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Tinkering with the constitution

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Journal Title: PNZ

Article Number: 557141

Greetings, and thank you for publishing with SAGE. We have prepared this page proof for your review. Please respond to each of the below queries by digitally marking this PDF using Adobe Reader.

Click “Comment” in the upper right corner of Adobe Reader to access the mark-up tools as follows:

For textual edits, please use the “Annotations” tools. Please refrain from using the two tools crossed out below, as data loss can occur when using these tools.

For formatting requests, questions, or other complicated changes, please insert a comment using “Drawing Markups.”

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Please confirm that all author information, including names, affiliations,

sequence, and contact details, is correct.

Please review the entire document for typographical errors, mathematical

errors, and any other necessary corrections; check headings, tables, and

figures.

Please ensure that you have obtained and enclosed all necessary permissions

for the reproduction of artistic works, (e.g. illustrations, photographs, charts,

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publishing agreement for further information.

Please note that this proof represents your final opportunity to review your

article prior to publication, so please do send all of your changes now.

Original Article

Tinkering with theconstitution

John Buick-Constable

AbstractFor the third time since the new millennium, New Zealand is undertaking a significantinvestigation into its constitutional arrangements. The latest development was the release inDecember 2013 of the final report of the Constitutional Advisory Panel established by theNew Zealand government to consider constitutional issues. Among the report’s recom-mendations is the invitation for all of us to ‘continue the conversation about our consti-tutional arrangements’. This article seeks to contribute to that conversation by drawing alink between our beliefs about the authority of government – its right to rule – and theshape and manner in which our government is constituted. It is contended that this providessome much-needed context, revealing why the conversation is important and offering anopportunity to set some direction for continued dialogue in terms of exploring our beliefsabout governmental authority and how those beliefs are or should be embodied in constitu-tional detail.

KeywordsAuthority, constitution, government, moral and political beliefs, New Zealand

A modern state, then, emerged with the appearance of an office of rule and the acknowl-

edgement of its authority . . . and since authority is always an endowment by those whom it

obligates . . . nowhere [has a state] survived without change. Such changes make up a state’s

constitutional history which, at bottom, is the history of a succession of beliefs about

authority.

Michael Oakeshott, ‘Talking Politics’, in Michael Oakeshott, Rationalism in Politics

and Other Essays (Indianapolis, IN: Liberty Fund, new and expanded edn, 1991), pp.

442–443.

Corresponding author:

John Buick-Constable, Ministry of Business, Level 5, 86 Customhouse Quay, Wellington, 6011, New Zealand.

Email: [email protected]

Political Science1–7

ª The Author(s) 2014Reprints and permissions:

sagepub.co.uk/journalsPermissions.navDOI: 10.1177/0032318714557141

pnz.sagepub.com

For the third time since the new millennium, New Zealand is undertaking a significant

investigation into its constitutional arrangements.1 This may come as a surprise to some,

but it should not. Our state is certainly no stranger to constitutional change. Of the more

than 80 sources identified as currently comprising New Zealand’s constitution, at least

half of them post-date 1970, and, of those, more than half again post-date 1990.2 This, of

course, takes no account of the myriad updates and amendments of those sources that

occur on an almost continuous basis.

What explains this incessant (and seemingly accelerating) need to revisit our con-

stitutional arrangements? Why do we tinker constantly with our constitution? The

answer, I think, rests in an understanding of what we believe about the authority of

government, and how these beliefs influence what we may consider as proper consti-

tutional arrangements for government.

In this article, I wish to say something about such beliefs and their relationship to our

constitution. Little of what I say here is novel,3 but I consider that this account gives

some much-needed context to the latest investigation into our constitutional arrange-

ments with the hope that what I point to here offers something like a way forward in our

continuing constitutional ‘conversation’.

1. For full details of the current investigation, see: www.ourconstitution.org.nz and

www.cap.govt.nz. The earlier investigations were the Building the Constitution conference in

2000 (subsequently published as Colin James (ed.), Building the Constitution (Wellington:

Institute of Policy Studies, 2000)), and the inquiry of the Constitutional Arrangements

Committee, a parliamentary select committee established in 2004 to review New Zealand’s

constitutional arrangements (whose report was presented to the House of Representatives in

August 2005).

2. See Matthew S.R. Palmer, ‘What Is New Zealand’s Constitution and Who Interprets It?

Constitutional Realism and the Importance of Public Office-Holders’, Public Law Review,

Vol. 17 (2006), p. 133. For a more conventional account of the major sources of our con-

stitution, see Sir Kenneth Keith, ‘On the Constitution of New Zealand: An Introduction to the

Foundations of the Current Form of Government’, in Cabinet Manual (Wellington: Cabinet

Office, Department of the Prime Minister and Cabinet, 2008), pp. 1–2. However, I note here

Professor Joseph’s salutary reminder that ‘[u]nder an uncodified constitution, constitutional

laws are indistinguishable from ordinary laws, leaving no obvious ‘‘start’’ and ‘‘end’’ points

to the study of public law’, in Philip A. Joseph, Constitutional and Administrative Law in New

Zealand (4th edn) (Wellington: Brookers, 2014), p. 25.

3. Much of what follows is heavily indebted to the writings of the English philosopher Michael

Oakeshott. For a helpful introduction to his mature thinking on these and other themes, see

Michael Oakeshott, ‘Talking Politics’, in Michael Oakeshott, Rationalism in Politics and

Other Essays (new and expanded edn) (Indianapolis, IN: Liberty Fund, 1991), p. 438. Support

for what follows may also be had from another English philosopher, Sir Bernard Williams, in

his concept of the legitimacy of the state as what ‘makes sense’ to its citizens, here and now, as

an authoritative order and structure. See, for example, Bernard Williams, ‘Realism and Mor-

alism in Political Theory’, in Bernard Williams, In the Beginning Was the Deed: Realism and

Moralism in Political Argument (Princeton, NJ: Princeton University Press, 2005), pp. 1–17.

2 Political Science

The right to rule

I begin with a brief description of our beliefs about governmental authority, seeking to

unpack the character of such authority as distinguished from certain other considerations

about government, and then to draw in outline its relationship to our constitution.

To believe that our government has the authority to govern is for us to believe that it

has the antecedent right to do so – that is, the ‘right to rule’. We are concerned here not

with the authority of government to pass laws, issue and apply policies, make and

enforce decisions, and so on – that is a second-order consideration relating to the law-

fulness, rationality, propriety or otherwise of governmental action – but rather with the

prior matter of the right of government to be our government. Furthermore, to believe in

this right to rule is also to believe that we have the counterpart obligation (or duty) to

acknowledge that authority and to obey or abide by its actions. Now, it is true that, as

expressed, this is simply a logical connection between beliefs; however, it is, I think, the

widespread belief that our government has this authority and that we have this obligation

that is, in practice, at the heart of the relationship between government and the governed

in our state. Importantly, in setting the terms of the relationship in this way, we can be

seen to be properly respecting the moral standing of all of us as the governed, and we do

this by recognising our attribution of authority to government as the source of its author-

ity while also grounding our obligation to submit to its authority in that attribution.

So, what is the character of this authority that we believe our government has? We can

approach an answer to this by first showing what such a belief does not entail. Here,

believing in the authority of government – its right to rule – does not derive from our

recognising its power to govern or our approval of what it does in governing.4 While

considerations about the power and activities of government are undoubtedly important,

they are logically distinct from belief in the authority of government to govern. To

illustrate this, consider the following:

� The effectiveness of a government in compelling submission to its laws, policies,

decisions and so on may result in obedient behaviour among the governed, but

that power does not, of itself, give it authority to govern in that or any other way,

nor does it give rise to a right to be obeyed. Conversely, a government that lacks

the power to enforce a law does not, on that basis, lack the authority or right to

have prescribed that law or to enforce it. In such cases, might does not make right.

� Likewise, if I should disapprove of a new law or fail to comply with it on such

grounds, that is not a denial of its authority as law nor a denial of the authority of

the government that prescribed it.

The right to rule is an antecedent right – it is the ground of authority for the power and

activities of government and is therefore to be distinguished from, and is logically prior

4. For a profound and rigorous account of the concept of authority on these terms, see Michael

Oakeshott, ‘The Vocabulary of a Modern European State’, Political Studies, Vol. 23, Nos 2–3

(1975), pp. 198–210.

Buick-Constable 3

to, the exercise of power by government or the authority of specific laws, policies, deci-

sions and so on of government.

Now, in response to the question I posed earlier, what I contend (and I am not alone

here)5 is that government has the authority to govern – its right to rule – by virtue of what is

believed about its constitution; that is, if it is constituted in a shape (democracy, monarchy,

oligarchy, etc.) and manner (elections, representation, hereditary or divine succession, etc.)

that is believed to be authoritative. To put this another way, just as the authority of a statute

rests not in its terms or our approval of them, or the power of government to enforce them,

but, rather, in our acknowledgement of the authority of its enacted form and of the pro-

cedure in which it is enacted (a form and procedure known to us that we recognise as

authentic and authoritative), so government has its authority in our acknowledgement of

the authoritative shape and manner in which it is constituted. Where government is thus

constituted in such a way that we believe it to be authoritative, there is every reason for us

to acknowledge that authority (and with it, our counterpart obligation to obey government

and to comply with its laws) and to believe that government so constituted is legitimate.

On the view that I am offering, then, believing in the authority of government to

govern us involves reflecting on how our government is, in fact, constituted – in shape

and manner – and whether and to what extent that accords with our beliefs about how

government should be constituted to be authoritative. For it is surely the case that the

most substantial expression of our beliefs in this regard embodies the features of a

constitution (real or imagined) in all its detail. Next, I wish to turn to some general beliefs

that have commonly been put forward as reasons for believing in the authority of

government that is constituted in a certain way.

Some general beliefs about the constitution of government

Among the various general beliefs about the authority of government that have been

explored and propounded over millennia (such as the divine endowment of kingship, the

‘natural’ qualities of a ruler (such as blood, virtue or wisdom), the historical destiny of

a ruling class, the ‘right’ of conquest or other expression of power, etc.), there are two

beliefs – not mutually exclusive – that conform closely to the type of belief I have sketched

in this article, but that also, I think, enjoy general currency and broad support in our state:

� that the shape and manner in which government is constituted should not be alien

to the governed – in other words, that the governed should only be subject to a

government they identify as their own; and

� that the shape and manner in which government is constituted should in some way

be consented to by the governed.6

5. See, for example, Michael Oakeshott, Lectures in the History of Political Thought (Exeter:

Imprint Academic, 2006), pp. 429–430.

6. For an important historical and philosophical treatment of these and other beliefs about the

authority of government to govern, see Oakeshott, Lectures in the History of Political

Thought, pp. 426–468. See also Michael Oakeshott, ‘The Concept of Government in Modern

Europe’, Collingwood and British Idealism Studies, Vol. 12 (2006), p. 17.

4 Political Science

Now, both of these beliefs are of very broad principle. They do not tell us how to constitute

government, for they require no particular constitutional shape or manner of formation.

However, they do give pointers to what is sufficient to establish the belief that government

is authoritatively constituted, that it has the right to rule. The first belief – that government

should recognisably be our government to be authoritative – involves reflecting on (among

other things) the nature of our state as an association of peoples with a shared history, spe-

cific associational features and a plurality of cultures, interests and beliefs, and exploring

whether and to what extent the shape and manner in which our government is constituted is

adequately reflective of those circumstances and representative of that association such

that we believe it to be authoritative. In this reflective vein, we can see that our acknowl-

edgement of authority and obligation in respect of government goes hand-in-hand with our

sense of identity, belonging, connectedness, allegiance and so on.

By contrast, the primary concern of the second belief – that government requires our

consent to be authoritatively constituted – has been how such consent could plausibly be

given. Many contenders have been offered up over time, including as an original founding

agreement that is either postulated (a ‘social contract’) or historical (say, the Treaty of

Waitangi), or as granted on specific or periodic occasions through formal procedures (such

as elections of office-holders and representatives, or in reciting an oath of allegiance), or in

the continuous tacit acknowledgement of the governed through obedience to laws, active

participation in society and so on.7 Whatever the form of consent believed to ground

authoritative government, the assessment to be made here is whether that consent is ade-

quately manifest in the shape and manner in which our government is constituted such that

we believe its authority or right to govern is properly grounded in that consent.

Now, these general beliefs (or any others about the authority of government) need not

be held in the same way or on the same terms by the governed. It is enough for the

stability and cohesion of a state that, whatever their precise form and substance, beliefs

in the authority of government to govern simply are commonly held. Moreover, where it

is the case that government is widely acknowledged to be authoritatively constituted in

accordance with beliefs of the general sort that I have been discussing, then there is also

an important sense among the governed of being ruled by and for themselves, creating

and sustaining a satisfactory ‘illusion of unity’ between government and the governed.

Yet, this is not the end of the matter. In the final section, I wish to highlight some

remaining features of the beliefs that I have been talking about and how all of this

connects to the current investigation into our constitutional arrangements.

Reviewing our constitution

What I have sought to offer in this article is a signpost to a profound way to view our

constitution, a view that explores beliefs about the antecedent authority of a government

7. The classic consent theories of this nature are those of Hobbes, Locke and Rousseau. For a

recent attempt to construct a consent theory in terms of active participation in the institutions

of the state, see Peter J. Steinberger, The Idea of the State (Cambridge: Cambridge University

Press, 2004), pp. 212–222.

Buick-Constable 5

to govern – its right to rule – and how those beliefs are or should be embodied in

constitutional shape and manner of formation and expressed or reflected in constitutional

detail. It demands an investigation into our constitution not just in terms of a written

document setting out the offices, functions, powers and procedures of government and

enshrining ‘fundamental’ rights (a ‘Constitution’), or a collection of such documents, but

in terms of the whole shape, manner and detail in which government is or may be

constituted. This takes us beyond the familiar legal sources of authority for government

(‘fundamental’, ‘supreme’ or otherwise) and into the realm of moral and political

thought proper. Furthermore, it brings into play a variety of beliefs that seek to provide

coherence to, and justify or legitimise, the relationship between government and the

governed in our state.

Some of these beliefs have long been part of our constitution, while others have found

their way into it more recently. They appear in the constitutional sources not so much as

expressly laid down (although they can be), but as captured in terms and procedures such

as the idea of freedom inherent in the writ of habeas corpus, and as denoted in the overall

constitutional shape of those sources that reflect our constitutional monarchy and par-

liamentary democracy.

Finally, I wish to touch briefly on some other features of these beliefs that, to me,

reconcile the apparent inconsistency between (i) the prevailing beliefs we already widely

hold about the authority of our government to govern as embodied in our generally

accepted constitutional arrangements, and (ii) the need for the current investigation into

those arrangements. In this regard, there are three such features to observe:

1. Our beliefs about the authority of government can and do change over time. The

rise and influence of the international human rights movement during the 20th

century and, in particular, after 1945 is a prime example of this, culminating,

perhaps for now, in Article 21(3) of the Universal Declaration of Human Rights

and the demand for its form of political participation to be met in states where it is

not so met.8 On the view that I am offering, then, the current acceptance of the

constitution of our government depends on whether it fits with our current beliefs

about how it should be constituted to be authoritative.

2. Such beliefs cannot be proved ‘true’ or ‘false’; they are, instead, pragmatic,

simply giving us reasons for attributing authority to government by virtue of the

shape and manner in which it is constituted and the extent to which we find this

persuasive.

3. Such beliefs can and do overlap and conflict with one another.

It is, I think, the combination of these and other uncertain footings – including the vague-

ness or generality of our beliefs (however deeply felt) about the authority of government

in terms of actual constitutional detail – that explain why we are having a constitutional

8. Article 21(3) reads: ‘The will of the people shall be the basis of the authority of government;

this will shall be expressed in periodic and genuine elections which shall be by universal and

equal suffrage and shall be held by secret vote or by equivalent free voting procedures.’

6 Political Science

‘conversation’ at all and why we tinker constantly with our constitution in practice. We

seek an amendment to constitutional laws here, and the addition of a new constitutional

source there, in what is, in reality, an unending quest to give adequate expression to our

beliefs about government’s right to rule with the aim of constituting a properly author-

itative government or enhancing its authority in a way that we can accept. In doing so, we

(rightly) respect our moral standing as the governed in our relationship with government.

For we recognise that a government so constituted not only reflects and embodies many

of our cherished beliefs, but also enjoys the attribution of its authority from us and

thereby warrants our respect and submission.

It is in this spirit, then, that I consider we undertake our latest investigation into our

constitutional arrangements. However, I will end by sounding a prudential note (echoing

Michael Oakeshott) as my contribution to the constitutional ‘conversation’ we have

embarked on. Where there is widespread consensus that our current constitution is, in

large part, settled sufficiently for our government to be acceptably authoritative, then

tinkering with specific constitutional detail is to be preferred over wholesale changes.9

Where, however, it is widely believed that there is a gap in our constitution that should

now be filled,10 then we have a genuine adventure before us in exploring the intimations

of what is already present in our history and society to see where its edges might be and

how best to fill it by authoritative constitutional expression.11

Author’s note

The views expressed in this article are personal to the author and do not represent or reflect the

views of the Ministry or the Crown

9. Take, for example, our parliamentary system of government, which is not, I think, seriously

questioned; however, there may be interest in a continuing conversation about some of its

details, such as the length of term of our Parliament. See the perspectives and reflections on

this at: http://www.ourconstitution.org.nz/store/doc/FR_Full_Report.pdf

10. In this regard, some may wish to pursue a formal place for the Treaty of Waitangi in our

constitutional arrangements beyond references to the Treaty and its principles in some of our

constitutional sources. See the perspectives and reflections on this at: http://www.ourcon-

stitution.org.nz/store/doc/FR_Full_Report.pdf

11. For his account of political activity as the ‘pursuit of intimations’, see Michael Oakeshott,

‘Political Education’, in Oakeshott, Rationalism in Politics and Other Essays, p. 43.

Buick-Constable 7