS SCHOOL OF BEHAVIORAL AND ORGANIZATIONAL SCIENCES TO
PROVIDE GRANTEES AND PARTNERS, PARTICULARLY THOSE IN AFRICA AND ASIA,
WITH BETTER TOOLS TO DESIGN STRATEGIES AND EVALUATION PRACTICES AROUND
THE KIND OF COMPLEX OUTCOMES THAT ARE COMMON TO THE FOUNDATION'S
INITIATIVES
NAME OF RECIPIENT - CLEAN ECONOMY DEVELOPMENT CENTER
TOWARD THE COSTS OF DEVELOPING AN ENERGY EFFICIENCY FINANCING STRATEGY
FOR RHODE ISLAND, TO STIMULATE INVESTMENT IN CLEAN ENERGY, LEVERAGE
PRIVATE CAPITAL, AND PROVIDE A MODEL THAT CAN BE REPLICATED NATIONALLY
NAME OF RECIPIENT - CLEAN ENERGY WORKS OREGON
TOWARD THE COSTS OF A PROJECT EXPANDING ITS RESIDENTIAL ENERGY RETROFIT
PROGRAM (FROM THE CITY OF PORTLAND TO THE STATE OF OREGON) WITH
ENHANCED MARKETING, INFORMATION TECHNOLOGY SYSTEMS AND COMMUNICATIONS
STRATEGIES
NAME OF RECIPIENT - CLINTON GLOBAL INITIATIVE
TOWARD THE COSTS OF ITS 2011 ANNUAL CONFERENCE, DESIGNED TO CATALYZE A
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COMMUNITY OF GLOBAL LEADERS TO DEVISE AND IMPLEMENT INNOVATIVE
SOLUTIONS TO GLOBAL CHALLENGES SUCH AS ENERGY AND CLIMATE CHANGE,
POVERTY ALLEVIATION, GLOBAL HEALTH, AND EDUCATION
NAME OF RECIPIENT - CLINTON HEALTH ACCESS INITIATIVE INC
FOR USE BY ITS RWANDA COUNTRY OFFICE, IN COLLABORATION WITH THE
MINISTRY OF HEALTH IN RWANDA, TO UPGRADE DISTRICT HEALTH STRENGTHENING
TOOL SOFTWARE AND PROVIDE REGIONAL TRAINING AND SUPPORT FOR THE LOCAL
LEVEL INTEGRATION OF NEW EHEALTH TECHNOLOGIES COUNTRY WIDE
NAME OF RECIPIENT - CLUB OF MADRID FOUNDATION
FOR USE BY THE CLUB DE MADRID TOWARD THE COSTS OF ORGANIZING ITS
ANNUAL, INTERNATIONAL CONFERENCE TO DISCUSS THE IMPLICATIONS OF DIGITAL
TECHNOLOGIES FOR DEMOCRACY IN THE 21ST CENTURY
NAME OF RECIPIENT - CNT ENERGY
IN SUPPORT OF ITS "BUILDING THE MULTI FAMILY RETROFIT MARKET:
REPLICATING ENERGY SAVERS IN NEW MARKETS" INITIATIVE, WHICH AIMS TO
REPLICATE ITS MULTI FAMILY ENERGY RETROFIT MODEL IN U.S. CITIES
NAME OF RECIPIENT - COLUMBIA UNIVERSITY
FOR USE BY ITS EARTH INSTITUTE'S TROPICAL AGRICULTURE AND RURAL
ENVIRONMENT PROGRAM IN SUPPORT OF "MEETING THE CHALLENGE OF 2050:
INTELLIGENT AGRICULTURE AND FOOD SYSTEMS TO FEED THE GLOBAL
POPULATION," A PROGRAM TO CONTINUE THE DEVELOPMENT OF SUSTAINABLE FOOD
AND AGRICULTURE SYSTEMS AND LAUNCH A UNIVERSITY WIDE CENTER FOR
AGRICULTURE AND FOOD SYSTEMS
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NAME OF RECIPIENT - COLUMBIA UNIVERSITY
FOR USE BY ITS MAILMAN SCHOOL OF PUBLIC HEALTH IN SUPPORT OF THREE
PROJECTS DESIGNED TO STRENGTHEN HEALTH SYSTEMS AND RELATED ACTIVITIES:
1) A CONFERENCE ON SCALING UP HIV/AIDS SERVICES IN SUB SAHARAN AFRICA
TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, FALL
2010; 2) AN EFFORT TO IDENTIFY NEW FUNDERS OF HEALTH SYSTEMS AND
UNIVERSAL HEALTH COVERAGE; AND 3) A CONFERENCE ON THE "CHANGING
LANDSCAPE OF GLOBAL PUBLIC HEALTH," TO BE HELD IN NEW YORK CITY, JUNE
2010
NAME OF RECIPIENT - COLUMBIA UNIVERSITY
IN SUPPORT OF ACTIVITIES TO CREATE A JOINT PROGRAM IN GLOBAL EHEALTH
WITH THE MAILMAN SCHOOL OF PUBLIC HEALTH, THE DEPARTMENT OF BIOMEDICAL
INFORMATICS, AND THE EARTH INSTITUTE, IN AN EFFORT TO PROMOTE THE USE
OF INFORMATION TECHNOLOGY IN HEALTHCARE IN THE DEVELOPING WORLD WITH A
FOCUS ON CROSS COUNTRY DATA COLLECTION AND ANALYSIS USING ITS
MILLENNIUM GLOBAL VILLAGE NETWORK IN SUB SAHARAN AFRICA
NAME OF RECIPIENT - COMMON GROUND COMMUNITIES INC D B A COMMUNITY
SOLUTIONS
TOWARD THE COSTS OF DOCUMENTING A SYSTEMS APPROACH TO COMMUNITY
DEVELOPMENT AND IMPLEMENTING A NEW SYSTEM FOR DATA COLLECTION AND
PERFORMANCE MANAGEMENT AMONG THE BROWNSVILLE PARTNERSHIP, A CONSORTIUM
OF TWELVE COMMUNITY PARTNER ORGANIZATIONS AND AGENCIES THAT COORDINATE
EFFORTS TO PREVENT FAMILY HOMELESSNESS
NAME OF RECIPIENT - COMMON MARKET FOR EASTERN AND SOUTHERN AFRICA
SECRETARIAT
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IN SUPPORT OF POLICY ENGAGEMENT, RESEARCH, AND ANALYSIS WORK THAT WILL
STRENGTHEN AFRICA'S POSITION ON AGRICULTURE IN INTERNATIONAL CLIMATE
CHANGE NEGOTIATIONS AND WILL HELP NATIONAL GOVERNMENTS DEVELOP CLIMATE
SMART AGRICULTURAL POLICIES AND ACTION PLANS
NAME OF RECIPIENT - COMMUNITY AND INDIVIDUAL DEVELOPMENT ASSOCIATION
TOWARD THE COSTS OF ESTABLISHING AN ACADEMY TO TRAIN UNEMPLOYED AND
DISADVANTAGED YOUTH FOR VARIOUS ROLES WITHIN THE OUTSOURCING INDUSTRY,
AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - COMMUNITY CATALYST INC
IN SUPPORT OF THE AFFORDABLE CARE ACT IMPLEMENTATION FUND, WHICH SEEKS
TO ENSURE EFFECTIVE AND EQUITABLE IMPLEMENTATION OF HEALTH CARE REFORM
FOR POOR AND VULNERABLE POPULATIONS IN THE U.S.
NAME OF RECIPIENT - COMMUNITY PARTNERS
FOR USE BY THE GEENA DAVIS INSTITUE ON GENDER IN MEDIA TOWARD THE COSTS
OF A GLOBAL RESEARCH STUDY THAT WILL EXAMINE GENDER PORTRAYALS IN
FAMILY FILMS MADE OUTSIDE OF THE UNITED STATES AND THE IMPACT OF THESE
PORTRAYALS ON THE SOCIAL, EMOTIONAL AND PHYSICAL HEALTH, ATTITUDES AND
BEHAVIORS OF WOMEN AND GIRLS
NAME OF RECIPIENT - CONFEDERATION OF INDIAN INDUSTRY
FOR USE BY ITS SOHRABJI GODREJ GREEN BUSINESS CENTER IN SUPPORT OF
BRINGING TOGETHER STAKEHOLDERS FROM THE MOBILE PHONE INDUSTRY,
FINANCIAL INSTITUTIONS, COMMUNITY ORGANIZATIONS, GOVERNMENT AND THE
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TECHNOLOGY MANUFACTURING AND SUPPLY SECTORS TO CREATE AN ENABLING
ENVIRONMENT NECESSARY FOR THE SUCCESS AND SCALE UP OF A MULTI SITE
PROJECT TO GENERATE OFF GRID ELECTRICITY FOR DISTRIBUTION TO POOR RURAL
COMMUNITIES IN INDIA
NAME OF RECIPIENT - COOPERATIVE FOR ASSISTANCE AND RELIEF EVERYWHERE CARE
USA
FOR USE BY ITS POVERTY, ENVIRONMENT AND CLIMATE CHANGE NETWORK TO
DEVELOP AND IMPLEMENT A SUSTAINABLE AGRICULTURE AND LAND MANAGEMENT
CARBON PROJECT IN WESTERN KENYA
NAME OF RECIPIENT - CORPORATION FOR NATIONAL AND COMMUNITY SERVICE
FOR USE BY ITS WHITE HOUSE COUNCIL FOR COMMUNITY SOLUTIONS'
EFFECTIVENESS WORKING GROUP TOWARD THE COSTS OF HIRING A SENIOR ANALYST
TO SUPPORT DEVELOPING THE FRAMEWORK AND TOOLKIT FOR SUCCESSFUL
COMMUNITY YOUTH ENGAGEMENT PROGRAMS
NAME OF RECIPIENT - COUNCIL ON FOREIGN RELATIONS INC
IN SUPPORT OF A COLLABORATION WITH THE BRAZILIAN MISSION TO ORGANIZE A
PANEL ON PROGRESS TOWARD UNIVERSAL HEALTH COVERAGE, TO BE HELD DURING
THE UNITED NATIONS GENERAL ASSEMBLY MEETING IN SEPTEMBER 2011, AND
THREE FOLLOW UP ROUNDTABLE DISCUSSIONS
NAME OF RECIPIENT - COUNCIL ON FOUNDATIONS
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE THE OPPORTUNITY,
LEADERSHIP AND TOOLS NEEDED BY PHILANTHROPIC ORGANIZATIONS TO EXPAND,
ENHANCE AND SUSTAIN THEIR ABILITY TO ADVANCE THE COMMON GOOD
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NAME OF RECIPIENT - CREATIVE TIME INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION AWARD TOWARD THE
COSTS OF LAUNCHING "ARTISTS ON THE NEWS," A BIWEEKLY FEATURE ON THE
HUFFINGTON POST WEBSITE AS WELL AS A REGULAR PUBLIC RADIO SEGMENT THAT
INCLUDES ARTISTS TO ENCOURAGE BROADER THINKING ON CURRENT EVENTS AND
PROMOTE ARTISTS AS ACTIVE PARTICIPANTS IN PUBLIC LIFE
NAME OF RECIPIENT - CREATIVE TIME INC
TOWARD THE COSTS OF LAUNCHING "ARTISTS ON THE NEWS," A WEBSITE
FEATURING ARTISTS TO ENCOURAGE BROADER THINKING ON CURRENT EVENTS AND
PROMOTE ARTISTS AS ACTIVE PARTICIPANTS IN PUBLIC LIFE
NAME OF RECIPIENT - CROWN AGENTS FOR OVERSEA GOVERNMENTS AND
ADMINISTRATIONS LIMITED
FOR USE BY ITS CROWN AGENTS LEGAL DIVISION, TOWARD THE COSTS OF
LAUNCHING A SECRETARIAT TO COORDINATE THE HARNESSING NON STATE ACTORS
FOR BETTER HEALTH FOR THE POOR (HANSHEP) PROJECT, A PARTNERSHIP TO
ENABLE POOLED DONOR FUNDS AND EXPERTISE TO SUPPORT INNOVATIVE PRIVATE
SECTOR HEALTH PROGRAMS AND APPROACHES GLOBALLY
NAME OF RECIPIENT - D2D FUND INC
TOWARD THE COSTS OF ITS EFFORTS TO EXPAND SAVINGS OPTIONS FOR LOW AND
MODERATE INCOME AMERICAN WORKERS BY PROMOTING SAVINGS BONDS THROUGH A
STRATEGY OF DEMONSTRATION, RESEARCH, EDUCATION AND COMMUNICATION
NAME OF RECIPIENT - DALBERG CONSULTING CC
IN SUPPORT OF A SCOPING STUDY IN WEST AFRICA TO IDENTIFY CURRENT IMPACT
INVESTING ACTIVITIES, KEY PLAYERS, SUCCESSES, FAILURES, LESSONS
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LEARNED, POLICY ISSUES, AND STEPS REQUIRED TO GROW THE SECTOR FOR THE
BENEFIT OF POOR AND VULNERABLE POPULATIONS IN THE REGION
NAME OF RECIPIENT - DANCE FILMS ASSOCIATION INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
SUPPORT OF A PARTNERSHIP WITH TENDU TV TO PRODUCE, MARKET AND
DISTRIBUTE HD/3D FILMS OF NEW YORK CITY DANCE COMPANIES' PRODUCTIONS
NAME OF RECIPIENT - DARA BIRNBAUM
IN SUPPORT OF ART MATERIALS AND SHIPPING IN CONJUNCTION WITH A CREATIVE
ARTIST RESIDENCY AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER
NAME OF RECIPIENT - DECENTRALISED ENERGY SYSTEMS INDIA PRIVATE LIMITED
IN SUPPORT OF A PROJECT TO DESIGN AND TEST SCALABILITY AND
REPLICABILITY OF OFF GRID ENERGY SERVICE COMPANIES FOR DELIVERING
RENEWABLE ENERGY SOLUTIONS THAT PROVIDE CLEAN ENERGY AND SPUR LOCAL
ECONOMIC GROWTH FOR RURAL COMMUNITIES IN INDIA
NAME OF RECIPIENT - DEMOS A NETWORK FOR IDEAS AND ACTION LTD
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS INSTITUTE FOR CULTURE IN THE SERVICE OF COMMUNITY
SUSTAINABILITY TOWARD THE COSTS OF COLLECTING AND DISSEMINATING NEW
DATA AND FIELD RESEARCH TO QUANTIFY AND QUALIFY HOW ARTS AND CULTURE
ENHANCE THE CULTURAL, ENVIRONMENTAL AND COMMUNITY SUSTAINABILITY OF
URBAN COMMUNITIES
NAME OF RECIPIENT - DIABETIC ASSOCIATION OF BANGLADESH
FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OF
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ESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS
OF SCIENCE CURRICULUM ON HEALTH INFORMATICS
NAME OF RECIPIENT - DIGITAL DIVIDE DATA
IN SUPPORT OF ESTABLISHING A PROGRAM IN KENYA TO OPERATE LOCAL IMPACT
OUTSOURCING CENTERS EMPLOYING DISADVANTAGED YOUTH, HOST A MANAGEMENT
TRAINING INSTITUTE TO BUILD THE CAPACITY OF IMPACT OUTSOURCING
MANAGERS, AND CONDUCT MARKET RESEARCH TO UNDERSTAND THE EMERGING SECTOR
NAME OF RECIPIENT - DUKE UNIVERSITY
FOR USE BY ITS CENTER ON GLOBALIZATION, GOVERNANCE & COMPETITIVENESS TO
PREPARE A VALUE CHAIN ANALYSIS ON THE AGENCIES, INSTITUTIONS AND FIRMS
NECESSARY TO DEVELOP A ROBUST GOLD STANDARD BUS RAPID TRANSIT SYSTEM
THROUGHOUT THE UNITED STATES
NAME OF RECIPIENT - DUKE UNIVERSITY
FOR USE BY ITS CENTER FOR THE ADVANCEMENT OF SOCIAL ENTREPRENEURSHIP IN
SUPPORT OF A RESEARCH PROJECT ANALYZING THE SUSTAINABILITY AND IMPACT
OF IMPACT ENTERPRISES ON POOR AND VULNERABLE POPULATIONS GLOBALLY
NAME OF RECIPIENT - EARTH ISLAND INSTITUTE INC
FOR USE BY ITS CLIMATE WISE WOMEN PROJECT IN SUPPORT OF A SERIES OF
ACTIVITIES LEADING UP TO THE UNITED NATIONS' COMMISSION ON THE STATUS
OF WOMEN AND RIO + 20, LED BY A GROUP OF INTERNATIONAL COMMUNITY
ACTIVISTS WHO WILL SHARE THEIR STORIES RELATED TO CLIMATE CHANGE,
ENVIRONMENTAL JUSTICE AND GENDER EQUALITY WITH LOCAL WOMEN LEADERS IN
AN INTERACTIVE FORMAT THAT FORGES CONNECTIONS AMONG DEVELOPED AND
DEVELOPING COUNTRIES
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NAME OF RECIPIENT - EAST CENTRAL AND SOUTHERN AFRICAN HEALTH COMMUNITY
IN CONTINUED SUPPORT OF ITS INITIATIVE TO STRENGTHEN LEADERSHIP AND
INCREASE CAPACITY AND STRATEGIC INFORMATION RESOURCES AT THE MINISTRIES
OF HEALTH IN EAST, CENTRAL AND SOUTHERN AFRICAN COUNTRIES IN ORDER TO
MAXIMIZE BENEFITS FROM FUTURE NEGOTIATIONS RELATED TO GLOBAL HEALTH
DIPLOMACY
NAME OF RECIPIENT - EAST AFRICAN COMMUNITY
IN SUPPORT OF EFFORTS TO STRENGTHEN CROSS BORDER HUMAN AND ANIMAL
DISEASE PREVENTION, SURVEILLANCE AND CONTROL IN THE EAST AFRICAN
COMMUNITY PARTNER STATES
NAME OF RECIPIENT - EAST CENTRAL AND SOUTHERN AFRICAN HEALTH COMMUNITY
IN SUPPORT OF ITS INITIATIVE TO STRENGTHEN LEADERSHIP AND INCREASE
CAPACITY AND STRATEGIC INFORMATION RESOURCES AT THE MINISTRIES OF
HEALTH IN EAST, CENTRAL AND SOUTHERN AFRICAN COUNTRIES IN ORDER TO
MAXIMIZE BENEFITS FROM FUTURE NEGOTIATIONS RELATED TO GLOBAL HEALTH
DIPLOMACY
NAME OF RECIPIENT - ECOAGRICULTURE INTERNATIONAL INC
IN SUPPORT OF EVALUATING PROGRAM MODELS FOR CLIMATE FINANCE IN
AGRICULTURE AND FOR THE SECOND INTERNATIONAL ECOAGRICULTURE CONFERENCE
AND KNOWLEDGE EXCHANGE, TO BE HELD IN NAIROBI, KENYA IN 2012
NAME OF RECIPIENT - ECONOMIC MOBILITY CORPORATION
IN SUPPORT OF AN EVALUATION OF TRANSITIONAL EMPLOYMENT PROGRAMS
SUPPORTED WITH AMERICAN RECOVERY AND REINVESTMENT ACT FUNDS TO ASSESS
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PARTICIPANT AND EMPLOYER EXPERIENCES AND OUTCOMES
NAME OF RECIPIENT - ECONOMIC POLICY INSTITUTE
IN SUPPORT OF RESEARCH AND POLICY ANALYSIS ON A RANGE OF ECONOMIC
SECURITY ISSUES FOR WORKING FAMILIES, WITH A FOCUS ON THE CORRELATION
BETWEEN FEDERAL INFRASTRUCTURE INVESTMENTS AND JOB GROWTH AND ECONOMIC
DEVELOPMENT
NAME OF RECIPIENT - ECONOMIC POLICY INSTITUTE
IN SUPPORT OF RESEARCH ON EMPLOYMENT OPPORTUNITIES AND CHALLENGES IN
THE GREEN ECONOMY, INCLUDING CURRENT ANALYSIS AND FUTURE PROJECTIONS OF
THE GROWTH, QUALITY AND COMPOSITION OF JOBS IN MULTIPLE SECTORS OF THE
ECONOMY RELATED TO CLIMATE MITIGATION AND RESILIENCE
NAME OF RECIPIENT - EDWARD T JACKSON AND ASSOCIATES LTD
IN SUPPORT OF MONITORING AND EVALUATION OF THE ROCKEFELLER FOUNDATION'S
INITIATIVE IN DEVELOPMENT, POVERTY REDUCTION THROUGH INFORMATION AND
DIGITAL EMPLOYMENT (PRIDE) AND TO FOSTER LEARNING, ACCOUNTABILITY AND
PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT - EDWARD T JACKSON AND ASSOCIATES LTD
IN SUPPORT OF A STRATEGIC ASSESSMENT OF THE FIELD OF IMPACT INVESTING
AND AN EVALUATION OF THE WORK OF THE ROCKEFELLER FOUNDATION'S
INITIATIVE, HARNESSING THE POWER OF IMPACT INVESTING
NAME OF RECIPIENT - EGERTON UNIVERSITY
FOR USE BY ITS TEGEMEO INSTITUTE OF AGRICULTURAL POLICY AND DEVELOPMENT
IN SUPPORT OF BUILDING INSTITUTIONAL CAPACITY IN CLIMATE CHANGE
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THE ROCKEFELLER FOUNDATION 13-1659629
RESEARCH AND ANALYSIS BY CONDUCTING A SOCIO ECONOMIC STUDY ON THE
EFFECTS OF CLIMATE CHANGE ON RURAL COMMUNITIES IN KENYA AND IDENTIFYING
ADAPTATION RESPONSES
NAME OF RECIPIENT - EGERTON UNIVERSITY
IN SUPPORT OF AN INITIATIVE TO HELP FARMERS AND PASTORALISTS IN KENYA
TO ADEQUATELY ADAPT TO CLIMATE CHANGE AS PART OF AN EFFORT TO LEAD A
REGIONAL CLIMATE CHANGE ADAPTATION MOVEMENT
NAME OF RECIPIENT - EL PUENTE DE WILLIAMSBURG INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF A CULTURAL NEEDS ASSESSMENT OF SOUTH WILLIAMSBURG
INCLUDING EFFORTS TO DOCUMENT ITS SOCIAL INFRASTRUCTURE AND MAP
CULTURAL ASSETS THAT SUPPORT CREATIVE, HEALTH AND COMMUNITY DEVELOPMENT
NAME OF RECIPIENT - ELETS TECHNOMEDIA PVT LTD
IN SUPPORT OF CONDUCTING A FEASIBILITY STUDY ON CREATING AN ONLINE
EHEALTH MAGAZINE THAT COVERS DEVELOPMENTS IN THE EHEALTH SECTOR IN
AFRICA
NAME OF RECIPIENT - EMCARTS INC
IN SUPPORT OF ACTIVITIES TO CAPTURE AND SHARE LESSONS LEARNED BY
GRANTEES OF THE FOUNDATION'S NEW YORK CITY CULTURAL INNOVATION FUND
NAME OF RECIPIENT - EMERALD CITIES COLLABORATIVE INC
IN GENERAL SUPPORT OF ITS MISSION TO "GREEN" U.S. CITIES AND
METROPOLITAN ECONOMIES THROUGH ENERGY EFFICIENCY RETROFIT PROGRAMS AND
OTHER HIGH ROAD EMPLOYMENT ORIENTED INITIATIVES THAT ADVANCE EQUAL
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OPPORTUNITY, SHARED WEALTH AND DEMOCRACY
NAME OF RECIPIENT - ENABLIS ENTREPRENEURIAL NETWORK EAST AFRICA LIMITED
IN SUPPORT OF IDENTIFYING, TRAINING AND PROVIDING DEVELOPMENT SUPPORT
TO BUSINESS PROCESS OUTSOURCING ENTREPRENEURS IN NAIROBI AND KISUMU, AS
PART OF A BROADER DEMONSTRATION TO TEST WHETHER A NEW FIELD OF "IMPACT
SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR VERY POOR
POPULATIONS
NAME OF RECIPIENT - ENVIRONMENTAL GRANTMAKERS ASSOCIATION
IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE EFFECTIVE ENVIRONMENTAL
PHILANTHROPY BY SHARING KNOWLEDGE, FOSTERING DEBATE, CULTIVATING
LEADERSHIP, FACILITATING COLLABORATION, AND CATALYZING ACTION
NAME OF RECIPIENT - ENVIRONMENTAL LAW AND POLICY CENTER OF THE MIDWEST
TOWARD THE COSTS OF ITS TRANSPORTATION REFORM PROJECT, A MULTI PRONGED
EFFORT THAT AIMS TO INFORM THE NATIONAL TRANSPORTATION REAUTHORIZATION
DEBATE, ADVOCATE FOR HIGH SPEED RAIL, AND PROMOTE RURAL TRANSPORTATION
AND OTHER STATE POLICY REFORM EFFORTS IN THE MIDWEST REGION OF THE
UNITED STATES
NAME OF RECIPIENT - ENVIRONMENTAL LAW AND POLICY CENTER OF THE MIDWEST
TOWARD THE COSTS OF ITS TRANSPORTATION REFORM PROJECT, A MULTI PRONGED
EFFORT THAT AIMS TO INFORM THE NATIONAL TRANSPORTATION REAUTHORIZATION
DEBATE, ADVOCATE FOR HIGH SPEED RAIL, AND PROMOTE RURAL TRANSPORTATION
AND OTHER STATE POLICY REFORM EFFORTS IN THE MIDWEST REGION OF THE
UNITED STATES
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NAME OF RECIPIENT - ETC FOUNDATION
FOR USE BY ITS PROLINNOVA NETWORK TO TRANSITION THE FARMER ACCESS TO
INNOVATION RESOURCES PILOT PROGRAMS TO FARMER MANAGED INSTITUTIONS IN
AFRICA AND ASIA
NAME OF RECIPIENT - ETHEKWINI MUNICIPALITY
TOWARDS THE COSTS OF A CLIMATE CHANGE COMMUNICATION AND ADVOCACY
CAMPAIGN IN DURBAN, SOUTH AFRICA LEADING UP TO THE 17TH UNITED NATIONS
FRAMEWORK CONVENTION ON CLIMATE CHANGE (COP 17) THAT WILL HIGHLIGHT
DURBAN AS A PIONEER CITY IN ADDRESSING CLIMATE CHANGE CHALLENGES
NAME OF RECIPIENT - ETHIOPIAN INSTITUTE OF AGRICULTURAL RESEARCH
IN SUPPORT OF THE MAINSTREAMING OF CLIMATE CHANGE ADAPTATION INTO FOOD
SECURITY AND SUSTAINABLE DEVELOPMENT IN ETHIOPIA
NAME OF RECIPIENT - EXIT ART THE FIRST WORLD INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF ESTABLISHING "DIGIMOVIES," A THEATER EXCLUSIVELY
DEVOTED TO THE PRESENTATION OF DIGITALLY PRODUCED INDEPENDENT CINEMA,
AND A NEW GRASSROOTS INFRASTRUCTURE FOR DIGITAL FILM DISTRIBUTION
NAME OF RECIPIENT - FAMILY HEALTH INTERNATIONAL
FOR USE BY ITS ASIAN PACIFIC REGIONAL OFFICE TOWARD THE COSTS OF
DEVELOPING AND IMPLEMENTING A HOSPITAL ACCREDITATION SYSTEM IN
BANGLADESH
NAME OF RECIPIENT - FARM INPUT PROMOTIONS AFRICA LTD
IN SUPPORT OF BUILDING CLIMATE CHANGE RESILIENCE THROUGH THE
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DISSEMINATION OF ADAPTIVE TECHNOLOGIES AMONG 65,000 SMALLHOLDER FARMERS
IN SEMI ARID AREAS OF KENYA AND TANZANIA
NAME OF RECIPIENT - FDN INTL RED CROSS RED CRESCENT CENTRE ON CLIMATE CHG
AND DISASTER PREP
IN SUPPORT OF DEVELOPING CLIMATE RESILIENCE STRATEGIES AND PRACTICES IN
THE HEALTH SECTOR RELATED TO THE INCREASING RISK OF FLOODS IN EAST
AFRICA AND CHANGING PATTERNS OF VECTOR BORNE DISEASES IN SOUTHEAST ASIA
NAME OF RECIPIENT - FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION
FOR USE BY FLORIDA STATE UNIVERSITY TOWARD THE COSTS OF CONVENING A
WORKSHOP AND ESTABLISHING A CLEARINGHOUSE ON MARKET BASED SOLUTIONS TO
IMPROVE PUBLIC TRANSPORTATION
NAME OF RECIPIENT - FOOD AGRICULTURE AND NATURAL RESOURCES POLICY
ANALYSIS NETWORK
IN SUPPORT OF A PROJECT TO STRENGTHEN ADVOCACY CAPACITY FOR CLIMATE
SMART AGRICULTURE, INCLUDING PRODUCING POLICY PAPERS AND A KNOWLEDGE
BANK, TRAINING AND EQUIPPING PRACTITIONERS WITH ADVOCACY MESSAGES,
TRAINING AFRICAN JOURNALISTS ON CLIMATE CHANGE AND AGRICULTURE ISSUES,
AND PARTICIPATING IN KEY POLICY DIALOGUES AND CLIMATE CHANGE
NEGOTIATIONS
NAME OF RECIPIENT - FOREST TRENDS ASSOCIATION
IN SUPPORT OF LAUNCHING AN AFRICAN AGRICULTURE CLIMATE FINANCE FACILITY
(AACFF) IN TWO COUNTRIES IN AN EFFORT TO INNOVATE, TEST AND DOCUMENT A
NEW SET OF TRANSACTION MODELS THAT CAN BE USED TO ACCESS CARBON AND
CLIMATE FINANCE SOURCES FOR SMALLHOLDER FARMER DRIVEN AGRICULTURAL
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CLIMATE MITIGATION AND ADAPTATION PROJECTS
NAME OF RECIPIENT - FOREST TRENDS ASSOCIATION
IN SUPPORT OF DEVELOPING CLIMATE AGRICULTURAL FINANCE MODELS THAT CAN
BE USED TO ACCESS CARBON AND CLIMATE FINANCE SOURCES FOR AGRICULTURAL
CLIMATE MITIGATION AND ADAPTATION PROJECTS IN AN EFFORT TO REDUCE
POVERTY AND DECREASE VULNERABILITY FOR SMALLHOLDER FAMERS IN AFRICA
NAME OF RECIPIENT - FORO NACIONAL INTERNACIONAL
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT, FOCUSED ON SOUTH AMERICA
NAME OF RECIPIENT - FOUNDATION CENTER
IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN THE NONPROFIT SECTOR BY
ADVANCING KNOWLEDGE ABOUT U.S. PHILANTHROPY
NAME OF RECIPIENT - FOUNDATION FOR THAILAND RURAL RECONSTRUCTION MOVEMENT
UNDER ROYAL PATRONAGE
FOR USE BY ITS CHANGE FUSION INSTITUTE IN SUPPORT OF A LANDSCAPE
MAPPING OF KEY STAKEHOLDERS AND THE DEVELOPMENT OF A PARTNERSHIP
PLATFORM AIMED AT FOSTERING THE EMERGING FIELD OF SOCIAL INVESTMENT IN
SOUTHEAST ASIA
NAME OF RECIPIENT - FREEDOM FROM HUNGER
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN THE
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ANDES REGION OF LATIN AMERICA, AND FOSTER LINKAGES AMONG KEY
STAKEHOLDERS TO CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - FUND FOR THE CITY OF NEW YORK INC
TOWARD THE COSTS OF DEVELOPING A PLAN FOR JAMAICA BAY PARKS IN NEW YORK
CITY AS A SITE FOR RESEARCH AND EXPERIMENTATION ON CLIMATE RESILIENCE
AS WELL AS COMMUNITY ENGAGEMENT AND EDUCATION
NAME OF RECIPIENT - FUNDACAO BRASILEIRA PARA O DESENVOLVIMENTO
SUSTENTAVEL
IN SUPPORT OF THE JOINT INITIATIVE ON URBAN SUSTAINABILITY (JIUS) TO
DEVELOP MODELS, RELATIONSHIPS AND AN OVERARCHING FRAMEWORK THAT WILL
CATALYZE SUSTAINABLE INVESTMENT IN BRAZIL, THE UNITED STATES AND OTHER
COUNTRIES
NAME OF RECIPIENT - FUNDACAO INTERUNIVERSITARIA DE ESTUDOS E PESQUISAS
SOBRE O TRABALHO
IN SUPPORT OF IN DEPTH RESEARCH TO EXPLORE POLICY AND INCENTIVES FOR
DEVELOPING AND CONNECTING IMPACT INVESTMENT TO THE SOLIDARITY ECONOMY
THUS PROMOTING EQUITABLE AND SUSTAINABLE DEVELOPMENT IN BRAZIL
NAME OF RECIPIENT - FUNDACAO OSWALDO CRUZ
FOR USE BY ITS CENTER FOR INTERNATIONAL RELATIONS IN HEALTH, IN SUPPORT
OF THE COSTS OF PARTICIPATION OF NONGOVERNMENTAL ORGANIZATIONS FROM
DEVELOPING COUNTRIES IN THE "WORLD CONFERENCE ON SOCIAL DETERMINANTS OF
HEALTH" TO BE HELD IN RIO DE JANEIRO, BRAZIL, OCTOBER 2011
NAME OF RECIPIENT - GEORGETOWN UNIVERSITY
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FOR USE BY ITS GEORGETOWN CLIMATE CENTER IN SUPPORT OF COORDINATING THE
TRANSPORTATION CLIMATE INITIATIVE, A REGIONAL EFFORT BY ELEVEN
NORTHEAST AND MID ATLANTIC STATES AND THE DISTRICT OF COLUMBIA TO
REDUCE TRANSPORTATION SECTOR GREENHOUSE GAS EMISSIONS AND SPEED THE
DEVELOPMENT OF A CLEAN ENERGY ECONOMY
NAME OF RECIPIENT - GIIRS LLC
IN GENERAL SUPPORT OF ITS MISSION TO CREATE A SOCIAL AND ENVIRONMENTAL
RATING SYSTEM FOR IMPACT INVESTORS THAT REPRESENTS A CRITICAL PIECE OF
INDUSTRY INFRASTRUCTURE DESIGNED TO FACILITATE GREATER FLOWS OF CAPITAL
INTO THE IMPACT INVESTING MARKETPLACE
NAME OF RECIPIENT - GLOBAL HEALTHCARE INFORMATION NETWORK LTD
IN SUPPORT OF A PROJECT TO DEVELOP A MONITORING AND EVALUATION
FRAMEWORK AND PROCESS FOR THE "HEALTH INFORMATION FOR ALL BY 2015"
(HIFA2015) ONLINE NETWORK, WHICH IS COMMITTED TO PROMOTING ACCESS TO
RELIABLE HEALTHCARE INFORMATION FOR HEALTHCARE PROVIDERS IN DEVELOPING
COUNTRIES
NAME OF RECIPIENT - GLOBALGIVING FOUNDATION INC
IN SUPPORT OF ITS CROWDSOURCING AND CROWDFUNDING SOCIAL INNOVATION
PROGRAM, IN COLLABORATION WITH INNOCENTIVE, INC., TO ASSIST
ORGANIZATIONS AND INDIVIDUALS IN FINDING SOLUTIONS TO ADDRESS SCIENCE
AND TECHNOLOGY RELATED CHALLENGES INHERENT IN THEIR PROJECTS THAT HAVE
THE POTENTIAL TO IMPROVE THE LIVES OF POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT - GODEKE CONSULTING
IN SUPPORT OF RESEARCHING THE LANDSCAPE OF POTENTIAL IMPACT INVESTORS
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TO BUILD A MORE ROBUST MARKET FOR SOCIAL IMPACT BONDS IN ORDER TO SCALE
SOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN
THE UNITED STATES
NAME OF RECIPIENT - GOOD JOBS FIRST
IN SUPPORT OF BUILDING WORKING COALITIONS BETWEEN TRANSIT RIDERS AND
TRANSIT UNIONS AND RECRUITING MORE ORGANIZED LABOR GROUPS TO HELP
ADVANCE TRANSPORTATION POLICY REFORM
NAME OF RECIPIENT - GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF DEVELOPING A MODEL FOR WARD LEVEL CLIMATE CHANGE
RESILIENCE PLANNING THAT CAN BE INTEGRATED INTO THE OVERALL DEVELOPMENT
PLANNING PROCESS IN GORAKHPUR, INDIA, AS PART OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF EFFORTS TO STRENGTHEN ITS INSTITUTIONAL CAPACITY TO BUILD
URBAN CLIMATE CHANGE RESILIENCE IN EASTERN INDIA BY EXPANDING ITS
ACTIVITIES TO THREE NEW CITIES, AS PART OF ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK
NAME OF RECIPIENT - GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF A PROJECT TO ENHANCE THE CLIMATE CHANGE RESILIENCE OF
GORAKHPUR CITY THROUGH RESEARCH AND ADVOCACY ON THE CONTRIBUTION OF
PERI URBAN AGRICULTURE TO MITIGATING LONG TERM CHANGING PATTERNS OF
FLOOD RISK, AND THE EXPANSION OF AGRICULTURE FARM MODELS AND EXTENSION
SERVICES
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NAME OF RECIPIENT - GRANTMAKERS IN THE ARTS
IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN THE FIELD OF PRIVATE
SECTOR ARTS AND CULTURE GRANTMAKING
NAME OF RECIPIENT - GREATER CAPITAL ASSOCIATION INC
IN SUPPORT OF IN DEPTH RESEARCH TO EXAMINE HOW CHANGES IN THE
REGULATIONS GOVERNING PENSION FUND INVESTMENT PRACTICES IN SOUTH AFRICA
COULD FACILITATE A CHANGE IN THE INVESTMENT STRATEGIES OF ASSET
MANAGERS TO CATALYZE SUPPLY OF IMPACT INVESTMENT CAPITAL FOR
ENTERPRISES SERVING POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS
ASSOCIATION INC
TOWARD THE COSTS OF PRODUCING "THE DUST BOWL," A TWO PART, FOUR HOUR
FILM REVIEWING THE CAUSES, EFFECTS AND RESPONSES TO THE WORST MAN MADE
ECOLOGICAL DISASTER IN U.S. HISTORY
NAME OF RECIPIENT - GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS
ASSOCIATION INC
TOWARD THE COSTS OF A PUBLIC MEDIA INITIATIVE "THE LATINO AMERICANS,"
IN COLLABORATION WITH LATINO PUBLIC BROADCASTING, THAT WILL TELL THE
STORY OF LATINO IMMIGRATION TO AND CULTURE WITHIN THE UNITED STATES
OVER THE PAST 200 YEARS THROUGH FILM, RADIO, PUBLIC ENGAGEMENT,
EDUCATION AND COMMUNICATIONS CAMPAIGNS
NAME OF RECIPIENT - GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS
ASSOCIATION INC
IN SUPPORT OF "COPING WITH CLIMATE CHANGE," A MULTI PLATFORM PUBLIC
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MEDIA PROJECT BY PBS NEWSHOUR THAT FOCUSES ON THE CHALLENGES PRESENTED
BY A CHANGING ENVIRONMENT IN COMMUNITIES ACROSS THE U.S.
NAME OF RECIPIENT - GREEN FOR ALL
TOWARD THE COSTS OF ITS RETROFIT AMERICA'S CITIES AND GREEN JOBS CRA
PROGRAMS, WHICH SEEK TO BUILD THE CAPACITY OF GOVERNMENT, BUSINESS AND
COMMUNITY ORGANIZATIONS TO PARTICIPATE IN THE GREEN COLLAR ECONOMY AND
TO EXPAND PRIVATE CAPITAL INVESTMENT IN THE ENERGY EFFICIENCY RETROFIT
MARKET TO CREATE QUALITY JOBS FOR LOW INCOME AND VULNERABLE AMERICANS
NAME OF RECIPIENT - GREEN FOR ALL
TOWARD THE COSTS OF ITS NEW INITIATIVE TO DEVELOP GREEN JOBS
OPPORTUNITIES IN THE WATER MANAGEMENT SECTOR
NAME OF RECIPIENT - GREENPOINT MANUFACTURING AND DESIGN CENTER LOCAL
DEVELOPMENT CORP
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS NATURALLY OCCURRING CULTURAL DISTRICTS WORKING GROUP TOWARD
THE COSTS OF A CITY WIDE NETWORK OF CULTURAL AND COMMUNITY
ORGANIZATIONS DEDICATED TO SUPPORTING CULTURAL AND ECONOMIC DIVERSITY
AS INTEGRAL TO SUSTAINABLE COMMUNITIES
NAME OF RECIPIENT - GROUNDSWELL COMMUNITY MURAL PROJECT
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
PARTNERSHIP WITH THE MAJORA CARTER GROUP TOWARD THE COSTS OF
IDENTIFYING TRANSPORTATION RELATED CONCERNS IN THE SOUTH BRONX AND
RECOMMENDING DESIGN, SIGNAGE AND OTHER SOLUTIONS
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NAME OF RECIPIENT - GROWTH PHILANTHROPY NETWORK INC
TOWARD THE COSTS OF ITS SOCIAL IMPACT EXCHANGE INITIATIVE TO DEVELOP
PRACTICES FOR STUDYING, IMPLEMENTING AND FUNDING LARGE SCALE EXPANSIONS
OF TOP PERFORMING SOCIAL PURPOSE ORGANIZATIONS THAT SEEK TO SOLVE
SOCIAL AND ENVIRONMENTAL PROBLEMS THAT AFFECT POOR AND VULNERABLE
PEOPLE
NAME OF RECIPIENT - GUANGXI CENTER FOR DISEASE PREVENTION AND CONTROL
TOWARD THE COSTS OF A PROJECT TO STRENGTHEN NATIONAL AND SUB REGIONAL
CAPACITY IN SURVEILLANCE AND RESPONSE THROUGH THE MEKONG BASIN DISEASE
SURVEILLANCE NETWORK
NAME OF RECIPIENT - GUIDESTAR INTERNATIONAL LTD
IN SUPPORT OF CONTINUING DEVELOPMENT OF GUIDESTAR INDIA, A SEARCHABLE
ONLINE DATABASE THAT PROVIDES THE PHILANTHROPIC SECTOR IN INDIA WITH
BETTER ACCESS TO INFORMATION ON CREDIBLE NON GOVERNMENT ORGANIZATIONS
NAME OF RECIPIENT - GUIDESTAR USA INC
IN GENERAL SUPPORT OF ITS MISSION TO REVOLUTIONIZE PHILANTHROPY AND
NONPROFIT PRACTICE BY PROVIDING INFORMATION THAT ADVANCES TRANSPARENCY
IN THE PHILANTHROPIC SECTOR, ENABLES USERS TO MAKE BETTER DECISIONS,
AND ENCOURAGES CHARITABLE GIVING
NAME OF RECIPIENT - GUJARAT MAHILA HOUSING SEWA TRUST
IN COLLABORATION WITH SEWA BANK AND THE AFFORDABLE HOUSING INSTITUTE,
IN SUPPORT OF START UP COSTS ASSOCIATED WITH SEWA GRIH RIN, CREATING A
HOUSING FINANCE FACILITY DEDICATED EXCLUSIVELY TO POOR HOUSEHOLDS IN
INDIA
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NAME OF RECIPIENT - HABITAT FOR HUMANITY INTERNATIONAL INC
TOWARD THE COSTS OF "HOUSING CITIES AFTER A DISASTER," A WORLD HABITAT
DAY EVENT TO RAISE AWARENESS AND MOBILIZE PEOPLE TO TAKE ACTION IN
RESPONSE TO THE NEED FOR ADEQUATE SHELTER
NAME OF RECIPIENT - HANOI MEDICAL UNIVERSITY
TOWARDS THE COSTS OF ESTABLISHING A CENTER FOR HEALTH SYSTEM RESEARCH
TO PROMOTE THE IMPLEMENTATION OF EVIDENCE BASED HEALTH POLICIES IN
VIETNAM
NAME OF RECIPIENT - HANOI SCHOOL OF PUBLIC HEALTH
IN SUPPORT OF A PROJECT TO DEVELOP AND IMPLEMENT A BACHELOR'S DEGREE
PROGRAM IN PUBLIC HEALTH INFORMATICS IN VIETNAM
NAME OF RECIPIENT - HEALTH INFORMATICS IN AFRICA
TOWARD THE COSTS OF ITS 2011 HEALTH INFORMATICS IN AFRICA CONFERENCE
AND ADDITIONAL PLANNING FOR DEVELOPMENT OF HEALTH INFORMATICS RESEARCH
AND EDUCATION IN AFRICA
NAME OF RECIPIENT - HEALTH STRATEGY AND POLICY INSTITUTE
IN SUPPORT OF ESTABLISHING A NEW RESEARCH CENTER FOR STUDYING THE NON
STATE HEALTH SECTOR IN VIETNAM
NAME OF RECIPIENT - HEART OF BROOKLYN CULTURAL INSITUTIONS INC
TOWARD THE COSTS OF DEVELOPING A PROCESS MAPPING RUBRIC AND MODEL AND A
CAPACITY BUILDING CURRICULUM FOR COLLABORATIVE ENGAGEMENT AMONG
CULTURAL INSTITUTIONS, COMMUNITY PARTNERS AND THE LOCAL PUBLIC
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NAME OF RECIPIENT - HEARTFILE
IN GENERAL SUPPORT OF ITS MISSION TO DEVELOP INNOVATIONS IN THE HEALTH
SECTOR, CONTRIBUTE TO KNOWLEDGE IN THE AREAS OF HEALTH POLICY AND
PUBLIC HEALTH PLANNING, AND CATALYZE CHANGE WITHIN HEALTH SYSTEMS AND
BROADER SYSTEMS OF GOVERNANCE
NAME OF RECIPIENT - HOME FOR CONTEMPORARY THEATRE AND ART LTD D B A HERE
ART CENTER
TOWARD THE COSTS OF "MADE HERE," AN INTERACTIVE VIDEO, BLOG AND PODCAST
SERIES THAT EXAMINES CRITICAL ISSUES FACING PERFORMING ARTISTS IN NEW
YORK CITY
NAME OF RECIPIENT - IC FOUNDATION INC
IN GENERAL SUPPORT OF ITS MISSION TO INFORM THE PUBLIC ABOUT THE
IMPORTANCE OF INFUSING SOCIALLY RESPONSIBLE BUSINESS AND INVESTMENT
PRACTICES INTO GLOBAL BUSINESS AND CAPITAL MARKETS
NAME OF RECIPIENT - IDEO ORG
TOWARD THE COSTS OF IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO
PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE
PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT - IGAD CLIMATE PREDICTION AND APPLICATIONS CENTRE
IN SUPPORT OF STRENGTHENING ITS INSTITUTIONAL CAPACITY IN
AGROMETEOROLOGY AND IN CLIMATE PREDICTION AND ITS ABILITY TO PROVIDE
GREATER AND MORE EFFECTIVE DISSEMINATION OF CLIMATE INFORMATION TO THE
AGRICULTURE SECTOR AND FARMERS IN EAST AFRICA
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NAME OF RECIPIENT - IKHONO COMMUNICATIONS
IN SUPPORT OF A CONVENING TO ADDRESS CHALLENGES AND OPPORTUNITIES
FACING THE NASCENT FIELD OF "IMPACT SOURCING" AND EXPLORE STRATEGIES
FOR BRINGING THE WORK TO SCALE, TO BE HELD IN SOUTH AFRICA, DECEMBER
2011
NAME OF RECIPIENT - INAFI BANGLADESH FOUNDATION
IN SUPPORT OF CONDUCTING A STUDY ON THE FEASIBILITY OF MAKING
MICROINSURANCE PRODUCTS AVAILABLE TO POOR AND VULNERABLE POPULATIONS IN
BANGLADESH
NAME OF RECIPIENT - INAFI BANGLADESH FOUNDATION
IN SUPPORT OF FOSTERING A PRO POOR HEALTH INSURANCE AGENDA BY
SUPPORTING THE FURTHER DEVELOPMENT AND SUSTAINABILITY OF "MICRO
INSURANCE MUTUAL ENABLING" (MIME), A MUTUAL INSURANCE PROGRAM IN
BANGLADESH
NAME OF RECIPIENT - INDEPENDENT SECTOR
IN GENERAL SUPPORT OF ITS MISSION TO ADVANCE THE COMMON GOOD BY
LEADING, STRENGTHENING AND MOBILIZING THE NONPROFIT COMMUNITY
NAME OF RECIPIENT - INDEPENDENT SECTOR
IN SUPPORT OF DEVELOPING A NEW, SUSTAINABLE BUSINESS MODEL THAT IS
REPLICABLE FOR THE NONPROFIT MEMBERSHIP ORGANIZATION SECTOR, TO
GENERATE REVENUE AND ENGAGE A BROAD AND DIVERSE CONSTITUENCY
NAME OF RECIPIENT - INDEPTH NETWORK
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IN SUPPORT OF A STUDY TO DOCUMENT THE IMPACT OF UNIVERSAL HEALTH CARE
REFORMS ON ACCESS, UPTAKE AND UTILIZATION OF HEALTH CARE SERVICES AMONG
POOR AND VULNERABLE PEOPLE AT THE HOUSEHOLD LEVEL IN GHANA AND VIETNAM
NAME OF RECIPIENT - INDIAN INSTITUTE FOR HUMAN SETTLEMENTS
IN SUPPORT OF THE SAN KRANTI STUDENT CHALLENGE, A SIX MONTH NATIONAL
CAMPAIGN TO DOCUMENT THE PERCEPTIONS OF INDIAN YOUTH ON THE CHALLENGES
OF URBANIZATION AND ENCOURAGE EMERGING LEADERS TO ENGAGE IN SOLUTIONS
TO THESE CHALLENGES THROUGH PARTICIPATION IN A COMPETITION AND A
NATIONAL CONFERENCE IN MYSORE, NOVEMBER 2011
NAME OF RECIPIENT - INDIAN SCHOOL OF BUSINESS
FOR USE BY ITS CENTER FOR EMERGING MARKET SOLUTIONS TOWARD THE COSTS OF
RESEARCH, ANALYSIS, AND CONVENINGS FOCUSED ON URBANIZATION AND
AFFORDABLE HOUSING IN INDIA
NAME OF RECIPIENT - INDOCHINA RESEARCH CAMBODIA LTD
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, HORIZON
SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY
AND HUMAN DEVELOPMENT, FOCUSED ON CAMBODIA, LAOS, AND VIETNAM, AND FOR
THE DISSEMINATION OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG
DISTRIBUTION CHANNELS
NAME OF RECIPIENT - INNOVATION NETWORK FOR COMMUNITIES INC
IN SUPPORT OF ITS BUILDING RETROFIT INDUSTRY MARKET (BRIM) SCAN AND
SEGMENTATION ANALYSIS, AN EFFORT TO CONDUCT RESEARCH IN SUPPORT OF A
COORDINATED MARKET DEVELOPMENT INVESTMENT PLAN FOR THE ENERGY
EFFICIENCY RETROFIT SECTOR IN THE U.S.
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NAME OF RECIPIENT - INSTEDD
IN SUPPORT OF A SCOPING STUDY TO DESIGN AN ORGANIZATIONAL STRUCTURE AND
RESOURCE MOBILIZATION STRATEGY FOR AN INNOVATION LAB THAT FOSTERS THE
DEVELOPMENT AND IMPLEMENTATION OF LOCALLY SOURCED EHEALTH SOLUTIONS IN
BANGLADESH
NAME OF RECIPIENT - INSTITUTE FOR ALTERNATIVE FUTURES
IN SUPPORT OF CONVENING THE ANNUAL GATHERING OF THE ROCKEFELLER
FOUNDATION SEARCHLIGHT GRANTEES, TO DEVELOP CONCRETE INTERVENTION
OPPORTUNITIES THAT INFORM POTENTIAL INTERVENTIONS BY THE FOUNDATION AND
THE BROADER DEVELOPMENT COMMUNITY, TO BE HELD IN NEW YORK, APRIL 2012
NAME OF RECIPIENT - INSTITUTE FOR HEALTHCARE IMPROVEMENT
IN SUPPORT OF A PROJECT TO PROVIDE TECHNICAL SUPPORT AND FACILITATE
NETWORKING AMONG APPROXIMATELY 10 COUNTRIES OF THE JOINT LEARNING
NETWORK REGARDING THE DESIGN, IMPLEMENTATION, AND EVALUATION OF
RELEVANT QUALITY MECHANISMS AS A MEANS TO ACHIEVE UNIVERSAL HEALTH
COVERAGE
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF ASSISTING THREE CITIES IN VIETNAM CAN THO, DA NANG AND
QUY NHON TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, PROVIDE
PROJECT MANAGEMENT AND FINANCIAL OVERSIGHT FOR RESILIENCE PROJECTS, MAP
KEY CLIMATE CHANGE POLICIES AND NETWORKS AND IDENTIFY NEW SOURCES OF
FUNDING, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
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THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF A PROJECT, IN COLLABORATION WITH THE DA NANG UNIVERSITY
AND CITY AGENCIES IN DA NANG, VIETNAM, TO BUILD, TEST AND SHARE THE
DATA FROM TWO HYDROLOGICAL MODELS TO UNDERSTAND IMPACTS OF URBAN
DEVELOPMENT AND CLIMATE CHANGE IN THE CITY, A PARTIAL PARTICIPANT IN
THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE DEPARTMENT OF
EDUCATION AND TRAINING OF DA NANG CITY, THE DA NANG CLIMATE CHANGE
COORDINATION OFFICE, AND THE MINISTRY OF EDUCATION AND TRAINING, TO
DEVELOP, TEST, AND IMPLEMENT AN INTEGRATED URBAN CLIMATE CHANGE
RESILIENCE EDUCATION CURRICULUM FOR THREE EDUCATION LEVELS IN DANANG,
VIETNAM
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE BINH DINH
CLIMATE CHANGE COORDINATION OFFICE AND THE DEPARTMENT OF AGRICULTURE
AND RURAL DEVELOPMENT, TO RESTORE THE ECOSYSTEM OF A MANGROVE FOREST IN
AN URBAN LAGOON OF QUY NHON, VIETNAM, USING CO MANAGEMENT PRACTICES TO
ENABLE POSITIVE COMMUNITY BENEFITS AND SUCCESSFUL FOREST REGENERATION
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE CAN THO
CLIMATE CHANGE COORDINATION OFFICE, THE CAN THO DEPARTMENT OF HEALTH
AND THE CAN THO PREVENTIVE HEALTH CENTER, TO IMPROVE EARLY DETECTION
TECHNIQUES FOR DENGUE FEVER AND STRENGTHEN THE CAPACITY OF THE CAN THO
HEALTH SYSTEM, INCLUDING HEALTH CARE PRACTITIONERS, TO BE ABLE TO
RESPOND TO ABNORMAL OUTBREAKS OF DENGUE FEVER, AS PART OF THE ASIAN
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CITY CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF A PROJECT, IN COLLABORATION WITH THE CAN THO CLIMATE
CHANGE COORDINATION OFFICE, THE DEPARTMENT OF NATURAL RESOURCES AND
ENVIRONMENT, THE DEPARTMENT OF AGRICULTURE AND RURAL DEVELOPMENT AND
LOCAL RESEARCH INSTITUTES, TO DEVELOP AND IMPLEMENT A REAL TIME
SALINITY MONITORING SYSTEM, DETERMINE THRESHOLD SALINITY
CONCENTRATIONS, AND IDENTIFY AND IMPLEMENT RESPONSE MECHANISMS TO
INCREASE URBAN CLIMATE CHANGE RESILIENCE IN CAN THO CITY, VIETNAM, AS
PART OF THE ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF AN IMPACT ASSESSMENT OF FLOODING AND INUNDATION SCENARIOS
ON PLANNED URBAN DEVELOPMENT IN NHON BINH WARD IN THE CITY OF QUY NHON,
VIETNAM, IN THE CONTEXT OF POTENTIAL CLIMATE CHANGE IMPACT AND RECENT
EXTREME STORM EVENTS, IN CONNECTION WITH THE ASIAN CITIES CLIMATE
CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF A PROJECT, IN COLLABORATION WITH THE DA NANG WOMEN'S
UNION, TO BUILD RESILIENCE TO THE IMPACTS OF CLIMATE CHANGE THROUGH
FUNDING THE DEVELOPMENT OF STORM RESISTANT HOUSING AND PROVIDING
CAPACITY BUILDING SUPPORT TO AND RAISING AWARENESS AMONG VULNERABLE
COMMUNITIES IN DA NANG, VIETNAM, AS PART OF THE ASIAN CITY CLIMATE
CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
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THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF ESTABLISHING CITY CLIMATE CHANGE COORDINATION OFFICES IN
THREE VIETNAMESE CITIES (CAN THO, DA NANG AND QUY NHON) THAT WILL
ENABLE LOCAL GOVERNMENT PLANNING, DECISION MAKING AND POLICY
IMPLEMENTATION FOR CLIMATE CHANGE RESILIENCE AND ADAPTATION THAT IS
CONSISTENT WITH THE REQUIREMENTS OF THE VIETNAM NATIONAL TARGET PROGRAM
FOR CLIMATE CHANGE, AS PART OF THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL DEVELOPMENT STUDIES
IN SUPPORT OF A PROJECT TO BUILD THE CAPACITY OF THE CIVIL SOCIETY
SECTOR TO ADVOCATE HEALTH EQUITY IN VIETNAM
NAME OF RECIPIENT - INSTITUTE FOR SUSTAINABLE COMMUNITIES
IN SUPPORT OF EXPANDING ITS CLIMATE LEADERSHIP ACADEMIES TO PROVIDE
OFFICIALS FROM U.S. CITIES WITH KNOWLEDGE AND TRAINING ON HOW TO PLAN,
BUILD, FINANCE AND MANAGE GOLD STANDARD BUS RAPID TRANSIT SYSTEMS
NAME OF RECIPIENT - INSTITUTE FOR THE ANALYSIS OF GLOBAL SECURITY INC
IN SUPPORT OF ITS MOBILITY CHOICE PROJECT, WHICH SEEKS TO BUILD A
COALITION OF CONSTITUENTS FROM ACROSS THE POLITICAL SPECTRUM AND FROM
ALL PARTS OF THE COUNTRY TO ADVANCE THE CASE FOR NATIONAL
TRANSPORTATION REFORM AROUND MOBILITY CHOICE, ENERGY SECURITY AND
GOVERNMENT ACCOUNTABILITY
NAME OF RECIPIENT - INSTITUTE FOR THE FUTURE
IN SUPPORT OF A PROJECT TO SYNTHESIZE AND VISUALIZE TREND AND HORIZON
SCANNING INFORMATION ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT THROUGH A SIGNALS DATABASE, A WEB BASED MAP, AND AN
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INTERACTIVE GAME PLATFORM
NAME OF RECIPIENT - INSTITUTE FOR TRANSPORTATION AND DEVELOPMENT POLICY
IN SUPPORT OF A PROJECT TO STUDY THE STATUS OF BUS RAPID TRANSIT (BRT)
PROJECTS IN THE U.S. AND TO DEVELOP A STRATEGY TO ADVANCE BRT,
INCLUDING PLANS FOR THE POSSIBLE IMPLEMENTATION OF A WORLD CLASS BRT
PROJECT IN THE U.S.
NAME OF RECIPIENT - INSTITUTE FOR TRANSPORTATION AND DEVELOPMENT POLICY
IN SUPPORT OF ITS "ROADMAP TO GOLD STANDARD BUS RAPID TRANSIT (BRT)"
PROJECT TO ASSIST UP TO FOUR U.S. CITIES WITH DEVELOPING AND PLANNING
WORLD CLASS BRT SYSTEMS, AND TO BROADLY EDUCATE CITIES ACROSS THE
COUNTRY ON THE DEFINITION AND VALUE OF BRT
NAME OF RECIPIENT - INSTITUTE FOR URBAN DESIGN INCORPORATED
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "URBAN DESIGN WEEK," A PROJECT TO REINVIGORATE
PUBLIC SPACE THROUGH A COMPETITION OPEN TO ARCHITECTS, DESIGNERS,
ARTISTS AND OTHERS TO DESIGN AN OPEN AIR FESTIVAL AND TO LAUNCH A
RELATED COMMUNITY ENGAGEMENT INITIATIVE IN THE SOUTH BRONX
NAME OF RECIPIENT - INSTITUTE FOR WOMEN S POLICY RESEARCH
TOWARD THE COSTS OF AN INTEGRATED RESEARCH PROJECT TO ANALYZE
EMPLOYMENT OPPORTUNITIES FOR WOMEN ACROSS THE GREEN ECONOMY AND
IDENTIFY PROGRAMS TO HELP WOMEN TRANSITION FROM GREEN JOB TRAINING TO
SUSTAINABLE EMPLOYMENT
NAME OF RECIPIENT - INSTITUTE OF DEVELOPMENT STUDIES
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THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF DEVELOPING AND EXECUTING A SOCIAL MEDIA STRATEGY FOR THE
FUTURE OF PHILANTHROPY AND DEVELOPMENT TO FACILITATE AN ONGOING ONLINE
DIALOGUE THAT DEEPENS AND SUSTAINS RELATIONSHIPS BETWEEN THOUGHT
LEADERS IN THE DEVELOPMENT AND PHILANTHROPIC COMMUNITIES, IN CONNECTION
WITH A CONFERENCE SERIES TO BE HELD AT THE ROCKEFELLER FOUNDATION'S
BELLAGIO CENTER, NOVEMBER 2011
NAME OF RECIPIENT - INSTITUTE OF DEVELOPMENT STUDIES
IN SUPPORT OF "THE BELLAGIO SERIES ON THE FUTURE OF INTERNATIONAL
DEVELOPMENT AND THE ROLE OF THE PHILANTHROPIC SECTOR: PROMOTING HUMAN
WELL BEING IN A CHALLENGING GLOBAL CONTEXT," A SERIES OF ACTIVITIES TO
EXPLORE THE FUTURE RELATIONSHIPS BETWEEN PHILANTHROPY AND INTERNATIONAL
DEVELOPMENT INCLUDING A CONVENING TO BE HELD AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, NOVEMBER 2011
NAME OF RECIPIENT - INSTITUTE OF ECONOMIC AFFAIRS
TOWARD THE COSTS OF ITS "YOUTH SCENARIOS PROJECT," TO RESEARCH AND
BUILD SCENARIOS THAT CONSIDER KENYA'S YOUTH POPULATION BULGE AND ITS
POTENTIAL IMPACT ON THE FUTURE OF KENYA, AND TO USE THE RESULTS TO
INFORM POLICY DEBATES IN THE PUBLIC AND PRIVATE SECTOR
NAME OF RECIPIENT - INSTITUTE OF EPIDEMIOLOGY DISEASE CONTROL AND
RESEARCH
IN SUPPORT OF ACTIVITIES TO MITIGATE THE IMPACT OF CLIMATE CHANGE TO
REDUCE THE BURDEN OF CLIMATE SENSITIVE ILLNESSES THROUGH STRENGTHENING
HEALTH SYSTEMS, COLLABORATIVE NETWORKING AND ENHANCED DISEASE
SURVEILLANCE IN BANGLADESH
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NAME OF RECIPIENT - INSTITUTE OF HEALTH POLICY MANAGEMENT AND RESEARCH
IN SUPPORT OF ACTIVITIES TO INCREASE AWARENESS OF HEALTH MARKET
INNOVATIONS IN EAST AFRICA, AND IDENTIFY AND DISSEMINATE BEST PRACTICES
TO BRING THEM TO SCALE
NAME OF RECIPIENT - INSTITUTE OF HEALTH POLICY MANAGEMENT AND RESEARCH
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN EAST
AFRICA, FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND CULTIVATE FUTURE
SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - INSTITUTE OF INTERNATIONAL EDUCATION INC
FOR THE COSTS OF ADMINISTERING SEVERAL ACTIVITIES RELATED TO THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY: THE SEMI ANNUAL
COMPETITIONS FOR CREATIVE ARTS AND SCHOLARLY RESIDENCIES, THE BELLAGIO
TRAVEL AND LEARNING FUND, AND SUPPORT FOR OUTREACH ACTIVITIES
NAME OF RECIPIENT - INSTITUTE OF INTERNATIONAL EDUCATION INC
FOR THE COSTS OF ADMINISTERING SEVERAL ACTIVITIES RELATED TO THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY: THE SEMI ANNUAL
COMPETITIONS FOR CREATIVE ARTS AND SCHOLARLY RESIDENCIES, THE BELLAGIO
TRAVEL AND LEARNING FUND, AND SUPPORT FOR OUTREACH ACTIVITIES
NAME OF RECIPIENT - INTEGRATED RESEARCH AND ACTION FOR DEVELOPMENT
IN SUPPORT OF PRODUCING A REPORT ANALYZING CLIMATE VULNERABILITY IN 35
CITIES IN INDIA AND DEVELOPING POLICY RECOMMENDATIONS ON HOW TO
INCORPORATE CLIMATE RESILIENCE PLANNING INTO URBAN DEVELOPMENT PROGRAMS
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IN INDIA
NAME OF RECIPIENT - INTELLECAP INC
IN SUPPORT OF THE PRODUCTION OF RESEARCH PRODUCTS THAT WILL ENHANCE THE
STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON
TOPICS RELATED TO POVERTY REDUCTION IN THE GLOBAL SOUTH
NAME OF RECIPIENT - INTELLECAP INC
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON INDIA, BANGLADESH AND PAKISTAN, AND A MEETING OF SEARCHLIGHT
GRANTEES TO BE HELD IN MUMBAI, INDIA, SPRING 2011
NAME OF RECIPIENT - INTELLECAP INC
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, AND HORIZON
SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY
AND HUMAN DEVELOPMENT, FOCUSED ON SOUTH ASIA, AND FOR THE DISSEMINATION
OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION
CHANNELS
NAME OF RECIPIENT - INTELLECAP INC
TOWARD THE COSTS OF ORGANIZING THE 2010 AND 2011 "SANKALP SOCIAL
ENTERPRISE AND INVESTMENT FORUM," TO BRING TOGETHER STAKEHOLDERS IN
ASIA TO SHARE INFORMATION ON HOW MARKET BASED MECHANISMS CAN PROVIDE
EFFICIENT AND INNOVATIVE SOLUTIONS THAT ADDRESS THE NEEDS OF POOR AND
VULNERABLE PEOPLE
NAME OF RECIPIENT - INTELLECTUAL CAPITAL ADVISORY SERVICES PRIVATE
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THE ROCKEFELLER FOUNDATION 13-1659629
LIMITED
IN SUPPORT OF A CONVENING OF DONORS, RESEARCHERS, INVESTORS AND
BUSINESSES TO ASSESS OPPORTUNITIES FOR CATALYZING PRIVATE SECTOR
ACTIVITY IN ENTERPRISES THAT BUILD URBAN CLIMATE CHANGE RESILIENCE IN
ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK CITIES
NAME OF RECIPIENT - INTELLEVENTURES LLC DBA CKINETICS CONSULTING SERVICES
IN SUPPORT OF IN DEPTH RESEARCH OF THE POLICY AND REGULATORY FRAMEWORKS
NECESSARY TO OPERATIONALIZE DISTRIBUTED RURAL ELECTRIFICATION PROJECTS,
AND ISSUES RELATED TO DRIVING THE ADOPTION OF FORMAL SOCIAL AND
ENVIRONMENTAL REPORTING WHICH CAN CATALYZE DEMAND FOR AND SUPPLY OF
IMPACT INVESTMENT CAPITAL FOR ENTERPRISES SERVING POOR AND VULNERABLE
POPULATIONS IN INDIA
NAME OF RECIPIENT - INTERACTION AMERICAN COUNCIL FOR VOLUNTARY
INTERNATIONAL ACTION INC
FOR USE BY ITS EVALUATION AND PROGRAM EFFECTIVENESS WORKING GROUP TO
IMPROVE THE CAPACITY OF NON GOVERNMENTAL ORGANIZATIONS GLOBALLY TO
CONDUCT IMPACT EVALUATIONS, THROUGH THE PRODUCTION OF GUIDANCE NOTES
AND A WEBINAR SERIES
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
TOWARD THE COSTS OF IN DEPTH ANALYSIS OF QUALITATIVE GENDER DATA FOR A
PAPER ON "DEFINING GENDER IN THE 21ST CENTURY: CONVERSATIONS WITH MEN
AND WOMEN AROUND THE WORLD" AS A COMPANION PUBLICATION TO ITS 2012
WORLD DEVELOPMENT REPORT, AND A WRITING WORKSHOP ON "DEFINING GENDER,"
TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, BELLAGIO,
ITALY, SEPTEMBER 2011
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
FOR USE BY ITS INDEPENDENT EVALUATION GROUP TOWARD THE CONTINUED
SUPPORT OF THE CENTERS FOR LEARNING ON EVALUATION AND RESULTS, TO
SUPPORT THE DEVELOPMENT AND IMPLEMENTATION OF FOUR CENTERS IN AFRICA,
EAST ASIA, AND SOUTH ASIA TO STRENGTHEN THE MONITORING AND EVALUATION
AND RESULTS BASED MANAGEMENT CAPACITY OF PUBLIC AND PRIVATE DEVELOPMENT
INSTITUTIONS WORKING IN THE GLOBAL SOUTH
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
FOR USE BY ITS HEALTH, NUTRITION AND POPULATION UNIT TOWARD THE COSTS
OF POLICY AND ANALYTICAL RESEARCH FOR A 2013 REPORT ON THE LINKS
BETWEEN HEALTH AND ECONOMIC DEVELOPMENT, PARTICULARLY AROUND THE ISSUE
OF UNIVERSAL HEALTH COVERAGE, AND PARTICIPATION IN THE JOINT LEARNING
NETWORK
NAME OF RECIPIENT - INTERNATIONAL CENTRE FOR DIARRHOEAL DISEASE RESEARCH
BANGLADESH
IN CONTINUED SUPPORT OF ACTIVITIES TO DEVELOP AND IMPLEMENT A PILOT
HEALTH INSURANCE SCHEME IN BANGLADESH
NAME OF RECIPIENT - INTERNATIONAL CENTRE FOR DIARRHOEAL DISEASE RESEARCH
BANGLADESH
TOWARD THE COSTS OF PUBLICATION AND DISSEMINATION OF A SPECIAL ISSUE OF
LANCET FOCUSING ON VARIOUS ASPECTS OF HEALTH IN BANGLADESH
NAME OF RECIPIENT - INTERNATIONAL CENTRE FOR DIARRHOEAL DISEASE RESEARCH
BANGLADESH
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THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF LAUNCHING, IN COLLABORATION WITH BRAC UNIVERSITY, A
"CENTRE OF EXCELLENCE ON UNIVERSAL HEALTH COVERAGE" AT THE JAMES P.
GRANT SCHOOL OF PUBLIC HEALTH IN BANGLADESH
NAME OF RECIPIENT - INTERNATIONAL HEALTH POLICY PROGRAM
IN SUPPORT OF PARTICIPANTS FROM ASIA TO ATTEND THE 6TH ASIA PACIFIC
ACTION ALLIANCE ON HUMAN RESOURCES FOR HEALTH (AAAH) CONFERENCE TO BE
HELD IN CEBU, THE PHILIPPINES, NOVEMBER 2011
NAME OF RECIPIENT - INTERNATIONAL HEALTH POLICY PROGRAM
TOWARD THE COSTS OF A CONFERENCE, "FROM THE GLOBAL ALCOHOL STRATEGY TO
NATIONAL AND LOCAL ACTION," TO BE HELD IN THAILAND, FEBRUARY 2012
NAME OF RECIPIENT - INTERNATIONAL HEALTH POLICY PROGRAM
IN SUPPORT OF CREATING AND INSTITUTIONALIZING A UNIVERSAL HEALTH
COVERAGE TRAINING CENTER FOR SOUTH SOUTH LEARNING EFFORTS
NAME OF RECIPIENT - INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND
DEVELOPMENT
IN SUPPORT OF LAUNCHING THE INTERNATIONAL CENTRE FOR CLIMATE CHANGE AND
DEVELOPMENT TO DEVELOP AND IMPLEMENT A SERIES OF URBAN CLIMATE CHANGE
RESILIENCE BUILDING SHORT COURSES AND A RELATED MASTERS OF SCIENCE
MODULE AND TO UNDERTAKE INSTITUTIONAL STRENGTHENING AND ORGANIZATIONAL
DEVELOPMENT
NAME OF RECIPIENT - INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND
DEVELOPMENT
IN SUPPORT OF RESEARCH AND THE PRODUCTION OF KNOWLEDGE PRODUCTS,
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THE ROCKEFELLER FOUNDATION 13-1659629
INCLUDING BRIEFING AND SYNTHESIS PAPERS, PUBLISHED ARTICLES, AND MULTI
MEDIA PRODUCTS, WHICH DRAW UPON THE EXPERIENCE OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) AND OTHER URBAN CLIMATE
CHANGE RESILIENCE BUILDING EFFORTS IN ASIA
NAME OF RECIPIENT - INTERNATIONAL LIVESTOCK RESEARCH INSTITUTE
FOR USE BY ITS PARTICIPATORY EPIDEMIOLOGY NETWORK FOR ANIMAL AND PUBLIC
HEALTH IN SUPPORT OF CONSOLIDATING THE CORE NETWORK AND EMPOWERING
LOCAL AND REGIONAL ORGANIZATIONS TO DRIVE THE UPTAKE OF PARTICIPATORY
APPROACHES TO EPIDEMIOLOGY IN EASTERN AFRICA
NAME OF RECIPIENT - INTERNATIONAL SOCIETY FOR TELEMEDICINE AND EHEALTH
TOWARD THE COSTS OF PLANNING FOR A GLOBAL EHEALTH CONVENTION,
CONDUCTING A FEASIBILITY STUDY FOR THE CREATION OF A PERMANENT
SECRETARIAT FOR ITS ORGANIZATION, AND SUPPORTING THE CREATION OF
NATIONAL EHEALTH SOCIETIES, ALL WITH A GOAL OF PROVIDING SUPPORT FOR
NATIONAL EHEALTH POLICY EFFORTS IN LOW AND MIDDLE INCOME COUNTRIES
NAME OF RECIPIENT - INTERNATIONAL WATER MANAGEMENT INSTITUTE
FOR USE BY ITS SOUTHERN AFRICA OFFICE TO CONDUCT COUNTRY SPECIFIC
RESEARCH ON THE BARRIERS THAT LIMIT THE SCALING OF A MULTIPLE USE
SERVICES APPROACH TO WATER MANAGEMENT, THE COMPARATIVE IMPORTANCE OF
THOSE BARRIERS, AND POSSIBILITIES FOR OVERCOMING THESE CHALLENGES FOR
POOR AND VULNERABLE PEOPLE IN SOUTH ASIA AND AFRICA
NAME OF RECIPIENT - INTERNATIONAL WATER MANAGEMENT INSTITUTE
IN SUPPORT OF ASSESSING THE AVAILABILITY AND SUSTAINABILITY OF
GROUNDWATER RESOURCES IN SUB SAHARAN AFRICAN COUNTRIES AND, WHERE
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THE ROCKEFELLER FOUNDATION 13-1659629
APPROPRIATE, DEVELOPING THESE RESOURCES TO PROVIDE GREATER FOOD
SECURITY AND ENHANCE AGRICULTURAL DEVELOPMENT
NAME OF RECIPIENT - INTERNATIONAL WOMEN'S MEDIA FOUNDATION
TOWARD THE COSTS OF THE 2011 COURAGE IN JOURNALISM AWARDS, WHICH
RECOGNIZE THREE FEMALE JOURNALISTS WHO RISK THEIR LIVELIHOODS AND OFTEN
THEIR LIVES TO COVER CORRUPTION, MALFEASANCE, WAR, HUMAN RIGHTS
VIOLATIONS, AND MURDER
NAME OF RECIPIENT - INTL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES
AUSTRALIA NEW ZEALAND LTD
TOWARD THE COSTS OF DELEGATES FROM THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK'S PARTNERS TO ATTEND THE INTERNATIONAL COUNCIL FOR
LOCAL ENVIRONMENTAL INITIATIVES (ICLEI) RESILIENT CITIES CONGRESS TO BE
HELD IN BONN, GERMANY, JUNE 2011
NAME OF RECIPIENT - IPS ASIA PACIFIC CENTER FOUNDATION INC
TOWARD THE COSTS OF ACTIVITIES TO ADDRESS THE NEED FOR CRITICAL
REPORTING ON DEVELOPMENT FROM WITHIN ASIA, LOOKING CLOSELY AT THE
ISSUES OF CLIMATE CHANGE AND OFFICIAL DEVELOPMENT ASSISTANCE (ODA) AS
SPECIFIC SECTORS LINKED TO THE ASIAN DEVELOPMENT STORY
NAME OF RECIPIENT - ISAMU NOGUCHI FOUNDATION AND GARDEN MUSEUM
TOWARD THE COSTS OF "STUDIES IN SPACE, ART AND CIVIC ACTION: A VISION
FOR LONG ISLAND CITY," A PROJECT IN WHICH TEAMS OF ARCHITECTS, ARTISTS,
LANDSCAPE ARCHITECTS AND URBANISTS WILL PROPOSE A FUTURE VISION FOR THE
DESIGN AND DEVELOPMENT OF NORTHWESTERN QUEENS
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NAME OF RECIPIENT - IT ENABLED SERVICES SECRETARIAT
IN SUPPORT OF TRAINING POOR AND VULNERABLE YOUTH AND PROVIDING THEM
WITH SUBSEQUENT EMPLOYMENT IN BUSINESS PROCESS OUTSOURCING CENTERS TO
DIGITIZE GOVERNMENT RECORDS ALIGNED WITH GHANA'S E GOVERNMENT STRATEGY,
AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - ITAD LIMITED
IN SUPPORT OF AN EVALUATION OF THE AFRICAN AGRICULTURE COMPONENT OF THE
FOUNDATION'S CLIMATE CHANGE INITIATIVE AND THE FOUNDATION'S CARBON FOR
POVERTY REDUCTION INITIATIVE IN DEVELOPMENT, TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT - JANOT MENDLER DE SUAREZ
IN SUPPORT OF DESIGNING, MANAGING, FACILITATING AND DOCUMENTING THREE
CONVENINGS ON THE PRINCIPLES OF RESILIENCE THROUGH DIALOGUE AND
INNOVATIVE GAME SESSIONS TO HELP ROCKEFELLER FOUNDATION STAFF
OPERATIONALIZE RESILIENCE CONCEPTS INTO ITS GRANTMAKING STRATEGIES AND
SHARE THE TOOLS AND OUTCOMES WITH INTERESTED PARTNERS AND GRANTEES
NAME OF RECIPIENT - JEMBI HEALTH SYSTEMS
IN GENERAL SUPPORT OF ITS MISSION TO DEVELOP HEALTH INFORMATION SYSTEMS
FOR USE IN LOW RESOURCE SETTINGS IN AFRICA
NAME OF RECIPIENT - JEWISH FUNDS FOR JUSTICE
TOWARD THE COSTS OF THE CARE FUND FOR THE CARING ACROSS GENERATIONS
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THE ROCKEFELLER FOUNDATION 13-1659629
CAMPAIGN, WHICH IS DESIGNED TO RESEARCH, EVALUATE AND PROMOTE
STRATEGIES THAT STRENGTHEN THE QUALITY OF JOBS FOR DIRECT CARE WORKERS
AS WELL AS THE QUALITY AND AVAILABILITY OF CARE THEY PROVIDE
NAME OF RECIPIENT - JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS GLOBAL WATER PROGRAM IN SUPPORT OF A CONVENING TO
DISCUSS A SYSTEMS APPROACH TO WATER MANAGEMENT USING PEOPLE CENTERED
PROBLEM SOLVING MODELS FOR MORE EFFECTIVE MANAGEMENT OF SHARED WATER
RESOURCES, AT THE "ACCELERATING MULTIPLE WATER SERVICES FOR THE POOR"
CONFERENCE, TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER,
ITALY, AUGUST 2011
NAME OF RECIPIENT - JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS SCHOOL OF ADVANCED INTERNATIONAL STUDIES IN SUPPORT OF
INVESTIGATING AND SUPPORTING THE ACCELERATION OF CAPITAL FLOWS FROM
SOVEREIGN WEALTH FUNDS INTO RESILIENT AND SUSTAINABLE INFRASTRUCTURE
INVESTMENT TO ENSURE INCLUSIVE, EQUITABLE AND SUSTAINABLE ECONOMIC
GROWTH WITH SUBSTANTIAL SOCIAL, ENVIRONMENTAL AND HEALTH BENEFITS
NAME OF RECIPIENT - JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF ACTIVITIES, IN
COLLABORATION WITH THE FUTURE HEALTH SYSTEMS CONSORTIUM, TO FACILITATE
AN EVIDENCE INFORMED DISCUSSION AND ANALYSIS AMONG FOUNDATIONS,
DEVELOPMENT PARTNERS AND EXPERTS ABOUT THE NATURE AND FUTURE OF HEALTH
CARE MARKETS IN LOW AND MIDDLE INCOME COUNTRIES AND INNOVATIVE WAYS TO
INTERVENE IN MARKETS TO PROMOTE ACCESSIBLE, QUALITY CARE FOR POOR AND
VULNERABLE PEOPLE
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NAME OF RECIPIENT - JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS SCHOOL OF ADVANCED INTERNATIONAL STUDIES IN SUPPORT OF
LANDSCAPING GLOBAL ENERGY POLICIES, TECHNOLOGICAL DEVELOPMENTS AND
FINANCING MECHANISMS TO RAISE AWARENESS OF AND CONTRIBUTE TO SCALING UP
THE SMART POWER FOR ENVIRONMENTALLY SOUND ECONOMIC DEVELOPMENT (SPEED)
INITIATIVE
NAME OF RECIPIENT - JSI RESEARCH AND TRAINING INSTITUTE INC
FOR USE BY THE LIBERIA PHILANTHROPY SECRETARIAT TOWARD THE COSTS OF ITS
EFFORTS TO COORDINATE PHILANTHROPIC ACTIVITIES IN LIBERIA AND LEVERAGE
AND ATTRACT MORE RESOURCES INTO THE COUNTRY
NAME OF RECIPIENT - KENYA AGRICULTURAL RESEARCH INSTITUTE
IN SUPPORT OF ESTABLISHING A CLIMATE CHANGE ADAPTATION UNIT THAT WILL
SERVE AS THE FOCAL POINT FOR INTEGRATING CLIMATE CHANGE RESILIENCE
MEASURES INTO KENYA'S AGRICULTURE RESEARCH PROGRAMS
NAME OF RECIPIENT - KENYA COMMUNITY DEVELOPMENT FOUNDATION
FOR USE BY THE AFRICAN GRANTMAKERS NETWORK TOWARD THE COSTS OF ITS
INAUGURAL PAN AFRICAN ASSEMBLY, WHICH AIMS TO STRENGTHEN THE NETWORK OF
AFRICAN GRANTMAKING ORGANIZATIONS AND CREATE A COMMON STRATEGY FOR
ADVOCACY OF PHILANTHROPY WITHIN AFRICA, TO BE HELD IN NAIROBI, KENYA,
NOVEMBER 2010
NAME OF RECIPIENT - KENYA COMMUNITY DEVELOPMENT FOUNDATION
FOR USE BY THE AFRICAN GRANTMAKERS NETWORK IN SUPPORT OF TWO CONVENINGS
AND EFFORTS TO SUPPORT THE DEVELOPMENT OF A PLATFORM FOR THE ENGAGEMENT
OF HIGH NET WORTH INDIVIDUALS IN AFRICA AND AFRICANS IN THE DIASPORA TO
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THE ROCKEFELLER FOUNDATION 13-1659629
SUPPORT THE GROWTH OF AFRICAN PHILANTHROPY
NAME OF RECIPIENT - KENYA DIABETES MANAGEMENT AND INFORMATION CENTRE
TOWARD THE COSTS OF A NEW COMMUNITY SCREENING, EDUCATION, AND AWARENESS
CENTER FOR THE MANAGEMENT OF DIABETES AND HYPERTENSION IN CENTRAL KENYA
NAME OF RECIPIENT - KENYA INFORMATION AND COMMUNICATIONS TECHNOLOGY BOARD
IN SUPPORT OF DIGITIZING MEDICAL RECORDS AT KENYATTA NATIONAL HOSPITAL
IN KENYA TO IMPROVE EFFICIENCY AND SERVICE DELIVERY AT THE HOSPITAL, AS
PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - KIVA MICROFUNDS
IN GENERAL SUPPORT OF ITS MISSION TO CONNECT PEOPLE THROUGH LENDING FOR
THE SAKE OF ALLEVIATING POVERTY BY LEVERAGING THE INTERNET AND A
WORLDWIDE NETWORK OF MICROFINANCE INSTITUTIONS
NAME OF RECIPIENT - LEADERS QUEST LTD
IN SUPPORT OF CONVENING A LEADERSHIP LEARNING PROGRAM TO FACILITATE
RAISING THE PROFILE OF AND BUILDING A MORE GLOBAL STAKEHOLDER COMMUNITY
FOR THE NASCENT FIELD OF IMPACT SOURCING, WHICH SEEKS TO CREATE
SUSTAINABLE EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE
POPULATIONS
NAME OF RECIPIENT - LEADERSHIP CONFERENCE ON CIVIL RIGHTS EDUCATION FUND
INC
IN SUPPORT OF EDUCATIONAL AND ADVOCACY ACTIVITIES FRAMING
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THE ROCKEFELLER FOUNDATION 13-1659629
TRANSPORTATION POLICY AS A MATTER OF HUMAN AND CIVIL RIGHTS
NAME OF RECIPIENT - LION S HEAD GLOBAL PARTNERS LLP
IN SUPPORT OF DEVELOPING AND SYNDICATING GUIDING PRINCIPLES AND A
FRAMEWORK FOR IMPACT INVESTING IN AFRICAN AGRICULTURE AS A MEANS TO
ENSURE THAT SOCIALLY AND ENVIRONMENTALLY ORIENTED CAPITAL IS DEPLOYED
TO IMPROVE AFRICAN FOOD SECURITY AND INCREASE INCOMES FOR THE POOR AND
VULNERABLE
NAME OF RECIPIENT - LIVABLE COMMUNITIES COALITION INC
TOWARD THE COSTS OF ITS PUBLIC TRANSPORTATION EDUCATION AND ADVOCACY
CAMPAIGN FOR METRO ATLANTA, WHICH SEEKS TO STRENGTHEN AND EXPAND
TRANSIT OPTIONS IN THE REGION
NAME OF RECIPIENT - LOCAL INITIATIVES SUPPORT CORPORATION
TOWARD THE COSTS OF ITS 30TH ANNIVERSARY GALA AND CONFERENCE TO RAISE
AWARENESS OF THE IMPORTANCE OF COMMUNITY DEVELOPMENT "INVESTING IN
PEOPLE & PLACES: BUILDING SUSTAINABLE COMMUNITIES," TO BE HELD IN
WASHINGTON, DC, MARCH 2011
NAME OF RECIPIENT - LONDON SCHOOL OF HYGIENE AND TROPICAL MEDICINE
UNIVERSITY OF LONDON
FOR USE BY ITS DEPARTMENT OF GLOBAL HEALTH AND DEVELOPMENT IN SUPPORT
OF BROAD DISSEMINATION AND LAUNCH ACTIVITIES FOR THE BOOK "GOOD HEALTH
AT LOW COST," TO INFORM DEBATES AROUND HEALTH SYSTEMS STRENGTHENING AND
BOLSTER REGIONAL CAPACITY IN HEALTH SYSTEMS RESEARCH
NAME OF RECIPIENT - LONDON SCHOOL OF HYGIENE AND TROPICAL MEDICINE
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THE ROCKEFELLER FOUNDATION 13-1659629
UNIVERSITY OF LONDON
FOR USE BY ITS HEALTH POLICY PROGRAMME TO COORDINATE A MULTI
ORGANIZATION INITIATIVE TO RESEARCH, AND INFORM KNOWLEDGE OF THE KEY
ELEMENTS OF HEALTH SYSTEMS THAT IMPROVE GOOD HEALTH OUTCOMES AT A LOW
COST FOR POOR AND VULNERABLE PEOPLE IN BANGLADESH, ETHIOPIA, INDIA, THE
KYRGYZ REPUBLIC, AND THAILAND
NAME OF RECIPIENT - LOWER MANHATTAN CULTURAL COUNCIL INC
TOWARD THE COSTS OF DEVELOPING AND PRESENTING CULTURAL EVENTS AND A WEB
PORTAL COMMEMORATING THE 10TH ANNIVERSARY OF THE SEPTEMBER 11TH
TERRORIST ATTACKS ON THE WORLD TRADE CENTER
NAME OF RECIPIENT - MAHIDOL UNIVERSITY
FOR USE BY ITS INSTITUTE FOR POPULATION AND SOCIAL RESEARCH IN SUPPORT
OF ITS ANNUAL CONFERENCES TO BE HELD IN BANGKOK, THAILAND, SUMMER 2011
AND 2012
NAME OF RECIPIENT - MAHIDOL UNIVERSITY
TO USED BY ITS INSTITUTE FOR POPULATION AND SOCIAL RESEARCH TO SUPPORT
PRINCE MAHIDOL AWARD CONFERENCE'S ACTVITIES IN 2010, 2011 AND 2012,
AIMED AT PROMOTING THE SHARING OF EVIDENCES AND BEST PRACTICES ON
HEALTH SYSTEMS STRENGTHENING
NAME OF RECIPIENT - MAHIDOL UNIVERSITY
FOR USE BY ITS FACULTY OF TROPICAL MEDICINE IN SUPPORT OF EXPANDING THE
CENTER OF EXCELLENCE IN PUBLIC HEALTH INFORMATICS, WITH A FOCUS ON
DEVELOPING A CURRICULUM AND FACULTY TO LAUNCH A MASTER'S DEGREE PROGRAM
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NAME OF RECIPIENT - MAKE THE ROAD NEW YORK
IN SUPPORT OF AN INITIATIVE TO EDUCATE WORKERS, EMPLOYERS, AND SERVICE
PROVIDERS ABOUT THE IMPACT OF NEW YORK STATE'S WAGE THEFT PREVENTION
ACT AND TO DOCUMENT THE CAMPAIGN UNDERTAKEN TO DRAFT, PASS AND
IMPLEMENT THE ACT IN ORDER TO INFORM FUTURE REPLICATION EFFORTS IN
OTHER STATES
NAME OF RECIPIENT - MAKER FAIRE AFRICA FOUNDATION
TOWARD THE COSTS OF MAKER FAIRE 2011 AND 2012, AN ANNUAL EVENT THAT
CONVENES INNOVATORS FROM AROUND AFRICA AND LINKS THEM WITH MENTORS WHO
CAN HELP BRING THEIR INNOVATIONS TO SCALE, TO HELP SPUR
ENTREPRENEURSHIP AND MANUFACTURING AS A POVERTY REDUCTION VEHICLE FOR
THE AFRICAN CONTINENT
NAME OF RECIPIENT - MAKERERE UNIVERSITY
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF A FINAL EVALUATION
AND DOCUMENTATION OF ACTIVITIES OF THE HEALTH EMERGENCIES MANAGEMENT
PROGRAM'S EFFORTS TO BUILD DISEASE OUTBREAK RESPONSE AND EMERGENCY
MANAGEMENT CAPACITY IN DISTRICT HEALTH TEAMS IN EASTERN AFRICA
NAME OF RECIPIENT - MANAGEMENT SCIENCES FOR HEALTH INC
IN SUPPORT OF ITS "CAMPAIGN FOR UNIVERSAL HEALTH COVERAGE IN LOW AND
MIDDLE INCOME COUNTRIES" TO ENCOURAGE EQUITABLE HEALTH REFORM IN FIVE
AFRICAN COUNTRIES
NAME OF RECIPIENT - MANAGEMENT SCIENCES FOR HEALTH INC
FOR USE BY ITS RWANDA OFFICE IN SUPPORT OF RESEARCH, FINANCIAL MODELING
AND CAPACITY BUILDING TO EXPAND ACCESS, UTILIZATION AND SUSTAINABILITY
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THE ROCKEFELLER FOUNDATION 13-1659629
WITHIN THE COMMUNITY BASED HEALTH INSURANCE SCHEME IN RWANDA
NAME OF RECIPIENT - MARS DISCOVERY DISTRICT
TOWARD THE COSTS OF LAUNCHING ITS CENTRE FOR IMPACT INVESTING, A
NATIONAL RESOURCE CENTER AND SOLUTIONS LAB THAT WILL INCREASE THE
IMPACT OF SOCIAL FINANCE FOR THE BENEFIT OF POOR AND VULNERABLE
POPULATIONS IN CANADA
NAME OF RECIPIENT - MASSACHUSETTS INSTITUTE OF TECHNOLOGY
FOR USE BY ITS ABDUL LATIF JAMEEL POVERTY ACTION LAB IN SUPPORT OF A
STUDY OF 40,000 HOUSEHOLDS IN MICHIGAN TO MEASURE THE IMPACT OF THE
WEATHERIZATION ASSISTANCE PROGRAM (WAP), SPECIFICALLY PRODUCING
INSIGHTS INTO THE NUMBER OF GREEN JOBS CREATED THROUGH THIS PROGRAM
NAME OF RECIPIENT - MAXTUDIO SNC
IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON EVALUATIONS OF THE
FOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING PRACTICE AND
THOUGHT LEADERSHIP AT THE FOUNDATION AND AMONG ITS GRANTEES AND
PARTNERS IN DEVELOPMENT AND PHILANTHROPY
NAME OF RECIPIENT - MCKINSEY AND COMPANY INC UNITED STATES
IN SUPPORT OF A LANDSCAPE ANALYSIS OF CURRENT AND NASCENT TECHNOLOGIES
THAT CITIES AND THEIR RESIDENTS IN THE U.S. AND GLOBALLY CAN USE TO
COLLECT AND ANALYZE CITY LEVEL INFORMATION AND OF THE KEY DRIVERS,
TRENDS AND LEVERAGE POINTS RELATED TO THE APPLICATION OF SUCH
TECHNOLOGIES TO CITIES
NAME OF RECIPIENT - MDRC
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THE ROCKEFELLER FOUNDATION 13-1659629
TOWARD THE COSTS OF EVALUATING THE FEDERALLY FUNDED SUBSIDIZED
TRANSITIONAL EMPLOYMENT DEMONSTRATION PROJECT, TO TEST THE
EFFECTIVENESS OF DIFFERENT TRANSITIONAL EMPLOYMENT MODELS IN IMPROVING
OUTCOMES AMONG VULNERABLE U.S. WORKERS
NAME OF RECIPIENT - MEDICAL EDUCATION COOPERATION WITH CUBA
TOWARD THE COST OF TWO SPECIAL EDITIONS OF ITS "MEDICC REVIEW" JOURNAL
THAT WILL PROVIDE THE GLOBAL HEALTH COMMUNITY WITH A FORUM FOR SHARING
VIABLE OPTIONS AND INNOVATIONS FOR STRENGTHENING HEALTH SYSTEMS AND
IMPROVING ACCESS TO HEALTH SERVICES FOR THE POOR
NAME OF RECIPIENT - MEKELLE UNIVERSITY
FOR USE BY ITS INSTITUTE OF GEO INFORMATION AND EARTH OBSERVATION
SCIENCES IN SUPPORT OF COLLABORATIVE RESEARCH AND KNOWLEDGE EXCHANGE TO
STRENGTHEN CAPACITY TO DEMONSTRATE AND TRANSFER ADAPTATION KNOWLEDGE
AND TECHNOLOGIES TO ETHIOPIAN AND UGANDAN FARMERS AND EXTENSION AGENTS
NAME OF RECIPIENT - MERCY CORPS
IN SUPPORT OF A PROJECT TO DEVELOP AND LEAD A PROCESS TO EVALUATE A
SHORT TRAINING COURSE ON URBAN CLIMATE CHANGE ADAPTATION RUN BY THE
INTERNATIONAL CENTRE FOR CLIMATE CHANGE AND DEVELOPMENT, TO BE HELD IN
BANGLADESH
NAME OF RECIPIENT - MERCY CORPS
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN
INDONESIA, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO CULTIVATE
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THE ROCKEFELLER FOUNDATION 13-1659629
ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE TO DEVELOP AND IMPLEMENT A WIDE SPREAD
INSTALLATION OF BIOPORES IN BANDAR LAMPUNG, INDONESIA TO INCREASE
GROUND WATER RECHARGE AND ASSIST IN THE MANAGEMENT OF FLOODING, AS PART
OF THE ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK.
NAME OF RECIPIENT - MERCY CORPS
IN SUPPORT OF ASSISTING TWO CITIES IN INDONESIA (SEMERANG AND BANDAR
LAMPUNG) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, MAP KEY
CLIMATE CHANGE POLICIES AND NETWORKS AND IDENTIFY NEW SOURCES OF
FUNDING, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF DEVELOPING AND
IMPLEMENTING AN URBAN CLIMATE CHANGE RESILIENCE CURRICULUM AND TEACHER
TRAINING PROGRAM IN BANDAR LAMPUNG, INDONESIA AND CONDUCTING OUTREACH
ACTIVITIES TO GENERATE INTEREST FOR REPLICATION NATIONALLY
NAME OF RECIPIENT - MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF DEVELOPING AND
IMPLEMENTING A FLOOD FORECASTING AND WARNING SYSTEM AND FLOOD RISK
PREPAREDNESS IN SEMARANG, INDONESIA TO STRENGTHEN RESILIENCE TO CLIMATE
CHANGE IMPACTS, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE
NETWORK
NAME OF RECIPIENT - MERCY CORPS
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THE ROCKEFELLER FOUNDATION 13-1659629
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF COORDINATING ACTIVITIES
OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) IN
INDONESIA, INCLUDING PROVIDING ADDITIONAL CAPACITY FOR ENGAGEMENT WITH
THE CITIES OF SEMARANG AND BANDAR LAMPUNG, STRENGTHENING DOCUMENTATION
OF PROCESSES, TOOLS, AND METHODS GENERATED THROUGH ACCCRN PROJECTS, AND
INCREASING OUTREACH TO NATIONAL STAKEHOLDERS IN ORDER TO REPLICATE AND
SCALE UP URBAN CLIMATE CHANGE RESILIENCE
NAME OF RECIPIENT - MERIDIAN INSTITUTE
TOWARD THE COSTS OF ITS GLOBAL DIALOGUE ON AGRICULTURE AND CLIMATE
CHANGE, AN INITIATIVE THAT SEEKS TO INCLUDE AGRICULTURE AS A MAJOR
MITIGATION AND ADAPTATION STRATEGY IN INTERNATIONAL CLIMATE
NEGOTIATIONS, INCLUDING A CONVENING OF KEY STAKEHOLDERS AT THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, MAY 2011
NAME OF RECIPIENT - MERIDIAN INSTITUTE
TOWARD THE COSTS OF LAUNCHING AN INITIATIVE ON FOOD AND AGRICULTURE
POLICY (IFAP), AN EFFORT TO DEVELOP A DONOR COALITION TO EXAMINE
OPPORTUNITIES WHERE U.S. FARM, FOOD AND CLIMATE CHANGE POLICY REFORMS
COULD HELP BREAK CYCLES OF HUNGER IN DEVELOPING COUNTRIES
NAME OF RECIPIENT - MERIDIAN INSTITUTE
IN SUPPORT OF A SERIES OF CONVENINGS TO ENGAGE SYSTEMS EXPERTS IN AN
EFFORT TO EXPLORE THE ROLE OF SYSTEMS THINKING IN SOLVING COMPLEX
GLOBAL PROBLEMS
NAME OF RECIPIENT - MERIDIAN INSTITUTE
IN SUPPORT OF DEVELOPING A ROBUST AGRICULTURE WORK PROGRAM WITHIN THE
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THE ROCKEFELLER FOUNDATION 13-1659629
CONTEXT OF THE UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE
THROUGH FACILITATED DIALOGUE WITH KEY NEGOTIATORS AND OTHER
STAKEHOLDERS AND POLICY ANALYSIS PAPERS ON CLIMATE CHANGE AND
AGRICULTURE ISSUES
NAME OF RECIPIENT - MERIDIAN INSTITUTE
IN SUPPORT OF FACILITATING THE DEVELOPMENT AND IMPLEMENTATION OF A
COLLABORATIVE STRATEGIC FRAMEWORK AMONG A DIVERSE SET OF ENTITIES
WORKING ON DISASTER RISK REDUCTION IN THE ASIA PACIFIC REGION
NAME OF RECIPIENT - MERIDIAN INSTITUTE
TOWARD THE COSTS OF ITS AGREE INITIATIVE, AN EFFORT TO ENHANCE U.S.
FOOD AND AGRICULTURAL POLICY TO IMPROVE THE PRODUCTIVITY AND
ENVIRONMENTAL PERFORMANCE OF AGRICULTURE, INCREASE ACCESS TO NUTRITIOUS
FOOD AND PROMOTE OPPORTUNITIES FOR RURAL COMMUNITIES TO SUCCEED
NAME OF RECIPIENT - METROPOLITAN AREA RESEARCH CORPORATION
TOWARD THE COSTS OF ITS BUILDING ONE AMERICA PROJECT, AN EDUCATIONAL
AND ADVOCACY CAMPAIGN TO FRAME TRANSPORTATION POLICY AS A VITAL
COMPONENT FOR ECONOMIC GROWTH AND SOCIAL EQUITY IN SMALL TOWN AND
SUBURBAN AMERICA
NAME OF RECIPIENT - MIAMI CITY BALLET INC
TOWARD THE COSTS OF MAKING DANCE MORE ACCESSIBLE TO INDIVIDUALS OF ALL
BACKGROUNDS THROUGH THE MIAMI DADE PRESENTATION OF SAINT LEON'S
"COPPELIA," DURING THE 2011 2012 SEASON AND THE BALLET FOR YOUNG
PEOPLE/FAMILY FEST
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NAME OF RECIPIENT - MINISTRY OF HEALTH AND FAMILY WELFARE
FOR USE BY ITS HEALTH ECONOMICS UNIT IN SUPPORT OF ACTIVITIES TO
DEVELOP AND INSTITUTIONALIZE THE NATIONAL HEALTH ACCOUNTS, A TOOL FOR
SUMMARIZING, DESCRIBING AND ANALYZING THE FINANCING OF NATIONAL HEALTH
SYSTEMS IN BANGLADESH
NAME OF RECIPIENT - MINISTRY OF HEALTH AND FAMILY WELFARE
FOR USE BY ITS DIRECTORATE GENERAL OF HEALTH SERVICES IN SUPPORT OF
ESTABLISHING A NATIONAL EHEALTH STEERING COMMITTEE AND NEW TECHNICAL
RESOURCES IN ORDER TO DEVELOP STANDARDS AND A FRAMEWORK FOR NATIONAL
HEALTH INFORMATION SYSTEMS IN BANGLADESH
NAME OF RECIPIENT - MINISTRY OF HEALTH GHANA
FOR USE BY ITS PRIVATE SECTOR UNIT TO INCUBATE THE PRIVATE HEALTH
SECTOR ALLIANCE OF GHANA AND SUPPORT THE FURTHER DEVELOPMENT OF
APPROPRIATE PRIVATE SECTOR POLICY TO COORDINATE AND LEVERAGE THE PUBLIC
AND PRIVATE SECTORS' COLLECTIVE CAPACITIES TO IMPROVE NATIONAL HEALTH
CARE SERVICES AND ACCESSIBILITY
NAME OF RECIPIENT - MINISTRY OF HEALTH GHANA
IN SUPPORT OF STRENGTHENING POLICY DEVELOPMENT AND ANALYSIS CAPACITY
AMONG PUBLIC HEALTH LEADERS AND PRACTITIONERS IN GHANA TO IMPROVE
HEALTH POLICY IMPLEMENTATION AND PRACTICE
NAME OF RECIPIENT - MINISTRY OF HEALTH LAO P D R
IN SUPPORT OF TECHNICAL ASSISTANCE FOR THE INSTITUTIONALIZATION OF THE
MEKONG BASIN DISEASE SURVEILLANCE NETWORK
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NAME OF RECIPIENT - MINISTRY OF HEALTH RWANDA
TOWARD THE COSTS OF ESTABLISHING AN EHEALTH UNIT TO FACILITATE THE
LAUNCH OF A NATIONAL EHEALTH INFORMATION SYSTEM IN RWANDA, WITH AN
INITIAL FOCUS ON DEVELOPING SUSTAINABLE, RELIABLE, SECURE AND
INNOVATIVE INFORMATION SYSTEMS TO SUPPORT CLINICAL DECISION MAKING,
PATIENT MANAGEMENT, EDUCATION AND RESEARCH FUNCTIONS OF THE HEALTH
SECTOR IN RWANDA
NAME OF RECIPIENT - MINISTRY OF HEALTH VIETNAM
FOR USE BY ITS DEPARTMENT OF PLANNING AND FINANCE IN SUPPORT OF A
PROJECT TO STRENGTHEN THE HEALTH SYSTEM IN VIETNAM WITH A FOCUS ON
IMPROVED GOVERNANCE AND THE CAPACITY BUILDING OF HEALTH PROFESSIONALS
NAME OF RECIPIENT - MINISTRY OF PUBLIC HEALTH THAILAND
TOWARD CONTINUED SUPPORT OF THE MEKONG BASIN DISEASE SURVEILLANCE
NETWORK'S COORDINATING OFFICE'S EFFORTS TO STRENGTHEN ITS COORDINATION,
ANALYSIS, POLICY AND INFORMATION AND COMMUNICATION TECHNOLOGY FUNCTIONS
WHILE REGISTERING AS AN INDEPENDENT ENTITY FOR SUSTAINABLE GOVERNANCE
NAME OF RECIPIENT - MIRROR FOUNDATION
IN SUPPORT OF RECOVERY EFFORTS FOR FIVE FLOOD AFFECTED DISTRICTS IN
THAILAND AND TO ENHANCE THE RESILIENCE OF POOR AND VULNERABLE
COMMUNITIES AGAINST RECURRING DISASTERS THROUGH EFFECTIVE PLANNING AND
RESPONSE MECHANISMS
NAME OF RECIPIENT - MISNOMER INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
PARTNERSHIP WITH THE SPECIALIST STRATEGY AND MARKETING FIRM ORCASCI
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THE ROCKEFELLER FOUNDATION 13-1659629
LIMITED, TOWARD THE COSTS OF CREATING AN INNOVATIVE STAKEHOLDER
ENGAGEMENT PROGRAM UTILIZING BEHAVIORAL SCIENCE, FOR USE BY SMALL TO
MID SIZE ARTS ORGANIZATIONS
NAME OF RECIPIENT - MONITOR COMPANY GROUP LP
IN SUPPORT OF A COLLABORATION WITH THE UNITED STATES AGENCY FOR
INTERNATIONAL DEVELOPMENT TO PLAN AND DEVELOP A CHALLENGE FUND FOCUSED
ON SUPPORTING PROMISING INNOVATIVE HEALTHCARE ENTERPRISES THAT SERVE
THE POOR IN AFRICA
NAME OF RECIPIENT - MONITOR COMPANY GROUP LP
FOR USE BY ITS MONITOR INSTITUTE IN SUPPORT OF A RESEARCH PROJECT TO
EXPLORE THE POTENTIAL OF OUTSOURCED EMPLOYMENT OPPORTUNITIES FOR
PROVIDING JOBS AND ECONOMIC GROWTH TO VERY POOR POPULATIONS IN SOUTH
AFRICA, KENYA AND GHANA AND TO UNDERSTAND THE CURRENT AND POTENTIAL
SCALE OF CLIENT DEMAND AND THE CRITICAL INTERVENTIONS NECESSARY TO
INCREASE CLIENT DEMAND FOR IMPACT SOURCING SERVICES
NAME OF RECIPIENT - MONTGOMERY COUNTY REVENUE AUTHORITY
IN SUPPORT OF A SERIES OF CRITICAL STUDIES AND ANALYSES RELATED TO THE
BUS RAPID TRANSIT SYSTEM BEING CONSIDERED FOR MONTGOMERY COUNTY,
MARYLAND BY THE COUNTY EXECUTIVE'S TRANSIT TASK FORCE
NAME OF RECIPIENT - MUJERES UNIDAS Y ACTIVAS
FOR USE BY ITS NATIONAL DOMESTIC WORKERS ALLIANCE TOWARD THE COSTS OF
THE CARING ACROSS GENERATIONS CAMPAIGN, AN EFFORT TO IMPROVE WORKPLACE
STANDARDS FOR U.S. DOMESTIC AND DIRECT CARE WORKERS AND THE QUALITY OF
CARE FOR THE AGING AND DISABLED
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NAME OF RECIPIENT - MUNICIPAL ART SOCIETY OF NEW YORK
IN SUPPORT OF COORDINATING THE FOURTH AWARD COMPETITION FOR THE
ROCKEFELLER FOUNDATION SPONSORED JANE JACOBS MEDAL, WHICH HONORS
JACOBS' GROUNDBREAKING WORK IN URBAN DESIGN, AND OF ORGANIZING OTHER
PUBLIC PROGRAMS RELATED TO THE PRINCIPLES EMBODIED IN HER WORK
NAME OF RECIPIENT - MUNICIPAL ART SOCIETY OF NEW YORK
TOWARD THE COSTS OF DEVELOPING AND PRESENTING THE SECOND ANNUAL SURVEY
ON LIVABILITY IN NEW YORK CITY AND THE SECOND ANNUAL MAS SUMMIT FOR NEW
YORK CITY
NAME OF RECIPIENT - MUNICIPAL ART SOCIETY OF NEW YORK
IN SUPPORT OF COORDINATING THE FIFTH, SIXTH AND SEVENTH AWARD
COMPETITIONS FOR THE ROCKEFELLER FOUNDATION SPONSORED JANE JACOBS
MEDAL, WHICH HONORS JACOBS' GROUNDBREAKING WORK IN URBAN DESIGN, AND OF
ORGANIZING OTHER PUBLIC PROGRAMS RELATED TO THE PRINCIPLES EMBODIED IN
HER WORK
NAME OF RECIPIENT - MUUNGANO WA WANAVIJIJI AKIBA MASHINANI REGISTERED
TRUSTEES
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE ACCESS TO SUSTAINABLE AND
AFFORDABLE SHELTER, INFRASTRUCTURE, AND INNOVATIVE FINANCIAL AND
TECHNICAL HOUSING SOLUTIONS TO URBAN AND RURAL POOR POPULATIONS IN
KENYA THROUGH COMMUNITY LED PROCESSES
NAME OF RECIPIENT - MUUNGANO WA WANAVIJIJI AKIBA MASHINANI REGISTERED
TRUSTEES
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THE ROCKEFELLER FOUNDATION 13-1659629
TOWARD THE COSTS OF DEVELOPING THE FINANCIAL INSTRUMENTS AND COMMUNITY
CAPACITY NECESSARY TO UPGRADE SLUMS SITUATED ON PRIVATELY OWNED LANDS
IN NAIROBI, KENYA
NAME OF RECIPIENT - MUUNGANO WA WANAVIJIJI SUPPORT TRUST
IN SUPPORT OF DOCUMENTING, ANALYZING AND STRENGTHENING A FEDERATION OF
SLUM DWELLERS IN NINE KENYAN MUNICIPALITIES, IN WHICH THE LOCAL
STAKEHOLDERS SEEK TO GIVE A VOICE TO THE URBAN POOR IN THE DEVELOPMENT
OF THE SLUM AREAS THEY OCCUPY
NAME OF RECIPIENT - NASSCOM FOUNDATION
IN SUPPORT OF PILOTING A DEMONSTRATION OF BUSINESS PROCESS OUTSOURCING
AND IMPACT SOURCING SERVICE PROVIDER COLLABORATION AND DEVELOPING A
PROCESS AND QUALITY CERTIFICATION FRAMEWORK FOR IMPACT SOURCING SERVICE
PROVIDERS, AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE
NASCENT FIELD OF "IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT
OPPORTUNITIES FOR POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - NATIONAL AGRICULTURAL RESEARCH ORGANISATION
FOR USE BY ITS NATIONAL AGRICULTURAL RESEARCH LABORATORIES KAWANDA IN
SUPPORT OF STRENGTHENING CLIMATE CHANGE ADAPTATION RESEARCH TO CREATE
DEMAND DRIVEN ADAPTATION PRACTICES THAT ARE ADOPTED IN UGANDA AND
THROUGHOUT EASTERN AFRICA
NAME OF RECIPIENT - NATIONAL AGRICULTURAL RESEARCH ORGANISATION
FOR USE BY ITS NATIONAL FISHERIES RESOURCES RESEARCH INSTITUTE IN
SUPPORT OF INCORPORATING CLIMATE CHANGE SCIENCE INTO ITS RESEARCH AND
DEVELOPMENT PROGRAMS TO TEST AND EVALUATE APPROACHES FOR HELPING SMALL
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THE ROCKEFELLER FOUNDATION 13-1659629
SCALE FISHERS AND RIPARIAN COMMUNITIES IN UGANDA AND KENYA TO COPE MORE
EFFECTIVELY WITH THE IMPACT OF CLIMATE VARIABILITY AND CHANGE
NAME OF RECIPIENT - NATIONAL AGRICULTURAL RESEARCH ORGANISATION
IN SUPPORT OF COLLABORATIVE RESEARCH AND DEMONSTRATIONS AIMED AT
DEVELOPING AND DELIVERING TO FARMERS IMPROVED BANANA VARIETIES AND NEW
BANANA CROPPING SYSTEMS THAT MITIGATE THE NEGATIVE IMPACTS OF CLIMATE
CHANGE ON BANANA FARMING IN UGANDA
NAME OF RECIPIENT - NATIONAL AGRICULTURAL RESEARCH ORGANISATION
IN SUPPORT OF A PROJECT TO ENHANCE THE ADAPTIVE CAPACITY OF SMALLHOLDER
FARMERS IN UGANDA TO THE EFFECTS OF CLIMATE CHANGE THROUGH
TECHNOLOGICAL, INSTITUTIONAL AND POLICY INTERVENTIONS
NAME OF RECIPIENT - NATIONAL BUREAU OF ASIAN RESEARCH
FOR USE BY ITS CENTER FOR HEALTH AND AGING IN SUPPORT OF A WORKSHOP AT
THE 2011 PACIFIC HEALTH SUMMIT ON THE IMPLICATIONS OF UNIVERSAL HEALTH
COVERAGE FOR FAIR ACCESS TO MEDICINES AND VACCINES TO BE HELD IN
SEATTLE, JUNE 2011
NAME OF RECIPIENT - NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY
IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE PHILANTHROPY THAT SERVES
THE PUBLIC GOOD, IS RESPONSIVE TO PEOPLE AND COMMUNITIES WITH THE LEAST
WEALTH AND OPPORTUNITY, AND IS HELD ACCOUNTABLE TO THE HIGHEST
STANDARDS OF INTEGRITY AND OPENNESS
NAME OF RECIPIENT - NATIONAL CONFERENCE OF STATE LEGISLATURES
IN SUPPORT OF A SERIES OF ACTIVITIES THAT WILL EDUCATE STATE
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THE ROCKEFELLER FOUNDATION 13-1659629
LEGISLATORS AND THEIR STAFF ON POLICIES THAT PROMOTE EQUITABLE AND
SUSTAINABLE TRANSPORTATION OPTIONS
NAME OF RECIPIENT - NATIONAL COUNCIL FOR LAW REPORTING
IN SUPPORT OF THE DIGITIZATION OF THE LAWS OF KENYA, AS PART OF A
BROADER DEMONSTRATION TO TEST WHETHER A NEW FIELD OF "IMPACT SOURCING"
CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE
POPULATIONS
NAME OF RECIPIENT - NATIONAL COUNCIL FOR SCIENCE AND THE ENVIRONMENT
TOWARD THE COSTS OF ITS 12TH NATIONAL CONFERENCE ON SCIENCE, POLICY AND
THE ENVIRONMENT, "ENVIRONMENT AND SECURITY," TO BE HELD IN WASHINGTON,
D.C., JANUARY 2012, AND OF IDENTIFYING INTERVENTION OPPORTUNITIES
RELATED TO PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM
WITH THE PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT - NATIONAL COUNCIL OF LA RAZA
IN SUPPORT OF AN INTEGRATED RESEARCH PROJECT TO ANALYZE EMPLOYMENT
OPPORTUNITIES FOR LATINO WORKERS ACROSS THE GREEN ECONOMY, AND TO
DEVELOP POLICY PROPOSALS FOR INCREASING LATINO WORKERS' PREPAREDNESS
FOR JOBS IN THE GREEN ECONOMY
NAME OF RECIPIENT - NATIONAL EMPLOYMENT LAW PROJECT INC
TOWARD THE COSTS OF DEVELOPING A FEDERAL POLICY FRAMEWORK TO INCREASE
THE AVAILABILITY OF QUALITY JOBS FOR MIDDLE CLASS AMERICANS AND ENHANCE
THE ENFORCEMENT OF ROBUST WORKPLACE STANDARDS IN THE U.S.
NAME OF RECIPIENT - NATIONAL HOSPITAL INSURANCE FUND
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THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF A STUDY TO PROVIDE POLICYMAKERS WITH EVIDENCE OF THE
APPROPRIATE STRUCTURE FOR A HEALTH INSURANCE SUBSIDY PROGRAM THAT WILL
SERVE KENYA'S POOREST POPULATIONS
NAME OF RECIPIENT - NATIONAL RELIGIOUS PARTNERSHIP FOR THE ENVIRONMENT
IN SUPPORT OF THE "CONFERENCE ON INTERNATIONAL ADAPTATION" TO HIGHLIGHT
THE NEED FOR GREATER POLICY SUPPORT AND FINANCING FOR INTERNATIONAL
CLIMATE CHANGE ADAPTATION EFFORTS, TO BE HELD IN WASHINGTON, D.C. IN
EARLY 2011
NAME OF RECIPIENT - NATIONAL UNIVERSITY OF RWANDA
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF LAUNCHING A CENTRE
OF EXCELLENCE IN HEALTH SYSTEMS STRENGTHENING TO BENEFIT HEALTH
PROFESSIONALS AND PRACTITIONERS IN EAST AND CENTRAL AFRICA
NAME OF RECIPIENT - NATIONAL UNIVERSITY OF SINGAPORE
FOR USE BY ITS LEE KUAN YEW SCHOOL OF PUBLIC POLICY TOWARD THE COSTS OF
A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON
ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENTS, FOCUSED ON BRUNEI,
CAMBODIA, INDONESIA, LAO PDR, MALAYSIA, THE PHILIPPINES, SINGAPORE,
THAILAND AND VIETNAM
NAME OF RECIPIENT - NATIONAL UNIVERSITY OF SINGAPORE
FOR USE BY ITS LEE KUAN YEW SCHOOL OF PUBLIC POLICY TOWARD THE COSTS OF
A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON
ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON BRUNEI,
CAMBODIA, INDONESIA, LAO PDR, MALAYSIA, THE PHILIPPINES, SINGAPORE,
THAILAND AND VIETNAM
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NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL INC
FOR USE BY ITS CENTER FOR MARKET INNOVATION TO HIRE A FINANCIAL ANALYST
WHO WILL DESIGN AND ADVOCATE FOR FINANCIAL MECHANISMS, SUCH AS A
FEDERAL ENERGY EFFICIENCY FINANCING FACILITY, AND ASSOCIATED POLICIES
THAT WILL ENCOURAGE RAPID SCALE UP OF INVESTMENT IN ENERGY EFFICIENCY
AND LOW CARBON PRODUCTS AND TECHNOLOGIES
NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL INC
TOWARD THE COSTS OF EDUCATION AND OUTREACH FOR ITS "MOVE NY" CAMPAIGN
TO ESTABLISH EQUITABLE, SUSTAINABLE, AND ECONOMICALLY AND
ENVIRONMENTALLY FRIENDLY TRAFFIC PRICING IN THE NEW YORK METROPOLITAN
REGION
NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL INC
TOWARD THE COSTS OF EDUCATION AND OUTREACH FOR ITS "SUSTAINABLE TRANSIT
CAMPAIGN" TO ESTABLISH EQUITABLE, SUSTAINABLE, AND ECONOMICALLY AND
ENVIRONMENTALLY FRIENDLY TRAFFIC PRICING IN THE NEW YORK METROPOLITAN
REGION
NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL INC
IN SUPPORT OF RESEARCH TO DEVELOP SUSTAINABLE FOOD PURCHASING CRITERIA
THAT CAN BE USED TO GUIDE AND EVALUATE PURCHASING BY RETAILERS, FOOD
SERVICE PROVIDERS AND GOVERNMENT AGENCIES AND POTENTIALLY INFLUENCE JOB
STANDARDS AND WORKER RIGHTS IN THE FOOD SYSTEM
NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL INC
TOWARD THE COSTS OF A RANGE OF EFFORTS TO HELP BROADEN THE NATIONAL
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THE ROCKEFELLER FOUNDATION 13-1659629
MOVEMENT FOR TRANSPORTATION REFORM TO INCLUDE SECURITY MINDED
CONSERVATIVES AND THE BUSINESS SECTOR, AND TO HELP BUILD THE CAPACITY
OF POLICYMAKERS AT THE FEDERAL, REGIONAL, STATE AND LOCAL LEVELS BY
BROADLY DISSEMINATING CUTTING EDGE RESEARCH, POLICY ANALYSIS AND MODELS
THAT HAVE PROVEN EFFECTIVE FOR REDUCING GREENHOUSE GAS EMISSIONS AND
OIL USAGE
NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL INC
FOR USE BY ITS CENTER FOR MARKET INNOVATION TOWARD THE COSTS OF A MODEL
DEMONSTRATION AND FINANCING ENERGY EFFICIENT RETROFIT PROGRAM THAT
ENCOURAGES BOTH TENANTS AND PROPERTY OWNERS TO RETROFIT COMMERCIAL
SPACES
NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL INC
FOR USE BY THE NEW YORK CITY ENERGY EFFICIENCY CORPORATION IN SUPPORT
OF BUILDING ADMINISTRATIVE CAPACITY TO PROVIDE FINANCING PRODUCTS TO
SPUR THE GROWTH OF THE GREEN RETROFIT MARKET IN ORDER TO CREATE "GREEN"
JOBS AND REDUCE GREENHOUSE GAS EMISSIONS IN NEW YORK CITY
NAME OF RECIPIENT - NATURE CONSERVATION RESEARCH CENTRE GHANA NCRC
TOWARD THE COSTS OF A PROJECT TO WORK WITH COCOA FARMER ORGANIZATIONS
IN GHANA TO INCREASE THEIR MEMBERS' CAPACITY TO ACCESS CARBON FINANCE,
CREATING THE BASIC CONDITIONS FOR PRIVATE INVESTMENT IN ACTIVITIES THAT
MITIGATE CARBON EMISSIONS AND ENHANCE SMALLHOLDER FARMERS' LIVELIHOODS
NAME OF RECIPIENT - NATURE CONSERVATION RESEARCH CENTRE GHANA NCRC
IN SUPPORT OF BUILDING CAPACITY IN AFRICAN COUNTRIES FOR CARBON MAPPING
AND DEVELOPING NESTED CARBON ACCOUNTING SYSTEMS THROUGH TRAINING AND
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THE ROCKEFELLER FOUNDATION 13-1659629
THE EXCHANGE OF BEST PRACTICES BETWEEN EAST AND WEST AFRICA
NAME OF RECIPIENT - NELSON MANDELA CHILDREN S HOSPITAL TRUST
TOWARD THE COSTS OF IMPLEMENTING AN INNOVATIVE PUBLIC PRIVATE
PARTNERSHIP MODEL TO SUPPORT A STATE OF THE ART SPECIALIST PEDIATRIC
ACADEMIC AND TERTIARY HOSPITAL THAT WILL PROVIDE CHILD CENTERED QUALITY
MEDICAL SERVICES TO CHILDREN IN SOUTHERN AFRICA
NAME OF RECIPIENT - NETHOPE INC
IN SUPPORT OF COLLABORATING WITH ACCENTURE DEVELOPMENT PARTNERSHIPS TO
DEVELOP A PLAN TO BUILD AND LAUNCH AN INNOVATION FOR DEVELOPMENT
OFFICE, WHICH WILL SEEK TO INCUBATE, PARTNER AND SCALE THE MOST RECENT
SUCCESSFUL INFORMATION AND COMMUNICATIONS STRATEGIES, TO IMPROVE THE
OPERATIONAL CAPACITY OF GLOBAL INTERNATIONAL DEVELOPMENT ORGANIZATIONS
NAME OF RECIPIENT - NETHOPE INC
TOWARD THE COSTS OF DEVELOPING A BUSINESS MODEL AND PLAN FOR WEATHER
INFORMATION FOR DEVELOPMENT (WIND), A PROJECT TO DELIVER TIMELY AND
RELIABLE WEATHER AND CLIMATE INFORMATION TO SMALLHOLDER FARMERS IN
KENYA
NAME OF RECIPIENT - NETHOPE INC
TOWARD THE COSTS OF DEVELOPING A BUSINESS MODEL AND PLAN FOR WEATHER
INFORMATION FOR DEVELOPMENT (WIND), A PROJECT TO DELIVER TIMELY AND
RELIABLE WEATHER AND CLIMATE INFORMATION TO SMALLHOLDER FARMERS IN
KENYA
NAME OF RECIPIENT - NETHOPE INC
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THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO
PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE
PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT - NEW AMERICA FOUNDATION
TOWARD THE COSTS OF A MULTIMEDIA, JOURNALISTIC PROJECT - INCLUDING
MAGAZINE ARTICLES, RADIO AND TELEVISION INTERVIEWS, VIDEO DISPATCHES,
AND A FULL LENGTH BOOK - TO EXPLORE THE HUMAN IMPACT OF AMERICA'S
FAILING INFRASTRUCTURE, HOW IT CONTRIBUTES TO POVERTY, AND INNOVATIVE
SOLUTIONS BEING EMPLOYED BY GOVERNMENTS AND COMMUNITIES
NAME OF RECIPIENT - NEW MUSEUM OF CONTEMPORARY ART
TOWARD THE COSTS OF AN INNOVATIVE NEW ARTIST RESIDENCY PROGRAM MODEL
DESIGNED TO PROMOTE DEEP AND SUSTAINED AUDIENCE ENGAGEMENT
NAME OF RECIPIENT - NEW VENTURE FUND
IN SUPPORT OF ITS TONIIC INSTITUTE, WHICH SEEKS TO INSPIRE, AGGREGATE
AND DISSEMINATE THE BEST PRACTICES AND RESEARCH OF GLOBAL IMPACT
INVESTORS AND INVESTMENTS, ATTRACTING MORE CAPITAL AND INCREASING THE
COLLECTIVE POSITIVE IMPACTS THESE INVESTMENTS CAN HAVE ON GLOBAL SOCIAL
AND ENVIRONMENTAL CHALLENGES
NAME OF RECIPIENT - NEW YORK ACADEMY OF SCIENCES
FOR USE BY ITS SCIENTISTS WITHOUT BORDERS PROGRAM IN SUPPORT OF
RESEARCH ON THE PROLIFERATION OF TOOLS AND WEB PLATFORMS THAT
FACILITATE OPEN INNOVATION TO ADDRESS SOCIAL AND DEVELOPMENT ISSUES,
AND A WORKSHOP OF KEY STAKEHOLDERS IN AN EFFORT TO ENHANCE
COLLABORATION ACROSS THESE PLATFORMS
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - NEW YORK CITY ENVIRONMENTAL JUSTICE ALLIANCE
IN PARTNERSHIP WITH THE PRATT INSTITUTE, TOWARD THE COSTS OF
RESEARCHING, ANALYZING AND DEVELOPING REFORM RECOMMENDATIONS FOR NEW
YORK CITY'S SIGNIFICANT MARITIME INDUSTRIAL AREA POLICIES IN ORDER TO
INCREASE THE ENVIRONMENTAL AND ECONOMIC RESILIENCE OF THE RESIDENTS AND
BUSINESSES IN AND NEAR THESE AREAS
NAME OF RECIPIENT - NEW YORK COMMUNITY TRUST
FOR USE BY ITS NEW YORK CITY WORKFORCE DEVELOPMENT FUND TOWARD THE
COSTS OF AN INITIATIVE TO ENGAGE HEALTH CARE EMPLOYERS IN THE BRONX IN
THE ANALYSES OF CURRENT AND FUTURE LABOR FORCE NEEDS AND TO CONNECT
THESE PROVIDERS TO WORKFORCE TRAINING ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK FOUNDATION FOR THE ARTS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF THE FIRST MULTI DISCIPLINARY FESTIVAL OF CAMBODIAN
ARTS TO BE PRODUCED IN THE UNITED STATES AND THE FIRST OF ITS SCALE TO
TAKE PLACE OUTSIDE CAMBODIA
NAME OF RECIPIENT - NEW YORK FOUNDATION FOR THE ARTS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY MARY MISS STUDIO TOWARD THE COSTS OF A SERIES OF PUBLIC ART
INSTALLATIONS ALONG BROADWAY THAT WILL HIGHLIGHT ENVIRONMENTAL
SUSTAINABILITY IN NEW YORK CITY
NAME OF RECIPIENT - NEW YORK LIVE ARTS
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
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THE ROCKEFELLER FOUNDATION 13-1659629
TOWARD THE COSTS OF THE MERGER OF DANCE THEATER WORKSHOP AND BILL T.
JONES/ARNIE ZANE DANCE COMPANY TO CREATE A NEW MODEL FOR PRESENTING AND
PRODUCING DANCE
NAME OF RECIPIENT - NEW YORK UNIVERSITY
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS HEMISPHERIC INSTITUTE OF PERFORMANCE AND POLITICS IN SUPPORT
OF FOSTERING PERFORMANCE BASED EMERGING ARTISTS WHOSE WORK FUNCTIONS AS
A VEHICLE FOR SOCIAL CHANGE
NAME OF RECIPIENT - NEW YORK UNIVERSITY
FOR USE BY ITS INSTITUTE FOR PUBLIC KNOWLEDGE IN SUPPORT OF THE
PLANNING PHASE OF AN INITIATIVE ON PUBLIC PRIVATE PARTNERSHIPS IN U.S.
INFRASTRUCTURE FINANCE
NAME OF RECIPIENT - NONPROFIT FINANCE FUND
FOR THE COSTS OF A PROJECT TO ENHANCE THE FINANCIAL CAPACITY OF SELECT
NEW YORK CITY CULTURAL INNOVATION FUND APPLICANTS AND GRANTEES
NAME OF RECIPIENT - NONPROFIT FINANCE FUND
IN SUPPORT OF CONTINUING AND EXPANDING ITS NETWORKING AND KNOWLEDGE
PLATFORM FOR THE SOCIAL IMPACT BOND INSTRUMENT TO REACH ITS POTENTIAL
TO PROVIDE INNOVATION FINANCING SOLUTIONS TO PERSISTENT SOCIAL PROBLEMS
FACING POOR AND VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT - NONPROFIT FINANCE FUND
TOWARD THE COSTS OF THE ARTPLACE INITIATIVE, A COLLABORATION WITH THE
NATIONAL ENDOWMENT FOR THE ARTS AND A NUMBER OF PHILANTHROPIC
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THE ROCKEFELLER FOUNDATION 13-1659629
INSTITUTIONS TO CONDUCT RESEARCH ON, ADVOCATE FOR AND SUPPORT PROJECTS
ON THE ROLE OF ARTS AND CULTURE IN BUILDING LIVABLE, SUSTAINABLE
COMMUNITIES ACROSS THE NATION
NAME OF RECIPIENT - NORTH CAROLINA METROPOLITAN MAYORS COALITION
TOWARD THE COSTS OF PLANNING, ORGANIZING, AND LAUNCHING THE PIEDMONT
CRESCENT PARTNERSHIP FOR ECONOMIC GROWTH, A REGIONAL INITIATIVE THAT
WILL UNITE CIVIC AND BUSINESS LEADERS ACROSS NORTH CAROLINA'S PIEDMONT
METROPOLITAN CORRIDOR TO PRODUCE A SHARED DEVELOPMENT AGENDA CENTERED
ON A HIGH QUALITY TRANSPORTATION INFRASTRUCTURE AIMED AT PROMOTING
ECONOMIC GROWTH AND ENHANCING THE QUALITY OF LIFE IN THE REGION
NAME OF RECIPIENT - NORTHEAST MIDWEST INSTITUTE
TOWARD THE COSTS OF PLACING A TRANSPORTATION EXPERT IN THE OFFICE OF
SUSTAINABLE COMMUNITIES AT THE U.S. ENVIRONMENTAL PROTECTION AGENCY,
AND EFFORTS TO INFORM POLICYMAKERS ABOUT HOW SUSTAINABLE COMMUNITIES
AND LIVABILITY RELATE TO FEDERAL TRANSPORTATION POLICIES
NAME OF RECIPIENT - NOVISCAPE CONSULTING GROUP CO LTD
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH CHULALONGKORN
UNIVERSITY'S DEPARTMENT OF URBAN AND REGIONAL PLANNING TO CONDUCT TREND
MONITORING AND HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY
AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHEAST ASIA
NAME OF RECIPIENT - NOVISCAPE CONSULTING GROUP CO LTD
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE URBAN AND
REGIONAL PLANNING DEPARTMENT OF CHULALONGKORN UNIVERSITY AND THE SIAM
INTELLIGENCE UNIT, TO CONDUCT TREND MONITORING, HORIZON SCANNING, AND
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THE ROCKEFELLER FOUNDATION 13-1659629
IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT, FOCUSED ON SOUTHEAST ASIA, AND FOR THE DISSEMINATION OF
TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION CHANNELS
NAME OF RECIPIENT - OPEN HEALTH TOOLS INC
TOWARD THE COSTS OF DEVELOPING THE HEART PROJECT, A HIGH QUALITY
REPOSITORY OF FREELY AVAILABLE HEALTH ENTERPRISE ARCHITECTURE ARTIFACTS
AND BUILDING BLOCKS FOR USE BY COUNTRIES AND IMPLEMENTERS TO SAVE TIME
AND MONEY IN THE DESIGN OF NATIONAL HEALTH INFORMATION SYSTEMS
NAME OF RECIPIENT - OPENPLANS INC
IN SUPPORT OF A PROJECT TO FOSTER DISCUSSION AROUND "SMART" CITIES,
INCLUDING IMPLICATIONS FOR PUBLIC AND TECHNOLOGY POLICY, THROUGH
WEBSITE OUTREACH, SOCIAL MEDIA, WORKING GROUP ACTIVITIES, AND AN "URBAN
SYSTEMS SYMPOSIUM" TO BE HELD IN NEW YORK CITY, MAY 2011
NAME OF RECIPIENT - OREGON STATE TREASURY
IN SUPPORT OF DEVELOPING A STRATEGIC PLAN FOR A WEST COAST
INFRASTRUCTURE EXCHANGE, WHICH WOULD ACCELERATE INNOVATIVE EFFORTS TO
FINANCE INFRASTRUCTURE PROJECTS IN OREGON, CALIFORNIA AND WASHINGTON
AND HAVE REPLICABLE LEARNING VALUE FOR OTHER REGIONS IN THE UNITED
STATES
NAME OF RECIPIENT - OVE ARUP & PARTNERS INTERNATIONAL LIMITED
IN SUPPORT OF A PROJECT TO FACILITATE THE CREATION AND DEEPENING OF A
LEARNING AND POLICY NETWORK INCLUDING CURRENT ASIAN CITIES CLIMATE
CHANGE RESILIENCE NETWORK (ACCCRN) PARTNERS AND OTHER KEY ASIAN
INSTITUTIONS ENGAGED IN PROMOTING CLIMATE CHANGE RESILIENCE, AND TO
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THE ROCKEFELLER FOUNDATION 13-1659629
FACILITATE AND MANAGE ACCCRN'S NEW STRATEGY AND ALIGNMENT GROUP
NAME OF RECIPIENT - OVE ARUP AND PARTNERS INTERNATIONAL LIMITED
FOR THE COSTS OF PROVIDING MANAGEMENT SUPPORT AND TECHNICAL ASSISTANCE
AT THE NETWORK AND CITY LEVELS FOR THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK
NAME OF RECIPIENT - OVE ARUP AND PARTNERS INTERNATIONAL LIMITED
IN SUPPORT OF PROVIDING STRATEGIC PLANNING, PROGRAM MANAGEMENT SUPPORT
AND TECHNICAL ASSISTANCE TO ENSURE PROGRAM CREDIBILITY, KNOWLEDGE
MANAGEMENT SUPPORT, AND KNOWLEDGE DISSEMINATION AND REPLICATION
SUPPORT TO THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK PROGRAM
AND ITS PARTNERS
NAME OF RECIPIENT - OXFAM
FOR USE BY ITS ASIA OFFICE IN SUPPORT OF CREATING A REGIONAL LEARNING
PLATFORM TO PROMOTE MULTI DISCIPLINARY ANALYSIS AND LEARNING AMONG KEY
STAKEHOLDERS IN ASIA REGARDING A LIMITED SET OF PRIORITY TOPICS THAT
WILL HAVE MEDIUM TO LONG TERM IMPLICATIONS FOR GROWTH, EQUITY, AND
RESILIENCE IN THE REGION
NAME OF RECIPIENT - OXFAM AMERICA INC
TOWARD THE COSTS OF ITS WORK TO REDUCE POVERTY THROUGH POLICY CHANGE IN
THE AREAS OF AID EFFECTIVENESS, AGRICULTURE AND CLIMATE CHANGE
NAME OF RECIPIENT - OXFAM AMERICA INC
TOWARD THE COSTS OF THE RURAL RESILIENCE INITIATIVE (R4), A COMMUNITY
BASED CLIMATE ADAPTATION PROGRAM AIMED AT IMPROVING THE LONG TERM FOOD
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THE ROCKEFELLER FOUNDATION 13-1659629
AND INCOME SECURITY OF ETHIOPIAN AND SENEGALESE FARMERS
NAME OF RECIPIENT - OXFAM AMERICA INC
TOWARD THE COSTS OF THE FURTHER EXPANSION OF ITS HORN OF AFRICA RISK
TRANSFER FOR ADAPTATION (HARITA) PROJECT, A COMMUNITY BASED ADAPTATION
AND CROP INSURANCE PROGRAM AIMED AT BUILDING THE RESILIENCE OF
ETHIOPIAN FARMERS TO CLIMATE CHANGE AND CLIMATE VARIABILITY
NAME OF RECIPIENT - PABLO CARDOSO
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
NAME OF RECIPIENT - PACIFIC INSTITUTE FOR STUDIES IN DEVELOPMENT
ENVIRONMENT AND SECURITY
IN SUPPORT OF RESEARCH AND A CONVENING EXPLORING POTENTIAL SCALING
OPPORTUNITIES FOR MULTIPLE USE APPROACHES TO WATER SERVICE DELIVERY IN
THE GLOBAL SOUTH
NAME OF RECIPIENT - PACIFIC INSTITUTE FOR STUDIES IN DEVELOPMENT
ENVIRONMENT AND SECURITY
IN SUPPORT OF A COMPREHENSIVE SCOPING ANALYSIS OF THE GREEN JOBS
POTENTIAL IN THE WATER MANAGEMENT SECTOR
NAME OF RECIPIENT - PACT INSTITUTE INC
IN SUPPORT OF ITS SOUTHEAST ASIA CHANGE PROJECT (SEA CHANGE) TO
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THE ROCKEFELLER FOUNDATION 13-1659629
ESTABLISH A SOUTHEAST ASIA COMMUNITY OF PRACTICE OF MONITORING AND
EVALUATION OF ADAPTIVE RESPONSES TO CLIMATE CHANGE, TO FACILITATE
LEARNING, AND TO CAPTURE AND DISSEMINATE PROMISING MONITORING AND
EVALUATION PRACTICES
NAME OF RECIPIENT - PACT INSTITUTE INC
IN SUPPORT OF A PROJECT TO ADVANCE NEW INNOVATIVE METHODS AND PRACTICE
IN IMPACT EVALUATION, MONITORING AND LEARNING, AND TO PROVIDE SUPPORT
TO ROCKEFELLER FOUNDATION INITIATIVE TEAMS, REGIONAL OFFICES, GRANTEES
AND PARTNERS IN RESULTS PLANNING, THEORIES OF CHANGE, IMPROVED
MEASUREMENT AND REPORTING OF RESULTS
NAME OF RECIPIENT - PALLI KARMA SAHAYAK FOUNDATION
IN SUPPORT OF CONDUCTING STUDY TOURS OF THE NATIONAL HEALTH INSURANCE
SCHEMES OF INDIA, THE PHILIPPINES, AND THAILAND IN ORDER TO INFORM THE
IMPLEMENTATION OF MICRO HEALTH INSURANCE IN BANGLADESH
NAME OF RECIPIENT - PAMOJA MEDIA EAST AFRICA LIMITED
IN SUPPORT OF DEVELOPING AN ONLINE KNOWLEDGE SHARING AND MANAGEMENT
SYSTEM FOR RESEARCH AND DEVELOPMENT WORK ON CLIMATE CHANGE RESILIENCE
FOR AFRICAN AGRICULTURE
NAME OF RECIPIENT - PAMOJA MEDIA EAST AFRICA LIMITED
IN SUPPORT OF AN ONLINE AND MOBILE SOCIAL NETWORKING PLATFORM TO BUILD
AGRICULTURAL CAPACITY AMONG A NEW GENERATION OF FARMERS IN KENYA
NAME OF RECIPIENT - PARAPROFESSIONAL HEALTHCARE INSTITUTE INC
TOWARD THE COSTS OF ITS "RAISE THE FLOOR AND BUILD LADDERS" STRATEGY TO
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THE ROCKEFELLER FOUNDATION 13-1659629
IMPROVE JOB QUALITY AND PROVIDE ADVANCEMENT OPPORTUNITIES FOR DIRECT
CARE WORKERS BY PROVIDING RESEARCH, POLICY GUIDANCE, PUBLIC EDUCATION
AND TECHNICAL ASSISTANCE TO FEDERAL AND STATE GOVERNMENTS AND KEY
STAKEHOLDERS IN THE HEALTHCARE INDUSTRY
NAME OF RECIPIENT - PARTNERS FOR URBAN KNOWLEDGE ACTION AND RESEARCH
IN SUPPORT OF A MULTIFACETED RESEARCH STUDY, IN COLLABORATION WITH
HARVARD UNIVERSITY'S SCHOOL OF PUBLIC HEALTH AND NEW YORK UNIVERSITY,
ON THE PHYSICAL AND SOCIAL DETERMINANTS OF HEALTH IN DISADVANTAGED
URBAN SETTINGS IN MUMBAI, INDIA IN AN EFFORT TO IDENTIFY REPLICABLE
SOLUTIONS FOR IMPROVING HEALTH AMONG URBAN POPULATIONS
NAME OF RECIPIENT - PATH PROGRAM FOR APPROPRIATE TECHNOLOGY IN HEALTH
IN SUPPORT OF A PROJECT TO BEGIN THE DEVELOPMENT OF A GLOBAL HEALTH
ENTERPRISE ARCHITECTURE FOR NATIONAL HEALTH INSURANCE INFORMATION
SYSTEMS WITH THE AIM OF STRENGTHENING HEALTH SYSTEMS IN THE GLOBAL
SOUTH THROUGH IMPROVED ACCESS TO AND USE OF HEALTH INFORMATION
NAME OF RECIPIENT - PATTANARAK FOUNDATION
IN SUPPORT OF RESEARCH AND TRAINING ON SMALL SCALE FOOD PRODUCTION FOR
DISPLACED POPULATIONS IN THAILAND ALONG THE THAI MYANMAR BORDER IN
ORDER TO IMPROVE LIVELIHOODS AND SOCIAL COHESION AMONG RESIDENTS AND
MIGRANT POPULATIONS
NAME OF RECIPIENT - PEKING UNIVERSITY
FOR USE BY ITS HEALTH SCIENCE CENTER TOWARD THE COSTS OF THE SECOND
GLOBAL HEALTH SYMPOSIUM ON HEALTH SYSTEMS RESEARCH TO BE HELD IN
BEIJING, CHINA, NOVEMBER 2012, AND THE DEVELOPMENT OF AN INTERNATIONAL
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SOCIETY TO ADVANCE THE SYMPOSIUM'S WORK
NAME OF RECIPIENT - PEOPLE UNITED FOR SUSTAINABLE HOUSING INC
TOWARD THE COSTS OF DEVELOPING AND REPLICATING ITS GREEN DEVELOPMENT
ZONE MODEL OF COMMUNITY REGENERATION, AND PARTNERING WITH THE NEW YORK
STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY TO IMPLEMENT THE
STATE'S RESIDENTIAL ENERGY EFFICIENCY RETROFIT PROGRAM, GREEN
JOBS/GREEN NEW YORK
NAME OF RECIPIENT - PERFORMANCE ZONE INC
TOWARD THE COSTS OF EXPANDING ECONOMIC REVITALIZATION FOR PERFORMING
ARTISTS A PROGRAM THAT HELPS NEW YORK PERFORMING ARTISTS LEARN
ACTIONABLE STRATEGIES TO INCREASE THEIR INCOME AND LONG TERM STABILITY
TO INCLUDE REPLICATION ACTIVITIES AND TECHNICAL ASSISTANCE GRANTS
NAME OF RECIPIENT - PERFORMANCE ZONE INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY OURGOODS, TOWARD THE COSTS OF DEVELOPING AN ONLINE BARTER
NETWORK FOR ARTISTS
NAME OF RECIPIENT - PHARMACCESS FOUNDATION
FOR USE BY ITS GHANA OFFICE IN SUPPORT OF A PROJECT TO DEVELOP A GHANA
HEALTH CERTIFICATION AND ACCREDITATION BOARD AND LAUNCH A CAPACITY
BUILDING AND QUALITY IMPROVEMENT PROGRAM THAT WILL IMPROVE QUALITY AND
INCREASE ACCESS TO HEALTH SERVICES IN GHANA
NAME OF RECIPIENT - PHILANTHROPY NEW YORK INC
IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN PHILANTHROPY BY
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THE ROCKEFELLER FOUNDATION 13-1659629
OFFERING PROGRAMS AND RESOURCES THAT SUPPORT EFFECTIVE, STRATEGIC
GRANTMAKING, FACILITATING COLLABORATION AND KNOWLEDGE SHARING, AND
COMMUNICATING THE VALUE OF THE PHILANTHROPIC SECTOR IN OUR SOCIETY
NAME OF RECIPIENT - PHILIPPINE INSTITUTE FOR DEVELOPMENT STUDIES
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN THE
PHILIPPINES, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO
CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - POLICYLINK
TOWARD THE COSTS OF "EQUITY SUMMIT 2011: HEALTHY COMMUNITIES, STRONG
REGIONS, A PROSPEROUS AMERICA," A CONVENING OF LEADERS IN GOVERNMENT
AND THE NOT FOR PROFIT AND PRIVATE SECTORS TO ADVANCE EQUITY BASED
POLICIES AND STRATEGIES TO CREATE CONDITIONS IN URBAN, SUBURBAN, AND
RURAL REGIONS THAT BENEFIT LOW INCOME PEOPLE AND COMMUNITIES OF COLOR,
TO BE HELD IN DETROIT, MICHIGAN, NOVEMBER 2011
NAME OF RECIPIENT - POLICYLINK
IN SUPPORT OF EFFORTS TO ADVANCE ECONOMIC AND SOCIAL EQUITY IN THE
FEDERAL TRANSPORTATION POLICY DEBATE
NAME OF RECIPIENT - PRATT INSTITUTE
FOR USE BY ITS CENTER FOR COMMUNITY DEVELOPMENT AS A RECIPIENT OF A NEW
YORK CITY CULTURAL INNOVATION FUND AWARD, TOWARD THE COSTS OF
INTEGRATING THE ARTS INTO ITS SUSTAINABLE NEIGHBORHOODS INITIATIVE IN
ORDER TO REACH MORE PEOPLE, CREATE NEW WAYS TO COMMUNICATE WITH
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THE ROCKEFELLER FOUNDATION 13-1659629
RESIDENTS, REINFORCE SUSTAINABLE PRACTICE AND DEEPEN ITS PROGRAMS'
IMPACTS
NAME OF RECIPIENT - PRATT INSTITUTE
FOR USE BY ITS PRATT CENTER FOR COMMUNITY DEVELOPMENT TOWARD THE COSTS
OF CONDUCTING AN ANALYSIS OF THE ECONOMIC IMPACT OF THE BROOKLYN NAVY
YARD THAT HIGHLIGHTS BEST POLICY AND OPERATING PRACTICES FOR
TRANSFORMING THE MANUFACTURING SECTOR IN THE UNITED STATES AND
IDENTIFIES POTENTIAL SITES FOR REPLICATION BOTH LOCALLY AND NATIONALLY
NAME OF RECIPIENT - PRATT INSTITUTE
FOR USE BY ITS PRATT CENTER FOR COMMUNITY DEVELOPMENT IN SUPPORT OF A
COLLABORATION WITH THE NEW YORK CITY DEPUTY MAYOR OF OPERATIONS TO
INCREASE THE LOCAL ECONOMIC IMPACT OF UPGRADING NEW YORK CITY'S PUBLIC
SCHOOLS THROUGH LOCAL GOVERNMENT PURCHASING AND SOURCING
NAME OF RECIPIENT - PRAYAS INITIATIVES IN HEALTH ENERGY LEARNING AND
PARENTHOOD
TOWARD THE COSTS OF POLICY RELEVANT RESEARCH IN SUPPORT OF THE
ECONOMICALLY VIABLE, SOCIALLY EQUITABLE AND ENVIRONMENTALLY SUSTAINABLE
GROWTH AND DEVELOPMENT OF INDIA'S RENEWABLE ENERGY SECTOR
NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE
FOR USE BY ITS HAUSER CENTER FOR NONPROFIT ORGANIZATIONS IN SUPPORT OF
DEVELOPING AND TESTING A THOUGHT MODEL THAT ILLUMINATES THE ROLE BRAND
CAN PLAY IN THE PHILANTHROPIC AND NON PROFIT SECTORS FOR REALIZING
INSTITUTIONAL MISSIONS AND ACHIEVING IMPACT IN A DYNAMIC AND EVOLVING
ECOSYSTEM
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NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE
FOR USE BY ITS JOHN F. KENNEDY SCHOOL OF GOVERNMENT IN SUPPORT OF A
TECHNICAL ASSISTANCE FACILITY TO ADDRESS RESOURCE AND TECHNICAL
BARRIERS FACING STATE AND LOCAL GOVERNMENTS IN DEVELOPING THE SOCIAL
IMPACT BOND TO SCALE SOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND
VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT - PRICEWATERHOUSECOOPERS LIMITED
IN SUPPORT OF DEVELOPING A MEASUREMENT, REPORTING AND VERIFICATION
(MRV) METHODOLOGY AND A FUND DISBURSEMENT MECHANISM THAT WILL ENABLE
SMALLHOLDER FARMERS TO TAKE ADVANTAGE OF CLIMATE FINANCE SUCH AS CARBON
CREDITS IN EXCHANGE FOR ADOPTING FARMING PRACTICES THAT REDUCE
GREENHOUSE GASES
NAME OF RECIPIENT - PROGRESSIVE AMERICA FUND
TOWARD THE COSTS OF IMPLEMENTING GREEN JOBS/GREEN NEW YORK, A
COLLABORATIVE PROJECT WITH THE NEW YORK STATE ENERGY AND RESEARCH
DEVELOPMENT AUTHORITY THAT SEEKS TO USE A GREEN INFRASTRUCTURE
INVESTMENT PROGRAM TO CREATE JOBS IN NEW YORK STATE, REDUCE ENERGY USE
AND CLIMATE IMPACTS, LOWER ENERGY BILLS, AND SERVE AS A MODEL FOR OTHER
STATE INITIATIVES AROUND THE COUNTRY
NAME OF RECIPIENT - PUBLIC HEALTH INSTITUTE
FOR USE BY ITS CENTER FOR INNOVATION AND TECHNOLOGY IN PUBLIC HEALTH
AND IN COLLABORATION WITH ATLAS CORPS TOWARD THE COSTS OF TWO MHEALTH
AND EHEALTH FELLOWSHIPS FOR INDIVIDUALS FROM LOW AND MIDDLE INCOME
COUNTRIES
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - QUEENS MUSEUM OF ART
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF COLLABORATING WITH QUEENS COLLEGE CITY UNIVERSITY
OF NEW YORK TO DEVELOP A SOCIAL PRACTICE MASTERS OF FINE ARTS PROGRAM
AND TO LAUNCH "CORONA STUDIO," A PROFESSIONAL ARTISTS' RESIDENCY
PROGRAM EMBEDDING TWO ARTISTS IN CORONA, QUEENS, FOR YEAR LONG
RESIDENCIES IN PARTNERSHIP WITH COMMUNITY ORGANIZERS AND COMMUNITY
BASED ORGANIZATIONS
NAME OF RECIPIENT - RAND CORPORATION
FOR USE BY ITS FREDERICK S. PARDEE CENTER FOR LONGER RANGE GLOBAL
POLICY AND THE FUTURE HUMAN CONDITION, TOWARD THE COSTS OF A PROJECT TO
CONDUCT REGIONALLY FOCUSED TREND MONITORING AND HORIZON SCANNING ON
ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT FOCUSED IN THE UNITED
STATES
NAME OF RECIPIENT - RANDALL S ISLAND SPORTS FOUNDATION
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "ENVIRONMENTAL SCULPTURE AND MUSIC," AN
ENVIRONMENTAL ART INSTALLATION AND MUSICAL EVENT TO BE HELD ON THE
WATERFRONT PATHWAYS OF RANDALL'S ISLAND PARK
NAME OF RECIPIENT - REAL USEFUL TRAVEL AND MARKETING
IN SUPPORT OF A CONVENING OF ROCKEFELLER FOUNDATION DISEASE
SURVEILLANCE NETWORKS GRANTEES TO BE HELD IN KENYA, NAIROBI, MAY 2011
NAME OF RECIPIENT - RECONNECTING AMERICA INC
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THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF RESEARCH AND OUTREACH DESIGNED TO BUILD SUPPORT AMONG
RURAL AND SMALL CITY LEADERS FOR PUBLIC TRANSPORTATION AND SUSTAINABLE
COMMUNITIES
NAME OF RECIPIENT - REED ELSEVIER PLC
FOR USE BY ELSEVIER LIMITED IN SUPPORT OF TRAVEL AND ACCOMMODATIONS FOR
REPRESENTATIVE DELEGATES AND SPEAKERS AT THE "HEALTH SYSTEM REFORM IN
ASIA" CONFERENCE, TO BE HELD IN HONG KONG, DECEMBER 2011
NAME OF RECIPIENT - REGENTS OF THE UNIVERSITY OF MICHIGAN
FOR USE BY ITS TRANSPORTATION RESEARCH INSTITUTE IN SUPPORT OF RESEARCH
TO IDENTIFY EXISTING AND EMERGING NEW MOBILITY BUSINESS MODELS AND
INNOVATIVE TRANSPORTATION APPROACHES THAT BENEFIT THE URBAN POOR; TO
IDENTIFY AND CONVENE THE SOCIAL ENTREPRENEURS ADVANCING THESE NEW
MODELS ALONG WITH KEY STAKEHOLDERS; AND TO EXPLORE POSSIBLE PATHS FOR
SCALING UP THOSE MODELS
NAME OF RECIPIENT - REGENTS OF THE UNIVERSITY OF MINNESOTA
IN CONTINUED SUPPORT OF ACTIVITIES RELATED TO THE LAUNCH AND
UNIFICATION OF THE GLOBAL ONE HEALTH MOVEMENT, INCLUDING THE
RECRUITMENT AND CONSOLIDATION OF LEADERSHIP, STRATEGY AND
COMMUNICATIONS
NAME OF RECIPIENT - REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN
AGRICULTURE LIMITED
IN SUPPORT OF STRENGTHENING TRAINING ON AGROMETEOROLOGY AND USING PEER
REVIEWED PUBLICATIONS AND OTHER METHODS TO IMPROVE THE QUALITY AND
VISIBILITY OF CLIMATE CHANGE RESEARCH IN EAST AFRICA
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NAME OF RECIPIENT - REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN
AGRICULTURE LIMITED
IN SUPPORT OF ITS WORK TO STRENGTHEN THE RESILIENCE OF AFRICAN
AGRICULTURE TO CLIMATE CHANGE BY HELPING 25 EAST, SOUTHERN, AND CENTRAL
AFRICAN UNIVERSITIES IN ITS CONSORTIUM TO ACCESS CLIMATE CHANGE
ADAPTATION FUNDS AND TRAINING OPPORTUNITIES
NAME OF RECIPIENT - RESEARCH TRAINING AND MANAGEMENT INTERNATIONAL
IN PARTNERSHIP WITH THE JAMES P. GRANT SCHOOL OF PUBLIC HEALTH IN
SUPPORT OF CONDUCTING A COMPREHENSIVE ASSESSMENT OF THE CURRENT STATUS
OF PRIVATE HEALTH CAPACITY INSTITUTIONS IN BANGLADESH, WITH A
PARTICULAR FOCUS ON THE PRIVATE SECTOR
NAME OF RECIPIENT - RESOURCE ALLIANCE LIMITED
IN SUPPORT OF THE THAILAND NGO AWARDS, WHICH AIM TO RECOGNIZE AND
REWARD PROFESSIONALISM AND EXCELLENCE OF SELECT THAI NON PROFIT, NON
GOVERNMENTAL ORGANIZATIONS, SET STANDARDS FOR RESOURCE MOBILIZATION AND
OVERALL ORGANIZATIONAL MANAGEMENT AND PROVIDE LEARNING THROUGH SHARED
CASE STUDIES
NAME OF RECIPIENT - RESOURCE ALLIANCE LIMITED
IN SUPPORT OF THE INDIA NGO AWARDS, WHICH SEEK TO PROMOTE THE CIVIL
SOCIETY SECTOR IN INDIA AS A LEADING FORCE FOR PROGRESS AND CHANGE BY
PRESENTING AWARDS TO OUTSTANDING NONPROFITS FOR HIGH STANDARDS OF
PRACTICE, ACHIEVEMENTS AND FINANCIAL SUSTAINABILITY, AND TO MOTIVATE
NONPROFITS TO ADOPT BEST PRACTICES, DIVERSIFY THEIR RESOURCE BASES AND
WORK IN A TRANSPARENT MANNER
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - RESOURCE ALLIANCE LIMITED
IN SUPPORT OF "THE BELLAGIO SERIES ON THE FUTURE OF INTERNATIONAL
DEVELOPMENT AND THE ROLE OF THE PHILANTHROPIC SECTOR: PROMOTING HUMAN
WELL BEING IN A CHALLENGING GLOBAL CONTEXT," A SERIES OF ACTIVITIES TO
EXPLORE THE FUTURE RELATIONSHIPS BETWEEN PHILANTHROPY AND INTERNATIONAL
DEVELOPMENT INCLUDING A CONVENING TO BE HELD AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, NOVEMBER 2011
NAME OF RECIPIENT - RESOURCE INNOVATION GROUP INC
FOR USE BY ITS CLIMATE LEADERSHIP INITIATIVE IN SUPPORT OF DEVELOPING
THE CLIMATE PREPAREDNESS LEARNING AND ADAPTATION NETWORK (CPLAN), A
COLLABORATION TO ADVANCE THE POLICY AND PRACTICE OF CLIMATE CHANGE
ADAPTATION WITHIN THE UNITED STATES
NAME OF RECIPIENT - RESOURCES LEGACY FUND
TOWARD THE COSTS OF PROVIDING STRATEGIC AND TECHNICAL SUPPORT TO
CALIFORNIA'S FIVE LARGEST REGIONS FOR PREPARING PLANS TO CHANGE
TRANSPORTATION, LAND USE AND HOUSING POLICIES IN AN EFFORT TO MEET NEW
GREENHOUSE GAS EMISSION REDUCTION TARGETS MANDATED BY THE STATE
NAME OF RECIPIENT - RESTAURANT OPPORTUNITIES CENTERS UNITED
IN GENERAL SUPPORT OF ITS MISSION TO IMPROVE WAGES AND WORKING
CONDITIONS FOR THE LOW WAGE RESTAURANT WORKFORCE IN THE U.S.
NAME OF RECIPIENT - RESTAURANT OPPORTUNITIES CENTERS UNITED
TOWARD THE COSTS OF ITS "PROMOTING THE HIGH ROAD" PROJECT, AN EFFORT TO
IMPROVE WORKING CONDITIONS IN THE RESTAURANT INDUSTRY THROUGH SURVEYS
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THE ROCKEFELLER FOUNDATION 13-1659629
AND RESEARCH, ENGAGING RESTAURANT EMPLOYERS, AND DEVELOPING POLICY AND
STRATEGIC COMMUNICATIONS MATERIALS RELATED TO THE MINIMUM WAGE AND PAID
SICK LEAVE
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF RECRUITING AUTHORS AND FACILITATING THE CREATION,
PLANNING AND REVIEW OF ARTICLES FOR A LANCET SPECIAL SERIES ON
UNIVERSAL HEALTH COVERAGE
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE AND FACILITATING
NETWORKING AMONG APPROXIMATELY 10 COUNTRIES OF THE JOINT LEARNING
NETWORK REGARDING THE DESIGN, IMPLEMENTATION, AND EVALUATION OF
RELEVANT PROVIDER PAYMENT MECHANISMS AS A MEANS TO ACHIEVE UNIVERSAL
HEALTH COVERAGE
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE INC
TOWARD THE COSTS OF ASSESSING THE FEASIBILITY OF MIXED PRIVATE AND
PUBLIC SECTOR MODELS TO IMPROVE HEALTH OUTCOMES IN DEVELOPING COUNTRIES
INCLUDING COLLABORATIVE ACTION, FINANCING NETWORKS, EVIDENCE BASED
AGENDA SETTING, KNOWLEDGE AND CAPACITY BUILDING, AND COUNTRY LEVEL
DEMONSTRATIONS, AND ASSISTING WITH THE IMPLEMENTATION OF SELECTED
MODELS IN ONE OR TWO COUNTRIES
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF EFFORTS TO CREATE MORE AWARENESS AND ANALYTICAL
UNDERSTANDING OF THE POSSIBILITIES FOR, AND DIRECT FACILITATION OF
COUNTRY LEVEL EFFORTS TO EXPAND AND DEEPEN, UNIVERSAL HEALTH COVERAGE,
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THE ROCKEFELLER FOUNDATION 13-1659629
INCLUDING THROUGH THE CREATION OF A JOINT LEARNING NETWORK AMONG
IMPLEMENTING COUNTRIES
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF RESEARCH AND CONVENINGS TO IDENTIFY AND EXPLORE
INNOVATIVE SECONDARY EDUCATION FOR SKILLS ENHANCEMENT, AND EXPLORE
PATHS TO SCALE UP THE MOST EFFECTIVE MODELS IN AFRICA AND ASIA
NAME OF RECIPIENT - ROCKEFELLER ARCHIVE CENTER
IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER
FOUNDATION'S CENTENNIAL IN 2013, TO DEVELOP A WEB BASED MULTIMEDIA
HISTORY OF THE FOUNDATION, AND MAKE ITS PRIMARY DOCUMENTS AND HISTORIC
MATERIALS MORE BROADLY ACCESSIBLE TO THE DIVERSE COMMUNITIES OF
RESEARCHERS AND EDUCATORS INTERESTED IN 20TH CENTURY HISTORY
NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS INC
FOR USE BY THE WOMEN IN THE WORLD FOUNDATION TOWARD THE COSTS OF ITS
EFFORTS TO ENGAGE IN AND ADVANCE ISSUES FACING WOMEN AND GIRLS GLOBALLY
INCLUDING THE CREATION OF A MULTI USE DIGITAL PLATFORM FOR SHARING
STORIES AND SOLUTIONS
NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS INC
FOR USE BY THE GLOBAL IMPACT INVESTING NETWORK TOWARD THE COSTS OF TWO
OF ITS PROGRAMS: THE IMPACT REPORTING AND INVESTMENT STANDARDS (IRIS)
TAXONOMY, WHICH ENABLES QUANTIFICATION OF SOCIAL IMPACT AND
COMPARABILITY AMONGST INVESTMENTS, AND OUTREACH TO SUPPORT THE
ORGANIZATION'S COMMUNICATIONS EFFORTS
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NAME OF RECIPIENT - ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS
IN SUPPORT OF RESEARCH TO IDENTIFY BARRIERS TO TRANSLATING FOOD CRISIS
EARLY WARNING SIGNS INTO EARLY ACTION, PRODUCE REGIONAL CASE STUDIES ON
THE RECENT CRISES IN EAST AFRICA AND THE SAHEL, AND FORMULATE AND
COMMUNICATE SOLUTIONS TO OVERCOMING THESE BARRIERS
NAME OF RECIPIENT - ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS
FOR USE BY ITS CENTRE ON GLOBAL HEALTH SECURITY IN SUPPORT OF HOSTING
THE FIRST ANNUAL MEETING OF THE GLOBAL HEALTH DIPLOMACY NETWORK, TO BE
HELD IN LONDON, JUNE 2011
NAME OF RECIPIENT - ROYAL MELBOURNE INSTITUTE OF TECHNOLOGY
FOR USE BY ITS SCHOOL OF GLOBAL STUDIES, SOCIAL SCIENCE AND PLANNING
TOWARD THE COSTS OF THE SECOND PHASE OF THE PROJECT "BETTEREVALUATION,"
AN INTERNATIONAL WEB 2.0 EVALUATION RESOURCE AIMED AT ASSISTING THE
FOUNDATION, ITS GRANTEES AND PARTNERS TO BETTER CHOOSE TOOLS AND USE
THEM TO ARTICULATE, MEASURE, AND REPORT ON THEIR RESULTS AND STRATEGIES
IN ORDER TO ACHIEVE IMPACT
NAME OF RECIPIENT - RUDOLF STEINER FOUNDATION INC D B A RSF SOCIAL
FINANCE
IN SUPPORT OF RESEARCH ON FINANCING MODELS FOR LOCAL FOOD SYSTEMS WITH
A FOCUS ON FUNDING OPPORTUNITIES TO SUPPORT JOB CREATION, FOOD ACCESS
AND HEALTH AND WELLNESS
NAME OF RECIPIENT - RWANDA AGRICULTURE BOARD
IN SUPPORT OF STRENGTHENING CLIMATE CHANGE ADAPTATION RESEARCH TO
CREATE DEMAND DRIVEN, MARKET RESPONSIVE PRACTICES THAT IMPROVE FOOD
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THE ROCKEFELLER FOUNDATION 13-1659629
SECURITY FOR SMALLHOLDER FARMERS IN RWANDA
NAME OF RECIPIENT - RWANDA AGRICULTURE BOARD
IN SUPPORT OF A COLLABORATIVE PROJECT WITH THE RWANDA METEOROLOGICAL
SERVICE AND THE WALKER INSTITUTE OF THE UNIVERSITY OF READING TO
IMPROVE THE CLIMATE RISK MODELING CAPACITY OF RWANDAN AGRICULTURAL
SCIENTISTS, PRODUCE A NATIONAL CLIMATE CHANGE RISK MAP, AND EVALUATE
ADAPTATION STRATEGIES THAT COULD IMPROVE THE RESILIENCE OF SMALLHOLDER
FARMERS IN RWANDA TO CLIMATE CHANGE
NAME OF RECIPIENT - SA NODE OF THE MILLENNIUM PROJECT
IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED
ON SOUTHERN AFRICA
NAME OF RECIPIENT - SA NODE OF THE MILLENNIUM PROJECT
IN CONTINUED SUPPORT OF BUILDING AND MAINTAINING AN INTERNET BASED
INFORMATION REPOSITORY AND NETWORKING PLATFORM FOR PRO POOR FORESIGHT
FORWARD LOOKING ANALYSIS THAT FOCUSES ON POOR AND VULNERABLE PEOPLE BY
WAY OF ANTICIPATING LONG TERM TRENDS THROUGH THE USE OF VARIOUS
RESEARCH METHODOLOGIES
NAME OF RECIPIENT - SA NODE OF THE MILLENNIUM PROJECT
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON SOUTHERN AFRICA
NAME OF RECIPIENT - SAMASOURCE INC
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IN SUPPORT OF FURTHER REFINING AND EXECUTING ITS BUSINESS MODEL, WHICH
UTILIZES INNOVATIVE TECHNOLOGY PLATFORMS TO TRAIN, MANAGE AND OUTSOURCE
DISTRIBUTED DIGITAL WORK TO SMALL IMPACT OUTSOURCING PROVIDERS IN URBAN
AND RURAL KENYA, RWANDA AND UGANDA AND CREATE JOBS FOR VERY POOR
POPULATIONS
NAME OF RECIPIENT - SAMBODHI RESEARCH AND COMMUNICATIONS PVT LTD
IN SUPPORT OF CONDUCTING MONITORING AND EVALUATION OF THE FOUNDATION'S
SMART POWER FOR ENVIRONMENTALLY SOUND ECONOMIC DEVELOPMENT INITIATIVE
WORK IN INDIA, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE
FEASIBILITY AND REPLICABILITY OF OFF GRID RENEWABLE ENERGY SOLUTIONS TO
PROVIDE ELECTRIFICATION AND SPUR ECONOMIC GROWTH IN POOR RURAL
COMMUNITIES, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE
IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT - SEACHANGE CAPITAL PARTNERS INC
FOR USE BY THIRD SECTOR CAPITAL PARTNERS TOWARD THE COSTS OF DEVELOPING
AND CONDUCTING DUE DILIGENCE AND DISSEMINATING INFORMATION ABOUT THE
SOCIAL IMPACT BOND INSTRUMENT, IN AN EFFORT TO PROVIDE INNOVATIVE
FINANCING SOLUTIONS TO PERSISTENT SOCIAL PROBLEMS FACING POOR AND
VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT - SECURING AMERICA S FUTURE ENERGY FOUNDATION
TOWARD THE COSTS OF EDUCATING THE U.S. PUBLIC AND POLICYMAKERS ABOUT
THE RELATIONSHIP BETWEEN TRANSPORTATION POLICY AND ENERGY SECURITY
THROUGH POLICY ANALYSIS AND ADVOCACY
NAME OF RECIPIENT - SERVICE EMPLOYEES INTERNATIONAL UNION
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THE ROCKEFELLER FOUNDATION 13-1659629
TOWARD THE COSTS OF PLANNING FOR THE CREATION OF A NEW HEALTHCARE
DEVELOPMENT FINANCIAL INSTITUTION DEDICATED TO BUILDING THE CAPACITY OF
HEALTHCARE SERVICE PROVIDERS IN LOW INCOME COMMUNITIES WHILE
EMPHASIZING THE CREATION OF GOOD JOBS AND IMPROVED CARE
NAME OF RECIPIENT - SEVENTH REGIMENT ARMORY CONSERVANCY INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF THE FIRST TWO SEASONS OF DANCE PRESENTATIONS IN THE
WADE THOMPSON DRILL HALL, A PERMANENT, GRAND SCALE, NON PROSCENIUM
DANCE SPACE IN NEW YORK CITY
NAME OF RECIPIENT - SMART GROWTH AMERICA
TOWARD THE COSTS OF AN ADVOCACY CAMPAIGN, TRANSPORTATION FOR AMERICA
(T4 AMERICA), THAT SEEKS TO ADVANCE MORE SUSTAINABLE AND EQUITABLE
NATIONAL TRANSPORTATION POLICIES TO IMPROVE THE LIVES OF LOW INCOME AND
VULNERABLE PEOPLE
NAME OF RECIPIENT - SMART GROWTH AMERICA
TOWARD THE COSTS OF ITS INITIATIVE TO STRENGTHEN THE CAPACITY OF U.S.
STATES TO IMPLEMENT EQUITABLE AND SUSTAINABLE TRANSPORTATION POLICIES,
PLANS AND INVESTMENTS
NAME OF RECIPIENT - SMITHSONIAN INSTITUTION
FOR USE BY ITS NATIONAL MUSEUM OF AFRICAN AMERICAN HISTORY AND CULTURE
IN SUPPORT OF CONTENT DEVELOPMENT AND DESIGN FOR THE "PANORAMA OF THE
MODERN CIVIL RIGHTS MOVEMENT" AND "INTERACTIVE LUNCH COUNTER"
EXHIBITIONS
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NAME OF RECIPIENT - SOCIAL FINANCE INC
TOWARD THE COSTS OF DEVELOPING, CONDUCTING DUE DILIGENCE ON AND
DISSEMINATING INFORMATION ABOUT THE SOCIAL IMPACT BOND INSTRUMENT AN
EFFORT TO PROVIDE INNOVATIVE FINANCING SOLUTIONS TO PERSISTENT SOCIAL
PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT - SOCIAL SCIENCE RESEARCH COUNCIL
FOR USE BY ITS CENTER ON LAW AND PUBLIC FINANCE IN SUPPORT OF A SERIES
OF PUBLICATIONS TO PROVIDE INFORMATION TO PUBLIC OFFICIALS AND
POLICYMAKERS ABOUT BEST PRACTICES IN INNOVATIVE FINANCING SOLUTIONS AND
PUBLIC PRIVATE PARTNERSHIPS FOR INFRASTRUCTURE PROJECTS THAT INCREASE
COMPETITIVENESS AND ADVANCE THE PUBLIC INTEREST
NAME OF RECIPIENT - SOCIETY FOR INTERNATIONAL DEVELOPMENT
FOR USE BY ITS REGIONAL OFFICE IN KENYA IN SUPPORT OF A PROJECT TO
CONDUCT TREND MONITORING AND HORIZON SCANNING ON ISSUES RELEVANT TO
POVERTY AND HUMAN DEVELOPMENT FOCUSED ON SUB SAHARAN AFRICA, AND TO
CONVENE A MEETING OF ORGANIZATIONS CONDUCTING SIMILAR RESEARCH TO BE
HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, APRIL 2010
NAME OF RECIPIENT - SOCIETY FOR INTERNATIONAL DEVELOPMENT
FOR USE BY ITS REGIONAL OFFICE IN TANZANIA IN CONTINUED SUPPORT OF A
PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ON ISSUES
RELEVANT TO POVERTY AND HUMAN DEVELOPMENT FOCUSED ON THE GREATER HORN
OF AFRICA
NAME OF RECIPIENT - SOCIETY FOR INTERNATIONAL DEVELOPMENT EAST AFRICA
IN SUPPORT OF AN "AFRICAN DIALOGUE SPEAKER SERIES" TO ENHANCE SHARED
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LEARNING AIMED AT DEFINING NEW AND INNOVATIVE APPROACHES FOR AFRICA TO
ACHIEVE ITS POTENTIAL
NAME OF RECIPIENT - SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA
TOWARD THE COSTS OF ITS WORK, IN COLLABORATION WITH THE SOCIETY FOR THE
PROMOTION OF AREA RESOURCE CENTRES, TO FACILITATE A PROCESS TO
STRENGTHEN CIVIL SOCIETY ENGAGEMENT WITH URBAN POLICY BY PROMOTING
CAPACITY BUILDING POLICY DIALOGUE AND CONDUCTING THEMATIC RESEARCH IN
INDIA
NAME OF RECIPIENT - SOCIETY FOR TECHNOLOGY AND ACTION FOR RURAL
ADVANCEMENT
IN SUPPORT OF COORDINATING A MULTI STAKEHOLDER, MULTI SITE PROJECT TO
DEVELOP AND TEST THE FEASIBILITY AND REPLICABILITY OF OFF GRID
RENEWABLE ENERGY SOLUTIONS TO PROVIDE ELECTRIFICATION AND SPUR ECONOMIC
GROWTH IN POOR RURAL COMMUNITIES IN INDIA
NAME OF RECIPIENT - SOKOINE UNIVERSITY OF AGRICULTURE
FOR USE BY ITS SOUTHERN AFRICAN CENTRE FOR INFECTIOUS DISEASE
SURVEILLANCE IN SUPPORT OF A COLLABORATIVE PROJECT WITH THE EAST
AFRICAN INTEGRATED DISEASE SURVEILLANCE NETWORK TO ASSESS THE IMPACT
AND COST EFFECTIVENESS OF MOBILE TECHNOLOGIES ON THE EFFICIENCY OF
ANIMAL AND HUMAN DISEASE ALERT, SURVEILLANCE AND RESPONSE SYSTEMS AND
TO EVALUATE NATIONAL AND REGIONAL SUPPORTIVE POLICY AND LEGAL
FRAMEWORKS FOR SUSTAINABLE SURVEILLANCE SYSTEMS
NAME OF RECIPIENT - SOKOINE UNIVERSITY OF AGRICULTURE
IN SUPPORT OF COLLABORATIVE RESEARCH ON THE APPLICATION OF CONSERVATION
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AGRICULTURE PRACTICES AS COPING STRATEGIES FOR SMALLHOLDER FARMERS TO
ADAPT TO CLIMATE VARIABILITY AND CHANGE IN TANZANIA
NAME OF RECIPIENT - SOKOINE UNIVERSITY OF AGRICULTURE
FOR USE BY ITS DEPARTMENT OF AGRICULTURAL ENGINEERING AND LAND PLANNING
TO SUPPORT CAPACITY BUILDING ON CLIMATE CHANGE ADAPTATION IN THE
AGRICULTURAL SECTOR IN TANZANIA
NAME OF RECIPIENT - SOKOINE UNIVERSITY OF AGRICULTURE
FOR USE BY ITS SOUTHERN AFRICAN CENTRE IN SUPPORT OF EFFORTS TO
STRENGTHEN ITS CAPACITY AS BOTH A FORUM AND RESEARCH PLATFORM FOR ONE
HEALTH APPROACHES TO THE STUDY OF INFECTIOUS DISEASES, BOTH NATIONALLY
AND IN SOUTHERN AND EAST AFRICA
NAME OF RECIPIENT - SOUTH AFRICAN INSTITUTE FOR DISTANCE EDUCATION
TOWARD THE COSTS OF AN ACTION RESEARCH PROJECT, IN PARTNERSHIP WITH THE
UNIVERSITY OF CAPE TOWN, THAT WILL STUDY OPTIMAL USE OF INFORMATION
TECHNOLOGY TO SUPPORT HIGHER EDUCATION DELIVERY (E LEARNING) IN AFRICAN
INSTITUTIONS, VIA A JOINT PLANNING PROCESS, SUPPORT FOR PILOTS IN
SEVERAL UNIVERSITIES, AND RESEARCH, NETWORKING AND SHARED LEARNING
BETWEEN THE UNIVERSITIES INVOLVED
NAME OF RECIPIENT - SOUTHERN ENVIRONMENTAL LAW CENTER
TOWARD THE COSTS OF ADVOCACY EFFORTS TO ADVANCE SUSTAINABLE
TRANSPORTATION AND LAND USE POLICIES AND PROJECTS IN THE SOUTHEAST
REGION OF THE UNITED STATES, WITH A PARTICULAR FOCUS ON NORTH CAROLINA
AND GEORGIA
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NAME OF RECIPIENT - SOUTHERN ENVIRONMENTAL LAW CENTER
TOWARD THE COSTS OF ADVOCACY EFFORTS TO ADVANCE SUSTAINABLE
TRANSPORTATION AND LAND USE POLICIES AND PROJECTS IN THE SOUTHEAST
REGION OF THE UNITED STATES, WITH A PARTICULAR FOCUS ON NORTH CAROLINA
AND GEORGIA
NAME OF RECIPIENT - STATUE OF LIBERTY ELLIS ISLAND FOUNDATION INC
TOWARD THE COSTS OF "GLOBAL MIGRATION," THE INTERACTIVE COMPONENT OF
THE PEOPLING OF AMERICA CENTER, AN ADDITION TO ELLIS ISLAND THAT WILL
INTRODUCE VISITORS TO THE EPIC HISTORY OF MIGRATION TO THE UNITED
STATES THROUGHOUT THE NATION'S HISTORY
NAME OF RECIPIENT - STICHTING GLOBAL ALLIANCE FOR BANKING ON VALUES
TOWARD THE COST OF MARKET RESEARCH AND A PROOF OF CONCEPT ANALYSIS TO
TEST THE VIABILITY OF IMPROVING THE ABILITY OF VALUES BASED BANKS TO
PROVIDE NEEDED FINANCIAL SERVICES TO POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT - STICHTING MEDICAL CREDIT FUND
IN SUPPORT OF A FEASIBILITY STUDY TO ASSESS THE TECHNICAL ASSISTANCE
AND BUSINESS NEEDS OF MIDWIVES IN GHANA IN AN EFFORT TO INFORM A
REDUCTION IN MATERNAL AND INFANT MORTALITY
NAME OF RECIPIENT - STRATEGIC FORESIGHT GROUP
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON INDIA, BANGLADESH, INDONESIA, THAILAND, VIETNAM, AND MIDDLE
EAST COUNTRIES
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NAME OF RECIPIENT - SUE WILLIAMSON
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
NAME OF RECIPIENT - SUSTAINABLE JOBS DEVELOPMENT CORPORATION
IN SUPPORT OF A RESEARCH PROJECT TO LANDSCAPE THE IMPACT ENTERPRISES
SECTOR AND ANALYZE THE BUSINESS MODELS THAT HAVE THE POTENTIAL TO
PRODUCE THE GREATEST BENEFIT TO POOR AND VULNERABLE POPULATIONS IN THE
UNITED STATES
NAME OF RECIPIENT - SUSTAINABLE MOBILITY FINANCE LLC
IN SUPPORT OF DEVELOPING AND TESTING INNOVATIONS FOR FRONT END PLANNING
AND FAST TRACKING BUS RAPID TRANSIT PROJECT DESIGN AND APPROVAL IN U.S.
CITIES
NAME OF RECIPIENT - SWISS TROPICAL AND PUBLIC HEALTH INSTITUTE
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S DISEASE SURVEILLANCE
NETWORKS INITIATIVE WORK IN AFRICA, IN COLLABORATION WITH THE AFRICA
POPULATION AND HEALTH RESEARCH CENTER, TO CAPTURE AND SHARE LESSONS
LEARNED ABOUT THE ABILITY OF COMPLEX NETWORKS TO ACHIEVE IMPROVED
DISEASE SURVEILLANCE AND RESPONSE, AND TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED
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THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF AN EXPLORATORY STUDY TO ASSESS EXISTING CONDITIONS OF WET
MARKETS IN URBAN AREAS OF INDORE AND SURAT CITIES IN INDIA, AND PROVIDE
RECOMMENDATIONS ON PROCEDURES FOR CREATING SAFE WET MARKETS IN THE
CONTEXT OF ACCELERATING URBANIZATION AND CLIMATE CHANGE
NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED
IN COLLABRATION WITH A RANGE OF CITY BASED STAKEHOLDERS AND
ORGANIZATIONS IN SUPPORT OF DEVELOPING AND DEMONSTRATING A RANGE OF
MODELS FOR COST EFFECTIVE, RELIABLE, DECENTRALIZED URBAN WATER
MANAGEMENT THAT ARE DRIVEN BY DIFFERENTIATED END USE DEMANDS IN INDORE
CITY, INDIA, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE
NETWORK
NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF ENHANCING THE CLIMATE CHANGE RESILIENCE OF THE CITY OF
INDORE, INDIA THROUGH THE ESTABLISHMENT OF AN INTEGRATED VECTOR AND
WATER BORNE DISEASE SURVEILLANCE AND RESPONSE SYSTEM TO HELP COPE WITH
PROJECTED INCREASES IN VECTOR DISEASES DUE TO INCREASING TEMPERATURES
AND MORE INTENSE PRECIPITATION, AS PART OF THE ASIAN CITIES CLIMATE
CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF MODELING AN END TO END EARLY WARNING SYSTEM THAT WILL
HELP IMPROVE THE MANAGEMENT OF RESERVOIR RELEASES AND REDUCE THE
INTENSITY OF FLOODS AND RESULTANT DAMAGE IN THE CITY OF SURAT, INDIA,
AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED
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THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF ASSISTING THREE CITIES IN INDIA (SURAT, INDORE, AND
GORAKHPUR) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, BY
BUILDING THE CAPACITY OF CITY PARTNERS AND OTHER ACTORS IN THOSE CITIES
TO UNDERTAKE URBAN CLIMATE RESILIENCE WORK, PARTNER WITH NATIONAL,
STATE, AND LOCAL GOVERNMENTS TO INITIATE REFORMS THAT SUPPORT URBAN
CLIMATE RESILIENCE IN INDIA, AND DOCUMENT METHODOLOGIES AND LESSONS
LEARNED AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - TCC GROUP INC
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S PROMOTING EQUITABLE AND
SUSTAINABLE TRANSPORTATION INITIATIVE, TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT - TEACHERS COLLEGE COLUMBIA UNIVERSITY
IN SUPPORT OF DEVELOPING AN EDUCATIONAL TOOLKIT THAT ENABLES LEADERS OF
NON GOVERNMENTAL ORGANIZATIONS TO ACCESS AND TAKE UP METHODS OF
INNOVATION IN ADDRESSING THE NEEDS OF POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT - TECHNOSERVE INC
IN SUPPORT OF A PROOF OF CONCEPT PILOT PROJECT TO DEMONSTRATE THE
POTENTIAL FOR A LOCAL IMPACT SOURCING SERVICE PROVIDER IN KENYA TO
CREATE AND SUSTAIN OPPORTUNITIES TARGETING POOR AND DISADVANTAGED
STUDENTS IN PUBLIC UNIVERSITIES
NAME OF RECIPIENT - TECHSOUP GLOBAL
TOWARD THE COSTS OF THE DEVELOPMENT, LAUNCH AND INITIAL OPERATIONS OF
NGOSOURCE, AN EQUIVALENCY DETERMINATION REPOSITORY THAT WILL STREAMLINE
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THE GRANTMAKING PROCESS AND ENHANCE THE ABILITY OF U.S. FOUNDATIONS TO
MAKE GRANTS TO NONPROFITS AROUND THE WORLD
NAME OF RECIPIENT - TELLUS INSTITUTE INC
IN SUPPORT OF RESEARCH TO IDENTIFY AND ASSESS THE POTENTIAL IMPACT OF
INITIATIVES TO IMPROVE OUTCOMES FOR WORKERS AND/OR EQUITABLE ACCESS TO
HEALTHY FOOD AMONG THE 100 LARGEST FOOD CORPORATIONS
NAME OF RECIPIENT - TENEO STRATEGY CONSULTING LLC
IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER
FOUNDATION'S CENTENNIAL IN 2013, TO BUILD CAPACITY, CREATE NEW
COALITIONS, STRENGTHEN EXISTING NETWORKS, AND ADVANCE PUBLIC POLICY BY
CONVENING GATHERINGS AND PROVIDING MULTIMEDIA TOOLS AND RESOURCES FOR
IDENTIFYING CHALLENGES AND PROPOSING TANGIBLE SOLUTIONS TO GLOBAL
PROBLEMS
NAME OF RECIPIENT - THAILAND DEVELOPMENT RESEARCH INSTITUTE FOUNDATION
IN SUPPORT OF CONDUCTING RESEARCH ON THE THAI UNIVERSAL COVERAGE SCHEME
AND ITS IMPACT ON THE HEALTH STATUS, HEALTH EQUITY AND HEALTH PROMOTION
EFFORTS IN THAILAND
NAME OF RECIPIENT - THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF ACTIVITIES, IN COLLABORATION WITH THE SONGKLA COMMUNITY
FOUNDATION, TO BUILD CAPACITY FOR FLOOD PREPAREDNESS AND RESPONSE, AND
A MODEL FOR PARTNERSHIP AND COLLABORATION BETWEEN LOCAL COMMUNITIES AND
LOCAL GOVERNMENT AGENCIES IN HAT YAI CITY RESPONSIBLE FOR DELIVERY OF
BASIC SERVICES INCLUDING SANITATION, WELFARE AND HEALTH, AS PART OF THE
ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
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NAME OF RECIPIENT - THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF A FEASIBILITY STUDY AND IMPLEMENTATION PLAN FOR
ECOLOGICAL RESTORATION OF THE INNER CHANNEL OF THE KOK RIVER IN CHIANG
RAI, THAILAND, INCLUDING RESTORATION OF A SECTION OF THE CHANNEL, AS A
MODEL FOR BUILDING URBAN RESILIENCE, AS PART OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF CARRYING OUT PHASE III ACTIVITIES OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK RELATED TO BUILDING CLIMATE CHANGE
RESILIENCE IN CHIANG RAI AND HAT YAI, THAILAND; TO SUPPORT OTHER CITIES
IN THAILAND TO EXPAND THEIR UNDERSTANDING OF URBAN CLIMATE CHANGE
RESILIENCE KNOWLEDGE AND PRACTICE; AND TO MAP AND ENGAGE KEY NATIONAL
STAKEHOLDERS TO INCREASE RESOURCES AND ATTENTION TO URBAN CLIMATE
CHANGE RESILIENCE IN THAILAND
NAME OF RECIPIENT - THAMMASAT UNIVERSITY
FOR USE BY ITS FACULTY OF LAW AND PUBLIC HEALTH IN SUPPORT OF A
REGIONAL WORKSHOP ON "GLOBALIZING ASIA: HEALTH LAW, GOVERNANCE, AND
POLICY- ISSUES, APPROACHES AND GAPS" TO BE HELD IN BANGKOK, THAILAND,
APRIL 2012
NAME OF RECIPIENT - THE AFRICAN HEALTH ECONOMICS AND POLICY ASSOCIATION
LIMITED
IN SUPPORT OF ENGAGING ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOP A
PLAN TO PROMOTE AND STRENGTHEN ITS CAPACITY TO CONDUCT HEALTH ECONOMICS
AND POLICY ANALYSIS IN ORDER TO IMPROVE HEALTH OUTCOMES IN AFRICAN
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COUNTRIES
NAME OF RECIPIENT - THE AFRICAN HEALTH ECONOMICS AND POLICY ASSOCIATION
LIMITED
TOWARD THE COSTS OF ITS CONFERENCE "TOWARDS UNIVERSAL HEALTH COVERAGE,"
TO GATHER HEALTH EXPERTS, ACADEMICS, PRACTITIONERS AND POLICYMAKERS
FROM AFRICAN COUNTRIES TO PRESENT AND EXCHANGE THE LATEST RESEARCH ON
EMPLOYING APPROPRIATE HEALTH ECONOMICS TOOLS AND FINANCING FOR
IMPROVEMENTS IN HEALTH CARE, TO BE HELD IN DAKAR, SENEGAL, MARCH 2011
NAME OF RECIPIENT - THE ASIA SOCIETY
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "THE GREAT DEBATES," A PROJECT USING TRADITIONAL
FORMS OF DEBATE FROM THE TIBETAN, ISLAMIC, JEWISH AND GREEK CULTURES TO
ENGAGE ARTISTS, SCIENTISTS, SCHOLARS, POLICY EXPERTS AND THE PUBLIC IN
CROSS CULTURAL, INTER DISCIPLINARY EXCHANGES ON CONTROVERSIAL AND
CHALLENGING CONTEMPORARY ISSUES
NAME OF RECIPIENT - THE ASIA SOCIETY
IN SUPPORT OF A RESEARCH COLLABORATION WITH THE LEE KUAN YEW SCHOOL OF
PUBLIC POLICY AT THE NATIONAL UNIVERSITY OF SINGAPORE ON HOW AND WHERE
WOMEN HAVE MADE THE MOST PROGRESS WITHIN THEIR WORK SECTORS ACROSS THE
PUBLIC, PRIVATE AND NOT FOR PROFIT COMMUNITIES IN THE ASIA PACIFIC
COUNTRIES
NAME OF RECIPIENT - THE CENTER FOR EFFECTIVE PHILANTHROPY INC
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE DATA AND CREATE INSIGHT SO
PHILANTHROPIC FUNDERS CAN BETTER DEFINE, ASSESS AND IMPROVE THEIR
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EFFECTIVENESS AND IMPACT
NAME OF RECIPIENT - THE CHANCELLOR MASTERS AND SCHOLARS OF THE
UNIVERSITY OF OXFORD
FOR USE BY ITS OXFORD MARTIN SCHOOL IN SUPPORT OF TWO WORKSHOPS TO
DEVELOP A BROAD AND CROSS CUTTING PERSPECTIVE ON RESILIENCE BOTH IN
THEORY AND PRACTICE, WITH A FOCUS ON THE ROLE OF RESILIENCE IN THE
REDUCTION OF POVERTY
NAME OF RECIPIENT - THE CHILDREN S AID SOCIETY
IN SUPPORT OF A DETAILED PLANNING PROCESS TO PURSUE A SOCIAL IMPACT
BOND FINANCED PILOT PROGRAM TO KEEP JUVENILES IN NEW YORK STATE OUT OF
INCARCERATION THROUGH COMMUNITY BASED PROGRAMS BASED ON ITS SUCCESSFUL
LASTING INVESTMENTS IN NEIGHBORHOOD CONNECTIONS (LINC) MODEL
NAME OF RECIPIENT - THE DC PROJECT INC
TOWARD THE COSTS OF ITS NATIONAL TRAINING PROGRAM, AN EFFORT TO
GENERATE CONSUMER DEMAND FOR RESIDENTIAL ENERGY EFFICIENCY AND CHANNEL
BENEFITS BACK INTO COMMUNITIES THROUGH COST SAVINGS, CARBON EMISSIONS
REDUCTIONS, NEW JOBS FOR RETROFIT WORKERS AND GREEN ECONOMIC
DEVELOPMENT
NAME OF RECIPIENT - THE ENERGY AND RESOURCES INSTITUTE
IN SUPPORT OF A STUDY ASSESSING CURRENT URBAN PLANNING POLICIES IN
INDIA, WITH A FOCUS ON TWO INDIAN CITIES, AND IDENTIFYING POLICY AND
REGULATORY CHANGES AT THE NATIONAL, STATE AND CITY LEVELS THAT IF
IMPLEMENTED WOULD ENHANCE CLIMATE CHANGE RESILIENCE IN INDIA
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NAME OF RECIPIENT - THE ENERGY AND RESOURCES INSTITUTE
TOWARD THE COSTS OF THE DELHI SUSTAINABLE DEVELOPMENT SUMMIT, AN
INTERNATIONAL PLATFORM FOR CONSTRUCTIVE DIALOGUE AND DEBATE ON CLIMATE
CHANGE THAT AIMS TO DELIVER GLOBALLY ACCEPTED AGREEMENTS ON BUILDING A
SUSTAINABLE FUTURE, HELD IN NEW DEHLI, INDIA, FEBRUARY 2011.
NAME OF RECIPIENT - THE MARY ROBINSON FOUNDATION
IN SUPPORT OF BUILDING WOMEN'S LEADERSHIP IN THE AREA OF CLIMATE
JUSTICE AND IN PARTICULAR, INCLUDING A GENDER AND CLIMATE PERSPECTIVE
IN NEGOTIATIONS AT THE 16TH UNITED NATIONS FRAMEWORK CONVENTION ON
CLIMATE CHANGE
NAME OF RECIPIENT - THE MARY ROBINSON FOUNDATION
IN SUPPORT OF POLICY ANALYSIS AND ADVOCACY WORK THAT WILL ENCOURAGE THE
INCORPORATION OF A GENDER LENS IN EFFORTS TO BUILD WOMEN'S LEADERSHIP
IN THE AREA OF INTERNATIONAL CLIMATE JUSTICE
NAME OF RECIPIENT - THE MILLENNIUM PROJECT CORPORATION
IN SUPPORT OF 1) TARGETED TRAVEL SUPPORT FOR PARTICIPANTS FROM AFRICA
TO ATTEND THE MILLENNIUM PROJECT PLANNING COMMITTEE MEETING, TO BE HELD
IN VANCOUVER, CANADA, JULY 2011; AND 2) A PROJECT TO ASSIST IN
IMPROVING THE CAPACITY OF DEVELOPING COUNTRIES TO CONDUCT FUTURES
RESEARCH BY IMPLEMENTING THE RESULTS OF A LONG TERM FINANCIAL
SUSTAINABILITY AND FEASIBILITY PLAN FOR THE ORGANIZATION
NAME OF RECIPIENT - THE MUSEUM FOR AFRICAN ART
FOR USE BY ITS NELSON MANDELA CENTER TOWARD THE COSTS OF DEVELOPING
PUBLIC EDUCATIONAL PROGRAMS ON SOCIAL AND POLITICAL HISTORY THAT
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HIGHLIGHT AFRICA'S CONTRIBUTIONS TO ONGOING GLOBAL DIALOGUE
NAME OF RECIPIENT - THE NATIONAL ASSOCIATION OF LATINO INDEPENDENT
PRODUCERS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF PROVIDING PROFESSIONAL MENTORING THROUGH ITS LATINO
ARTIST MENTORING PROJECT TO NEW YORK LATINO/LATINA AND NATIVE WRITERS,
PRODUCERS AND DIRECTORS TO CREATE AND ADVANCE NEW FILMS
NAME OF RECIPIENT - THE PARTNERSHIP FOR WORKING FAMILIES
TOWARD THE COSTS OF RESEARCH TO QUANTIFY POTENTIAL EMPLOYMENT,
ENVIRONMENTAL AND OTHER SOCIAL IMPACTS OF THE WASTE MANAGEMENT SECTOR
AS WELL AS TO DEVELOP A NATIONAL CAMPAIGN FOCUSED ON SOCIAL AND
ECONOMIC EQUITY IN THE WASTE AND RECYCLING INDUSTRY
NAME OF RECIPIENT - THE POPTECH INSTITUTE
TOWARD THE COSTS OF "POPTECH LAB: CLIMATE RESILIENCE AND VULNERABLE
POPULATIONS" A CONVENING TO BE HELD IN NAIROBI, KENYA, FEBRUARY 2012,
AND OTHER INITIATIVES THAT CATALYZE INNOVATION TO ADDRESS THE NEEDS OF
POOR AND VULNERABLE COMMUNITIES AROUND THE WORLD
NAME OF RECIPIENT - THE POPTECH INSTITUTE
TOWARD THE COSTS OF A CONFERENCE ON UNDERSTANDING RESILIENCE FOR
VULNERABLE POPULATIONS ACROSS THE GLOBE, "POPTECH 2012: TOWARD
RESILIENCE," TO BE HELD IN REYKJAVIK, ICELAND, JUNE 2012
NAME OF RECIPIENT - THE SANTA FE INSTITUTE OF SCIENCE
IN SUPPORT OF EMPIRICAL AND QUANTITATIVE RESEARCH TO PROMOTE A MORE
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COMPREHENSIVE UNDERSTANDING OF THE STRUCTURE, DYNAMICS AND ORGANIZATION
OF CITIES IN ORDER TO PROVIDE A FRAMEWORK FOR SOLVING THE CHALLENGES OF
URBANIZATION
NAME OF RECIPIENT - THE SYNERGOS INSTITUTE INC
IN GENERAL SUPPORT OF ITS MISSION TO MOBILIZE RESOURCES AND BRIDGE
SOCIAL AND ECONOMIC DIVIDES TO REDUCE POVERTY AND INCREASE EQUITY
AROUND THE WORLD
NAME OF RECIPIENT - THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
FOR USE BY ITS GLOBAL HEALTH GROUP IN SUPPORT OF DOCUMENTING EXPANDED
EVIDENCE OF THE ROLE OF THE PRIVATE SECTOR WITHIN HEALTH SYSTEMS IN
DEVELOPING COUNTRIES AND FOSTERING A COMMUNITY OF PRACTICE AROUND
SOCIAL FRANCHISING
NAME OF RECIPIENT - THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
FOR USE BY ITS GLOBAL HEALTH GROUP IN SUPPORT OF ESTABLISHING A
SECRETARIAT TO ORGANIZE A SYMPOSIUM TO BE HELD IN TORONTO, CANADA, JULY
2011, AS PART OF A CONTINUING EFFORT TO MAP WHAT IS KNOWN ABOUT THE
ROLE OF THE PRIVATE SECTOR IN HEALTH CARE AND TO IDENTIFY RELATED
RESEARCH PRIORITIES TO FURTHER STRENGTHEN HEALTH SYSTEMS IN DEVELOPING
COUNTRIES
NAME OF RECIPIENT - THE YOUNG FOUNDATION
IN SUPPORT OF A PROJECT TO IDENTIFY AND RESEARCH HIGH POTENTIAL
INNOVATION METHODS THAT WILL HELP TO PROVIDE SOLUTIONS TO PERSISTENT
SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES AROUND THE WORLD
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NAME OF RECIPIENT - TIDES CENTER
TOWARD THE COSTS OF ITS EMPIRE STATE FUTURE PROJECT, A STATE WIDE
COALITION OF ENVIRONMENTAL, ECONOMIC DEVELOPMENT AND COMMUNITY
ORGANIZATIONS WORKING TO ADVANCE THE REVITALIZATION OF NEW YORK'S OLDER
INDUSTRIAL CITIES THROUGH SUSTAINABLE LAND USE POLICIES AND ECONOMIC
DEVELOPMENT STRATEGIES
NAME OF RECIPIENT - TIDES CENTER
TOWARD THE COSTS OF ITS PROJECT, THE APOLLO ALLIANCE, FOR SUPPORT OF
ITS TRANSPORTATION MANUFACTURING ACTION PLAN (T MAP), A RESEARCH AND
ADVOCACY EFFORT TO DEVELOP THE ECONOMIC CASE FOR GREEN TRANSPORTATION
BY ASSESSING THE POTENTIAL FOR GROWTH AND JOB CREATION IN THE PUBLIC
TRANSIT MANUFACTURING SECTOR IN THE U.S.
NAME OF RECIPIENT - TIDES CENTER
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S ACCELERATING INNOVATION
FOR DEVELOPMENT INITIATIVE, TO FOSTER LEARNING, ACCOUNTABILITY AND
PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT - TRANSFORMCA
TOWARD THE COSTS OF A COMMUNITY OUTREACH PROGRAM IN EAST OAKLAND,
CALIFORNIA TO HELP CREATE A MODEL BUS RAPID TRANSIT PROGRAM IN THE
REGION
NAME OF RECIPIENT - TRANSPORTATION CHOICES COALITION
TOWARD THE COSTS OF ITS TRANSPORTATION FOR WASHINGTON CAMPAIGN, A
COLLABORATION WITH FUTUREWISE, WHICH SEEKS TO INCREASE TRANSIT FUNDING,
PROMOTE TRANSIT ORIENTED COMMUNITIES AND REFORM TRANSPORTATION POLICY
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IN WASHINGTON STATE
NAME OF RECIPIENT - TRI STATE TRANSPORTATION CAMPAIGN INC
TOWARD THE COSTS OF CONDUCTING AN ANALYSIS OF STATE TRANSPORTATION
SPENDING PROGRAMS IN ALL 50 STATES, AND COORDINATING OUTREACH IN NEW
YORK, NEW JERSEY AND CONNECTICUT FOR THE TRANSPORTATION FOR AMERICA
CAMPAIGN
NAME OF RECIPIENT - TRUSTEES OF BOSTON UNIVERSITY
FOR USE BY ITS FREDERICK S. PARDEE CENTER FOR THE STUDY OF THE LONGER
RANGE FUTURE IN SUPPORT OF A PROJECT TO SYNTHESIZE AND VISUALIZE TREND
AND HORIZON SCANNING INFORMATION ON ISSUES RELEVANT TO POVERTY AND
HUMAN DEVELOPMENT THROUGH MULTIPLE METHODOLOGICAL APPROACHES AND
INFORMATION QUALITY ASSURANCE
NAME OF RECIPIENT - TRUSTEES OF TUFTS COLLEGE
FOR USE BY ITS POSITIVE DEVIANCE INITIATIVE TO IMPLEMENT ITS BUSINESS
PLAN FOR SCALING UP AND MAKING AVAILABLE TO INSTITUTIONS WORKING ON THE
NEEDS OF POOR OR VULNERABLE POPULATIONS, THE "POSITIVE DEVIANCE" MODEL,
A BEHAVIOR AND SOCIAL CHANGE APPROACH BASED ON THE OBSERVATION THAT
UNCOMMON PRACTICES AND BEHAVIORS ENABLE CERTAIN INDIVIDUALS OR GROUPS
TO FIND BETTER SOLUTIONS TO PREVALENT PROBLEMS THAN OTHERS WHO HAVE
ACCESS TO THE SAME RESOURCES
NAME OF RECIPIENT - UNITED NATIONS ECONOMIC AND SOCIAL COMMISSION FOR
ASIA AND THE PACIFIC
FOR USE BY ITS CAPACITY DEVELOPMENT TRUST FUND IN SUPPORT OF THE FIFTH
ASIA PACIFIC URBAN FORUM, TO BE HELD IN BANGKOK, JUNE 2011, TO ENABLE
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PARTICIPANTS FROM DEVELOPING COUNTRIES TO TAKE PART IN THE FORUM, TO
SUPPORT A SERIES OF FILM SCREENINGS, AND TO ENABLE WEBCAST LINKS TO THE
FORUM FROM OTHER PARTS OF ASIA
NAME OF RECIPIENT - UNITED NATIONS ENTITY FOR GENDER EQUALITY AND THE
EMPOWERMENT OF WOMEN
TOWARD THE COSTS OF SPECIFIC ACTIVITIES TO SUPPORT ITS MISSION TO
ACCELERATE PROGRESS TOWARD THE GOAL OF ACHIEVING GENDER EQUALITY AND
THE EMPOWERMENT OF WOMEN, INCLUDING ENSURING THAT WOMEN'S VOICES AND
CONCERNS ARE HEARD THROUGH THE GRASSROOTS WOMEN PARTICIPATION IN RIO+20
PROJECT AND ENHANCING THE CAPACITY OF RURAL WOMEN FARMERS THROUGH THE
RURAL WOMEN FEED AFRICA PROJECT
NAME OF RECIPIENT - UNITED NATIONS FOUNDATION INC
FOR USE BY ITS MHEALTH ALLIANCE IN SUPPORT OF THE "TOP 11 IN 2011
CHALLENGE," A CELEBRATION OF INNOVATORS FROM THE GLOBAL SOUTH IN THE
FIELD OF MOBILE HEALTH, AND OF THE AWARDEES' PARTICIPATION IN THE "2011
MHEALTH SUMMIT," TO BE HELD IN WASHINGTON, DC, DECEMBER 2011
NAME OF RECIPIENT - UNITED NATIONS FOUNDATION INC
TOWARD THE COSTS OF DEVELOPING ITS COLLABORATIVE MHEALTH ALLIANCE, A
MULTI STAKEHOLDER PARTNERSHIP DEVOTED TO ESTABLISHING SCALABLE, OPEN
STANDARDS BASED HEALTH SOLUTIONS BY LEVERAGING THE POWER OF MOBILE
NETWORKS AND DEVICES
NAME OF RECIPIENT - UNITED STATES PUBLIC INTEREST RESEARCH GROUP
EDUCATION FUND INC
TOWARD THE COSTS OF ITS NEW TRANSPORTATION FUTURE CAMPAIGN, A JOINT
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EFFORT WITH THE ENVIRONMENT AMERICA RESEARCH AND POLICY CENTER TO BUILD
SUPPORT FOR EXPANDING TRANSIT AND HIGH SPEED RAIL, REDUCING VEHICLE
MILES TRAVELED, AND ADVOCATING FOR MORE EFFICIENT AND ENVIRONMENTALLY
SOUND TRANSPORTATION MODES AND PRACTICES IN THE U.S.
NAME OF RECIPIENT - UNIVERSIDAD DEL DESARROLLO
FOR USE BY ITS CENTER FOR EPIDEMIOLOGY AND PUBLIC HEALTH POLICY, TOWARD
THE COSTS OF A STUDY TO ASSESS THE EQUITY OF HEALTH COVERAGE FOR PRE
NATAL CARE AND HYPERTENSION IN CHILE AND TO DEVELOP METHODOLOGICAL
TOOLS FOR EVALUATING HEALTH COVERAGE THAT WILL BE EFFECTIVE UNDER A
VARIETY OF CONDITIONS AND IN DIFFERENT COUNTRIES
NAME OF RECIPIENT - UNIVERSIDAD PERUANA CAYETANO HEREDIA
TOWARD THE COSTS OF CONVENING HEALTH INFORMATICS EXPERTS TO DISCUSS
BEST PRACTICES AND ENCOURAGE SOUTH SOUTH AND NORTH SOUTH COLLABORATIONS
THAT TACKLE HEALTH CARE GAPS FACED BY UNDERSERVED COMMUNITIES AT THE
"SYMPOSIUM ON MHEALTH STRATEGY FOR LATIN AMERICA" TO BE HELD IN LIMA,
PERU, MARCH 2011
NAME OF RECIPIENT - UNIVERSITY COLLEGE LONDON UNIVERSITY OF LONDON
FOR USE BY ITS DEPARTMENT OF EPIDEMIOLOGY AND PUBLIC HEALTH IN SUPPORT
OF A PROJECT TO IDENTIFY HOW MODELS OF URBAN PLANNING AND DESIGN IN LOW
AND MIDDLE INCOME COUNTRIES AFFECT SOCIAL DETERMINANTS AND DISTRIBUTION
OF RISK FACTORS FOR ILL HEALTH
NAME OF RECIPIENT - UNIVERSITY OF CAPE TOWN
FOR THE COSTS OF ASSESSING OPTIONS AND DEVELOPING PLANS TO EXPAND THE
REACH OF ITS UNIVERSITY SCIENCE, HUMANITIES, LAW AND ENGINEERING
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PARTNERSHIPS IN AFRICA PROGRAM, WHICH PROMOTES COLLABORATION AMONG
AFRICAN RESEARCHERS IN THE GENERATION AND DISSEMINATION OF KNOWLEDGE
WITH THE AIM OF BUILDING INSTITUTIONAL AND HUMAN CAPACITY IN AFRICAN
UNIVERSITIES
NAME OF RECIPIENT - UNIVERSITY OF CAPE TOWN
FOR USE BY ITS AFRICAN CENTRE FOR CITIES TOWARD THE COSTS OF ITS
MISSION TO FACILITATE URBAN RESEARCH AND DEVELOP POLICY DISCOURSES FOR
THE PROMOTION OF VIBRANT, DEMOCRATIC AND SUSTAINABLE URBAN DEVELOPMENT
IN THE GLOBAL SOUTH FROM AN AFRICAN PERSPECTIVE
NAME OF RECIPIENT - UNIVERSITY OF CAPE TOWN
FOR USE BY ITS AFRICAN CENTRE FOR CITIES, IN PARTNERSHIP WITH
SLUM/SHACK DWELLERS INTERNATIONAL AND THE ASSOCIATION OF AFRICAN
PLANNING SCHOOLS, TOWARD THE COSTS OF REVITALIZING URBAN PLANNING
EDUCATION IN AFRICA AND SCALING UP URBAN RELATED APPLIED RESEARCH AND
PRACTICE ON THE CONTINENT
NAME OF RECIPIENT - UNIVERSITY OF DAR ES SALAAM
IN SUPPORT OF RESEARCH ON AGRONOMIC APPROACHES THAT BUILD THE
RESILIENCE OF SMALLHOLDER FARMERS IN TANZANIA AND MALAWI, AND FOR THE
TRAINING OF GRADUATE STUDENTS AND VARIOUS STAKEHOLDERS ON CLIMATE
CHANGE ADAPTATION IN THE AGRICULTURE SECTOR IN EAST AFRICA
NAME OF RECIPIENT - UNIVERSITY OF ECONOMICS HO CHI MINH CITY
IN SUPPORT OF A PROJECT TO DEVELOP A MASTER OF SCIENCE DEGREE IN HEALTH
ECONOMICS AND MANAGEMENT IN VIETNAM
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NAME OF RECIPIENT - UNIVERSITY OF KWAZULU NATAL
FOR USE BY ITS FACULTY OF SCIENCE AND AGRICULTURE TOWARD THE COSTS OF
ESTABLISHING A HEALTH ENTERPRISE ARCHITECTURE LAB, A RESEARCH
LABORATORY FOCUSED ON THE APPLICATION OF ENTERPRISE ARCHITECTURE AND
HEALTH INFORMATICS TO LOW RESOURCE SETTINGS
NAME OF RECIPIENT - UNIVERSITY OF NAIROBI
FOR USE BY ITS CENTRE FOR URBAN RESEARCH AND INNOVATION IN SUPPORT OF
STRENGTHENING ITS POSITION AS A REGIONAL HUB FOR INNOVATIVE URBAN
RESEARCH, TEACHING AND PRACTICE AND TO WORK IN PARTNERSHIP WITH SLUM
DWELLERS INTERNATIONAL TO PROMOTE MORE EQUITABLE URBAN PLANNING AND
MANAGEMENT IN EAST AFRICA
NAME OF RECIPIENT - UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
FOR USE BY ITS CAROLINA POPULATION CENTER IN SUPPORT OF A SCOPING PAPER
AND A CONVENING OF LEADING GLOBAL THINKERS IN THE FIELDS OF OBESITY,
NUTRITION, FOOD SECURITY AND AGRICULTURE TO EXPLORE INNOVATIVE
APPROACHES TO COMBATING OBESITY IN THE DEVELOPING WORLD
NAME OF RECIPIENT - UNIVERSITY OF PRETORIA
FOR USE BY ITS CHINA AFRICA NETWORK AT THE GORDON INSTITUTE FOR
BUSINESS SCIENCE IN SUPPORT OF EDUCATING CHINESE STAKEHOLDERS ABOUT
OPPORTUNITIES FOR SOCIALLY AND ENVIRONMENTALLY RESPONSIBLE INVESTING IN
AFRICA
NAME OF RECIPIENT - UNIVERSITY OF READING
FOR USE BY ITS WALKER INSTITUTE FOR CLIMATE SYSTEM RESEARCH IN
COLLABORATION WITH ITS STATISTICAL SERVICES CENTRE, IN SUPPORT OF
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THE ROCKEFELLER FOUNDATION 13-1659629
PROVIDING CAPACITY BUILDING ASSISTANCE TO THE CLIMATE CHANGE UNITS OF
SEVEN AGRICULTURE RESEARCH AND DEVELOPMENT INSTITUTIONS IN EAST AND
CENTRAL AFRICA
NAME OF RECIPIENT - UNIVERSITY OF SUSSEX
FOR USE BY ITS SCIENCE AND TECHNOLOGY POLICY RESEARCH DEPARTMENT, IN
SUPPORT OF A COLLABORATION WITH THE SOCIAL, TECHNOLOGICAL AND
ENVIRONMENTAL PATHWAYS TO SUSTAINABILITY (STEPS) CENTRE TO CONDUCT
RESEARCH ON THE APPLICATION OF NEW MODELS FOR TECHNOLOGY ASSESSMENT IN
THE GLOBAL SOUTH AND THEIR POTENTIAL TO FOSTER DEVELOPMENT IN HEALTH,
CLIMATE CHANGE AND AGRICULTURE
NAME OF RECIPIENT - UNIVERSITY OF THE FREE STATE
FOR USE BY ITS DIRECTORATE FOR RESEARCH DEVELOPMENT, IN CONTINUED
SUPPORT OF A COLLABORATION WITH EVALNET, TO ENGAGE DEVELOPMENT
EVALUATION LEADERS TO PROVIDE PRACTICAL ASSISTANCE TO ROCKEFELLER
FOUNDATION INITIATIVE TEAMS, KEY GRANTEES AND PARTNERS, TO BETTER
ARTICULATE, MONITOR, EVALUATE AND REPORT ON THEIR RESULTS AND
STRATEGIES IN ORDER TO ACHIEVE IMPACT
NAME OF RECIPIENT - UNIVERSITY OF THE FREE STATE
FOR USE BY ITS DIRECTORATE FOR RESEARCH DEVELOPMENT, IN SUPPORT OF A
COLLABORATION WITH EVALNET, TO ENGAGE DEVELOPMENT EVALUATION LEADERS TO
PROVIDE PRACTICAL ASSISTANCE TO ROCKEFELLER FOUNDATION INITIATIVE
TEAMS, KEY GRANTEES AND PARTNERS, TO BETTER ARTICULATE, MONITOR,
EVALUATE AND REPORT ON THEIR RESULTS AND STRATEGIES IN ORDER TO ACHIEVE
IMPACT
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NAME OF RECIPIENT - UNIVERSITY OF THE FREE STATE
IN SUPPORT OF A SERIES OF WORKSHOPS TO BUILD KNOWLEDGE, SKILLS AND
CAPACITY AMONG ROCKEFELLER FOUNDATION STAFF, PARTNERS AND GRANTEES TO
BETTER DEFINE, MEASURE AND REPORT ON ACHIEVING MORE EQUITABLE GROWTH
FOR POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT - UNIVERSITY OF WASHINGTON
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF AN EVALUATION OF
THE FOUNDATION'S DISEASE SURVEILLANCE NETWORKS INITIATIVE, TO CAPTURE
AND SHARE LESSONS LEARNED ABOUT THE ABILITY OF COMPLEX NETWORKS TO
ACHIEVE IMPROVED DISEASE SURVEILLANCE AND RESPONSE, AND TO FOSTER
LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION
AND AMONG ITS GRANTEES
NAME OF RECIPIENT - UNIVERSITY OF WATERLOO
FOR USE BY ITS WATERLOO INSTITUTE FOR SOCIAL INNOVATION AND RESILIENCE
IN SUPPORT OF DESIGNING AND INITIATING AN INNOVATION FOR RESILIENCE
FELLOWSHIP PROGRAM THAT WILL TRAIN FELLOWS TO FIND INNOVATIVE RESPONSES
TO PERSISTENT SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES
AROUND THE WORLD
NAME OF RECIPIENT - UNIVERSITY OF WISCONSIN MADISON
FOR USE BY ITS CENTER ON WISCONSIN STRATEGY IN SUPPORT OF "GREENER ON
RAMPS: SKILL FORMATION, RESILIENCE, AND EQUITY IN THE CLEAN ENERGY
ECONOMY," WHICH SEEKS TO ADVANCE A GREENER AND MORE EQUITABLE ECONOMY
IN THE U.S.
NAME OF RECIPIENT - UNIVERSITY OF WISCONSIN MADISON
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THE ROCKEFELLER FOUNDATION 13-1659629
FOR USE BY ITS CENTER ON WISCONSIN STRATEGY TOWARD THE COSTS OF
LAUNCHING THE SMART STATE TRANSPORTATION INITIATIVE, A PROJECT TO
IMPROVE AND SUPPORT STATES' CAPACITY TO IMPLEMENT CLIMATE FRIENDLY AND
EQUITABLE TRANSPORTATION POLICIES AND PRACTICES
NAME OF RECIPIENT - URBAN INSTITUTE
FOR USE BY ITS CENTER ON NONPROFITS AND PHILANTHROPY TO DEVELOP OUTCOME
INDICATORS AND RELATED CONTENT FOR THE OUTCOME AND EFFECTIVE PRACTICES
PORTAL, AN ONLINE RESOURCE TO HELP DONORS AND NONPROFITS MEASURE
PROGRAM PERFORMANCE
NAME OF RECIPIENT - URBAN INSTITUTE
TOWARD THE COSTS OF ITS UNEMPLOYMENT AND RECOVERY INITIATIVE, AN
INTEGRATED PROGRAM OF RESEARCH AND ANALYSIS TO ADDRESS THE CRITICAL
UNEMPLOYMENT POLICY CHALLENGES FACING THE U.S.
NAME OF RECIPIENT - URBAN WORD NYC INC
TOWARD THE COSTS OF THE NEW YORK CITY YOUTH POET LAUREATE PROJECT, A
CITY WIDE COMMUNITY OUTREACH PROGRAM THAT ENGAGES THE VOICE OF LOCAL
YOUTH WHILE PROMOTING CIVIC ENGAGEMENT, VOLUNTEERISM, YOUTH LEADERSHIP,
VOTER AWARENESS AND ARTISTIC EXCELLENCE
NAME OF RECIPIENT - VERA INSTITUTE OF JUSTICE INC
IN SUPPORT OF DOCUMENTING COMMON JUSTICE, A DEMONSTRATION PROJECT IN
WHICH SURVIVORS AND PERPETRATORS OF VIOLENT CRIME ARE BROUGHT TOGETHER
IN A HIGHLY STRUCTURED MEDIATION AND SERVICE PROVISION PROGRAM
NAME OF RECIPIENT - VERA INSTITUTE OF JUSTICE INC
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THE ROCKEFELLER FOUNDATION 13-1659629
TOWARD THE COSTS OF DESIGNING AND CONDUCTING A STUDY OF THE IMPACT OF
FORMAL AND INFORMAL INTERACTION BETWEEN NEW YORK CITY POLICE,
ADOLESCENT AND YOUNG ADULTS, AND THEIR FAMILIES WITH A FOCUS ON "STOP,
QUESTION AND FRISK" PRACTICES
NAME OF RECIPIENT - VERULAM ASSOCIATES LTD
IN SUPPORT OF AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK COMPONENT OF THE FOUNDATION'S BUILDING CLIMATE
CHANGE RESILIENCE INITIATIVE, TO CAPTURE AND SHARE LESSONS LEARNED
ABOUT THE RELEVANCE, EFFECTIVENESS, EFFICIENCY, INFLUENCE, IMPACT AND
SUSTAINABILITY OF THE EFFORT, AND TO FOSTER LEARNING, ACCOUNTABILITY
AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT - VIETNAM HEALTH ECONOMICS ASSOCIATION
IN SUPPORT OF A PROJECT TO STRENGTHEN ITS INSTITUTIONAL AND
ORGANIZATIONAL CAPACITY BUILDING EFFORTS TO PROMOTE HEALTH FINANCE
REFORM IN VIETNAM
NAME OF RECIPIENT - VIETNAM MUSEUM OF ETHNOLOGY VIETNAMESE ACADEMY FOR
SOCIAL SCIENCES
TOWARD THE COSTS OF A CONFERENCE ON HOW CULTURAL HERITAGE MUSEUMS IN
THE MEKONG RIVER BASIN CAN RAISE AWARENESS OF THE CHALLENGES ASSOCIATED
WITH CLIMATE CHANGE, TO BE HELD IN HANOI, WINTER 2011
NAME OF RECIPIENT - VILLAGEREACH
IN SUPPORT OF ITS "OPENLMIS INITIATIVE," A COMMUNITY OF HEALTH SYSTEMS
DESIGNERS AND PUBLIC HEALTH PRACTITIONERS WORKING TOWARD BUILDING AN
OPEN SOURCE MEDICAL LOGISTICS MANAGEMENT TOOL AND FACILITATING
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COLLABORATIVE DEVELOPMENT OF AN EHEALTH SOFTWARE PLATFORM TO IMPROVE
HEALTH CARE ACCESS IN DEVELOPING COUNTRIES
NAME OF RECIPIENT - WASHINGTON AREA WOMEN S FOUNDATION INC
TOWARD THE COSTS OF QUANTITATIVE RESEARCH, IN COLLABORATION WITH THE
URBAN INSTITUTE, ON HOW INVESTING IN DIRECT SERVICES AND ADVOCACY CAN
BENEFIT THE LIVES OF WOMEN AND GIRLS IN THE UNITED STATES
NAME OF RECIPIENT - WASHINGTON DC MARTIN LUTHER KING JR NATIONAL MEMORIAL
PROJECT FOUNDATION
TOWARD THE COSTS OF LAUNCHING (AND OPERATIONALIZING) THE MARTIN LUTHER
KING, JR. MEMORIAL ON THE NATIONAL MALL IN WASHINGTON, DC TO RAISE
AWARENESS AND UNDERSTANDING OF DR. MARTIN LUTHER KING JR.'S PLACE IN
HISTORY AS WELL AS HIS LEGACY OF DEMOCRACY, JUSTICE AND LOVE
NAME OF RECIPIENT - WHAT WOULD JANE DO LLC
TOWARD THE COSTS OF "WHAT WOULD JANE DO?" A DOCUMENTARY FILM FOCUSING
ON THE LIFE AND CONTINUED GLOBAL RELEVANCE OF JANE JACOBS AND HER WORK
NAME OF RECIPIENT - WILDLIFE CONSERVATION SOCIETY
FOR USE BY ITS ANIMAL & HUMAN HEALTH FOR THE ENVIRONMENT AND
DEVELOPMENT PROJECT TO PROMOTE ONE HEALTH LEADERSHIP AND FACILITATE
LINKAGES AMONG HUMAN, ANIMAL, AND WILDLIFE ACTIVITIES IN SOUTHERN
AFRICA
NAME OF RECIPIENT - WILDLIFE CONSERVATION SOCIETY
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF AN ONLINE FORUM THAT ALLOWS THE PUBLIC TO DEVELOP
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AND SHARE CLIMATE RESILIENT DESIGNS FOR MANHATTAN
NAME OF RECIPIENT - WILLIAM DAVIDSON INSTITUTE AT THE UNIVERSITY OF
MICHIGAN
IN SUPPORT OF A RESEARCH PROJECT TO LANDSCAPE THE SECTORS AND BUSINESS
MODELS THAT HAVE THE POTENTIAL TO PRODUCE THE GREATEST IMPACT AND TO
ANALYZE ENABLING CONDITIONS FOR IMPACT ENTERPRISES TO BENEFIT POOR AND
VULNERABLE POPULATIONS GLOBALLY
NAME OF RECIPIENT - WILLIAM J CLINTON FOUNDATION
FOR USE BY ITS CLINTON AIDS/HIV INITIATIVE IN SUPPORT OF ITS
COLLABORATION WITH THE MINISTRY OF HEALTH IN RWANDA TO IMPLEMENT
COUNTRY WIDE HEALTH SYSTEMS STRENGTHENING TOOLS AND TO LAUNCH A
NATIONAL HEALTH SECTOR INFORMATION TECHNOLOGY HELP DESK TO SUPPORT ALL
LEVELS OF THE HEALTH SYSTEM TO USE NEW EHEALTH TECHNOLOGIES
NAME OF RECIPIENT - WILLIAM J CLINTON FOUNDATION
FOR USE BY ITS CLINTON CLIMATE INITIATIVE'S CARBON AND POVERTY
REDUCTION PROGRAM IN SUPPORT OF EFFORTS TO DEVELOP, DEPLOY AND
DEMONSTRATE CARBON MEASUREMENT AND ACCOUNTING SYSTEMS THAT ENABLE POOR
PEOPLE IN RURAL AREAS OF DEVELOPING COUNTRIES TO PARTICIPATE IN AND
BENEFIT FROM GLOBAL CLIMATE MARKETS
NAME OF RECIPIENT - WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL
DEVELOPMENT
IN GENERAL SUPPORT OF ITS MISSION TO EMPOWER THE DISADVANTAGED,
INCREASE ECONOMIC OPPORTUNITY, AND SUSTAIN NATURAL RESOURCES
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NAME OF RECIPIENT - WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL
DEVELOPMENT
FOR USE BY ITS WATER INNOVATION PROGRAM IN SUPPORT OF RESEARCH TO
DEVELOP AND SCOPE CONCEPTUAL MULTIPLE USE WATER SYSTEMS MODELS,
IDENTIFY PROMISING AREAS FOR IMPLEMENTATION, AND CONVENE INTERESTED
ROCKEFELLER FOUNDATION GRANTEES TO SHARE LESSONS LEARNED AND DEVELOP
STRATEGIC RECOMMENDATIONS FOR ACCELERATING DEVELOPMENT OF WATER
RESOURCES FOR POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT - WINTERHOUSE
IN SUPPORT OF EFFORTS TO DEVELOP COLLECTIVE ACTION AND COLLABORATION IN
HUMAN CENTERED DESIGN FOR SOCIAL IMPACT ACROSS THE DESIGN INDUSTRY AND
INSTITUTIONS THAT WORK ON THE NEEDS OF POOR OR VULNERABLE PEOPLE
NAME OF RECIPIENT - WOMEN IN INFORMAL EMPLOYMENT: GLOBALIZING AND
ORGANIZING
IN SUPPORT OF A POLICY DIALOGUE TO INCREASE ACCESS FOR WOMEN IN THE
INFORMAL ECONOMY TO UNIVERSAL HEALTH INSURANCE SCHEMES, IN
COLLABORATION WITH THE FOUNDATION FOR LABOUR AND EMPLOYMENT PROMOTION
(HOMENET THAILAND) AND THE SELF EMPLOYED WOMEN'S ASSOCIATION OF INDIA
NAME OF RECIPIENT - WONG HOY CHEONG
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
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NAME OF RECIPIENT - WORKERS DEFENSE PROJECT INC
TOWARD THE COSTS OF ITS PREMIER COMMUNITY BUILDER PROJECT, AN EFFORT TO
CREATE EQUITABLE AND SUSTAINABLE JOBS IN THE GREEN CONSTRUCTION
INDUSTRY IN AUSTIN, TEXAS
NAME OF RECIPIENT - WORLD AFFAIRS COUNCIL OF NORTHERN CALIFORNIA
TOWARD THE COSTS OF ITS GLOBAL PHILANTHROPY FORUM, WHICH BRINGS
TOGETHER FOUNDATION LEADERS, INDIVIDUAL DONORS, SOCIAL INVESTORS, AND
AGENTS OF CHANGE TO LEARN MORE ABOUT OPPORTUNITIES FOR INTERNATIONAL
PHILANTHROPY
NAME OF RECIPIENT - WORLD FOOD PRIZE FOUNDATION
TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING
AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN
AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE
INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS
NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
FOR USE BY ITS ALLIANCE FOR HEALTH POLICY AND SYSTEMS RESEARCH TO MAP
EXISTING REGIONAL AND NATIONAL HEALTH POLICY ANALYSIS INSTITUTES TO
LEARN ABOUT THE DIFFERENT ORGANIZATIONAL MODELS AND FACTORS THAT
CONTRIBUTE TO THEIR EFFECTIVENESS AND SUSTAINABILITY IN LOW AND MIDDLE
INCOME COUNTRIES
NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
TOWARD THE COST OF REESTABLISHING ITS GLOBAL HEALTH LIBRARY, AN
ELECTRONIC PLATFORM AIMED AT IMPROVING ACCESS TO SCIENTIFIC AND MEDICAL
HEALTH INFORMATION IN THE DEVELOPING WORLD
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NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
FOR USE BY ITS KNOWLEDGE MANAGEMENT AND SHARING DEPARTMENT TOWARD THE
COSTS OF A SPECIAL EHEALTH THEMED ISSUE OF THE "BULLETIN OF THE WORLD
HEALTH ORGANIZATION," TO PROMOTE A STRONGER COMMITMENT TO EHEALTH
INTEROPERABILITY AND ITS WIDER APPLICATION
NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
FOR USE BY ITS WESTERN PACIFIC REGIONAL OFFICE IN SUPPORT OF PROVIDING
TECHNICAL ASSISTANCE ON ENTERPRISE ARCHITECTURE AND HEALTH INFORMATION
SYSTEMS DESIGN TO THE MINISTRY OF HEALTH, PHILIPPINES, AND ORGANIZING A
WORKSHOP ON HEALTH INFORMATION SYSTEMS IN VIETNAM INCLUDING FUNDING
SUPPORT FOR PARTICIPANTS FROM BANGLADESH
NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
FOR USE BY ITS GLOBAL OBSERVATORY FOR EHEALTH TOWARD THE COSTS OF
ANALYZING THE RESULTS OF ITS RECENT SURVEY OF EHEALTH ACTIVITIES IN 115
COUNTRIES, AND THE DEVELOPMENT OF A SERIES OF MONOGRAPHS FOR
PUBLICATION, WHICH WILL INFORM THE DECISIONS OF COUNTRIES PLANNING TO
INCORPORATE INFORMATION TECHNOLOGY INTO THEIR HEALTHCARE SYSTEMS
NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
FOR USE BY ITS DEPARTMENT OF HEALTH SYSTEMS FINANCING IN SUPPORT OF THE
"PROVIDING FOR HEALTH" PARTNERSHIP'S EFFORTS TO INCREASE NATIONAL AND
GLOBAL AWARENESS OF UNIVERSAL HEALTH COVERAGE
NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
IN SUPPORT OF EIGHT COLLABORATIVE PROJECTS DESIGNED TO STRENGTHEN
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GLOBAL HEALTH SYSTEMS, EHEALTH AND UNIVERSAL HEALTH COVERAGE IN THE
GLOBAL SOUTH
NAME OF RECIPIENT - WORLD RESOURCES INSTITUTE
FOR USE BY ITS EMBARQ INDIA IN SUPPORT OF ADVANCING EQUITY IMPROVEMENTS
FOR THE AUTO RICKSHAW SECTOR AND DEVELOPING A POLICY AND MARKET
FRAMEWORK FOR PUBLIC SHARED BICYCLE SYSTEMS IN CITIES IN INDIA; AND FOR
RESEARCH ON EXISTING MODELS FOR PRIVATELY OPERATED PUBLIC TRANSIT IN
CITIES IN THE DEVELOPING WORLD
NAME OF RECIPIENT - WORLD TOILET ORGANIZATION LIMITED
IN SUPPORT OF STRATEGIC PLANNING AND INFRASTRUCTURE DEVELOPMENT THAT
WILL POSITION IT AS A KEY GLOBAL SANITATION MARKET FACILITATOR AND
INFORM STRATEGIES FOR BUILDING NETWORKS COMMITTED TO PROVIDING ACCESS
TO BASIC SANITATION IN POOR URBAN AREAS
NAME OF RECIPIENT - WORLD VISION INC
TOWARD THE COSTS OF DESIGNING AND IMPLEMENTING A FIELD BASED SHARED
SERVICE CENTER IN NAIROBI, KENYA TO ENHANCE THE DELIVERY OF INFORMATION
AND COMMUNICATION TECHNOLOGY SERVICES AND SUPPORT FIELD OPERATIONS
ACROSS AFRICA; AND CONDUCTING A DESIGN STUDY AND PILOT IMPLEMENTATION
OF BUSINESS PROCESS OUTSOURCING CENTERS IN RURAL AND SEMI RURAL
TANZANIA AND GHANA TO GENERATE INCOME AND ECONOMIC EMPOWERMENT FOR POOR
AND VULNERABLE PEOPLE IN THOSE COMMUNITIES
NAME OF RECIPIENT - WORLD WIDE WEB FOUNDATION
IN SUPPORT OF CONDUCTING A STUDY OF USERS' EXPERIENCES ACCESSING THE
INTERNET IN THE DEVELOPING WORLD AND A PILOT EXPERIMENT ON THE USE OF
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INTERACTIVE VOICE RESPONSE (IVR) SYSTEMS BY POOR AND VULNERABLE
COMMUNITIES
NAME OF RECIPIENT - YOUNG WOMEN S LEADERSHIP NETWORK INC
TOWARD THE COSTS OF 2011 2012 SCHOOL YEAR ACTIVITIES OF THE YOUNG
WOMEN'S LEADERSHIP SCHOOLS, A NETWORK OF ALL GIRLS PUBLIC SECONDARY
SCHOOLS SERVING UNDERSERVED FAMILIES IN NEW YORK CITY
NAME OF RECIPIENT - YUNNAN CENTERS FOR DISEASES CONTROL AND PREVENTION
TOWARD THE COSTS OF A PROJECT TO CREATE AN INTEGRATED PROCESS TO
MAXIMIZE THE IMPACT OF INDIVIDUAL VERTICAL DISEASE SURVEILLANCE
PROGRAMS IN YUNNAN PROVINCE, CHINA
NAME OF RECIPIENT - YUNNAN CENTERS FOR DISEASES CONTROL AND PREVENTION
TOWARDS THE COSTS OF A PROJECT TO STRENGTHEN NATIONAL AND SUB REGIONAL
CAPACITY IN SURVEILLANCE AND RESPONSE THROUGH THE MEKONG BASIN DISEASE
SURVEILLANCE NETWORK
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NAME OF RECIPIENT - ACADEMY FOR EDUCATIONAL DEVELOPMENT
IN SUPPORT OF DESIGNING A MODEL FOR AN OUTSOURCED MONITORING AND
EVALUATION TOOL THAT WILL PROVIDE KENYAN NGOS WITH THE CAPACITY TO MORE
EFFICIENTLY MONITOR AND ASSESS THE IMPACT OF THEIR PROGRAMS
NAME OF RECIPIENT - ACCENTURE LLP
FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS TOWARD THE COSTS OF
IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO PROBLEMS FACING POOR
AND VULNERABLE PEOPLE AND SHARING THEM WITH THE PHILANTHROPIC AND
SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT - ACCESS HEALTH INTERNATIONAL INC
IN SUPPORT OF ACTIVITIES TO BUILD CAPACITY THROUGH TRAINING AND
MENTORING, IN ORDER TO BRING BEST PRACTICES IN THE HEALTH PRIVATE
SECTOR TO SCALE THROUGH EXISTING AND EVOLVING NETWORKS OF HEALTHCARE
PROVIDERS IN LOW AND MIDDLE INCOME COUNTRIES
NAME OF RECIPIENT - AFRICAN CENTER FOR ECONOMIC TRANSFORMATION
TOWARD THE COSTS OF PROVIDING THE GOVERNMENT OF LIBERIA WITH POLICY
ADVISORY SERVICES AND IMPLEMENTATION SUPPORT FOR STRUCTURING EQUITABLE
TRADE AND INVESTMENT AGREEMENTS WITH CHINA AND FOR PLACING THE CHINA IN
AFRICA ISSUE ON THE LONG TERM AGENDA OF THE AFRICAN UNION
NAME OF RECIPIENT - AFRICAN CENTER FOR ECONOMIC TRANSFORMATION
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT
FOCUSED ON WEST AFRICA
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NAME OF RECIPIENT - AFRICAN CENTRE FOR GLOBAL HEALTH AND SOCIAL
TRANSFORMATION LIMITED
TOWARD THE COSTS OF A SECRETARIAT TO COORDINATE THE AFRICAN NETWORK FOR
HEALTH SYSTEMS GOVERNANCE, A REGIONAL EFFORT TO IMPROVE HEALTH AND
HEALTH SYSTEMS PERFORMANCE BY SUPPORTING CAPACITY, EXPERTISE AND
LEADERSHIP DEVELOPMENT WITHIN MINISTRIES OF HEALTH
NAME OF RECIPIENT - AFRICAN MEDICAL AND RESEARCH FOUNDATION
IN SUPPORT OF A PROJECT TO STRENGTHEN COMMUNITY BASED DISEASE
SURVEILLANCE SYSTEMS IN KENYA, UGANDA AND TANZANIA TO MONITOR AND
CONTROL PRIORITY DISEASES AND ENHANCE AWARENESS OF NEGLECTED DISEASES
NAME OF RECIPIENT - AFRICAN UNION COMMISSION
IN SUPPORT OF STRENGTHENING ITS INTERNAL CAPACITY TO DESIGN AND
IMPLEMENT THE AFRICA RISK CAPACITY PROJECT, A DISASTER RISK POOL THAT
WOULD PROVIDE RESOURCES TO AFRICAN NATIONS IN THE EVENT OF A SEVERE
WEATHER SHOCK
NAME OF RECIPIENT - AGRICULTURAL TRANSFORMATION AGENCY
IN SUPPORT OF INTEGRATING CLIMATE SMART RURAL DEVELOPMENT ACROSS
ETHIOPIA'S AGRICULTURAL SECTOR THROUGH A SET OF PROGRAMMATIC ACTIVITIES
RELATED TO CAPACITY BUILDING, NETWORKING AND RESEARCH
NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA
TOWARD THE COSTS OF ITS MARKET ACCESS PROGRAM TO DIRECT INVESTMENTS AND
RESOURCES TO IMPROVE THE MARKET INFRASTRUCTURE FOR THE CORE FOOD
STAPLES OF SELECTED COUNTRIES IN AFRICA, LEADING TO INCREASED INCOMES
FOR SMALLHOLDER FARMERS
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - ASIA FOUNDATION
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN
PAKISTAN, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO CULTIVATE
ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - ASIAN COALITION FOR HOUSING RIGHTS
IN SUPPORT OF ITS ASIAN COALITION FOR COMMUNITY ACTION TO TRAIN AND
PROVIDE PROJECT SUPPORT TO COMMUNITY ARCHITECTS AND MEDIA
PRACTITIONERS, BUILD PARTNERSHIPS WITH POLICYMAKERS, AND GENERATE
KNOWLEDGE PRODUCTS THAT FOCUS ON COMMUNITY DRIVEN URBAN REVITALIZATION
NAME OF RECIPIENT - ASIAN COMMUNITY HEALTH ACTION NETWORK
IN SUPPORT OF THE PEOPLE'S HEALTH MOVEMENT'S BI ANNUAL ASSEMBLY AND A
RELATED WORKSHOP TO ENGAGE CIVIL SOCIETY IN POLICY DIALOGUES ON
STRENGTHENING HEALTH SYSTEMS
NAME OF RECIPIENT - ASIAN MIGRANT CENTRE
IN SUPPORT OF RESEARCH ON THE IMPACT OF CLIMATE CHANGE ON LIVELIHOODS
AND POTENTIAL FOR MIGRATION OF POPULATIONS IN THE GREATER MEKONG SUB
REGION
NAME OF RECIPIENT - ASPEN INSTITUTE INC
FOR USE BY ITS ASPEN NETWORK OF DEVELOPMENT ENTREPRENEURS TOWARD THE
COSTS OF STARTING AN INTERNAL RESEARCH CAPACITY TO ACTIVELY AGGREGATE,
CREATE AND DISTRIBUTE INFORMATION ON THE FIELD OF ENTREPRENEURIAL
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THE ROCKEFELLER FOUNDATION 13-1659629
DEVELOPMENT, IN PARTICULAR BY ADDRESSING QUESTIONS ABOUT THE IMPACT OF
SMALL AND GROWING BUSINESSES ON POVERTY ALLEVIATION IN EMERGING MARKET
COUNTRIES
NAME OF RECIPIENT - ASPEN INSTITUTE INC
TOWARD THE COSTS OF ITS AGENT ORANGE IN VIETNAM FUND, TO EXPAND THE
"HOPE SYSTEM OF CARE FOR CHILDREN AND DISABILITIES" PROGRAM INTO THE
CAM LE DISTRICT OF DA NANG, VIETNAM
NAME OF RECIPIENT - AVASANT LLC
IN SUPPORT OF RESEARCHING THE POLICIES, INCENTIVES AND GLOBAL BEST
PRACTICES THAT ENCOURAGE THE GROWTH OF EMPLOYMENT OPPORTUNITIES FOR
PEOPLE WHO ARE HISTORICALLY AND SOCIO ECONOMICALLY DISADVANTAGED
NAME OF RECIPIENT - BANGABANDHU SHEIKH MUJIB MEDICAL UNIVERSITY
IN SUPPORT OF A PROJECT TO LAUNCH A NEW DEPARTMENT OF PUBLIC HEALTH AND
INFORMATICS IN BANGLADESH
NAME OF RECIPIENT - BANGLADESH RURAL ADVANCEMENT COMMITTEE
IN SUPPORT OF A PROJECT TO FINE TUNE, IMPLEMENT AND SCALE UP THE BRAC
HEALTHCARE INNOVATIONS PROGRAM (B HIP) FOR BRAC BENEFICIARIES AND THEIR
FAMILIES
NAME OF RECIPIENT - BERENICE JOSEPHINE BICKLE DE BASTO
AS A BELLAGIO CREATIVE ARTIST FELLOWSHIP, TO ENABLE THE ARTIST TO SPEND
THREE MONTHS AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, IN
RECOGNITION OF HER PAST ACCOMPLISHMENTS AS A VISUAL ARTIST, AND TO
ENABLE HER TO ENHANCE HER ART
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NAME OF RECIPIENT - BERTELSMANN FOUNDATION NORTH AMERICA INC
TOWARD THE COSTS OF "MEGATRENDS IN GLOBAL INTERACTION: CREATIVE
DISSEMINATION AND NEW MEDIA STRATEGY," A PROJECT TO DEVELOP AN
ACCESSIBLE ON LINE PLATFORM WITH GLOBAL TREND RESOURCES TO ASSIST
RESEARCHERS AND POLICYMAKERS IDENTIFY FUTURE GLOBAL CHALLENGES AND
ENRICH LONG TERM PLANNING EFFORTS
NAME OF RECIPIENT - BLUEGREEN ALLIANCE FOUNDATION
IN SUPPORT OF RESEARCH TO IDENTIFY THE POTENTIAL FOR CERTIFICATION
SYSTEMS AND INDICES TO INCREASE SOCIAL AND ECONOMIC EQUITY ACROSS THE
FOOD SYSTEM IN THE UNITED STATES
NAME OF RECIPIENT - BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
IN SUPPORT OF RESEARCH THAT WILL INTEGRATE CLIMATE CHANGE RESILIENCE
MODELS, CROP MODELS AND FOOD SECURITY DATA IN SUB SAHARAN AFRICA TO
INFORM THE PRIORITIZATION OF INVESTMENTS IN AGRICULTURAL DEVELOPMENT
AND AID IN THE IDENTIFICATION OF POTENTIALLY ADAPTIVE CROP RESEARCH AND
CROP SHIFTING STRATEGIES
NAME OF RECIPIENT - BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
FOR USE BY ITS WOODS INSTITUTE FOR THE ENVIRONMENT IN SUPPORT OF THE
"UNCOMMON DIALOGUE" PROGRAM, A SERIES OF WORKSHOPS AND PAPERS EXPLORING
NEW IDEAS AND INTERVENTION OPPORTUNITIES RELATED TO PROBLEMS FACING
POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE PHILANTHROPIC AND
SOCIAL SECTOR COMMUNITIES
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NAME OF RECIPIENT - BROADREACH HEALTHCARE LLC
IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH AFRICA AS PART
OF A GLOBAL NETWORK WORKING TO ASSESS THE FEASIBILITY OF MIXED PRIVATE
AND PUBLIC SECTOR MODELS TO IMPROVE HEALTH OUTCOMES IN DEVELOPING
COUNTRIES INCLUDING COLLABORATIVE ACTION, FINANCING NETWORKS, EVIDENCE
BASED AGENDA SETTING, KNOWLEDGE AND CAPACITY BUILDING, AND COUNTRY
LEVEL DEMONSTRATIONS
NAME OF RECIPIENT - BROOKINGS INSTITUTION
FOR USE BY ITS METROPOLITAN POLICY PROGRAM TOWARD THE COSTS OF AN
INITIATIVE TO ADDRESS TRANSPORTATION AND INFRASTRUCTURE CHALLENGES
FACING CITIES IN THE UNITED STATES AND CREATE A NATIONAL VISION THAT
WILL ADVANCE TRANSPORTATION POLICIES THAT LEAD TO SOCIAL EQUITY,
ENVIRONMENTAL SUSTAINABILITY, AND ECONOMIC GROWTH
NAME OF RECIPIENT - BROOKINGS INSTITUTION
FOR USE BY ITS METROPOLITAN POLICY PROGRAM TOWARD THE COSTS OF THE
BROOKINGS ROCKEFELLER PROJECT ON STATE AND METROPOLITAN POLICY
INNOVATION, AN INITIATIVE WHICH SEEKS TO CATALYZE INNOVATIVE STATE AND
METROPOLITAN REFORM IN SUPPORT OF A PRODUCTIVE, SUSTAINABLE AND
INCLUSIVE ECONOMY
NAME OF RECIPIENT - BROOKLYN ACADEMY OF MUSIC INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF THE DEVELOPMENT OF INNOVATIVE PROGRAMMING FOR THE
RICHARD B. FISHER BUILDING TO DEMONSTRATE HOW A LARGE, GLOBAL
INSTITUTION CAN HAVE A LOCAL IMPACT
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NAME OF RECIPIENT - CAMBODIA DEVELOPMENT RESOURCE INSTITUTE
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE INTERNATIONAL
DEVELOPMENT RESEARCH CENTRE AND OTHER PARTNERS, TO STRENGTHEN THE
GOVERNANCE, COORDINATION AND RESEARCH MANAGEMENT CAPACITY OF THE
GREATER MEKONG SUB REGION DEVELOPMENT ANALYSIS NETWORK IN ORDER TO
BUILD ITS LONG TERM SUSTAINABILITY AND GENERATE COLLABORATIVE RESEARCH
ON PROMOTING INCLUSIVE GROWTH WITHIN THE GREATER MEKONG SUB REGION
NAME OF RECIPIENT - CAPITAL E LLC
TOWARD THE COSTS OF ITS GREEN BUILDING PERFORMANCE DATABASE, WHICH WILL
MAKE RIGOROUS DATA ON THE COSTS AND BENEFITS OF GREEN BUILDINGS FREE
AND PUBLICLY ACCESSIBLE
NAME OF RECIPIENT - CAREGO INTERNATIONAL INC
IN SUPPORT OF FACILITATING A LEARNING VISIT BY OFFICIALS OF THE KENYAN
MINISTRY OF MEDICAL SERVICES TO A SUCCESSFUL HEALTH INFORMATION
EXCHANGE WORKING SITE IN BRISBANE, AUSTRALIA AS A POTENTIAL MODEL FOR
IMPROVING THE QUALITY AND EFFICIENCY OF HEALTH CARE IN KENYA
NAME OF RECIPIENT - CARNEGIE HALL SOCIETY
TOWARD THE COSTS OF LAUNCHING THE NATIONAL YOUTH ORCHESTRA OF THE
UNITED STATES OF AMERICA A PROFESSIONAL CALIBER TRAINING ORCHESTRA THAT
WILL PROVIDE A TRANSFORMATIVE MUSICAL EXPERIENCE TO PROMISING YOUNG
MUSICIANS
NAME OF RECIPIENT - CASITA MARIA INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
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PARTNERSHIP WITH COMPANY IN RESIDENCE DANCING IN THE STREETS TOWARD THE
COSTS OF DEVELOPING LONG TERM PUBLIC ART PROJECTS THAT ENGAGE
COMMUNITIES IN INVESTIGATING AND EXPRESSING THE CULTURAL HERITAGE OF
THE SOUTH BRONX
NAME OF RECIPIENT - CEC ARTSLINK INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF A SERIES OF PARTNERSHIPS BETWEEN INTERNATIONAL
ARTISTS, LOCAL ARTISTS AND NEW YORK CITY'S INTERNATIONAL DIASPORIC
COMMUNITIES TO COLLABORATIVELY DEVELOP NEW WORKS OF ART
NAME OF RECIPIENT - CENTER FOR CREATIVE INITIATIVES IN HEALTH AND
POPULATION
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN VIETNAM
AND CAMBODIA, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO
CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - CENTER FOR INTERNATIONAL FORESTRY RESEARCH
IN SUPPORT OF DEVELOPING NATIONAL POLICIES FOR ADAPTATION TO CLIMATE
CHANGE AMONG FARMERS LIVING ADJACENT TO FORESTS IN KENYA AND UGANDA
NAME OF RECIPIENT - CENTER FOR URBAN PEDAGOGY INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF DEVELOPING A SOCIAL JUSTICE DESIGN CLINIC THAT
HELPS COMMUNITY ORGANIZATIONS DEMYSTIFY AND VISUALIZE COMPLEX URBAN
ISSUES
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NAME OF RECIPIENT - CENTRE FOR DEMOCRACY AND DEVELOPMENT
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON WEST AFRICA
NAME OF RECIPIENT - CENTRE FOR HEALTH AND SOCIAL SERVICES
IN SUPPORT OF THE FIRST "PAN AFRICAN CONFERENCE ON UNIVERSAL HEALTH
COVERAGE," TO BE HELD IN ACCRA, GHANA, NOVEMBER 2011, TO CREATE A
MOVEMENT AMONG COMMUNITY SUPPORTED ORGANIZATIONS, MINISTRIES OF HEALTH,
PRACTITIONERS AND ACADEMICS FOR EQUITABLE HEALTH FINANCING IN AFRICA
NAME OF RECIPIENT - CENTRE FOR PROMOTION OF QUALITY OF LIFE
IN SUPPORT OF A PROJECT TO STRENGTHEN HEALTH SYSTEMS, ADDRESS CLIMATE
CHANGE CHALLENGES AND INCREASE ACCESS TO HEALTH INSURANCE FOR POOR
COMMUNITIES IN TIEN GIANG PROVINCE, VIETNAM
NAME OF RECIPIENT - CHALLENGE TO CHANGE
IN SUPPORT OF AN ASIA YOUTH INITIATIVES PROGRAM TO IDENTIFY AND BACK
URBAN CLIMATE CHANGE RESILIENCE BUILDING EFFORTS IN THREE VIETNAMESE
CITIES (CAN THO, DA NANG, QUY NHON) THROUGH A CALL FOR PROPOSALS
DIRECTED AT LOCAL YOUTH
NAME OF RECIPIENT - CHARTER CITIES
IN SUPPORT OF CONVENING PANELS OF EXPERTS TO FORMULATE IDEAL POLICY
FRAMEWORKS THAT ENCOURAGE MORE SUSTAINABLE, EQUITABLE AND RESILIENT
CITIES
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - CHERIE BLAIR FOUNDATION FOR WOMEN
TOWARD THE COSTS OF HIRING A PROGRAM MANAGER FOR ITS "WOMEN
ENTREPRENEURS AND MOBILE TECHNOLOGY PROGRAM," WHICH SEEKS TO PROVIDE
WOMEN WITH IMPROVED ACCESS TO MOBILE PHONES AS A WAY TO DEVELOP AND
IMPROVE THEIR ENTREPRENEURIAL VENTURES IN THE MIDDLE EAST, SOUTH ASIA
AND SUB SAHARAN AFRICA
NAME OF RECIPIENT - CHILDLINE KENYA
IN SUPPORT OF PROFESSIONALIZING AND INCREASING THE EFFICIENCY OF ITS
TOLL FREE CHILD ABUSE HOTLINE TO ENSURE BETTER RESPONSE AND SUPPORT TO
VULNERABLE CHILDREN IN KENYA
NAME OF RECIPIENT - CHIMPANZEE PRODUCTIONS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS DIGITAL DIASPORA FAMILY REUNION, TOWARD THE COSTS OF AN
INTERACTIVE VISUAL HISTORY OF NEW YORK CITY DEVELOPED FROM NEW YORKERS'
PERSONAL FAMILY ARCHIVES AND STORIES
NAME OF RECIPIENT - CHINA NATIONAL HEALTH DEVELOPMENT RESEARCH CENTER
IN SUPPORT OF FORMULATING SPECIFIC, EVIDENCE BASED OPTIONS FOR CREATING
A NATIONAL PROVIDER PAYMENT SYSTEM IN AN EFFORT TO ACHIEVE UNIVERSAL
HEALTH COVERAGE IN CHINA
NAME OF RECIPIENT - CLAREMONT GRADUATE UNIVERSITY
FOR USE BY ITS SCHOOL OF BEHAVIORAL AND ORGANIZATIONAL SCIENCES TO
PROVIDE GRANTEES AND PARTNERS, PARTICULARLY THOSE IN AFRICA AND ASIA,
WITH BETTER TOOLS TO DESIGN STRATEGIES AND EVALUATION PRACTICES AROUND
THE KIND OF COMPLEX OUTCOMES THAT ARE COMMON TO THE FOUNDATION'S
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INITIATIVES
NAME OF RECIPIENT - CLINTON HEALTH ACCESS INITIATIVE INC
FOR USE BY ITS RWANDA COUNTRY OFFICE, IN COLLABORATION WITH THE
MINISTRY OF HEALTH IN RWANDA, TO UPGRADE DISTRICT HEALTH STRENGTHENING
TOOL SOFTWARE AND PROVIDE REGIONAL TRAINING AND SUPPORT FOR THE LOCAL
LEVEL INTEGRATION OF NEW EHEALTH TECHNOLOGIES COUNTRY WIDE
NAME OF RECIPIENT - CLINTON HEALTH ACCESS INITIATIVE INC
FOR USE BY ITS KENYA OFFICE, TOWARD THE COSTS OF A COLLABORATION WITH
KENYA'S MINISTRIES OF MEDICAL SERVICES AND PUBLIC HEALTH AND SANITATION
TO DEVELOP AND LAUNCH AN OPEN STANDARD AUTOMATED SYSTEM FOR ANNUAL
OPERATIONAL PLANNING ACTIVITIES FACILITATING FASTER, INFORMED RESPONSE
CAPACITY BY ITS HEALTH SYSTEM AT LOCAL AND NATIONAL LEVELS
NAME OF RECIPIENT - CNT ENERGY
IN SUPPORT OF ITS "BUILDING THE MULTI FAMILY RETROFIT MARKET:
REPLICATING ENERGY SAVERS IN NEW MARKETS" INITIATIVE, WHICH AIMS TO
REPLICATE ITS MULTI FAMILY ENERGY RETROFIT MODEL IN U.S. CITIES
NAME OF RECIPIENT - COMMON GROUND COMMUNITIES INC D B A COMMUNITY
SOLUTIONS
TOWARD THE COSTS OF DOCUMENTING A SYSTEMS APPROACH TO COMMUNITY
DEVELOPMENT AND IMPLEMENTING A NEW SYSTEM FOR DATA COLLECTION AND
PERFORMANCE MANAGEMENT AMONG THE BROWNSVILLE PARTNERSHIP, A CONSORTIUM
OF TWELVE COMMUNITY PARTNER ORGANIZATIONS AND AGENCIES THAT COORDINATE
EFFORTS TO PREVENT FAMILY HOMELESSNESS
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NAME OF RECIPIENT - COMMON MARKET FOR EASTERN AND SOUTHERN AFRICA
SECRETARIAT
IN SUPPORT OF POLICY ENGAGEMENT, RESEARCH, AND ANALYSIS WORK THAT WILL
STRENGTHEN AFRICA'S POSITION ON AGRICULTURE IN INTERNATIONAL CLIMATE
CHANGE NEGOTIATIONS AND WILL HELP NATIONAL GOVERNMENTS DEVELOP CLIMATE
SMART AGRICULTURAL POLICIES AND ACTION PLANS
NAME OF RECIPIENT - COMMUNITY AND INDIVIDUAL DEVELOPMENT ASSOCIATION
TOWARD THE COSTS OF ESTABLISHING AN ACADEMY TO TRAIN UNEMPLOYED AND
DISADVANTAGED YOUTH FOR VARIOUS ROLES WITHIN THE OUTSOURCING INDUSTRY,
AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - COMMUNITY PARTNERS
FOR USE BY THE GEENA DAVIS INSTITUE ON GENDER IN MEDIA TOWARD THE COSTS
OF A GLOBAL RESEARCH STUDY THAT WILL EXAMINE GENDER PORTRAYALS IN
FAMILY FILMS MADE OUTSIDE OF THE UNITED STATES AND THE IMPACT OF THESE
PORTRAYALS ON THE SOCIAL, EMOTIONAL AND PHYSICAL HEALTH, ATTITUDES AND
BEHAVIORS OF WOMEN AND GIRLS
NAME OF RECIPIENT - CONFEDERATION OF INDIAN INDUSTRY
FOR USE BY ITS SOHRABJI GODREJ GREEN BUSINESS CENTER IN SUPPORT OF
BRINGING TOGETHER STAKEHOLDERS FROM THE MOBILE PHONE INDUSTRY,
FINANCIAL INSTITUTIONS, COMMUNITY ORGANIZATIONS, GOVERNMENT AND THE
TECHNOLOGY MANUFACTURING AND SUPPLY SECTORS TO CREATE AN ENABLING
ENVIRONMENT NECESSARY FOR THE SUCCESS AND SCALE UP OF A MULTI SITE
PROJECT TO GENERATE OFF GRID ELECTRICITY FOR DISTRIBUTION TO POOR RURAL
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THE ROCKEFELLER FOUNDATION 13-1659629
COMMUNITIES IN INDIA
NAME OF RECIPIENT - COOPERATIVE FOR ASSISTANCE AND RELIEF EVERYWHERE CARE
USA
FOR USE BY ITS POVERTY, ENVIRONMENT AND CLIMATE CHANGE NETWORK TO
DEVELOP AND IMPLEMENT A SUSTAINABLE AGRICULTURE AND LAND MANAGEMENT
CARBON PROJECT IN WESTERN KENYA
NAME OF RECIPIENT - COUNCIL ON FOREIGN RELATIONS INC
IN SUPPORT OF A COLLABORATION WITH THE BRAZILIAN MISSION TO ORGANIZE A
PANEL ON PROGRESS TOWARD UNIVERSAL HEALTH COVERAGE, TO BE HELD DURING
THE UNITED NATIONS GENERAL ASSEMBLY MEETING IN SEPTEMBER 2011, AND
THREE FOLLOW UP ROUNDTABLE DISCUSSIONS
NAME OF RECIPIENT - CROWN AGENTS FOR OVERSEA GOVERNMENTS AND
ADMINISTRATIONS LIMITED
FOR USE BY ITS CROWN AGENTS LEGAL DIVISION, TOWARD THE COSTS OF
LAUNCHING A SECRETARIAT TO COORDINATE THE HARNESSING NON STATE ACTORS
FOR BETTER HEALTH FOR THE POOR (HANSHEP) PROJECT, A PARTNERSHIP TO
ENABLE POOLED DONOR FUNDS AND EXPERTISE TO SUPPORT INNOVATIVE PRIVATE
SECTOR HEALTH PROGRAMS AND APPROACHES GLOBALLY
NAME OF RECIPIENT - DANCE FILMS ASSOCIATION INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
SUPPORT OF A PARTNERSHIP WITH TENDU TV TO PRODUCE, MARKET AND
DISTRIBUTE HD/3D FILMS OF NEW YORK CITY DANCE COMPANIES' PRODUCTIONS
NAME OF RECIPIENT - DANCE THEATRE OF HARLEM INC
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AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF A SERIES OF SIX WEEK IN PERSON AND ONLINE
EXPLORATIONS INTO THE CREATION OF NEW DANCE WORKS IN ORDER TO BUILD
AUDIENCES AND PROVIDE NEW REPERTOIRE
NAME OF RECIPIENT - DECENTRALISED ENERGY SYSTEMS INDIA PRIVATE LIMITED
IN SUPPORT OF A PROJECT TO DESIGN AND TEST SCALABILITY AND
REPLICABILITY OF OFF GRID ENERGY SERVICE COMPANIES FOR DELIVERING
RENEWABLE ENERGY SOLUTIONS THAT PROVIDE CLEAN ENERGY AND SPUR LOCAL
ECONOMIC GROWTH FOR RURAL COMMUNITIES IN INDIA
NAME OF RECIPIENT - DIABETIC ASSOCIATION OF BANGLADESH
FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OF
ESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS
OF SCIENCE CURRICULUM ON HEALTH INFORMATICS
NAME OF RECIPIENT - DUKE UNIVERSITY
FOR USE BY ITS CENTER FOR THE ADVANCEMENT OF SOCIAL ENTREPRENEURSHIP IN
SUPPORT OF A RESEARCH PROJECT ANALYZING THE SUSTAINABILITY AND IMPACT
OF IMPACT ENTERPRISES ON POOR AND VULNERABLE POPULATIONS GLOBALLY
NAME OF RECIPIENT - EAST CENTRAL AND SOUTHERN AFRICAN HEALTH COMMUNITY
IN CONTINUED SUPPORT OF ITS INITIATIVE TO STRENGTHEN LEADERSHIP AND
INCREASE CAPACITY AND STRATEGIC INFORMATION RESOURCES AT THE MINISTRIES
OF HEALTH IN EAST, CENTRAL AND SOUTHERN AFRICAN COUNTRIES IN ORDER TO
MAXIMIZE BENEFITS FROM FUTURE NEGOTIATIONS RELATED TO GLOBAL HEALTH
DIPLOMACY
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NAME OF RECIPIENT - EAST AFRICA ASSOCIATION OF GRANTMAKERS
IN SUPPORT OF RESEARCH TO STUDY THE STATE AND NATURE OF PHILANTHROPY IN
EAST AFRICA IN AN EFFORT TO DEVELOP EVIDENCE BASED PROGRAMS FOR
INFORMING AND PROMOTING PHILANTHROPY IN THE REGION
NAME OF RECIPIENT - ECOAGRICULTURE INTERNATIONAL INC
IN SUPPORT OF EVALUATING PROGRAM MODELS FOR CLIMATE FINANCE IN
AGRICULTURE AND FOR THE SECOND INTERNATIONAL ECOAGRICULTURE CONFERENCE
AND KNOWLEDGE EXCHANGE, TO BE HELD IN NAIROBI, KENYA IN 2012
NAME OF RECIPIENT - ECONOMIC MOBILITY CORPORATION
IN SUPPORT OF AN EVALUATION OF TRANSITIONAL EMPLOYMENT PROGRAMS
SUPPORTED WITH AMERICAN RECOVERY AND REINVESTMENT ACT FUNDS TO ASSESS
PARTICIPANT AND EMPLOYER EXPERIENCES AND OUTCOMES
NAME OF RECIPIENT - EDWARD PEPUKAYI MAZHANGARA
RENEWAL OF FELLOWSHIP FOR ADVANCED TRAINING IN AGRICULTURAL ECONOMICS
LEADING TO THE PH.D. DEGREE AT THE DEPARTMENT OF AGRICULTURAL
ECONOMICS, MICHIGAN STATE UNIVERSITY, EAST LANSING
NAME OF RECIPIENT - EDWARD T JACKSON AND ASSOCIATES LTD
IN SUPPORT OF A STRATEGIC ASSESSMENT OF THE FIELD OF IMPACT INVESTING
AND AN EVALUATION OF THE WORK OF THE ROCKEFELLER FOUNDATION'S
INITIATIVE, HARNESSING THE POWER OF IMPACT INVESTING
NAME OF RECIPIENT - EDWARD T JACKSON AND ASSOCIATES LTD
IN SUPPORT OF MONITORING AND EVALUATION OF THE ROCKEFELLER FOUNDATION'S
INITIATIVE IN DEVELOPMENT, POVERTY REDUCTION THROUGH INFORMATION AND
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THE ROCKEFELLER FOUNDATION 13-1659629
DIGITAL EMPLOYMENT (PRIDE) AND TO FOSTER LEARNING, ACCOUNTABILITY AND
PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT - EGERTON UNIVERSITY
IN SUPPORT OF AN INITIATIVE TO HELP FARMERS AND PASTORALISTS IN KENYA
TO ADEQUATELY ADAPT TO CLIMATE CHANGE AS PART OF AN EFFORT TO LEAD A
REGIONAL CLIMATE CHANGE ADAPTATION MOVEMENT
NAME OF RECIPIENT - EL PUENTE DE WILLIAMSBURG INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF A CULTURAL NEEDS ASSESSMENT OF SOUTH WILLIAMSBURG
INCLUDING EFFORTS TO DOCUMENT ITS SOCIAL INFRASTRUCTURE AND MAP
CULTURAL ASSETS THAT SUPPORT CREATIVE, HEALTH AND COMMUNITY DEVELOPMENT
NAME OF RECIPIENT - EMCARTS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "NEW YORK/NEW PATHWAYS," AN INNOVATION TRAINING AND
IMMERSION PROGRAM INCLUDING THREE COMMUNITY CONVENINGS FOR UP TO 40
ORGANIZATIONS FROM THE NEW YORK AREA ARTS COMMUNITY, AND AN IN DEPTH
INTERVENTION AROUND INNOVATION TO DEVELOP AND TEST BREAKTHROUGH
STRATEGIES FOR THREE SELECTED ORGANIZATIONS
NAME OF RECIPIENT - EMCARTS INC
IN SUPPORT OF ACTIVITIES TO CAPTURE AND SHARE LESSONS LEARNED BY
GRANTEES OF THE FOUNDATION'S NEW YORK CITY CULTURAL INNOVATION FUND
NAME OF RECIPIENT - ENABLIS ENTREPRENEURIAL NETWORK EAST AFRICA LIMITED
IN SUPPORT OF IDENTIFYING, TRAINING AND PROVIDING DEVELOPMENT SUPPORT
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THE ROCKEFELLER FOUNDATION 13-1659629
TO BUSINESS PROCESS OUTSOURCING ENTREPRENEURS IN NAIROBI AND KISUMU, AS
PART OF A BROADER DEMONSTRATION TO TEST WHETHER A NEW FIELD OF "IMPACT
SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR VERY POOR
POPULATIONS
NAME OF RECIPIENT - EUGENIO MARIA DE HOSTOS COMMUNITY COLLEGE FOUNDATION
FOR USE BY ITS HOSTOS CENTER FOR THE ARTS AND CULTURE AS A RECIPIENT OF
A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, TOWARD THE COSTS OF
"THE YOUNG ROOTS SERIES: INNOVATION OUT OF TRADITION," A CURATED SERIES
OF PERFORMANCES SHOWCASING YOUNG MASTERS OF AFRO CARIBBEAN MUSIC WHO
ADD ELEMENTS OF JAZZ, HIP HOP, ROCK AND REGGAETON IN COLLABORATIONS
THAT ESCHEW NATIONAL DISTINCTIONS
NAME OF RECIPIENT - FAMILY HEALTH INTERNATIONAL
FOR USE BY ITS ASIAN PACIFIC REGIONAL OFFICE TOWARD THE COSTS OF
DEVELOPING AND IMPLEMENTING A HOSPITAL ACCREDITATION SYSTEM IN
BANGLADESH
NAME OF RECIPIENT - FARM INPUT PROMOTIONS AFRICA LTD
IN SUPPORT OF BUILDING CLIMATE CHANGE RESILIENCE THROUGH THE
DISSEMINATION OF ADAPTIVE TECHNOLOGIES AMONG 65,000 SMALLHOLDER FARMERS
IN SEMI ARID AREAS OF KENYA AND TANZANIA
NAME OF RECIPIENT - FINANCIAL SECTOR DEEPENING TRUST KENYA
TOWARD THE COSTS OF A JOINT PROGRAM WITH THE INTERNATIONAL LIVESTOCK
RESEARCH INSTITUTE AND THE WORLD BANK'S COMMODITY RISK MANAGEMENT GROUP
TO PROMOTE THE DEVELOPMENT OF WEATHER INDEXED CROP AND LIVESTOCK
INSURANCE PRODUCT PILOTS IN KENYA IN AN EFFORT TO HELP AFRICAN
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THE ROCKEFELLER FOUNDATION 13-1659629
SMALLHOLDER FARMERS BETTER MANAGE CLIMATE RELATED RISKS
NAME OF RECIPIENT - FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION
FOR USE BY FLORIDA STATE UNIVERSITY TOWARD THE COSTS OF CONVENING A
WORKSHOP AND ESTABLISHING A CLEARINGHOUSE ON MARKET BASED SOLUTIONS TO
IMPROVE PUBLIC TRANSPORTATION
NAME OF RECIPIENT - FOOD AGRICULTURE AND NATURAL RESOURCES POLICY
ANALYSIS NETWORK
IN SUPPORT OF A PROJECT TO STRENGTHEN ADVOCACY CAPACITY FOR CLIMATE
SMART AGRICULTURE, INCLUDING PRODUCING POLICY PAPERS AND A KNOWLEDGE
BANK, TRAINING AND EQUIPPING PRACTITIONERS WITH ADVOCACY MESSAGES,
TRAINING AFRICAN JOURNALISTS ON CLIMATE CHANGE AND AGRICULTURE ISSUES,
AND PARTICIPATING IN KEY POLICY DIALOGUES AND CLIMATE CHANGE
NEGOTIATIONS
NAME OF RECIPIENT - FOREST TRENDS ASSOCIATION
IN SUPPORT OF DEVELOPING CLIMATE AGRICULTURAL FINANCE MODELS THAT CAN
BE USED TO ACCESS CARBON AND CLIMATE FINANCE SOURCES FOR AGRICULTURAL
CLIMATE MITIGATION AND ADAPTATION PROJECTS IN AN EFFORT TO REDUCE
POVERTY AND DECREASE VULNERABILITY FOR SMALLHOLDER FAMERS IN AFRICA
NAME OF RECIPIENT - FORO NACIONAL INTERNACIONAL
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT, FOCUSED ON SOUTH AMERICA
NAME OF RECIPIENT - FORUM FOR AFRICAN WOMEN EDUCATIONALISTS
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IN SUPPORT OF RESEARCH ON THE BARRIERS TO WOMEN'S ADVANCEMENT IN
ACADEMIC AND MANAGEMENT ROLES IN AFRICAN UNIVERSITIES, ADVOCACY AROUND
AND INITIATION OF INNOVATIVE STRATEGIES FOR PROMOTING GENDER EQUITABLE
RECRUITMENT AND RETENTION, AND EFFORTS TO MONITOR PROGRESS TOWARD
ACHIEVING GENDER EQUALITY IN PARTICIPATING INSTITUTIONS
NAME OF RECIPIENT - FOUNDRY THEATRE
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF CREATING FIVE ARTISTIC WORKS EXPLORING LIFE IN NEW
YORK CITY THROUGH COLLABORATIONS BETWEEN ARTISTS AND COMMUNITY BASED
AND SOCIAL JUSTICE ORGANIZATIONS
NAME OF RECIPIENT - FREEDOM FROM HUNGER
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN THE
ANDES REGION OF LATIN AMERICA, AND FOSTER LINKAGES AMONG KEY
STAKEHOLDERS TO CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - FUNDACAO BRASILEIRA PARA O DESENVOLVIMENTO
SUSTENTAVEL
IN SUPPORT OF THE JOINT INITIATIVE ON URBAN SUSTAINABILITY (JIUS) TO
DEVELOP MODELS, RELATIONSHIPS AND AN OVERARCHING FRAMEWORK THAT WILL
CATALYZE SUSTAINABLE INVESTMENT IN BRAZIL, THE UNITED STATES AND OTHER
COUNTRIES
NAME OF RECIPIENT - FUNDACAO INTERUNIVERSITARIA DE ESTUDOS E PESQUISAS
SOBRE O TRABALHO
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IN SUPPORT OF IN DEPTH RESEARCH TO EXPLORE POLICY AND INCENTIVES FOR
DEVELOPING AND CONNECTING IMPACT INVESTMENT TO THE SOLIDARITY ECONOMY
THUS PROMOTING EQUITABLE AND SUSTAINABLE DEVELOPMENT IN BRAZIL
NAME OF RECIPIENT - GEORGETOWN UNIVERSITY
FOR USE BY ITS GEORGETOWN CLIMATE CENTER IN SUPPORT OF COORDINATING THE
TRANSPORTATION CLIMATE INITIATIVE, A REGIONAL EFFORT BY ELEVEN
NORTHEAST AND MID ATLANTIC STATES AND THE DISTRICT OF COLUMBIA TO
REDUCE TRANSPORTATION SECTOR GREENHOUSE GAS EMISSIONS AND SPEED THE
DEVELOPMENT OF A CLEAN ENERGY ECONOMY
NAME OF RECIPIENT - GLOBALGIVING FOUNDATION INC
IN SUPPORT OF ITS CROWDSOURCING AND CROWDFUNDING SOCIAL INNOVATION
PROGRAM, IN COLLABORATION WITH INNOCENTIVE, INC., TO ASSIST
ORGANIZATIONS AND INDIVIDUALS IN FINDING SOLUTIONS TO ADDRESS SCIENCE
AND TECHNOLOGY RELATED CHALLENGES INHERENT IN THEIR PROJECTS THAT HAVE
THE POTENTIAL TO IMPROVE THE LIVES OF POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT - GODEKE CONSULTING
IN SUPPORT OF RESEARCHING THE LANDSCAPE OF POTENTIAL IMPACT INVESTORS
TO BUILD A MORE ROBUST MARKET FOR SOCIAL IMPACT BONDS IN ORDER TO SCALE
SOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN
THE UNITED STATES
NAME OF RECIPIENT - GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF DEVELOPING A MODEL FOR WARD LEVEL CLIMATE CHANGE
RESILIENCE PLANNING THAT CAN BE INTEGRATED INTO THE OVERALL DEVELOPMENT
PLANNING PROCESS IN GORAKHPUR, INDIA, AS PART OF THE ASIAN CITIES
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CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF A PROJECT TO ENHANCE THE CLIMATE CHANGE RESILIENCE OF
GORAKHPUR CITY THROUGH RESEARCH AND ADVOCACY ON THE CONTRIBUTION OF
PERI URBAN AGRICULTURE TO MITIGATING LONG TERM CHANGING PATTERNS OF
FLOOD RISK, AND THE EXPANSION OF AGRICULTURE FARM MODELS AND EXTENSION
SERVICES
NAME OF RECIPIENT - GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF EFFORTS TO STRENGTHEN ITS INSTITUTIONAL CAPACITY TO BUILD
URBAN CLIMATE CHANGE RESILIENCE IN EASTERN INDIA BY EXPANDING ITS
ACTIVITIES TO THREE NEW CITIES, AS PART OF ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK
NAME OF RECIPIENT - GRANTMAKERS IN THE ARTS
IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN THE FIELD OF PRIVATE
SECTOR ARTS AND CULTURE GRANTMAKING
NAME OF RECIPIENT - GREATER CAPITAL ASSOCIATION INC
IN SUPPORT OF IN DEPTH RESEARCH TO EXAMINE HOW CHANGES IN THE
REGULATIONS GOVERNING PENSION FUND INVESTMENT PRACTICES IN SOUTH AFRICA
COULD FACILITATE A CHANGE IN THE INVESTMENT STRATEGIES OF ASSET
MANAGERS TO CATALYZE SUPPLY OF IMPACT INVESTMENT CAPITAL FOR
ENTERPRISES SERVING POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS
ASSOCIATION INC
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IN SUPPORT OF "COPING WITH CLIMATE CHANGE," A MULTI PLATFORM PUBLIC
MEDIA PROJECT BY PBS NEWSHOUR THAT FOCUSES ON THE CHALLENGES PRESENTED
BY A CHANGING ENVIRONMENT IN COMMUNITIES ACROSS THE U.S.
NAME OF RECIPIENT - GREEN FOR ALL
TOWARD THE COSTS OF ITS NEW INITIATIVE TO DEVELOP GREEN JOBS
OPPORTUNITIES IN THE WATER MANAGEMENT SECTOR
NAME OF RECIPIENT - GREENPOINT MANUFACTURING AND DESIGN CENTER LOCAL
DEVELOPMENT CORP
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS NATURALLY OCCURRING CULTURAL DISTRICTS WORKING GROUP TOWARD
THE COSTS OF A CITY WIDE NETWORK OF CULTURAL AND COMMUNITY
ORGANIZATIONS DEDICATED TO SUPPORTING CULTURAL AND ECONOMIC DIVERSITY
AS INTEGRAL TO SUSTAINABLE COMMUNITIES
NAME OF RECIPIENT - GROUNDSWELL COMMUNITY MURAL PROJECT
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
PARTNERSHIP WITH THE MAJORA CARTER GROUP TOWARD THE COSTS OF
IDENTIFYING TRANSPORTATION RELATED CONCERNS IN THE SOUTH BRONX AND
RECOMMENDING DESIGN, SIGNAGE AND OTHER SOLUTIONS
NAME OF RECIPIENT - GUJARAT MAHILA HOUSING SEWA TRUST
IN COLLABORATION WITH SEWA BANK AND THE AFFORDABLE HOUSING INSTITUTE,
IN SUPPORT OF START UP COSTS ASSOCIATED WITH SEWA GRIH RIN, CREATING A
HOUSING FINANCE FACILITY DEDICATED EXCLUSIVELY TO POOR HOUSEHOLDS IN
INDIA
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NAME OF RECIPIENT - HANOI MEDICAL UNIVERSITY
TOWARDS THE COSTS OF ESTABLISHING A CENTER FOR HEALTH SYSTEM RESEARCH
TO PROMOTE THE IMPLEMENTATION OF EVIDENCE BASED HEALTH POLICIES IN
VIETNAM
NAME OF RECIPIENT - HANOI SCHOOL OF PUBLIC HEALTH
IN SUPPORT OF BUILDING ITS CAPACITY TO FOSTER UNIVERSAL HEALTH COVERAGE
WITH AN EMPHASIS ON HEALTH ECONOMICS AND HEALTH FINANCING THROUGH STAFF
TRAINING AND CURRICULUM DEVELOPMENT
NAME OF RECIPIENT - HEALTH STRATEGY AND POLICY INSTITUTE
IN SUPPORT OF ESTABLISHING A NEW RESEARCH CENTER FOR STUDYING THE NON
STATE HEALTH SECTOR IN VIETNAM
NAME OF RECIPIENT - HEART OF BROOKLYN CULTURAL INSITUTIONS INC
TOWARD THE COSTS OF DEVELOPING A PROCESS MAPPING RUBRIC AND MODEL AND A
CAPACITY BUILDING CURRICULUM FOR COLLABORATIVE ENGAGEMENT AMONG
CULTURAL INSTITUTIONS, COMMUNITY PARTNERS AND THE LOCAL PUBLIC
NAME OF RECIPIENT - HOME FOR CONTEMPORARY THEATRE AND ART LTD D B A HERE
ART CENTER
TOWARD THE COSTS OF "MADE HERE," AN INTERACTIVE VIDEO, BLOG AND PODCAST
SERIES THAT EXAMINES CRITICAL ISSUES FACING PERFORMING ARTISTS IN NEW
YORK CITY
NAME OF RECIPIENT - IDEO ORG
TOWARD THE COSTS OF IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO
PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE
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PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT - IGAD CLIMATE PREDICTION AND APPLICATIONS CENTRE
IN SUPPORT OF STRENGTHENING ITS INSTITUTIONAL CAPACITY IN
AGROMETEOROLOGY AND IN CLIMATE PREDICTION AND ITS ABILITY TO PROVIDE
GREATER AND MORE EFFECTIVE DISSEMINATION OF CLIMATE INFORMATION TO THE
AGRICULTURE SECTOR AND FARMERS IN EAST AFRICA
NAME OF RECIPIENT - IKHONO COMMUNICATIONS
IN SUPPORT OF A CONVENING TO ADDRESS CHALLENGES AND OPPORTUNITIES
FACING THE NASCENT FIELD OF "IMPACT SOURCING" AND EXPLORE STRATEGIES
FOR BRINGING THE WORK TO SCALE, TO BE HELD IN SOUTH AFRICA, DECEMBER
2011
NAME OF RECIPIENT - INAFI BANGLADESH FOUNDATION
IN SUPPORT OF FOSTERING A PRO POOR HEALTH INSURANCE AGENDA BY
SUPPORTING THE FURTHER DEVELOPMENT AND SUSTAINABILITY OF "MICRO
INSURANCE MUTUAL ENABLING" (MIME), A MUTUAL INSURANCE PROGRAM IN
BANGLADESH
NAME OF RECIPIENT - INDEPTH NETWORK
IN SUPPORT OF A STUDY TO DOCUMENT THE IMPACT OF UNIVERSAL HEALTH CARE
REFORMS ON ACCESS, UPTAKE AND UTILIZATION OF HEALTH CARE SERVICES AMONG
POOR AND VULNERABLE PEOPLE AT THE HOUSEHOLD LEVEL IN GHANA AND VIETNAM
NAME OF RECIPIENT - INDOCHINA RESEARCH CAMBODIA LTD
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, HORIZON
SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY
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THE ROCKEFELLER FOUNDATION 13-1659629
AND HUMAN DEVELOPMENT, FOCUSED ON CAMBODIA, LAOS, AND VIETNAM, AND FOR
THE DISSEMINATION OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG
DISTRIBUTION CHANNELS
NAME OF RECIPIENT - INSTITUTE FOR ALTERNATIVE FUTURES
IN SUPPORT OF CONVENING THE ANNUAL GATHERING OF THE ROCKEFELLER
FOUNDATION SEARCHLIGHT GRANTEES, TO DEVELOP CONCRETE INTERVENTION
OPPORTUNITIES THAT INFORM POTENTIAL INTERVENTIONS BY THE FOUNDATION AND
THE BROADER DEVELOPMENT COMMUNITY, TO BE HELD IN NEW YORK, APRIL 2012
NAME OF RECIPIENT - INSTITUTE FOR COLLABORATIVE DEVELOPMENT LLC
IN SUPPORT OF RESEARCH ON INSTITUTIONAL AND SUSTAINABILITY OPTIONS FOR
A POTENTIAL AFRICAN PLATFORM ON HEALTH SYSTEMS AND POLICY THAT WILL
PROVIDE EVIDENCE BASED ANALYSIS TO INFORM POLICY MAKING, INCLUDING A
CONVENING TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER,
ITALY, 2012
NAME OF RECIPIENT - INSTITUTE FOR HEALTHCARE IMPROVEMENT
IN SUPPORT OF A PROJECT TO PROVIDE TECHNICAL SUPPORT AND FACILITATE
NETWORKING AMONG APPROXIMATELY 10 COUNTRIES OF THE JOINT LEARNING
NETWORK REGARDING THE DESIGN, IMPLEMENTATION, AND EVALUATION OF
RELEVANT QUALITY MECHANISMS AS A MEANS TO ACHIEVE UNIVERSAL HEALTH
COVERAGE
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE DEPARTMENT OF
EDUCATION AND TRAINING OF DA NANG CITY, THE DA NANG CLIMATE CHANGE
COORDINATION OFFICE, AND THE MINISTRY OF EDUCATION AND TRAINING, TO
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DEVELOP, TEST, AND IMPLEMENT AN INTEGRATED URBAN CLIMATE CHANGE
RESILIENCE EDUCATION CURRICULUM FOR THREE EDUCATION LEVELS IN DANANG,
VIETNAM
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF ASSISTING THREE CITIES IN VIETNAM CAN THO, DA NANG AND
QUY NHON TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, PROVIDE
PROJECT MANAGEMENT AND FINANCIAL OVERSIGHT FOR RESILIENCE PROJECTS, MAP
KEY CLIMATE CHANGE POLICIES AND NETWORKS AND IDENTIFY NEW SOURCES OF
FUNDING, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE CAN THO
CLIMATE CHANGE COORDINATION OFFICE, THE CAN THO DEPARTMENT OF HEALTH
AND THE CAN THO PREVENTIVE HEALTH CENTER, TO IMPROVE EARLY DETECTION
TECHNIQUES FOR DENGUE FEVER AND STRENGTHEN THE CAPACITY OF THE CAN THO
HEALTH SYSTEM, INCLUDING HEALTH CARE PRACTITIONERS, TO BE ABLE TO
RESPOND TO ABNORMAL OUTBREAKS OF DENGUE FEVER, AS PART OF THE ASIAN
CITY CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF A PROJECT, IN COLLABORATION WITH THE CAN THO CLIMATE
CHANGE COORDINATION OFFICE, THE DEPARTMENT OF NATURAL RESOURCES AND
ENVIRONMENT, THE DEPARTMENT OF AGRICULTURE AND RURAL DEVELOPMENT AND
LOCAL RESEARCH INSTITUTES, TO DEVELOP AND IMPLEMENT A REAL TIME
SALINITY MONITORING SYSTEM, DETERMINE THRESHOLD SALINITY
CONCENTRATIONS, AND IDENTIFY AND IMPLEMENT RESPONSE MECHANISMS TO
INCREASE URBAN CLIMATE CHANGE RESILIENCE IN CAN THO CITY, VIETNAM, AS
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PART OF THE ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF A PROJECT, IN COLLABORATION WITH THE DA NANG WOMEN'S
UNION, TO BUILD RESILIENCE TO THE IMPACTS OF CLIMATE CHANGE THROUGH
FUNDING THE DEVELOPMENT OF STORM RESISTANT HOUSING AND PROVIDING
CAPACITY BUILDING SUPPORT TO AND RAISING AWARENESS AMONG VULNERABLE
COMMUNITIES IN DA NANG, VIETNAM, AS PART OF THE ASIAN CITY CLIMATE
CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE BINH DINH
CLIMATE CHANGE COORDINATION OFFICE AND THE DEPARTMENT OF AGRICULTURE
AND RURAL DEVELOPMENT, TO RESTORE THE ECOSYSTEM OF A MANGROVE FOREST IN
AN URBAN LAGOON OF QUY NHON, VIETNAM, USING CO MANAGEMENT PRACTICES TO
ENABLE POSITIVE COMMUNITY BENEFITS AND SUCCESSFUL FOREST REGENERATION
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF ESTABLISHING CITY CLIMATE CHANGE COORDINATION OFFICES IN
THREE VIETNAMESE CITIES (CAN THO, DA NANG AND QUY NHON) THAT WILL
ENABLE LOCAL GOVERNMENT PLANNING, DECISION MAKING AND POLICY
IMPLEMENTATION FOR CLIMATE CHANGE RESILIENCE AND ADAPTATION THAT IS
CONSISTENT WITH THE REQUIREMENTS OF THE VIETNAM NATIONAL TARGET PROGRAM
FOR CLIMATE CHANGE, AS PART OF THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF COLLECTING AND ANALYZING EVIDENCE DOCUMENTING THE
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EFFECTIVENESS OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
(ACCCRN) METHODOLOGIES AND INTERVENTIONS FOR REPLICATION, AND INCLUDING
THE DISSEMINATION OF LESSONS AND TOOLS FOR ADOPTION BY OTHER LOCAL,
NATIONAL AND INTERNATIONAL ACTORS THROUGH A VARIETY OF PEER REVIEWED
PRODUCTS AND PUBLICATIONS
NAME OF RECIPIENT - INSTITUTE FOR SOCIAL DEVELOPMENT STUDIES
IN SUPPORT OF A PROJECT TO BUILD THE CAPACITY OF THE CIVIL SOCIETY
SECTOR TO ADVOCATE HEALTH EQUITY IN VIETNAM
NAME OF RECIPIENT - INSTITUTE FOR SUSTAINABLE COMMUNITIES
TOWARD THE COSTS OF EXPANDING ITS CLIMATE LEADERSHIP ACADEMIES TO
PROVIDE OFFICIALS FROM U.S. CITIES WITH TRAINING AND TECHNICAL
ASSISTANCE REGARDING BUILDING THE ENERGY EFFICIENCY OF TRANSPORTATION
SYSTEMS AND CREATING GREEN JOBS
NAME OF RECIPIENT - INSTITUTE FOR THE FUTURE
IN SUPPORT OF A PROJECT TO SYNTHESIZE AND VISUALIZE TREND AND HORIZON
SCANNING INFORMATION ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT THROUGH A SIGNALS DATABASE, A WEB BASED MAP, AND AN
INTERACTIVE GAME PLATFORM
NAME OF RECIPIENT - INSTITUTE FOR TRANSPORTATION AND DEVELOPMENT POLICY
IN SUPPORT OF ITS "ROADMAP TO GOLD STANDARD BUS RAPID TRANSIT (BRT)"
PROJECT TO ASSIST UP TO FOUR U.S. CITIES WITH DEVELOPING AND PLANNING
WORLD CLASS BRT SYSTEMS, AND TO BROADLY EDUCATE CITIES ACROSS THE
COUNTRY ON THE DEFINITION AND VALUE OF BRT
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NAME OF RECIPIENT - INSTITUTE FOR WOMEN S POLICY RESEARCH
TOWARD THE COSTS OF AN INTEGRATED RESEARCH PROJECT TO ANALYZE
EMPLOYMENT OPPORTUNITIES FOR WOMEN ACROSS THE GREEN ECONOMY AND
IDENTIFY PROGRAMS TO HELP WOMEN TRANSITION FROM GREEN JOB TRAINING TO
SUSTAINABLE EMPLOYMENT
NAME OF RECIPIENT - INSTITUTE OF EPIDEMIOLOGY DISEASE CONTROL AND
RESEARCH
IN SUPPORT OF ACTIVITIES TO MITIGATE THE IMPACT OF CLIMATE CHANGE TO
REDUCE THE BURDEN OF CLIMATE SENSITIVE ILLNESSES THROUGH STRENGTHENING
HEALTH SYSTEMS, COLLABORATIVE NETWORKING AND ENHANCED DISEASE
SURVEILLANCE IN BANGLADESH
NAME OF RECIPIENT - INSTITUTE OF HEALTH POLICY MANAGEMENT AND RESEARCH
IN SUPPORT OF ACTIVITIES TO INCREASE AWARENESS OF HEALTH MARKET
INNOVATIONS IN EAST AFRICA, AND IDENTIFY AND DISSEMINATE BEST PRACTICES
TO BRING THEM TO SCALE
NAME OF RECIPIENT - INSTITUTE OF HEALTH POLICY MANAGEMENT AND RESEARCH
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN EAST
AFRICA, FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND CULTIVATE FUTURE
SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - INTEGRATED RESEARCH AND ACTION FOR DEVELOPMENT
IN SUPPORT OF PRODUCING A REPORT ANALYZING CLIMATE VULNERABILITY IN 35
CITIES IN INDIA AND DEVELOPING POLICY RECOMMENDATIONS ON HOW TO
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THE ROCKEFELLER FOUNDATION 13-1659629
INCORPORATE CLIMATE RESILIENCE PLANNING INTO URBAN DEVELOPMENT PROGRAMS
IN INDIA
NAME OF RECIPIENT - INTELLECAP INC
IN SUPPORT OF THE PRODUCTION OF RESEARCH PRODUCTS THAT WILL ENHANCE THE
STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON
TOPICS RELATED TO POVERTY REDUCTION IN THE GLOBAL SOUTH
NAME OF RECIPIENT - INTELLECAP INC
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, AND HORIZON
SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY
AND HUMAN DEVELOPMENT, FOCUSED ON SOUTH ASIA, AND FOR THE DISSEMINATION
OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION
CHANNELS
NAME OF RECIPIENT - INTELLECTUAL CAPITAL ADVISORY SERVICES PRIVATE
LIMITED
IN SUPPORT OF A CONVENING OF DONORS, RESEARCHERS, INVESTORS AND
BUSINESSES TO ASSESS OPPORTUNITIES FOR CATALYZING PRIVATE SECTOR
ACTIVITY IN ENTERPRISES THAT BUILD URBAN CLIMATE CHANGE RESILIENCE IN
ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK CITIES
NAME OF RECIPIENT - INTELLEVENTURES LLC DBA CKINETICS CONSULTING SERVICES
IN SUPPORT OF IN DEPTH RESEARCH OF THE POLICY AND REGULATORY FRAMEWORKS
NECESSARY TO OPERATIONALIZE DISTRIBUTED RURAL ELECTRIFICATION PROJECTS,
AND ISSUES RELATED TO DRIVING THE ADOPTION OF FORMAL SOCIAL AND
ENVIRONMENTAL REPORTING WHICH CAN CATALYZE DEMAND FOR AND SUPPLY OF
IMPACT INVESTMENT CAPITAL FOR ENTERPRISES SERVING POOR AND VULNERABLE
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POPULATIONS IN INDIA
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
TOWARD THE COSTS OF IN DEPTH ANALYSIS OF QUALITATIVE GENDER DATA FOR A
PAPER ON "DEFINING GENDER IN THE 21ST CENTURY: CONVERSATIONS WITH MEN
AND WOMEN AROUND THE WORLD" AS A COMPANION PUBLICATION TO ITS 2012
WORLD DEVELOPMENT REPORT, AND A WRITING WORKSHOP ON "DEFINING GENDER,"
TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, BELLAGIO,
ITALY, SEPTEMBER 2011
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
FOR USE BY ITS HEALTH, NUTRITION AND POPULATION UNIT TOWARD THE COSTS
OF POLICY AND ANALYTICAL RESEARCH FOR A 2013 REPORT ON THE LINKS
BETWEEN HEALTH AND ECONOMIC DEVELOPMENT, PARTICULARLY AROUND THE ISSUE
OF UNIVERSAL HEALTH COVERAGE, AND PARTICIPATION IN THE JOINT LEARNING
NETWORK
NAME OF RECIPIENT - INTERNATIONAL CENTRE FOR DIARRHOEAL DISEASE RESEARCH
BANGLADESH
IN SUPPORT OF LAUNCHING, IN COLLABORATION WITH BRAC UNIVERSITY, A
"CENTRE OF EXCELLENCE ON UNIVERSAL HEALTH COVERAGE" AT THE JAMES P.
GRANT SCHOOL OF PUBLIC HEALTH IN BANGLADESH
NAME OF RECIPIENT - INTERNATIONAL HEALTH POLICY PROGRAM
IN SUPPORT OF CREATING AND INSTITUTIONALIZING A UNIVERSAL HEALTH
COVERAGE TRAINING CENTER FOR SOUTH SOUTH LEARNING EFFORTS
NAME OF RECIPIENT - INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND
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THE ROCKEFELLER FOUNDATION 13-1659629
DEVELOPMENT
IN SUPPORT OF RESEARCH ON URBAN ADAPTATION TO CLIMATE CHANGE FOR
INCORPORATION INTO THE FIFTH ASSESSMENT OF THE INTERGOVERNMENTAL PANEL
ON CLIMATE CHANGE
NAME OF RECIPIENT - INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND
DEVELOPMENT
IN SUPPORT OF RESEARCH AND THE PRODUCTION OF KNOWLEDGE PRODUCTS,
INCLUDING BRIEFING AND SYNTHESIS PAPERS, PUBLISHED ARTICLES, AND MULTI
MEDIA PRODUCTS, WHICH DRAW UPON THE EXPERIENCE OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) AND OTHER URBAN CLIMATE
CHANGE RESILIENCE BUILDING EFFORTS IN ASIA
NAME OF RECIPIENT - INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND
DEVELOPMENT
IN SUPPORT OF LAUNCHING THE INTERNATIONAL CENTRE FOR CLIMATE CHANGE AND
DEVELOPMENT TO DEVELOP AND IMPLEMENT A SERIES OF URBAN CLIMATE CHANGE
RESILIENCE BUILDING SHORT COURSES AND A RELATED MASTERS OF SCIENCE
MODULE AND TO UNDERTAKE INSTITUTIONAL STRENGTHENING AND ORGANIZATIONAL
DEVELOPMENT
NAME OF RECIPIENT - INTERNATIONAL LIVESTOCK RESEARCH INSTITUTE
FOR USE BY ITS PARTICIPATORY EPIDEMIOLOGY NETWORK FOR ANIMAL AND PUBLIC
HEALTH IN SUPPORT OF CONSOLIDATING THE CORE NETWORK AND EMPOWERING
LOCAL AND REGIONAL ORGANIZATIONS TO DRIVE THE UPTAKE OF PARTICIPATORY
APPROACHES TO EPIDEMIOLOGY IN EASTERN AFRICA
NAME OF RECIPIENT - IPS ASIA PACIFIC CENTER FOUNDATION INC
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THE ROCKEFELLER FOUNDATION 13-1659629
TOWARD THE COSTS OF ACTIVITIES TO ADDRESS THE NEED FOR CRITICAL
REPORTING ON DEVELOPMENT FROM WITHIN ASIA, LOOKING CLOSELY AT THE
ISSUES OF CLIMATE CHANGE AND OFFICIAL DEVELOPMENT ASSISTANCE (ODA) AS
SPECIFIC SECTORS LINKED TO THE ASIAN DEVELOPMENT STORY
NAME OF RECIPIENT - IT ENABLED SERVICES SECRETARIAT
IN SUPPORT OF TRAINING POOR AND VULNERABLE YOUTH AND PROVIDING THEM
WITH SUBSEQUENT EMPLOYMENT IN BUSINESS PROCESS OUTSOURCING CENTERS TO
DIGITIZE GOVERNMENT RECORDS ALIGNED WITH GHANA'S E GOVERNMENT STRATEGY,
AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - ITAD LIMITED
IN SUPPORT OF AN EVALUATION OF THE AFRICAN AGRICULTURE COMPONENT OF THE
FOUNDATION'S CLIMATE CHANGE INITIATIVE AND THE FOUNDATION'S CARBON FOR
POVERTY REDUCTION INITIATIVE IN DEVELOPMENT, TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT - JEMBI HEALTH SYSTEMS
IN GENERAL SUPPORT OF ITS MISSION TO DEVELOP HEALTH INFORMATION SYSTEMS
FOR USE IN LOW RESOURCE SETTINGS IN AFRICA
NAME OF RECIPIENT - JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS SCHOOL OF ADVANCED INTERNATIONAL STUDIES IN SUPPORT OF
LANDSCAPING GLOBAL ENERGY POLICIES, TECHNOLOGICAL DEVELOPMENTS AND
FINANCING MECHANISMS TO RAISE AWARENESS OF AND CONTRIBUTE TO SCALING UP
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THE ROCKEFELLER FOUNDATION 13-1659629
THE SMART POWER FOR ENVIRONMENTALLY SOUND ECONOMIC DEVELOPMENT (SPEED)
INITIATIVE
NAME OF RECIPIENT - JSI RESEARCH AND TRAINING INSTITUTE INC
FOR USE BY THE LIBERIA PHILANTHROPY SECRETARIAT TOWARD THE COSTS OF ITS
EFFORTS TO COORDINATE PHILANTHROPIC ACTIVITIES IN LIBERIA AND LEVERAGE
AND ATTRACT MORE RESOURCES INTO THE COUNTRY
NAME OF RECIPIENT - JUMO INTERNATIONAL INC
IN GENERAL SUPPORT OF ITS MISSION TO DEVELOP A SOCIAL NETWORK TO
CONNECT INDIVIDUALS WITH NON PROFIT ORGANIZATIONS, THEREBY CHANNELING
NECESSARY RESOURCES TO THE NON PROFIT ORGANIZATIONS ENABLING THEM TO
FULFILL THEIR MISSIONS
NAME OF RECIPIENT - KENYA COMMUNITY DEVELOPMENT FOUNDATION
FOR USE BY THE AFRICAN GRANTMAKERS NETWORK IN SUPPORT OF TWO CONVENINGS
AND EFFORTS TO SUPPORT THE DEVELOPMENT OF A PLATFORM FOR THE ENGAGEMENT
OF HIGH NET WORTH INDIVIDUALS IN AFRICA AND AFRICANS IN THE DIASPORA TO
SUPPORT THE GROWTH OF AFRICAN PHILANTHROPY
NAME OF RECIPIENT - KENYA DIABETES MANAGEMENT AND INFORMATION CENTRE
TOWARD THE COSTS OF A NEW COMMUNITY SCREENING, EDUCATION, AND AWARENESS
CENTER FOR THE MANAGEMENT OF DIABETES AND HYPERTENSION IN CENTRAL KENYA
NAME OF RECIPIENT - KENYA INFORMATION AND COMMUNICATIONS TECHNOLOGY BOARD
IN SUPPORT OF DIGITIZING MEDICAL RECORDS AT KENYATTA NATIONAL HOSPITAL
IN KENYA TO IMPROVE EFFICIENCY AND SERVICE DELIVERY AT THE HOSPITAL, AS
PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
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THE ROCKEFELLER FOUNDATION 13-1659629
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - KENYA INSTITUTE FOR PUBLIC POLICY RESEARCH AND
ANALYSIS
IN SUPPORT OF A PROJECT THAT WILL DEVELOP A SET OF RECOMMENDATIONS FOR
THE KENYA NATIONAL ROAD SAFETY COUNCIL FOR HOW TO IMPROVE ROAD SAFETY
DATA SYSTEMS IN KENYA
NAME OF RECIPIENT - KENYA RED CROSS SOCIETY
TOWARD THE COSTS OF THE TRIAL PHASE OF THE EMERGENCY OPERATIONS CENTER,
A PROJECT TO CENTRALIZE AND COORDINATE PUBLIC AND PRIVATE EMERGENCY
RESPONSE SERVICES THROUGH PRIVATE SECTOR SERVICE DELIVERY IN KENYA,
THROUGH A PARTNERSHIP WITH KENCALL, KENYA'S LARGEST INTERNATIONAL
CUSTOMER SERVICE CENTER
NAME OF RECIPIENT - KIGALI INSTITUTE OF SCIENCE AND TECHNOLOGY
TOWARD THE COSTS OF ESTABLISHING A CENTER OF EXCELLENCE FOR EHEALTH AND
HEALTH INFORMATICS TRAINING IN RWANDA, TO SERVE AS A NATIONAL AND
REGIONAL INSTITUTION FOR RESEARCH, EDUCATION AND CAPACITY BUILDING IN
THE FIELD OF EHEALTH
NAME OF RECIPIENT - MAHIDOL UNIVERSITY
FOR USE BY ITS INSTITUTE FOR POPULATION AND SOCIAL RESEARCH TO
STRENGTHEN THE EMERGING GLOBAL HEALTH DIPLOMACY NETWORK BY SUPPORTING
THE EXPANSION OF ITS WORK INTO SOUTHEAST ASIA, AND ORGANIZE A MEETING
TO ENHANCE LOCAL CAPACITY TO BE HELD AT THE ROCKEFELLER FOUNDATION
BELLAGIO CENTER, 2011
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - MAHIDOL UNIVERSITY
FOR USE BY ITS INSTITUTE FOR POPULATION AND SOCIAL RESEARCH IN SUPPORT
OF ITS ANNUAL CONFERENCES TO BE HELD IN BANGKOK, THAILAND, SUMMER 2011
AND 2012
NAME OF RECIPIENT - MAHIDOL UNIVERSITY
FOR USE BY ITS FACULTY OF TROPICAL MEDICINE IN SUPPORT OF EXPANDING THE
CENTER OF EXCELLENCE IN PUBLIC HEALTH INFORMATICS, WITH A FOCUS ON
DEVELOPING A CURRICULUM AND FACULTY TO LAUNCH A MASTER'S DEGREE PROGRAM
NAME OF RECIPIENT - MAKE THE ROAD NEW YORK
IN SUPPORT OF AN INITIATIVE TO EDUCATE WORKERS, EMPLOYERS, AND SERVICE
PROVIDERS ABOUT THE IMPACT OF NEW YORK STATE'S WAGE THEFT PREVENTION
ACT AND TO DOCUMENT THE CAMPAIGN UNDERTAKEN TO DRAFT, PASS AND
IMPLEMENT THE ACT IN ORDER TO INFORM FUTURE REPLICATION EFFORTS IN
OTHER STATES
NAME OF RECIPIENT - MAKERERE UNIVERSITY
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF A FINAL EVALUATION
AND DOCUMENTATION OF ACTIVITIES OF THE HEALTH EMERGENCIES MANAGEMENT
PROGRAM'S EFFORTS TO BUILD DISEASE OUTBREAK RESPONSE AND EMERGENCY
MANAGEMENT CAPACITY IN DISTRICT HEALTH TEAMS IN EASTERN AFRICA
NAME OF RECIPIENT - MAKERERE UNIVERSITY
FOR USE BY ITS FACULTY OF TECHNOLOGY TOWARD THE COSTS OF THE INNOVATION
SYSTEMS AND CLUSTER PROGRAMME TO FOSTER SOCIO ECONOMIC DEVELOPMENT AND
POVERTY REDUCTION IN UGANDA THROUGH MANAGEMENT TRAINING FOR SMALL
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THE ROCKEFELLER FOUNDATION 13-1659629
BUSINESS OWNERS, WITH AN EMPHASIS ON EDUCATIONAL SERVICES AND
INFORMATION TECHNOLOGY
NAME OF RECIPIENT - MAKERERE UNIVERSITY
FOR USE BY ITS FACULTY OF AGRICULTURE IN SUPPORT OF CREATING A REGIONAL
CLIMATE CHANGE COMMUNITY OF PRACTICE IN EAST AFRICA, WITH THE GOAL OF
DEVELOPING HUMAN CAPACITY, BOLSTERING RESEARCH, AND STRENGTHENING
REGIONAL CLIMATE CHANGE POLICY DEVELOPMENT
NAME OF RECIPIENT - MANAGEMENT SCIENCES FOR HEALTH INC
IN SUPPORT OF ITS "CAMPAIGN FOR UNIVERSAL HEALTH COVERAGE IN LOW AND
MIDDLE INCOME COUNTRIES" TO ENCOURAGE EQUITABLE HEALTH REFORM IN FIVE
AFRICAN COUNTRIES
NAME OF RECIPIENT - MANAGEMENT SCIENCES FOR HEALTH INC
FOR USE BY ITS RWANDA OFFICE IN SUPPORT OF RESEARCH, FINANCIAL MODELING
AND CAPACITY BUILDING TO EXPAND ACCESS, UTILIZATION AND SUSTAINABILITY
WITHIN THE COMMUNITY BASED HEALTH INSURANCE SCHEME IN RWANDA
NAME OF RECIPIENT - MASSACHUSETTS INSTITUTE OF TECHNOLOGY
FOR USE BY ITS ABDUL LATIF JAMEEL POVERTY ACTION LAB IN SUPPORT OF A
STUDY OF 40,000 HOUSEHOLDS IN MICHIGAN TO MEASURE THE IMPACT OF THE
WEATHERIZATION ASSISTANCE PROGRAM (WAP), SPECIFICALLY PRODUCING
INSIGHTS INTO THE NUMBER OF GREEN JOBS CREATED THROUGH THIS PROGRAM
NAME OF RECIPIENT - MAXTUDIO SNC
IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON EVALUATIONS OF THE
FOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING PRACTICE AND
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THE ROCKEFELLER FOUNDATION 13-1659629
THOUGHT LEADERSHIP AT THE FOUNDATION AND AMONG ITS GRANTEES AND
PARTNERS IN DEVELOPMENT AND PHILANTHROPY
NAME OF RECIPIENT - MAYOR'S FUND TO ADVANCE NEW YORK CITY
IN COLLABORATION WITH THE NEW YORK CITY CENTER FOR ECONOMIC OPPORTUNITY
TOWARD THE COSTS OF DEVELOPING NETWORKS OF NON PROFITS ACROSS EIGHT
URBAN AREAS IN THE U.S. TO COLLABORATE ON PROGRAM IMPROVEMENTS AND TO
SHARE BEST PRACTICES REGARDING THE REPLICATION AND SCALING OF FIVE ANTI
POVERTY PROGRAMS JOBS PLUS, FAMILY REWARDS, SAVEUSA, YOUNG ADULT
INTERNSHIP PROGRAM AND WORKADVANCE AS WELL AS A SIXTH PROGRAM TO
ENCOURAGE INNOVATION BY LOCAL GOVERNMENTS
NAME OF RECIPIENT - MEKELLE UNIVERSITY
FOR USE BY ITS INSTITUTE OF GEO INFORMATION AND EARTH OBSERVATION
SCIENCES IN SUPPORT OF COLLABORATIVE RESEARCH AND KNOWLEDGE EXCHANGE TO
STRENGTHEN CAPACITY TO DEMONSTRATE AND TRANSFER ADAPTATION KNOWLEDGE
AND TECHNOLOGIES TO ETHIOPIAN AND UGANDAN FARMERS AND EXTENSION AGENTS
NAME OF RECIPIENT - MERCY CORPS
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN
INDONESIA, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO CULTIVATE
ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - MERCY CORPS
IN SUPPORT OF A PRE FEASIBILITY STUDY OF THE POTENTIAL FOR RAINWATER
HARVEST TO BE AN AVAILABLE AND EFFECTIVE ALTERNATAIVE SOURCE OF
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THE ROCKEFELLER FOUNDATION 13-1659629
(DOMESTIC AND DRINKING) WATER IN SEMARANG CITY, INDONESIA, AS PART OF
THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - MERCY CORPS
IN SUPPORT OF INCORPORATING CLIMATE CHANGE AND URBAN GROWTH
CONSIDERATIONS INTO THE DEVELOPMENT OF AN INTEGRATED SOLID WASTE
MANAGEMENT MASTER PLAN, AS WELL AS AN ASSESSMENT OF SOLID WASTE
MANAGEMENT TECHNOLOGY, IN BANDAR LAMPUNG CITY, INDONESIA, AS PART OF
THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF COORDINATING ACTIVITIES
OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) IN
INDONESIA, INCLUDING PROVIDING ADDITIONAL CAPACITY FOR ENGAGEMENT WITH
THE CITIES OF SEMARANG AND BANDAR LAMPUNG, STRENGTHENING DOCUMENTATION
OF PROCESSES, TOOLS, AND METHODS GENERATED THROUGH ACCCRN PROJECTS, AND
INCREASING OUTREACH TO NATIONAL STAKEHOLDERS IN ORDER TO REPLICATE AND
SCALE UP URBAN CLIMATE CHANGE RESILIENCE
NAME OF RECIPIENT - MERCY CORPS
IN SUPPORT OF ASSISTING TWO CITIES IN INDONESIA (SEMERANG AND BANDAR
LAMPUNG) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, MAP KEY
CLIMATE CHANGE POLICIES AND NETWORKS AND IDENTIFY NEW SOURCES OF
FUNDING, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF DEVELOPING AND
IMPLEMENTING AN URBAN CLIMATE CHANGE RESILIENCE CURRICULUM AND TEACHER
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THE ROCKEFELLER FOUNDATION 13-1659629
TRAINING PROGRAM IN BANDAR LAMPUNG, INDONESIA AND CONDUCTING OUTREACH
ACTIVITIES TO GENERATE INTEREST FOR REPLICATION NATIONALLY
NAME OF RECIPIENT - MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE TO DEVELOP AND IMPLEMENT A WIDE SPREAD
INSTALLATION OF BIOPORES IN BANDAR LAMPUNG, INDONESIA TO INCREASE
GROUND WATER RECHARGE AND ASSIST IN THE MANAGEMENT OF FLOODING, AS PART
OF THE ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK.
NAME OF RECIPIENT - MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF DEVELOPING AND
IMPLEMENTING A FLOOD FORECASTING AND WARNING SYSTEM AND FLOOD RISK
PREPAREDNESS IN SEMARANG, INDONESIA TO STRENGTHEN RESILIENCE TO CLIMATE
CHANGE IMPACTS, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE
NETWORK
NAME OF RECIPIENT - MERIDIAN INSTITUTE
IN SUPPORT OF DEVELOPING A ROBUST AGRICULTURE WORK PROGRAM WITHIN THE
CONTEXT OF THE UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE
THROUGH FACILITATED DIALOGUE WITH KEY NEGOTIATORS AND OTHER
STAKEHOLDERS AND POLICY ANALYSIS PAPERS ON CLIMATE CHANGE AND
AGRICULTURE ISSUES
NAME OF RECIPIENT - MERIDIAN INSTITUTE
TOWARD THE COSTS OF ITS AGREE INITIATIVE, AN EFFORT TO ENHANCE U.S.
FOOD AND AGRICULTURAL POLICY TO IMPROVE THE PRODUCTIVITY AND
ENVIRONMENTAL PERFORMANCE OF AGRICULTURE, INCREASE ACCESS TO NUTRITIOUS
FOOD AND PROMOTE OPPORTUNITIES FOR RURAL COMMUNITIES TO SUCCEED
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - MICHIGAN STATE UNIVERSITY
IN SUPPORT OF A RESEARCH PROJECT, IN COLLABORATION WITH SEVERAL EAST
AFRICAN UNIVERSITIES AND AGRICULTURAL RESEARCH CENTERS, TO USE A
REGIONAL CLIMATE MODEL TO TEST DIFFERENT METHODS OF BUILDING CLIMATE
RESILIENCE IN AN EFFORT TO IMPROVE FOOD PRODUCTION IN EAST AFRICA WHILE
BUILDING THE CAPACITY OF AFRICAN RESEARCHERS TO USE THE MODEL TO
FURTHER THEIR OWN WORK
NAME OF RECIPIENT - MINISTRY OF HEALTH AND FAMILY WELFARE
FOR USE BY ITS HEALTH ECONOMICS UNIT IN SUPPORT OF ACTIVITIES TO
DEVELOP AND INSTITUTIONALIZE THE NATIONAL HEALTH ACCOUNTS, A TOOL FOR
SUMMARIZING, DESCRIBING AND ANALYZING THE FINANCING OF NATIONAL HEALTH
SYSTEMS IN BANGLADESH
NAME OF RECIPIENT - MINISTRY OF HEALTH AND FAMILY WELFARE
FOR USE BY ITS DIRECTORATE GENERAL OF HEALTH SERVICES IN SUPPORT OF
ESTABLISHING A NATIONAL EHEALTH STEERING COMMITTEE AND NEW TECHNICAL
RESOURCES IN ORDER TO DEVELOP STANDARDS AND A FRAMEWORK FOR NATIONAL
HEALTH INFORMATION SYSTEMS IN BANGLADESH
NAME OF RECIPIENT - MINISTRY OF HEALTH GHANA
FOR USE BY ITS PRIVATE SECTOR UNIT TO INCUBATE THE PRIVATE HEALTH
SECTOR ALLIANCE OF GHANA AND SUPPORT THE FURTHER DEVELOPMENT OF
APPROPRIATE PRIVATE SECTOR POLICY TO COORDINATE AND LEVERAGE THE PUBLIC
AND PRIVATE SECTORS' COLLECTIVE CAPACITIES TO IMPROVE NATIONAL HEALTH
CARE SERVICES AND ACCESSIBILITY
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - MINISTRY OF HEALTH GHANA
IN SUPPORT OF STRENGTHENING POLICY DEVELOPMENT AND ANALYSIS CAPACITY
AMONG PUBLIC HEALTH LEADERS AND PRACTITIONERS IN GHANA TO IMPROVE
HEALTH POLICY IMPLEMENTATION AND PRACTICE
NAME OF RECIPIENT - MINISTRY OF HEALTH RWANDA
TOWARD THE COSTS OF ESTABLISHING AN EHEALTH UNIT TO FACILITATE THE
LAUNCH OF A NATIONAL EHEALTH INFORMATION SYSTEM IN RWANDA, WITH AN
INITIAL FOCUS ON DEVELOPING SUSTAINABLE, RELIABLE, SECURE AND
INNOVATIVE INFORMATION SYSTEMS TO SUPPORT CLINICAL DECISION MAKING,
PATIENT MANAGEMENT, EDUCATION AND RESEARCH FUNCTIONS OF THE HEALTH
SECTOR IN RWANDA
NAME OF RECIPIENT - MINISTRY OF HEALTH VIETNAM
FOR USE BY ITS DEPARTMENT OF PLANNING AND FINANCE IN SUPPORT OF A
PROJECT TO STRENGTHEN THE HEALTH SYSTEM IN VIETNAM WITH A FOCUS ON
IMPROVED GOVERNANCE AND THE CAPACITY BUILDING OF HEALTH PROFESSIONALS
NAME OF RECIPIENT - MISNOMER INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
PARTNERSHIP WITH THE SPECIALIST STRATEGY AND MARKETING FIRM ORCASCI
LIMITED, TOWARD THE COSTS OF CREATING AN INNOVATIVE STAKEHOLDER
ENGAGEMENT PROGRAM UTILIZING BEHAVIORAL SCIENCE, FOR USE BY SMALL TO
MID SIZE ARTS ORGANIZATIONS
NAME OF RECIPIENT - MONITOR COMPANY GROUP LP
IN SUPPORT OF MONITORING AND EVALUATING UNINTENDED CONSEQUENCES OF LOW
INCOME HOUSING PROJECTS FOR URBAN POOR IN INDIA, AND DEVELOPING
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THE ROCKEFELLER FOUNDATION 13-1659629
APPROACHES TO ADDRESS THE NEGATIVE CONSEQUENCES OF THEM AND PROPAGATE
STRATEGIES FOR IMPROVING THEM
NAME OF RECIPIENT - MUJERES UNIDAS Y ACTIVAS
FOR USE BY ITS NATIONAL DOMESTIC WORKERS ALLIANCE TOWARD THE COSTS OF
THE CARING ACROSS GENERATIONS CAMPAIGN, AN EFFORT TO IMPROVE WORKPLACE
STANDARDS FOR U.S. DOMESTIC AND DIRECT CARE WORKERS AND THE QUALITY OF
CARE FOR THE AGING AND DISABLED
NAME OF RECIPIENT - MUNICIPAL ART SOCIETY OF NEW YORK
IN SUPPORT OF COORDINATING THE FIFTH, SIXTH AND SEVENTH AWARD
COMPETITIONS FOR THE ROCKEFELLER FOUNDATION SPONSORED JANE JACOBS
MEDAL, WHICH HONORS JACOBS' GROUNDBREAKING WORK IN URBAN DESIGN, AND OF
ORGANIZING OTHER PUBLIC PROGRAMS RELATED TO THE PRINCIPLES EMBODIED IN
HER WORK
NAME OF RECIPIENT - MUSEUM OF CONTEMPORARY AFRICAN DIASPORAN ARTS
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "SOUL OF BROOKLYN," A CONSORTIUM OF 22 AFRICAN
DIASPORA ARTS ORGANIZATIONS WORKING TO BRAND BROOKLYN AS THE
DESTINATION FOR A UNIQUE AND AUTHENTIC AFRICAN DIASPORAN CULTURAL
EXPERIENCE
NAME OF RECIPIENT - MUUNGANO WA WANAVIJIJI AKIBA MASHINANI REGISTERED
TRUSTEES
TOWARD THE COSTS OF DEVELOPING THE FINANCIAL INSTRUMENTS AND COMMUNITY
CAPACITY NECESSARY TO UPGRADE SLUMS SITUATED ON PRIVATELY OWNED LANDS
IN NAIROBI, KENYA
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - MUUNGANO WA WANAVIJIJI SUPPORT TRUST
IN SUPPORT OF DOCUMENTING, ANALYZING AND STRENGTHENING A FEDERATION OF
SLUM DWELLERS IN NINE KENYAN MUNICIPALITIES, IN WHICH THE LOCAL
STAKEHOLDERS SEEK TO GIVE A VOICE TO THE URBAN POOR IN THE DEVELOPMENT
OF THE SLUM AREAS THEY OCCUPY
NAME OF RECIPIENT - NASSCOM FOUNDATION
IN SUPPORT OF PILOTING A DEMONSTRATION OF BUSINESS PROCESS OUTSOURCING
AND IMPACT SOURCING SERVICE PROVIDER COLLABORATION AND DEVELOPING A
PROCESS AND QUALITY CERTIFICATION FRAMEWORK FOR IMPACT SOURCING SERVICE
PROVIDERS, AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE
NASCENT FIELD OF "IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT
OPPORTUNITIES FOR POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - NATIONAL AGRICULTURAL RESEARCH ORGANISATION
FOR USE BY ITS NATIONAL FISHERIES RESOURCES RESEARCH INSTITUTE IN
SUPPORT OF INCORPORATING CLIMATE CHANGE SCIENCE INTO ITS RESEARCH AND
DEVELOPMENT PROGRAMS TO TEST AND EVALUATE APPROACHES FOR HELPING SMALL
SCALE FISHERS AND RIPARIAN COMMUNITIES IN UGANDA AND KENYA TO COPE MORE
EFFECTIVELY WITH THE IMPACT OF CLIMATE VARIABILITY AND CHANGE
NAME OF RECIPIENT - NATIONAL AGRICULTURAL RESEARCH ORGANISATION
IN SUPPORT OF COLLABORATIVE RESEARCH AND DEMONSTRATIONS AIMED AT
DEVELOPING AND DELIVERING TO FARMERS IMPROVED BANANA VARIETIES AND NEW
BANANA CROPPING SYSTEMS THAT MITIGATE THE NEGATIVE IMPACTS OF CLIMATE
CHANGE ON BANANA FARMING IN UGANDA
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - NATIONAL AGRICULTURAL RESEARCH ORGANISATION
IN SUPPORT OF A PROJECT TO ENHANCE THE ADAPTIVE CAPACITY OF SMALLHOLDER
FARMERS IN UGANDA TO THE EFFECTS OF CLIMATE CHANGE THROUGH
TECHNOLOGICAL, INSTITUTIONAL AND POLICY INTERVENTIONS
NAME OF RECIPIENT - NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY
IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE PHILANTHROPY THAT SERVES
THE PUBLIC GOOD, IS RESPONSIVE TO PEOPLE AND COMMUNITIES WITH THE LEAST
WEALTH AND OPPORTUNITY, AND IS HELD ACCOUNTABLE TO THE HIGHEST
STANDARDS OF INTEGRITY AND OPENNESS
NAME OF RECIPIENT - NATIONAL COUNCIL FOR LAW REPORTING
IN SUPPORT OF THE DIGITIZATION OF THE LAWS OF KENYA, AS PART OF A
BROADER DEMONSTRATION TO TEST WHETHER A NEW FIELD OF "IMPACT SOURCING"
CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE
POPULATIONS
NAME OF RECIPIENT - NATIONAL COUNCIL OF LA RAZA
FOR USE BY ITS OFFICE OF RESEARCH, ADVOCACY, AND LEGISLATION'S HEALTH
POLICY PROJECT TOWARD THE COSTS OF RESEARCH AND EDUCATION ACTIVITIES TO
HELP TO ENSURE EFFECTIVE AND EQUITABLE IMPLEMENTATION OF HEALTH CARE
REFORM AMONG LATINO POPULATIONS IN THE UNITED STATES
NAME OF RECIPIENT - NATIONAL HOSPITAL INSURANCE FUND
IN SUPPORT OF A STUDY TO PROVIDE POLICYMAKERS WITH EVIDENCE OF THE
APPROPRIATE STRUCTURE FOR A HEALTH INSURANCE SUBSIDY PROGRAM THAT WILL
SERVE KENYA'S POOREST POPULATIONS
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - NATIONAL UNIVERSITY OF RWANDA
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF LAUNCHING A CENTRE
OF EXCELLENCE IN HEALTH SYSTEMS STRENGTHENING TO BENEFIT HEALTH
PROFESSIONALS AND PRACTITIONERS IN EAST AND CENTRAL AFRICA
NAME OF RECIPIENT - NATIONAL UNIVERSITY OF SINGAPORE
FOR USE BY ITS LEE KUAN YEW SCHOOL OF PUBLIC POLICY TOWARD THE COSTS OF
A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON
ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON BRUNEI,
CAMBODIA, INDONESIA, LAO PDR, MALAYSIA, THE PHILIPPINES, SINGAPORE,
THAILAND AND VIETNAM
NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL INC
TOWARD THE COSTS OF EDUCATION AND OUTREACH FOR ITS "MOVE NY" CAMPAIGN
TO ESTABLISH EQUITABLE, SUSTAINABLE, AND ECONOMICALLY AND
ENVIRONMENTALLY FRIENDLY TRAFFIC PRICING IN THE NEW YORK METROPOLITAN
REGION
NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL INC
FOR USE BY THE NEW YORK CITY ENERGY EFFICIENCY CORPORATION IN SUPPORT
OF BUILDING ADMINISTRATIVE CAPACITY TO PROVIDE FINANCING PRODUCTS TO
SPUR THE GROWTH OF THE GREEN RETROFIT MARKET IN ORDER TO CREATE "GREEN"
JOBS AND REDUCE GREENHOUSE GAS EMISSIONS IN NEW YORK CITY
NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL INC
FOR USE BY ITS CENTER FOR MARKET INNOVATION TOWARD THE COSTS OF A MODEL
DEMONSTRATION AND FINANCING ENERGY EFFICIENT RETROFIT PROGRAM THAT
ENCOURAGES BOTH TENANTS AND PROPERTY OWNERS TO RETROFIT COMMERCIAL
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THE ROCKEFELLER FOUNDATION 13-1659629
SPACES
NAME OF RECIPIENT - NATURE CONSERVATION RESEARCH CENTRE GHANA NCRC
IN SUPPORT OF BUILDING CAPACITY IN AFRICAN COUNTRIES FOR CARBON MAPPING
AND DEVELOPING NESTED CARBON ACCOUNTING SYSTEMS THROUGH TRAINING AND
THE EXCHANGE OF BEST PRACTICES BETWEEN EAST AND WEST AFRICA
NAME OF RECIPIENT - NELSON MANDELA CHILDREN S HOSPITAL TRUST
TOWARD THE COSTS OF IMPLEMENTING AN INNOVATIVE PUBLIC PRIVATE
PARTNERSHIP MODEL TO SUPPORT A STATE OF THE ART SPECIALIST PEDIATRIC
ACADEMIC AND TERTIARY HOSPITAL THAT WILL PROVIDE CHILD CENTERED QUALITY
MEDICAL SERVICES TO CHILDREN IN SOUTHERN AFRICA
NAME OF RECIPIENT - NETHOPE INC
IN SUPPORT OF COLLABORATING WITH ACCENTURE DEVELOPMENT PARTNERSHIPS TO
DEVELOP A PLAN TO BUILD AND LAUNCH AN INNOVATION FOR DEVELOPMENT
OFFICE, WHICH WILL SEEK TO INCUBATE, PARTNER AND SCALE THE MOST RECENT
SUCCESSFUL INFORMATION AND COMMUNICATIONS STRATEGIES, TO IMPROVE THE
OPERATIONAL CAPACITY OF GLOBAL INTERNATIONAL DEVELOPMENT ORGANIZATIONS
NAME OF RECIPIENT - NETHOPE INC
IN SUPPORT OF IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO
PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE
PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT - NEW AMERICA FOUNDATION
TOWARD THE COSTS OF A MULTIMEDIA, JOURNALISTIC PROJECT- INCLUDING
MAGAZINE ARTICLES, RADIO AND TELEVISION INTERVIEWS, VIDEO DISPATCHES,
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 321
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THE ROCKEFELLER FOUNDATION 13-1659629
AND A FULL LENGTH BOOK- TO EXPLORE THE HUMAN IMPACT OF AMERICA'S
FAILING INFRASTRUCTURE, HOW IT CONTRIBUTES TO POVERTY, AND INNOVATIVE
SOLUTIONS BEING EMPLOYED BY GOVERNMENTS AND COMMUNITIES
NAME OF RECIPIENT - NEW MUSEUM OF CONTEMPORARY ART
TOWARD THE COSTS OF AN INNOVATIVE NEW ARTIST RESIDENCY PROGRAM MODEL
DESIGNED TO PROMOTE DEEP AND SUSTAINED AUDIENCE ENGAGEMENT
NAME OF RECIPIENT - NEW VENTURE FUND
IN SUPPORT OF ITS TONIIC INSTITUTE, WHICH SEEKS TO INSPIRE, AGGREGATE
AND DISSEMINATE THE BEST PRACTICES AND RESEARCH OF GLOBAL IMPACT
INVESTORS AND INVESTMENTS, ATTRACTING MORE CAPITAL AND INCREASING THE
COLLECTIVE POSITIVE IMPACTS THESE INVESTMENTS CAN HAVE ON GLOBAL SOCIAL
AND ENVIRONMENTAL CHALLENGES
NAME OF RECIPIENT - NEW YORK ACADEMY OF SCIENCES
FOR USE BY ITS SCIENTISTS WITHOUT BORDERS PROGRAM IN SUPPORT OF
RESEARCH ON THE PROLIFERATION OF TOOLS AND WEB PLATFORMS THAT
FACILITATE OPEN INNOVATION TO ADDRESS SOCIAL AND DEVELOPMENT ISSUES,
AND A WORKSHOP OF KEY STAKEHOLDERS IN AN EFFORT TO ENHANCE
COLLABORATION ACROSS THESE PLATFORMS
NAME OF RECIPIENT - NEW YORK CITY ENVIRONMENTAL JUSTICE ALLIANCE
IN PARTNERSHIP WITH THE PRATT INSTITUTE, TOWARD THE COSTS OF
RESEARCHING, ANALYZING AND DEVELOPING REFORM RECOMMENDATIONS FOR NEW
YORK CITY'S SIGNIFICANT MARITIME INDUSTRIAL AREA POLICIES IN ORDER TO
INCREASE THE ENVIRONMENTAL AND ECONOMIC RESILIENCE OF THE RESIDENTS AND
BUSINESSES IN AND NEAR THESE AREAS
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - NEW YORK COMMUNITY TRUST
FOR USE BY ITS NEW YORK CITY WORKFORCE DEVELOPMENT FUND TOWARD THE
COSTS OF AN INITIATIVE TO ENGAGE HEALTH CARE EMPLOYERS IN THE BRONX IN
THE ANALYSES OF CURRENT AND FUTURE LABOR FORCE NEEDS AND TO CONNECT
THESE PROVIDERS TO WORKFORCE TRAINING ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK FOUNDATION FOR THE ARTS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY MARY MISS STUDIO TOWARD THE COSTS OF A SERIES OF PUBLIC ART
INSTALLATIONS ALONG BROADWAY THAT WILL HIGHLIGHT ENVIRONMENTAL
SUSTAINABILITY IN NEW YORK CITY
NAME OF RECIPIENT - NEW YORK HALL OF SCIENCE
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "REGENERATION: ART, TECHNOLOGY AND SCIENCE
BIENNIAL," A SIX WEEK EXHIBITION ENGAGING NINE ARTISTS TO WORK WITH THE
LOCAL COMMUNITY TO CREATE WORK THAT EXPLORES THE CONNECTIONS AMONG
IMMIGRATION, URBANIZATION, CULTURAL VITALITY AND SUSTAINABILITY
NAME OF RECIPIENT - NEW YORK LIVE ARTS
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF THE MERGER OF DANCE THEATER WORKSHOP AND BILL T.
JONES/ARNIE ZANE DANCE COMPANY TO CREATE A NEW MODEL FOR PRESENTING AND
PRODUCING DANCE
NAME OF RECIPIENT - NEW YORK UNIVERSITY
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
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THE ROCKEFELLER FOUNDATION 13-1659629
USE BY ITS HEMISPHERIC INSTITUTE OF PERFORMANCE AND POLITICS IN SUPPORT
OF FOSTERING PERFORMANCE BASED EMERGING ARTISTS WHOSE WORK FUNCTIONS AS
A VEHICLE FOR SOCIAL CHANGE
NAME OF RECIPIENT - NONPROFIT FINANCE FUND
FOR THE COSTS OF A PROJECT TO ENHANCE THE FINANCIAL CAPACITY OF SELECT
NEW YORK CITY CULTURAL INNOVATION FUND APPLICANTS AND GRANTEES
NAME OF RECIPIENT - NOVISCAPE CONSULTING GROUP CO LTD
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE URBAN AND
REGIONAL PLANNING DEPARTMENT OF CHULALONGKORN UNIVERSITY AND THE SIAM
INTELLIGENCE UNIT, TO CONDUCT TREND MONITORING, HORIZON SCANNING, AND
IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT, FOCUSED ON SOUTHEAST ASIA, AND FOR THE DISSEMINATION OF
TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION CHANNELS
NAME OF RECIPIENT - OPEN HEALTH TOOLS INC
TOWARD THE COSTS OF DEVELOPING THE HEART PROJECT, A HIGH QUALITY
REPOSITORY OF FREELY AVAILABLE HEALTH ENTERPRISE ARCHITECTURE ARTIFACTS
AND BUILDING BLOCKS FOR USE BY COUNTRIES AND IMPLEMENTERS TO SAVE TIME
AND MONEY IN THE DESIGN OF NATIONAL HEALTH INFORMATION SYSTEMS
NAME OF RECIPIENT - OVE ARUP & PARTNERS INTERNATIONAL LIMITED
IN SUPPORT OF A PROJECT TO FACILITATE THE CREATION AND DEEPENING OF A
LEARNING AND POLICY NETWORK INCLUDING CURRENT ASIAN CITIES CLIMATE
CHANGE RESILIENCE NETWORK (ACCCRN) PARTNERS AND OTHER KEY ASIAN
INSTITUTIONS ENGAGED IN PROMOTING CLIMATE CHANGE RESILIENCE, AND TO
FACILITATE AND MANAGE ACCCRN'S NEW STRATEGY AND ALIGNMENT GROUP
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - OVE ARUP AND PARTNERS INTERNATIONAL LIMITED
IN SUPPORT OF PROVIDING STRATEGIC PLANNING, PROGRAM MANAGEMENT SUPPORT
AND TECHNICAL ASSISTANCE TO ENSURE PROGRAM CREDIBILITY, KNOWLEDGE
MANAGEMENT SUPPORT, AND KNOWLEDGE DISSEMINATION AND REPLICATION
SUPPORT TO THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK PROGRAM
AND ITS PARTNERS
NAME OF RECIPIENT - OXFAM
FOR USE BY ITS ASIA OFFICE IN SUPPORT OF CREATING A REGIONAL LEARNING
PLATFORM TO PROMOTE MULTI DISCIPLINARY ANALYSIS AND LEARNING AMONG KEY
STAKEHOLDERS IN ASIA REGARDING A LIMITED SET OF PRIORITY TOPICS THAT
WILL HAVE MEDIUM TO LONG TERM IMPLICATIONS FOR GROWTH, EQUITY, AND
RESILIENCE IN THE REGION
NAME OF RECIPIENT - OXFAM AMERICA INC
TOWARD THE COSTS OF THE FURTHER EXPANSION OF ITS HORN OF AFRICA RISK
TRANSFER FOR ADAPTATION (HARITA) PROJECT, A COMMUNITY BASED ADAPTATION
AND CROP INSURANCE PROGRAM AIMED AT BUILDING THE RESILIENCE OF
ETHIOPIAN FARMERS TO CLIMATE CHANGE AND CLIMATE VARIABILITY
NAME OF RECIPIENT - OXFAM AMERICA INC
TOWARD THE COSTS OF THE RURAL RESILIENCE INITIATIVE (R4), A COMMUNITY
BASED CLIMATE ADAPTATION PROGRAM AIMED AT IMPROVING THE LONG TERM FOOD
AND INCOME SECURITY OF ETHIOPIAN AND SENEGALESE FARMERS
NAME OF RECIPIENT - PABLO CARDOSO
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 325
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
NAME OF RECIPIENT - PACT INSTITUTE INC
IN SUPPORT OF ITS SOUTHEAST ASIA CHANGE PROJECT (SEA CHANGE) TO
ESTABLISH A SOUTHEAST ASIA COMMUNITY OF PRACTICE OF MONITORING AND
EVALUATION OF ADAPTIVE RESPONSES TO CLIMATE CHANGE, TO FACILITATE
LEARNING, AND TO CAPTURE AND DISSEMINATE PROMISING MONITORING AND
EVALUATION PRACTICES
NAME OF RECIPIENT - PACT INSTITUTE INC
IN SUPPORT OF A PROJECT TO ADVANCE NEW INNOVATIVE METHODS AND PRACTICE
IN IMPACT EVALUATION, MONITORING AND LEARNING, AND TO PROVIDE SUPPORT
TO ROCKEFELLER FOUNDATION INITIATIVE TEAMS, REGIONAL OFFICES, GRANTEES
AND PARTNERS IN RESULTS PLANNING, THEORIES OF CHANGE, IMPROVED
MEASUREMENT AND REPORTING OF RESULTS
NAME OF RECIPIENT - PAMOJA MEDIA EAST AFRICA LIMITED
IN SUPPORT OF DEVELOPING AN ONLINE KNOWLEDGE SHARING AND MANAGEMENT
SYSTEM FOR RESEARCH AND DEVELOPMENT WORK ON CLIMATE CHANGE RESILIENCE
FOR AFRICAN AGRICULTURE
NAME OF RECIPIENT - PARAPROFESSIONAL HEALTHCARE INSTITUTE INC
TOWARD THE COSTS OF ITS "RAISE THE FLOOR AND BUILD LADDERS" STRATEGY TO
IMPROVE JOB QUALITY AND PROVIDE ADVANCEMENT OPPORTUNITIES FOR DIRECT
CARE WORKERS BY PROVIDING RESEARCH, POLICY GUIDANCE, PUBLIC EDUCATION
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THE ROCKEFELLER FOUNDATION 13-1659629
AND TECHNICAL ASSISTANCE TO FEDERAL AND STATE GOVERNMENTS AND KEY
STAKEHOLDERS IN THE HEALTHCARE INDUSTRY
NAME OF RECIPIENT - PATTANARAK FOUNDATION
IN SUPPORT OF RESEARCH AND TRAINING ON SMALL SCALE FOOD PRODUCTION FOR
DISPLACED POPULATIONS IN THAILAND ALONG THE THAI MYANMAR BORDER IN
ORDER TO IMPROVE LIVELIHOODS AND SOCIAL COHESION AMONG RESIDENTS AND
MIGRANT POPULATIONS
NAME OF RECIPIENT - PEKING UNIVERSITY
FOR USE BY ITS HEALTH SCIENCE CENTER TOWARD THE COSTS OF THE SECOND
GLOBAL HEALTH SYMPOSIUM ON HEALTH SYSTEMS RESEARCH TO BE HELD IN
BEIJING, CHINA, NOVEMBER 2012, AND THE DEVELOPMENT OF AN INTERNATIONAL
SOCIETY TO ADVANCE THE SYMPOSIUM'S WORK
NAME OF RECIPIENT - PEOPLE UNITED FOR SUSTAINABLE HOUSING INC
TOWARD THE COSTS OF DEVELOPING AND REPLICATING ITS GREEN DEVELOPMENT
ZONE MODEL OF COMMUNITY REGENERATION, AND PARTNERING WITH THE NEW YORK
STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY TO IMPLEMENT THE
STATE'S RESIDENTIAL ENERGY EFFICIENCY RETROFIT PROGRAM, GREEN
JOBS/GREEN NEW YORK
NAME OF RECIPIENT - PERFORMANCE ZONE INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY OURGOODS, TOWARD THE COSTS OF DEVELOPING AN ONLINE BARTER
NETWORK FOR ARTISTS
NAME OF RECIPIENT - PHARMACCESS FOUNDATION
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
FOR USE BY ITS GHANA OFFICE IN SUPPORT OF A PROJECT TO DEVELOP A GHANA
HEALTH CERTIFICATION AND ACCREDITATION BOARD AND LAUNCH A CAPACITY
BUILDING AND QUALITY IMPROVEMENT PROGRAM THAT WILL IMPROVE QUALITY AND
INCREASE ACCESS TO HEALTH SERVICES IN GHANA
NAME OF RECIPIENT - PHILIPPINE INSTITUTE FOR DEVELOPMENT STUDIES
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN THE
PHILIPPINES, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO
CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT - PORTLAND PR LIMITED
IN SUPPORT OF PROVIDING STRATEGIC COMMUNICATIONS SUPPORT TO FOUR
AFRICAN NON PROFIT ORGANIZATIONS AND COMMUNICATING THEIR RESEARCH
FINDINGS TO KEY AFRICAN POLICYMAKERS PRIOR TO THE 2009 FORUM FOR CHINA
AFRICA COLLABORATION (FOCAC), AND ESTABLISHING A "CHINA IN AFRICA
POLICY NETWORK" TO CONTINUE TO RAISE AWARENESS BEYOND THE MEETING
NAME OF RECIPIENT - PRAYAS INITIATIVES IN HEALTH ENERGY LEARNING AND
PARENTHOOD
TOWARD THE COSTS OF POLICY RELEVANT RESEARCH IN SUPPORT OF THE
ECONOMICALLY VIABLE, SOCIALLY EQUITABLE AND ENVIRONMENTALLY SUSTAINABLE
GROWTH AND DEVELOPMENT OF INDIA'S RENEWABLE ENERGY SECTOR
NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE
FOR USE BY ITS HAUSER CENTER FOR NONPROFIT ORGANIZATIONS IN SUPPORT OF
DEVELOPING AND TESTING A THOUGHT MODEL THAT ILLUMINATES THE ROLE BRAND
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 328
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
CAN PLAY IN THE PHILANTHROPIC AND NON PROFIT SECTORS FOR REALIZING
INSTITUTIONAL MISSIONS AND ACHIEVING IMPACT IN A DYNAMIC AND EVOLVING
ECOSYSTEM
NAME OF RECIPIENT - PRESS INSTITUTE OF BANGLADESH
IN SUPPORT OF ACTIVITIES TO PROMOTE UNIVERSAL HEALTH COVERAGE IN
BANGLADESH THROUGH CAPACITY BUILDING AND BY LEVERAGING MEDIA ENGAGEMENT
NAME OF RECIPIENT - PRICEWATERHOUSECOOPERS LIMITED
IN SUPPORT OF DEVELOPING A MEASUREMENT, REPORTING AND VERIFICATION
(MRV) METHODOLOGY AND A FUND DISBURSEMENT MECHANISM THAT WILL ENABLE
SMALLHOLDER FARMERS TO TAKE ADVANTAGE OF CLIMATE FINANCE SUCH AS CARBON
CREDITS IN EXCHANGE FOR ADOPTING FARMING PRACTICES THAT REDUCE
GREENHOUSE GASES
NAME OF RECIPIENT - PUBLIC HEALTH INSTITUTE
FOR USE BY ITS CENTER FOR INNOVATION AND TECHNOLOGY IN PUBLIC HEALTH
AND IN COLLABORATION WITH ATLAS CORPS TOWARD THE COSTS OF TWO MHEALTH
AND EHEALTH FELLOWSHIPS FOR INDIVIDUALS FROM LOW AND MIDDLE INCOME
COUNTRIES
NAME OF RECIPIENT - REAL USEFUL TRAVEL AND MARKETING
IN SUPPORT OF A CONVENING OF ROCKEFELLER FOUNDATION DISEASE
SURVEILLANCE NETWORKS GRANTEES TO BE HELD IN KENYA, NAIROBI, MAY 2011
NAME OF RECIPIENT - RECONNECTING AMERICA INC
IN SUPPORT OF RESEARCH AND OUTREACH DESIGNED TO BUILD SUPPORT AMONG
RURAL AND SMALL CITY LEADERS FOR PUBLIC TRANSPORTATION AND SUSTAINABLE
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
COMMUNITIES
NAME OF RECIPIENT - REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY
FOR USE BY ITS DEPARTMENT OF CITY AND REGIONAL PLANNING'S INSTITUTE OF
URBAN AND REGIONAL DEVELOPMENT IN SUPPORT OF A COLLABORATIVE PROJECT TO
ENSURE THAT RECENTLY LAUNCHED INFRASTRUCTURE DEVELOPMENT PROGRAMS IN
KENYA ARE SCALABLE AND RESPONSIVE TO LOCAL COMMUNITY NEEDS
NAME OF RECIPIENT - REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN
AGRICULTURE LIMITED
IN SUPPORT OF STRENGTHENING TRAINING ON AGROMETEOROLOGY AND USING PEER
REVIEWED PUBLICATIONS AND OTHER METHODS TO IMPROVE THE QUALITY AND
VISIBILITY OF CLIMATE CHANGE RESEARCH IN EAST AFRICA
NAME OF RECIPIENT - REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN
AGRICULTURE LIMITED
IN SUPPORT OF ITS WORK TO STRENGTHEN THE RESILIENCE OF AFRICAN
AGRICULTURE TO CLIMATE CHANGE BY HELPING 25 EAST, SOUTHERN, AND CENTRAL
AFRICAN UNIVERSITIES IN ITS CONSORTIUM TO ACCESS CLIMATE CHANGE
ADAPTATION FUNDS AND TRAINING OPPORTUNITIES
NAME OF RECIPIENT - REGISTERED TRUSTEES OF THE FINANCIAL SECTOR DEEPENING
TRUST
TOWARD THE COSTS OF A STUDY OF AGRICULTURE FINANCE IN TANZANIA THAT
AIMS TO ENCOURAGE INCREASED LENDING AND INVESTMENT IN THE AGRICULTURAL
SECTOR TO IMPROVE THE LIVELIHOODS AND INCOMES OF LOCAL SMALLHOLDER
FARMERS
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - RESEARCH TRAINING AND MANAGEMENT INTERNATIONAL
IN PARTNERSHIP WITH THE JAMES P. GRANT SCHOOL OF PUBLIC HEALTH IN
SUPPORT OF CONDUCTING A COMPREHENSIVE ASSESSMENT OF THE CURRENT STATUS
OF PRIVATE HEALTH CAPACITY INSTITUTIONS IN BANGLADESH, WITH A
PARTICULAR FOCUS ON THE PRIVATE SECTOR
NAME OF RECIPIENT - RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW
YORK
FOR USE BY THE INSTITUTE OF SUSTAINABLE CITIES AT HUNTER COLLEGE, CITY
UNIVERSITY OF NEW YORK, AS A RECIPIENT OF A NEW YORK CITY CULTURAL
INNOVATION FUND AWARD, IN SUPPORT OF AN ONLINE CROWDSOURCING TOOL AND
PHYSICAL INSTALLATION THAT WILL FACILITATE DIALOGUE AMONG CLIMATE
SCIENTISTS, URBAN PLANNERS AND THE PUBLIC ABOUT SUSTAINABILITY AND
CLIMATE CHANGE
NAME OF RECIPIENT - RESOURCE ALLIANCE LIMITED
IN SUPPORT OF THE THAILAND NGO AWARDS, WHICH AIM TO RECOGNIZE AND
REWARD PROFESSIONALISM AND EXCELLENCE OF SELECT THAI NON PROFIT, NON
GOVERNMENTAL ORGANIZATIONS, SET STANDARDS FOR RESOURCE MOBILIZATION AND
OVERALL ORGANIZATIONAL MANAGEMENT AND PROVIDE LEARNING THROUGH SHARED
CASE STUDIES
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF RECRUITING AUTHORS AND FACILITATING THE CREATION,
PLANNING AND REVIEW OF ARTICLES FOR A LANCET SPECIAL SERIES ON
UNIVERSAL HEALTH COVERAGE
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE INC
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
IN SUPPORT OF RESEARCH AND CONVENINGS TO IDENTIFY AND EXPLORE
INNOVATIVE SECONDARY EDUCATION FOR SKILLS ENHANCEMENT, AND EXPLORE
PATHS TO SCALE UP THE MOST EFFECTIVE MODELS IN AFRICA AND ASIA
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF EFFORTS TO CREATE MORE AWARENESS AND ANALYTICAL
UNDERSTANDING OF THE POSSIBILITIES FOR, AND DIRECT FACILITATION OF
COUNTRY LEVEL EFFORTS TO EXPAND AND DEEPEN, UNIVERSAL HEALTH COVERAGE,
INCLUDING THROUGH THE CREATION OF A JOINT LEARNING NETWORK AMONG
IMPLEMENTING COUNTRIES
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE AND FACILITATING
NETWORKING AMONG APPROXIMATELY 10 COUNTRIES OF THE JOINT LEARNING
NETWORK REGARDING THE DESIGN, IMPLEMENTATION, AND EVALUATION OF
RELEVANT PROVIDER PAYMENT MECHANISMS AS A MEANS TO ACHIEVE UNIVERSAL
HEALTH COVERAGE
NAME OF RECIPIENT - ROCKEFELLER ARCHIVE CENTER
IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER
FOUNDATION'S CENTENNIAL IN 2013, TO DEVELOP A WEB BASED MULTIMEDIA
HISTORY OF THE FOUNDATION, AND MAKE ITS PRIMARY DOCUMENTS AND HISTORIC
MATERIALS MORE BROADLY ACCESSIBLE TO THE DIVERSE COMMUNITIES OF
RESEARCHERS AND EDUCATORS INTERESTED IN 20TH CENTURY HISTORY
NAME OF RECIPIENT - ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS
IN SUPPORT OF RESEARCH TO IDENTIFY BARRIERS TO TRANSLATING FOOD CRISIS
EARLY WARNING SIGNS INTO EARLY ACTION, PRODUCE REGIONAL CASE STUDIES ON
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
THE RECENT CRISES IN EAST AFRICA AND THE SAHEL, AND FORMULATE AND
COMMUNICATE SOLUTIONS TO OVERCOMING THESE BARRIERS
NAME OF RECIPIENT - RUDOLF STEINER FOUNDATION INC D B A RSF SOCIAL
FINANCE
IN SUPPORT OF RESEARCH ON FINANCING MODELS FOR LOCAL FOOD SYSTEMS WITH
A FOCUS ON FUNDING OPPORTUNITIES TO SUPPORT JOB CREATION, FOOD ACCESS
AND HEALTH AND WELLNESS
NAME OF RECIPIENT - RWANDA AGRICULTURE BOARD
IN SUPPORT OF STRENGTHENING CLIMATE CHANGE ADAPTATION RESEARCH TO
CREATE DEMAND DRIVEN, MARKET RESPONSIVE PRACTICES THAT IMPROVE FOOD
SECURITY FOR SMALLHOLDER FARMERS IN RWANDA
NAME OF RECIPIENT - RWANDA AGRICULTURE BOARD
IN SUPPORT OF A COLLABORATIVE PROJECT WITH THE RWANDA METEOROLOGICAL
SERVICE AND THE WALKER INSTITUTE OF THE UNIVERSITY OF READING TO
IMPROVE THE CLIMATE RISK MODELING CAPACITY OF RWANDAN AGRICULTURAL
SCIENTISTS, PRODUCE A NATIONAL CLIMATE CHANGE RISK MAP, AND EVALUATE
ADAPTATION STRATEGIES THAT COULD IMPROVE THE RESILIENCE OF SMALLHOLDER
FARMERS IN RWANDA TO CLIMATE CHANGE
NAME OF RECIPIENT - SA NODE OF THE MILLENNIUM PROJECT
IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED
ON SOUTHERN AFRICA
NAME OF RECIPIENT - SA NODE OF THE MILLENNIUM PROJECT
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON SOUTHERN AFRICA
NAME OF RECIPIENT - SAMASOURCE INC
IN SUPPORT OF FURTHER REFINING AND EXECUTING ITS BUSINESS MODEL, WHICH
UTILIZES INNOVATIVE TECHNOLOGY PLATFORMS TO TRAIN, MANAGE AND OUTSOURCE
DISTRIBUTED DIGITAL WORK TO SMALL IMPACT OUTSOURCING PROVIDERS IN URBAN
AND RURAL KENYA, RWANDA AND UGANDA AND CREATE JOBS FOR VERY POOR
POPULATIONS
NAME OF RECIPIENT - SAMBODHI RESEARCH AND COMMUNICATIONS PVT LTD
IN SUPPORT OF CONDUCTING MONITORING AND EVALUATION OF THE FOUNDATION'S
SMART POWER FOR ENVIRONMENTALLY SOUND ECONOMIC DEVELOPMENT INITIATIVE
WORK IN INDIA, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE
FEASIBILITY AND REPLICABILITY OF OFF GRID RENEWABLE ENERGY SOLUTIONS TO
PROVIDE ELECTRIFICATION AND SPUR ECONOMIC GROWTH IN POOR RURAL
COMMUNITIES, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE
IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT - SEACHANGE CAPITAL PARTNERS INC
FOR USE BY THIRD SECTOR CAPITAL PARTNERS TOWARD THE COSTS OF DEVELOPING
AND CONDUCTING DUE DILIGENCE AND DISSEMINATING INFORMATION ABOUT THE
SOCIAL IMPACT BOND INSTRUMENT, IN AN EFFORT TO PROVIDE INNOVATIVE
FINANCING SOLUTIONS TO PERSISTENT SOCIAL PROBLEMS FACING POOR AND
VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT - SHACK DWELLERS INTERNATIONAL
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TOWARD THE COSTS OF DEVELOPING MORE INCLUSIVE SHELTER STRATEGIES FOR
CITIES IN THE DEVELOPING WORLD BY INCREASING ENGAGEMENT AND BUILDING
PARTNERSHIPS BETWEEN THE URBAN POOR AND LOCAL GOVERNMENTS
NAME OF RECIPIENT - SMART GROWTH AMERICA
TOWARD THE COSTS OF ITS INITIATIVE TO STRENGTHEN THE CAPACITY OF U.S.
STATES TO IMPLEMENT EQUITABLE AND SUSTAINABLE TRANSPORTATION POLICIES,
PLANS AND INVESTMENTS
NAME OF RECIPIENT - SOCIAL FINANCE INC
TOWARD THE COSTS OF DEVELOPING, CONDUCTING DUE DILIGENCE ON AND
DISSEMINATING INFORMATION ABOUT THE SOCIAL IMPACT BOND INSTRUMENT AN
EFFORT TO PROVIDE INNOVATIVE FINANCING SOLUTIONS TO PERSISTENT SOCIAL
PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT - SOCIETY FOR HEALTH INFORMATION SYSTEMS PROGRAMMES
IN SUPPORT OF EXPANDING THE DISTRICT HEALTH INFORMATION SOFTWARE
(DHIS2) PLATFORM AND STRENGTHENING TECHNICAL CAPACITY IN ORDER TO
ADVANCE HEALTH INFORMATION SYSTEMS DEVELOPMENT IN ASIA
NAME OF RECIPIENT - SOCIETY FOR INTERNATIONAL DEVELOPMENT
FOR USE BY ITS REGIONAL OFFICE IN TANZANIA IN CONTINUED SUPPORT OF A
PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ON ISSUES
RELEVANT TO POVERTY AND HUMAN DEVELOPMENT FOCUSED ON THE GREATER HORN
OF AFRICA
NAME OF RECIPIENT - SOCIETY FOR INTERNATIONAL DEVELOPMENT EAST AFRICA
IN SUPPORT OF AN "AFRICAN DIALOGUE SPEAKER SERIES" TO ENHANCE SHARED
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LEARNING AIMED AT DEFINING NEW AND INNOVATIVE APPROACHES FOR AFRICA TO
ACHIEVE ITS POTENTIAL
NAME OF RECIPIENT - SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA
TOWARD THE COSTS OF ITS WORK, IN COLLABORATION WITH THE SOCIETY FOR THE
PROMOTION OF AREA RESOURCE CENTRES, TO FACILITATE A PROCESS TO
STRENGTHEN CIVIL SOCIETY ENGAGEMENT WITH URBAN POLICY BY PROMOTING
CAPACITY BUILDING POLICY DIALOGUE AND CONDUCTING THEMATIC RESEARCH IN
INDIA
NAME OF RECIPIENT - SOCIETY FOR TECHNOLOGY AND ACTION FOR RURAL
ADVANCEMENT
IN SUPPORT OF COORDINATING A MULTI STAKEHOLDER, MULTI SITE PROJECT TO
DEVELOP AND TEST THE FEASIBILITY AND REPLICABILITY OF OFF GRID
RENEWABLE ENERGY SOLUTIONS TO PROVIDE ELECTRIFICATION AND SPUR ECONOMIC
GROWTH IN POOR RURAL COMMUNITIES IN INDIA
NAME OF RECIPIENT - SOKOINE UNIVERSITY OF AGRICULTURE
IN SUPPORT OF COLLABORATIVE RESEARCH ON THE APPLICATION OF CONSERVATION
AGRICULTURE PRACTICES AS COPING STRATEGIES FOR SMALLHOLDER FARMERS TO
ADAPT TO CLIMATE VARIABILITY AND CHANGE IN TANZANIA
NAME OF RECIPIENT - SOKOINE UNIVERSITY OF AGRICULTURE
FOR USE BY ITS SOUTHERN AFRICAN CENTRE IN SUPPORT OF EFFORTS TO
STRENGTHEN ITS CAPACITY AS BOTH A FORUM AND RESEARCH PLATFORM FOR ONE
HEALTH APPROACHES TO THE STUDY OF INFECTIOUS DISEASES, BOTH NATIONALLY
AND IN SOUTHERN AND EAST AFRICA
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NAME OF RECIPIENT - SOLOMON R GUGGENHEIM FOUNDATION
TOWARD THE COSTS OF A SERIES OF SIX WALKING TOURS OF "STILL SPOTS" IN
NEW YORK CITY'S FIVE BOROUGHS, EXPLORING THE CONCEPT OF STILLNESS IN A
RESTLESS URBAN LANDSCAPE
NAME OF RECIPIENT - STICHTING MEDICAL CREDIT FUND
IN SUPPORT OF A FEASIBILITY STUDY TO ASSESS THE TECHNICAL ASSISTANCE
AND BUSINESS NEEDS OF MIDWIVES IN GHANA IN AN EFFORT TO INFORM A
REDUCTION IN MATERNAL AND INFANT MORTALITY
NAME OF RECIPIENT - STRATEGIC FORESIGHT GROUP
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON INDIA, BANGLADESH, INDONESIA, THAILAND, VIETNAM, AND MIDDLE
EAST COUNTRIES
NAME OF RECIPIENT - SUE WILLIAMSON
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
NAME OF RECIPIENT - SUSTAINABLE MOBILITY FINANCE LLC
IN SUPPORT OF DEVELOPING AND TESTING INNOVATIONS FOR FRONT END PLANNING
AND FAST TRACKING BUS RAPID TRANSIT PROJECT DESIGN AND APPROVAL IN U.S.
CITIES
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NAME OF RECIPIENT - SWISS TROPICAL AND PUBLIC HEALTH INSTITUTE
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S DISEASE SURVEILLANCE
NETWORKS INITIATIVE WORK IN AFRICA, IN COLLABORATION WITH THE AFRICA
POPULATION AND HEALTH RESEARCH CENTER, TO CAPTURE AND SHARE LESSONS
LEARNED ABOUT THE ABILITY OF COMPLEX NETWORKS TO ACHIEVE IMPROVED
DISEASE SURVEILLANCE AND RESPONSE, AND TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF AN EXPLORATORY STUDY TO ASSESS EXISTING CONDITIONS OF WET
MARKETS IN URBAN AREAS OF INDORE AND SURAT CITIES IN INDIA, AND PROVIDE
RECOMMENDATIONS ON PROCEDURES FOR CREATING SAFE WET MARKETS IN THE
CONTEXT OF ACCELERATING URBANIZATION AND CLIMATE CHANGE
NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF ENHANCING THE CLIMATE CHANGE RESILIENCE OF THE CITY OF
INDORE, INDIA THROUGH THE ESTABLISHMENT OF AN INTEGRATED VECTOR AND
WATER BORNE DISEASE SURVEILLANCE AND RESPONSE SYSTEM TO HELP COPE WITH
PROJECTED INCREASES IN VECTOR DISEASES DUE TO INCREASING TEMPERATURES
AND MORE INTENSE PRECIPITATION, AS PART OF THE ASIAN CITIES CLIMATE
CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED
IN COLLABRATION WITH A RANGE OF CITY BASED STAKEHOLDERS AND
ORGANIZATIONS IN SUPPORT OF DEVELOPING AND DEMONSTRATING A RANGE OF
MODELS FOR COST EFFECTIVE, RELIABLE, DECENTRALIZED URBAN WATER
MANAGEMENT THAT ARE DRIVEN BY DIFFERENTIATED END USE DEMANDS IN INDORE
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THE ROCKEFELLER FOUNDATION 13-1659629
CITY, INDIA, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE
NETWORK
NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF MODELING AN END TO END EARLY WARNING SYSTEM THAT WILL
HELP IMPROVE THE MANAGEMENT OF RESERVOIR RELEASES AND REDUCE THE
INTENSITY OF FLOODS AND RESULTANT DAMAGE IN THE CITY OF SURAT, INDIA,
AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF ASSISTING THREE CITIES IN INDIA (SURAT, INDORE, AND
GORAKHPUR) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, BY
BUILDING THE CAPACITY OF CITY PARTNERS AND OTHER ACTORS IN THOSE CITIES
TO UNDERTAKE URBAN CLIMATE RESILIENCE WORK, PARTNER WITH NATIONAL,
STATE, AND LOCAL GOVERNMENTS TO INITIATE REFORMS THAT SUPPORT URBAN
CLIMATE RESILIENCE IN INDIA, AND DOCUMENT METHODOLOGIES AND LESSONS
LEARNED AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - TCC GROUP INC
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S PROMOTING EQUITABLE AND
SUSTAINABLE TRANSPORTATION INITIATIVE, TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT - TECHNOSERVE INC
IN SUPPORT OF A PROOF OF CONCEPT PILOT PROJECT TO DEMONSTRATE THE
POTENTIAL FOR A LOCAL IMPACT SOURCING SERVICE PROVIDER IN KENYA TO
CREATE AND SUSTAIN OPPORTUNITIES TARGETING POOR AND DISADVANTAGED
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THE ROCKEFELLER FOUNDATION 13-1659629
STUDENTS IN PUBLIC UNIVERSITIES
NAME OF RECIPIENT - TELLUS INSTITUTE INC
IN SUPPORT OF RESEARCH TO IDENTIFY AND ASSESS THE POTENTIAL IMPACT OF
INITIATIVES TO IMPROVE OUTCOMES FOR WORKERS AND/OR EQUITABLE ACCESS TO
HEALTHY FOOD AMONG THE 100 LARGEST FOOD CORPORATIONS
NAME OF RECIPIENT - TENEO STRATEGY CONSULTING LLC
IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER
FOUNDATION'S CENTENNIAL IN 2013, TO BUILD CAPACITY, CREATE NEW
COALITIONS, STRENGTHEN EXISTING NETWORKS, AND ADVANCE PUBLIC POLICY BY
CONVENING GATHERINGS AND PROVIDING MULTIMEDIA TOOLS AND RESOURCES FOR
IDENTIFYING CHALLENGES AND PROPOSING TANGIBLE SOLUTIONS TO GLOBAL
PROBLEMS
NAME OF RECIPIENT - THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF ACTIVITIES, IN COLLABORATION WITH THE SONGKLA COMMUNITY
FOUNDATION, TO BUILD CAPACITY FOR FLOOD PREPAREDNESS AND RESPONSE, AND
A MODEL FOR PARTNERSHIP AND COLLABORATION BETWEEN LOCAL COMMUNITIES AND
LOCAL GOVERNMENT AGENCIES IN HAT YAI CITY RESPONSIBLE FOR DELIVERY OF
BASIC SERVICES INCLUDING SANITATION, WELFARE AND HEALTH, AS PART OF THE
ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF A FEASIBILITY STUDY AND IMPLEMENTATION PLAN FOR
ECOLOGICAL RESTORATION OF THE INNER CHANNEL OF THE KOK RIVER IN CHIANG
RAI, THAILAND, INCLUDING RESTORATION OF A SECTION OF THE CHANNEL, AS A
MODEL FOR BUILDING URBAN RESILIENCE, AS PART OF THE ASIAN CITIES
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THE ROCKEFELLER FOUNDATION 13-1659629
CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT - THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF CARRYING OUT PHASE III ACTIVITIES OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK RELATED TO BUILDING CLIMATE CHANGE
RESILIENCE IN CHIANG RAI AND HAT YAI, THAILAND; TO SUPPORT OTHER CITIES
IN THAILAND TO EXPAND THEIR UNDERSTANDING OF URBAN CLIMATE CHANGE
RESILIENCE KNOWLEDGE AND PRACTICE; AND TO MAP AND ENGAGE KEY NATIONAL
STAKEHOLDERS TO INCREASE RESOURCES AND ATTENTION TO URBAN CLIMATE
CHANGE RESILIENCE IN THAILAND
NAME OF RECIPIENT - THE CHANCELLOR MASTERS AND SCHOLARS OF THE
UNIVERSITY OF OXFORD
FOR USE BY ITS OXFORD MARTIN SCHOOL IN SUPPORT OF TWO WORKSHOPS TO
DEVELOP A BROAD AND CROSS CUTTING PERSPECTIVE ON RESILIENCE BOTH IN
THEORY AND PRACTICE, WITH A FOCUS ON THE ROLE OF RESILIENCE IN THE
REDUCTION OF POVERTY
NAME OF RECIPIENT - THE ENERGY AND RESOURCES INSTITUTE
IN SUPPORT OF A STUDY ASSESSING CURRENT URBAN PLANNING POLICIES IN
INDIA, WITH A FOCUS ON TWO INDIAN CITIES, AND IDENTIFYING POLICY AND
REGULATORY CHANGES AT THE NATIONAL, STATE AND CITY LEVELS THAT IF
IMPLEMENTED WOULD ENHANCE CLIMATE CHANGE RESILIENCE IN INDIA
NAME OF RECIPIENT - THE MARY ROBINSON FOUNDATION
IN SUPPORT OF POLICY ANALYSIS AND ADVOCACY WORK THAT WILL ENCOURAGE THE
INCORPORATION OF A GENDER LENS IN EFFORTS TO BUILD WOMEN'S LEADERSHIP
IN THE AREA OF INTERNATIONAL CLIMATE JUSTICE
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - THE MILLENNIUM PROJECT CORPORATION
IN SUPPORT OF 1) TARGETED TRAVEL SUPPORT FOR PARTICIPANTS FROM AFRICA
TO ATTEND THE MILLENNIUM PROJECT PLANNING COMMITTEE MEETING, TO BE HELD
IN VANCOUVER, CANADA, JULY 2011; AND 2) A PROJECT TO ASSIST IN
IMPROVING THE CAPACITY OF DEVELOPING COUNTRIES TO CONDUCT FUTURES
RESEARCH BY IMPLEMENTING THE RESULTS OF A LONG TERM FINANCIAL
SUSTAINABILITY AND FEASIBILITY PLAN FOR THE ORGANIZATION
NAME OF RECIPIENT - THE MUSEUM FOR AFRICAN ART
FOR USE BY ITS NELSON MANDELA CENTER TOWARD THE COSTS OF DEVELOPING
PUBLIC EDUCATIONAL PROGRAMS ON SOCIAL AND POLITICAL HISTORY THAT
HIGHLIGHT AFRICA'S CONTRIBUTIONS TO ONGOING GLOBAL DIALOGUE
NAME OF RECIPIENT - THE NATIONAL ASSOCIATION OF LATINO INDEPENDENT
PRODUCERS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF PROVIDING PROFESSIONAL MENTORING THROUGH ITS LATINO
ARTIST MENTORING PROJECT TO NEW YORK LATINO/LATINA AND NATIVE WRITERS,
PRODUCERS AND DIRECTORS TO CREATE AND ADVANCE NEW FILMS
NAME OF RECIPIENT - THE NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS
TOWARD THE COSTS OF CONTINUED OPERATION OF THE BANDWIDTH CONSORTIUM, AN
INITIATIVE PROVIDING LOW COST BANDWIDTH AND INTERNET ACCESS FOR
PARTICIPATING AFRICAN INSTITUTIONS OF HIGHER EDUCATION, INCLUDING
MAINTAINING ONGOING SERVICE, MANAGING SUBSIDIES, FACILITATING GROWTH OF
THE NETWORK AND EXAMINING LONG TERM SUSTAINABILITY OPTIONS
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - THE PARTNERSHIP FOR WORKING FAMILIES
TOWARD THE COSTS OF RESEARCH TO QUANTIFY POTENTIAL EMPLOYMENT,
ENVIRONMENTAL AND OTHER SOCIAL IMPACTS OF THE WASTE MANAGEMENT SECTOR
AS WELL AS TO DEVELOP A NATIONAL CAMPAIGN FOCUSED ON SOCIAL AND
ECONOMIC EQUITY IN THE WASTE AND RECYCLING INDUSTRY
NAME OF RECIPIENT - TIDES CENTER
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S ACCELERATING INNOVATION
FOR DEVELOPMENT INITIATIVE, TO FOSTER LEARNING, ACCOUNTABILITY AND
PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT - TRUSTEES OF TUFTS COLLEGE
FOR USE BY ITS POSITIVE DEVIANCE INITIATIVE TO IMPLEMENT ITS BUSINESS
PLAN FOR SCALING UP AND MAKING AVAILABLE TO INSTITUTIONS WORKING ON THE
NEEDS OF POOR OR VULNERABLE POPULATIONS, THE "POSITIVE DEVIANCE" MODEL,
A BEHAVIOR AND SOCIAL CHANGE APPROACH BASED ON THE OBSERVATION THAT
UNCOMMON PRACTICES AND BEHAVIORS ENABLE CERTAIN INDIVIDUALS OR GROUPS
TO FIND BETTER SOLUTIONS TO PREVALENT PROBLEMS THAN OTHERS WHO HAVE
ACCESS TO THE SAME RESOURCES
NAME OF RECIPIENT - UNITED NATIONS ENTITY FOR GENDER EQUALITY AND THE
EMPOWERMENT OF WOMEN
TOWARD THE COSTS OF SPECIFIC ACTIVITIES TO SUPPORT ITS MISSION TO
ACCELERATE PROGRESS TOWARD THE GOAL OF ACHIEVING GENDER EQUALITY AND
THE EMPOWERMENT OF WOMEN, INCLUDING ENSURING THAT WOMEN'S VOICES AND
CONCERNS ARE HEARD THROUGH THE GRASSROOTS WOMEN PARTICIPATION IN RIO+20
PROJECT AND ENHANCING THE CAPACITY OF RURAL WOMEN FARMERS THROUGH THE
RURAL WOMEN FEED AFRICA PROJECT
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - UNITED NATIONS FOUNDATION INC
TOWARD THE COSTS OF DEVELOPING ITS COLLABORATIVE MHEALTH ALLIANCE, A
MULTI STAKEHOLDER PARTNERSHIP DEVOTED TO ESTABLISHING SCALABLE, OPEN
STANDARDS BASED HEALTH SOLUTIONS BY LEVERAGING THE POWER OF MOBILE
NETWORKS AND DEVICES
NAME OF RECIPIENT - UNIVERSIDAD DEL DESARROLLO
FOR USE BY ITS CENTER FOR EPIDEMIOLOGY AND PUBLIC HEALTH POLICY, TOWARD
THE COSTS OF A STUDY TO ASSESS THE EQUITY OF HEALTH COVERAGE FOR PRE
NATAL CARE AND HYPERTENSION IN CHILE AND TO DEVELOP METHODOLOGICAL
TOOLS FOR EVALUATING HEALTH COVERAGE THAT WILL BE EFFECTIVE UNDER A
VARIETY OF CONDITIONS AND IN DIFFERENT COUNTRIES
NAME OF RECIPIENT - UNIVERSITY OF CAPE TOWN
FOR USE BY ITS AFRICAN CENTRE FOR CITIES, IN PARTNERSHIP WITH
SLUM/SHACK DWELLERS INTERNATIONAL AND THE ASSOCIATION OF AFRICAN
PLANNING SCHOOLS, TOWARD THE COSTS OF REVITALIZING URBAN PLANNING
EDUCATION IN AFRICA AND SCALING UP URBAN RELATED APPLIED RESEARCH AND
PRACTICE ON THE CONTINENT
NAME OF RECIPIENT - UNIVERSITY OF DAR ES SALAAM
FOR USE BY ITS COLLEGE OF ENGINEERING AND TECHNOLOGY TOWARD THE COSTS
OF THE INNOVATION SYSTEMS AND CLUSTER PROGRAMME TO FOSTER SOCIO
ECONOMIC DEVELOPMENT AND POVERTY REDUCTION IN TANZANIA THROUGH
MANAGEMENT TRAINING FOR SMALL BUSINESS OWNERS, WITH AN EMPHASIS ON
EDUCATIONAL SERVICES AND INFORMATION TECHNOLOGY
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - UNIVERSITY OF DAR ES SALAAM
IN SUPPORT OF RESEARCH ON AGRONOMIC APPROACHES THAT BUILD THE
RESILIENCE OF SMALLHOLDER FARMERS IN TANZANIA AND MALAWI, AND FOR THE
TRAINING OF GRADUATE STUDENTS AND VARIOUS STAKEHOLDERS ON CLIMATE
CHANGE ADAPTATION IN THE AGRICULTURE SECTOR IN EAST AFRICA
NAME OF RECIPIENT - UNIVERSITY OF DAR ES SALAAM
FOR USE BY ITS INSTITUTE OF RESOURCE ASSESSMENT IN SUPPORT OF DESIGNING
AND DELIVERING TRAINING ON CLIMATE CHANGE ADAPTATION TO RESEARCHERS AT
TANZANIA'S SEVEN AUTONOMOUS ZONAL AGRICULTURE RESEARCH CENTERS AND TO
STAFF SEVEN OTHER EAST AFRICAN RESEARCH AND DEVELOPMENT INSTITUTIONS
NAME OF RECIPIENT - UNIVERSITY OF ECONOMICS HO CHI MINH CITY
IN SUPPORT OF A PROJECT TO DEVELOP A MASTER OF SCIENCE DEGREE IN HEALTH
ECONOMICS AND MANAGEMENT IN VIETNAM
NAME OF RECIPIENT - UNIVERSITY OF GHANA
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF CONTINUING TO
ENHANCE ITS HEALTH INFORMATICS CURRICULUM, AND ESTABLISHING A HEALTH
INFORMATICS SOCIETY THAT WILL PROMOTE THE DEVELOPMENT OF HEALTH
INFORMATICS CAPACITIES THAT LEVERAGE EHEALTH TO IMPROVE ACCESS TO
HEALTH SERVICES IN GHANA
NAME OF RECIPIENT - UNIVERSITY OF HYDERABAD
TO CONDUCT RICE GENOMIC RESEARCH AND PROVIDE LEADERSHIP AND
COORDINATION TO THE NATIONAL INDIAN NETWORK ON RICE IMPROVEMENT FOR
DROUGHT TOLERANCE
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THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - UNIVERSITY OF KWAZULU NATAL
FOR USE BY ITS FACULTY OF SCIENCE AND AGRICULTURE TOWARD THE COSTS OF
ESTABLISHING A HEALTH ENTERPRISE ARCHITECTURE LAB, A RESEARCH
LABORATORY FOCUSED ON THE APPLICATION OF ENTERPRISE ARCHITECTURE AND
HEALTH INFORMATICS TO LOW RESOURCE SETTINGS
NAME OF RECIPIENT - UNIVERSITY OF LIBERIA
FOR USE BY ITS COLLEGE OF AGRICULTURE AND FORESTRY TO REVITALIZE ITS
CAPACITY AND INITIATE RESEARCH AND BEGIN THE MULTIPLICATION AND
DISTRIBUTION OF IMPROVED RICE VARIETIES TO ENHANCE LIBERIA'S NATIONAL
FOOD SECURITY
NAME OF RECIPIENT - UNIVERSITY OF MANCHESTER
FOR USE BY ITS MANCHESTER INSTITUTE OF INNOVATION RESEARCH IN SUPPORT
OF A PROJECT TO SYNTHESIZE AND VISUALIZE TREND AND HORIZON SCANNING
INFORMATION ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT
INCLUDING THE PUBLICATION OF A SPECIAL ISSUE OF THE JOURNAL "FORESIGHT"
NAME OF RECIPIENT - UNIVERSITY OF NAIROBI
FOR USE BY ITS DEPARTMENT OF URBAN AND REGIONAL PLANNING IN SUPPORT OF
A COLLABORATIVE PROJECT IN KENYA TO ENSURE THAT RECENTLY LAUNCHED
INFRASTRUCTURE DEVELOPMENT PROGRAMS ARE SCALABLE AND RESPONSIVE TO
LOCAL COMMUNITY NEEDS
NAME OF RECIPIENT - UNIVERSITY OF NAIROBI
FOR USE BY ITS CENTRE FOR URBAN RESEARCH AND INNOVATION IN SUPPORT OF
STRENGTHENING ITS POSITION AS A REGIONAL HUB FOR INNOVATIVE URBAN
RESEARCH, TEACHING AND PRACTICE AND TO WORK IN PARTNERSHIP WITH SLUM
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THE ROCKEFELLER FOUNDATION 13-1659629
DWELLERS INTERNATIONAL TO PROMOTE MORE EQUITABLE URBAN PLANNING AND
MANAGEMENT IN EAST AFRICA
NAME OF RECIPIENT - UNIVERSITY OF READING
FOR USE BY ITS WALKER INSTITUTE FOR CLIMATE SYSTEM RESEARCH IN
COLLABORATION WITH ITS STATISTICAL SERVICES CENTRE, IN SUPPORT OF
PROVIDING CAPACITY BUILDING ASSISTANCE TO THE CLIMATE CHANGE UNITS OF
SEVEN AGRICULTURE RESEARCH AND DEVELOPMENT INSTITUTIONS IN EAST AND
CENTRAL AFRICA
NAME OF RECIPIENT - UNIVERSITY OF THE FREE STATE
IN SUPPORT OF A SERIES OF WORKSHOPS TO BUILD KNOWLEDGE, SKILLS AND
CAPACITY AMONG ROCKEFELLER FOUNDATION STAFF, PARTNERS AND GRANTEES TO
BETTER DEFINE, MEASURE AND REPORT ON ACHIEVING MORE EQUITABLE GROWTH
FOR POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT - UNIVERSITY OF THE FREE STATE
FOR USE BY ITS DIRECTORATE FOR RESEARCH DEVELOPMENT, IN SUPPORT OF A
COLLABORATION WITH EVALNET, TO ENGAGE DEVELOPMENT EVALUATION LEADERS TO
PROVIDE PRACTICAL ASSISTANCE TO ROCKEFELLER FOUNDATION INITIATIVE
TEAMS, KEY GRANTEES AND PARTNERS, TO BETTER ARTICULATE, MONITOR,
EVALUATE AND REPORT ON THEIR RESULTS AND STRATEGIES IN ORDER TO ACHIEVE
IMPACT
NAME OF RECIPIENT - UNIVERSITY OF THE FREE STATE
FOR USE BY ITS DIRECTORATE FOR RESEARCH DEVELOPMENT, IN CONTINUED
SUPPORT OF A COLLABORATION WITH EVALNET, TO ENGAGE DEVELOPMENT
EVALUATION LEADERS TO PROVIDE PRACTICAL ASSISTANCE TO ROCKEFELLER
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Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
FOUNDATION INITIATIVE TEAMS, KEY GRANTEES AND PARTNERS, TO BETTER
ARTICULATE, MONITOR, EVALUATE AND REPORT ON THEIR RESULTS AND
STRATEGIES IN ORDER TO ACHIEVE IMPACT
NAME OF RECIPIENT - UNIVERSITY OF WATERLOO
FOR USE BY ITS WATERLOO INSTITUTE FOR SOCIAL INNOVATION AND RESILIENCE
IN SUPPORT OF DESIGNING AND INITIATING AN INNOVATION FOR RESILIENCE
FELLOWSHIP PROGRAM THAT WILL TRAIN FELLOWS TO FIND INNOVATIVE RESPONSES
TO PERSISTENT SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES
AROUND THE WORLD
NAME OF RECIPIENT - UNIVERSITY OF WISCONSIN STEVENS POINT
FOR A COLLABORATIVE PROJECT, WITH MAKERERE UNIVERSITY AND THE REGIONAL
UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE, TO INTEGRATE
THE USE OF GEOGRAPHIC INFORMATION SYSTEMS INTO LOCAL GOVERNMENT
PLANNING IN UGANDA
NAME OF RECIPIENT - VERA INSTITUTE OF JUSTICE INC
TOWARD THE COSTS OF DESIGNING AND CONDUCTING A STUDY OF THE IMPACT OF
FORMAL AND INFORMAL INTERACTION BETWEEN NEW YORK CITY POLICE,
ADOLESCENT AND YOUNG ADULTS, AND THEIR FAMILIES WITH A FOCUS ON "STOP,
QUESTION AND FRISK" PRACTICES
NAME OF RECIPIENT - VERULAM ASSOCIATES LTD
IN SUPPORT OF AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK COMPONENT OF THE FOUNDATION'S BUILDING CLIMATE
CHANGE RESILIENCE INITIATIVE, TO CAPTURE AND SHARE LESSONS LEARNED
ABOUT THE RELEVANCE, EFFECTIVENESS, EFFICIENCY, INFLUENCE, IMPACT AND
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 348
123651 12-19-11
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
SUSTAINABILITY OF THE EFFORT, AND TO FOSTER LEARNING, ACCOUNTABILITY
AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT - VIETNAM HEALTH ECONOMICS ASSOCIATION
IN SUPPORT OF A PROJECT TO STRENGTHEN ITS INSTITUTIONAL AND
ORGANIZATIONAL CAPACITY BUILDING EFFORTS TO PROMOTE HEALTH FINANCE
REFORM IN VIETNAM
NAME OF RECIPIENT - VILLAGEREACH
IN SUPPORT OF ITS "OPENLMIS INITIATIVE," A COMMUNITY OF HEALTH SYSTEMS
DESIGNERS AND PUBLIC HEALTH PRACTITIONERS WORKING TOWARD BUILDING AN
OPEN SOURCE MEDICAL LOGISTICS MANAGEMENT TOOL AND FACILITATING
COLLABORATIVE DEVELOPMENT OF AN EHEALTH SOFTWARE PLATFORM TO IMPROVE
HEALTH CARE ACCESS IN DEVELOPING COUNTRIES
NAME OF RECIPIENT - WHAT WOULD JANE DO LLC
TOWARD THE COSTS OF "WHAT WOULD JANE DO?" A DOCUMENTARY FILM FOCUSING
ON THE LIFE AND CONTINUED GLOBAL RELEVANCE OF JANE JACOBS AND HER WORK
NAME OF RECIPIENT - WILDLIFE CONSERVATION SOCIETY
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF AN ONLINE FORUM THAT ALLOWS THE PUBLIC TO DEVELOP
AND SHARE CLIMATE RESILIENT DESIGNS FOR MANHATTAN
NAME OF RECIPIENT - WILDLIFE CONSERVATION SOCIETY
FOR USE BY ITS ANIMAL & HUMAN HEALTH FOR THE ENVIRONMENT AND
DEVELOPMENT (AHEAD) PROJECT TO ENGAGE A PROGRAM OFFICER WHO WILL
SUPPORT ONE HEALTH ACTIVITIES THAT LINK HUMAN, ANIMAL, WILDLIFE
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 349
123651 12-19-11
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
ACTIVITIES IN THE SOUTHERN AFRICAN REGION
NAME OF RECIPIENT - WILLIAM J CLINTON FOUNDATION
FOR USE BY ITS CLINTON AIDS/HIV INITIATIVE IN SUPPORT OF ITS
COLLABORATION WITH THE MINISTRY OF HEALTH IN RWANDA TO IMPLEMENT
COUNTRY WIDE HEALTH SYSTEMS STRENGTHENING TOOLS AND TO LAUNCH A
NATIONAL HEALTH SECTOR INFORMATION TECHNOLOGY HELP DESK TO SUPPORT ALL
LEVELS OF THE HEALTH SYSTEM TO USE NEW EHEALTH TECHNOLOGIES
NAME OF RECIPIENT - WILLIAM J CLINTON FOUNDATION
FOR USE BY ITS CLINTON CLIMATE INITIATIVE'S CARBON AND POVERTY
REDUCTION PROGRAM IN SUPPORT OF EFFORTS TO DEVELOP, DEPLOY AND
DEMONSTRATE CARBON MEASUREMENT AND ACCOUNTING SYSTEMS THAT ENABLE POOR
PEOPLE IN RURAL AREAS OF DEVELOPING COUNTRIES TO PARTICIPATE IN AND
BENEFIT FROM GLOBAL CLIMATE MARKETS
NAME OF RECIPIENT - WINTERHOUSE
IN SUPPORT OF EFFORTS TO DEVELOP COLLECTIVE ACTION AND COLLABORATION IN
HUMAN CENTERED DESIGN FOR SOCIAL IMPACT ACROSS THE DESIGN INDUSTRY AND
INSTITUTIONS THAT WORK ON THE NEEDS OF POOR OR VULNERABLE PEOPLE
NAME OF RECIPIENT - WONG HOY CHEONG
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 350
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - WORKERS DEFENSE PROJECT INC
TOWARD THE COSTS OF ITS PREMIER COMMUNITY BUILDER PROJECT, AN EFFORT TO
CREATE EQUITABLE AND SUSTAINABLE JOBS IN THE GREEN CONSTRUCTION
INDUSTRY IN AUSTIN, TEXAS
NAME OF RECIPIENT - WORLD FOOD PRIZE FOUNDATION
TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING
AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN
AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE
INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS
NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
FOR USE BY ITS DEPARTMENT OF HEALTH SYSTEMS FINANCING IN SUPPORT OF THE
"PROVIDING FOR HEALTH" PARTNERSHIP'S EFFORTS TO INCREASE NATIONAL AND
GLOBAL AWARENESS OF UNIVERSAL HEALTH COVERAGE
NAME OF RECIPIENT - WORLD METEOROLOGICAL ORGANIZATION
FOR USE BY ITS AGRICULTURAL METEOROLOGY PROGRAMME TO ASSIST THE
NATIONAL METEOROLOGICAL AGENCY OF ETHIOPIA IN DEVELOPING TARGETED
CLIMATE FORECASTS THAT CAN BE UNDERSTOOD AND USED BY AGRICULTURAL
DECISION MAKERS FROM RURAL EXTENSION AGENTS TO FARMERS TO DETERMINE
APPROPRIATE FARMING PRACTICES
NAME OF RECIPIENT - WORLD WIDE WEB FOUNDATION
IN SUPPORT OF CONDUCTING A STUDY OF USERS' EXPERIENCES ACCESSING THE
INTERNET IN THE DEVELOPING WORLD AND A PILOT EXPERIMENT ON THE USE OF
INTERACTIVE VOICE RESPONSE (IVR) SYSTEMS BY POOR AND VULNERABLE
COMMUNITIES
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 351
123651 12-19-11
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
Part XV Supplementary Information
THE ROCKEFELLER FOUNDATION 13-1659629
NAME OF RECIPIENT - ZBIGNIEW LIBERA
AS A BELLAGIO CREATIVE ARTIST FELLOWSHIP, TO ENABLE THE ARTIST TO SPEND
THREE MONTHS AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, IN
RECOGNITION OF HIS PAST ACCOMPLISHMENTS AS A VISUAL ARTIST, AND TO
ENABLE HIM TO ENHANCE HIS ART
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 352
12359105-01-11
Capital Gains and Losses for Tax on Investment Income(b) (a) (c) (d)
(f) (g) (h) (e)
(l)
(j) (k) (i)
2 2
3
3
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold, e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
1a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
a
b
c
d
e
f
g
h
i
j
k
l
m
n
oComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Losses (from col. (h))
Gains (excess of col. (h) gain over col. (k),but not less than "-0-")
Adjusted basisas of 12/31/69
Excess of col. (i)over col. (j), if anyF.M.V. as of 12/31/69
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
If gain, also enter in Part I, line 7If (loss), enter "-0-" in Part I, line 7
~~~~~~~~Capital gain net income or (net capital loss)
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter "-0-" in Part I, line 8 ���������������������������
Part IV
i jpmo
CONTINUATION FOR 990-PF, PART IVTHE ROCKEFELLER FOUNDATION 13-1659629 PAGE 1 OF 10
EQUITY PFIXED INCOME PFUTURES PADVENT (TA ASSOCIATES) 6 PAETOS ASIA PBLUEHOUSE ACCESSION 3 PBROADREACH (BRCP) REALTY 1 PCOMPOSITION CAPITAL ASIA FUND 2 PCP 3 (CARMEL 3) PFREMONT 1 PGREENFIELD ACQUISITION 3 PGREENFIELD ACQUISITION 5 PHIGHCROSS 3 PMOORFIELD REAL ESTATE FUND 2 PORION EUROPEAN 3 P
509,763,489. 448,666,032. 61,097,457.22,543. 41,170. -18,627.
10,127,203.878,339.-184,573.-21,672.433,402.10,224.134,445.803,975.801,000.
1,272,960.25,627.-4,792.43,523.
61,097,457.-18,627.
10,127,203.878,339.-184,573.-21,672.433,402.10,224.134,445.803,975.801,000.
1,272,960.25,627.-4,792.43,523.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 353
12359105-01-11
Capital Gains and Losses for Tax on Investment Income(b) (a) (c) (d)
(f) (g) (h) (e)
(l)
(j) (k) (i)
2 2
3
3
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold, e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
1a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
a
b
c
d
e
f
g
h
i
j
k
l
m
n
oComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Losses (from col. (h))
Gains (excess of col. (h) gain over col. (k),but not less than "-0-")
Adjusted basisas of 12/31/69
Excess of col. (i)over col. (j), if anyF.M.V. as of 12/31/69
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
If gain, also enter in Part I, line 7If (loss), enter "-0-" in Part I, line 7
~~~~~~~~Capital gain net income or (net capital loss)
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter "-0-" in Part I, line 8 ���������������������������
Part IV
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CONTINUATION FOR 990-PF, PART IVTHE ROCKEFELLER FOUNDATION 13-1659629 PAGE 2 OF 10
PHOENIX ASIA 3 PPROSPERITAS REAL ESTATE III PQUADRANGLE - NCP 2 PQUADRANGLE - NCP 3 PQUADRANGLE - NCP 4 PSRI REIT - SHORENSTEIN 6 PSRI REIT - SHORENSTEIN 7 PSRI REIT - SHORENSTEIN 8 PSRI REIT - SHORENSTEIN 9 PCROW HOLDINGS 2 PARCLIGHT 4 PARCLIGHT 3 PCOMMON FUND NATURAL RESOURCES 7 PCOMMONFUND NAT. RESOURCES PLIME ROCK 5 P
1,088,870.342,279.
1,970,153.198,165.122,400.306,379.
3,187,647.5,654.
11,455.32,440.
4,795,937.2,342,484.154,247.323,522.581,317.
1,088,870.342,279.
1,970,153.198,165.122,400.306,379.
3,187,647.5,654.
11,455.32,440.
4,795,937.2,342,484.154,247.323,522.581,317.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 354
12359105-01-11
Capital Gains and Losses for Tax on Investment Income(b) (a) (c) (d)
(f) (g) (h) (e)
(l)
(j) (k) (i)
2 2
3
3
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold, e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
1a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
a
b
c
d
e
f
g
h
i
j
k
l
m
n
oComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Losses (from col. (h))
Gains (excess of col. (h) gain over col. (k),but not less than "-0-")
Adjusted basisas of 12/31/69
Excess of col. (i)over col. (j), if anyF.M.V. as of 12/31/69
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
If gain, also enter in Part I, line 7If (loss), enter "-0-" in Part I, line 7
~~~~~~~~Capital gain net income or (net capital loss)
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter "-0-" in Part I, line 8 ���������������������������
Part IV
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CONTINUATION FOR 990-PF, PART IVTHE ROCKEFELLER FOUNDATION 13-1659629 PAGE 3 OF 10
LIME ROCK RESOURCES PLYME FOREST FUND III PABRY PARTNERS 6 PALPINE 3 PALTOR FUND 2 PALTOR FUND 3 PAMERICAN SECURITIES 4 PAMERICAN SECURITIES 5 PAP CAYMAN PARTNERS 2 (ADVANTAGE PARTNERS IV) PAP CAYMAN PARTNERS 2 CO-INVEST PAUDAX 2 PAUDAX 3 PBAIN ASIA PBAIN CAPITAL 8 PBAIN CAPITAL 9 P
96,009.37,200.86,864.
5,678,000.154,217.8,772.
165,668.206,812.186,420.
831.5,493,556.4,032,654.
23,861.406,828.440,161.
96,009.37,200.86,864.
5,678,000.154,217.8,772.
165,668.206,812.186,420.
831.5,493,556.4,032,654.
23,861.406,828.440,161.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 355
12359105-01-11
Capital Gains and Losses for Tax on Investment Income(b) (a) (c) (d)
(f) (g) (h) (e)
(l)
(j) (k) (i)
2 2
3
3
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold, e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
1a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
a
b
c
d
e
f
g
h
i
j
k
l
m
n
oComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Losses (from col. (h))
Gains (excess of col. (h) gain over col. (k),but not less than "-0-")
Adjusted basisas of 12/31/69
Excess of col. (i)over col. (j), if anyF.M.V. as of 12/31/69
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
If gain, also enter in Part I, line 7If (loss), enter "-0-" in Part I, line 7
~~~~~~~~Capital gain net income or (net capital loss)
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter "-0-" in Part I, line 8 ���������������������������
Part IV
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CONTINUATION FOR 990-PF, PART IVTHE ROCKEFELLER FOUNDATION 13-1659629 PAGE 4 OF 10
BAIN COINVESTMENT 9 PBC EUROPEAN CAPITAL 7 PBC EUROPEAN CAPITAL 8 PBERKSHIRE PARTNERS 6 PBERSHIRE PARTNERS 7 PCAPITAL RESOURCE LENDERS 2 PCAPITAL RESOURCE LENDERS 3 PCAPITAL RESOURCE PARTNERS 4 (CRP4) PCAPITAL RESOURCE PARTNERS 5 (CRP5) PCHRYS CAPITAL 4 PCODE HENNESSY & SIMMONS 4 PCODE HENNESSY & SIMMONS 5 PGOLDMAN SACHS CAPITAL PARTNERS 3 PGRAHAM 2 PGRAHAM 2 CO-INVESTMENT P
239,455.3,149,433.2,528,090.
63,380.105,739.
-6,518,775.-5,549,839.
12,715.128,352.954,920.47,591.
1,742,714.35,017.
2,015,278.55,306.
239,455.3,149,433.2,528,090.
63,380.105,739.
-6,518,775.-5,549,839.
12,715.128,352.954,920.47,591.
1,742,714.35,017.
2,015,278.55,306.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 356
12359105-01-11
Capital Gains and Losses for Tax on Investment Income(b) (a) (c) (d)
(f) (g) (h) (e)
(l)
(j) (k) (i)
2 2
3
3
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold, e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
1a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
a
b
c
d
e
f
g
h
i
j
k
l
m
n
oComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Losses (from col. (h))
Gains (excess of col. (h) gain over col. (k),but not less than "-0-")
Adjusted basisas of 12/31/69
Excess of col. (i)over col. (j), if anyF.M.V. as of 12/31/69
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
If gain, also enter in Part I, line 7If (loss), enter "-0-" in Part I, line 7
~~~~~~~~Capital gain net income or (net capital loss)
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter "-0-" in Part I, line 8 ���������������������������
Part IV
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CONTINUATION FOR 990-PF, PART IVTHE ROCKEFELLER FOUNDATION 13-1659629 PAGE 5 OF 10
JC FLOWERS 2 PLITTLEJOHN & CO. FUND 3 PLONGREACH CAPITAL PARTNERS 1 PMORGAN STANLEY PE ASIA PPEEPUL CAPITAL LLC 2 (FORMERLY ILAB 2) PROSEWOOD CAPITAL PSUMMIT PARTNERS 4 PSUMMIT PE 7 PSUMMIT V PSUMMIT VENTURE 2 PSUMMIT VENTURES 6 PTIGER GLOBAL PIP (PRIVATE INVESMTNETS PARTNERS) 4 PVESTAR CAPITAL PARTNERS 4 PVESTAR CAPITAL PARTNERS 5 PWELSH CARSON ANDERSON & STOWE 8 P
164,556.54,002.71,442.
4,086,858.768,421.
-1,553,872.7,449.
416,392.14,456.265,359.
1,946,654.1,156,562.1,057,577.730,844.
1,448,478.
164,556.54,002.71,442.
4,086,858.768,421.
-1,553,872.7,449.
416,392.14,456.265,359.
1,946,654.1,156,562.1,057,577.730,844.
1,448,478.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 357
12359105-01-11
Capital Gains and Losses for Tax on Investment Income(b) (a) (c) (d)
(f) (g) (h) (e)
(l)
(j) (k) (i)
2 2
3
3
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold, e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
1a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
a
b
c
d
e
f
g
h
i
j
k
l
m
n
oComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Losses (from col. (h))
Gains (excess of col. (h) gain over col. (k),but not less than "-0-")
Adjusted basisas of 12/31/69
Excess of col. (i)over col. (j), if anyF.M.V. as of 12/31/69
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
If gain, also enter in Part I, line 7If (loss), enter "-0-" in Part I, line 7
~~~~~~~~Capital gain net income or (net capital loss)
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter "-0-" in Part I, line 8 ���������������������������
Part IV
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CONTINUATION FOR 990-PF, PART IVTHE ROCKEFELLER FOUNDATION 13-1659629 PAGE 6 OF 10
WELSH CARSON ANDERSON & STOWE 9 PACCEL 10 PACCEL 9 PBATTERY VENTURES 6 PBATTERY VENTURES 7 PBENCHMARK 4 PBENCHMARK 5 PBENCHMARK 6 PCROSSPOINT 2000 PDELPHI VENTURES 4 PHIGHLAND CAPITAL PARTNERS 5 PHIGHLAND CAPITAL PARTNERS 6 PIDG-ACCEL CHINA GROWTH 2 PIDG-ACCEL CHINA GROWTH FUND PIIF 1 (INVENTION INVESTMENT FUND 1) P
238,546.663,753.
0.322,174.624,332.
1,637,399.409,425.
1,164,896.274,953.142,560.188,405.
1,053,939.555,238.
1,463,648.263,380.
238,546.663,753.
0.322,174.624,332.
1,637,399.409,425.
1,164,896.274,953.142,560.188,405.
1,053,939.555,238.
1,463,648.263,380.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 358
12359105-01-11
Capital Gains and Losses for Tax on Investment Income(b) (a) (c) (d)
(f) (g) (h) (e)
(l)
(j) (k) (i)
2 2
3
3
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold, e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
1a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
a
b
c
d
e
f
g
h
i
j
k
l
m
n
oComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Losses (from col. (h))
Gains (excess of col. (h) gain over col. (k),but not less than "-0-")
Adjusted basisas of 12/31/69
Excess of col. (i)over col. (j), if anyF.M.V. as of 12/31/69
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
If gain, also enter in Part I, line 7If (loss), enter "-0-" in Part I, line 7
~~~~~~~~Capital gain net income or (net capital loss)
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter "-0-" in Part I, line 8 ���������������������������
Part IV
i jpmo
CONTINUATION FOR 990-PF, PART IVTHE ROCKEFELLER FOUNDATION 13-1659629 PAGE 7 OF 10
NEA 10 PNEA 11 PNEA 12 PNEA 9 PPOLARIS VENTURES 4 PREDPOINT OMEGA PREDPOINT VENTURE PARTNERS PREDPOINT VENTURES 2 PREDPOINT VENTURES 3 PSB ASIA INVESTMENT 2 (SAIF 2) PSEQUOIA CAPITAL 9 PSEQUOIA CAPITAL 10 PSEQUOIA CAPITAL 11 PSEQUOIA CAPITAL 12 PSEQUOIA CAPITAL CHINA 1 P
98,133.325,780.296,864.101,535.47,962.525,631.300,660.
1,007,482.3,181,412.2,475,920.578,063.-50,921.595,525.228,926.625,902.
98,133.325,780.296,864.101,535.47,962.525,631.300,660.
1,007,482.3,181,412.2,475,920.578,063.-50,921.595,525.228,926.625,902.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 359
12359105-01-11
Capital Gains and Losses for Tax on Investment Income(b) (a) (c) (d)
(f) (g) (h) (e)
(l)
(j) (k) (i)
2 2
3
3
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold, e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
1a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
a
b
c
d
e
f
g
h
i
j
k
l
m
n
oComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Losses (from col. (h))
Gains (excess of col. (h) gain over col. (k),but not less than "-0-")
Adjusted basisas of 12/31/69
Excess of col. (i)over col. (j), if anyF.M.V. as of 12/31/69
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
If gain, also enter in Part I, line 7If (loss), enter "-0-" in Part I, line 7
~~~~~~~~Capital gain net income or (net capital loss)
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter "-0-" in Part I, line 8 ���������������������������
Part IV
i jpmo
CONTINUATION FOR 990-PF, PART IVTHE ROCKEFELLER FOUNDATION 13-1659629 PAGE 8 OF 10
SEQUOIA CAPITAL CHINA GROWTH 1 PSEQUOIA CAPITAL GROWTH 3 PSEQUOIA CAPITAL GROWTH 4 PSEQUOIA INDIA GROWTH 1 PSEQUOIA ISRAEL 3 PUS VENTURE PARTNERS 7 PUS VENTURE PARTNERS 8 PEMERALD HILL CAPITAL PARTNERS II PTROWE PRICE PCERBERUS 3 PLONE STAR 6 PKING STREET DIRECT (II) PMARATHON ASSET SUBPRIME DISTRESSED PWATERSHED PFARALLON P
463,248.2,283,483.256,311.130,014.80,746.247,203.
1,092,048.85,040.140,604.127,635.355,058.
6,707,011.4,868,765.103,124.126,486.
463,248.2,283,483.256,311.130,014.80,746.247,203.
1,092,048.85,040.140,604.127,635.355,058.
6,707,011.4,868,765.103,124.126,486.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 360
12359105-01-11
Capital Gains and Losses for Tax on Investment Income(b) (a) (c) (d)
(f) (g) (h) (e)
(l)
(j) (k) (i)
2 2
3
3
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold, e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
1a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
a
b
c
d
e
f
g
h
i
j
k
l
m
n
oComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Losses (from col. (h))
Gains (excess of col. (h) gain over col. (k),but not less than "-0-")
Adjusted basisas of 12/31/69
Excess of col. (i)over col. (j), if anyF.M.V. as of 12/31/69
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
If gain, also enter in Part I, line 7If (loss), enter "-0-" in Part I, line 7
~~~~~~~~Capital gain net income or (net capital loss)
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter "-0-" in Part I, line 8 ���������������������������
Part IV
i jpmo
CONTINUATION FOR 990-PF, PART IVTHE ROCKEFELLER FOUNDATION 13-1659629 PAGE 9 OF 10
MONTRICA POZ EUROPE POZ OVERSEAS (OCH-ZIFF) PSOWOOD DIRECT PBLUE RIDGE PBRAHMAN PEMINENCE LEVERED LONG ALPHA PEMINENCE LONG/SHORT PHIGHSIDE PTIGER ASIA PWELLINGTON TERREBONNE PFORTRESS COMMODITIES PGMO PPRI-OTHER INVESTM-CENTENARY POTHER INVESTMENT-PRI-HARVEST FARM P
-366,603.620,059.174,427.-9,544.
12,917,828.1,418,623.662,422.
1,460,067.3,638,983.184,917.
-4,636,240.1,309,811.572,050.-30,581.30,000.
-366,603.620,059.174,427.-9,544.
12,917,828.1,418,623.662,422.
1,460,067.3,638,983.184,917.
-4,636,240.1,309,811.572,050.-30,581.30,000.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 361
12359105-01-11
Capital Gains and Losses for Tax on Investment Income(b) (a) (c) (d)
(f) (g) (h) (e)
(l)
(j) (k) (i)
2 2
3
3
How acquiredP - PurchaseD - Donation
List and describe the kind(s) of property sold, e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.
Date acquired(mo., day, yr.)
Date sold(mo., day, yr.)
1a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
Depreciation allowed(or allowable)
Cost or other basisplus expense of sale
Gain or (loss)(e) plus (f) minus (g)
Gross sales price
a
b
c
d
e
f
g
h
i
j
k
l
m
n
oComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Losses (from col. (h))
Gains (excess of col. (h) gain over col. (k),but not less than "-0-")
Adjusted basisas of 12/31/69
Excess of col. (i)over col. (j), if anyF.M.V. as of 12/31/69
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
If gain, also enter in Part I, line 7If (loss), enter "-0-" in Part I, line 7
~~~~~~~~Capital gain net income or (net capital loss)
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter "-0-" in Part I, line 8 ���������������������������
Part IV
i jpmo
CONTINUATION FOR 990-PF, PART IVTHE ROCKEFELLER FOUNDATION 13-1659629 PAGE 10 OF 10
ADJ. FOR K-1 ACTIVITY, NET OF UBI P
6,801,522.
6,801,522.
178,679,886.
N/A
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 362
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
SOURCE AMOUNT}}}}}} }}}}}}}}}}}}}}INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS 5,810.
}}}}}}}}}}}}}}5,810.TOTAL TO FORM 990-PF, PART I, LINE 3, COLUMN A
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
CAPITAL GAINS COLUMN (A)SOURCE GROSS AMOUNT DIVIDENDS AMOUNT}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}DIVIDENDS AND INTEREST 35,840,266.
}}}}}}}}}}}}}}35,840,266.
0.}}}}}}}}}}}}}}
0.
35,840,266.}}}}}}}}}}}}}}
35,840,266.TOTAL TO FM 990-PF, PART I, LN 4~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER INCOME STATEMENT 3}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C)REVENUE NET INVEST- ADJUSTED
DESCRIPTION PER BOOKS MENT INCOME NET INCOME}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}}OTHER INCOME THRU K-1'S, NET OF UBI 2,993,811. 2,993,811.OTHER INCOME 27,440. 25,834.STATE UBI TAX BENEFIT 94,477. 0.INSURANCE CLAIM 25,461. 0.PROGRAM RELATED INVESTMENT INTEREST 107,231. 107,231.GRANT REFUND 8,000. 0.FOREIGN EXCHANGE LOSS -711,486. -711,486.INCOME THRU K-1'S NOT ON F/S -2,993,811.
}}}}}}}}}}}}}}-448,877.
0.}}}}}}}}}}}}2,415,390.
}}}}}}}}}}}}TOTAL TO FORM 990-PF, PART I, LINE 11
~~~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1, 2, 315361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
363
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF LEGAL FEES STATEMENT 4}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLE
DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}CAPLIN & DRYSDALE,CHARTERED 6,918. 0. 6,918.CARTER LEDYARD & MILBURNLLP 8,019. 0. 8,019.CHIOMENTI STUDIO LEGALE LLC 24,683. 0. 24,683.FRAGOMEN, DEL REY, BERNSEN& LOEWY, P.C. 7,320. 0. 7,275.HUNTON & WILLIAMS 4,327. 0. 4,327.KAPLAN AND STRATTON 111. 0. 111.MORGAN, LEWIS & BOCKIUS LLP 58,794. 0. 56,011.PATTERSON, BELKNAP, WEBB &TYLER LLP 628,026. 154,208. 473,818.PAUL, WEISS, RIFKIND,WHARTON & GARRISON LLP 66,921. 66,921. 0.PROSKAUER ROSE LLP 88,157. 88,157. 0.PURRINGTON MOODY WEIL LLP 8,578. 0. 8,578.ROPES AND GRAY LLP 116,433. 116,433. 0.SIDLEY AUSTIN LLP 14,045. 0. 14,045.SIMPSON THACHER & BARTLETTLLP 38,102. 0. 38,102.SKADDEN, ARPS, SLATE,MEAGHER & FLOM LLP 6,796. 0. 6,796.SPINA ENRICO 4,191. 0. 4,191.VEDDER PRICE PC 5,141. 0. 5,141.WINSTON & STRAWN LLP 4,000.
}}}}}}}}}}}}1,090,562.
0.}}}}}}}}}}}}
425,719.}}}}}}}}}}}}
4,000.}}}}}}}}}}}
662,015.TO FM 990-PF, PG 1, LN 16A~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF ACCOUNTING FEES STATEMENT 5}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLE
DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}O'CONNOR DAVIES MUNNS &DOBBINS LLP 427,350.
}}}}}}}}}}}}427,350.
245,460.}}}}}}}}}}}}
245,460.}}}}}}}}}}}}
134,890.}}}}}}}}}}}
134,890.TO FORM 990-PF, PG 1, LN 16B~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 4, 515361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
364
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER PROFESSIONAL FEES STATEMENT 6}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLE
DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}CONSULTANTS(ADMINISTRATIVE) 4,940,660. 327,381. 4,593,024.CONSULTANTS (DIRECTCHARITABLE EXPENDITURES) 830,644. 0. 830,509.CUSTODIANS & INVESTMENTMANAGERS 5,508,247.
}}}}}}}}}}}}11,279,551.
5,508,247.}}}}}}}}}}}}5,835,628.
}}}}}}}}}}}}0.
}}}}}}}}}}}5,423,533.TO FORM 990-PF, PG 1, LN 16C
~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF TAXES STATEMENT 7}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLE
DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}FOREIGN TAXES THRU K-1S 0. 470,502. 0.FEDERAL EXCISE AND UBI TAX 1,826,226.
}}}}}}}}}}}}1,826,226.
0.}}}}}}}}}}}}
470,502.}}}}}}}}}}}}
0.}}}}}}}}}}}
0.TO FORM 990-PF, PG 1, LN 18~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER EXPENSES STATEMENT 8}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLE
DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES}}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}COMPUTER/FURNITURE ANDEQUIPMENT 1,029,214. 0. 1,001,109.OFFICE EXPENSES (SUPPLIES,POSTAGE, OTHER) 593,767. 2,708. 574,360.SUNDRIES (INSURANCE,MEMBERSHIPS, TRAINING, STAFFFUNCTIONS, OTHER) 882,911. 7,841. 896,204.CREDIT FACILITY FEES 260,833. 0. 288,056.OTHER PORTFOLIO DEDUCTIONS 0. 27,754,498. 0.TAX PENALTIES AND INTEREST 938.
}}}}}}}}}}}2,767,663.
0.}}}}}}}}}}}}27,765,047.
}}}}}}}}}}}}0.
}}}}}}}}}}}2,759,729.TO FORM 990-PF, PG 1, LN 23
~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 6, 7, 815361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
365
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 9}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION AMOUNT}}}}}}}}}}} }}}}}}}}}}}}}}DEFERRED FEDERAL EXCISE TAX BENEFIT 2,058,000.DEFERRED COMPENSATION PLAN (457B) GAIN 34,561.
}}}}}}}}}}}}}}TOTAL TO FORM 990-PF, PART III, LINE 3 2,092,561.
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 10}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION AMOUNT}}}}}}}}}}} }}}}}}}}}}}}}}CHANGE IN UNREALIZED LOSS ON INVESTMENTS AND PRI'S 98,034,191.PENSION AND POSTRETIREMENT BENEFIT LIABILITY ADJUSTMENTS 12,317,078.CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 504,236.
}}}}}}}}}}}}}}TOTAL TO FORM 990-PF, PART III, LINE 5 110,855,505.
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF U.S. AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 11}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
U.S. OTHER FAIR MARKETDESCRIPTION GOV'T GOV'T BOOK VALUE VALUE}}}}}}}}}}} }}}}} }}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}TREASURY BILL X 877,997. 877,997.
}}}}}}}}}}}}}} }}}}}}}}}}}}}}TOTAL U.S. GOVERNMENT OBLIGATIONS 877,997. 877,997.
}}}}}}}}}}}}}} }}}}}}}}}}}}}}TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS
}}}}}}}}}}}}}} }}}}}}}}}}}}}}TOTAL TO FORM 990-PF, PART II, LINE 10A 877,997. 877,997.
~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF CORPORATE STOCK STATEMENT 12}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FAIR MARKETDESCRIPTION BOOK VALUE VALUE}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}AAC TECHNOLOGIES HOLDINGS IN 264,971. 264,971.ACC LTD 462,424. 462,424.ACCOR SA 2,265,862. 2,265,862.ACS ACTIVIDADES CONS Y SERV 3,478,133. 3,478,133.AEROPOSTALE INC 219,981. 219,981.AFRICA EMERGING MARKET FUNDS 475,130. 475,130.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 9, 10, 11, 1215361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
366
AFRICAN PETROLEUM CORP LTD 373,747. 373,747.AIA GROUP LTD 256,941. 256,941.ALFA S.A.B. A 162,289. 162,289.ALIBABA.COM LTD 154,570. 154,570.ALL AMERICA LATINA LOGISTICA 1,435,114. 1,435,114.ALTRA HOLDINGS INC 12,710. 12,710.AMDOCS LTD 914,872. 914,872.AMERICA MOVIL ADR SERIES L 646,360. 646,360.AMERICAN EQUITY INVT LIFE HL 227,656. 227,656.AMERICAN REPROGRAPHICS CO 152,847. 152,847.AMOREPACIFIC CORP 60,271. 60,271.ANEKA TAMBANG TBK PT 27,514. 27,514.ANGLO AMERICAN PLC 399,039. 399,039.ANSYS INC 377,303. 377,303.ANTOFAGASTA PLC 87,293. 87,293.ARTHUR J GALLAGHER + CO 225,720. 225,720.ASHMOREEMM MIDDLE FUND CLASS B 884,297. 884,297.ASM PACIFIC TECHNOLOGY 280,528. 280,528.ASPEN INSURANCE HOLDINGS LTD 102,025. 102,025.ASTRA INTERNATIONAL TBK PT 934,436. 934,436.AU OPTRONICS CORP 34,347. 34,347.AUTODESK INC 392,379. 392,379.BAIDU INC SPON ADR 186,352. 186,352.BAIDU INC SPON ADR 1,234,582. 1,234,582.BANCO BRADESCO ADR 137,777. 137,777.BANCO BRADESCO SA PREF 1,072,858. 1,072,858.BANCO DE CHILE ADR 65,400. 65,400.BANCO DO BRASIL S.A. 395,159. 395,159.BANK MANDIRI TBK PT 103,731. 103,731.BANK OF AYUDHYA PUBLIC NVDR 1,119,873. 1,119,873.BANK OF CHINA LTD H 808,663. 808,663.BANK RAKYAT INDONESIA PERSER 774,938. 774,938.BANK RAKYAT INDONESIA PERSER 380,769. 380,769.BANPU PUBLIC CO LTD FOR REG 121,141. 121,141.BBCN BANCORP INC 310,905. 310,905.BECTON DICKINSON AND CO 3,182,474. 3,182,474.BELLE INTERNATIONAL HOLDINGS 162,133. 162,133.BLACKBAUD INC 932,521. 932,521.BORNEO LUMBUNG ENERGI + META 97,302. 97,302.BRADESPAR SA PREF 448,528. 448,528.BRADY CORPORATION CL A 351,216. 351,216.BRAMBLES LTD 1,911,692. 1,911,692.BRASKEM SA SPON ADR 214,320. 214,320.BROWN + BROWN INC 1,481,609. 1,481,609.BUMI RESOURCES TBK PT 899,864. 899,864.CARREFOUR SA 2,858,364. 2,858,364.CATHAY FINANCIAL HOLDING CO 85,664. 85,664.CEMEX SAB SPONS ADR PART CER 164,934. 164,934.CEMEX SAB SPONS ADR PART CER 2,034,305. 2,034,305.CHARIOT OIL + GAS LTD 325,695. 325,695.CHEIL INDUSTRIES INC 824,132. 824,132.CHESAPEAKE ENERGY CORP 4,703,190. 4,703,190.CHEUNG KONG HOLDINGS LTD 3,354,982. 3,354,982.CHINA CONSTRUCTION BANK H 755,399. 755,399.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1215361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
367
CHINA LIFE INSURANCE CO LTD 1,382,677. 1,382,677.CHINA MERCHANTS BANK H 702,469. 702,469.CHINA MOBILE LTD 214,998. 214,998.CHINA MODERN DAIRY HOLDINGS 149,502. 149,502.CHINA NATIONAL BUILDING MA H 445,168. 445,168.CHINA OVERSEAS LAND + INVEST 103,618. 103,618.CHINA RAILWAY CONSTRUCTION H 684,990. 684,990.CHINA SHENHUA ENERGY CO H 223,463. 223,463.CHINA SHENHUA ENERGY CO H 1,907,031. 1,907,031.CHINA TAIPING INSURANCE HOLD 487,627. 487,627.CHINATRUST FINANCIAL HOLDING 177,489. 177,489.CHROMA ATE INC 91,575. 91,575.CHUGAI PHARMACEUTICAL CO LTD 1,302,976. 1,302,976.CHUNGHWA TELECOM CO LTD 41,415. 41,415.CIA ENERGETICA MINAS GER PRF 849,475. 849,475.CIMB GROUP HOLDINGS BHD 159,127. 159,127.CIRCOR INTERNATIONAL INC 210,271. 210,271.CNO FINANCIAL GROUP INC 138,031. 138,031.CNOOC LTD 555,153. 555,153.CNOOC LTD 926,712. 926,712.COCHLEAR LTD 194,946. 194,946.COLGATE PALMOLIVE CO 1,461,702. 1,461,702.COMMERCIAL INTERNATIONAL BAN 124,092. 124,092.COMPUTERSHARE LTD 1,758,101. 1,758,101.CON WAY INC 394,389. 394,389.COSAN LTD CLASS A SHARES 188,512. 188,512.CR BARD INC 947,511. 947,511.CREDICORP LTD 756,438. 756,438.CSR CORP LTD H 725,460. 725,460.CTRIP.COM INTERNATIONAL ADR 748,800. 748,800.CURTISS WRIGHT CORP 358,600. 358,600.DAIICHIKOSHO CO LTD 3,959,930. 3,959,930.DANAHER CORP 3,089,540. 3,089,540.DELL INC 5,091,240. 5,091,240.DELPHI FINANCIAL GROUP CL A 71,412. 71,412.DELTA ELECTRONICS INC 292,922. 292,922.DIAMONDROCK HOSPITALITY CO 249,020. 249,020.DIODES INC 349,853. 349,853.DIRECTV CLASS A 3,078,720. 3,078,720.DONGBU INSURANCE CO LTD 177,536. 177,536.DRAGON OIL PLC 2,308,623. 2,308,623.E MART CO LTD 644,219. 644,219.EBAY INC 2,424,368. 2,424,368.EFG HERMES HOLDING SAE 174,953. 174,953.EMBRAER SA ADR 117,096. 117,096.EMBRAER SA ADR 738,946. 738,946.EMLAK KONUT GAYRIMENKUL YATI 48,938. 48,938.EMM UMBRELLA FUNDS 4,297,822. 4,297,822.EMPRESAS COPEC SA 55,792. 55,792.EMSAF MAURITIUS 1,537,750. 1,537,750.ENERSYS 55,186. 55,186.EURASIAN NATURAL RESOURCES 59,515. 59,515.EVEREST RE GROUP LTD 2,690,880. 2,690,880.EVRAZ PLC 578,245. 578,245.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1215361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
368
FAIRFAX FINANCIAL HLDGS LTD 3,751,440. 3,751,440.FAR EASTERN DEPARTMENT STORE 768,849. 768,849.FERROVIAL SA 3,474,206. 3,474,206.FIRST AMERICAN FINANCIAL 224,259. 224,259.FIRST QUANTUM MINERALS LTD 874,265. 874,265.FIRST SOLAR INC 544,211. 544,211.FIRSTRAND LTD 52,910. 52,910.FOCUS MEDIA HOLDING ADR 502,842. 502,842.FORMOSA PLASTICS CORP 82,724. 82,724.FORTUNE BRANDS HOME + SECURI 234,163. 234,163.GAIL INDIA LTD 316,247. 316,247.GAZPROM OAO SPON ADR 472,421. 472,421.GAZPROM OAO SPON ADR 99,138. 99,138.GAZPROM OAO SPON ADR 699,296. 699,296.GERDAU SA SPON ADR 142,923. 142,923.GLOBAL INDEMNITY PLC 81,263. 81,263.GOLD FIELDS LTD 500,721. 500,721.GRANA Y MONTERO S.A. COMUN 76,114. 76,114.GRIFFON CORP 272,056. 272,056.GRUPO FINANCIERO BANORTE O 161,634. 161,634.GRUPO MEXICO SAB DE CV SER B 335,889. 335,889.GULF KEYSTONE PETROLEUM LTD 1,589,555. 1,589,555.HANG LUNG PROPERTIES LTD 623,168. 623,168.HARSCO CORP 178,532. 178,532.HARTE HANKS INC 417,004. 417,004.HARUM ENERGY TBK PT 83,854. 83,854.HENRY SCHEIN INC 3,757,429. 3,757,429.HERO MOTOCORP LTD 674,453. 674,453.HON HAI PRECISION INDUSTRY 493,367. 493,367.HON HAI PRECISION INDUSTRY 1,479,069. 1,479,069.HOUSING DEVELOPMENT FINANCE 822,660. 822,660.HOYA CORP 1,467,505. 1,467,505.HRT PARTICIPACOES EM PETROLE 1,542,682. 1,542,682.HTC CORP 137,467. 137,467.HUNTINGTON INGALLS INDUSTRIE 294,814. 294,814.HYPERMARCAS SA 148,564. 148,564.HYUNDAI ENGINEERING + CONST 366,667. 366,667.HYUNDAI GLOVIS CO LTD 1,250,000. 1,250,000.HYUNDAI HEAVY INDUSTRIES 178,472. 178,472.HYUNDAI MOBIS 217,986. 217,986.HYUNDAI MOBIS 1,292,708. 1,292,708.HYUNDAI MOTOR CO 427,109. 427,109.IMPALA PLATINUM HOLDINGS LTD 296,418. 296,418.IMPERIAL HOLDINGS LTD 98,039. 98,039.IND + COMM BK OF CHINA H 548,399. 548,399.INFRASTRUCTURE DEV FINANCE 503,251. 503,251.INTERLINE BRANDS INC 104,319. 104,319.INVESTEC LTD 89,151. 89,151.ITAU UNIBANCO HLDNG PREF ADR 897,673. 897,673.ITAU UNIBANCO HOLDING SA 767,178. 767,178.ITAUSA INVESTIMENTOS ITAU PR 1,134,247. 1,134,247.JAKKS PACIFIC INC 130,870. 130,870.JIANGXI COPPER CO LTD H 112,348. 112,348.JONES GROUP INC/THE 308,324. 308,324.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1215361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
369
JONES LANG LASALLE INC 1,253,441. 1,253,441.KASIKORNBANK PCL FOREIGN 158,634. 158,634.KAZAKHMYS PLC 605,074. 605,074.KENMARE RESOURCES PLC 1,043,353. 1,043,353.KINGSPAN GROUP PLC 1,661,425. 1,661,425.KINSUS INTERCONNECT TECH 50,451. 50,451.KOMERCNI BANKA AS 42,377. 42,377.KONE OYJ B 932,788. 932,788.KONINKLIJKE PHILIPS ELECTRON 3,571,626. 3,571,626.KOREAN REINSURANCE CO 140,456. 140,456.KUALA LUMPUR KEPONG BHD 250,631. 250,631.KUEHNE + NAGEL INTL AG REG 631,240. 631,240.LAFARGE SA 3,243,713. 3,243,713.LEGRAND SA 2,650,853. 2,650,853.LEVEL 3 COMMUNICATIONS INC 2,067,105. 2,067,105.LG CHEM LTD 195,681. 195,681.LG CORP 788,819. 788,819.LI + FUNG LTD 696,171. 696,171.LIBERTY INTERACTIVE CORP 3,234,893. 3,234,893.LOEWS CORP 1,920,150. 1,920,150.LOJAS RENNER S.A. 238,773. 238,773.LONMIN PLC 863,567. 863,567.LS CORP 263,889. 263,889.LUKOIL OAO SPON ADR 312,337. 312,337.MASSMART HOLDINGS LTD 435,619. 435,619.MEDIATEK INC 177,283. 177,283.MEDIATEK INC 680,026. 680,026.MERCADOLIBRE INC 517,010. 517,010.METROPOLITAN BANK + TRUST 27,862. 27,862.MEXICHEM SAB DE CV 161,728. 161,728.MI DEVELOPMENTS INC 173,492. 173,492.MINDRAY MEDICAL INTL LTD ADR 238,452. 238,452.MINDRAY MEDICAL INTL LTD ADR 919,835. 919,835.MTS SYSTEMS CORP 80,481. 80,481.MUELLER WATER PRODUCTS INC A 112,972. 112,972.MURRAY + ROBERTS HOLDINGS 75,659. 75,659.NASPERS LTD N SHS 1,246,800. 1,246,800.NATL PENN BCSHS INC 307,005. 307,005.NESTLE SA REG 1,596,959. 1,596,959.NEW ORIENTAL EDUCATIO SP ADR 161,135. 161,135.NHN CORP 147,260. 147,260.NHN CORP 540,321. 540,321.NIKO RESOURCES LTD 970,994. 970,994.NORTHERN TRUST CORP 1,699,907. 1,699,907.NOVATEK OAO SPONS GDR REG S 600,960. 600,960.NOVO NORDISK A/S B 1,904,949. 1,904,949.OCADO GROUP PLC 341,322. 341,322.OLYMPUS CORP 683,962. 683,962.OTP BANK PLC 84,222. 84,222.PAYCHEX INC 1,111,240. 1,111,240.PDG REALTY SA 291,639. 291,639.PERUSAHAAN GAS NEGARA PT 183,830. 183,830.PETROBRAS PETROLEO BRAS PR 914,787. 914,787.PETROLEO BRASILEIRO S.A. ADR 964,180. 964,180.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1215361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
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PETROLEO BRASILEIRO SPON ADR 1,010,751. 1,010,751.PETRONAS CHEMICALS GROUP BHD 160,574. 160,574.PETROPAVLOVSK PLC 382,471. 382,471.PHH CORP 210,523. 210,523.PHOSAGRO OAO GDR 144 30,553. 30,553.PHOSAGRO OAO GDR REG S 92,393. 92,393.PIKE ELECTRIC CORP 159,438. 159,438.PING AN INSURANCE GROUP CO H 557,052. 557,052.PING AN INSURANCE GROUP CO H 774,599. 774,599.PNM RESOURCES INC 97,986. 97,986.PORTLAND GENERAL ELECTRIC CO 148,579. 148,579.POSCO 352,951. 352,951.PRIMERICA INC 309,673. 309,673.PROTECTIVE LIFE CORP 49,632. 49,632.PUBLIC BANK BERHAD 219,905. 219,905.PUBLIC BANK BHD FOREIGN MKT 474,284. 474,284.QATAR TELECOM (QTEL) Q.S.C 728,863. 728,863.QIAGEN N.V. 1,662,312. 1,662,312.QUANTA SERVICES INC 1,681,779. 1,681,779.RENT A CENTER INC 206,275. 206,275.RMB HOLDINGS LTD 53,877. 53,877.SAMSONITE INTERNATIONAL SA 183,015. 183,015.SAMSUNG CARD CO 166,912. 166,912.SAMSUNG ELECTRONICS CO LTD 1,367,502. 1,367,502.SAMSUNG ELECTRONICS CO LTD 3,076,649. 3,076,649.SAMSUNG ELECTRONICS PFD 1,071,137. 1,071,137.SAMSUNG ENGINEERING CO LTD 180,510. 180,510.SAMSUNG FIRE + MARINE INS 201,293. 201,293.SAMSUNG FIRE + MARINE INS 921,293. 921,293.SAMSUNG HEAVY INDUSTRIES 184,547. 184,547.SAN MIGUEL CORP 67,036. 67,036.SASOL LTD 144,872. 144,872.SBERBANK PFD 503,278. 503,278.SBERBANK PFD 137,027. 137,027.SBERBANK SPONSORED ADR 121,139. 121,139.SBERBANK SPONSORED ADR 1,302,496. 1,302,496.SCHNEIDER ELECTRIC SA 1,466,552. 1,466,552.SEALY CORPORATION 217,977. 217,977.SEMEN GRESIK (PERSERO) PT 67,557. 67,557.SEMEN GRESIK (PERSERO) PT 704,615. 704,615.SGS SA REG 1,741,081. 1,741,081.SHINHAN FINANCIAL GROUP LTD 317,551. 317,551.SIAM CEMENT PUB CO FOR REG 178,650. 178,650.SIAM COMMERCIAL BANK P NVDR 714,878. 714,878.SIGMA ALDRICH 739,526. 739,526.SKECHERS USA INC CL A 286,032. 286,032.SONOVA HOLDING AG REG 354,923. 354,923.STANDARD CHARTERED PLC 1,884,436. 1,884,436.STEEL EXCEL INC 87,480. 87,480.STEINHOFF INTL HOLDINGS LTD 103,543. 103,543.STRAYER EDUCATION INC 1,027,687. 1,027,687.SYSCO CORP 1,062,773. 1,062,773.TAIWAN FERTILIZER CO LTD 114,089. 114,089.TAIWAN SEMICONDUCTOR MANUFAC 618,677. 618,677.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1215361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
371
TAIWAN SEMICONDUCTOR MANUFAC 1,888,414. 1,888,414.TAIWAN SEMICONDUCTOR SP ADR 806,681. 806,681.TAMBANG BATUBARA BUKIT ASAM 426,694. 426,694.TAV HAVALIMANLARI HOLDING AS 58,361. 58,361.TCF FINANCIAL CORP 253,872. 253,872.TECH DATA CORP 289,049. 289,049.TENCENT HOLDINGS LTD 643,164. 643,164.THE FOSCHINI GROUP LTD 72,435. 72,435.TPK HOLDING CO LTD 85,534. 85,534.TRIPOD TECHNOLOGY CORP 157,777. 157,777.TULLOW OIL PLC 2,069,907. 2,069,907.TURK TELEKOMUNIKASYON AS 70,605. 70,605.TURKIYE GARANTI BANKASI 210,761. 210,761.TURKIYE GARANTI BANKASI 676,722. 676,722.TUTOR PERINI CORP 136,049. 136,049.UNIFIRST CORP/MA 214,194. 214,194.UNILEVER NV CVA 3,912,100. 3,912,100.URALKALI SPON GDR REG S 40,428. 40,428.VALASSIS COMMUNICATIONS INC 263,451. 263,451.VALE SA SP ADR 673,530. 673,530.VALE SA SP ADR 2,211,495. 2,211,495.VARIAN MEDICAL SYSTEMS INC 1,084,955. 1,084,955.VCA ANTECH INC 161,950. 161,950.VERISK ANALYTICS INC CLASS A 1,123,760. 1,123,760.VIAD CORP 20,539. 20,539.VIMPELCOM LTD SPON ADR 67,853. 67,853.WALMART DE MEXICO SER V 1,026,670. 1,026,670.WALT DISNEY CO/THE 2,700,000. 2,700,000.WAN HAI LINES LTD 35,562. 35,562.WANT WANT CHINA HOLDINGS LTD 989,880. 989,880.WEBSTER FINANCIAL CORP 275,775. 275,775.WSFS FINANCIAL CORP 144,739. 144,739.X 5 RETAIL GROUP NV REGS GDR 360,598. 360,598.YUM BRANDS INC 1,593,270.
}}}}}}}}}}}}}}233,012,223.
1,593,270.}}}}}}}}}}}}}}
233,012,223.TOTAL TO FORM 990-PF, PART II, LINE 10B~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER INVESTMENTS STATEMENT 13}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
VALUATION FAIR MARKETDESCRIPTION METHOD BOOK VALUE VALUE}}}}}}}}}}} }}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}ABRY ASF FUND II LP FMV 2,792,018. 2,792,018.ABRY PARTNERS VI LP FMV 17,038,629. 17,038,629.ABRY PARTNERS VII LP FMV 2,513,132. 2,513,132.ACCEL GROWTH II L.P. FMV 1,303,382. 1,303,382.ACCEL INDIA VENTURE FND III LP FMV 411,725. 411,725.ACCEL IX FMV 64,031,309. 64,031,309.ACCEL X L P FMV 13,318,633. 13,318,633.ACCEL XI FMV 679,953. 679,953.ADAGE CAPITAL PARNTERS FMV 88,913,110. 88,913,110.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 12, 1315361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
372
AETOS CAPITAL ASIA TE FMV 1,976,068. 1,976,068.AETOS CAPITAL ASIA TE II LTD FMV 12,713,156. 12,713,156.AFRICA EMERGING MARKET FUNDS FMV 19,054,841. 19,054,841.AH ANNEX FUND, L.P. FMV 2,694,435. 2,694,435.ALPINE INVESTORS III LP FMV 9,625,885. 9,625,885.ALPINE INVESTORS IV, LP FMV 1,220,754. 1,220,754.ALTOR FUND II LP FMV 22,311,864. 22,311,864.ALTOR FUND III LP FMV 3,287,368. 3,287,368.AMERICAN SECURITIES PARTNERS V FMV 19,927,926. 19,927,926.AMERICAN SECURITIES PRTNRS IV FMV 16,740,656. 16,740,656.AMIYA GLOBAL EMERG OPP FD LTD FMV 26,065,766. 26,065,766.ANDREESSEN HOROWITZ FD II FMV 9,128,325. 9,128,325.AP CAYMAN PARTNERS II FMV 2,195,825. 2,195,825.AP CAYMAN PARTNERS II CO INV FMV 30,665. 30,665.APS ASIA PACIFIC HEDGE FUND FMV 22,289,572. 22,289,572.APS CHINA FMV 18,467,639. 18,467,639.APS FAR EAST ALPHA FUND FMV 7,686,803. 7,686,803.APS GROWTH FUND APS JAPAN GR FMV 5,409,954. 5,409,954.ARCLIGHT ENERGY PART FD IV LP FMV 9,438,390. 9,438,390.ARCLIGHT ENERGY PARTNERS FD 3 FMV 13,722,777. 13,722,777.ARCLIGHT ENERGY PARTNERS FD V FMV 1,112,175. 1,112,175.ASLAN REALTY PARTNERS II FMV 5,098,200. 5,098,200.AUDAX PRIVATE EQUITY FD II FMV 9,650,340. 9,650,340.AUDAX PRIVATE EQUITY FUND III FMV 18,566,218. 18,566,218.AVANTI STRATEGIC LAND INV IV FMV 690,037. 690,037.AVANTI STRATEGIC LAND INV V FMV 9,281,271. 9,281,271.AVANTI STRATEGIC LAND INV VI FMV 10,138,810. 10,138,810.BAIN CAPITAL ASIA FUND FMV 1,650,374. 1,650,374.BAIN CAPITAL FUND IX LP FMV 8,230,642. 8,230,642.BAIN CAPITAL FUND VIII E FMV 9,604,755. 9,604,755.BAIN CAPITAL IX COINV FUND FMV 4,406,057. 4,406,057.BATTERY VENTURES VI LP FMV 1,472,634. 1,472,634.BATTERY VENTURES VII FMV 4,803,438. 4,803,438.BATTERY VENTURES VIII FMV 8,742,108. 8,742,108.BAUPOST VALUE PARTNERS IV FMV 73,661,472. 73,661,472.BAY RESOURCE PRTNRS OFFSHORE FMV 15,365,153. 15,365,153.BC EUROPEAN CAPITAL VII FMV 1,724,852. 1,724,852.BC EUROPEAN CAPITAL VIII FMV 20,821,547. 20,821,547.BENCHMARK CAP PARTNERS VI LP FMV 17,403,524. 17,403,524.BENCHMARK CAPITAL PARTNERS IV FMV 2,683,136. 2,683,136.BENCHMARK CAPITAL PARTNERS V FMV 6,852,274. 6,852,274.BENCHMARK CAPITAL PARTNERS VII FMV 5,860,205. 5,860,205.BERKSHIRE FUND VI LP FMV 12,327,714. 12,327,714.BERKSHIRE FUND VII LP FMV 19,999,215. 19,999,215.BERKSHIRE FUND VIII A L P FMV 977,559. 977,559.BGI US TIPS NON LENDABLE FMV 42,137,686. 42,137,686.BLACKROCK 1 3YR TREASURYINDEX FMV 68,391,612. 68,391,612.BLACKROCK 7 10YR TREASURY INDE FMV 39,437,463. 39,437,463.BLUE RIDGE OFFSHORE LP FMV 53,851,568. 53,851,568.BLUEHOUSE ACCESSION PRPTY III FMV 6,662,787. 6,662,787.BRAHMAN INSTITUTIONAL PTNRS LP FMV 50,826,807. 50,826,807.BRIDGEWATER PURE ALPHA FUND II FMV 60,370,480. 60,370,480.BRIDGEWATER STIF I FMV 45,946,798. 45,946,798.BROADREACH CAPITAL PARTNERS FMV 9,346,513. 9,346,513.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1315361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
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BROADREACH CAPITAL PARTNERS LP FMV 4,774,600. 4,774,600.BROOKDALE INVESTORS FIVE LP FMV 3,952,777. 3,952,777.BROOKDALE INVESTORS SIX FMV 1,593,676. 1,593,676.CABOT INDUSTRIAL VALUE FD II FMV 13,357,950. 13,357,950.CABOT INDUSTRIAL VALUE FUNDIII FMV 4,600,097. 4,600,097.CADENT ENERGY PARTNERS I FMV 10,111,250. 10,111,250.CADENT ENERGY PARTNERS II FMV 9,358,000. 9,358,000.CADMUS CAPITAL FUND LTD FMV 23,996. 23,996.CALIX NETWORKS INC FMV 227,556. 227,556.CAPITAL RESOURCE LENDERS IV FMV 1,068,796. 1,068,796.CAPITAL RESOURCE PARTNERS V FMV 4,175,981. 4,175,981.CARL MARKS STRATEGIC OPP FUND FMV 19,533,684. 19,533,684.CASTANEA PARTNERS FUND III LP FMV 9,640,116. 9,640,116.CDH CHINA FUND III, LP FMV 11,897,292. 11,897,292.CDH FUND IV FEEDER FMV 2,534,492. 2,534,492.CDH SUPPLEMENTARY FUND III,LP FMV 3,137,501. 3,137,501.CERBERUS INSTITUTIONAL PRTNS FMV 16,614,978. 16,614,978.CERBERUS SERIES 3 HOLDINGS LLC FMV 8,132,353. 8,132,353.CHARLES RIVER PARTNERS XIII LP FMV 6,154,277. 6,154,277.CHARLES RIVER PARTNERSHIP X FMV 180,927. 180,927.CHARLES RIVER PARTNERSHIP XI FMV 13,407. 13,407.CHARLES RIVER PARTNERSHIP XI FMV 63,968. 63,968.CHARLES RIVER PARTNERSHIP XII FMV 1,323,154. 1,323,154.CHARLES RIVER PARTNERSHIP XII FMV 116,392. 116,392.CHRYSCAPITAL IV FMV 1,824,148. 1,824,148.CHRYSCAPITAL V LLC FMV 3,133,198. 3,133,198.CICC GROWTH CAPITAL FUND I LP FMV 3,969,465. 3,969,465.CODE HENNESSY + SIMMONS IV FMV 1,076,035. 1,076,035.CODE HENNESSY + SIMMONS PE V FMV 15,220,967. 15,220,967.COMM FD CAP NATRL RES PRTNS VI FMV 9,022,506. 9,022,506.COMMFD CNR PARTNERS VII LP FMV 9,562,194. 9,562,194.COMPOSITION CAPITAL ASIA FUND FMV 5,191,258. 5,191,258.CONVEXITY CAPITAL OFFSHORE LP FMV 104,900,311. 104,900,311.CP INVESTMENT FUND II LP FMV 10,162,967. 10,162,967.CP INVESTMENT FUND III LP FMV 3,491,869. 3,491,869.CROSSPOINT VENTURE PARTNERS FMV 1,869,622. 1,869,622.CROSSPOINT VENTURE PRTNRS 1999 FMV 459,212. 459,212.CROW HLDGS REALTY PART II LP FMV 29,107. 29,107.CYPRESS REALTY V LP FMV 15,975,014. 15,975,014.CYPRESS REALTY VI LP FMV 13,159,381. 13,159,381.DA VINCI JAPAN REAL ESTATE FMV 3,378,460. 3,378,460.DELPHI VENTURES IV FMV 187,858. 187,858.DYNAMO BRAZIL IV LP FMV 57,751,217. 57,751,217.EMERALD HILL CAP PARTNERS II FMV 2,065,414. 2,065,414.FARALLON CAPITAL INST PARTNERS FMV 40,771,936. 40,771,936.FIRELAKE STRATEGIC TECH FD FMV 11,658,889. 11,658,889.FIRELAKE STRATEGIC TECH FD FMV 4,201,638. 4,201,638.FIRELAKE STRATEGIC TECH FD II FMV 7,979,336. 7,979,336.FIRST REPUBLIC BANK/SAN FRAN FMV 531,910. 531,910.FLEXPOINT FORD FUND II LP FMV 479,428. 479,428.FLEXPOINT FORD OVERAGE FUND II FMV 5,685,552. 5,685,552.FORTRESS INVESTMENT FUND III FMV 6,613,179. 6,613,179.FORTRESS COMM FUND LP FMV 22,723,825. 22,723,825.FORTRESS INVESTMENT FUND IV FMV 12,541,595. 12,541,595.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1315361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
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FORTRESS INVESTMENT FUND V FMV 29,103,865. 29,103,865.FORTRESS RES INVEST FMV 2,580,020. 2,580,020.FORTRESS V COINVESTMENT FMV 2,717,466. 2,717,466.FORUM ASIAN REALTY II LP FMV 16,279,388. 16,279,388.FREMONT STRATEGIC PROPERTY FMV 964,420. 964,420.FREMONT STRETEGIC PROPERTY II FMV 12,554,470. 12,554,470.FUSION IO INC FMV 47,916. 47,916.GENERAL CATALYST GROUP IV L.P. FMV 8,083,098. 8,083,098.GENERAL CATALYST GROUP V SUPPL FMV 1,738,993. 1,738,993.GENERAL CATALYST GRP III LP FMV 4,907,658. 4,907,658.GENERAL CATALYST V LP FMV 9,079,828. 9,079,828.GLOBAL ASCENT GLASE1 FMV 58,036,352. 58,036,352.GOOGLE INC CL A FMV 645,900. 645,900.GRAHAM PARTNERS II FMV 11,671,505. 11,671,505.GRAHAM PARTNERS II FMV 3,954,545. 3,954,545.GREEN DOT CORP CLASS A FMV 314,979. 314,979.GREENFIELD ACQ PARTNERS V LP FMV 12,788,387. 12,788,387.GREENFIELD ACQS PARTNERS IV LP FMV 6,710,496. 6,710,496.GREENFIELD ACQU PARTNERS III FMV 6,772,013. 6,772,013.GROTECH PARTNERS III FMV 398. 398.GS CAPITAL PARTNERS III FMV 142,143. 142,143.GS SPECIAL OPPORTUNITIES ASIA FMV 123,760. 123,760.HAMPSHIRE PARTNERS FUND VIII FMV 784,352. 784,352.HELLMAN FRIEDMAN CAP PARTN II FMV 4,775. 4,775.HIGHCROSS REG UK PARTNERS III FMV 3,956,045. 3,956,045.HIGHCROSS REGIONAL PARTNERS LP FMV 8,944,512. 8,944,512.HIGHLAND CAPITAL PARTNERS V FMV 745,370. 745,370.HIGHLAND CAPITAL PARTNERS VI FMV 5,119,031. 5,119,031.HUTENSKY CAPITAL REIT I LP FMV 4,176,163. 4,176,163.IDG ACCEL CHINA CAP FD II, L.P FMV 456,191. 456,191.IDG ACCEL CHINA CAPITAL FMV 13,224,109. 13,224,109.IDG ACCEL CHINA GROWTH FD II FMV 17,249,421. 17,249,421.IDG ACCEL CHINA GROWTH FUND I FMV 11,212,227. 11,212,227.IDG ACCEL CHINA GRWTH FD III FMV 1,390,412. 1,390,412.INSTITUTIONAL VENTURE PART 8 FMV 66,678. 66,678.INSTITUTIONAL VENTURE PRTNS IV FMV 2,901,873. 2,901,873.INVENTION DEVELOPMENT FD I FMV 633,842. 633,842.INVENTION INV FUND I LP FMV 4,245,278. 4,245,278.J.C. FLOWERS II LP FMV 3,424,436. 3,424,436.KEYWISE GREATER CHINA OPPS FND FMV 18,230,660. 18,230,660.KING STREET CAPITAL II FMV 50,778,765. 50,778,765.KPCB CHINA FUND FMV 7,748,615. 7,748,615.LANSDOWNE UK EQUITY FUND PARTN FMV 22,945,116. 22,945,116.LATIN POWER III LP FMV 20,632,668. 20,632,668.LC FUND V FMV 1,934,196. 1,934,196.LIME ROCK PARTNERS III LP FMV 5,423,453. 5,423,453.LIME ROCK PARTNERS IV FMV 15,645,294. 15,645,294.LIME ROCK PARTNERS V FMV 19,380,495. 19,380,495.LIME ROCK RESOURCES C FMV 7,597,730. 7,597,730.LITTLEJOHN FUND III LP FMV 13,470,899. 13,470,899.LITTLEJOHN FUND IV FMV 5,034,770. 5,034,770.LNK PARTNERS LP FMV 17,239,919. 17,239,919.LONE CASCADE LP FMV 71,357,373. 71,357,373.LONE DRAGON PINE LP FMV 15,964,020. 15,964,020.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1315361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
375
LONE PINON FMV 5,707,910. 5,707,910.LONE STAR FUND VI L.P. FMV 14,126,409. 14,126,409.LONE STAR REAL EST PART II LP FMV 3,371,012. 3,371,012.LONE STAR V AR FMV 11,801,390. 11,801,390.LONGREACH CAP PARTNERS I LP FMV 16,483,100. 16,483,100.LYME FOREST FUND FMV 8,844,096. 8,844,096.LYME FOREST FUND III FMV 784,574. 784,574.M + H REALTY PART V LP FMV 2,227,749. 2,227,749.MAP 2006 LP FMV 15,252,402. 15,252,402.MARATHON DISTRESSED SUBPRIME FMV 250,164. 250,164.MARATHON NEW GLOBAL FUND FMV 71,678,283. 71,678,283.MARATHON SPECIAL OPP FUND LTD FMV 29,598,301. 29,598,301.MAXLINEAR INC CLASS A FMV 327,750. 327,750.MERIT ENERGY PARTNERS EI FMV 3,317,241. 3,317,241.MERIT ENERGY PARTNERS F I LP FMV 621,548. 621,548.MISSIONPOINT CAP PARTNERS 1 FMV 12,368,395. 12,368,395.MOHR DAIDOW VENTURES VI FMV 2,237,384. 2,237,384.MOHR DAVIDOW VENTURES IX FMV 8,119,288. 8,119,288.MOHR DAVIDOW VENTURES VIII LP FMV 3,938,200. 3,938,200.MOHR DAVIDOW VII LP FMV 2,647,571. 2,647,571.MONTRICA GLOBAL OPP FUND LP FMV 1,313,774. 1,313,774.MOORFIELD REAL ESTATE FUND II FMV 12,543,629. 12,543,629.MORGAN STANLEY PRIVATE EQUITY FMV 8,421,171. 8,421,171.NATIONAL CAPITAL PROPERTIES IV FMV 4,896,054. 4,896,054.NATL CAPITAL PROP III FMV 17,475,602. 17,475,602.NEA 11 FMV 7,444,160. 7,444,160.NEA 9 FMV 1,229,230. 1,229,230.NEW ENTERPRISE ASSOCIATES 10 FMV 1,837,083. 1,837,083.NEW ENTERPRISE ASSOCIATES XII FMV 6,257,316. 6,257,316.NORTH BRIDGE GROWTH EQUITY I FMV 5,831,941. 5,831,941.OAKTREE CAPITAL MANAGEMENT III FMV 231,174. 231,174.OAKTREE CAPITAL MANAGEMENT IV FMV 12,723. 12,723.OAKTREE CAPITAL MANAGEMENT OPP FMV 5,878. 5,878.ORION EUROPEAN RE FUND II FMV 2,827,500. 2,827,500.ORION EUROPEAN RE FUND III FMV 3,479,410. 3,479,410.OZ EUROPE OVERSEAS FUND LTD FMV 1,352,920. 1,352,920.OZ OVERSEAS FUND LTN FMV 42,634,568. 42,634,568.PEAK SPORT PRODUCTS LTD FMV 113,439. 113,439.PEEPUL CAPITAL LLC ILABS FMV 7,613,473. 7,613,473.PENDING SECURITIES TRANSACTIONS -NET
FMV21,480,567. 21,480,567.
PFM DIVERSIFIED OFFSHORE FD FMV 19,855,170. 19,855,170.PHOENIX ASIA RE INVS III LP FMV 9,744,145. 9,744,145.POLARIS VENTURE PARTNERS IV FMV 7,729,248. 7,729,248.PROSPERITAS REAL ESTATE III FMV 2,722,620. 2,722,620.PROSPERITAS REAL ESTATE III (B FMV 2,722,604. 2,722,604.PROSPERITAS REAL ESTATE III A FMV 2,722,613. 2,722,613.QIHOO 360 TECHNOLOGIES CO LT FMV 1,332,301. 1,332,301.QUANTUM ENERGY PARTNERS IV FMV 13,314,422. 13,314,422.QUANTUM ENERGY PARTNERS V FMV 683,540. 683,540.QUANTUM RES B FMV 3,051,947. 3,051,947.REDPOINT OMEGA FMV 4,111,808. 4,111,808.REDPOINT VENTURE I LP FMV 2,630,821. 2,630,821.REDPOINT VENTURES II LP FMV 4,955,995. 4,955,995.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1315361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
376
REDPOINT VENTURES III LP FMV 13,028,614. 13,028,614.RESPONSYS INC FMV 237,985. 237,985.ROCKLAND POWER PARTNERS FMV 4,507,267. 4,507,267.SAB OVERSEAS FUND LTD FMV 21,373,771. 21,373,771.SANSAR CAPITAL HOLDINGS SIDE FMV 668,655. 668,655.SB ASIA INVESTMENT FD II LP FMV 16,806,280. 16,806,280.SCGE OFFSHORE FUND LP FMV 32,059,754. 32,059,754.SEQUOIA CAP INDIA GTH FD II LP FMV 1,723,159. 1,723,159.SEQUOIA CAPITAL 2010 FMV 12,620,626. 12,620,626.SEQUOIA CAPITAL CHINA FMV 7,452,739. 7,452,739.SEQUOIA CAPITAL CHINA II L.P. FMV 6,189,911. 6,189,911.SEQUOIA CAPITAL GROWTH FD III FMV 17,098,172. 17,098,172.SEQUOIA CAPITAL GROWTH FD IV FMV 11,585,832. 11,585,832.SEQUOIA CAPITAL GROWTH FD V FMV 2,062,310. 2,062,310.SEQUOIA CAPITAL INDIA FMV 2,832,247. 2,832,247.SEQUOIA CAPITAL INDIA III LP FMV 1,964,368. 1,964,368.SEQUOIA CAPITAL ISRAEL III LP FMV 2,979,209. 2,979,209.SEQUOIA CAPITAL ISRAEL IV FMV 1,915,872. 1,915,872.SEQUOIA CAPITAL IX FMV 448,830. 448,830.SEQUOIA CAPITAL X FMV 1,137,856. 1,137,856.SEQUOIA CAPITAL XI LP FMV 8,032,209. 8,032,209.SEQUOIA CAPITAL XII LP FMV 7,538,017. 7,538,017.SEQUOIA CPTL CHINA GROWTH FD I FMV 4,010,837. 4,010,837.SFC ENERGY PARTNERS II LP FMV 106,367. 106,367.SHORENSTEIN REALTY INV IX LP FMV 8,492,216. 8,492,216.SHORENSTEIN REALTY INV VI LP FMV 1,865,905. 1,865,905.SHORENSTEIN REALTY INV VII LP FMV 7,229,884. 7,229,884.SHORENSTEIN REALTY INV VIII FMV 8,503,107. 8,503,107.SHORETEL INC FMV 319,000. 319,000.SIERRA VENTURES VII FMV 971,281. 971,281.SIGMA PARTNERS VII LP FMV 9,091,108. 9,091,108.SIGMA PARTNERS VIII LP FMV 6,756,292. 6,756,292.SILCHESTER INTL TOBACCO FREE FMV 40,352,697. 40,352,697.SOWOOD ALPHA FUND LTD FMV 586,106. 586,106.SQM FRONTIER AFRICA FD LTD FMV 8,207,811. 8,207,811.SUMMIT PARTN VENTURE CAP II A FMV 1,980,653. 1,980,653.SUMMIT PARTNERS EUROPE EQUITY FMV 2,228,796. 2,228,796.SUMMIT PARTNERS PRIVAT FMV 4,878,797. 4,878,797.SUMMIT VENTURES IV FMV 45,317. 45,317.SUMMIT VENTURES V FMV 73,686. 73,686.SUMMIT VENTURES VI FMV 6,862,111. 6,862,111.SVEAFASTIGHETER FUND III FMV 4,797,234. 4,797,234.TA VI FMV 9,136,956. 9,136,956.TAO L HOLDINGS LTD SPV FMV 1,081,236. 1,081,236.THE CHILDREN S INVESTMENT FUND FMV 61,506,480. 61,506,480.THE PRIVATVARDE FUND LP FMV 5,804,391. 5,804,391.THE VARDE FUND IX L P FMV 28,641,793. 28,641,793.THE VARDE FUND VIII FMV 14,105,374. 14,105,374.TIGER GLOBAL PIP IV FMV 10,478,142. 10,478,142.TIGER GLOBAL PIP V LP FMV 8,665,263. 8,665,263.TPG AXON PARTNERS OFFSHORE LTD FMV 26,036,268. 26,036,268.TRIVEST CHINA FOCUS MASTER FD FMV 24,069,686. 24,069,686.U S VENTURE PARTNERS IV FMV 87,775. 87,775.US DOLLAR FMV 5,885,039. 5,885,039.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1315361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
377
US VENTURE PARNTERS IX FMV 7,384,455. 7,384,455.US VENTURE PARTNERS VI FMV 61,053. 61,053.US VENTURE PARTNERS VII FMV 995,896. 995,896.US VENTURE PARTNERS VIII FMV 6,850,506. 6,850,506.VANGUARD MSCI EMERGING MARKETS FMV 12,856,366. 12,856,366.VESTAR CAPITAL PARTNER V FMV 11,755,901. 11,755,901.VESTAR CAPITAL PARTNERS III LP FMV 4,316,487. 4,316,487.VESTAR CAPITAL PARTNERS IV LP FMV 5,351,031. 5,351,031.VONAGE HOLDINGS CORP FMV 124,411. 124,411.WATERSHED CAPITAL INSTITUTIONA FMV 1,112,854. 1,112,854.WELLINGTON BAY POND FMV 22,855,151. 22,855,151.WELLINGTON MGMT SPINDRIFT INV FMV 22,357,048. 22,357,048.WELSH CARSON ANDERSON STOWE 8 FMV 172,976. 172,976.WELSH CARSON ANDERSON+STOWE IX FMV 6,245,117. 6,245,117.ZIPCAR INC FMV 147,016.
}}}}}}}}}}}}}}3158416155.
147,016.}}}}}}}}}}}}}}
3158416155.TOTAL TO FORM 990-PF, PART II, LINE 13~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF DEPRECIATION OF ASSETS NOT HELD FOR INVESTMENT STATEMENT 14}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
COST OR ACCUMULATEDDESCRIPTION OTHER BASIS DEPRECIATION BOOK VALUE}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}CONDOMINIUM INTEREST IN 420FIFTH AVE AND IMPROVEMENTS 29,084,313. 11,004,964. 18,079,349.FURNITURE, FIXTURES ANDEQUIPMENT 7,391,947.
}}}}}}}}}}}}}}36,476,260.
4,706,902.}}}}}}}}}}}}}}
15,711,866.
2,685,045.}}}}}}}}}}}}}}
20,764,394.TOTAL TO FM 990-PF, PART II, LN 14~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER ASSETS STATEMENT 15}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
BEGINNING OF END OF YEAR FAIR MARKETDESCRIPTION YR BOOK VALUE BOOK VALUE VALUE}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}PROGRAM RELATED INVESTMENTS 10,711,867. 11,724,518. 11,724,518.BOND UNDERWRITER'S FEES 101,827. 0. 0.PREPAID PENSION COST AND OTHERASSETS 23,034,057. 11,786,728. 11,786,728.REDEMPTIONS, DIVIDENDS, INTEREST,AND OTHER RECEIVABLES 780,320. 1,052,999. 1,052,999.PREPAID FEDERAL EXCISE ANDUNRELATED BUSINESS INCOME TAXES 0.
}}}}}}}}}}}}}}34,628,071.
1,623,807.}}}}}}}}}}}}}}
26,188,052.
1,623,807.}}}}}}}}}}}}}}
26,188,052.TO FORM 990-PF, PART II, LINE 15~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 13, 14, 1515361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
378
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER LIABILITIES STATEMENT 16}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION BOY AMOUNT EOY AMOUNT}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}TAX-EXEMPT BONDS TO FUND 1993 FACILITYPURCHASE 20,291,080. 0.POSTRETIREMENT BENEFIT OBLIGATION 19,546,240. 20,527,808.DEFERRED FEDERAL EXCISE TAXES 7,396,000. 5,338,000.FEDERAL EXCISE AND UNRELATED BUSINESSINCOME TAX 145,750. 0.INTEREST RATE SWAP LIABILITY 0. 504,236.TERM LOAN PAYABLE 0.
}}}}}}}}}}}}}}47,379,070.
20,478,569.}}}}}}}}}}}}}}
46,848,613.TOTAL TO FORM 990-PF, PART II, LINE 22~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF NAME OF FOREIGN COUNTRY IN WHICH STATEMENT 17
ORGANIZATION HAS FINANCIAL INTEREST}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF COUNTRY}}}}}}}}}}}}}}}ARGENTINABANGLADESHBERMUDABOTSWANABRAZILCHILECHINACOLOMBIACZECH REPUBLICDENMARKEGYPTGREECEHUNGARYINDIAINDONESIAISRAELITALYKENYAKOREA (SOUTH)MALAYSIAMEXICOPERUPHILIPPINESPOLANDQATARROMANIARUSSIASLOVAKIASRI LANKA
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 16, 1715361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
379
TAIWANTHAILANDTURKEYUGANDAUNITED ARAB EMIRATESUNITED KINGDOMVENEZUELA
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1715361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
380
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF TRANSFERS TO CONTROLLED ENTITIES STATEMENT 18
PART VII-A, LINE 11}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY EMPLOYER ID NO}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}UK PROPERTY INVESTMENT CO. 98-0413223
ADDRESS}}}}}}}C/O THE ROCKEFELLER FOUNDATION, 420 FIFTH AVENUENEW YORK, NY 10018-2702
DESCRIPTION OF TRANSFER}}}}}}}}}}}}}}}}}}}}}}}THERE WERE NO TRANSFERS TO OR FROM THE CONTROLLED ENTITY IN 2011.
AMOUNTOF TRANSFER
}}}}}}}}}}}}}}0.
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}TOTAL AMOUNT OF TRANSFERS TO CONTROLLED ENTITIES
~~~~~~~~~~~~~~
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 1815361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
381
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF LIST OF CONTROLLED ENTITIES STATEMENT 19
PART VII-A, LINE 11}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY EMPLOYER ID NO}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}UK PROPERTY INVESTMENT CO. 98-0413223
ADDRESS}}}}}}}C/O THE ROCKEFELLER FOUNDATION, 420 FIFTH AVENUENEW YORK, NY 10018-2702
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 20
TRUSTEES AND FOUNDATION MANAGERS}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
EMPLOYEETITLE AND COMPEN- BEN PLAN EXPENSE
NAME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT}}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} }}}}}}}}ANN M. FUDGE TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.00 7,000. 0. 0.NEW YORK, NY 10018
HELENE GAYLE TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.00 5,000. 0. 0.NEW YORK, NY 10018
RAJAT GUPTA (THROUGH 3/1/11) TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 0. 0.NEW YORK, NY 10018
THOMAS J. HEALEY TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.50 0. 8,000. 0.NEW YORK, NY 10018
ALICE HUANG TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0.NEW YORK, NY 10018
STRIVE MASIYIWA TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.50 9,000. 0. 0.NEW YORK, NY 10018
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 19, 2015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
382
DIANA NATALICIO TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 9,000. 0.NEW YORK, NY 10018
SANDRA DAY O'CONNOR TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 0. 0.NEW YORK, NY 10018
NGOZI OKONJO-IWEALA TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.00 5,000. 0. 0.NEW YORK, NY 10018
RICHARD D. PARSONS TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0.NEW YORK, NY 10018
SURIN PITSUWAN TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 0. 0.NEW YORK, NY 10018
DAVID ROCKEFELLER, JR. CHAIRC/O FOUNDATION, 420 FIFTH AVENUE 3.00 7,000. 0. 0.NEW YORK, NY 10018
JOHN W. ROWE TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.50 9,000. 0. 0.NEW YORK, NY 10018
XUAN VO-TONG TRUSTEEC/O FOUNDATION, 420 FIFTH AVENUE 2.00 7,000. 0. 0.NEW YORK, NY 10018
JUDITH RODIN PRESIDENTC/O FOUNDATION, 420 FIFTH AVENUE 45.00 863,523. 47,250. 0.NEW YORK, NY 10018
PETER MADONIA CHIEF OPERATING OFFICERC/O FOUNDATION, 420 FIFTH AVENUE 45.00 498,589. 62,950. 0.NEW YORK, NY 10018
DONNA J. DEAN TREASURER AND CHIEF INVESTMENT OFFICERC/O FOUNDATION, 420 FIFTH AVENUE 45.00 993,193. 21,303. 0.NEW YORK, NY 10018
ELLEN TAUS CHIEF FINANCIAL OFFICERC/O FOUNDATION, 420 FIFTH AVENUE 45.00 291,770. 47,508. 0.NEW YORK, NY 10018
SHARI PATRICK GENERAL COUNSEL & CORP SECC/O FOUNDATION, 420 FIFTH AVENUE 45.00 349,592. 39,750. 0.NEW YORK, NY 10018
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
383
ZIA KHAN VICE PRESIDENTC/O FOUNDATION, 420 FIFTH AVENUE 45.00 365,337. 47,450. 0.NEW YORK, NY 10018
HEATHER GRADY VICE PRESIDENTC/O FOUNDATION, 420 FIFTH AVENUE 45.00 320,542. 63,550. 0.NEW YORK, NY 10018
}}}}}}}}}}} }}}}}}}} }}}}}}}}TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII 3,749,546. 346761. 0.
~~~~~~~~~~~ ~~~~~~~~ ~~~~~~~~
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
384
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF EXPENDITURE RESPONSIBILITY STATEMENT STATEMENT 21
PART VII-B, LINE 5C}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
GRANTEE'S NAME}}}}}}}}}}}}}}AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W)MUMBAI, INDIA, 400 064
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
135,646. 11/15/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT COMMITMENT INSUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLEECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOMEPEOPLE IN INDIA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}11/20/11,2/15/12,3/21/12,7/2/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
385
GRANTEE'S NAME}}}}}}}}}}}}}}AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W)MUMBAI, INDIA, 400 064
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
493,281. 11/16/10 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT COMMITMENT INSUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLEECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOMEPEOPLE IN INDIA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}PRIOR REPORTS+ 5/16/11,8/25/11,10/31/11,11/20/11,2/15/12,3/21/12,7/2/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
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GRANTEE'S NAME}}}}}}}}}}}}}}AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W)MUMBAI, INDIA, 400 064
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
361,843. 06/30/09 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT COMMITMENT INSUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLEECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOMEPEOPLE IN INDIA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}PRIOR REPORTS+ 5/16/11,8/25/11,10/31/11,11/20/11,2/15/12,3/21/12,7/2/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
387
GRANTEE'S NAME}}}}}}}}}}}}}}ACCENTURE LLP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}161 N. CLARK STREETCHICAGO, IL 60601
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
172,620. 07/27/11 155,813.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS TOWARD THE COSTS OFIDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO PROBLEMS FACING POOR ANDVULNERABLE PEOPLE AND SHARING THEM WITH THE PHILANTHROPIC AND SOCIAL SECTORCOMMUNITIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/11/2012, 6/25/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
388
GRANTEE'S NAME}}}}}}}}}}}}}}ACCENTURE LLP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}161 N. CLARK STREETCHICAGO, IL 60601
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
278,623. 11/16/11 274,805.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOP A REPLICABLEVALUE PROPOSITION, BUSINESS CASE AND PILOT DESIGN FOR OUTSOURCING WORK TOBUSINESS PROCESS OUTSOURCING COMPANIES EMPLOYING POOR AND VULNERABLEPEOPLE, AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENTFIELD OF "IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FORPOOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/14/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
389
GRANTEE'S NAME}}}}}}}}}}}}}}ACUMEN CAPITAL MARKETS I, LP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}76 NINTH AVENUE, SUITE 315NEW YORK, NY 10011
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
875,000. 11/13/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT INSUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMICDEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOMEPEOPLE IN EAST AFRICA AND SOUTH ASIA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/4/12,5/4/12,7/6/12,9/17/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
390
GRANTEE'S NAME}}}}}}}}}}}}}}ACUMEN CAPITAL MARKETS I, LP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}76 NINTH AVENUE SUITE 315NEW YORK, NY 10011
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
630,000. 12/29/08 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT INSUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMICDEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOMEPEOPLE IN EAST AFRICA AND SOUTH ASIA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}PRIOR REPORTS+ 1/18/11,5/3/11,6/7/11,8/24/11,1/4/12,5/4/12,7/6/12,9/17/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
391
GRANTEE'S NAME}}}}}}}}}}}}}}AFRICA HEALTH AND DEVELOPMENT INTERNATIONAL*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}TWAWEZA HOUSE, PARKLANDS ROAD, MPESI LANENAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
120,000. 12/05/11 16,667.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A DOCUMENTARY THAT HIGHLIGHTS THE DIVERSITY OF AFRICANCULTURES, IDENTITY AND VALUES IN KENYA AND EXAMINES LINKS BETWEEN CULTUREAND ENVIRONMENTAL PRESERVATION
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/28/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
392
GRANTEE'S NAME}}}}}}}}}}}}}}AFRICA TWENTY-FOUR MEDIA, LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}4TH FLOOR, LES JAMALACS BUILDING VIEUX CONSEIL STREETPORT LOUIS, MAURITIUS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
50,000. 12/15/09 50,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING, PRODUCING AND DISSEMINATING A SERIES OF SHORTDOCUMENTARY FILMS INTENDED TO CHANGE GLOBAL PERCEPTIONS OF SUB-SAHARANAFRICA BY HIGHLIGHTING POSITIVE EXAMPLES OF PROGRESS IN ITS RECENTDEVELOPMENT
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/12/2010, 12/20/2010
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
393
GRANTEE'S NAME}}}}}}}}}}}}}}AFRICAN AGRICULTURAL CAPITAL LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PLOT 4 CHWA II ROAD, MBUYA HILLKAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
30,411. 11/16/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THEDEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDINGCAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS,AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}11/30/11, 12/24/11, 3/29/12, 5/3/12, 5/31/12, 6/30/12, 7/31/12, 8/31/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
394
GRANTEE'S NAME}}}}}}}}}}}}}}AFRICAN CENTRE FOR GLOBAL HEALTH AND SOCIAL TRANSFORMATION, LIMITED*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PLOT 13B ACACIA AVENUE, P.O. BOX 9974KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 10/24/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A SECRETARIAT TO COORDINATE THE AFRICAN NETWORK FORHEALTH SYSTEMS GOVERNANCE, A REGIONAL EFFORT TO IMPROVE HEALTH AND HEALTHSYSTEMS PERFORMANCE BY SUPPORTING CAPACITY, EXPERTISE AND LEADERSHIPDEVELOPMENT WITHIN MINISTRIES OF HEALTH
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/9/2012, 7/27/2012, 8/20/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
395
GRANTEE'S NAME}}}}}}}}}}}}}}AFRICAN CENTRE FOR GLOBAL HEALTH AND SOCIAL TRANSFORMATION, LIMITED*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PLOT 13B ACACIA AVENUE, PO BOX 9974KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
400,000. 10/14/10 364,501.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A SECRETARIAT TO COORDINATE THE AFRICAN NETWORK FORHEALTH SYSTEMS GOVERNANCE, A REGIONAL EFFORT TO IMPROVE HEALTH AND HEALTHSYSTEMS PERFORMANCE BY SUPPORTING CAPACITY, EXPERTISE AND LEADERSHIPDEVELOPMENT WITHIN MINISTRIES OF HEALTH
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/28/2011, 7/5/2011, 3/9/2012, 7/27/2012, 8/20/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
396
GRANTEE'S NAME}}}}}}}}}}}}}}AFRICAN EVALUATION ASSOCIATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}15 EMMAUSE ROAD, LA ACCRA P.O. BOX 16208KIA ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
90,000. 10/01/09 90,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF STRATEGIC PLANNING TO DEVELOP AN ORGANIZATIONAL,MANAGEMENT AND PROGRAM STRUCTURE FOR TRANSITIONING FROM A VOLUNTARY TO ANINDEPENDENT PROFESSIONAL PAN-AFRICAN ASSOCIATION WORKING TO ADDRESS THEONGOING CAPACITY, PRACTICE AND POLICY NEEDS OF THE AFRICAN EVALUATIONCONSTITUENCY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/31/2010, 3/11/2011, 3/15/2011, 12/8/2011, 4/19/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
397
GRANTEE'S NAME}}}}}}}}}}}}}}AFRICAN EVALUATION ASSOCIATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}15 EMMAUSE ROAD, LA ACCRA, PO BOX 16208KIA ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
1,884. 05/17/10 1,884.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF STRATEGIC PLANNING TO DEVELOP AN ORGANIZATIONAL,MANAGEMENT AND PROGRAM STRUCTURE FOR TRANSITIONING FROM A VOLUNTARY TO ANINDEPENDENT PROFESSIONAL PAN-AFRICAN ASSOCIATION WORKING TO ADDRESS THEONGOING CAPACITY, PRACTICE AND POLICY NEEDS OF THE AFRICAN EVALUATIONCONSTITUENCY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/11/2011, 3/15/2011, 12/8/2011, 4/19/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
398
GRANTEE'S NAME}}}}}}}}}}}}}}AFRICAN EVALUATION ASSOCIATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}15 EMMAUSE ROAD, LA ACCRA, PO BOX 16208, KIAACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
28,916. 12/21/11 20,275.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF STRATEGIC PLANNING TO DEVELOP AN ORGANIZATIONAL,MANAGEMENT AND PROGRAM STRUCTURE FOR TRANSITIONING FROM A VOLUNTARY TO ANINDEPENDENT PROFESSIONAL PAN-AFRICAN ASSOCIATION WORKING TO ADDRESS THEONGOING CAPACITY, PRACTICE AND POLICY NEEDS OF THE AFRICAN EVALUATIONCONSTITUENCY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/19/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
399
GRANTEE'S NAME}}}}}}}}}}}}}}ALLAVIDA (KENYA) LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}3RD FLOOR RATTANSI EDUCATIONAL TRUST BUILDING, KOINANGE STREETNAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
140,220. 09/15/10 140,220.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS KENYA SOCIAL INVESTMENT EXCHANGE IN SUPPORT OF MARKETRESEARCH AND PROOF-OF-CONCEPT ANALYSIS TO TEST THE VIABILITY OF EXPANDINGPRODUCT AND SERVICES DELIVERY TO POOR PEOPLE IN KENYA AND EAST AFRICATHROUGH THE LAUNCH OF A KENYA-BASED STOCK EXCHANGE FOR SOCIAL ENTERPRISESAND CHARITABLE ORGANIZATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/11/2011, 11/28/11, 7/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
400
GRANTEE'S NAME}}}}}}}}}}}}}}ALLAVIDA (KENYA) LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}3RD FLOOR RATTANSI EDUCATIONAL TRUST BUILDING, KOINANGE STREETNAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
93,480. 12/01/11 93,414.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS KENYA SOCIAL INVESTMENT EXCHANGE IN SUPPORT OF MARKETRESEARCH AND PROOF-OF-CONCEPT ANALYSIS TO TEST THE VIABILITY OF EXPANDINGPRODUCT AND SERVICES DELIVERY TO POOR PEOPLE IN KENYA AND EAST AFRICATHROUGH THE LAUNCH OF A KENYA-BASED STOCK EXCHANGE FOR SOCIAL ENTERPRISESAND CHARITABLE ORGANIZATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
401
GRANTEE'S NAME}}}}}}}}}}}}}}APCO WORLDWIDE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}153/3 GOLDEN LAND BUILDING, 3RD FLOOR, SOI MAHARDLEKLUANG 1, RAJDAMRI ROADBANGKOK, THAILAND, 10330
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 06/20/11 150,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO PRODUCE COMMUNICATIONS, WEB AND KNOWLEDGEMANAGEMENT PRODUCTS FOR THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK(ACCCRN), SUPPORT MEDIA AND DONOR OUTREACH ACTIVITIES, AND SUPPORT LINKINGAND LEARNING AMONG ACCCRN NETWORK GRANTEES AND OTHER STAKEHOLDERS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/27/2012, 4/17/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
402
GRANTEE'S NAME}}}}}}}}}}}}}}APCO WORLDWIDE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}153/3 GOLDEN LAND BUILDING, 3RD FLOOR, SOI MAHARDLEKLUANG 1, RAJDAMRI ROADBANGKOK, THAILAND, 10330
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
200,000. 08/25/11 200,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO PRODUCE COMMUNICATIONS, WEB AND KNOWLEDGEMANAGEMENT PRODUCTS FOR THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK(ACCCRN), SUPPORT MEDIA AND DONOR OUTREACH ACTIVITIES, AND SUPPORT LINKINGAND LEARNING AMONG ACCCRN NETWORK GRANTEES AND OTHER STAKEHOLDERS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/27/2012, 4/17/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
403
GRANTEE'S NAME}}}}}}}}}}}}}}ARSOM SILP INSTITUTE OF THE ARTS
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}399 SOI ANAMAIKHAMCHAROEN 25, MOO 5, RAMA 2 RD, BANGKHUNTIENBANGKOK, THAILAND, 10150
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
85,000. 12/03/10 39,487.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING PRESERVATION AND RESTORATION ACTIVITIES ANDGUIDELINES IN TWO HISTORIC THAI NEIGHBORHOODS - ONE IN BANGKOK AND ONE INTHE PROVINCE OF CHANTHABURI - BY MAKING USE OF A MULTI-STAKEHOLDERPARTICIPATORY PROCESS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}8/3/2011, 9/12/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
404
GRANTEE'S NAME}}}}}}}}}}}}}}AVASANT LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}3601 N. AVIATION BLVD., SUITE 300MANHATTAN BEACH, CA 90266
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
234,475. 09/19/11 234,475.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF RESEARCHING THE POLICIES, INCENTIVES AND GLOBAL BESTPRACTICES THAT ENCOURAGE THE GROWTH OF EMPLOYMENT OPPORTUNITIES FOR PEOPLEWHO ARE HISTORICALLY AND SOCIO-ECONOMICALLY DISADVANTAGED
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/1/2012, 5/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
405
GRANTEE'S NAME}}}}}}}}}}}}}}BANGLADESH ENTERPRISE INSTITUTE
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}HOUSE #20, ROAD #5, GULSHAN-1DHAKA, BANGLADESH, 1212
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
204,000. 12/16/10 204,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING A SCENARIO PLANNING WORKSHOP FOR THE FUTURE OFEHEALTH IN BANGLADESH, ORGANIZING AN MHEALTH INNOVATORS STUDENT COMPETITIONAND DRAFTING OF A NATIONAL STRATEGY FOR EHEALTH IN BANGLADESH
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/7/2011, 9/8/2011, 4/1/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
406
GRANTEE'S NAME}}}}}}}}}}}}}}BCLF VENTURES LLC, INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}56 WARREN STREETBOSTON, MA 02119
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
750,000. 05/08/02 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT IN FULL OF A $750,000 PROGRAM-RELATED INVESTMENT COMMITMENT TOSUPPORT ITS INVESTMENTS IN BUSINESSES LOCATED IN MASSACHUSETTS AND THENORTHEASTERN UNITED STATES THAT CAN GENERATE FINANCIAL AND SOCIAL RETURNSTHROUGH CREATION AND RETENTION OF HIGH-QUALITY ENTRY- AND MID-LEVEL JOBSFOR LOW-INCOME AND OTHER DISADVANTAGED GROUPS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}PRIOR REPORTS+ 2/14/11,5/18/11,8/12/11,11/15/11,4/30/12,7/23/12, 8/15/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
407
GRANTEE'S NAME}}}}}}}}}}}}}}BERTELSMANN FOUNDATION, NORTH AMERICA, INC.*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}1101 NEW YORK AVENUE, NW STE. 901WASHINGTON, DC 20005
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
80,000. 12/21/10 53,173.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF "MEGATRENDS IN GLOBAL INTERACTION: CREATIVEDISSEMINATION AND NEW MEDIA STRATEGY," A PROJECT TO DEVELOP AN ACCESSIBLEON-LINE PLATFORM WITH GLOBAL TREND RESOURCES TO ASSIST RESEARCHERS ANDPOLICYMAKERS IDENTIFY FUTURE GLOBAL CHALLENGES AND ENRICH LONG-TERMPLANNING EFFORTS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/7/2011, 11/16/2011, 2/8/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
408
GRANTEE'S NAME}}}}}}}}}}}}}}BERTELSMANN FOUNDATION, NORTH AMERICA, INC.*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}1101 NEW YORK AVENUE, NW STE. 901WASHINGTON, DC 20005
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
170,000. 12/15/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF "MEGATRENDS IN GLOBAL INTERACTION: CREATIVEDISSEMINATION AND NEW MEDIA STRATEGY," A PROJECT TO DEVELOP AN ACCESSIBLEON-LINE PLATFORM WITH GLOBAL TREND RESOURCES TO ASSIST RESEARCHERS ANDPOLICYMAKERS IDENTIFY FUTURE GLOBAL CHALLENGES AND ENRICH LONG-TERMPLANNING EFFORTS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/8/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
409
GRANTEE'S NAME}}}}}}}}}}}}}}BROADREACH HEALTHCARE, LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}2500 WILSON BLVD, SUITE 220ARLINGTON, VA 22201
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,700. 12/24/09 100,700.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH AFRICA AS PART OFA GLOBAL NETWORK WORKING TO ASSESS THE FEASIBILITY OF MIXED PRIVATE- ANDPUBLIC-SECTOR MODELS TO IMPROVE HEALTH OUTCOMES IN DEVELOPING COUNTRIESINCLUDING COLLABORATIVE ACTION, FINANCING NETWORKS, EVIDENCE-BASED AGENDASETTING, KNOWLEDGE AND CAPACITY BUILDING, AND COUNTRY-LEVEL DEMONSTRATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/25/2010, 8/30/2010, 5/31/2011, 8/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
410
GRANTEE'S NAME}}}}}}}}}}}}}}BROADREACH HEALTHCARE, LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}2500 WILSON BLVD, SUITE 220ARLINGTON, VA 22201
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
30,000. 09/16/10 30,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH AFRICA AS PART OFA GLOBAL NETWORK WORKING TO ASSESS THE FEASIBILITY OF MIXED PRIVATE- ANDPUBLIC-SECTOR MODELS TO IMPROVE HEALTH OUTCOMES IN DEVELOPING COUNTRIESINCLUDING COLLABORATIVE ACTION, FINANCING NETWORKS, EVIDENCE-BASED AGENDASETTING, KNOWLEDGE AND CAPACITY BUILDING, AND COUNTRY-LEVEL DEMONSTRATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/31/2011, 8/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
411
GRANTEE'S NAME}}}}}}}}}}}}}}CAMBODIAN WOMEN FOR PEACE AND DEVELOPMENT ASSOCIATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}#23, ST. 47 SANGKAT SRAS CHAK KHAN DAUN PENHPHNOM PENH, CAMBODIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
152,637. 12/28/07 146,233.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF THE FINAL PHASE OF AN EXPERIMENTAL PROGRAM TO STRENGTHENINTER-COUNTRY HEALTH CARE AND SOCIAL SUPPORT SYSTEMS FOR CAMBODIAN WORKERSMIGRATING TO THAILAND - INCOMPLETE REPORTING: NO FURTHER FUNDING
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/26/2009,7/16/2009, 12/23/2009
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
412
GRANTEE'S NAME}}}}}}}}}}}}}}CAMBODIAN WOMEN FOR PEACE AND DEVELOPMENT ASSOCIATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}#23, ST. 47 SANGKAT SRAS CHAK KHAN DAUN PENHPHNOM PENH, CAMBODIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
147,363. 08/07/09 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF THE FINAL PHASE OF AN EXPERIMENTAL PROGRAM TO STRENGTHENINTER-COUNTRY HEALTH CARE AND SOCIAL SUPPORT SYSTEMS FOR CAMBODIAN WORKERSMIGRATING TO THAILAND - INCOMPLETE REPORTING: NO FURTHER FUNDING
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}12/23/2009
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
413
GRANTEE'S NAME}}}}}}}}}}}}}}CAPITAL E LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}1250 24TH STREET NW, SUITE 300WASHINGTON, DC 20015
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
60,000. 07/27/11 30,399.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF ITS GREEN BUILDING PERFORMANCE DATABASE, WHICH WILLMAKE RIGOROUS DATA ON THE COSTS AND BENEFITS OF GREEN BUILDINGS FREE ANDPUBLICLY ACCESSIBLE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/21/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
414
GRANTEE'S NAME}}}}}}}}}}}}}}CAREGO INTERNATIONAL, INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX 743DANVILLE, CA 94526
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
50,000. 12/12/11 50,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF FACILITATING A LEARNING VISIT BY OFFICIALS OF THE KENYANMINISTRY OF MEDICAL SERVICES TO A SUCCESSFUL HEALTH INFORMATION EXCHANGEWORKING SITE IN BRISBANE, AUSTRALIA AS A POTENTIAL MODEL FOR IMPROVING THEQUALITY AND EFFICIENCY OF HEALTH CARE IN KENYA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/14/2012, 10/10/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
415
GRANTEE'S NAME}}}}}}}}}}}}}}CEDAR ASSOCIATES, LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}275 MIDDLEFIELD ROAD, SUITE 200MENLO PARK, CA 94025
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
140,000. 09/21/10 140,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A STUDY TO DOCUMENT AND VERIFY THE SCOPE OF BENEFITSAVAILABLE WITHIN THE NATIONAL HEALTH COVERAGE PROGRAMS IN LOW- ANDMIDDLE-INCOME COUNTRIES, INCLUDING THE IDENTIFICATION OF FACTORS THATINFLUENCED THOSE COVERAGE DECISIONS, AND PUBLISHING THE RESULTS IN ORDER TOPROVIDE AN EVIDENCE-BASED RESOURCE FOR DEVELOPING STRATEGIES TO STRENGTHENHEALTH SYSTEMS AND INCREASE ACCESS TO CARE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/4/2011, 10/31/2011, 10/12/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
416
GRANTEE'S NAME}}}}}}}}}}}}}}CEDAR ASSOCIATES, LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}275 MIDDLEFIELD ROAD, SUITE 200MENLO PARK, CA 94025
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
29,100. 12/07/11 29,100.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A STUDY TO DOCUMENT AND VERIFY THE SCOPE OF BENEFITSAVAILABLE WITHIN THE NATIONAL HEALTH COVERAGE PROGRAMS IN LOW- ANDMIDDLE-INCOME COUNTRIES, INCLUDING THE IDENTIFICATION OF FACTORS THATINFLUENCED THOSE COVERAGE DECISIONS, AND PUBLISHING THE RESULTS IN ORDER TOPROVIDE AN EVIDENCE-BASED RESOURCE FOR DEVELOPING STRATEGIES TO STRENGTHENHEALTH SYSTEMS AND INCREASE ACCESS TO CARE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/12/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
417
GRANTEE'S NAME}}}}}}}}}}}}}}CENTER FOR CREATIVE INITIATIVES IN HEALTH AND POPULATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}NO. 2 LANE 49/41 HUYNH THUC KHANG STREET DONG DAHANOI, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 12/07/10 150,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FORHEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE INNOVATIVEPRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN VIETNAM AND CAMBODIA,TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO CULTIVATE ADDITIONALFUTURE SUPPORT FOR THIS SECTOR
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/23/2011, 4/19/2011, 9/8/2011, 2/2/2012, 9/5/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
418
GRANTEE'S NAME}}}}}}}}}}}}}}CENTENARY RURAL DEVELOPMENT BANK
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PLOT 7, ENTEBBE ROAD, PO BOX 1892KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
500,000. 05/04/07 500,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}GRANT AMOUNT REFLECTS TWO PAYMENTS, ($300,000 IN 2007 AND $200,000 IN 2005)TOWARD $500,000 GUARANTEED LOAN FUND PRI COMMITMENT IN SUPPORT OF ITSEFFORTS TO RAISE THE INCOMES OF POOR SMALLHOLDER FARMERS IN UGANDA WHO GROWBANANAS AND OTHER CASH CROPS, BY IMPROVING THEIR ACCESS TO FINANCIALCAPITAL. $95,898 WAS EXPENDED AS GUARANTEE SET-OFFS AGAINST LOSSES;REMAINDER RETURNED TO THE FOUNDATION.
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}PRIOR REPORTS+5/3/10,12/23/10,1/7/11,2/22/11,8/19/11,10/20/11,2/15/12,5/2/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
419
GRANTEE'S NAME}}}}}}}}}}}}}}CENTRE FOR HEALTH AND SOCIAL SERVICES*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX PMB 52, MINISTRIESACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
48,000. 10/12/11 48,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ITS EFFORTS TO STRENGTHEN GHANA'S NATIONAL HEALTH SYSTEM,INCLUDING AN ANALYSIS OF GHANA'S NATIONAL HEALTH INSURANCE SCHEME ANDEFFORTS TO SUPPORT THE COUNTRY'S MINISTRY OF HEALTH
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/21/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
420
GRANTEE'S NAME}}}}}}}}}}}}}}CENTRE FOR HEALTH AND SOCIAL SERVICES*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX PMB 52, MINISTRIESACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
55,000. 12/21/10 55,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF ENGAGING ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOPA STRATEGIC PLAN FOR THE ORGANIZATION AND OUTLINE A GROWTH STRATEGY TOPROMOTE AND STRENGTHEN ITS CAPACITY TO CONDUCT RESEARCH, DEVELOP EVIDENCEAND PROVIDE POLICY ANALYSIS THAT SUPPORTS THE STRENGTHENING OF HEALTHSYSTEMS IN AFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/3/2011, 5/14/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
421
GRANTEE'S NAME}}}}}}}}}}}}}}CENTRE FOR HEALTH AND SOCIAL SERVICES*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX PMB 52, MINISTRIESACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
14,445. 10/12/11 14,445.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF ENGAGING ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOPA STRATEGIC PLAN FOR THE ORGANIZATION AND OUTLINE A GROWTH STRATEGY TOPROMOTE AND STRENGTHEN ITS CAPACITY TO CONDUCT RESEARCH, DEVELOP EVIDENCEAND PROVIDE POLICY ANALYSIS THAT SUPPORTS THE STRENGTHENING OF HEALTHSYSTEMS IN AFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/14/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
422
GRANTEE'S NAME}}}}}}}}}}}}}}CENTRE FOR HEALTH AND SOCIAL SERVICES*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX PMB 52, MINISTRIESACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
220,000. 10/24/11 220,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF THE FIRST "PAN-AFRICAN CONFERENCE ON UNIVERSAL HEALTHCOVERAGE," TO BE HELD IN ACCRA, GHANA, NOVEMBER 2011, TO CREATE A MOVEMENTAMONG COMMUNITY-SUPPORTED ORGANIZATIONS, MINISTRIES OF HEALTH,PRACTITIONERS AND ACADEMICS FOR EQUITABLE HEALTH FINANCING IN AFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/8/2012, 5/14/2012, 6/22/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
423
GRANTEE'S NAME}}}}}}}}}}}}}}CENTRE FOR PROMOTION OF QUALITY OF LIFE
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}14/9, HOANG DU KHUONG STREET, DISTRICT 10HO CHI MINH CITY, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
60,000. 12/26/11 58,905.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT TO STRENGTHEN HEALTH SYSTEMS, ADDRESS CLIMATECHANGE CHALLENGES AND INCREASE ACCESS TO HEALTH INSURANCE FOR POORCOMMUNITIES IN TIEN GIANG PROVINCE, VIETNAM
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/28/2012, 3/28/2012, 10/9/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
424
GRANTEE'S NAME}}}}}}}}}}}}}}CHIMPANZEE PRODUCTIONS, INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}68 EAST 131ST STREET, 7TH FLOORNEW YORK, NY 10037
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
112,500. 08/10/11 112,500.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR USEBY ITS DIGITAL DIASPORA FAMILY REUNION, TOWARD THE COSTS OF AN INTERACTIVEVISUAL HISTORY OF NEW YORK CITY DEVELOPED FROM NEW YORKERS' PERSONAL FAMILYARCHIVES AND STORIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/18/2012, 8/31/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
425
GRANTEE'S NAME}}}}}}}}}}}}}}CHINA MEDICAL BOARD OF NEW YORK INC.*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}2 ARROW STREET, 2ND FLOORCAMBRIDGE, MA 01238
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
300,000. 01/06/10 300,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A STUDY GROUP ON EDUCATION FOR GLOBAL HEALTH LEADERSHIP THATWILL RECOMMEND DIRECTIONS FOR PROFESSIONAL MEDICAL EDUCATION IN THE 21STCENTURY, AND A CONFERENCE TO DISCUSS FUTURE PRIORITIES IN HEALTH RESEARCHON THE 20TH ANNIVERSARY OF THE COMMISSION ON HEALTH RESEARCH ANDDEVELOPMENT
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/1/2010, 8/31/2011, 9/14/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
426
GRANTEE'S NAME}}}}}}}}}}}}}}CHINA MEDICAL BOARD, INC.*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}2 ARROW STREET, 2ND FLOORCAMBRIDGE, MA 02138
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
128,500. 11/29/11 31,578.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF LAUNCHING HEALTHSPACE.ASIA, A WEB-BASED PLATFORM THAT AIMS TOENCOURAGE NETWORKING AMONG HEALTH SYSTEMS RESEARCHERS IN ASIA, INCLUDINGREGIONAL DISSEMINATION OF THE 2011 LANCET SOUTHEAST ASIA SERIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/7/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
427
GRANTEE'S NAME}}}}}}}}}}}}}}CHINA NATIONAL HEALTH DEVELOPMENT RESEARCH CENTER
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O.BOX 218, PEKING UNIVERSITY HEALTH SCIENCE CENTERBEIJING, CHINA, 100083
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
250,000. 12/19/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF FORMULATING SPECIFIC, EVIDENCE-BASED OPTIONS FOR CREATING ANATIONAL PROVIDER PAYMENT SYSTEM IN AN EFFORT TO ACHIEVE UNIVERSAL HEALTHCOVERAGE IN CHINA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}NONE TO DATE
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
428
GRANTEE'S NAME}}}}}}}}}}}}}}CNT ENERGY
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}2125 W. NORTH AVENUECHICAGO, IL 60647
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
200,000. 12/12/11 2,177.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ITS "BUILDING THE MULTI-FAMILY RETROFIT MARKET: REPLICATINGENERGY SAVERS IN NEW MARKETS" INITIATIVE, WHICH AIMS TO REPLICATE ITSMULTI-FAMILY ENERGY RETROFIT MODEL IN U.S. CITIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/6/2012, 5/25/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
429
GRANTEE'S NAME}}}}}}}}}}}}}}COMMUNITY AND INDIVIDUAL DEVELOPMENT ASSOCIATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}19, 3RD STREET, HOUGHTONJOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
350,000. 11/16/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF ESTABLISHING AN ACADEMY TO TRAIN UNEMPLOYED ANDDISADVANTAGED YOUTH FOR VARIOUS ROLES WITHIN THE OUTSOURCING INDUSTRY, ASPART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR ANDVULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/23/2012, 6/6/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
430
GRANTEE'S NAME}}}}}}}}}}}}}}CONFEDERATION OF INDIAN INDUSTRY
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}23 INSTITUTIONAL AREA, LODI ROADNEW DELHI, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
253,175. 12/15/11 77,914.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS SOHRABJI GODREJ GREEN BUSINESS CENTER IN SUPPORT OF BRINGINGTOGETHER STAKEHOLDERS FROM THE MOBILE PHONE INDUSTRY, FINANCIALINSTITUTIONS, COMMUNITY ORGANIZATIONS, GOVERNMENT AND THE TECHNOLOGYMANUFACTURING AND SUPPLY SECTORS TO CREATE AN ENABLING ENVIRONMENTNECESSARY FOR THE SUCCESS AND SCALE UP OF A MULTI-SITE PROJECT TO GENERATEOFF-GRID ELECTRICITY FOR DISTRIBUTION TO POOR RURAL COMMUNITIES IN INDIA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/25/2012, 8/21/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
431
GRANTEE'S NAME}}}}}}}}}}}}}}CONSULTATION OF INVESTMENT IN HEALTH PROMOTION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}108 A12 ALLEY 4/15 PHUONG MAI STREETHANOI, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
123,470. 03/25/08 123,470.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR THE FINAL PHASE OF A PROJECT TO ENHANCE LOCAL RESEARCHERS' CAPACITY TOANALYZE, PUBLISH AND DISSEMINATE THEIR FINDINGS ON SOCIAL SCIENCE,HIV/AIDS, GENDER AND SEXUAL AND REPRODUCTIVE HEALTH IN VIETNAM
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/9/2009, 10/12/2009, 10/20/2010
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
432
GRANTEE'S NAME}}}}}}}}}}}}}}CONSUMERS INTERNATIONAL
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}24 HIGHBURY CRESCENTLONDON, UNITED KINGDOM, N5 1RX
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
75,000. 09/12/07 75,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A SERIES OF DIALOGUES AMONG CONSUMER ADVOCATES AND E.U.AND U.S. POLICYMAKERS, AIMED AT FOSTERING A FAIRER SYSTEM ON INTELLECTUALPROPERTY RIGHTS TO ALLOW FOR THE FREER EXCHANGE OF KNOWLEDGE AND IDEAS ANDTHE DELIVERY OF INNOVATIVE AND AFFORDABLE PRODUCTS TO THE MARKETPLACE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/6/2009, 12/18/2010, 12/18/2010, 12/22/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
433
GRANTEE'S NAME}}}}}}}}}}}}}}CROWN AGENTS FOR OVERSEA GOVERNMENTS AND ADMINISTRATIONS LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}ST. NICHOLAS HOUSE, ST. NICHOLAS ROADSUTTON, SURREY, UNITED KINGDOM, SM1 1EL
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
300,000. 12/22/10 100,914.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS CROWN AGENTS LEGAL DIVISION, TOWARD THE COSTS OF LAUNCHING ASECRETARIAT TO COORDINATE THE HARNESSING NON-STATE ACTORS FOR BETTER HEALTHFOR THE POOR (HANSHEP) PROJECT, A PARTNERSHIP TO ENABLE POOLED DONOR FUNDSAND EXPERTISE TO SUPPORT INNOVATIVE PRIVATE SECTOR HEALTH PROGRAMS ANDAPPROACHES GLOBALLY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/2/2011, 5/5/2011, 2/13/2012, 4/25/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
434
GRANTEE'S NAME}}}}}}}}}}}}}}CROWN AGENTS FOR OVERSEA GOVERNMENTS AND ADMINISTRATIONS LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}ST. NICHOLAS HOUSE, ST. NICHOLAS ROADSUTTON, SURREY, UNITED KINGDOM, SM1 1EL
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 05/09/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS CROWN AGENTS LEGAL DIVISION, TOWARD THE COSTS OF LAUNCHING ASECRETARIAT TO COORDINATE THE HARNESSING NON-STATE ACTORS FOR BETTER HEALTHFOR THE POOR (HANSHEP) PROJECT, A PARTNERSHIP TO ENABLE POOLED DONOR FUNDSAND EXPERTISE TO SUPPORT INNOVATIVE PRIVATE SECTOR HEALTH PROGRAMS ANDAPPROACHES GLOBALLY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/13/2012, 4/25/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
435
GRANTEE'S NAME}}}}}}}}}}}}}}DALBERG CONSULTING CC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}25 OWL STREET, 13TH FLOOR, AUCKLAND PARKJOHANNESBURG, SOUTH AFRICA, 2092
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
22,350. 02/22/11 22,350.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A SCOPING STUDY IN WEST AFRICA TO IDENTIFY CURRENT IMPACTINVESTING ACTIVITIES, KEY PLAYERS, SUCCESSES, FAILURES, LESSONS LEARNED,POLICY ISSUES, AND STEPS REQUIRED TO GROW THE SECTOR FOR THE BENEFIT OFPOOR AND VULNERABLE POPULATIONS IN THE REGION
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/7/2011, 9/8/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
436
GRANTEE'S NAME}}}}}}}}}}}}}}DECENTRALISED ENERGY SYSTEMS INDIA PRIVATE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}#4, 2ND FLOOR, ABOVE AMANATH CO-OPERATIVE BANK, 4TH MAIN, K H M BLOCKBANGALORE, INDIA, 560032
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
383,229. 11/28/11 111,597.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT TO DESIGN AND TEST SCALABILITY AND REPLICABILITY OFOFF-GRID ENERGY SERVICE COMPANIES FOR DELIVERING RENEWABLE ENERGY SOLUTIONSTHAT PROVIDE CLEAN ENERGY AND SPUR LOCAL ECONOMIC GROWTH FOR RURALCOMMUNITIES IN INDIA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/1/2012, 5/30/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
437
GRANTEE'S NAME}}}}}}}}}}}}}}DIABETIC ASSOCIATION OF BANGLADESH
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}122 KAZI NAZRUL ISLAM AVENUE, SHAHBAGDHAKA, BANGLADESH, 1000
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
225,000. 11/23/10 41,625.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OFESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS OFSCIENCE CURRICULUM ON HEALTH INFORMATICS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/13/2011, 11/30/2011, 12/17/2011, 12/20/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
438
GRANTEE'S NAME}}}}}}}}}}}}}}DIABETIC ASSOCIATION OF BANGLADESH
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}122 KAZI NAZRUL ISLAM AVENUE, SHAHBAGDHAKA, BANGLADESH, 1000
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
135,000. 12/22/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OFESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS OFSCIENCE CURRICULUM ON HEALTH INFORMATICS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}NONE TO DATE
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
439
GRANTEE'S NAME}}}}}}}}}}}}}}EDWARD T. JACKSON AND ASSOCIATES LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}858 BANK STREET, SUITE 104OTTAWA, ON, CANADA, K1S 3W3
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
200,000. 07/24/11 200,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A STRATEGIC ASSESSMENT OF THE FIELD OF IMPACT INVESTING ANDAN EVALUATION OF THE WORK OF THE ROCKEFELLER FOUNDATION'S INITIATIVE,HARNESSING THE POWER OF IMPACT INVESTING
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/14/2012, 7/5/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
440
GRANTEE'S NAME}}}}}}}}}}}}}}EDWARD T. JACKSON AND ASSOCIATES LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}858 BANK STREET, SUITE 104OTTAWA, ON, CANADA, K1S 3W3
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 10/26/11 147,306.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF MONITORING AND EVALUATION OF THE ROCKEFELLER FOUNDATION'SINITIATIVE IN DEVELOPMENT, POVERTY REDUCTION THROUGH INFORMATION ANDDIGITAL EMPLOYMENT (PRIDE) AND TO FOSTER LEARNING, ACCOUNTABILITY ANDPERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/30/2012, 7/17/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
441
GRANTEE'S NAME}}}}}}}}}}}}}}ELETS TECHNOMEDIA PVT. LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}G-4, SECTOR-39, NOIDA-201301UTTAR PRADESH, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
54,500. 05/30/11 54,500.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF CONDUCTING A FEASIBILITY STUDY ON CREATING AN ONLINE EHEALTHMAGAZINE THAT COVERS DEVELOPMENTS IN THE EHEALTH SECTOR IN AFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/18/2011, 3/31/2012, 4/27/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
442
GRANTEE'S NAME}}}}}}}}}}}}}}EMERALD CITIES PARTNERSHIP, INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX 35556WASHINGTON, DC 20033
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
300,000. 12/24/09 300,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE TO APPROXIMATELY 10 U.S.CITIES IN DESIGNING AND IMPLEMENTING COMPREHENSIVE, INTEGRATED BUILDINGRETROFIT PLANS WITH SUBSTANTIAL COMMUNITY AND LABOR INVOLVEMENT IN ANEFFORT TO USE ENERGY EFFICIENCY RETROFITS AND OTHER RAPID "GREENING"STRATEGIES TO PROMOTE ECONOMIC DEVELOPMENT, GREATER EQUITY AND DEMOCRACYWITHIN CITIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/29/2010, 9/17/2010, 12/22/2011, 4/17/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
443
GRANTEE'S NAME}}}}}}}}}}}}}}ENABLIS ENTREPRENEURIAL NETWORK EAST AFRICA LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O BOX 26136NAIROBI, KENYA, 00100
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 10/24/11 41,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF IDENTIFYING, TRAINING AND PROVIDING DEVELOPMENT SUPPORT TOBUSINESS PROCESS OUTSOURCING ENTREPRENEURS IN NAIROBI AND KISUMU, AS PARTOF A BROADER DEMONSTRATION TO TEST WHETHER A NEW FIELD OF "IMPACT SOURCING"CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR VERY POOR POPULATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/3/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
444
GRANTEE'S NAME}}}}}}}}}}}}}}FUND FOR CITIES OF SERVICE, INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}CITY HALL, SECOND FLOORNEW YORK, NY 10007
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
2,000,000. 12/24/09 1,800,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF CITIES OF SERVICE LEADERSHIP GRANTS TO ACCELERATE ANDSTRENGTHEN THE SERVICE EXPANSION INITIATIVES OF TEN CITIES PARTICIPATING INTHE CITIES OF SERVICE COALITION, FORMED TO INCREASE CIVIC ENGAGEMENT ANDTHE AMOUNT AND IMPACT OF LOCAL SERVICE EFFORTS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}8/4/2011, 3/13/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
445
GRANTEE'S NAME}}}}}}}}}}}}}}FUNDACAO BRASILEIRA PARA O DESENVOLVIMENTO SUSTENTAVEL
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}AV. RIO BRANCA 81 - 14 ANDARRIO DE JANEIRO, RJ, BRAZIL, 20040-004
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
475,000. 09/19/11 475,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF THE JOINT INITIATIVE ON URBAN SUSTAINABILITY (JIUS) TODEVELOP MODELS, RELATIONSHIPS AND AN OVERARCHING FRAMEWORK THAT WILLCATALYZE SUSTAINABLE INVESTMENT IN BRAZIL, THE UNITED STATES AND OTHERCOUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/9/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
446
GRANTEE'S NAME}}}}}}}}}}}}}}FUNDACAO INTERUNIVERSITARIA DE ESTUDOS E PESQUISAS SOBRE O TRABALHO
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}RUA ECA DE QUEIROZ, 24 SALA 4, VILA MARIANASAO PAULO, SP, BRAZIL, CEP 04.011-030
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
70,000. 08/22/11 11,900.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF IN-DEPTH RESEARCH TO EXPLORE POLICY AND INCENTIVES FORDEVELOPING AND CONNECTING IMPACT INVESTMENT TO THE SOLIDARITY ECONOMY THUSPROMOTING EQUITABLE AND SUSTAINABLE DEVELOPMENT IN BRAZIL
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/15/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
447
GRANTEE'S NAME}}}}}}}}}}}}}}FUNDACION CULTURAL RODOLFO MORALES
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}MORELOS 108 OCOTLAN DE MORELOSOAXACA, MEXICO
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
80,000. 06/07/07 80,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF COMPLETING THE WORK, "2501 MIGRANTES" BY OAXACAN ARTISTALEJANDRO SANTIAGO, WHICH EXPLORES THE PHENOMENON OF MIGRATION AND ITSEFFECTS ON SOCIETY IN THE U.S. AND MEXICO
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/17/2007, 9/25/2008, 12/18/2009, 12/29/2010, 8/15/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
448
GRANTEE'S NAME}}}}}}}}}}}}}}GLOBAL ACTION NETWORK NET, INC.*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}100 MEMORIAL DRIVE, 52-ACAMBRIDGE, MA 02142
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
33,690. 12/21/09 33,690.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF TWO PROJECTS, IN COLLABORATION WITH KEYSTONE ACCOUNTABILITY,TO STRENGTHEN THE FIELD OF IMPACT EVALUATION FOR DEVELOPMENT: APEER-REVIEWED PUBLICATION CONSOLIDATING A RANGE OF METHODOLOGIES, ANDPARTICIPATION IN THE AFRICA EVALUATION CONFERENCE, TO BE HELD IN CAIRO,EGYPT, SPRING 2009
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/9/2010, 8/3/2010, 10/20/2011, 10/31/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
449
GRANTEE'S NAME}}}}}}}}}}}}}}GLOBAL HEALTHCARE INFORMATION NETWORK, LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}16 WOODFIELD DRIVECHARLBURY, OXFORDSHIRE, UNITED KINGDOM, OX7 3SE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
25,000. 07/27/10 25,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT TO DEVELOP A MONITORING AND EVALUATION FRAMEWORKAND PROCESS FOR THE "HEALTH INFORMATION FOR ALL BY 2015" (HIFA2015) ONLINENETWORK, WHICH IS COMMITTED TO PROMOTING ACCESS TO RELIABLE HEALTHCAREINFORMATION FOR HEALTHCARE PROVIDERS IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}12/16/2010, 5/31/2011, 10/25/2011, 10/31/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
450
GRANTEE'S NAME}}}}}}}}}}}}}}GLOBAL HEALTHCARE INFORMATION NETWORK, LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}16 WOODFIELD DRIVECHARLBURY, OXFORDSHIRE, UNITED KINGDOM, OX7 3SE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
20,000. 12/23/10 20,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT TO DEVELOP A MONITORING AND EVALUATION FRAMEWORKAND PROCESS FOR THE "HEALTH INFORMATION FOR ALL BY 2015" (HIFA2015) ONLINENETWORK, WHICH IS COMMITTED TO PROMOTING ACCESS TO RELIABLE HEALTHCAREINFORMATION FOR HEALTHCARE PROVIDERS IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/31/2011, 10/25/2011, 10/31/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
451
GRANTEE'S NAME}}}}}}}}}}}}}}GLOBAL HEALTHCARE INFORMATION NETWORK, LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}16 WOODFIELD DRIVECHARLBURY, OXFORDSHIRE, UNITED KINGDOM, OX7 3SE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
5,000. 12/22/11 5,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT TO DEVELOP A MONITORING AND EVALUATION FRAMEWORKAND PROCESS FOR THE "HEALTH INFORMATION FOR ALL BY 2015" (HIFA2015) ONLINENETWORK, WHICH IS COMMITTED TO PROMOTING ACCESS TO RELIABLE HEALTHCAREINFORMATION FOR HEALTHCARE PROVIDERS IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/25/2011, 10/31/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
452
GRANTEE'S NAME}}}}}}}}}}}}}}GODEKE CONSULTING
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}351 WEST 4TH STREETNEW YORK, NY 10014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
75,000. 11/09/11 42,100.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF RESEARCHING THE LANDSCAPE OF POTENTIAL IMPACT INVESTORS TOBUILD A MORE ROBUST MARKET FOR SOCIAL IMPACT BONDS IN ORDER TO SCALESOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN THEUNITED STATES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/27/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
453
GRANTEE'S NAME}}}}}}}}}}}}}}GOLDMARK PRODUCTIONS, INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}100 BEEKMAN STREET #14ANEW YORK, NY 10038
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
70,354. 11/30/10 15,545.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF RADIO AND ONLINE SEGMENTS COVERING IMPORTANT TRENDS IN IMPACTINVESTING TO BE AIRED AS PART OF AMERICAN PUBLIC MEDIA'S "MARKETPLACE"PROGRAMMING, IN ORDER TO EDUCATE THE PUBLIC ABOUT THE OPPORTUNITIES FORSOCIAL BENEFIT AND FINANCIAL RETURN FROM IMPACT INVESTING
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/1/2011, 4/9/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
454
GRANTEE'S NAME}}}}}}}}}}}}}}GREATERCAPITAL ASSOCIATION INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}1ST FLOOR, BLOCK A, RICHMOND CENTRE, CORNER MAIN AND GABRIEL ROAD, PLUMSTEADCAPE TOWN, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
78,500. 08/01/11 38,311.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF IN-DEPTH RESEARCH TO EXAMINE HOW CHANGES IN THE REGULATIONSGOVERNING PENSION FUND INVESTMENT PRACTICES IN SOUTH AFRICA COULDFACILITATE A CHANGE IN THE INVESTMENT STRATEGIES OF ASSET MANAGERS TOCATALYZE SUPPLY OF IMPACT INVESTMENT CAPITAL FOR ENTERPRISES SERVING POORAND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/16/2012, 7/23/1012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
455
GRANTEE'S NAME}}}}}}}}}}}}}}GUIDESTAR INTERNATIONAL LTD.*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}55-56 LINCOLN'S INN FIELDSLONDON, UNITED KINGDOM, WC2A 3LJ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
50,000. 12/22/10 44,210.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF CONTINUING DEVELOPMENT OF GUIDESTAR INDIA, A SEARCHABLEONLINE DATABASE THAT PROVIDES THE PHILANTHROPIC SECTOR IN INDIA WITH BETTERACCESS TO INFORMATION ON CREDIBLE NON-GOVERNMENT ORGANIZATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/19/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
456
GRANTEE'S NAME}}}}}}}}}}}}}}GUIDESTAR INTERNATIONAL LTD.*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}55-56 LINCOLN'S INN FIELDSLONDON, UNITED KINGDOM, WC2A 3LJ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
27,000. 11/01/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF CONTINUING DEVELOPMENT OF GUIDESTAR INDIA, A SEARCHABLEONLINE DATABASE THAT PROVIDES THE PHILANTHROPIC SECTOR IN INDIA WITH BETTERACCESS TO INFORMATION ON CREDIBLE NON-GOVERNMENT ORGANIZATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}NONE TO DATE
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
457
GRANTEE'S NAME}}}}}}}}}}}}}}HEALTH INFORMATICS IN AFRICA
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}FALADIE SEMA, RUE 800, PORTE 762BAMAKO, MALI
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
45,000. 11/22/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF ITS 2011 HEALTH INFORMATICS IN AFRICA CONFERENCE ANDADDITIONAL PLANNING FOR DEVELOPMENT OF HEALTH INFORMATICS RESEARCH ANDEDUCATION IN AFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}NONE TO DATE
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
458
GRANTEE'S NAME}}}}}}}}}}}}}}IGAD CLIMATE PREDICTION AND APPLICATIONS CENTRE
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX 10304 - 00100 GPONAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 11/28/11 96,746.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF STRENGTHENING ITS INSTITUTIONAL CAPACITY IN AGROMETEOROLOGYAND IN CLIMATE PREDICTION AND ITS ABILITY TO PROVIDE GREATER AND MOREEFFECTIVE DISSEMINATION OF CLIMATE INFORMATION TO THE AGRICULTURE SECTORAND FARMERS IN EAST AFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/24/2012, 5/22/2012, 7/26/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
459
GRANTEE'S NAME}}}}}}}}}}}}}}IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIASAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
407,295. 11/18/10 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THEDEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEWSOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING INSMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OFTHE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}PRIOR REPORTS+ 4/29/11,7/28/11,10/21/11,1/25/12,3/30/12,4/21/12,7/24/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
460
GRANTEE'S NAME}}}}}}}}}}}}}}IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIASAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
117,028. 05/23/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THEDEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEWSOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING INSMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OFTHE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/28/11,10/21/11,1/25/12,3/30/12,4/21/12,7/24/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
461
GRANTEE'S NAME}}}}}}}}}}}}}}IKHONO COMMUNICATIONS
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}23 JAN HOFMEYR RD., BUSINESS PARTNERS BUILDINGWESTVILLE, DURBAN, SOUTH AFRICA, 3630
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
190,000. 11/20/11 190,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A CONVENING TO ADDRESS CHALLENGES AND OPPORTUNITIES FACINGTHE NASCENT FIELD OF "IMPACT SOURCING" AND EXPLORE STRATEGIES FOR BRINGINGTHE WORK TO SCALE, TO BE HELD IN SOUTH AFRICA, DECEMBER 2011
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/6/2012, 3/16/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
462
GRANTEE'S NAME}}}}}}}}}}}}}}IMPACT INVESTMENT EXCHANGE (ASIA) PTE. LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}30 CECIL STREET LEVEL 14 PRUDENTIAL TOWERSINGAPORE, SINGAPORE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
495,040. 12/31/09 378,795.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF MARKET RESEARCH AND PROOF-OF-CONCEPT ANALYSIS TO TEST THEVIABILITY OF EXPANDING PRODUCT AND SERVICES DELIVERY TO POOR PEOPLE IN ASIATHROUGH THE LAUNCH OF AN ASIA-BASED STOCK EXCHANGE FOR SOCIAL ENTERPRISESAND CHARITABLE ORGANIZATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/29/2010, 5/13/2011, 6/11/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
463
GRANTEE'S NAME}}}}}}}}}}}}}}INDOCHINA RESEARCH (CAMBODIA) LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}37 ABC, ST 271, SANGKAT PHSAR DOEUM THKOV, KHAN CHAMKARMORNPHNOM PENH, CAMBODIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
75,000. 12/21/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, HORIZONSCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY ANDHUMAN DEVELOPMENT, FOCUSED ON CAMBODIA, LAOS, AND VIETNAM, AND FOR THEDISSEMINATION OF TREND MONITORING INFORMATION THROUGH ONLINE BLOGDISTRIBUTION CHANNELS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/19/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
464
GRANTEE'S NAME}}}}}}}}}}}}}}INSTITUTE FOR POLICY ALTERNATIVES
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O BOX 16208 KIAACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
164,600. 12/23/10 164,600.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF PARTNERING WITH THE SOCIETY FOR PARTICIPATORY RESEARCH INASIA TO ASSIST ORGANIZATIONS DEVOTED TO MAKING POSITIVE CHANGES IN THELIVES OF URBAN POOR PEOPLE IN AFRICA AND ASIA TO IMPROVE THEIR KNOWLEDGEMANAGEMENT, MONITORING AND EVALUATION CAPABILITIES, AND TO DISSEMINATE THECOLLECTIVE LEARNINGS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/9/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
465
GRANTEE'S NAME}}}}}}}}}}}}}}INSTITUTE FOR SOCIAL DEVELOPMENT STUDIES
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}SUITE 19.1, VIMECO BUILDING PHAM HUNG RD.HANOI, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
133,500. 10/22/09 133,500.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ESTABLISHING THE VIETNAM ALLIANCE FOR HEALTH EQUITY, ACOLLECTIVE THAT WILL MONITOR, ADVOCATE AND PROMOTE HEALTH EQUITY ON BEHALFOF POOR AND VULNERABLE POPULATIONS IN VIETNAM
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/12/2010,4/2/2011, 12/9/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
466
GRANTEE'S NAME}}}}}}}}}}}}}}INSTITUTE OF HEALTH POLICY, MANAGEMENT AND RESEARCH
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX 307, INTRADE AFRICA PL, BLOCK C, KAURIA ROAD, LAVINGTONNAIROBI, KENYA, 202
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
80,000. 12/22/10 52,816.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR HEALTHMARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE INNOVATIVE PRIVATESECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN EAST AFRICA, FOSTER LINKAGESAMONG KEY STAKEHOLDERS, AND CULTIVATE FUTURE SUPPORT FOR THIS SECTOR
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/19/2011, 10/6/2011, 10/10/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
467
GRANTEE'S NAME}}}}}}}}}}}}}}INSTITUTE OF HEALTH POLICY, MANAGEMENT AND RESEARCH
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX 307, INTRADE AFRICA PL, BLOCK C, KAURIA ROAD, LAVINGTONNAIROBI, KENYA, 202
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
95,000. 10/24/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR HEALTHMARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE INNOVATIVE PRIVATESECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN EAST AFRICA, FOSTER LINKAGESAMONG KEY STAKEHOLDERS, AND CULTIVATE FUTURE SUPPORT FOR THIS SECTOR
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}NONE TO DATE
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
468
GRANTEE'S NAME}}}}}}}}}}}}}}INSTITUTE OF HEALTH POLICY, MANAGEMENT AND RESEARCH
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}2ND FLOOR, NHIF BUILDING, RAGATI ROAD, UPPER HILLNAIROBI, KENYA, 00202
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
200,000. 12/27/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ACTIVITIES TO INCREASE AWARENESS OF HEALTH MARKET INNOVATIONSIN EAST AFRICA, AND IDENTIFY AND DISSEMINATE BEST PRACTICES TO BRING THEMTO SCALE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}NONE TO DATE
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
469
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLECAP INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}262 VENTURA AVENUEPALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
60,000. 10/20/09 60,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZONSCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,FOCUSED ON INDIA, BANGLADESH AND PAKISTAN
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/19/2010, 1/21/2011, 6/29/2011, 3/27/12, 8/31/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
470
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLECAP INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}262 VENTURA AVENUEPALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
27,000. 10/05/10 27,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZONSCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,FOCUSED ON INDIA, BANGLADESH AND PAKISTAN
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/21/2011, 6/29/2011, 3/27/2012, 8/31/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
471
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLECAP INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}262 VENTURA AVENUEPALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
280,000. 10/05/10 77,385.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZONSCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,FOCUSED ON INDIA, BANGLADESH AND PAKISTAN, AND A MEETING OF SEARCHLIGHTGRANTEES TO BE HELD IN MUMBAI, INDIA, SPRING 2011
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/26/2011, 5/27/2011, 12/22/2011, 3/16/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
472
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLECAP INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}262 VENTURA AVENUEPALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
65,800. 12/28/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZONSCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,FOCUSED ON INDIA, BANGLADESH AND PAKISTAN, AND A MEETING OF SEARCHLIGHTGRANTEES TO BE HELD IN MUMBAI, INDIA, SPRING 2011
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/16/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
473
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLECAP INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}262 VENTURA AVENUEPALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
250,000. 08/05/10 250,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF ORGANIZING THE 2010 AND 2011 "SANKALP SOCIAL ENTERPRISEAND INVESTMENT FORUM," TO BRING TOGETHER STAKEHOLDERS IN ASIA TO SHAREINFORMATION ON HOW MARKET-BASED MECHANISMS CAN PROVIDE EFFICIENT ANDINNOVATIVE SOLUTIONS THAT ADDRESS THE NEEDS OF POOR AND VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/29/2011, 4/6/2012, 5/14/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
474
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLECAP INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}262 VENTURA AVENUEPALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
250,000. 08/10/11 234,652.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF ORGANIZING THE 2010 AND 2011 "SANKALP SOCIAL ENTERPRISEAND INVESTMENT FORUM," TO BRING TOGETHER STAKEHOLDERS IN ASIA TO SHAREINFORMATION ON HOW MARKET-BASED MECHANISMS CAN PROVIDE EFFICIENT ANDINNOVATIVE SOLUTIONS THAT ADDRESS THE NEEDS OF POOR AND VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/6/2012, 5/14/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
475
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLECAP INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}262 VENTURA AVENUEPALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 11/16/11 22,725.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, AND HORIZONSCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY ANDHUMAN DEVELOPMENT, FOCUSED ON SOUTH ASIA, AND FOR THE DISSEMINATION OFTREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION CHANNELS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
476
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLECAP INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}262 VENTURA AVENUEPALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
40,000. 12/27/11 17,150.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF THE PRODUCTION OF RESEARCH PRODUCTS THAT WILL ENHANCE THESTRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ONTOPICS RELATED TO POVERTY REDUCTION IN THE GLOBAL SOUTH
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/27/2012, 4/6/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
477
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLECTUAL CAPITAL ADVISORY SERVICES PRIVATE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}8-2-682/1, 5TH FLOOR, ROAD NO. 12HYDERABAD, INDIA, 500 034
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
27,450. 07/18/11 27,450.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A CONVENING OF DONORS, RESEARCHERS, INVESTORS AND BUSINESSESTO ASSESS OPPORTUNITIES FOR CATALYZING PRIVATE SECTOR ACTIVITY INENTERPRISES THAT BUILD URBAN CLIMATE CHANGE RESILIENCE IN ASIAN CITYCLIMATE CHANGE RESILIENCE NETWORK CITIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}12/28/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
478
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLEVENTURES LLC DBA CKINETICS CONSULTING SERVICES
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}262 VENTURA AVEPALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
81,400. 07/27/11 81,400.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF IN-DEPTH RESEARCH OF THE POLICY AND REGULATORY FRAMEWORKSNECESSARY TO OPERATIONALIZE DISTRIBUTED RURAL ELECTRIFICATION PROJECTS, ANDISSUES RELATED TO DRIVING THE ADOPTION OF FORMAL SOCIAL AND ENVIRONMENTALREPORTING WHICH CAN CATALYZE DEMAND FOR AND SUPPLY OF IMPACT INVESTMENTCAPITAL FOR ENTERPRISES SERVING POOR AND VULNERABLE POPULATIONS IN INDIA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}12/6/2011, 3/28/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
479
GRANTEE'S NAME}}}}}}}}}}}}}}INTELLEVENTURES LLC DBA CKINETICS CONSULTING SERVICES
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}262 VENTURA AVEPALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
54,240. 12/21/11 25,927.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF IN-DEPTH RESEARCH OF THE POLICY AND REGULATORY FRAMEWORKSNECESSARY TO OPERATIONALIZE DISTRIBUTED RURAL ELECTRIFICATION PROJECTS, ANDISSUES RELATED TO DRIVING THE ADOPTION OF FORMAL SOCIAL AND ENVIRONMENTALREPORTING WHICH CAN CATALYZE DEMAND FOR AND SUPPLY OF IMPACT INVESTMENTCAPITAL FOR ENTERPRISES SERVING POOR AND VULNERABLE POPULATIONS IN INDIA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/28/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
480
GRANTEE'S NAME}}}}}}}}}}}}}}INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PO BOX 24263, 5/200 LITTLE COLLINS STREETMELBOURNE VIC, AUSTRALIA, 3000
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
180,000. 12/03/10 180,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF DEVELOPING AND TESTING A SET OF CALIBRATED TOOLS,MATERIALS AND PROCESSES FOR ENGAGING NEW CITIES IN INDIA IN UNDERSTANDINGTHE CHALLENGES AND OPPORTUNITIES FOR ADDRESSING URBAN CLIMATE CHANGERESILIENCE, IN ORDER TO DISSEMINATE THE LESSONS FROM AND BEGIN TO REPLICATETHE SUCCESSES OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/7/2011, 8/18/2011, 9/18/2011, 1/20/2012, 8/31/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
481
GRANTEE'S NAME}}}}}}}}}}}}}}INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PO BOX 24263, 5/200 LITTLE COLLINS STREETMELBOURNE, AUSTRALIA, 3000
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
18,250. 08/24/11 18,250.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF DELEGATES FROM THE ASIAN CITIES CLIMATE CHANGERESILIENCE NETWORK'S PARTNERS TO ATTEND THE INTERNATIONAL COUNCIL FOR LOCALENVIRONMENTAL INITIATIVES (ICLEI) RESILIENT CITIES CONGRESS TO BE HELD INBONN, GERMANY, JUNE 2011
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/18/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
482
GRANTEE'S NAME}}}}}}}}}}}}}}INTERNATIONAL SOCIETY FOR TELEMEDICINE AND EHEALTH
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}KLINIKUM DER UNIVERSITAT REGENSBURG, JOSEF-ENGERT STRASSE 9REGENSBURG, GERMANY, 93053
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
30,000. 06/08/11 30,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF PLANNING FOR A GLOBAL EHEALTH CONVENTION, CONDUCTING AFEASIBILITY STUDY FOR THE CREATION OF A PERMANENT SECRETARIAT FOR ITSORGANIZATION, AND SUPPORTING THE CREATION OF NATIONAL EHEALTH SOCIETIES,ALL WITH A GOAL OF PROVIDING SUPPORT FOR NATIONAL EHEALTH POLICY EFFORTS INLOW- AND MIDDLE-INCOME COUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/3/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
483
GRANTEE'S NAME}}}}}}}}}}}}}}IPS ASIA PACIFIC CENTER FOUNDATION INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}UNIT 505 STERTEN PL. CONDOMINIUM 116 MAGINHAWA ST UP TEACHERS' VILLAGEQUEZON CITY, PHILIPPINES
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,420. 05/22/07 100,420.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A COMPONENT OF "IMAGING OUR MEKONG," A JOINT MEDIA FELLOWSHIPPROGRAM WITH THE PROBE MEDIA FOUNDATION, TO STRENGTHEN REPORTING AND PUBLICCOMMUNICATION ON AVIAN INFLUENZA AND OTHER INFECTIOUS DISEASES IN THEGREATER MEKONG SUB-REGION
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/7/2008, 2/12/2009, 5/7/2010, 7/19/2011, 1/31/2012, 8/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
484
GRANTEE'S NAME}}}}}}}}}}}}}}IPS ASIA PACIFIC CENTER FOUNDATION INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}UNIT 505 STERTEN PL. CONDOMINIUM 116 MAGINHAWA ST UP TEACHERS' VILLAGEQUEZON CITY, PHILIPPINES
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
160,922. 04/27/09 160,922.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF "IMAGING OUR MEKONG," A PRINT AND TV JOURNALISTS'FELLOWSHIP PROGRAM JOINTLY-MANAGED WITH THE PROBE MEDIA FOUNDATION TOADDRESS CROSS-BORDER ISSUES IN THE COUNTRIES OF THE GREATER MEKONGSUB-REGION
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/7/2010, 7/19/2011, 1/31/2012, 8/23/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
485
GRANTEE'S NAME}}}}}}}}}}}}}}IPS ASIA PACIFIC CENTER FOUNDATION INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}UNIT 505 STERTEN PLACE CONDOMINIUM, 116 MAGINHAWA ST.QUEZON CITY, PHILIPPINES
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
70,000. 12/22/11 7,440.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF ACTIVITIES TO ADDRESS THE NEED FOR CRITICAL REPORTINGON DEVELOPMENT FROM WITHIN ASIA, LOOKING CLOSELY AT THE ISSUES OF CLIMATECHANGE AND OFFICIAL DEVELOPMENT ASSISTANCE (ODA) AS SPECIFIC SECTORS LINKEDTO THE ASIAN DEVELOPMENT STORY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/17/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
486
GRANTEE'S NAME}}}}}}}}}}}}}}ITAD LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}12 ENGLISH BUSINESS PARK, ENGLISH CLOSEHOVE, UNITED KINGDOM, BN3 7ET
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
200,000. 09/12/11 200,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN EVALUATION OF THE AFRICAN AGRICULTURE COMPONENT OF THEFOUNDATION'S CLIMATE CHANGE INITIATIVE AND THE FOUNDATION'S CARBON FORPOVERTY REDUCTION INITIATIVE IN DEVELOPMENT, TO FOSTER LEARNING,ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITSGRANTEES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}11/15/2011, 2/14/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
487
GRANTEE'S NAME}}}}}}}}}}}}}}ITAD LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}12 ENGLISH BUSINESS PARK, ENGLISH CLOSEHOVE, UNITED KINGDOM, BN3 7ET
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
125,000. 12/05/11 44,813.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN EVALUATION OF THE AFRICAN AGRICULTURE COMPONENT OF THEFOUNDATION'S CLIMATE CHANGE INITIATIVE AND THE FOUNDATION'S CARBON FORPOVERTY REDUCTION INITIATIVE IN DEVELOPMENT, TO FOSTER LEARNING,ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITSGRANTEES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/14/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
488
GRANTEE'S NAME}}}}}}}}}}}}}}JACOBS CENTER FOR NEIGHBORHOOD INNOVATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}404 EUCLID AVENUESAN DIEGO, CA 92114
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
1,000,000. 10/30/03 490,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT IN FULL OF A $1,000,000 PROGRAM-RELATED INVESTMENT LOAN TO PROVIDEEQUITY CAPITAL TO FINANCE PHASE I OF MARKET CREEK PLAZA, A 20-ACRECOMMERCIAL, RETAIL AND CULTURAL COMMUNITY ECONOMIC DEVELOPMENT PROJECT IN ADISTRESSED NEIGHBORHOOD IN SAN DIEGO, CALIFORNIA; $490K PRINCIPAL REPAID
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}PRIOR REPORTS+ 8/31/11,11/8/11, 11/30/11, 12/9/11, 2/29/12, 5/31/12, 8/31/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
489
GRANTEE'S NAME}}}}}}}}}}}}}}JAMII BORA CHARITABLE TRUST
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}FUNZI ROAD, P.O. BOX. 2704NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
248,000. 04/10/09 248,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF DOCUMENTING, ANALYZING AND EXPANDING ITS MENTORSHIP,STAFF TRAINING AND OUTREACH PROGRAMS TO INCREASE ITS EFFECTIVENESS INHELPING THE URBAN POOR IN KENYA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/13/2011, 6/29/2011, 2/22/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
490
GRANTEE'S NAME}}}}}}}}}}}}}}JEMBI HEALTH SYSTEMS
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}3 WINCHESTER LANE, SILVERTREE ESTATE, THE GREEN BLDG, WESTLAKECAPE TOWN, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
149,700. 12/23/10 149,700.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF ITS PROJECT "OPEN EHEALTH ENTERPRISE ARCHITECTUREFRAMEWORK AND STRATEGY DEVELOPMENT FOR THE GLOBAL SOUTH," TO DEVELOP ANDPUBLISH SPECIFICATIONS FOR THE IMPLEMENTATION OF ROBUST, INTEGRATED, ANDINTEROPERABLE EHEALTH SYSTEMS IN LOW-INCOME COUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/31/2011, 7/5/2011, 5/31/2011, 11/30/2011, 5/14/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
491
GRANTEE'S NAME}}}}}}}}}}}}}}KENYA DIABETES MANAGEMENT AND INFORMATION CENTRE
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PO BOX 45099-00100, ROSE AVENUE, OFF ARGWINGS KODHEK ROADNAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
80,000. 12/14/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A NEW COMMUNITY SCREENING, EDUCATION, AND AWARENESSCENTER FOR THE MANAGEMENT OF DIABETES AND HYPERTENSION IN CENTRAL KENYA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}NONE TO DATE
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
492
GRANTEE'S NAME}}}}}}}}}}}}}}KENYA EDUCATION NETWORK TRUST
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PO BOX 30244-00100, UNIV. OF NAIROBI, JOMO KENYATTA MEMORIAL LIBRARYNAIROBI, KENYA, 100
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
300,000. 04/29/10 37,655.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ACTIVITIES TO ASSIST HIGHER EDUCATION INSTITUTIONS IN EASTERNAFRICA MAKE EFFECTIVE USE OF INFORMATION AND COMMUNICATION TECHNOLOGIES INLEARNING, TEACHING, RESEARCH AND MANAGEMENT
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/14/2010, 10/4/2010, 9/16/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
493
GRANTEE'S NAME}}}}}}}}}}}}}}LEADERS' QUEST, LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}3-5 RICHMOND HILL, RICHMOND-UPON-THAMESSURREY, UNITED KINGDOM, TW10 6RE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
160,040. 11/27/11 41,480.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF CONVENING A LEADERSHIP LEARNING PROGRAM TO FACILITATE RAISINGTHE PROFILE OF AND BUILDING A MORE GLOBAL STAKEHOLDER COMMUNITY FOR THENASCENT FIELD OF IMPACT SOURCING, WHICH SEEKS TO CREATE SUSTAINABLEEMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/17/2012, 4/19/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
494
GRANTEE'S NAME}}}}}}}}}}}}}}LION'S HEAD GLOBAL PARTNERS LLP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}16 NEW BURLINGTON PLACELONDON, UNITED KINGDOM, W1S 2HX
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
88,000. 04/27/11 88,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING AND SYNDICATING GUIDING PRINCIPLES AND A FRAMEWORKFOR IMPACT INVESTING IN AFRICAN AGRICULTURE AS A MEANS TO ENSURE THATSOCIALLY- AND ENVIRONMENTALLY-ORIENTED CAPITAL IS DEPLOYED TO IMPROVEAFRICAN FOOD SECURITY AND INCREASE INCOMES FOR THE POOR AND VULNERABLE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/1/2011, 1/30/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
495
GRANTEE'S NAME}}}}}}}}}}}}}}LION'S HEAD GLOBAL PARTNERS LLP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}16 NEW BURLINGTON PLACELONDON, UNITED KINGDOM, W1S 2HX
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
62,000. 07/24/11 62,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING AND SYNDICATING GUIDING PRINCIPLES AND A FRAMEWORKFOR IMPACT INVESTING IN AFRICAN AGRICULTURE AS A MEANS TO ENSURE THATSOCIALLY- AND ENVIRONMENTALLY-ORIENTED CAPITAL IS DEPLOYED TO IMPROVEAFRICAN FOOD SECURITY AND INCREASE INCOMES FOR THE POOR AND VULNERABLE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/30/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
496
GRANTEE'S NAME}}}}}}}}}}}}}}MAKER FAIRE AFRICA FOUNDATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}TIMORPLEIN 29AMSTERDAM, NETHERLANDS, 1094 CC
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
75,000. 12/21/10 75,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF MAKER FAIRE 2011 AND 2012, AN ANNUAL EVENT THATCONVENES INNOVATORS FROM AROUND AFRICA AND LINKS THEM WITH MENTORS WHO CANHELP BRING THEIR INNOVATIONS TO SCALE, TO HELP SPUR ENTREPRENEURSHIP ANDMANUFACTURING AS A POVERTY REDUCTION VEHICLE FOR THE AFRICAN CONTINENT
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/2/2011, 12/1/2011, 4/17/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
497
GRANTEE'S NAME}}}}}}}}}}}}}}MAKER FAIRE AFRICA FOUNDATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}TIMORPLEIN 29AMSTERDAM, NETHERLANDS, 1094 CC
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
75,000. 11/02/11 34,638.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF MAKER FAIRE 2011 AND 2012, AN ANNUAL EVENT THATCONVENES INNOVATORS FROM AROUND AFRICA AND LINKS THEM WITH MENTORS WHO CANHELP BRING THEIR INNOVATIONS TO SCALE, TO HELP SPUR ENTREPRENEURSHIP ANDMANUFACTURING AS A POVERTY REDUCTION VEHICLE FOR THE AFRICAN CONTINENT
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}12/1/2011, 4/17/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
498
GRANTEE'S NAME}}}}}}}}}}}}}}MAXTUDIO, SNC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PIAZZA MEUCCI 23ROME, ITALY, 00146
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
99,884. 12/26/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON EVALUATIONS OF THEFOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING PRACTICE AND THOUGHTLEADERSHIP AT THE FOUNDATION AND AMONG ITS GRANTEES AND PARTNERS INDEVELOPMENT AND PHILANTHROPY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}NONE TO DATE
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
499
GRANTEE'S NAME}}}}}}}}}}}}}}MCKINSEY & COMPANY, INC. UNITED STATES
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}55 EAST 52ND STREET,NEW YORK, NY 10022
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
25,000. 03/08/11 25,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A LANDSCAPE ANALYSIS OF CURRENT AND NASCENT TECHNOLOGIES THATCITIES AND THEIR RESIDENTS IN THE U.S. AND GLOBALLY CAN USE TO COLLECT ANDANALYZE CITY-LEVEL INFORMATION AND OF THE KEY DRIVERS, TRENDS AND LEVERAGEPOINTS RELATED TO THE APPLICATION OF SUCH TECHNOLOGIES TO CITIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/28/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
500
GRANTEE'S NAME}}}}}}}}}}}}}}MIRROR FOUNDATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}162 MOO 1 HUAYKHOM VILLAGE MAEYAO SUB-DISTRICT MUANG DISTRICTCHIANGRAI, THAILAND
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
180,000. 01/07/08 180,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ITS PROJECT, THE VIRTUAL HILLTRIBE MUSEUM, AND OF RELATEDRESEARCH, DOCUMENTARY AND MEDIA ACTIVITIES TO IMPROVE PUBLIC UNDERSTANDINGOF ETHNIC MINORITY GROUPS IN NORTHERN THAILAND
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/11/2009, 12/30/2009, 12/31/2009, 11/16/2011, 7/18/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
501
GRANTEE'S NAME}}}}}}}}}}}}}}MIRROR FOUNDATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}163 MOO 1 HUAYKHOM VILLAGE MAEYAO SUB-DISTRICT MUANG DISTRICTCHIANGRAI, THAILAND
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
20,000. 08/07/09 20,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ITS PROJECT, THE VIRTUAL HILLTRIBE MUSEUM, AND OF RELATEDRESEARCH, DOCUMENTARY AND MEDIA ACTIVITIES TO IMPROVE PUBLIC UNDERSTANDINGOF ETHNIC MINORITY GROUPS IN NORTHERN THAILAND
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}12/30/2009, 12/31/2009, 11/16/2011, 7/18/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
502
GRANTEE'S NAME}}}}}}}}}}}}}}MONITOR COMPANY GROUP LP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}TWO CANAL PARKCAMBRIDGE, MA 02141
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
400,000. 08/08/11 400,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS MONITOR INSTITUTE IN SUPPORT OF A RESEARCH PROJECT TOEXPLORE THE POTENTIAL OF OUTSOURCED EMPLOYMENT OPPORTUNITIES FOR PROVIDINGJOBS AND ECONOMIC GROWTH TO VERY POOR POPULATIONS IN SOUTH AFRICA, KENYAAND GHANA AND TO UNDERSTAND THE CURRENT AND POTENTIAL SCALE OF CLIENTDEMAND AND THE CRITICAL INTERVENTIONS NECESSARY TO INCREASE CLIENT DEMANDFOR IMPACT SOURCING SERVICES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/17/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
503
GRANTEE'S NAME}}}}}}}}}}}}}}MONITOR COMPANY GROUP LP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}TWO CANAL PARKCAMBRIDGE, MA 02141
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
188,370. 09/19/11 188,370.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS MONITOR INSTITUTE IN SUPPORT OF A RESEARCH PROJECT TOEXPLORE THE POTENTIAL OF OUTSOURCED EMPLOYMENT OPPORTUNITIES FOR PROVIDINGJOBS AND ECONOMIC GROWTH TO VERY POOR POPULATIONS IN SOUTH AFRICA, KENYAAND GHANA AND TO UNDERSTAND THE CURRENT AND POTENTIAL SCALE OF CLIENTDEMAND AND THE CRITICAL INTERVENTIONS NECESSARY TO INCREASE CLIENT DEMANDFOR IMPACT SOURCING SERVICES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/17/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
504
GRANTEE'S NAME}}}}}}}}}}}}}}MONITOR COMPANY GROUP LP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}TWO CANAL PARKCAMBRIDGE, MA 02141
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
200,000. 12/21/11 200,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A COLLABORATION WITH THE UNITED STATES AGENCY FORINTERNATIONAL DEVELOPMENT TO PLAN AND DEVELOP A CHALLENGE FUND FOCUSED ONSUPPORTING PROMISING INNOVATIVE HEALTHCARE ENTERPRISES THAT SERVE THE POORIN AFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/17/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
505
GRANTEE'S NAME}}}}}}}}}}}}}}NATIONAL COUNCIL FOR HIGHER EDUCATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}35 CAVERS CRESCENT P.O. BOX 76 KYAMBOGOKAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
40,620. 02/07/08 11,507.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR A COLLABORATIVE PROJECT WITH THE COMMISSION FOR HIGHER EDUCATION(KENYA) AND THE TANZANIA COMMISSION FOR UNIVERSITIES TO ESTABLISH A COMMONCREDIT ACCUMULATION AND TRANSFER SYSTEM FOR ALL UNIVERSITIES IN KENYA,TANZANIA AND UGANDA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/8/2007,9/18/2008,1/21/2009
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
506
GRANTEE'S NAME}}}}}}}}}}}}}}NATURE CONSERVATION RESEARCH CENTRE-GHANA
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX KN 925ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
300,000. 12/15/09 300,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO WORK WITH COCOA FARMER ORGANIZATIONS INGHANA TO INCREASE THEIR MEMBERS' CAPACITY TO ACCESS CARBON FINANCE,CREATING THE BASIC CONDITIONS FOR PRIVATE INVESTMENT IN ACTIVITIES THATMITIGATE CARBON EMISSIONS AND ENHANCE SMALLHOLDER FARMERS' LIVELIHOODS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/18/2010, 3/18/2011, 12/28/2011, 1/5/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
507
GRANTEE'S NAME}}}}}}}}}}}}}}NEW YORK ACQUISITION FUND, LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}588 BROADWAY, SUITE 1103NEW YORK, NY 10012
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
5,000,000. 09/15/06 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT IN FULL OF A $5,000,000 PROGRAM-RELATED INVESTMENT TO CAPITALIZETHE NEW YORK CITY ACQUISITION LOAN FUND, LLC, WHICH WILL ACCELERATE ANDINCREASE THE DEVELOPMENT OF AFFORDABLE HOUSING IN NEW YORK CITY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}PRIOR REPORTS+ 11/30/11, 1/6/12, 3/2/12, 5/9/12, 6/8/12, 6/12/12, 8/30/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
508
GRANTEE'S NAME}}}}}}}}}}}}}}NORTH CAROLINA METROPOLITAN MAYORS COALITION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}308 WEST JONES STREETRALEIGH, NC 27603
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
50,000. 12/21/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF PLANNING, ORGANIZING, AND LAUNCHING THE PIEDMONTCRESCENT PARTNERSHIP FOR ECONOMIC GROWTH, A REGIONAL INITIATIVE THAT WILLUNITE CIVIC AND BUSINESS LEADERS ACROSS NORTH CAROLINA'S PIEDMONTMETROPOLITAN CORRIDOR TO PRODUCE A SHARED DEVELOPMENT AGENDA CENTERED ON AHIGH-QUALITY TRANSPORTATION INFRASTRUCTURE AIMED AT PROMOTING ECONOMICGROWTH AND ENHANCING THE QUALITY OF LIFE IN THE REGION
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}NONE TO DATE
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
509
GRANTEE'S NAME}}}}}}}}}}}}}}NOVISCAPE CONSULTING GROUP CO. LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}231/2 BANGKOK CODE BUILDING, UNIT 4 BUILDING B, SOUTH SATHORN ROADBANGKOK, THAILAND, 10120
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
28,450. 07/19/11 28,450.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH CHULALONGKORNUNIVERSITY'S DEPARTMENT OF URBAN AND REGIONAL PLANNING TO CONDUCT TRENDMONITORING AND HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY ANDHUMAN DEVELOPMENT, FOCUSED ON SOUTHEAST ASIA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/5/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
510
GRANTEE'S NAME}}}}}}}}}}}}}}NOVISCAPE CONSULTING GROUP CO. LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}231/2 BANGKOK CODE BUILDING, UNIT 4 BUILDING B, SOUTH SATHORN ROADBANGKOK, THAILAND, 10120
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
32,390. 10/12/11 20,636.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE URBAN AND REGIONALPLANNING DEPARTMENT OF CHULALONGKORN UNIVERSITY AND THE SIAM INTELLIGENCEUNIT, TO CONDUCT TREND MONITORING, HORIZON SCANNING, AND IDEA GENERATIONRESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ONSOUTHEAST ASIA, AND FOR THE DISSEMINATION OF TREND MONITORING INFORMATIONTHROUGH ONLINE BLOG DISTRIBUTION CHANNELS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}12/15/2011, 2/28/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
511
GRANTEE'S NAME}}}}}}}}}}}}}}NOVISCAPE CONSULTING GROUP CO. LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}231/2 BANGKOK CODE BUILDING, UNIT 4 BUILDING B, SOUTH SATHORN ROADBANGKOK, THAILAND, 10120
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
45,000. 12/19/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE URBAN AND REGIONALPLANNING DEPARTMENT OF CHULALONGKORN UNIVERSITY AND THE SIAM INTELLIGENCEUNIT, TO CONDUCT TREND MONITORING, HORIZON SCANNING, AND IDEA GENERATIONRESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ONSOUTHEAST ASIA, AND FOR THE DISSEMINATION OF TREND MONITORING INFORMATIONTHROUGH ONLINE BLOG DISTRIBUTION CHANNELS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/28/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
512
GRANTEE'S NAME}}}}}}}}}}}}}}OPEN HEALTH TOOLS, INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}188 CHEROKEE ROADASHVILLE, NC 28804
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
200,000. 12/21/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF DEVELOPING THE HEART PROJECT, A HIGH QUALITY REPOSITORYOF FREELY AVAILABLE HEALTH ENTERPRISE ARCHITECTURE ARTIFACTS AND BUILDINGBLOCKS FOR USE BY COUNTRIES AND IMPLEMENTERS TO SAVE TIME AND MONEY IN THEDESIGN OF NATIONAL HEALTH INFORMATION SYSTEMS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/2/2012, 4/2/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
513
GRANTEE'S NAME}}}}}}}}}}}}}}OVE ARUP & PARTNERS INTERNATIONAL LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}13 FITZROY STREETLONDON, UNITED KINGDOM, W1T 4BQ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
750,000. 10/28/10 750,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF PROVIDING STRATEGIC PLANNING, PROGRAM MANAGEMENT SUPPORT ANDTECHNICAL ASSISTANCE TO ENSURE PROGRAM CREDIBILITY, KNOWLEDGE MANAGEMENTSUPPORT, AND KNOWLEDGE DISSEMINATION AND REPLICATION SUPPORT TO THE ASIANCITIES CLIMATE CHANGE RESILIENCE NETWORK PROGRAM AND ITS PARTNERS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/8/2011, 12/31/2011, 5/17/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
514
GRANTEE'S NAME}}}}}}}}}}}}}}OVE ARUP & PARTNERS INTERNATIONAL LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}13 FITZROY STREETLONDON, UNITED KINGDOM, W1T 4BQ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
24,900. 01/10/11 24,900.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR THE COSTS OF PROVIDING MANAGEMENT SUPPORT AND TECHNICAL ASSISTANCE ATTHE NETWORK AND CITY LEVELS FOR THE ASIAN CITIES CLIMATE CHANGE RESILIENCENETWORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}12/2/2010
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
515
GRANTEE'S NAME}}}}}}}}}}}}}}OVE ARUP & PARTNERS INTERNATIONAL LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}13 FITZROY STREETLONDON, UNITED KINGDOM, W1T 4BQ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
500,000. 09/20/11 276,625.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF PROVIDING STRATEGIC PLANNING, PROGRAM MANAGEMENT SUPPORT ANDTECHNICAL ASSISTANCE TO ENSURE PROGRAM CREDIBILITY, KNOWLEDGE MANAGEMENTSUPPORT, AND KNOWLEDGE DISSEMINATION AND REPLICATION SUPPORT TO THE ASIANCITIES CLIMATE CHANGE RESILIENCE NETWORK PROGRAM AND ITS PARTNERS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/8/2011, 12/31/2011, 5/17/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
516
GRANTEE'S NAME}}}}}}}}}}}}}}OVE ARUP & PARTNERS INTERNATIONAL LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}13 FITZROY STREETLONDON, UNITED KINGDOM, W1T 4BQ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
700,000. 12/15/11 36,935.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT TO FACILITATE THE CREATION AND DEEPENING OF ALEARNING AND POLICY NETWORK INCLUDING CURRENT ASIAN CITIES CLIMATE CHANGERESILIENCE NETWORK (ACCCRN) PARTNERS AND OTHER KEY ASIAN INSTITUTIONSENGAGED IN PROMOTING CLIMATE CHANGE RESILIENCE, AND TO FACILITATE ANDMANAGE ACCCRN'S NEW STRATEGY AND ALIGNMENT GROUP
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/29/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
517
GRANTEE'S NAME}}}}}}}}}}}}}}PAMOJA MEDIA EAST AFRICA LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX 68151-00200,VIEW PARK TOWERS, GROUND FLOOR, UTALII LANENAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
41,200. 04/26/10 41,200.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING AN ONLINE KNOWLEDGE SHARING AND MANAGEMENT SYSTEMFOR RESEARCH AND DEVELOPMENT WORK ON CLIMATE CHANGE RESILIENCE FOR AFRICANAGRICULTURE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/28/2011, 4/28/2011, 3/5/2012, 5/25/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
518
GRANTEE'S NAME}}}}}}}}}}}}}}PAMOJA MEDIA EAST AFRICA LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX 68151-00200,VIEW PARK TOWERS, GROUND FLOOR, UTALII LANENAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
50,000. 12/10/10 50,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN ONLINE AND MOBILE SOCIAL NETWORKING PLATFORM TO BUILDAGRICULTURAL CAPACITY AMONG A NEW GENERATION OF FARMERS IN KENYA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/23/2011, 4/27/2011, 3/5/2012, 9/7/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
519
GRANTEE'S NAME}}}}}}}}}}}}}}PAMOJA MEDIA EAST AFRICA LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX 68151-00200,VIEW PARK TOWERS, GROUND FLOOR, UTALII LANENAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
39,950. 05/10/11 39,950.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN ONLINE AND MOBILE SOCIAL NETWORKING PLATFORM TO BUILDAGRICULTURAL CAPACITY AMONG A NEW GENERATION OF FARMERS IN KENYA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/5/2012, 9/7/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
520
GRANTEE'S NAME}}}}}}}}}}}}}}PAMOJA MEDIA EAST AFRICA LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}P.O. BOX 68151-00200,VIEW PARK TOWERS, GROUND FLOOR, UTALII LANENAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
35,000. 05/25/11 35,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING AN ONLINE KNOWLEDGE SHARING AND MANAGEMENT SYSTEMFOR RESEARCH AND DEVELOPMENT WORK ON CLIMATE CHANGE RESILIENCE FOR AFRICANAGRICULTURE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/5/2012, 5/25/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
521
GRANTEE'S NAME}}}}}}}}}}}}}}PORTLAND PR LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}1 RED LION COURTLONDON, UNITED KINGDOM, EC4A 3EB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
118,600. 12/18/09 118,600.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF PROVIDING STRATEGIC COMMUNICATIONS SUPPORT TO FOUR AFRICANNON-PROFIT ORGANIZATIONS AND COMMUNICATING THEIR RESEARCH FINDINGS TO KEYAFRICAN POLICYMAKERS PRIOR TO THE 2009 FORUM FOR CHINA-AFRICA COLLABORATION(FOCAC), AND ESTABLISHING A "CHINA IN AFRICA POLICY NETWORK" TO CONTINUE TORAISE AWARENESS BEYOND THE MEETING - GRANT CANCELLED IN PART: AMOUNTEXPENDED REFLECTS $27,926 IN EXPENDITURES BY THE GRANTEE AND $90,674 INFUNDS RETURNED TO THE FOUNDATION.
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}8/27/2010, 6/28/2011, 9/13/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
522
GRANTEE'S NAME}}}}}}}}}}}}}}PRICEWATERHOUSECOOPERS LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}UPPER HILL ROAD, P.O. BOX 43963NAIROBI, KENYA, 00100
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
439,544. 06/15/11 439,544.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING A MEASUREMENT, REPORTING AND VERIFICATION (MRV)METHODOLOGY AND A FUND DISBURSEMENT MECHANISM THAT WILL ENABLE SMALLHOLDERFARMERS TO TAKE ADVANTAGE OF CLIMATE FINANCE SUCH AS CARBON CREDITS INEXCHANGE FOR ADOPTING FARMING PRACTICES THAT REDUCE GREENHOUSE GASES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/21/2011, 3/12/2012, 5/22/2012, 5/30/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
523
GRANTEE'S NAME}}}}}}}}}}}}}}PRICEWATERHOUSECOOPERS LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}UPPER HILL ROAD, P.O. BOX 43963NAIROBI, KENYA, 00100
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
114,613. 09/20/11 114,613.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING A MEASUREMENT, REPORTING AND VERIFICATION (MRV)METHODOLOGY AND A FUND DISBURSEMENT MECHANISM THAT WILL ENABLE SMALLHOLDERFARMERS TO TAKE ADVANTAGE OF CLIMATE FINANCE SUCH AS CARBON CREDITS INEXCHANGE FOR ADOPTING FARMING PRACTICES THAT REDUCE GREENHOUSE GASES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/21/2011, 3/12/2012, 5/22/2012, 5/30/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
524
GRANTEE'S NAME}}}}}}}}}}}}}}PROBE MEDIA FOUNDATION, INC.*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}17 MATIPID STREET SIKATUNA VILLAGE DILIMAN, 1101QUEZON CITY, PHILIPPINES
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
111,460. 06/12/09 45,032.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF "IMAGING OUR MEKONG," A PRINT AND TV JOURNALISTS'FELLOWSHIP PROGRAM JOINTLY-MANAGED WITH THE IPS ASIA PACIFIC CENTERFOUNDATION TO ADDRESS CROSS-BORDER ISSUES IN THE COUNTRIES OF THE GREATERMEKONG SUB-REGION
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/19/2010,1/4/2011, 9/1/2011, 4/30/2011, 3/21/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
525
GRANTEE'S NAME}}}}}}}}}}}}}}PUBLIC HEALTH FOUNDATION OF INDIA
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PHD HOUSE, 2ND FLOOR, 4/2 SIRIFORT INSTITUTIONAL AREA, AUGUST KRANTI MARGNEW DELHI, INDIA, 110016
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
366,400. 10/29/08 366,400.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TO CONDUCT ANALYSES OF THE CURRICULA IN SCHOOLS OF PUBLIC HEALTH IN EIGHTDEVELOPING COUNTRIES, AND TO CONVENE AN INTERNATIONAL MEETING TO DISCUSSTHESE FINDINGS AND THEIR IMPLICATIONS ON NEW AND EMERGING SCHOOLS OF PUBLICHEALTH IN THE GLOBAL SOUTH
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/5/2009, 5/6/2010, 9/7/2010, 1/17/2012, 6/4/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
526
GRANTEE'S NAME}}}}}}}}}}}}}}REAL USEFUL TRAVEL AND MARKETING
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}AEE BUILDING, KAREN ROAD, P.O. BOX 51458-00200NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
130,865. 05/18/11 130,865.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A CONVENING OF ROCKEFELLER FOUNDATION DISEASE SURVEILLANCENETWORKS GRANTEES TO BE HELD IN KENYA, NAIROBI, MAY 2011
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/9/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
527
GRANTEE'S NAME}}}}}}}}}}}}}}REED ELSEVIER PLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}1-3 STRANDLONDON, UNITED KINGDOM, WC2N 5JR
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
30,000. 11/21/11 30,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ELSEVIER LIMITED IN SUPPORT OF TRAVEL AND ACCOMMODATIONS FORREPRESENTATIVE DELEGATES AND SPEAKERS AT THE "HEALTH SYSTEM REFORM IN ASIA"CONFERENCE, TO BE HELD IN HONG KONG, DECEMBER 2011
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/18/2012, 4/20/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
528
GRANTEE'S NAME}}}}}}}}}}}}}}REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE, LIMITED*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PLOT 151, GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS P.O. BOX 7065KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 01/22/09 143,277.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF EFFORTS TO ENHANCE THE NATIONAL AND REGIONAL CAPACITY OFCOUNTRIES IN EAST AND SOUTHERN AFRICA TO MANAGE TRANS-BOUNDARY ANIMALDISEASES AND IMPROVE PASTORALISM IN THE REGION BY ESTABLISHING PLATFORMSFOR DIALOGUE, LEARNING AND DISEASE MANAGEMENT AND ENHANCING POLICYRESPONSIVENESS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/7/2009, 2/28/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
529
GRANTEE'S NAME}}}}}}}}}}}}}}REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE, LIMITED*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PLOT 151, GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS P.O. BOX 7065KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 11/25/09 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF EFFORTS TO ENHANCE THE NATIONAL AND REGIONAL CAPACITY OFCOUNTRIES IN EAST AND SOUTHERN AFRICA TO MANAGE TRANS-BOUNDARY ANIMALDISEASES AND IMPROVE PASTORALISM IN THE REGION BY ESTABLISHING PLATFORMSFOR DIALOGUE, LEARNING AND DISEASE MANAGEMENT AND ENHANCING POLICYRESPONSIVENESS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/28/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
530
GRANTEE'S NAME}}}}}}}}}}}}}}RMC RESEARCH CORPORATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}1000 MARKET STREET BUILDING 2PORTSMOUTH, NH 03801
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
50,000. 12/28/07 50,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF THE DISSEMINATION OF ITS "CULTURAL DATA IN PLANNING ANDECONOMIC DEVELOPMENT" FINDINGS THROUGH THE AMERICAN PLANNING ASSOCIATION'SNATIONAL PUBLICATION PROGRAM, AND OF THE DEVELOPMENT OF MEASUREMENT DESIGNSFOR INVESTMENTS IN ARTS AND CULTURE THROUGH A SEMINAR WITH THE NORTHEASTERNECONOMIC DEVELOPERS ASSOCIATION
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/19/2009, 3/11/2011, 2/13/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
531
GRANTEE'S NAME}}}}}}}}}}}}}}ROCKEFELLER ARCHIVE CENTER*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}15 DAYTON AVENUESLEEPY HOLLOW, NY 10591
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
293,600. 12/07/10 293,600.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER FOUNDATION'SCENTENNIAL IN 2013, TO DEVELOP A WEB-BASED MULTIMEDIA HISTORY OF THEFOUNDATION, AND MAKE ITS PRIMARY DOCUMENTS AND HISTORIC MATERIALS MOREBROADLY ACCESSIBLE TO THE DIVERSE COMMUNITIES OF RESEARCHERS AND EDUCATORSINTERESTED IN 20TH CENTURY HISTORY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/1/2011, 11/1/2011, 8/8/2012, 8/31/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
532
GRANTEE'S NAME}}}}}}}}}}}}}}ROCKEFELLER ARCHIVE CENTER*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}15 DAYTON AVENUESLEEPY HOLLOW, NY 10591
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
200,000. 12/13/11 110,725.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER FOUNDATION'SCENTENNIAL IN 2013, TO DEVELOP A WEB-BASED MULTIMEDIA HISTORY OF THEFOUNDATION, AND MAKE ITS PRIMARY DOCUMENTS AND HISTORIC MATERIALS MOREBROADLY ACCESSIBLE TO THE DIVERSE COMMUNITIES OF RESEARCHERS AND EDUCATORSINTERESTED IN 20TH CENTURY HISTORY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}8/8/2012, 8/31/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
533
GRANTEE'S NAME}}}}}}}}}}}}}}RURAL INNOVATIONS NETWORK AKA VILLGRO INNOVATIONS FOUNDATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}NO 9 KANAKASHRI NAGAR, SECOND FLOORCHENNAI, TAMIL NADU, INDIA, 600 086
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
154,000. 12/13/07 154,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF TWO PROJECTS FOCUSED ON USER-CENTERED INNOVATION IN RURALINDIA: ONE TO UNDERTAKE TESTING, TRIALS AND PILOT MARKETING OF IDENTIFIEDINNOVATIONS, AND THE OTHER TO ENCOURAGE NEW INNOVATIONS BY DEVELOPINGTALENT THROUGH MENTORING AND TRAINING
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}11/11/2008, 7/20/2009, 8/2/2010, 2/27/2012, 5/2/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
534
GRANTEE'S NAME}}}}}}}}}}}}}}RURAL INNOVATIONS NETWORK AKA VILLGRO INNOVATIONS FOUNDATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}NO 9 KANAKASHRI NAGAR, SECOND FLOORCHENNAI, TAMIL NADU, INDIA, 600 086
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
223,000. 11/12/08 223,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF TWO PROJECTS FOCUSED ON USER-CENTERED INNOVATION IN RURALINDIA: ONE TO UNDERTAKE TESTING, TRIALS AND PILOT MARKETING OF IDENTIFIEDINNOVATIONS, AND THE OTHER TO ENCOURAGE NEW INNOVATIONS BY DEVELOPINGTALENT THROUGH MENTORING AND TRAINING
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/20/2009, 8/2/2010, 2/27/2012, 5/2/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
535
GRANTEE'S NAME}}}}}}}}}}}}}}RURAL INNOVATIONS NETWORK AKA VILLGRO INNOVATIONS FOUNDATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}NO 9 KANAKASHRI NAGAR, SECOND FLOORCHENNAI, TAMIL NADU, INDIA, 600 086
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
223,000. 11/12/09 223,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF TWO PROJECTS FOCUSED ON USER-CENTERED INNOVATION IN RURALINDIA: ONE TO UNDERTAKE TESTING, TRIALS AND PILOT MARKETING OF IDENTIFIEDINNOVATIONS, AND THE OTHER TO ENCOURAGE NEW INNOVATIONS BY DEVELOPINGTALENT THROUGH MENTORING AND TRAINING
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}8/2/2010, 2/27/2012, 5/2/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
536
GRANTEE'S NAME}}}}}}}}}}}}}}SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PO BOX 1666 GALLO MANOR 2053JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 12/10/09 100,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ONISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHERNAFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/11/2010, 2/18/2010, 8/31/2010, 2/28/2011, 2/28/2012, 4/14/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
537
GRANTEE'S NAME}}}}}}}}}}}}}}SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PO BOX 1666 GALLO MANOR 2053JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
75,000. 09/02/10 29,985.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ONISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHERNAFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/28/2011, 2/28/2012, 4/14/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
538
GRANTEE'S NAME}}}}}}}}}}}}}}SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PO BOX 1666, GALLO MANOR 2052JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
23,350. 10/06/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ONISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHERNAFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/28/2012, 4/14/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
539
GRANTEE'S NAME}}}}}}}}}}}}}}SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PO BOX 1666 GALLO MANOR 2053JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
75,450. 11/02/10 75,450.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN CONTINUED SUPPORT OF BUILDING AND MAINTAINING AN INTERNET-BASEDINFORMATION REPOSITORY AND NETWORKING PLATFORM FOR PRO-POOR FORESIGHT -FORWARD LOOKING ANALYSIS THAT FOCUSES ON POOR AND VULNERABLE PEOPLE BY WAYOF ANTICIPATING LONG-TERM TRENDS THROUGH THE USE OF VARIOUS RESEARCHMETHODOLOGIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/2/2011, 8/11/2011, 2/8/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
540
GRANTEE'S NAME}}}}}}}}}}}}}}SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PO BOX 1666, GALLO MANOR 2052JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
75,450. 08/23/11 221.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN CONTINUED SUPPORT OF BUILDING AND MAINTAINING AN INTERNET-BASEDINFORMATION REPOSITORY AND NETWORKING PLATFORM FOR PRO-POOR FORESIGHT -FORWARD LOOKING ANALYSIS THAT FOCUSES ON POOR AND VULNERABLE PEOPLE BY WAYOF ANTICIPATING LONG-TERM TRENDS THROUGH THE USE OF VARIOUS RESEARCHMETHODOLOGIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/8/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
541
GRANTEE'S NAME}}}}}}}}}}}}}}SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PO BOX 1666, GALLO MANOR 2052JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 10/05/11 12,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZONSCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ONSOUTHERN AFRICA
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/12/2012, 7/27/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
542
GRANTEE'S NAME}}}}}}}}}}}}}}SAMBODHI RESEARCH AND COMMUNICATIONS PVT LTD
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}O-2, SECOND AND THIRD FLOOR, LAJPAT NAGAR-2NEW DELHI, INDIA, 110 024
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
125,500. 12/20/11 31,987.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF CONDUCTING MONITORING AND EVALUATION OF THE FOUNDATION'SSMART POWER FOR ENVIRONMENTALLY-SOUND ECONOMIC DEVELOPMENT INITIATIVE WORKIN INDIA, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE FEASIBILITY ANDREPLICABILITY OF OFF-GRID RENEWABLE ENERGY SOLUTIONS TO PROVIDEELECTRIFICATION AND SPUR ECONOMIC GROWTH IN POOR RURAL COMMUNITIES, AND TOFOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THEFOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/15/2012, 7/16/2012, 8/9/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
543
GRANTEE'S NAME}}}}}}}}}}}}}}SERVICE EMPLOYEES INTERNATIONAL UNION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}1800 MASSACHUSETTS AVENUE NWWASHINGTON, DC 20036
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
50,000. 05/12/11 40,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF PLANNING FOR THE CREATION OF A NEW HEALTHCAREDEVELOPMENT FINANCIAL INSTITUTION DEDICATED TO BUILDING THE CAPACITY OFHEALTHCARE SERVICE PROVIDERS IN LOW-INCOME COMMUNITIES WHILE EMPHASIZINGTHE CREATION OF GOOD JOBS AND IMPROVED CARE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/14/2011, 3/15/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
544
GRANTEE'S NAME}}}}}}}}}}}}}}SERVICE EMPLOYEES INTERNATIONAL UNION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}1800 MASSACHUSETTS AVENUE NWWASHINGTON, DC 20036
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
300,000. 09/26/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF PLANNING FOR THE CREATION OF A NEW HEALTHCAREDEVELOPMENT FINANCIAL INSTITUTION DEDICATED TO BUILDING THE CAPACITY OFHEALTHCARE SERVICE PROVIDERS IN LOW-INCOME COMMUNITIES WHILE EMPHASIZINGTHE CREATION OF GOOD JOBS AND IMPROVED CARE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/15/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
545
GRANTEE'S NAME}}}}}}}}}}}}}}SOCIAL FINANCE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}42 PORTLAND PLACELONDON, UNITED KINGDOM, W1W 5BB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
708,100. 10/09/09 708,100.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING, PILOTING AND DISSEMINATING LEARNINGS ABOUTINNOVATIVE APPROACHES TO IMPACT INVESTING THAT FACILITATE SOLUTIONS TOSOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES, AND BUILDING AREGIONAL COMMUNITY OF IMPACT INVESTORS THAT CAN ENHANCE THIS WORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}11/30/2009, 12/1/2010, 11/10/2011, 4/17/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
546
GRANTEE'S NAME}}}}}}}}}}}}}}SOCIAL FINANCE, INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}200 STATE STREET, 14TH FLOORBOSTON, MA 02109
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
250,000. 08/16/11 183,318.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF DEVELOPING, CONDUCTING DUE DILIGENCE ON ANDDISSEMINATING INFORMATION ABOUT THE SOCIAL IMPACT BOND INSTRUMENT -- ANEFFORT TO PROVIDE INNOVATIVE FINANCING SOLUTIONS TO PERSISTENT SOCIALPROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN THE U.S.
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}12/6/2011, 3/8/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
547
GRANTEE'S NAME}}}}}}}}}}}}}}SOCIAL FINANCE, INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}200 STATE STREET, 14TH FLOORBOSTON, MA 02109
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 12/08/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF DEVELOPING, CONDUCTING DUE DILIGENCE ON ANDDISSEMINATING INFORMATION ABOUT THE SOCIAL IMPACT BOND INSTRUMENT -- ANEFFORT TO PROVIDE INNOVATIVE FINANCING SOLUTIONS TO PERSISTENT SOCIALPROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN THE U.S.
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/8/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
548
GRANTEE'S NAME}}}}}}}}}}}}}}SOCIAL IMPACT PARTNERSHIP LP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}42 PORTLAND PLACELONDON, UNITED KINGDOM, W1B 1NB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
139,462. 08/10/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}PAYMENT TOWARD A $500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT ANINNOVATIVE APPROACH TO IMPACT INVESTING INTERMEDIATION WITH POTENTIAL BROADAPPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG ANESTIMATED 3,000 MALE PRISONERS WITH SHORT-TERM SENTENCES IN AN ECONOMICALLYDEPRESSED AREA OF THE U.K.
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/30/11, 11/8/11, 1/31/12, 4/27/12, 8/1/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
549
GRANTEE'S NAME}}}}}}}}}}}}}}SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}42, TUGHLAKABAD INSTITUTIONAL AREANEW DELHI, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
69,720. 12/23/09 69,720.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF PARTNERING WITH THE INSTITUTE FOR POLICY ALTERNATIVES TOASSIST ORGANIZATIONS DEVOTED TO MAKING POSITIVE CHANGE IN THE LIVES OF POORPEOPLE, EVALUATE THEIR CURRENT PRACTICES, DEFINE A COLLABORATIVE AGENDA FORSHARING AND REPLICATING EFFECTIVE MONITORING AND EVALUATION METHODOLOGIES,AND DISSEMINATE THE COLLECTIVE LEARNINGS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/21/2010, 6/25/2010, 12/27/2010, 4/6/2011, 10/11/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
550
GRANTEE'S NAME}}}}}}}}}}}}}}SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}42, TUGHLAKABAD INSTITUTIONAL AREANEW DELHI, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
147,400. 11/02/10 147,400.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF PARTNERING WITH THE INSTITUTE FOR POLICY ALTERNATIVES TOASSIST ORGANIZATIONS DEVOTED TO MAKING POSITIVE CHANGE IN THE LIVES OF POORPEOPLE, EVALUATE THEIR CURRENT PRACTICES, DEFINE A COLLABORATIVE AGENDA FORSHARING AND REPLICATING EFFECTIVE MONITORING AND EVALUATION METHODOLOGIES,AND DISSEMINATE THE COLLECTIVE LEARNINGS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}12/27/2010, 4/6/2011, 10/11/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
551
GRANTEE'S NAME}}}}}}}}}}}}}}STICHTING GLOBAL ALLIANCE FOR BANKING ON VALUES
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}NIEUWEROORDWEG 1, P.O. BOX 55ZEITST, NETHERLANDS, 3700 AB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
180,000. 06/13/11 180,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COST OF MARKET RESEARCH AND A PROOF-OF-CONCEPT ANALYSIS TO TESTTHE VIABILITY OF IMPROVING THE ABILITY OF VALUES-BASED BANKS TO PROVIDENEEDED FINANCIAL SERVICES TO POOR AND VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/20/2012, 4/30/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
552
GRANTEE'S NAME}}}}}}}}}}}}}}STICHTING GLOBAL ALLIANCE FOR BANKING ON VALUES
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}NIEUWEROORDWEG 1, P.O. BOX 55ZEITST, NETHERLANDS, 3700 AB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
20,000. 11/02/11 20,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COST OF MARKET RESEARCH AND A PROOF-OF-CONCEPT ANALYSIS TO TESTTHE VIABILITY OF IMPROVING THE ABILITY OF VALUES-BASED BANKS TO PROVIDENEEDED FINANCIAL SERVICES TO POOR AND VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/20/2012, 4/30/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
553
GRANTEE'S NAME}}}}}}}}}}}}}}STICHTING MEDICAL CREDIT FUND
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PIETERSBERGWEG 17, TRINITY BUILDING CAMSTERDAM, NETHERLANDS, 1105 BM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 06/20/11 49,644.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A FEASIBILITY STUDY TO ASSESS THE TECHNICAL ASSISTANCE ANDBUSINESS NEEDS OF MIDWIVES IN GHANA IN AN EFFORT TO INFORM A REDUCTION INMATERNAL AND INFANT MORTALITY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/26/2012, 2/29/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
554
GRANTEE'S NAME}}}}}}}}}}}}}}STRATEGIC FORESIGHT GROUP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}C-306, MONTANA LOKHANDWALA COMPLEX ANDHERI WESTMUMBAI, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 10/12/10 150,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZONSCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,FOCUSED ON INDIA, BANGLADESH, INDONESIA, THAILAND, VIETNAM, AND MIDDLE EASTCOUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/12/2011, 10/3/2011, 4/19/2012, 10/8/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
555
GRANTEE'S NAME}}}}}}}}}}}}}}STRATEGIC FORESIGHT GROUP
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}C-306, MONTANA LOKHANDWALA COMPLEX ANDHERI WESTMUMBAI, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 10/06/11 100,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZONSCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,FOCUSED ON INDIA, BANGLADESH, INDONESIA, THAILAND, VIETNAM, AND MIDDLE EASTCOUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}4/19/2012, 10/8/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
556
GRANTEE'S NAME}}}}}}}}}}}}}}SUSTAINABLE MOBILITY FINANCE LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}2481 N. WAKEFIELD COURTARLINGTON, VA 22207
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
162,000. 10/26/11 162,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING AND TESTING INNOVATIONS FOR FRONT-END PLANNING ANDFAST TRACKING BUS RAPID TRANSIT PROJECT DESIGN AND APPROVAL IN U.S. CITIES- GRANT CANCELLED IN PART: AMOUNT EXPENDED REFLECTS $121,047 INEXPENDITURES BY THE GRANTEE AND $40,953 IN FUNDS RETURNED TO THEFOUNDATION.
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/9/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
557
GRANTEE'S NAME}}}}}}}}}}}}}}TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}424, QUTUB PLAZA, DLF CITY PHASE IGURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
300,000. 11/23/10 225,931.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ASSISTING THREE CITIES IN INDIA (SURAT, INDORE, ANDGORAKHPUR) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, BY BUILDINGTHE CAPACITY OF CITY PARTNERS AND OTHER ACTORS IN THOSE CITIES TO UNDERTAKEURBAN CLIMATE RESILIENCE WORK, PARTNER WITH NATIONAL, STATE, AND LOCALGOVERNMENTS TO INITIATE REFORMS THAT SUPPORT URBAN CLIMATE RESILIENCE ININDIA, AND DOCUMENT METHODOLOGIES AND LESSONS LEARNED AS PART OF THE ASIANCITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/31/2011, 12/2/2011, 6/1/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
558
GRANTEE'S NAME}}}}}}}}}}}}}}TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}424, QUTUB PLAZA, DLF CITY PHASE IGURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
275,420. 12/12/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ASSISTING THREE CITIES IN INDIA (SURAT, INDORE, ANDGORAKHPUR) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, BY BUILDINGTHE CAPACITY OF CITY PARTNERS AND OTHER ACTORS IN THOSE CITIES TO UNDERTAKEURBAN CLIMATE RESILIENCE WORK, PARTNER WITH NATIONAL, STATE, AND LOCALGOVERNMENTS TO INITIATE REFORMS THAT SUPPORT URBAN CLIMATE RESILIENCE ININDIA, AND DOCUMENT METHODOLOGIES AND LESSONS LEARNED AS PART OF THE ASIANCITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/1/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
559
GRANTEE'S NAME}}}}}}}}}}}}}}TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}424, QUTUB PLAZA, DLF CITY PHASE IGURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
250,000. 12/21/10 50,882.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF MODELING AN END-TO-END EARLY WARNING SYSTEM THAT WILL HELPIMPROVE THE MANAGEMENT OF RESERVOIR RELEASES AND REDUCE THE INTENSITY OFFLOODS AND RESULTANT DAMAGE IN THE CITY OF SURAT, INDIA, AS PART OF THEASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/2/2011, 12/2/2011, 5/31/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
560
GRANTEE'S NAME}}}}}}}}}}}}}}TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}424, QUTUB PLAZA, DLF CITY PHASE IGURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
200,000. 12/12/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF MODELING AN END-TO-END EARLY WARNING SYSTEM THAT WILL HELPIMPROVE THE MANAGEMENT OF RESERVOIR RELEASES AND REDUCE THE INTENSITY OFFLOODS AND RESULTANT DAMAGE IN THE CITY OF SURAT, INDIA, AS PART OF THEASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/31/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
561
GRANTEE'S NAME}}}}}}}}}}}}}}TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}424, QUTUB PLAZA, DLF CITY PHASE IGURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 12/21/10 57,953.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN COLLABRATION WITH A RANGE OF CITY-BASED STAKEHOLDERS AND ORGANIZATIONSIN SUPPORT OF DEVELOPING AND DEMONSTRATING A RANGE OF MODELS FOR COSTEFFECTIVE, RELIABLE, DECENTRALIZED URBAN WATER MANAGEMENT THAT ARE DRIVENBY DIFFERENTIATED END-USE DEMANDS IN INDORE CITY, INDIA, AS PART OF THEASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/2/2011, 6/3/2011, 12/2/2011, 6/11/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
562
GRANTEE'S NAME}}}}}}}}}}}}}}TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}424, QUTUB PLAZA, DLF CITY PHASE IGURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 12/12/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN COLLABRATION WITH A RANGE OF CITY-BASED STAKEHOLDERS AND ORGANIZATIONSIN SUPPORT OF DEVELOPING AND DEMONSTRATING A RANGE OF MODELS FOR COSTEFFECTIVE, RELIABLE, DECENTRALIZED URBAN WATER MANAGEMENT THAT ARE DRIVENBY DIFFERENTIATED END-USE DEMANDS IN INDORE CITY, INDIA, AS PART OF THEASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/11/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
563
GRANTEE'S NAME}}}}}}}}}}}}}}TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}424, QUTUB PLAZA, DLF CITY PHASE IGURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 12/21/11 1,336.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ENHANCING THE CLIMATE CHANGE RESILIENCE OF THE CITY OFINDORE, INDIA THROUGH THE ESTABLISHMENT OF AN INTEGRATED VECTOR- ANDWATER-BORNE DISEASE SURVEILLANCE AND RESPONSE SYSTEM TO HELP COPE WITHPROJECTED INCREASES IN VECTOR DISEASES DUE TO INCREASING TEMPERATURES ANDMORE INTENSE PRECIPITATION, AS PART OF THE ASIAN CITIES CLIMATE CHANGERESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/11/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
564
GRANTEE'S NAME}}}}}}}}}}}}}}TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}424, QUTUB PLAZA, DLF CITY PHASE IGURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
64,750. 12/21/11 13,435.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN EXPLORATORY STUDY TO ASSESS EXISTING CONDITIONS OF WETMARKETS IN URBAN AREAS OF INDORE AND SURAT CITIES IN INDIA, AND PROVIDERECOMMENDATIONS ON PROCEDURES FOR CREATING SAFE WET MARKETS IN THE CONTEXTOF ACCELERATING URBANIZATION AND CLIMATE CHANGE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/11/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
565
GRANTEE'S NAME}}}}}}}}}}}}}}TCC GROUP, INC.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}31 WEST 27TH STREET, 4TH FLOORNEW YORK, NY 10001
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
160,000. 09/08/11 160,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S PROMOTING EQUITABLE ANDSUSTAINABLE TRANSPORTATION INITIATIVE, TO FOSTER LEARNING, ACCOUNTABILITYAND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/6/2012, 3/13/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
566
GRANTEE'S NAME}}}}}}}}}}}}}}TENEO STRATEGY CONSULTING, LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}601 LEXINGTON AVENUE, 55TH FLOORNEW YORK, NY 10022
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
2,000,000. 06/20/11 2,000,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER FOUNDATION'SCENTENNIAL IN 2013, TO BUILD CAPACITY, CREATE NEW COALITIONS, STRENGTHENEXISTING NETWORKS, AND ADVANCE PUBLIC POLICY BY CONVENING GATHERINGS ANDPROVIDING MULTIMEDIA TOOLS AND RESOURCES FOR IDENTIFYING CHALLENGES ANDPROPOSING TANGIBLE SOLUTIONS TO GLOBAL PROBLEMS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}PRIOR REPORTS+ 12/7/11, 12/16/11, 2/1/12, 2/29/12, 2/10/12, 3/9/12, 5/31/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
567
GRANTEE'S NAME}}}}}}}}}}}}}}TENEO STRATEGY CONSULTING, LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}601 LEXINGTON AVENUE, 55TH FLOORNEW YORK, NY 10022
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
840,000. 10/11/11 840,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER FOUNDATION'SCENTENNIAL IN 2013, TO BUILD CAPACITY, CREATE NEW COALITIONS, STRENGTHENEXISTING NETWORKS, AND ADVANCE PUBLIC POLICY BY CONVENING GATHERINGS ANDPROVIDING MULTIMEDIA TOOLS AND RESOURCES FOR IDENTIFYING CHALLENGES ANDPROPOSING TANGIBLE SOLUTIONS TO GLOBAL PROBLEMS - GRANT CANCELLED IN PART:AMOUNT EXPENDED REFLECTS $836,374 IN EXPENDITURES BY THE GRANTEE AND $3,626IN FUNDS RETURNED TO THE FOUNDATION.
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}PRIOR REPORTS+ 12/7/11, 12/16/11, 2/1/12, 2/29/12, 2/10/12, 3/9/12, 5/31/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
568
GRANTEE'S NAME}}}}}}}}}}}}}}THAI BREASTFEEDING CENTER FOUNDATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}11TH FLOOR, 420/8 RATCHAVITHI ROAD, RATCHATHEVI DISTRICTBANGKOK, THAILAND, 10400
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
25,000. 10/26/10 25,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF DISSEMINATING THE "THAI BREASTFEEDING ATLAS" INTHAILAND, AND DEVELOPING A PLAN FOR POSSIBLE REPLICATION IN VIETNAM
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/2/2011, 3/21/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
569
GRANTEE'S NAME}}}}}}}}}}}}}}THAI FUND FOUNDATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}2044/23 NEW PETCHBURI ROAD, HUAYKWANG, BANGKAPIBANGKOK, THAILAND, 10310
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
35,240. 11/23/10 30,238.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF DEVELOPING AN ACCREDITED PROGRAM TO TRAIN FUNDRAISERS ATNON-PROFIT ORGANIZATIONS IN THAILAND IN ORDER TO STRENGTHEN THEIR CAPACITYTO MOBILIZE RESOURCES AND ENSURE SUSTAINABILITY
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}10/17/2011, 6/7/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
570
GRANTEE'S NAME}}}}}}}}}}}}}}THE AFRICAN HEALTH ECONOMICS AND POLICY ASSOCIATION LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}73 KIMBERLEY ROAD, CROYDONSURREY, UNITED KINGDOM, CR0 2PZ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
14,500. 02/14/11 14,500.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF ENGAGING ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOP A PLANTO PROMOTE AND STRENGTHEN ITS CAPACITY TO CONDUCT HEALTH ECONOMICS ANDPOLICY ANALYSIS IN ORDER TO IMPROVE HEALTH OUTCOMES IN AFRICAN COUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/18/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
571
GRANTEE'S NAME}}}}}}}}}}}}}}THE AFRICAN HEALTH ECONOMICS AND POLICY ASSOCIATION LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}73 KIMBERLEY ROAD, CROYDONSURREY, UNITED KINGDOM, CR0 2PZ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
75,000. 03/14/11 75,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF ITS CONFERENCE "TOWARDS UNIVERSAL HEALTH COVERAGE," TOGATHER HEALTH EXPERTS, ACADEMICS, PRACTITIONERS AND POLICYMAKERS FROMAFRICAN COUNTRIES TO PRESENT AND EXCHANGE THE LATEST RESEARCH ON EMPLOYINGAPPROPRIATE HEALTH ECONOMICS TOOLS AND FINANCING FOR IMPROVEMENTS IN HEALTHCARE, TO BE HELD IN DAKAR, SENEGAL, MARCH 2011
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
572
GRANTEE'S NAME}}}}}}}}}}}}}}THE NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}25 LIBREVILLE ST OFF AMINU KANO CRESCENT, WUSE II, PMB 498, GARKI GPOABUJA, NIGERIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
750,000. 12/23/08 750,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF CONTINUED OPERATION OF THE BANDWIDTH CONSORTIUM, ANINITIATIVE PROVIDING LOW-COST BANDWIDTH AND INTERNET ACCESS FORPARTICIPATING AFRICAN INSTITUTIONS OF HIGHER EDUCATION, INCLUDINGMAINTAINING ONGOING SERVICE, MANAGING SUBSIDIES, FACILITATING GROWTH OF THENETWORK AND EXAMINING LONG-TERM SUSTAINABILITY OPTIONS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/11/10, 10/6/2011, 1/19/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
573
GRANTEE'S NAME}}}}}}}}}}}}}}THE UNIVERSALIA MANAGEMENT GROUP LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}5252 BLVD. DE MAISONNEUVE SUITE 310MONTREAL, CANADA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
115,240. 08/17/10 115,240.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF A PROJECT TO DEVELOP AND TEST AN APPROACH FOR AN IMPACTANALYSIS OF THE ROCKEFELLER FOUNDATION'S GRANTS PORTFOLIO; AND TO CONVENE AWORKSHOP OF EVALUATION EXPERTS TO IDENTIFY AND SHARE BEST-PRACTICES ANDTOOLS FOR IMPROVING PERFORMANCE OF DEVELOPMENT PRACTITIONERS THAT WORK TOIMPROVE THE LIVES OF POOR AND VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/13/2011, 2/28/2011, 7/21/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
574
GRANTEE'S NAME}}}}}}}}}}}}}}UNIVERSIDAD PERUANA CAYETANO HEREDIA
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}AV. HONORIO DELGADO 430, URB. INGENIERIALIMA, PERU
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
30,000. 04/06/11 30,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF CONVENING HEALTH INFORMATICS EXPERTS TO DISCUSS BESTPRACTICES AND ENCOURAGE SOUTH-SOUTH AND NORTH-SOUTH COLLABORATIONS THATTACKLE HEALTH CARE GAPS FACED BY UNDERSERVED COMMUNITIES AT THE "SYMPOSIUMON MHEALTH STRATEGY FOR LATIN AMERICA" TO BE HELD IN LIMA, PERU, MARCH 2011
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}11/30/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
575
GRANTEE'S NAME}}}}}}}}}}}}}}VERULAM ASSOCIATES LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PEAR TREE COTTAGE 45 NETHERTON LANE, FYFIELDABINGDON, OXFORDSHIRE, UNITED KINGDOM, OX13 5LS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 07/27/10 150,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCENETWORK COMPONENT OF THE FOUNDATION'S BUILDING CLIMATE CHANGE RESILIENCEINITIATIVE, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE RELEVANCE,EFFECTIVENESS, EFFICIENCY, INFLUENCE, IMPACT AND SUSTAINABILITY OF THEEFFORT, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTSIN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}2/28/2011, 6/20/2011, 7/6/2011, 10/17/2011, 1/16/2012, 7/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
576
GRANTEE'S NAME}}}}}}}}}}}}}}VERULAM ASSOCIATES LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PEAR TREE COTTAGE 45 NETHERTON LANE, FYFIELDABINGDON, OXFORDSHIRE, UNITED KINGDOM, OX13 5LS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
150,000. 03/28/11 150,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCENETWORK COMPONENT OF THE FOUNDATION'S BUILDING CLIMATE CHANGE RESILIENCEINITIATIVE, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE RELEVANCE,EFFECTIVENESS, EFFICIENCY, INFLUENCE, IMPACT AND SUSTAINABILITY OF THEEFFORT, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTSIN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}6/20/2011, 7/6/2011, 10/17/2011, 1/16/2012, 7/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
577
GRANTEE'S NAME}}}}}}}}}}}}}}VERULAM ASSOCIATES LTD.
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}PEAR TREE COTTAGE, 45 NETHERTON LANE, FYFIELDABINGDON, OXFORDSHIRE, UNITED KINGDOM, OX13 5LS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
70,000. 10/26/11 70,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCENETWORK COMPONENT OF THE FOUNDATION'S BUILDING CLIMATE CHANGE RESILIENCEINITIATIVE, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE RELEVANCE,EFFECTIVENESS, EFFICIENCY, INFLUENCE, IMPACT AND SUSTAINABILITY OF THEEFFORT, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTSIN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/16/2012, 7/23/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
578
GRANTEE'S NAME}}}}}}}}}}}}}}VIETNAM HEALTH ECONOMICS ASSOCIATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}RM. 402, BLDG A, MINISTRY OF HEALTH 138A GIANG VO ST BA DINH DISTRICTHANOI, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
185,350. 12/22/09 185,350.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE INTERNATIONALHEALTH POLICY PROGRAM, THAILAND TO BUILD INSTITUTIONAL AND ORGANIZATIONALCAPACITY TO ASSIST THE VIETNAM MINISTRY OF HEALTH IMPLEMENT HEALTH FINANCEREFORM
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/11/2010, 3/18/2010, 9/23/2010, 2/27/2011, 5/5/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
579
GRANTEE'S NAME}}}}}}}}}}}}}}VIETNAM HEALTH ECONOMICS ASSOCIATION
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}RM. 402, BLDG A, MINISTRY OF HEALTH 138A GIANG VO ST BA DINH DISTRICTHANOI, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
100,000. 04/09/10 100,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE INTERNATIONALHEALTH POLICY PROGRAM, THAILAND TO BUILD INSTITUTIONAL AND ORGANIZATIONALCAPACITY TO ASSIST THE VIETNAM MINISTRY OF HEALTH IMPLEMENT HEALTH FINANCEREFORM
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/23/2010, 2/27/2011, 5/5/2011
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
580
GRANTEE'S NAME}}}}}}}}}}}}}}WHAT WOULD JANE DO LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}205 MULBERRY STREETNEW YORK, NY 10012
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
750,000. 12/22/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TOWARD THE COSTS OF "WHAT WOULD JANE DO?" - A DOCUMENTARY FILM FOCUSING ONTHE LIFE AND CONTINUED GLOBAL RELEVANCE OF JANE JACOBS AND HER WORK
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}NONE TO DATE
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
581
GRANTEE'S NAME}}}}}}}}}}}}}}WILLIAM A. HASELTINE CHARITABLE FOUNDATION*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}3053 P STREET, NWWASHINGTON, DC 20007
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
520,000. 12/21/09 520,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS ACCESS HEALTH INITIATIVE IN SUPPORT OF HEALTH MARKETRESEARCH ACTIVITIES IN SOUTH ASIA AND CONTRIBUTIONS TO A GLOBAL NETWORKWORKING TO SYSTEMATICALLY DOCUMENT AND ANALYZE HEALTH MARKET INNOVATIONS INTHE DEVELOPING WORLD, AND CONVENING A "JOINT LEARNING WORKSHOP: MOVINGTOWARD UNIVERSAL HEALTH COVERAGE," TO BE HELD IN HYDERABAD, INDIA, FEBRUARY2010
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}3/10/2010, 3/11/2010, 6/4/2010, 8/25/2010, 5/31/2011, 9/1/2011, 3/14/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
582
GRANTEE'S NAME}}}}}}}}}}}}}}WILLIAM A. HASELTINE CHARITABLE FOUNDATION*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}3053 P STREET, NWWASHINGTON, DC 20007
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
285,100. 11/02/10 215,288.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}FOR USE BY ITS ACCESS HEALTH INITIATIVE IN SUPPORT OF HEALTH MARKETRESEARCH ACTIVITIES IN SOUTH ASIA AND CONTRIBUTIONS TO A GLOBAL NETWORKWORKING TO SYSTEMATICALLY DOCUMENT AND ANALYZE HEALTH MARKET INNOVATIONS INTHE DEVELOPING WORLD, AND CONVENING A "JOINT LEARNING WORKSHOP: MOVINGTOWARD UNIVERSAL HEALTH COVERAGE," TO BE HELD IN HYDERABAD, INDIA, FEBRUARY2010
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}5/31/2011, 9/1/2011, 3/14/12
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
583
GRANTEE'S NAME}}}}}}}}}}}}}}WINTERHOUSE
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}150 DEEPWOOD DRIVEHAMDEN, CT 06517-3452
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
35,000. 03/16/11 35,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF EFFORTS TO DEVELOP COLLECTIVE ACTION AND COLLABORATION INHUMAN-CENTERED DESIGN FOR SOCIAL IMPACT ACROSS THE DESIGN INDUSTRY ANDINSTITUTIONS THAT WORK ON THE NEEDS OF POOR OR VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}9/10/2009, 2/21/2010, 8/3/2010, 3/1/2011, 1/3/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
584
GRANTEE'S NAME}}}}}}}}}}}}}}WORLD FOOD PRIZE FOUNDATION*
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}666 GRAND AVENUE, SUITE 1700DES MOINES, IA 50309
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
1,000,000. 10/11/11 0.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING ANOUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER INAGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUEINTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/6/2012, 1/19/2012, 3/16/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
585
GRANTEE'S NAME}}}}}}}}}}}}}}WORLD TOILET ORGANIZATION LIMITED
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}19 TOA PAYOH WEST, SINGAPORE, 318876
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
20,000. 03/17/11 20,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF STRATEGIC PLANNING AND INFRASTRUCTURE DEVELOPMENT THAT WILLPOSITION IT AS A KEY GLOBAL SANITATION MARKET FACILITATOR AND INFORMSTRATEGIES FOR BUILDING NETWORKS COMMITTED TO PROVIDING ACCESS TO BASICSANITATION IN POOR URBAN AREAS
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/31/11, 2/16/11
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
586
GRANTEE'S NAME}}}}}}}}}}}}}}ZAGO LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}392 BROADWAY, 2ND FLOORNEW YORK, NY 10013
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
40,000. 11/26/08 40,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN EFFORT TO EXPLORE NEW BUSINESS MODELS THAT PROMOTEHUMAN-CENTERED DESIGN INNOVATION FOR THE BENEFIT OF POOR AND VULNERABLEPEOPLE IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}1/22/2009, 7/26/2010, 10/1/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
587
GRANTEE'S NAME}}}}}}}}}}}}}}ZAGO LLC
GRANTEE'S ADDRESS}}}}}}}}}}}}}}}}}392 BROADWAY, 2ND FLOORNEW YORK, NY 10013
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}}
20,000. 08/19/10 20,000.
PURPOSE OF GRANT}}}}}}}}}}}}}}}}IN SUPPORT OF AN EFFORT TO EXPLORE NEW BUSINESS MODELS THAT PROMOTEHUMAN-CENTERED DESIGN INNOVATION FOR THE BENEFIT OF POOR AND VULNERABLEPEOPLE IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}}}}7/26/2010, 10/1/2012
ANY DIVERSION BY GRANTEE}}}}}}}}}}}}}}}}}}}}}}}}NO
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
588
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER PROGRAM-RELATED INVESTMENTS STATEMENT 22}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION AMOUNT}}}}}}}}}}} }}}}}}}}}}}}}}A PRI TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING 139,462.INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVINGSOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED3,000 MALE PRISONERS WITH SHORT-TERM SENTENCES IN ANECONOMICALLY DEPRESSED AREA OF THE U.K.}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTION AMOUNT}}}}}}}}}}} }}}}}}}}}}}}}}A PROGRAM-RELATED INVESTMENT IN SUPPORT OF A MICRO-EQUITY 135,646.FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMICDEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONGLOWER-INCOME PEOPLE IN INDIA.
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTION AMOUNT}}}}}}}}}}} }}}}}}}}}}}}}}A PRI IN SUPPORT OF INTERMEDIATION CAPACITY FOR IMPACT 117,027.INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZINGA PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZEDSOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THEPYRAMID" POPULATIONS IN LATIN AMERICA.}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTION AMOUNT}}}}}}}}}}} }}}}}}}}}}}}}}A PRI TOWARD CAPITALIZING A $30 MILLION COMMUNITY 97,200.DEVELOPMENT INVESTMENT FUND THAT WOULD PROVIDE GROWTHCAPITAL AND MANAGEMENT ASSISTANCE TO BUSINESSES LOCATED INOR HIRING FROM LOW- AND MODERATE-INCOME COMMUNITIES INCALIFORNIA SO THAT RESIDENTS WILL HAVE OPPORTUNITIES FOR}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTION AMOUNT}}}}}}}}}}} }}}}}}}}}}}}}}A PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF 30,411.
}}}}}}}}}}}}}}519,746.
INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDINGCAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDERFARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY INEAST AFRICA.}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
TOTAL TO FORM 990-PF, PART IX-B, LINE 3~~~~~~~~~~~~~~
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2215361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
589
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF SUMMARY OF PROGRAM-RELATED INVESTMENTS STATEMENT 23}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION}}}}}}}}}}}A PROGRAM-RELATED INVESTMENT IN SUPPORT OF A DEBT AND EQUITYFUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BYENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOMEPEOPLE IN EAST AFRICA AND SOUTH ASIA.
AMOUNT}}}}}}}}}}}}}}
TO FORM 990-PF, PART IX-B, LINE 1 875,000.~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF SUMMARY OF PROGRAM-RELATED INVESTMENTS STATEMENT 24}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION}}}}}}}}}}}A PROGRAM-RELATED INVESTMENT TO SUPPORT THE IMPROVEMENT INAND EXPANSION OF THE SYSTEM FOR ADDRESSING A HISTORICALLYUNDERSERVED MARKET BY PROVIDING CAPITAL FOR FINANCING,TECHNICAL SERVICES, AND POLICY ADVOCACY TO INCREASE ACCESSTO APPROPRIATE AND AFFORDABLE HOUSING FOR PEOPLE WITHDISABILITIES THROUGHOUT THE UNITED STATES.
AMOUNT}}}}}}}}}}}}}}
TO FORM 990-PF, PART IX-B, LINE 2 400,000.~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER REVENUE STATEMENT 25}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
RELATED ORBUS UNRELATED EXCL EXCLUDED EXEMPT FUNC-
DESCRIPTION CODE BUSINESS INC CODE AMOUNT TION INCOME}}}}}}}}}}} }}}}}} }}}}}}}}}}}} }}}} }}}}}}}}}}} }}}}}}}}}}}}STATE UBI TAX BENEFIT 01 94,477.INSURANCE CLAIM 01 25,461.PROGRAM RELATEDINVESTMENT INTEREST 14 107,231.GRANT REFUND 01 8,000.FOREIGN EXCHANGE LOSS 14 -711,486.INCOME THRU K-1'S NOT ONF/S
525990-2,602,473. 14 -391,338.}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}}
TOTAL TO FORM 990-PF, PG 12, LN 11 -2,602,473. -867,655.~~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~~
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 23, 24, 2515361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
590
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~990-PF INVOLVEMENT WITH NONCHARITABLE ORGANIZATIONS STATEMENT 26
PART XVII, LINE 1, COLUMN (D)}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF NONCHARITABLE EXEMPT ORGANIZATION}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}SERVICE EMPLOYEES INTERNATIONAL UNION
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}TOWARD THE COSTS OF PLANNING FOR THE CREATION OF A NEW HEALTHCAREDEVELOPMENT FINANCIAL INSTITUTION DEDICATED TO BUILDING THE CAPACITY OFHEALTHCARE SERVICE PROVIDERS IN LOW-INCOME COMMUNITIES WHILE EMPHASIZINGTHE CREATION OF GOOD JOBS AND IMPROVED CARE
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2615361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
591
NAME OF NONCHARITABLE EXEMPT ORGANIZATION}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}ROCKEFELLER FOUNDATION VOLUNTARY EMPLOYEE BENEFICIARY ASSOCIATION
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}THE FOUNDATION FUNDS THE VEBA, WHICH FUNDS WELFARE AND MEDICAL BENEFITS,INCLUDING PREMIUMS, UNDER PLANS MAINTAINED BY THE ROCKEFELLER FOUNDATIONFOR ITS EMPLOYEES, RETIREES AND THEIR DEPENDENTS.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2615361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
592
NAME OF NONCHARITABLE EXEMPT ORGANIZATION}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}CNT ENERGY
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}IN SUPPORT OF ITS "BUILDING THE MULTI-FAMILY RETROFIT MARKET: REPLICATINGENERGY SAVERS IN NEW MARKETS" INITIATIVE, WHICH AIMS TO REPLICATE ITSMULTI-FAMILY ENERGY RETROFIT MODEL IN U.S. CITIES
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2615361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
593
NAME OF NONCHARITABLE EXEMPT ORGANIZATION}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}OPEN HEALTH TOOLS
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}TOWARD THE COSTS OF DEVELOPING THE HEART PROJECT, A HIGH QUALITY REPOSITORYOF FREELY AVAILABLE HEALTH ENTERPRISE ARCHITECTURE ARTIFACTS AND BUILDINGBLOCKS FOR USE BY COUNTRIES AND IMPLEMENTERS TO SAVE TIME AND MONEY IN THEDESIGN OF NATIONAL HEALTH INFORMATION SYSTEMS
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2615361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
594
NAME OF NONCHARITABLE EXEMPT ORGANIZATION}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}NORTH CAROLINA METROPOLITAN MAYORS COALITION
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}TOWARD THE COSTS OF PLANNING, ORGANIZING, AND LAUNCHING THE PIEDMONTCRESCENT PARTNERSHIP FOR ECONOMIC GROWTH, A REGIONAL INITIATIVE THAT WILLUNITE CIVIC AND BUSINESS LEADERS ACROSS NORTH CAROLINA'S PIEDMONTMETROPOLITAN CORRIDOR TO PRODUCE A SHARED DEVELOPMENT AGENDA CENTERED ON AHIGH-QUALITY TRANSPORTATION INFRASTRUCTURE AIMED AT PROMOTING ECONOMICGROWTH AND ENHANCING THE QUALITY OF LIFE IN THE REGION
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2615361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
595
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~GENERAL EXPLANATION STATEMENT 27
FORM AND LINE REFERENCES}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER DESCRIPTION/RETURN REFERENCE}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}990PF, PAGE 10, PART XV, LINES 2ATHROUGH 2D
GRANT APPLICATION SUBMISSIONINFORMATION
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~GENERAL EXPLANATION STATEMENT 28
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) WE ASK PROSPECTIVE APPLICANTS TO DETERMINE IF THEIR ORGANIZATION'SPROJECT ALIGNS WITH THE FOUNDATION'S PROGRAMMATIC GOALS BY VISITINGWWW.ROCKEFELLERFOUNDATION.ORG. THE FOUNDATION INVITES INQUIRIES VIA APORTAL ON OUR WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, AND PEOPLE ANDORGANIZATIONS WHO SUBMIT A WRITTEN INQUIRY ARE REDIRECTED TO THATPORTAL. EXCEPTIONS ARE MADE (AND WRITTEN APPLICATIONS REVIEWED) FORANYONE SUBMITTING AN INQUIRY FROM AN AREA WHERE ACCESS TO THE INTERNETIS INADEQUATE, SUCH AS IN PARTS OF AFRICA.
(B) APPLICANTS ARE ASKED TO FILL IN THE ON-LINE INQUIRY FORM ON THEFOUNDATION'S WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, IN ORDER FORTHE FOUNDATION TO MAKE AN INITIAL ASSESSMENT OF INTEREST.
APPLICANTS TO THE BELLAGIO CENTER, ITALY, ARE ASKED TO APPLY ON LINE ATWWW.ROCKEFELLERFOUNDATION.ORG.
(C) IN 2011, THERE WERE NO SPECIFIC SUBMISSION DEADLINES FOR THEFOUNDATION'S PROGRAMS, OTHER THAN FOR THE BELLAGIO PROGRAM AND FOR THENEW YORK CITY CULTURAL INNOVATION FUND, WHICH IS AN ANNUAL COMPETITIVEPROGRAM THAT BEGAN IN 2007. IN ADDITION, FROM TIME TO TIME, REQUESTSFOR PROPOSALS WERE SENT OUT WITH SPECIFIC DEADLINES TO A SELECT GROUPOF PROSPECTIVE GRANTEES FOR PARTICULAR PROJECTS.
(D) THE ROCKEFELLER FOUNDATION DEVELOPS ITS PROGRAMS, STRATEGIES ANDAPPROACHES DESIGNED TO HAVE AN IMPACT ON A PARTICULAR SET OF ISSUES ORCHALLENGES THROUGH A CONSULTATIVE AND COLLABORATIVE PROCESS. WE ENGAGEA VARIETY OF GROUPS, INCLUDING SUBJECT MATTER EXPERTS, POLICYMAKERS ANDREPRESENTATIVES OF LOCAL COMMUNITIES TO FULLY UNDERSTAND A GIVENCHALLENGE OR OPPORTUNITY, INCLUDING THE ECONOMIC, POLITICAL OR SOCIALCONTEXT IN WHICH IT RESIDES. IN THE COURSE OF PROGRAM DEVELOPMENT, THEFOUNDATION IDENTIFIES AND CONSIDERS ORGANIZATIONS THAT WE BELIEVE AREBEST POSITIONED TO IMPLEMENT DEFINED COMPONENTS OF A PROGRAM. THISPROCESS HELPS DETERMINE THE ORGANIZATIONS THAT THE FOUNDATION WILLPROVIDE GRANTS TO, AND WE WILL THEN REQUEST PROJECT PROPOSALS FROMTHOSE ORGANIZATIONS. IN ORDER TO FOCUS AND MAXIMIZE THE IMPACT OF OURGRANTMAKING, WE RARELY PROVIDE FUNDING IN RESPONSE TO UNSOLICITED
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 27, 2815361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
596
PROPOSALS. AS A MATTER OF POLICY, THE FOUNDATION DOES NOT GIVE OR LENDMONEY FOR PERSONAL AID TO INDIVIDUALS OR, EXCEPT IN RARE CASES, FUNDENDOWMENTS, OR CONTRIBUTE TO BUILDING AND OPERATING FUNDS.
THE ROCKEFELLER FOUNDATION'S MISSION TO PROMOTE THE WELL-BEING OFPEOPLE THROUGHOUT THE WORLD HAS REMAINED UNCHANGED SINCE ITS FOUNDINGIN 1913. TODAY, THAT MISSION IS APPLIED TO AN ERA OF RAPIDGLOBALIZATION. OUR VISION IS THAT THIS CENTURY WILL BE ONE IN WHICHGLOBALIZATION'S BENEFITS ARE MORE WIDELY SHARED AND ITS CHALLENGES AREMORE EASILY WEATHERED. TO REALIZE THIS VISION, THE FOUNDATION SEEKS TOACHIEVE TWO FUNDAMENTAL GOALS IN OUR WORK. FIRST, WE SEEK TO BUILDRESILIENCE THAT ENHANCES INDIVIDUAL, COMMUNITY AND INSTITUTIONALCAPACITY TO SURVIVE, ADAPT, AND GROW IN THE FACE OF ACUTE CRISES ANDCHRONIC STRESSES. SECOND, WE SEEK TO PROMOTE GROWTH WITH EQUITY INWHICH THE POOR AND VULNERABLE HAVE MORE ACCESS TO OPPORTUNITIES THATIMPROVE THEIR LIVES. IN ORDER TO ACHIEVE THESE GOALS, THE FOUNDATIONCONSTRUCTS ITS WORK INTO TIME-BOUND INITIATIVES THAT HAVE DEFINEDOBJECTIVES AND STRATEGIES FOR IMPACT. THESE INITIATIVES ADDRESSCHALLENGES THAT LIE EITHER WITHIN OR AT THE INTERSECTIONS OF FIVE ISSUEAREAS: BASIC SURVIVAL SAFEGUARDS, GLOBAL HEALTH, ENVIRONMENT ANDCLIMATE CHANGE, URBANIZATION, AND SOCIAL AND ECONOMIC SECURITY. CURRENTINITIATIVES, AS WELL AS AREAS BEING EXPLORED FOR FUTURE INITIATIVES,ARE DESCRIBED ON THE FOUNDATION'S WEB SITE ATWWW.ROCKEFELLERFOUNDATION.ORG, WHICH IS CONTINUALLY UPDATED.INITIATIVES THAT WERE ACTIVE DURING 2011 INCLUDED: THE ALLIANCE FOR AGREEN REVOLUTION IN AFRICA; DISEASE SURVEILLANCE NETWORKS; BUILDINGCLIMATE CHANGE RESILIENCE; TRANSFORMING HEALTH SYSTEMS; HARNESSING THEPOWER OF IMPACT INVESTING; CAMPAIGN FOR AMERICAN WORKERS;TRANSPORTATION POLICY; AND ACCELERATING INNOVATION FOR DEVELOPMENT. THEFOUNDATION ALSO ACTIVELY ENGAGES IN EXPLORATIONS OF POSSIBLE NEWINITIATIVES, WHICH ARE ALSO DESCRIBED ON THE WEBSITE.
THE FOUNDATION ALSO OPERATES A CONFERENCE AND STUDY PROGRAM AT ITSBELLAGIO CENTER IN ITALY.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 2815361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
597
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~GENERAL EXPLANATION STATEMENT 29
FORM AND LINE REFERENCES}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER DESCRIPTION/RETURN REFERENCE}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}990PF, PAGE 7, PART IX-A SUMMARY OF DIRECT CHARITABLE
ACTIVITIES
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~GENERAL EXPLANATION STATEMENT 30
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
THE ROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY2011 FORM 990PF
PART IX A
THE BELLAGIO CENTER HAD OPERATING EXPENSES OF $4,124,148. SINCE1959,THE CENTER HAS SERVED AS A RESOURCE FOR FOSTERING DIALOGUE ANDPROBLEM SOLVING FOR DIVERSE PARTICIPANTS AROUND THE WORLD. THE CENTERHOSTS CONFERENCES THAT FOCUS ON TOPICS OF INTERNATIONAL INTEREST, WITHPREFERENCE GIVEN TO APPLICANTS WHO PROMOTE DEVELOPMENT AND ALIGN WITHTHE FOUNDATION'S AREAS OF INTEREST. IN 2011, THE CENTER HOSTED 51CONFERENCES AND TEAM MEETINGS WITH A TOTAL OF 1,109 PARTICIPANTS; 68%OF WHOM WERE FROM OUTSIDE THE U.S. AND 37% FROM DEVELOPING COUNTRIES.
IN ADDITION, THE CENTER OFFERS TWO-TO-FOUR WEEK RESIDENCIES TOSCHOLARS, WRITERS, ARTISTS, AND COMPOSERS. IN 2011, THE CENTER HOSTED109 RESIDENTS, 53% OF WHOM WERE FROM OUTSIDE THE U.S. AND 33% FROMDEVELOPING COUNTRIES. A LISTING OF 2011 CONFERENCES, TEAMS ANDINDIVIDUAL RESIDENTS IS BELOW.
2011 BELLAGIO CENTER CONFERENCES AND TEAMS:2/21/2011 TO 2/25/2011"POSITIVE AGENDA FOR GLOBAL DEVELOPMENT: MAKING EVIDENCE FROM RESEARCHUSEFUL FOR EARLY CHILDHOOD POLICY," ORGANIZED BY YALE UNIVERSITY, PIABRITTO (UNITED STATES)
2/22/2011 TO 2/26/2011"CLIMATE CHANGE AND DISPLACEMENT: IDENTIFYING GAPS AND RESPONSES,"ORGANIZED BY OFFICE OF THE UN HIGH COMMISSIONER FOR REFUGEES, AGNESHURWITZ (BELGIUM)
2/28/2011 TO 3/4/2011"DEFENDING KNOWLEDGE: CONVENING A GLOBAL ACADEMIC FREEDOM ADVOCACYTEAM," ORGANIZED BY SCHOLARS AT RISK NETWORK, NEW YORK UNIVERSITY,
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 29, 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
598
SINEAD O'GORMAN (IRELAND)
3/1/2011 TO 3/4/2011"PREVENTING NUCLEAR WAR IN SOUTH ASIA: COMPETITIVE MILITARY STRATEGIESAND DOCTRINES," ORGANIZED BY CARNEGIE ENDOWMENT FOR INTERNATIONALPEACE, GEORGE PERKOVICH (UNITED STATES)
3/7/2011 TO 3/11/2011"HARNESSING THE POWER OF BUSINESS FOR BETTER GLOBAL HEALTH DIPLOMACY,"ORGANIZED BY MCGILL UNIVERSITY, LAURETTE DUBE (CANADA)
3/14/2011 TO 3/18/2011"DEVELOPING STRATEGIES FOR THE IMPLEMENTATION OF THE KENYA ICT VALUEPROPOSITION," ORGANIZED BY KENYA INFORMATION COMMUNICATION ANDTECHNOLOGY BOARD, PAUL KUKUBO (KENYA)
3/14/2011 TO 3/17/2011"ELIMINATING TB BY 2050: AN ACCELERATED GLOBAL RESEARCH STRATEGY,"ORGANIZED BY WHO, CHRISTIAN LIENHARDT (FRANCE)
3/21/2011 TO 3/25/2011"EVALUATING THE SCALE-UP FOR THE MILLENNIUM DEVELOPMENT GOALS,"ORGANIZED BY JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH, JENNIFERBRYCE (UNITED STATES)
3/22/2011 TO 3/26/2011"ARAB FAMILIES AND YOUTH IN CONTEMPORARY CRISIS," ORGANIZED BY AMERICANUNIVERSITY IN CAIRO, BARBARA IBRAHIM (EGYPT)
3/28/2011 TO 4/1/2011"DESIGN ANTHROPOLOGY AND CULTURE-CENTRED INNOVATION," ORGANIZED BYSWINBURNE UNIVERSITY FACULTY OF DESIGN, ELIZABETH TUNSTALL (UNITEDSTATES)
4/4/2011 TO 4/8/2011"FOUNDING A WORLD U.N. SECURITY UNIVERSITY," ORGANIZED BY INTERNATIONALPENAL AND PENITENTIARY FOUNDATION, EMILIO VIANO (UNITED STATES)
4/11/2011 TO 4/15/2011"LEARNING THE LESSONS: A HISTORICAL PERSPECTIVE ON HUMANITARIANISM ANDPOLITICS," ORGANIZED BY FEINSTEIN INTERNATIONAL CENTER, TUFTSUNIVERSITY, ANTONIO DONINI (ITALY)
4/19/2011 TO 4/23/2011"LEARNING AMONG URBAN LEADERS: PEER EXCHANGE ON ADAPTATION TO CLIMATECHANGE," ORGANIZED BY MASSACHUSETTS INSTITUTE OF TECHNOLOGY, JOANNCARMIN (UNITED STATES)
4/25/2011 TO 4/29/2011"ACET CONSULTATIONS ON AFRICAN TRANSFORMATION REPORT," ORGANIZED BYAFRICAN CENTER FOR ECONOMIC TRANSFORMATION, KINGSLEY AMOAKO (GHANA)
4/26/2011 TO 4/29/2011"LIBERIA PHILANTHROPY," ORGANIZED BY OFFICE OF THE MINISTER OF STATE
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
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WITHOUT PORTFOLIO - LIBERIA, NATTY B. DAVIS, II (LIBERIA)
5/3/2011 TO 5/7/2011"PILOTING THE HEALTH IMPACT FUND," ORGANIZED BY YALE UNIVERSITY, THOMASPOGGE (GERMANY)
5/9/2011 TO 5/13/2011"TASK ANALYSIS OF NURSES' ROLES IN AFRICAN HEALTH SERVICES," ORGANIZEDBY UNIVERSITY OF KWAZULU-NATAL, LEANA UYS (SOUTH AFRICA)
5/16/2011 TO 5/20/2011"SOVEREIGN WEALTH FUNDS AND OTHER LONG-TERM INVESTORS: TOWARD ASUSTAINABLE CAPITALISM," ORGANIZED BY COLUMBIA UNIVERSITY, PATRICKBOLTON (UNITED STATES)
5/23/2011 TO 5/27/2011"EVALUATION AND GOVERNANCE: CHALLENGES FOR IMPROVING GOVERNMENTPERFORMANCE," ORGANIZED BY THE WORLD BANK, RAY RIST (UNITED STATES)
5/30/2011 TO 6/3/2011"A GUIDEBOOK ON RURALLY BASED MEDICAL EDUCATION BELLAGIO CONFERENCE,"ORGANIZED BY WONCA WORKING PARTY ON RURAL PRACTICE, BRUCE CHATER(AUSTRALIA)
5/31/2011 TO 6/4/2011"ECONOMIC TRANSITION OF HEALTH," ORGANIZED BY RESULTS FOR DEVELOPMENT,CHRISTINA SYNOWIEC (UNITED STATES)
6/6/2011 TO 6/10/2011"RETHINKING INTIMATE LABOR THROUGH INTER-ASIAN MIGRATIONS," ORGANIZEDBY INDIANA UNIVERSITY, SARA FRIEDMAN (UNITED STATES)
6/13/2011 TO 6/17/2011"ANTI-CORRUPTION POLICY: CAN INTERNATIONAL ACTORS PLAY A CONSTRUCTIVEROLE?," ORGANIZED BY HARVARD UNIVERSITY, SUSAN ROSE-ACKERMAN (UNITEDSTATES)
6/14/2011 TO 6/18/2011"THE FUTURE OF GLOBAL PUBLIC POLICY EDUCATION," ORGANIZED BY COLUMBIAUNIVERSITY, ROBERT LIEBERMAN (UNITED STATES)
6/20/2011 TO 6/24/2011"TOWARDS A POST 2015 DEVELOPMENT PARADIGM: COMMUNITY PERSPECTIVES ONSHAPING THE NEXT GENERATION OF DEVELOPMENT GOALS AND TARGETS,"ORGANIZED BY CENTRE FOR GLOBAL STUDIES, BARRY CARIN (CANADA)
6/27/2011 TO 7/1/2011"MEASURING THE IMPACT OF SCIENCE POLICY: STAR METRICS," ORGANIZED BYNATIONAL SCIENCE FOUNDATION, JULIA LANE (UNITED STATES)
7/4/2011 TO 7/7/2011"PRINCIPLES FOR ALTERNATIVE BANKING AND SOCIAL INCLUSION," ORGANIZED BYSAO PAULO BUSINESS SCHOOL, GETULIO VARGAS FOUNDATION, KURT VONMETTENHEIM (UNITED STATES/BRAZIL)
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
600
7/11/2011 TO 7/15/2011"IMPACT INVESTING AND POLICY: PUTTING PRIVATE CAPITAL TO WORK FORPUBLIC GOOD," ORGANIZED BY PACIFIC COMMUNITY VENTURES, INSIGHT, BENTHORNLEY (UNITED STATES)
7/26/2011 TO 7/30/2011"CAPTURING THE ONE HEALTH MOMENTUM FOR GLOBAL IMPLEMENTATION,"ORGANIZED BY UNIVERSITY OF MINNESOTA-GLOBAL INITIATIVE FOR FOODSYSTEMS, CAROL PETERSON (UNITED STATES)
8/8/2011 TO 8/12/2011"A THINK-TANK ON THE FINANCING OF HIGHER EDUCATION IN DEVELOPINGCOUNTRIES," ORGANIZED BY THE CHICAGO SCHOOL OF PROFESSIONAL PSYCHOLOGY,ORLANDO TAYLOR (UNITED STATES)
8/8/2011 TO 8/12/2011"GLOBAL HEALTH DIPLOMACY - TRAINING OF TRAINERS," ORGANIZED BY MAHIDOLUNIVERSITY, MICHAELA TOLD (GENEVA)
8/22/2011 TO 8/26/2011"REVISITING CORE PUBLIC HEALTH FUNCTIONS," ORGANIZED BY WORLD HEALTHINSTITUTE, RAMESH SHADEMANIR (CANADA)
8/23/2011 TO 8/27/2011"SUSTAINABLE DEVELOPMENT: ESTABLISHING AN INTERNATIONAL ALLIANCE FOR ANEW ACADEMIC DISCIPLINE," ORGANIZED BY EARTH INSTITUTE - COLUMBIAUNIVERSITY, PETER SCHLOSSER (UNITED STATES)
8/29/2011 TO 9/2/2011"ACCELERATING MULTIPLE WATER SERVICES FOR THE POOR," ORGANIZED BY JOHNSHOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH, KELLOGG SCHWAB (UNITEDSTATES)
9/5/2011 TO 9/9/2011"COMMISSION FOR SUSTAINABLE AGRICULTURE AND CLIMATE CHANGE: SYNTHESISAND STRATEGY RETREAT TO MAXIMIZE POLICY IMPACT," ORGANIZED BY CGIAR,CHRISTINE NEGRA (UNITED STATES)
9/6/2011 TO 9/10/2011"TOWARDS AN EHEALTH EVALUATION FRAMEWORK: FINDING CONSENSUS ON METHODS,METRICS AND EVALUATION DESIGNS FOR RESOURCE POOR ENVIRONMENTS,"ORGANIZED BY HARVARD/WHO, HAMISH FRASER (UNITED STATES)
9/13/2011 TO 9/17/2011"WOMEN'S STUDIES NORTH AND SOUTH: ADDRESSING GENDER AND SOCIAL JUSTICEISSUES," ORGANIZED BY PURDUE UNIVERSITY, VALENTINE MOGHADAM (UNITEDSTATES)
9/19/2011 TO 9/23/2011"DEVELOPING A COMMON VOICE AND ACTION FOR AFRICAN PHILANTHROPY,"ORGANIZED BY AFRICAN GRANTMAKERS NETWORK, TOM WERE (SOUTH AFRICA)
9/20/2011 TO 9/24/2011
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
601
"DEFINING GENDER IN THE XXI CENTURY: A WRITING WORKSHOP FOR THE WDR2012 QUALITATIVE ASSESSMENT," ORGANIZED BY WORLD BANK, CAROLYN TURK(UNITED STATES)
9/29/2011 TO 10/3/2011"JANE JACOBS REVISITED: CITY PLANNING IN THE 21ST CENTURY," ORGANIZEDBY NEW YORK UNIVERSITY, KATE ASCHER (UNITED STATES)
10/4/2011 TO 10/7/2011"STRENGTHENING INTERNATIONAL COOPERATION ON DEMOCRACY SUPPORT,"ORGANIZED BY NATIONAL DEMOCRATIC INSTITUTE FOR INTERNATIONAL AFFAIRS,KENNETH HUBLI (UNITED STATES)
10/10/2011 TO 10/14/2011"CONNECTING ORGANIZATIONS FOR REGIONAL DISEASE SURVEILLANCE - CORDS,"ORGANIZED BY NUCLEAR THREAT INITIATIVE (RF), LOUISE GRESHAM (UNITEDSTATES)
10/17/2011 TO 10/21/2011"RETREAT ON NATIONAL RESILIENCE IN THE HORN OF AFRICA AND THE ARABIANPENINSULA," ORGANIZED BY EASTWEST INSTITUTE, IRINI TSEMINIDOU (RUSSIANFEDERATION)
10/31/2011 TO 11/4/2011"A COMPREHENSIVE APPROACH TO MONITOR INTERNATIONAL MIGRATION,"ORGANIZED BY THE INTERNATIONAL NETWORK ON MIGRATION AND DEVELOPMENT,RAUL DELGADO-WISE (LATIN AMERICA)
11/13/2011 TO 11/16/2011"SUMMIT ON THE FUTURE OF PHILANTHROPY AND DEVELOPMENT" ORGANIZED BYINSTITUTE OF DEVELOPMENT STUDIES, ALLISTAR MACGREGOR AND RESOURCEALLIANCE, NEELAM MAKHIJANI (UNITED KINGDOM/INDIA)
11/28/2011 TO 12/2/2011"3LD/3D+ ORGANIZATIONAL WORKING GROUP MEETING," ORGANIZED BY 3-LEGGEDDOG MEDIA AND THEATER GROUP/3LD ART & TECHNOLOGY CENTER, KEVINCUNNINGHAM (UNITED STATES)
11/29/2011 TO 12/3/2011"BUILDING A DURABLE CONSENSUS AGAINST TORTURE," ORGANIZED BY HUMANRIGHTS FIRST, CHARLES OSBURN (UNITED STATES)
12/5/2011 TO 12/9/2011"SOCIAL INCLUSION AND THE RIGHT TO HEALTH: ESTABLISHING A CONCEPTUALAND METHODOLOGICAL BASIS FOR RESEARCH AND POLICY DEVELOPMENT,"ORGANIZED BY UNIVERSITY OF WITSWATERSRAND, LAETITIA RISPEL (SOUTHAFRICA)
12/6/2011 TO 12/10/2011"HOUSEHOLD TO HOSPITAL CONTINUUM OF CARE," ORGANIZED BY SAVE THECHILDREN, WINIFRIDE MWEBESA (UNITED STATES)
12/12/2011 TO 12/16/2011"NEW MUTUALISM," ORGANIZED BY FREELANCER'S UNION, SARA HOROWITZ (UNITED
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
602
STATES)
12/13/2011 TO 12/17/2011"SMALL PUMPS AS SAVIORS? IMPROVING SMALL-HOLDER AGRARIAN LIVELIHOODS INSUB-SAHARAN AFRICA," ORGANIZED BY CGIAR, TUSHAAR SHAH (INDIA)
2010 BELLAGIO CENTER RESIDENTS:AJALA, ADEREMI SULEIMAN (NIGERIA) UNIVERSITY OF IBADAN, NIGERIA:"YORUBA NATIONALISM, POLITICAL ETHNICITY, AND VIOLENCE IN WESTERNNIGERIA"
ANDOW, DAVID (UNITED STATES) UNIVERSITY OF MINNESOTA: "ENVIRONMENTALVALUES AND ENVIRONMENTAL RISK ASSESSMENT"
ANGEL, SHLOMO (UNITED STATES) THE WOODROW WILSON SCHOOL OF PUBLIC ANDINTERNATIONAL AFFAIRS: "THE EXPANSION OF CITIES"
BARNETT, GREGORY RICHARD (UNITED STATES) RICE UNIVERSITY: "EMBLEMS OFAUTHORITY: THE MODES IN ITALIAN BAROQUE MUSIC"
BARRETT, ADRIAN IGONIBO (SOUTH AFRICA) CHINUA ACHEBE CENTER: "THE SHAPEOF A FULL CIRCLE"
BIRNBAUM, DARA (UNITED STATES) INDEPENDENT ARTIST: "MULTI-MEDIA ARTWORKBASED ON BELLINI'S TWO-ACT OPERA"
BISHOP, CHRISTOPHER (UNITED STATES) IBM GLOBAL FINANCING:"METACOGNITION AND REINVENTION: THE 21ST CENTURY CAREER PARADIGM"
BOSNIAK, LINDA (UNITED STATES) RUTGERS SCHOOL OF LAW: "CONSTITUTIONALPERSONHOOD: THRESHOLDS, FULFILLMENTS, AND EVASIONS"
BOSWELL, MARIE JENNIFER (SOUTH AFRICA) RHODES UNIVERSITY: "RACISMDISCOURSE, POLICY, PRACTICE, AND EXPERIENCE IN MAURITIUS"
BROUCKAERT, HEDWIG (BELGIUM) PONT-AVEN SCHOOL OF CONTEMPORARY ART:"RE/PRO/DUCING COMPLEXITY"
BUTZBACH, OLIVIER (ITALY) KINGS COLLEGE: "PRINCIPLES FOR ALTERNATIVEBANKING AND SOCIAL INCLUSION"
CABANNES, YVES (UNITED KINGDOM) UNIVERSITY COLLEGE: "PARTICIPATORYBUDGETING: A CRITICAL REVIEW OF 20 YEARS OF INNOVATIONS AT LOCALLEVEL"
CARDOSO, PABLO (ECUADOR) INDEPENDENT ARTIST: "LAGO AGRIO/SOUR LAKE"
CHAKRABORTY, ARNAB (INDIA) PROFESSIONAL ASSISTANCE FOR DEVELOPMENTACTION (PRADAN): "STRATEGIC PLANS FOR WOMEN'S SELF HELP GROUPS ININDIA"
CHARLESWORTH, HILARY (AUSTRALIA) CENTER FOR INTERNATIONAL GOVERNANCEAND JUSTICE: "RIGHTS, REGULATION, AND RITUALISM"
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
603
COCKCROFT, LAURENCE (UNITED KINGDOM) INDEPENDENT WRITER: "CORRUPTIONBASED ON 18 YEARS OF WORK AT TRANSPARENCY INTERNATIONAL"
COHEN, ROGER (UNITED STATES) NEW YORK TIMES: "MIDDLE EASTERN ILLUSIONS:A YEAR BETWEEN TEHRAN AND TEL AVIV"
CONWAY, GORDON (UNITED KINGDOM) INDEPENDENT WRITER: "THE DOUBLY GREENREVOLUTION"
CONWAY, SUSAN (UNITED KINGDOM) INDEPENDENT WRITER: "SHAN BUDDHISM ANDCULTURE"
COSENTINO, DONALD (UNITED STATES) INDEPENDENT WRITER: "HAITI INEXTREMIS: VODOU ARTS AT THE CROSSROADS"
COSTA, MARCIO (BRAZIL) UNIVERSIDAD FEDERAL DO RIO DE JANEIRO: "HIDDENEDUCATIONAL QUASI-MARKETS IN BRAZIL: INEQUALITY AND SEGREGATION INPUBLIC EDUCATIONAL OFFER"
COVE, PETER (UNITED STATES) AMERICA WORKS: "SOLVING US POVERTY:1965-2010"
DE BASTO, BERENICE (MOZAMBIQUE) INDEPENDENT ARTIST: "SUITE EUROPA"
ELKINGTON, JOHN (UNITED KINGDOM) VOLANS: "THE ZERO ECONOMY: HOW TORADICALLY CUT POPULATION GROWTH, POVERTY, AND CARBON EMISSIONS"
EVANS, CHRISTINE (UNITED STATES) HARVARD UNIVERSITY: "THE UNDERPASS"
FINDLEY, SALLY (UNITED STATES) COLUMBIA UNIVERSITY: "BRIDGING THE GAP:COMMUNITY HEALTH WORKER CONTRIBUTIONS TO IMMIGRANT HEALTH"
FINK, SHERI (UNITED STATES) THE NEW AMERICA FOUNDATION: "MEDICAL CAREIN DISASTERS"
FISCHER, RALPH (AUSTRALIA) CSIRO DIVISION OF PLANT INDUSTRY: "CROPYIELD PROGRESS ACROSS THE WORLD"
FOX, NATHAN (UNITED STATES) UNIVERSITY OF MARYLAND: "THE EFFECTS OFEARLY PSYCHOSOCIAL DEPRIVATION ON HUMAN DEVELOPMENT"
GENOCCHIO, BENJAMIN (UNITED STATES) ART + AUCTION MAGAZINE: "THECUPCAKE: A HISTORY OF THE GUGGENHEIM MUSEUM"
GEORGE, CHERIAN (INDIA) JOURNALIST: "JOURNALISM ETHICS: RESPONDING TOINTOLERANCE"
GHATE, CHETAN (INDIA) INDIAN STATISTICAL INSTITUTE - DELHI CENTER:"INTRODUCTORY CHAPTER FOR THE OXFORD HANDBOOK ON THE INDIAN ECONOMY"
GONZOLEZ, MARIA ELENA (UNITED STATES) INDEPENDENT ARTIST: "LIGHT,SPACE: ACTION"
GOUWS, AMANDA (SOUTH AFRICA) UNIVERSITY OF STELLENBOSCH: "ILLUSIONS OF
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
604
TRANSITIONS: THE SOUTH AFRICAN WOMEN'S MOVEMENT SINCE 1994"
GRZYWINSKI, RON (UNITED STATES) SHOREBANK CORPORATION: "SOCIAL BANKING"
HALL, JOE (UNITED STATES) GHETTO FILM SCHOOL: "GHETTO FILM SCHOOL MODELDEVELOPMENT"
HAPP, EDWARD (UNITED STATES) INTERNATIONAL FEDERATION OF RED CRESCENTSOCIETIES: "TAKING NGO-ICT COLLABORATION TO THE NEXT LEVEL"
HASEGAWA, TSUYOSHI (UNITED STATES) UNIVERSITY OF CALIFORNIA, SANTABARBARA: "THE CROWD IN THE RUSSIAN REVOLUTION: CRIME, POLICE, ANDSAMOSUDY IN REVOLUTIONARY PETROGRAD"
HAZARIKA, SANJOY (INDIA) INDEPENDENT WRITER: "POLICY-ORIENTED STUDY ONTHE IMPACT ON CONFLICT ON WOMEN"
HUNEEUS, CARLOS (CHILE) UNIVERSIDAD DE CHILE: "PATRICIO AYLWIN AND THERESTORATION OF DEMOCRACY IN CHILE"
HUTTER, BRIDGET (UNITED KINGDOM) LONDON SCHOOL OF ECONOMICS ANDPOLITICAL SCIENCE: "RISK REGULATION AND CRISIS"
JANA, ALAK KUMAR (INDIA) PROFESSIONAL ASSISTANCE FOR DEVELOPMENT ACTION(PRADAN): "STRATEGIC PLANS FOR WOMEN'S SELF HELP GROUPS IN INDIA"
JENKINS, RONALD (UNITED STATES) WESLEYAN UNIVERSITY: "THEATER BEHINDBARS: REHABILITATION THROUGH THE ARTS IN THE AMERICAN CRIMINAL JUSTICESYSTEM"
JOHNSON, GEIR (NORWAY) MIC, NORWAY, TRANSPOSITION PROGRAM: "MUSIC FORLIFE-BOATS"
KARAKASHIAN, STEPHEN (UNITED STATES) INDEPENDENT WRITER: "THE MEMOIR OFFATHER MICHAEL'S JOURNEY"
KERTZER, DAVID (UNITED STATES) BROWN UNIVERSITY: "THE RELATIONSHIP OFBENITO MUSSOLINI AND POPE PIUS XI: 1922-1939"
KIM VU, THU KIM (VIETNAM) CAN SERRAT: "IMPROVISATION FROM THE INDIANRANGOLI"
KITZINGER, CELIA (UNITED KINGDOM) INDEPENDENT WRITER: "COMA,CONSCIOUSNESS, CULTURE: MEDICAL DECISION-MAKING IN THE TWENTY-FIRSTCENTURY"
KITZINGER, JENNY (UNITED KINGDOM) CARDIFF UNIVERSITY: "COMA,CONSCIOUSNESS, CULTURE: MEDICAL DECISION-MAKING IN THE TWENTY-FIRSTCENTURY"
KOEBNER, IAN (UNITED STATES) SACRED SLAM: "YOUTH AT WAR & PEACE (YAWP)CURRICULUM DEVELOPMENT"
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
605
KOTHARI, RITA ABHIJIT (INDIA) INDEPENDENT WRITER: "BANNI: AT THE EDGEOF NATIONS"
LAMBEK, MICHAEL (CANADA) UNIVERSITY OF TORONTO: "A PAPAYA WORLD: THESOCIAL HISTORY OF AN AFRICAN COMMUNITY (MAYOTTE 1975- 2010)"
LAMPTON, DAVID MICHAEL (UNITED STATES) JOHNS HOPKINS UNIVERSITY:"EVOLUTION OF THE CHINESE REVOLUTION: LEADERSHIP THINKING (1976-2011)"
LAPSLEY, MICHAEL (SOUTH AFRICA) INSTITUTE FOR HEALING OF MEMORIES: "THEMEMOIR OF FATHER MICHAEL'S JOURNEY"
LEVINE, ARTHUR (UNITED STATES) INDEPENDENT WRITER: "BETWEEN TWO WORLDS:A PORTRAIT OF TODAY'S COLLEGE STUDENT"
LEVINE, JONATHAN (UNITED STATES) THE UNIVERSITY OF MICHIGAN:"METROPOLITAN ACCESSIBILITY AND TRANSPORTATION SUSTAINABILITY"
LIEBERTHAL, KENNETH GUY (UNITED STATES) THE BROOKINGS INSTITUTION:"REDUCING DISTRUST IN US-CHINA RELATIONS"
LILLA, MARK (UNITED STATES) COLUMBIA UNIVERSITY: "CONVERSION: THE POWEROF A METAPHOR"
LING, LI (CHINA) SCHOOL OF PUBLIC HEALTH, SUN YAT-SEN UNIVERSITY:"DEMAND AND UTILIZATION OF MIGRANT'S HEALTH SERVICE IN CHINA"
LLOYD-BOSTOCK, SALLY (UNITED KINGDOM) LONDON SCHOOL OF ECONOMICS ANDPOLITICAL SCIENCE: "RISK REGULATION AND CRISIS"
LOAEZA, SOLEDAD (MEXICO) EL COLEGIO DE MEXICO: "THE COLD WAR IN MEXICO(1946-1970): AUTHORITARIANISM UNDER THE SHADOW OF THE SUPERPOWER"
LOVEI, MR. GABOR (DENMARK) AARHUS UNIVERSITY: "ENVIRONMENTAL VALUES ANDENVIRONMENTAL RISK ASSESSMENT"
MANTON, JILL (UNITED STATES) SAN FRANCISCO ARTS COMMISSION: "GUIDELINESFOR THE DEVELOPMENT AND IMPLEMENTATION OF A PUBLIC ART TRUST FUND FORTHE CITY OF SAN FRANCISCO"
MARTINS, ALBERTO (BRAZIL) EDITORA 34: "SALT (A NOVEL)"
MARTON, KATI (UNITED STATES) INDEPENDENT WRITER: "PARIS: A TALE OFLOVE, LOSS, AND LIFE"
MCCANN, RICHARD (UNITED STATES) INDEPENDENT WRITER: "THERESURRECTIONIST"
MEYER, MICHAEL (CHINA) INDEPENDENT WRITER: "IN MANCHURIA: LIFE ON ARICE FARM IN CHINA'S NORTHEAST"
MURPHY, ALEXANDER (UNITED STATES) UNIVERSITY OF OREGON: "THECONSEQUENCES OF GEOGRAPHICAL ILLITERACY"
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
606
MUTIA, BABILA (CAMEROON) UNIVERSITY OF YOUNDEI: "THE CRIPPLE OFANGUISSA"
NATARAJAN, PRIYAMVADA (UNITED STATES) YALE UNIVERSITY: "THE FORMATIONOF HIGH REDSHIFT SEED BLACK HOLES IN THE UNIVERSE"
NELSON, CHARLES (UNITED STATES) BOSTON CHILDREN'S HOSPITAL: "THEEFFECTS OF EARLY PSYCHOSOCIAL DEPRIVATION ON HUMAN DEVELOPMENT"
NIGAM, ADITYA (INDIA) CENTRE FOR THE STUDY OF DEVELOPING SOCIETIES,CSDS: "CONTRABAND ECONOMIES, ILLEGAL POPULATIONS, AND DEVELOPMENTFANTASIES"
NJONJO, T. KATINDI (SOUTH AFRICA) INSTITUTE OF ECONOMIC AFFAIRS, KENYA:"KENYA YOUTH SCENARIOS: INFINITE POSSIBILITY OR DEFINITE DISASTER?"
NSAMENANG, AUGUSTINE (CAMEROON) HUMAN DEVELOPMENT RESOURCE CENTER:"HUMAN DEVELOPMENT IN CULTURAL CONTEXT: A THIRD WORLD PERSPECTIVE"
O'BRIEN, DANIEL (UNITED STATES) PLAYWRIGHT: "THE BODY OF AN AMERICAN"
OH, SEUNG-AH (UNITED STATES) MUSICIAN: "CONCERTO FOR DOUBLE STRINGQUINTET AND CHAMBER ORCHESTRA"
OKUBO, KUNIKO (UNITED STATES) THEODORE THOMAS PRODUCTIONS: "JAZZAMBASSADORS (A FILM)"
OMWANSA, TONNY (SOUTH AFRICA) UNIVERSITY OF NAIROBI: "IMPACT OF MOBILEMONEY PRODUCT MPESA HAS ON KENYA"
PEREIRA, GABRIELA GUSMAO (BRAZIL) PONTIFICIA UNIVERSIDAD CATOLICA DORIO DE JANEIRO: "OUR HOURS: 24 HOUR STILLNESS (A VIDEO)"
PHOLEROS, PAUL (AUSTRALIA) INDEPENDENT WRITER: "EXPANDING HOUSING FORHEALTH"
PICKER, EVE (UNITED STATES) CITYLAB, INC. AND NO WALL PRODUCTIONS,INC.: "THE AFFORDABLE AND SUSTAINABLE REDESIGN OF INNER CITIES"
PRICE, MONROE (UNITED STATES) UNIVERSITY OF PENNSYLVANIA: "IDEAS OFSPEECH IN A WORLD OF STRATEGIC COMMUNICATION"
RAMIREZ, SERGIO (NICARAGUA) REVISTA CARATULA: "SHORT STORIES"
RICE, THOMAS (UNITED STATES) UCLA SCHOOL OF PUBLIC HEALTH: "U.S. HEALTHCARE REFORMS: CONTRIBUTING TO AND LEARNING FROM AN INTERNATIONALPERSPECTIVE"
ROBINSON, MARY (IRELAND) THE MARY ROBINSON FOUNDATION: "EVERYBODYMATTERS"
RYANSKUL, NAWAAPORN (THAILAND) INDEPENDENT WRITER: "APPLYING LIBERAL
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
607
ARTS CONCEPT OF EDUCATION TO THAI UNIVERSITIES"
SCHUMACHER, JULIE (UNITED STATES) UNIVERSITY OF MINNESOTA: "PASSENGERS(A COLLECTION OF SHORT STORIES)"
SHANKAR, SHYLASHRI (INDIA) CENTRE FOR POLICY RESEARCH: "BATTLINGCORRUPTION"
SHAPIRO, CAROL (UNITED STATES) INDEPENDENT WRITER: "FAMILY JUSTICE: APERSONAL JOURNEY OF TRANSFORMATION"
SHEIKH, KABIR (INDIA) PUBLIC HEALTH FOUNDATION OF INDIA: "WHERE THEREIS NO OTHER DOCTOR: FIELD PERSPECTIVES OF RURAL MEDICAL SERVICE ININDIA"
SMITH, DANIEL (UNITED STATES) BROWN UNIVERSITY: "AIDS DOESN'T SHOW ITSFACE: INEQUALITY, MORALITY, AND SOCIAL CHANGE IN NIGERIA"
SOTIROPOULOS, ERSI (GREECE) HELLENIC AUTHORS SOCIETY: "THREE DAYS INPARIS (A NOVEL)"
SOVERN, MICHAEL (UNITED STATES) COLUMBIA UNIVERSITY: "RECOUNTING PASTWORK IN HIGHER EDUCATION, US JUSTICE SYSTEM AND CURRENT WORK INGOVERNMENT AND PHILANTHROPY"
SPENCE, SARAH (UNITED STATES) UNIVERSITY OF GEORGIA: "CROSSCURRENTS ANDCONFLUENCES: AN ANNOTATED EDITION AND TRANSLATION OF LATIN POETRY ONTHE BATTLE OF LEPANTO"
STAVENHAGEN, RODOLFO (MEXICO) INDEPENDENT WRITER: "HUMAN RIGHTS,DEVELOPMENT, AND SECURITY OF INDIGENOUS PEOPLES"
STREB, ELIZABETH (UNITED STATES) INDEPENDENT ARTIST: "ESSENTIALIST ACTS(A CHOREOGRAPHY)"
SULLIVAN, NANCY (PAPUA NEW GUINEA) NANCY SULLIVAN & ASSOCIATES:"KARAWARI CAVE ARTS"
SULLIVAN, NICHOLAS (UNITED STATES) TUFTS UNIVERSITY: "IMPACT OF MOBILEMONEY PRODUCT MPESA HAS ON KENYA"
SZYBIST, MARY (UNITED STATES) LEWIS & CLARK COLLEGE: "INCARNADINE (ACOLLECTION OF POEMS)"
THOMAS, THEODORE (UNITED STATES) INDEPENDENT ARTIST: "JAZZ AMBASSADORS(A FILM)"
TOLEDO, JOEL MORANO (PHILIPPINES) POETS, ESSAYISTS, AND NOVELISTS(P.E.N.) PHILIPPINES: "RUINS AND RECONSTRUCTIONS (A COLLECTION OFPOEMS)"
TORO HARDY, ALFREDO (VENEZUELA) EMBASSY OF THE BOLIVARIAN REPUBLIC OFVENEZUELA TO SINGAPORE: "LATIN AMERICA'S EXPORT COMMODITIES BOOM: AWINDOW OF OPPORTUNITY"
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3015361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
608
TREGLOWN, JEREMY (UNITED KINGDOM) UNIVERSITY OF WARWICK: "BAD MEMORY:THE FRANCO DICTATORSHIP AND SPANISH CULTURE (1939 - TODAY)"
VON METTENHEIM, KURT (BRAZIL) SAO PAULO BUSINESS SCHOOL, GETULIO VARGASFOUNDATION: "PRINCIPLES FOR ALTERNATIVE BANKING AND SOCIAL INCLUSION"
WALSH, DECLAN (UNITED KINGDOM) INDEPENDENT WRITER: "INSH'ALLAH NATION:MODERN PAKISTAN"
WILLIAMSON, SUE (SOUTH AFRICA) INDEPENDENT ARTIST: "OTHER VOICES, OTHERCITIES"
WONG, HOY CHEONG INDEPENDENT ARTIST: "ART FILM ON IMMIGRANTS IN ITALY"
WRIGHT, ELIZABETH UNIVERSITY OF GEORGIA: "CROSSCURRENTS ANDCONFLUENCES: AN ANNOTATED EDITION AND TRANSLATION OF LATIN POETRY ONTHE BATTLE OF LEPANTO"
ZEANAH, CHARLES (UNITED STATES) TULANE UNIVERSITY SCHOOL OF MEDICINE:"THE EFFECTS OF EARLY PSYCHOSOCIAL DEPRIVATION ON HUMAN DEVELOPMENT"
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~GENERAL EXPLANATION STATEMENT 31
FORM AND LINE REFERENCES}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER DESCRIPTION/RETURN REFERENCE}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}990PF, PART VII-B, LINE 5(C) EXPENDITURE RESPONSIBILITY GRANTS AND
PRIS
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 30, 3115361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
609
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~GENERAL EXPLANATION STATEMENT 32
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
THE FOLLOWING TEXT RELATES TO THE STATEMENT 21, THE EXPENDITURERESPONSIBILITY STATEMENT, IN RESPONSE TO PART VII-B, LINE 5C.
PROSPECTIVE GRANTEES ARE ASKED TO FURNISH INFORMATION IN ORDER TOENABLE THE FOUNDATION TO DETERMINE WHETHER THEY HAVE RECEIVED ADETERMINATION OF 501(C)(3) STATUS FROM THE U.S. INTERNAL REVENUESERVICE OR MAY BE CONSIDERED THE EQUIVALENT OF A TAX-EXEMPT CHARITY, IFFORMED OUTSIDE THE UNITED STATES. PROSPECTIVE GRANTEES WITH RESPECT TOWHOM THE FOUNDATION IS BELIEVED TO HAVE "EXPENDITURE RESPONSIBILITY"OBLIGATIONS ARE INFORMED BY LETTER, BEFORE PAYMENT IS MADE ON A GRANT,OF THE RESPONSIBILITIES IMPOSED UPON THE FOUNDATION AND ITS GRANTEES BYTHE INTERNAL REVENUE CODE OF 1986, AS AMENDED. EACH GRANTEE MUST AGREEIN WRITING TO THOSE TERMS AND CONDITIONS, INCLUDING THE OBLIGATION TOPROVIDE FINANCIAL AND SUBSTANTIVE REPORTS ON HOW FOUNDATION GRANT FUNDSARE EXPENDED. THE REPORTS THAT ARE RECEIVED ARE REVIEWED FOR GENERALACCURACY, SUFFICIENCY AND COMPLIANCE WITH THE TERMS AND CONDITIONS OFTHE GRANT. ADDITIONAL INFORMATION IS REQUESTED FROM GRANTEES ININSTANCES WHERE REPORTS ARE CONSIDERED INADEQUATE. WHERE THEFOUNDATION HAS NOT RECEIVED FINANCIAL OR SUBSTANTIVE REPORTS FROM AGRANTEE WHEN EXPECTED, FOUNDATION STAFF FOLLOW UP IN SEVERAL WAYS,INCLUDING REMINDERS THAT ARE SENT AT REGULAR INTERVALS AFTER REPORTSARE EXPECTED AND PERSONAL FOLLOW-UP BY PROGRAM STAFF THROUGH TELEPHONE,MAIL AND E-MAIL.
THE FOLLOWING STATEMENT LISTS GRANT AND PROGRAM-RELATED INVESTMENTEXPENDITURES WITH RESPECT TO WHICH THE FOUNDATION HAS EXERCISEDEXPENDITURE RESPONSIBILITY. WHERE THE GRANTEE'S NAME IS FOLLOWED BY ANASTERISK (*), THE GRANTEE ORGANIZATION IS EITHER A PRIVATE FOUNDATION,A PRIVATE OPERATING FOUNDATION, OR A FOREIGN PRIVATE-FOUNDATIONEQUIVALENT. ALL OTHER GRANTEES ARE NON-501(C)(3) ORGANIZATIONS ORORGANIZATIONS FOR WHICH THE FOUNDATION HAS NOT MADE A REASONABLEDETERMINATION OF 501(C)(3) EQUIVALENCY STATUS THAT RECEIVED GRANTS FORCHARITABLE PROJECTS AND MAINTAINED PAYMENTS IN SEGREGATED FUNDS ASREQUIRED BY TREASURY REG. 53.4945-6(C).
THE DATES OF THE REPORTS SHOWN ARE EITHER FINANCIAL REPORTS ORNARRATIVE REPORTS. IF A PARTICULAR GRANT EXPENDITURE IS SHOWN TO HAVEBEEN FULLY EXPENDED BY THE GRANTEE BUT THE FOUNDATION HAS NOT YETRECEIVED ONE OR MORE NARRATIVE REPORTS, THE FOUNDATION WILL REPORT ONTHE STATUS OF THE EXPENDITURE ON OUR 2012 990-PF. UNLESS OTHERWISENOTED, THE REPORTS RECEIVED WERE FOUND TO BE IN ORDER AND TO SHOW THATTHE FUNDS WERE FULLY EXPENDED FOR THE PURPOSE OF THE GRANT.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3215361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
610
REPORTING STATUS IS AS OF 10/15/12.
THE ROCKEFELLER FOUNDATION 13-1659629}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
STATEMENT(S) 3215361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091
611
OMB No. 1545-0142
Department of the TreasuryInternal Revenue Service
11280112-03-11
| See separate instructions.| Attach to the corporation's tax return.
Note:
do not
1
2
3
4
5
1
2d
3
4
5
a
b
c
d
2a
2b
2c
Total.
do not
Caution: If the tax is zero
or the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5
Required annual payment. smaller
must
6
7
8
(a) (b) (c) (d)
9
10
11
12
13
14
15
16
17
18
Installment due dates. Form 990-PF filers:
9
10
11
12
13
14
15
16
17
18
Required installments.
Complete lines 12 through 18 of one column before
going to the next column.
Underpayment.
Overpayment.
Go to Part IV on page 2 to figure the penalty. Do not go to Part IV if there are no entries on line 17 - no penalty is owed.
For Paperwork Reduction Act Notice, see separate instructions. 2220
Form
Name Employer identification number
Generally, the corporation is not required to file Form 2220 (see Part II below for exceptions) because the IRS will figure any penalty owed and bill thecorporation. However, the corporation may still use Form 2220 to figure the penalty. If so, enter the amount from page 2, line 38 on the estimated taxpenalty line of the corporation's income tax return, but attach Form 2220.
Total tax (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 ~~~~~
Look-back interest included on line 1 under section 460(b)(2) for completed long-term
contracts or section 167(g) for depreciation under the income forecast method ~~~~~~~~
Credit for federal tax paid on fuels (see instructions) ~~~~~~~~~~~~~~~~~~~
Add lines 2a through 2c ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Subtract line 2d from line 1. If the result is less than $500, complete or file this form. The corporation
does not owe the penalty ���������������������������������������������
Enter the tax shown on the corporation's 2010 income tax return (see instructions).
~~~~~~~~~~~
Enter the of line 3 or line 4. If the corporation is required to skip line 4,
enter the amount from line 3 ��������������������������������������������
Check the boxes below that apply. If any boxes are checked, the corporation file Form 2220even if it does not owe a penalty (see instructions).
The corporation is using the adjusted seasonal installment method.
The corporation is using the annualized income installment method.
The corporation is a "large corporation" figuring its first required installment based on the prior year's tax.
Enter in columns (a) through(d) the 15th day of the 4th (Use 5th month), 6th, 9th, and 12th months of thecorporation's tax year ~~~~~~~~~~~~~~~~
If the box on line 6 and/or line 7
above is checked, enter the amounts from Sch A, line 38. If
the box on line 8 (but not 6 or 7) is checked, see instructions
for the amounts to enter. If none of these boxes are checked,
enter 25% of line 5 above in each column. ~~~~~~ ~
Estimated tax paid or credited for each period (see
instructions). For column (a) only, enter the amount
from line 11 on line 15 ~~~~~~~~~~~~~~~
Enter amount, if any, from line 18 of the preceding column
Add lines 11 and 12 ~~~~~~~~~~~~~~~~~
Add amounts on lines 16 and 17 of the preceding column
Subtract line 14 from line 13. If zero or less, enter -0- ~~
If the amount on line 15 is zero, subtract line 13 from line
14. Otherwise, enter -0- ~~~~~~~~~~~~~~~
If line 15 is less than or equal to line 10,
subtract line 15 from line 10. Then go to line 12 of the next
column. Otherwise, go to line 18 ~~~~~~~~~~~
If line 10 is less than line 15, subtract line 10
from line 15. Then go to line 12 of the next column ���
JWA Form (2011)
Part I Required Annual Payment
Reasons for Filing - Part II
Part III Figuring the Underpayment
2220 Underpayment of Estimated Tax by Corporations2011
FORM 990-PF
THE ROCKEFELLER FOUNDATION 13-1659629
3,842,292.
3,842,292.
1,633,951.
1,633,951.
XX
05/15/11 06/15/11 09/15/11 12/15/11
408,488. 1,061,125. 1,165,510. 871,961.
2,964,609. 750,000. 1,350,000.
2,556,121. 2,244,996. 2,429,486.3,306,121. 3,594,996. 2,429,486.
2,964,609. 3,306,121. 3,594,996. 2,429,486.
0. 0.
2,556,121. 2,244,996. 2,429,486.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 612
Number of days from due date of installment on line 9 to the
date shown on line 19
Number of days on line 20 after 4/15/2011 and before 7/1/2011
Underpayment on line 17 x Number of days on line 21 x 4%365
Number of days on line 20 after 06/30/2011 and before 10/1/2011
Underpayment on line 17 x Number of days on line 23 x 4%
365
Number of days on line 20 after 9/30/2011 and before 1/1/2012
Underpayment on line 17 x Number of days on line 25 x 3%
365
Number of days on line 20 after 12/31/2011 and before 4/1/2012
Underpayment on line 17 x Number of days on line 27 x 3%366
Number of days on line 20 after 3/31/2012 and before 7/1/2012
Underpayment on line 17 x Number of days on line 29 x *%366
Number of days on line 20 after 6/30/2012 and before 10/01/2012
Underpayment on line 17 x Number of days on line 31 x *%366
Number of days on line 20 after 9/30/2012 and before 1/1/2013
Underpayment on line 17 x Number of days on line 33 x *%366
Number of days on line 20 after 12/31/2012 and before 2/16/2013
Underpayment on line 17 x Number of days on line 35 x *%365
Add lines 22, 24, 26, 28, 30, 32, 34, and 36
11280212-06-11
(a) (b) (c) (d)
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
(Form 990-PF and Form 990-T filers:
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
Penalty.
38
www.irs.gov.
2220
Form 2220 (2011) Page
Enter the date of payment or the 15th day of the 3rd month
after the close of the tax year, whichever is earlier (see
instructions). Use 5th
month instead of 3rd month.) ~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~
~~
~~~ $
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
~
~~~
~~
~~~
~
~~~
~~
~~~
~
~~~
~~
~~~
~
~~~
~~~~~~~~~
Add columns (a) through (d) of line 37. Enter the total here and on Form 1120; line 33;
or the comparable line for other income tax returns ������������������������������������
* Use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter.These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin. To obtain thisinformation on the Internet, access the IRS website at You can also call 1-800-829-4933 to get interest rate information.
JWA Form (2011)
2
Part IV Figuring the Penalty
FORM 990-PFTHE ROCKEFELLER FOUNDATION 13-1659629
0.
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 613
Enter taxable income for each period for the tax year beginning in
2011. (see instructions for the treatment of extraordinary items).
11282112-03-11
3
Adjusted Seasonal Installment Method and Annualized Income Installment Method
Form 1120S filers:
(a) (b) (c) (d)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
a
b
c
a
b
c
a
b
c
a
b
c
1a
1b
1c
2
3a
3b
3c
4
5
6
7
8
9a
9b
9c
10
11a
11b
11c
12
13
14
15
16
17
18
19
2220
Form 2220 (2011) Page
(see instructions)
For lines 1, 2, 3, and 21, below, "taxable income" refers to excess net passive income or the amount on which tax isimposed under section 1374(a), whichever applies.
Use this method only if the base period percentage for
any 6 consecutive months is at least 70%. See instructions.)
First 3
months
First 5
months
First 8
months
First 11
monthsEnter taxable income for the following periods:
Tax year beginning in 2008
Tax year beginning in 2009
Tax year beginning in 2010
~~~~~~~~~~~~
~~~~~~~~~~~~
~~~~~~~~~~~~
First 4
months
First 6
months
First 9
monthsEntire year
Enter taxable income for the following periods:
Tax year beginning in 2008
Tax year beginning in 2009
Tax year beginning in 2010
~~~~~~~~~~~~
~~~~~~~~~~~~
~~~~~~~~~~~~
Divide the amount in each column on line 1a by the
amount in column (d) on line 3a
Divide the amount in each column on line 1b by the
amount in column (d) on line 3b
Divide the amount in each column on line 1c by the
amount in column (d) on line 3c
~~~~~~~~~~
~~~~~~~~~~
~~~~~~~~~~
Add lines 4 through 6
Divide line 7 by 3.0
Divide line 2 by line 8
Extraordinary items (see instructions)
Add lines 9a and 9b
Figure the tax on the amt on ln 9c using the instr for Form
1120, Sch J, ln 2 (or comparable ln of corp's return)
~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~
~~~~~~~~
~~~~~~~~~~~~~~~
~
Divide the amount in columns (a) through (c) on line 3a
by the amount in column (d) on line 3a
Divide the amount in columns (a) through (c) on line 3b
by the amount in column (d) on line 3b
Divide the amount in columns (a) through (c) on line 3c
by the amount in column (d) on line 3c
Add lines 11a though 11c
~~~~~~~
~~~~~~~
~~~~~~~
~~~~~~~~~~~~~
Divide line 12 by 3.0
Multiply the amount in columns (a) through (c) of line 10
by columns (a) through (c) of line 13. In column (d), enter
the amount from line 10, column (d)
Enter any alternative minimum tax for each payment
period (see instructions)
Enter any other taxes for each payment period (see instr)
Add lines 14 through 16
~~~~~~~~~~~~~~~
~~~~~~~~
~~~~~~~~~~~~~
~~~~~~~~~~~~~~
For each period, enter the same type of credits as allowed
on Form 2220, lines 1 and 2c (see instructions)
Total tax after credits. Subtract line 18 from line 17. If
zero or less, enter -0-
~~~
���������������
Form (2011)JWA
Schedule A
Part I - Adjusted Seasonal Installment Method (Caution:
THE ROCKEFELLER FOUNDATION 13-1659629FORM 990-PF
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 614
11282212-03-11
4
(a) (b) (c) (d)
20
21
22
23
24
25
26
27
28
29
30
31
20
21
22
23a
23b
23c
24
25
26
27
28
29
30
31
a
b
c
Note:
32
33
34
35
36
37
38
smaller
Adjusted seasonal or annualized income installments.
32
33
34
35
36
37
38
Note:
Required installments. smaller
2220
Form 2220 (2011) Page
First
months
First
months
First
months
First
monthsAnnualization periods (see instructions)
Enter taxable income for each annualization period (see
instructions for the treatment of extraordinary items)
Annualization amounts (see instructions)
Annualized taxable income. Multiply line 21 by line 22
Extraordinary items (see instructions)
Add lines 23a and 23b
~~~~~~~
~
~~~~~~
~
~~~~~~~~
~~~~~~~~~~~~~~
Figure the tax on the amount on line 23c using the
instructions for Form 1120, Schedule J, line 2
(or comparable line of corporation's return)
Enter any alternative minimum tax for each payment
period (see instructions)
Enter any other taxes for each payment period (see instr)
Total tax. Add lines 24 through 26
~~~~~
~~~~~~~~~~~~~~
~~~~~~~~~
For each period, enter the same type of credits as allowed
on Form 2220, lines 1 and 2c (see instructions)
Total tax after credits. Subtract line 28 from line 27. If
zero or less, enter -0-
Applicable percentage
~~~
~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~ 25% 50% 75% 100%
Multiply line 29 by line 30 �������������
Complete lines 32 through 38 of one column before
completing the next column.
1st
installment
2nd
installment
3rd
installment
4th
installment
If only Part I or Part II is completed, enter the amount in
each column from line 19 or line 31. If both parts are
completed, enter the of the amounts in each
column from line 19 or line 31
Add the amounts in all preceding columns of line 38
(see instructions)
Subtract line 33 from line 32. If zero or less, enter -0-
~~~~~~~~~~~
~~~~~~~~~~~~~~~~
~
Enter 25% of line 5 on page 1 of Form 2220 in each
column. "Large corporations," see the instructions
for line 10 for the amounts to enter ~~~~~~~~~
Subtract line 38 of the preceding column from line 37 of
the preceding column
Add lines 35 and 36
Enter the of line 34 or
line 37 here and on page 1 of Form 2220, line 10
(see instructions)
~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~
����������������
Form (2011)
JWA
Part II - Annualized Income Installment Method
Part III - Required Installments
THE ROCKEFELLER FOUNDATION 13-1659629FORM 990-PF
**
2 3 6 9
36699322. 36740331. 87837437. 131,515,974.
6.000000 4.000000 2.000000 1.333330
220,195,932. 146,961,324. 175,674,874. 175,354,194.
220,195,932. 146,961,324. 175,674,874. 175,354,194.
4,403,919. 2,939,226. 3,513,497. 3,507,084.
4,403,919. 2,939,226. 3,513,497. 3,507,084.
4,403,919. 2,939,226. 3,513,497. 3,507,084.
1,100,980. 1,469,613. 2,635,123. 3,507,084.
1,100,980. 1,469,613. 2,635,123. 3,507,084.
408,488. 1,469,613. 2,635,123.
1,100,980. 1,061,125. 1,165,510. 871,961.
408,488. 1,512,658. 960,573. 960,573.
451,533. 246,596.
408,488. 1,512,658. 1,412,106. 1,207,169.
408,488. 1,061,125. 1,165,510. 871,961.
** ANNUALIZED INCOME INSTALLMENT METHOD USING STANDARD OPTION
15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 615
._,;--c:::> c:-J
'!=I ~
> 0 :z 0 w z
Form 990-T Exempt !~nizatii:irl ~'~S'in~SS lnco~:•t Return Department of the Treasury Internal Revenue Service
A D Check box 1f address changed
(and proxy tax under section 6033(e)) For calendar year 2010 or other tax year beg1nn1ng , and ending
Name of organization ( D Check box 1! name changed and see instructions )
B Exemptundersect1on Print THE ROCKEFELLER FOUNDATION [XJ 501 (C )( 3 ) or Number, street, and room or suite no If a P O box, see instructions 0408(e) 0220(e) Type 420 FIFTH AVENUE D 408A Ds30(a) City or town, state, and ZIP code 0529(a) NEW YORK, NY 10018-2 702
C Book value of all assets F Grou exem t1on number See instructions • at end of year G Check organization type • CXJ 501 (c) corporation D 501 (c) trust
3 593 289 629.
Open to Pubhc Inspection for 501(c)(3) Organizations Only
O Employer 1dent1ficat1on number (Employees' trust, see 1nstruct1ons )
13-1659629 E Unrelated busmess act1v1ty,codes
(See 1nstruct1ons )
25990
D 401 (a) trust D Other trust
H Describe the organization's primary unrelated business act1v1ty • INVESTMENTS IN LIMITED PARTNERSHIPS I During the tax year, Was the corporation a subs1d1ary man affiliated group or a parent-subs1d1ary controlled group? • D Yes CXJ No
If "Yes," enter the name and 1dent1tymg number of the parent corporation • Th b t • ELLEN TAUS CFO e ooks are m care o , Teleohone number • 212 852 8361 - -
I Part l I Unrelated Trade or Business Income (A) Income (Bl Expenses (C) Net
1 a Gross receipts or sales
b Less returns and allowances c Balance • le 2 Cost of goods sold (Schedule A, line 7) 2
3 Gross profit Subtract lme 2 from lme 1 c 3 4a Capital gain net income (attach Schedule D) 4a 2,324,642. 2,324,642.
b Net gain (loss) (Form 4797, Part II, line 17) (attach Form 4797) 4b 90,566. 90,566. c Capital loss deduction for trusts 4c
5 Income (loss) from partnerships and S corporatmns (attach statement) 5 183,358. STMT 33 183,358. 6 Rent income (Schedule C) 6
7 Unrelated debt-financed income (Schedule E) 7
8 Interest, annu1t1es, royalties, and rents from controlled organ1zat1ons (Sch F) 8
9 Investment income of a section 501 (c)(7), (9), or (17) organization
(Schedule G) 9 10 Exploited exempt act1v1ty income (Schedule I) 10
11 Advertising income (Schedule J) 11
12 Other income (See instructions, attach schedule) 12
13 Total. Combine Imes 3 throuah 12 13 2,598,566. 2,598,566. f Part H I Deductions Not Taken Elsewhere (See 1nstruct1ons for l1m1tat1ons on deductions.)
~ ~~~~~(E~xc~e~p~t~fo~r~c~o~nt~n~b~ut~1o~n~s~,d~e=d~u~c~t1o~n:s~m~u~s~t~b~e~d~1r~e~~~~~w~1th~th~e~u~n~re~la~t~ed~bu~s~1n~e:s:s~1n~c~o~m~e~.)~~~~~~~~~~-~ 14 Compensation of officers, d1rectars, and trustees (f'tfeC1:L":'d_6ie~~~t.~r:..:.-:~---i
15 Salaries and wages G g 16 Repairs and maintenance 0 . \J -J l ti '[ G \ \ 9 17 Bad debts Iii N ~ 18 Interest (attach schedule) , " --~r"'::'lg-
19 Taxes and licenses ~·- __ _ 20 Charitable contributions (See instructions fo~:il11:n1t~tion rules)
21 Deprec1at1on (attach Form 4562) 22 Less depreciation claimed on Schedule A and elsewhere on return
23 Depletion
24 25
26
Contnbut1ons to deferred compensation plans Employee benefit programs
Excess exempt expenses (Schedule I) 27 Excess readership costs (Schedule J)
28 Other deductions (attach schedule)
29 Total deductions. Add Imes 14 through 28
SEE STATEMENT 34 SEE ST A TEMENT 4 j SEE ST A TEMENT 42
21
22a
SEE STATEMENT 35
30 Unrelated business taxable income before net operating loss deduction Subtract lme 29 from line 13
31 Net operating loss deduction (limited to the amount on line 30) SEE STATEMENT 43 32 Unrelated business taxable income before spec1f1c deduction Subtract line 31 from line 80
33 Spec1f1c deduction (Generally $1,000, but see mstruct1ons for exceptions ) · 34 Unrelated business taxable income. Subtract line 33 from line 32 If line 33 1s greater than line 32, enter the smaller
14
15
16
17 18 2,073,808. 19 102,393. 20
22b
23
24
25
26 27 28 4 001 476. 29 6 177,677. 30 -3579111. 31 0 • 32 -3579111. 33
of zero or line 32 34 -3 5 7 9111 . ~3JJ_\ 1 LHA For Paperwork Reduction Act Notice, see Instructions
3 7 4 ~d-t-<j(.gq 990-T (2010)
~1 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091 \
e Form990-T(2010) THE ROCKEFELLER FOUNDATION 13-1659629 Page 2
I Part tU l Tax Comoutation 35 Organizations Taxable as Corporations. See instructions for tax computation
Controlled group members (sections 1561and1563) check here ..,. D See Instructions and
a Enter your share of the $50,000. $25,000, and $9,925,000 taxable income brackets (m that order) (1) 1$ I (2) 1$ I (3) 1$ I
b Enter organization's share of (1) Add1t1onal 5% tax (not more than $11,750) I$ I (2) Add1t1onal 3% tax (not more than $100,000) I$ I
c Income tax on the amount on lme 34 .... 35c 0 • 36 ~Trusts Taxable at Trust Rates. See instructions for tax computation Income tax on the amount on lme 34 from
'D Tax rate schedule or D Schedule D (Form 1041) .... 36 37 Proxy tax. See 1nstruct1ons .... 37 38 Alternative minimum tax 38 39 Total Add Imes 37 and 38 to lme 35c or 36 whichever a'ool1es 39 0 .
I Part IV l Tax and ·payments 40a Foreign tax credit (corporations attach Form 1118, trusts attach Form 1116) 40a
b Other credits (see instructions) 40b c General business credit Attach Form 3800 4Dc II Credit for pnor year minimum tax (attach Form 8801 or 8827) 40d e Total credits. Add Imes 40a through 40d 4De
41 Subtract lme 40e from lme 39 41 0. 42 Other taxes Check 1f from D Form 4255 D Form 8611 D Form 8697 D Form 8866 D Other (attach schedule) 42 43 Total tax. Add lines 41 and 42 43 0. 44 a Payments A 2009 overpayment credited to 2010 44a 500,033.
b 2010 estimated tax payments 44b c Tax deposited with Form 8868 44c d Foreign organizations Tax paid or withheld at source (see instructions) 44d e Backup withholding (see instructions) SEE STATEMENT 44 44e 22. I Credit for small employer health insurance premiums (Attach Form 8941) 441 g Other credits and payments D Form2439 D Form4136 D Other Total ..,. 440
45 Total payments Add Imes 44a through 44g 45 500,055. 46 Estimated tax penalty (see instructions) Check 1f Form 2220 1s attached .... D 46 47 Tax due If line 45 1s less than the total of Imes 43 and 46, enter amount owed .... 47 48 Overpayment. If lme 45 1s larger than the total of Imes 43 and 46, enter amount overpaid .... 48 500,055 . 49 Enter the amount of line 48 vou want Credited to 2011 estimated tax .... 500 I 055 .1 Refunded .... 49 0 •
I Part V I Statements Regarding Certain Activities and Other Information (see instructions)
1 At any time dunng the 2010 calendar year, did the organization have an interest m or a signature or other authority over a financial account Yes No (bank, secunt1es, or other) ma foreign country? If YES, the organization may have to file Form TD F 90-22 1, Report of Foreign Bank and Fmanc1al Accounts If YES, enter the name of the foreign country here ..,. SEE STATEMENT 45 x
2 Dunng the tax year, did the organization receive a d1stnbut1on from, or was 1t the grantor of, or transteror to, e IOralgn trust? x if YES, see instructions for other forms the organization may have to flla 3 Enter the amount of tax-exemot interest received or accrued dunno the tax vear..,. Si Schedule A - Cost of Goods Sold. Enter method of inventory valuation ..,. NI A 1 Inventory at begmnmg of year 1 6 Inventory at end of year 6 2 Purchases 2 7 Cost of goods sold. Subtract lme 6 3 Cost of labor 3 from line 5 Enter here and m Part I, lme 2 7
4 a Add1t1onal section 263A costs 8 Do the rules of section 263A (wrth respect to Yes No b Other costs (attach schedule) property produced or acquired for resale) apply to
5 Total. Add Imes 1 throu b the or an1zat1on? x examined this return, Including accompanying schedules and statements, and to the best of my knowledge end belief, 11 Is true,
Sign Here
ther than taxpaye~ is based on 1 lnformati~ ff m"'~~filr~'I~ May the IRS discuss this return with
Paid Preparer ARRETT HIGGINS Use Only Firm's name 1i11- 0 'CONNOR D ·I
023711 03-04-11
60 EAST 42ND Firm's address 1i11- NEW YORK NY
II
Date
& BBINS, STREET, 36TH FL. 10165-3698
the praperar shown below (see
instructions)? No
Check 1f PTIN self- employed
Firm's EIN lill-
Phone no
P00543209 13-3385019
212 286-2600 Form 990-T (2010)
Formsso-T(2010) THE ROCKEFELLE,FOUNDATION e 13-1659629 Page 3 Schedule C - Rent Income (From Real Property and Personal Property Leased With Real Property)(see 1nstruct1ons)
1 . Description of property
(4\
2. Rent received or accrued
(a) From personal property (If the percentage _of (b) From real and personal property (If the percentage 3( 8) Deductions directly connected with the Income In
rent for personal property 1s more than of rent for personal property exceeds 50% or If columns 2(a) and 2(b) (attach schedule)
10% but not more than 50%) the rent Is based on profit or Income)
(1)
(2\
(3)
(4)
Total 0. Total o. (c) Total Income. Add totals of columns 2(a) and 2(b) Enter (b) Total deductions.
here and on page 1, Part I, lme 6, column (A) ..... 0. Enter here and on pa~e 1, ..... o . Part I, line 6, column B)
Schedule E - Unrelated Debt-Financed Income (see instructions) 3. Deductions directly connected with or allocable
2. Gross Income from to debt-financed property
1 . Description of debt-financed property or allocable to debt- (a) Straight line depreciation (b/, Other deductions financed property (attach schedule) attach schedule)
(1)
(2\
(3)
(4\
4. Amount of average acquisition 5. Average adjusted basis 6. Column 4 divided 7. Gross income 8. Allocable deductions debt on or allocable to debt-financed of or allocable to by column 5 reportable (column (column 6 x total of columns
property (attach schedule) debt-financed property 2 x column 6) 3(8) and 3(b)) (attach schedule)
(1) %
(2) % (3) % (4\ %
Enter here and on page 1, Enter here and on page 1, Part I, line 7, column (A) Part I, line 7, column (B)
Totals ..... 0. o . Total dividends-received deductions mcluded m column 8 ..... o . ..
Schedule F - Interest, Annu1t1es, Royalties, and Rents From Controlled Orgamzat1ons (see 1nstruct1ons)
Exempt Controlled Organ1zat1ons
1 . Name of controlled organization 2. 3. 4. 5. Part of column 4 that Is 6. Deductions directly Employer 1dent1ficat1on Net unrelated Income Total of specified included in the controlling connected with income
number (loss) (see instructions) payments made organization's gross Income In column 5
(1)
(2)
(3\
(4)
Nonexempt Controlled Organ1zat1ons
7. Taxable Income 8. Net unrelated Income (loss) 9. Total of specified payments 10. Part of column 9 that Is Included 11 . Deductions directly connected (see Instructions) made 1n the controlling organization's with Income In column 10
gross income
(1)
(2\
(3)
(4\
Add columns 5 and 10 Add columns 6 and 11
Enter here and on page 1, Part I, Enter here and on page 1, Part I,
line 8, column (A) line 8, column (B)
Totals .... 0 • o. 023721 03-03-11 Form 990-T (2010)
376 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
Fonn 990-T (2010) THE ROCKEFELLE,FOUNDATION 13-1659629 Page 4
Schedule G - Investment Income of a Section 501(c)(7), (9), or (17) Organization (see instructions)
3. Deductions 1 . Descr1pt1on ol Income 2. Amount ol income directly connected
(attach schedule)
(1)
(2)
(3)
(4) Enter here and on page 1, Part I, line 9, column (A)
Totals ~ o. Schedule I - Exploited Exempt Activity Income, Other Than Advertising Income
(see instructions)
2. Gross 3. Expenses 4. Net Income (loss)
5. Gross Income from unrelated trade or 1. Description of unrelated business
directly connected business (column 2 Imm activity that
exploited activity income from with production minus column 3) II a Is not unrelated or unrelated trade or business
business Income gain, compute cols 5 business Income
through 7
(1)
(2)
(3)
(4) Enter hare and on Enter here and on
page 1, Part I, page 1, Part I, line 10, col (A) line 10, col (B)
Totals ~ o. o. Schedule J - Advert1s1ng Income (see instructions)
I Part 1 j Income From Periodicals Reported on a Consolidated Basis
2. Gross 3. Direct 4. Advertising gain
5. Circulation 1. Name of per1od1ca1 advertising
or (loss) (col 2 minus
Income advert1s1ng costs col 3) II a gain, compute Income cols 5 through 7
(1)
(2)
(3)
(4)
Totals (carrv to Part II Ima £5\\ ~ o. 0.
4. Set-asides (attach schedule)
6. Expenses attnbutabla to
column 5
6. Readership costs
I Part Hl Income From Periodicals Reported on a Separate Basis (For each penod1cal listed 1n Part II, f1ll 1n
columns 2 through 7 on a hne-by-hne basis.)
2. Gross 3. Direct 4. Advertising gain
5. Clrculat1on 6. Readership 1 . Name ol periodical advertising
or (loss) (col 2 minus advertising costs col 3) II a gain, compute income costs Income
cols 5 through 7
(1)
(2)
(3)
(4)
(5) Totals from Part I 0. 0. Enter here and on Enter here and on
page 1, Part I, page 1, Part I, line 11, col (A) line 11, col (B)
Totals Part II (Imes 1-51 ~ 0. 0. Schedule K - Compensation of Officers, Directors, and Trustees (see instructions)
5. Total deductions and set-asides
(col 3 plus col 4)
Enter here and on page 1, Part I, line 9, column (B)
0.
1. Excess exempt expenses (column 6 minus column 5, but not more than
column 4)
Enter hare and on page 1,
Part II, lina26
o.
7. Excess readership costs (column 6 minus column 5, but not more
than column 4)
0.
7. Excess readership costs (column 6 minus column 5, but not more
than column 4)
o. Enter here and
on page 1, Part II, line27
0.
3. Percent of 4. Compensation attnbutable 1. Name 2. Title time devoted to
(1 l
C2l (3)
(4)
Total. Enter here and on oaoe 1
023731 03-03-11
Part II Ima 14
13201109 756359 621570.00
bus mess to unrelated business
%
%
%
% ~ 0.
Form 990-T (2010)
377 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
SCHEDULED Capital Gains and Losses OMB No 1545-0123 (Form 1120) .... Attach to Form 1120, 1120·C, 1120-F, 1120-FSC, 1120-H, 1120-IC-DISC, 1120-L, 1120-ND,
2010 Department of the Treasury 1120-PC, 1120-POL, 1120-REIT, 1120-RIC, 1120-SF, or certain Forms 990·T. Internal Revenue Servlca .... See separate Instructions.
Name Employer Identification number
THE ROCKEFELLER FOUNDATION 13-1659629 I Pant I Short-Term Capital Gains and Losses -Assets Held One Year or Less
(a) Description of property (b) Date acquired (c) Date sold (d) Sales pnce (e) Cost or other basis (f) Gain or (loss) (Example 100 shares of Z Co ) (mo , day, yr) (mo, day, yr) (see instructions) (see instructions)
1
SEE STATEMENT 36 2 Short-term capital gam from installment sales from Form 6252, lme 26 or 37
3 Short-term gam or (loss) from l1ke-kmd exchanges from Form 8824 4 Unused capital loss carryover (attach computation) SEE STATEMENT 5 Net short-term capital oam or (loss) Combine Imes 1 throuoh 4
I PatUI I Lona-Term Caoital Gains and Losses -Assets Held More Than One Year 6
SEE STATEMENT 37 7 Enter gam from Form 4797, lme 7 or 9
8 Long·term capital gam from installment sales from Form 6252, lme 26 or 37 9 Long·term gam or (loss) from l1ke·kmd exchanges from Form 8824
10 Capital gam d1stnbut1ons (see instructions) 11 Net lono·term capital oam or (loss) Combine Imes 6 throuoh 10
I Part HI I Summarv of Parts I and II 12 Enter excess of net short-term capital gam (lme 5) over net long-term capital loss (Ima 11) 13 Net capital gam Enter excess of net long-term capital gain (Ima 11) over net short-term capital loss (line 5) 14 Add Imes 12 and 13 Enter here and on Form 1120, page 1, lme 8, or the proper Ima on other
returns Note. If losses exceed gains, see Caoltal losses m the instructions
JWA For Paperwork Reduction Act Notice, see the Instructions for Form 1120.
021051 01-26-11
382
38
(Subtract (e) from (d))
35,672. 2
3 4 ( 407,251.1 5 -371,579.
522,237. 7 2,173,984. 8 9
10 11 2,696,221.
12 13 2,324,642.
14 2,324,642.
Schedule D (Form 1120) (2010)
13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
Form 4797 Department of the Treasury Internal Revenue Service (99)
Name(s) shown on return
Sales of Business Property (Also Involuntary Conversions and Recapture Amounts
Under Sections 179 and 280F(b)(2)) .... Attach to your tax return. .... See separate instructions.
THE ROCKEFELLER FOUNDATION 1 Enter the gross proceeds from sales or exchanges reported to you for 2010 on Form(s) 1099·8 or 1099·S
(or substitute statement) that you are including on line 2, 10, or 20
OMB No 1545-0184
Identifying number
13-1659629
I Part I I Sales or Exchanges of Property Used in a Trade or Business and Involuntary Conversions From Other Than Casualty or Theft-Most Property Held More Than 1 Year (see 1nstruct1ons)
(a) Description (b) Date acquired (c) Date sold ( d) Gross sales ( 8) Depreciation (I) Cost or other (g) Gain or (loss) allowed or basis, plus
of property (mo, day, yr) (mo , day, yr) pnce allowable since improvements and Subtract (~ from the sum of (d) and (e)
2 acqulslbon expense of sale
SEE STATEMENT 39 2,264,550. 3 Gain, 1f any, from Form 4684, line 42 3
4 Section 1231 gain from installment sales from Form 6252, line 26 or 37 4
5 Section 1231 gain or (loss) from like·kind exchanges from Form 8824 5
6 Gain, 1f any, from line 32, from other than casualty or theft 6
7 Combine lines 2 through 6. Enter the gain or (loss) here and on the appropriate line as follows: 7 2,264,550. Partnerships (except electing large partnerships) and S corporations. Report the gain or (loss) following the 1nstruct1ons for Form 1065, Schedule K, line 10, or Form 1120S, Schedule K, line 9. Skip lines 8, 9, 11, and 12 below.
Individuals, partners, S corporation shareholders, and all others. If line 7 1s zero or a loss, enter the amount from line 7 on line 11 below and skip lines 8 and 9. If line 7 1s a gain and you d1d not have any pnor year section 1231 losses, or they were recaptured in an earlier year, enter the gain from line 7 as a long-term capital gain on the Schedule D filed with your return and skip lines 8, 9, 11, and 12 below.
8 Nonrecaptured net section 1231 losses from prior years (see instructions) SEE STATEMENT 40 8 90,566. 9 Subtract line 8 from line 7. If zero or less, enter ·O·. If line 9 1s zero, enter the gain from line 7 on line 12 below. If
line 9 1s more than zero, enter the amount from line 8 on line 12 below and enter the gain from line 9 as a long-term
cao1tal aa1n on the Schedule D filed with vour return (see instructions) 9 2,173,984.
I Part U I Ordinary Gains and Losses (see instructions)
10 Ordinary gains and losses not included on lines 11 through 16 (include property held 1 year or less):
11 Loss, 1f any, from line 7 11
12 Gain, 1f any, from line 7 or amount from line 8, 1f applicable 12 90,566. 13 Gain, 1f any, from line 31 13
14 Net gain or (loss) from Form 4684, lines 34 and 41a 14
15 Ordinary gain from installment sales from Form 6252, line 25 or 36 15
16 Ordinary gain or (loss) from like-kind exchanges from Form 8824 16
17 Combine lines 10 through 16 17 90,566. 18 For all except 1nd1v1dual returns, enter the amount from line 17 on the appropnate line of your return and skip lines
a and b below. For 1nd1v1dual returns, complete lines a and b below:
a If the loss on line 11 includes a loss from Form 4684, line 38, column (b)(11), enter that part of the loss here. Enter
the part of the loss from income-producing property on Schedule A (Form 1040), line 28, and the part of the loss
from property used as an employee on Schedule A (Form 1040), line 23. Identify as from "Form 4797, line 18a."
See instructions 18a
b Redetermine the gain or (loss) on line 17 excluding the loss, 1f any, on line 18a. Enter here and on
Form 1 040 line 14 18b
LHA For Paperwork Reduction Act Notice, see separate instructions. Form 4797 (2010)
018011 12-21-10
383 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
Form 4797 (2010)THE ROCKEFELLE' FOUNDATION 13-1659629 Page 2
[Part lH j Gain From Disposition of Property Under Sections 1245, 1250, 1252, 1254, and 1255 (see 1nstruct1ons)
19 (a) Description of section 1245, 1250, 1252, 1254, or 1255 property: (b) Date acqurred (c) Date sold
(mo, day, yr.) (mo., day, yr)
A
B
c D
These columns relate to the properties on
lines 19A through 190. ... Property A Property B PropertyC Property D
20 Gross sales pnce (Note: See line 1 before completing ) 20
21 Cost or other basis plus expense of sale 21
22 Deprec1at1on (or depletion) allowed or allowable 22
23 Adjusted basis. Subtract line 22 from line 21 23
24 Total aarn. Subtract line 23 from line 20 24
25 If section 1245 property:
a Deprec1at1on allowed or allowable from line 22 25a
b Enter the smaller of line 24 or 25a 25b
26 If section 1250 property: If straight line deprec1at1on was used, enter -0- on line 26g, except for a corporation sub1ect to section 291
a Add1t1onal deprec1at1on after 1975 (see instructions) 26a
b Applicable percentage multiplied by the smaller of line 24 or line 26a (see instructions) 26b
c Subtract line 26a from line 24. If res1dent1al rental property or line 24 rs not more than line 26a, skip lines 26d and 26e 26c
d Add1t1onal deprec1at1on after 1969 and before 1976 26d
e Enter the smaller of line 26c or 26d 26e
f Section 291 amount (corporations only) 26f
a Add lines 26b 26e and 26f 26a 27 If section 1252 property: Skip this section 1f you drd not
dispose of farmland or 1f this form rs being completed for a partnership (other than an electing large partnership)
a Soil, water, and land clearing expenses 27a
b Line 27a mult1pl1ed by applicable percentage 27b
c Enter the smaller of line 24 or 27b 27c
28 If section 1254 property: a Intangible drilling and development costs, expenditures
for development of mines and other natural deposits, mining exploration costs, and depletion (see instructions) 28a
b Enter the smaller of line 24 or 28a 28b 29 If section 1255 property:
a Applicable percentage of payments excluded from income under section 126 (see instructions) 29a
b Enter the smaller of line 24 or 29a I see instructions I 29b
Summary of Part Ill Gains. Complete property columns A through D through line 29b before going to line 30.
30 Total gains for all properties. Add property columns A through D, line 24 30
31 Add property columns A through D, lines 25b, 26g, 27c, 28b, and 29b. Enter here and on line 13 31
32 Subtract line 31 from line 30. Enter the portion from casualty or theft on Form 4684, line 36. Enter the portion
from other than casualtv or theft on Form 4 797 line 6 32
I Part lV l Recapture Amounts Under Sections 179 and 280F(b)(2) When Business Use Drops to 50% or Less (see instructions)
(a) Section (b) Section 179 280F(b)(2)
33 Section 179 expense deduction or deprec1at1on allowable rn prior years 33
34 Recomputed deprec1at1on (see 1nstruct1ons) 34 35 Recaoture amount. Subtract line 34 from line 33. See the 1nstruct1ons for where to reoort 35
018012 12-21-10 Form 4797 (2010)
384 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUNDAT~
FORM 990-T INCOME (LOSS) FROM PARTNERSHIPS
DESCRIPTION
ORDINARY INCOME FROM LIMITED PARTNERSHIP INVESTMENTS: ABRY PARTNERS VI, LP ALPINE INVESTORS III, LP ALPINE INVESTORS IV, LP ARCLIGHT ENERGY PARTNERS FUND III LP ARCHLIGHT ENERGY PARTNERS FUND IV LP ASP IV ALTERNATIVE INVESTMENTS, LP ASP V ALTERNATIVE INVESTMENTS, LP AUDAX PRIVATE EQUITY FUND III LP AVANT! STRATEGIC LAND INVESTORS IV (ACTIVE), LP BATTERY VENTURES VIII (AIV VI), LP BATTERY VENTURES VIII AIV III, LP BATTERY VENTURES VIII AIV IV, LP BATTERY VENTURES VIII AIV, LP BATTERY VENTURES VIII, LP BAUPOST VALUE PARTNERS LP IV BENCHMARK CAPITAL PARTNERS IV LP BERKSHIRE FUND VI (OS), LP BERKSHIRE FUND VII (OS), LP BROOKDALE INVESTORS FIVE, LP CADENT ENERGY PARTNERS II LP CASTANEA PARTNERS FUND III LP CERBERUS INSTITUTIONAL PARTNERS, LP (SERIES THREE) CHS PRIVATE EQUITY V LP COMMONFUND CAPITAL NATURAL RESOURCES PARTNERS VI LP COMMONFUND CAPITAL NATURAL RESOURCES PARTNERS VII LP CP INVESTMENT FUND II, LP CROW HOLDINGS REALTY PARTNERS II LP GENERAL CATALYST GROUP V - SUPPLEMENTAL LP GENERAL CATALYST GROUP V LP GRAHAM PARTNERS II CO-INVESTMENT LP GRAHAM PARTNERS II LP GREENFIELD ACQUISITION PARTNERS III LP GREENFIELD ACQUISITION PARTNERS IV LP GREENFIELD ACQUISITION PARTNERS V LP JCF II AIV K LP LIME ROCK PARTNERS IV LP LIME ROCK PARTNERS V LP LR4 AIV, LP MISSIONPOINT HA PARALLEL FUND LLC QUANTUM ENERGY PARTNERS IV, LP QUANTUM ENERGY PARTNERS V, LP QUANTUM RESOURCES B, LP ROCKLAND POWER PARTNERS LP SEQUOIA CAPITAL GROWTH FUND III LP SUMMIT PARTNERS VENTURE CAPITAL FUND II-A LP SUMMIT VENTURES VI-A LP
13-1659629
STATEMENT 33
AMOUNT
209,780. -1,530,755.
-80,144. 656,009.
-1,235,990. -174,302.
-6,946. -53,299. -20,047. -12,661. -3,750. 21,252.
646. -3,500. 37,267.
80. -7,063. -5,763.
5,109. 235,035. -55,637.
-115. -141,013.
-2,212. -96,147. -25,718. -17,418. -17,682. -18,506. -83,669.
-194,616. -167,331. -749,917. -453,194.
17,617. 677,512. 136,733. 105,070. 10,303.
149,254. -189,446.
-302. -7,955. 37,640. -7,280.
-128,468.
378 STATEMENT(S) 33 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUNDAT~
SUMMIT PARTNERS PRIVATE EQUITY FUND VII-A LP THE LYME FOREST FUND L.P. THE VARDE FUND IX, LP THE VARDE FUND VIII, LP TIGER GLOBAL PRIVATE INVESTMENT PARTNERS IV, LP VESTAR CAPITAL PARTNERS III LP VESTAR CAPITAL PARTNERS IV LP
PORTFOLIO INCOME FROM LIMITED PARTNERSHIP INVESTMENTS: ALPINE INVESTORS III, LP ARCHLIGHT ENERGY PARTNERS FUND III LP ARCHLIGHT ENERGY PARTNERS FUND IV LP BAUPOST VALUE PARTNERS LP-IV BC EUROPEAN CAPITAL VIII-9 BROOKDALE INVESTORS FIVE LP CARMEL PARTNERS INVESTMENT FUND III LP COMMONFUND CAPITAL NATURAL RESOURCES PARTNERS VI LP COMMONFUND CAPITAL NATURAL RESOURCES PARTNERS VII LP CROW HOLDINGS REALTY PARTNERS II LP FORTRESS INVESTMENT FUND V (CO-INVESTMENT FUND B) LP FORTRESS INVESTMENT FUND V (FUND B) LP FORUM ASIAN REALTY INCOME II LP GREENFIELD ACQUISITION PARTNERS III, LP GREENFIELD ACQUISITION PARTNERS IV, LP GREENFIELD ACQUISITION PARTNERS V LP, MARATHON DISTRESSED SUBPRIME FUND, LP QUANTUM ENERGY PARTNERS IV, LP QUANTUM ENERGY PARTNERS V, LP ROCKLAND POWER PARTNERS LP SEQUOIA CAPITAL GROWTH FUND III LP SUMMIT PARTNERS PRIVATE EQUITY FUND VII-A LP SUMMIT VENUTRES VI-A LP VESTAR CAPITAL PARTNERS IV LP WATERSHED CAPITAL INSTITUTIONAL PARTNERS LP
TOTAL TO FORM 990-T, PAGE 1, LINE 5
FORM 990-T INTEREST PAID
DESCRIPTION
INVESTMENT INTEREST EXPENSE FROM LIMITED PARTNERSHIP INVESTMENTS: AUDAX PRIVATE EQUITY FUND II LP BAUPOST VALUE PARTNERS LP-IV BC EUROPEAN CAPITAL VIII-9 BROOKDALE INVESTORS FIVE LP CADENT ENERGY PARTNERS II, LP CARMEL PARTNERS INVESTMENT FUND III, LP
13-1659629
-18,370. -331.
-33,893. -33,020. -1,982.
-28,584. 48,238.
13,823. 791,626. 334,599. -54,934.
268. 4,222. 8,428. 6,805. 9,510.
-8. 2,180.
49,579. 34,050.
657. 20.
29,533. 33,761.
302. 129. 120.
81,737. 628,135.
1,316,543. 148,259.
3,495.
183,358.
STATEMENT 34
AMOUNT
526. 4,470. 2,755.
41,194. 1,359.
183.
379 STATEMENT(S) 33, 34 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUNDAT~ ~
COMMONFUND CAPITAL RESOURCES PARTNERS VI LP COMMONFUND CAPITAL RESOURCES PARTNERS VII LP FORTRESS INVESTMENT FUND V (CO-INVESTMENT FUND B) LP FORTRESS INVESTMENT FUND V (FUND B) LP GENERAL CATALYST GROUP III LP GREENFIELD ACQUISITION PARTNERS IV, LP GREENFIELD ACQUISITION PARTNERS V, LP MARATHON DISTRESSED SUBPRIME FUND LP SEQUOIA CAPITAL INDIA GROWTH FUND I, LP SEQUOIA CAPITAL INDIA GROWTH FUND II, LP SEQUOIA CAPITAL U.S. GROWTH FUND IV, LP SUMMIT PARTNERS PRIVATE EQUITY FUND VII-A, LP SUMMIT VENTURES VI-A LP THE HSH AIV I TRUST WATERSHED CAPITAL INSTITUTIONAL PARTNERS LP
TOTAL TO FORM 990-T, PAGE 1, LINE 18
FORM 990-T OTHER DEDUCTIONS
DESCRIPTION
TAX PREPARATION FEES EXPENSES RELATED TO PORTFOLIO DEDUCTIONS FROM LTD PARTNERSHIP INVESTMENTS: ALPINE INVESTORS III, LP ARCLIGHT ENERGY PARTNERS FUND III, LP ARCLIGHT ENERGY PARTNERS FUND IV, LP ASP IV ALTERNATIVE INVESTMENTS, LP AVANT! STRATEGIC LAND INVESTORS IV (ACTIVE), LP BAUPOST VALUE PARTNERS LP-IV BC EURPOPEAN CAPITAL VIII-9 CADENT ENERGY PARTNERS II,LP CARMEL PARTNERS INVESTMENT FUND III, LP CASTANEA PARTNERS FUND III, LP COMMONFUND CAPITAL NATURAL PARTNERS VI, LP COMMONFUND CAPITAL NATURAL PARTNERS VII, LP FORTRESS INVESTMENT FUND V (CO-INVESTMENT FUND B), LP FORTRESS INVESTMENT FUND V (FUND B), LP GENERAL CATALYST GROUP III, LP GREENFIELD ACQUISITION PARTNERS IV, LP GREENFIELD ACQUISITION PARTNERS V, LP JCF II AIV K, LP LIME ROCK PARTNERS IV, LP LIME ROCK PARTNERS V, LP LR4 AIV, LP MARATHON DISTRESSED SUBPRIME FUND, LP QUANTUM ENERGY PARTNERS IV, LP QUANTUM ENERGY PARTNERS V, LP
13-1659629
2,689. 5,266.
149. 5,698. 6,974.
60,854. 1,827.
857. 140.
3. 664.
621,372. 1,302,368.
8,437. 6,023.
2,073,808.
STATEMENT 35
AMOUNT
47,000.
19. 542,572. 199,575. 55,105. 65,073. 38,632. 11,242.
366,793. 19,468.
109,227. 185,745.
77,179. 1,962.
81,569. 983.
10,347. 29,271.
522. 872,397. 407,533.
3,854. 9,808.
848,722. 9,372.
380 STATEMENT(S) 34, 35 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUNDAT~ ~
QUANTUM RESOURCES B, LP SUMMIT PARTNERS PRIVATE EQUITY FUND VII-A, LP SUMMIT VENTURES VI-A, LP THE HSH AIV 1 TRUST
TOTAL TO FORM 990-T, PAGE 1, LINE 28
13-1659629
891. 1,337. 2,802. 2,476.
4,001,476.
381 STATEMENT(S) 35 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUND AT~ e 13-1659629
SCHEDULE D SHORT-TERM CAPITAL GAINS AND LOSSES STATEMENT 36
(A) ( B) (C) ( D) ( E) ( F) DATE DATE COST OR GAIN (LOSS)
PROPERTY DESCRIPTION ACQUIRED SOLD SALES PRICE OTHER BASIS (D) MINUS (E)
ARCLIGHT ENERGY VARIOUS VARIOUS PARTNERS FUND III, LP o. 0. 354. CARMEL PARTNERS VARIOUS VARIOUS INVESTMENT FUND III, LP 0. 0. 9,286. COMMONFUND CAPITAL VARIOUS VARIOUS NATURAL RESOURCES PARTNERS VI, LP o. o. -6,125. COMMONFUND CAPITAL VARIOUS VARIOUS NATURAL RESOURCES PARTNERS VII, LP 0. 0. -1,276. GREENFIELD ACQUISITION VARIOUS VARIOUS PARTNERS V, LP o. o. -7,109. MARATHON DISTRESSED VARIOUS VARIOUS SUBPRIME FUND, LP 0. 0. 33,872. SUMMIT PARTNERS VARIOUS VARIOUS PRIVATE EQUITY FUND VII-A, LP 0. 0. 2,154. SUMMIT VENTURES VI-A, VARIOUS VARIOUS LP o. o. 4,516.
TOTAL TO SCHEDULE D, LINE 1 0. 0. 35,672.
SCHEDULE D LONG-TERM CAPITAL GAINS AND LOSSES STATEMENT 37
(A) (B) (C) (D) ( E) ( F) DATE DATE COST OR GAIN (LOSS)
PROPERTY DESCRIPTION ACQUIRED SOLD SALES PRICE OTHER BASIS (D) MINUS (E)
CARMEL PARTNERS VARIOUS VARIOUS INVESTMENT FUND III, LP o. 0. 9,286. CASTANEA PARTNERS FUND VARIOUS VARIOUS III, LP o. o. 1,158. COMMONFUND CAPITAL VARIOUS VARIOUS NATURAL RESOURCES PARTNERS VI, LP 0. 0. -739. COMMONFUND CAPITAL VARIOUS VARIOUS NATURAL RESOURCES PARTNERS VII, LP 0. o. -206. FORTRESS INVESTMENT VARIOUS VARIOUS FUND V (FUND B), LP 0. 0. 3,371. GREENFIELD ACQUISITION VARIOUS VARIOUS PARTNERS III, LP o. o. 15,636.
385 STATEMENT(S) 36, 37 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUNDAT~
GREENFIELD ACQUISITION VARIOUS VARIOUS PARTNERS IV, LP GREENFIELD ACQUISITION VARIOUS VARIOUS PARTNERS V, LP JCF II AIV K, LP VARIOUS VARIOUS MARATHON DISTRESSED VARIOUS VARIOUS SUBPRIME FUND, LP QUANTUM ENERGY VARIOUS VARIOUS PARTNERS V, LP SUMMIT PARTNERS VARIOUS VARIOUS PRIVATE EQUITY FUND VII-A, LP SUMMIT VENTURES VI-A, VARIOUS VARIOUS LP THE LYME FOREST FUND VARIOUS VARIOUS TE, LP VESTAR CAPITAL PARTNERS IV, LP
VARIOUS VARIOUS
TOTAL TO SCHEDULE D, LINE 6
0.
0. o.
0.
0.
0.
0.
0.
o.
0.
0.
o. o.
0.
0.
0.
0.
o.
0.
0.
13-1659629
-78,784.
-3,702. -12.
13,908.
-13.
27,944.
58,573.
210,457.
265,360.
522,237.
386 STATEMENT(S) 37 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUNDAT~
SCHEDULE D
LOSS YEAR
2005 2006 2007 2008 2009
CAPITAL LOSS CARRYOVER
ORIGINAL LOSS SUSTAINED
407,251
CAPITAL LOSS CARRYOVER TO CURRENT TAXABLE YEAR
LOSS PREVIOUSLY
APPLIED
13-1659629
STATEMENT 38
LOSS REMAINING
407,251
407,251
387 STATEMENT(S) 38 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUND AT- e 13-1659629
FORM 4797 PROPERTY HELD MORE THAN ONE YEAR STATEMENT 39
DATE DATE SALES COST GAIN DESCRIPTION ACQUIRED SOLD PRICE DEPR. OR BASIS OR LOSS
ABRY PARTNERS VI, VARIOUS VARIOUS LP 1111490. ALPINE INVESTORS VARIOUS VARIOUS III, LP -442. ARCLIGHT ENERGY VARIOUS VARIOUS PARTNERS FUND III, LP 511,692. ARCLIGHT ENERGY VARIOUS VARIOUS PARTNERS FUND IV, LP 107,804. ASP IV VARIOUS VARIOUS ALTERNATIVE INVESTMENTS LP -366. AUDAX PRIVATE VARIOUS VARIOUS EQUITY FUND III, LP 12. BAUPOST VALUE VARIOUS VARIOUS PARTNERS LP-IV 10. CADENT ENERGY VARIOUS VARIOUS PARTNERS II, LP -2. CASTANEA PARTNERS VARIOUS VARIOUS FUND III, LP -1,344. CHS PRIVATE VARIOUS VARIOUS EQUITY V, LP -3. COMMONFUND VARIOUS VARIOUS CAPITAL NATURAL RESOURCES 12,151. COMMONFUND VARIOUS VARIOUS CAPITAL NATURAL RESOURCES 15,690. GRAHAM PARTNERS VARIOUS VARIOUS II CO-INVESTMENT LP 218. GRAHAM PARTNERS VARIOUS VARIOUS II LP 8,693. GREENFIELD VARIOUS VARIOUS ACQUISITION PARTNERS III, LP -2,421. LR4 AIV, LP VARIOUS VARIOUS 2,243. QUANTUM ENERGY VARIOUS VARIOUS PARTNERS IV, LP 763,535. SUMMIT PARTNERS VARIOUS VARIOUS PRIVATE EQUITY FUND VII-A, LP -127. SUMMIT PARTNERS VARIOUS VARIOUS VENTURE CAPITAL FUND II-A, LP -1.
388 STATEMENT(S) 39 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUNDATei 13-1659629
SUMMIT VENTURES VARIOUS VARIOUS VI-A, LP -309. THE LYME FOREST VARIOUS VARIOUS FUND, LP 27,909. VESTAR CAPITAL VARIOUS VARIOUS PARTNERS III, LP -14,465. VESTAR CAPITAL VARIOUS VARIOUS PARTNERS IV, LP -277,417.
TOTAL TO 4797, PART I, LINE 2 2264550.
389 STATEMENT(S) 39 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUNDAT~
FORM 4797
TAX YEAR
2005 2006 2007 2008 2009
TOTAL TO FORM 4797,
NONRECAPTURED NET SECTION 1231 LOSSES FROM PRIOR YEARS
SECTION 1231 SECTION 1231 LOSSES LOSSES RECAPTURED
o. 0. o. 0. o. 0. 0. 0.
90,566. 0.
LINE 8 90,566. o.
13-1659629
STATEMENT 40
NONRECAPTURED SECTION 1231
LOSSES
o. o. o. 0.
90,566.
90,566.
390 STATEMENT(S) 40 13201109 756359 621570.00 2010.04050 THE ROCKEFELLER FOUNDATION 62157091
THE ROCKEFELLER FOUNDATI
FORM 990-T, LINE 19 - TAXES AND LICENSES ======================================= Arizona District of Columbia Illinois Louisiana M1ssiss1pp1 Montana New Mexico New York North Carolina Rhode Island Vermont West Virginia
State Taxes Paid Total
Foreign Taxes Paid
Total Taxes - Line 19
Amount 1,681
100 1,081
42,425 25 50 50
250 51,962
500 250
50
98,424
3,969
102,393
EIN: 13-1659629
STATEMENT 41
THE ROCKEFELLER FOUNDATION FYE 12131/2010 EIN 13-1659629
FORM 990-T, PART 11, LINE 20: CHARITABLE CONTRIBUTIONS
CHARITABLE CONTRIBUTIONS PAID DURING FYE 12/31/2010
CHARITABLE DISBURSEMENTS (FORM 990-PF PART I, LINE 25, COLUMN A)
PASS THROUGH FROM PARTNERSHIPS
ABRY Partners VI, LP Alpine Investors Ill, LP ArcL1ght Energy Partners Fund Ill, LP Archght Energy Partners Fund IV, LP ASP IV Alternative Investments LP Audax Private Equity Fund Ill, LP Battery Ventures VIII AIV IV, LP Battery Ventures VIII AIV, LP Baupost Value Partners LP-IV Cadent Energy Partners II, LP Carmel Partners Investment Fund Ill, LP Castanea Partners Fund Ill, LP CHS Private Equity V, LP Communfund Capital Natural Resources Partners VI, LP Communfund Capital Natural Resources Partners VII, LP Graham Partners II Co-Investment LP Graham Partners II LP Greenfield Acqu1s1t1on Partners Ill, LP Greenfield Acqu1s1t1on Partners V, LP JCF II AIV K, LP Lime Rock Partners IV, LP Lime Rock Partners V, LP LR4AIV, LP M1ss1onPomt HA Parallel Fund, LLC Quantum Energy Partners IV LP Quantum Resources B, LP Rockland Power Partners LP Sequoia Capital Growth Fund Ill, LP Summit Partners Private Equity Fund VII-A, LP Summit Partners Venture Capital Fund 11-A, LP Summit Ventures VI-A, LP The Varde Fund IX, LP The Varde Fund VIII LP Vestar Capital Partners Ill, LP Vestar Capital Partners IV LP
TOTAL CHARITABLE CONTRIBUTIONS
CONTRIBUTIONS CARRYOVER
YEAR ENDING
12/31/2005 12131/2006 12/31/2007 12131/2008 12/31/2009 12/31/2010
TOTAL
AMOUNT GENERATED
110,667,568 134,447,599 123, 791,430 143,871,163 135,594,247 140915436
789,287 443
AMOUNT UTILIZED
CONVERTED TO NOL
CARRYOVER
EXPIRED CARRYOVER
TOTAL CARRIED FORWARD TO NEXT YEAR
140,905,261
1,684 1,706 1,170
107 756
22 10 12 17
203 69
942 251 493 160
35 489 509 141 46
131 21 59
138 296 74
5 222 158
6 126
5 4
87 21
140,915,436
CARRYOVER NOT UTILIZED
110,667,568 134,447,599 123,791,430 143,871, 163 135,594,247 140,915,436
789,287A43
789,287,443
STATEMENT 42
THE ROCKEFELLER FOUNDATION e NET OPERA TING LOSS SCHEDULE
TAX YEAR
12/31/2005
12/31/2006
12/31/2007 - NOL Utilized - 12/31/2005
12/31/2008
12/31/2009
12/31/2010
NOL CARRYFORWARD to 12/31/2011
FEDERAL
(1,811,167) 1,811,167
(4,053,788)
(7,407,766)
(3,579, 111)
(15,040,665)
EIN 13-1659629
STATEMENT 43
THE ROCKEFELLER FOUNDATI EIN. 13-1659629
990-T, PART V, LINE 1
LIST OF FOREIGN COUNTRIES IN WHICH THE ORGANIZATION HAS A FINANCIAL ACCOUNT
Argentina Bangladesh Bermuda Botswana Brazil Chile China Columbia Czech Republic Egypt Greece Hungary India Indonesia Israel Italy Japan Kenya Korea
Malaysia Mexico Pakistan Peru Philippines Poland Qatar Romania Russia Slovak Sri Lanka (Colombo) Taiwan Thailand Turkey · Uganda United Arab Emirates United Kingdom Venezula
STATEMENT 45
ISA
• Form 8868 (Rev January 2011) Department of the Treasury
Application for Extension of Time To File an Exempt Organization Return OMB No 1545-1709
Internal Revenue Service "" File a separate application for each return.
• If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box ., . . . .,.. D • If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II (on page 2 of this form). Do not complete Part II unless you have already been granted an automatic 3-month extension on a previously filed Form 8868.
Electronic filing (e-file). You can electronically file Form 8868 1f you need a 3-month automatic extension of time to file (6 months for a corporation required to file Form 990-T), or an additional (not automatic) 3-month extension of time. You can electronically file Form 8868 to request an extension of time to file any of the forms listed in Part I or Part II with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, which must be sent to the IRS in paper format {see instructions). For more details on the electronic filing of this form, visit WWW.l(s.govlefile and click on e-file for Charities & Nonprofits
1@11 Automatic 3-Month Extension of Time. Only submit original (no copies needed) A corporation required to file Form 990-T and requesting an automatic 6-month extension-check this b,ox and complete Part I only . . . . . . . . . . . . . . . . . . . . . . . . . . . . .,.. IX! All other corporations (including 1120-C filers), partnerships, REM/Cs, and trusts must use Form 7004 to request an extension of time to file income tax returns Type or Name of exempt organization print THE ROCKEFELLER FOUNDATION I
Employer identification number
13-1659629 File by the due date for filing your return See instructions
Number, street, and room or suite no If a P 0 box, see instructions
420 FIFTH AVENUE City, town or post office, state, and ZIP code For a foreign address, see instructions
NEW YORK, NY 10018-2702
Enter the Return code for the return that this application is for (file a separate application for each return)
Application Return Application Is For Code Is For
Form 990 01 Form 990-T (corporation) Form 990-BL 02 Form 1041-A Form 990-EZ 03 Form 4720 Form 990-PF 04 Form 5227 Form 990-T (sec 401(a) or408(a) trust) 05 Form 6069 Form 990-T (trust other than above) 06 Form 8870
DOMINICK J. IMPEMBA, CONTROLLER • The books are in the care of .,.. _4_~.Q __ _£_~XJ_t! .. ~~_g:-~!L~L--~~~--X.Q!3_~!.- .. ~X __ }_Q_Q_~_?_:_?.7._.Q_? _________ _
Telephone No . .,.. _?}_?_=§_?_~--=--~?4}________________________ FAX No .,.._?)_?.:.~.?..~--=--~:?_?..~----------------------' If the organization does not have an office or place of business in the United States, check this box • If this 1s for a Group Return, enter the organization's four d1g1t Group Exemption Number (GEN)
Return Code
07 08 09 10 11 12
. If this is ------for the whole group, check this box .,.. D If 1t 1s for part of the group, check this box . .... D and attach a list with the names and EINs of all members the extension is for
1 I request an automatic 3-month (6 months for a corporation required to file Form 990-n extension of time until ~-9..YJ;:_r:±~-~~--J~. , 20 -~J_ , to file the exempt organization return for the organization named above The extension is for the organization's return for: .,.. IX! calendar year 20 1 0 or
.,.. D tax year beginning ----------------------------------------- , 20 _______ , and ending -----------------------------------------' 20
2 If the tax year entered in line 1 1s for less than 12 months, check reason· D Initial return D Final return D Change in accounting period
3a If this application 1s for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits See instructions 3a
b If this application 1s for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made Include any prior year overpayment allowed as a credit 3b
c Balance due. Subtract llne 3b from line 3a. Include your payment with this form, 1f required, by using EFTPS (Electronic Federal Tax Payment System) See instructions. 3c
$ 0.00
$500,033.00
$ 0.00 Caution. If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions
For Paperwork Reduction Act Notice, see Instructions. Form 8868 (Rev 1-2011)