Upload
ucl
View
1
Download
0
Embed Size (px)
Citation preview
Was the rise of European global dominance in the17th and 18th centuries inevitable? What factors
worked in favour of these imperial forces?
Introduction
The World we live in now is largely the result of the last
few centuries of the Western rise to power and the resultant
turmoil that has reformed the old political boundaries in favour
of the European colonisers. Although many of the former colonies
are now independent nations, the echoes of European presence will
still remain for many centuries or even millennia in the form of
spoken languages, cultural, technological, even biological or
genetic influences. Countless scholars have tried to explain the
peculiar phenomenon of the rapid expansion of this tiny part of
Eurasia, which, in light of its distant Eastern neighbours such
as Arabs, Indians or the Chinese, seemed like a technologically
and socially backwater region before the Industrial Revolution.
Some, like David Landes, constructed intricate timelines,
stretching back as far as the beginning of agriculture in the
Near East to provide a narrative in which the global dominance of
technologically and socially superior Europeans seems like an
inevitable climax of a step-by-step process, sometimes briefly
interrupted by an occasional war or epidemic (Landes, 1998,
p.96). Others adopted a more sceptical view, saying that Europe
was not in any way supreme to other great powers of the World and
its dominance in the 17th and 18th centuries was a mere accident,
a one-time lucky correlation of environmental, political and
social circumstances that turned the tides of history. In this
essay I will aim evaluate the relative importance of the factors
that allowed Europeans to begin their World dominance by the
1800s and find out if it really was inevitable.
Biological and military superiority
The New World
The great majority of researchers of this topic attribute
the conquest of the rest of the World by European to the most
direct cause- their superiority in military technology and
logistics which helped to directly subdue less developed nations.
The starkest example is one of the first campaigns of European
colonisation- the Americas. Both the small Indian tribes and more
advanced civilisations like the Inca or Aztecs had little in
terms of weaponry to counter the invaders as most armaments were
still made of wood and stone . While the Incas had more advanced
metallurgy and employed some bronze armaments (Cooke et al.,
2008, 1660-1661), they were still no match for European steel.
Another major advantage were the gunpowder weapons which,
although inaccurate, produced a staggering psychological effect
with loud bangs and smoke as well as facilitated sieges. The
Spanish cavalry was similarly frightening in assaults, but also
facilitated transportation and coupled with vastly superior ships
gave Europeans an edge in logistics as supplies and soldiers
could be rapidly transported to any hot spot in need (Diamond,
1997, p.259).
However, we also need to consider the Europeans’ most
deadly weapon- germs. After living in close contact with domestic
animals for thousands of years, they developed immunities to
otherwise deadly animal-transmitted diseases like measles,
influenza or smallpox. The Indians had no comparable domesticates
except for Andean alpacas, therefore they were caught off guard
(Diamond, 1997, p.354); even before conquistadores reached most
settlements, the natives were being decimated. In less than a
hundred years, 90% of the Central and South American population
had succumbed to the epidemics (Trigger, Washburn, 1996, p.361-
369) (fig.1). The colonisers, contrarily, multiplied in huge
numbers and lived long lives, sometimes even up to 80 years as
former pathogens like cholera or influenza were left behind.
Their domesticates were similarly thriving in pristine biotas-
weeds were absent and so were cattle germs and parasites (Crosby,
Worster, 1986, p.275, 281-282).
Fig. 1 (2015) The decline of Native Central Americans.
The Old World
Some may argue that defeating already decimated Neolithic Indians
is not a huge achievement, but we should not forget that
Europeans had no such biological advantage while establishing
African or Asian colonies as their post-medieval military
technology started to become dominant in the Old World as well.
After the battle of Lepanto in 1572, for example, Venetian cannon
founders decided that captured Ottoman guns were more useful
remelted than reused as they were of such low quality (Hoffman,
2012, p.2). From the 16th century onwards, Europeans were the
World’s main manufacturers of weapons, even selling them to the
Chinese, then inventors of gunpowder. But how could a fragmented
Sub-continent outcompete such great powers as China or India?
According to scholars like Kennedy, this fragmentation was their
biggest advantage; it created a military and market “tournament”
of states in perpetual warfare, which in turn encouraged constant
military innovation and exchange of ideas (Kennedy, 1987, p.16-
24). While other Eurasian powers mostly fought to either defend
or slightly expand their lands, major European states of the
16th-18th centuries aspired to total domination over the continent
(Hoffman, 2012, p.6). Warfare became more of a royal sport as
monarchs suffered no repercussions in case of a loss (Hale, 1985,
p.29-32) (fig.2).
Conditional on: Being at war Losing war
Period 1500-1799 1800-1919 1500-1799 1800-1919
Austrian
Dominions
0.00 0.07 0.00 0.2
France 0.00 0.06 0.00 0.67
Great Britain 0.00 0.00 0.00 0.00
Hohenzollern
Dominions
0.00 0.06 0.00 0.5
Spain 0.00 0.1 0.00 0.33
Fig. 2 (2012) The probability that a major European ruler will be deposed
after losing a war.
Due to widespread espionage and rapid market exchange,
technological novelties of one state were nearly instantly
adopted throughout the continent, therefore constant innovation
was required to keep up with one’s opponents (Guilmartin, 1974,
p.253-254). Gutenberg’s printing press also eased the idea spread
as it was superior to the elite restricted writing systems of
South America and the inefficient ideographic Chinese printing
press (Zhang, 2007, p.103). A vivid example of the “tournament
effect” is Japan, where, after the introduction of firearms in
1543, numerous military novelties like volley fire and artillery-
resistant fortifications were devised during a period of
incessant warfare between regional warlords. When the country was
unified at the end of the 16th century however, the tournament
stopped and innovation stopped with it (Hoffman, 2012, p.16).
Another major factor in the development of gunpowder
weapons is the enemies one has to face. Because vast empires like
the China or the Mughals often encountered nomads against which
gunpowder was useless (hitting a skilled horseman with a musket
is nearly impossible and they had no cities to besiege), they
could not concentrate all resources on firearm development
(fig.3). Europeans, however, mostly fought the Ottomans or
themselves, so they could fully invest their intellectual and
financial resources to refine their tactics and technology
(Chase, 2003, p.1-27, 35-41).
Fraction of years at war against foreign
enemies
Country With wars against
nomads
Without wars against
nomads
China 0.31 0.08
France 0.52 0.52
Great Britain 0.53 0.53
Spain 0.81 0.81
Austrian dominions 0.24 0.24
Fig.3 The type and frequency of foreign wars of China and European countries.
Economic superiority
After the fortunate Spanish conquest of South America, they
were left not just with vast expanses of agricultural land (which
had to be worked by African slaves, as most Indians were dead),
but also with hoards of silver and gold. Both remelted artworks
and mines around settlements like Potosí provided them with these
precious resources (Marks, 2002, p.76-78). This newly acquired
wealth was mostly used by Spanish Habsburgs for incessant costly
warfare over European domination, which ultimately left their
states in ruin. The increasing amounts of circulating gold and
silver also contributed to inflation and debasement of most
European currencies. Coincidentally, Chinese paper currency was
likewise being debased around that time and Ming emperors had to
import increasing amounts of Japanese and European silver to
manufacture new money (fig.4). As the Chinese had the World’s
most advanced industry and produced more than 75% of all traded
products before the 1700s, their dirt cheap goods like metalwork
and textiles overflowed the European market in exchange for the
silver, driving local manufacturers into bankruptcy (Marks, 2002,
p. 79-81) (GlobalResearch webpage).
Fig.4 (1998) The production and exports of silver in the World (in tonnes).
Therefore many monarchs adopted the policy of mercantilism-
limiting imports and encouraging exports of national manufacture.
This served two main purposes: the protection of the states’
economies from cheap Asian produce and the accumulation of
gold/silver bullion instead of relying on colonial supplies in
case of another expensive war (McNeil, 1982, p.113).
According to some historians, the need to outmatch the quality
and price of external goods also gave a stimulus for the
sponsorship of technological innovation in countries, actively
engaged in Asian trade networks (Marks, 2002, p. 92).
In theory, these technological advancements should bolster
the economy and ensure a region’s growth, but there is slightly
different view on the matter, proposed by D. North and P. Thomas.
They argue that technological development, better education,
accumulation of capital were not the stimuli of economic growth-
they were its products. Efficient economic organisation, namely
the “establishment of institutional arrangements and property
rights that create an incentive to channel individual economic
effort into activities that bring the private rate of return
close to social rate of return” (North, Thomas, 1973, p.2) was
the key to the success of some European states and failure of the
rest of the World. This means that innovation (with its
associated costs and possibility of failure), had to be as
lucrative to the innovator as it was to the society. That was
ensured by the creation of efficient patent laws in the 17th-18th
century England and the Netherlands. The fading feudal
relationships, more liberal guild regulations, establishment of
national banks and business insurance providers similarly allowed
more mobility for labour and trade (North, Thomas, 1973p.155-
157).
States like Spain and France failed to ensure the safe
usage and transfer of private possessions and ideas, as property
seizure and confiscation as well as alteration of contracts was
widespread in both countries (Klein, 2007, p.332). Therefore
their agricultural and commercial progress was eventually stunted
when the growing 17th-18th century population resulted in the
raised cost of land and diminishing wages (North, Thomas,
1973p.127-131) and people were largely driven out of productive
pursuits.
While exploring both views we can observe that, firstly,
“Europe” cannot be taken as a separate entity, as the continent’s
major states were vastly different in terms of their development
in the early modern period. Secondly, an explanation based on
their innovative superiority always stumbles upon the “chicken or
the egg” problem. In this case, however, it would be more logical
to assume that an efficient economy stimulated innovation and not
the other way around. One example is the search for a way to
determine longitude in long sea voyages. Although huge rewards
were offered by the Spanish and English crowns, the problem was
only solved more than 150 years later when John Harrison came up
with the marine chronometer in the 1750s (Betts, 2006, p.7-8).
How much quicker could it have been invented, had there been
efficient property laws?
The Geopolitical situation
In any case, the search for the explanation of European
dominance should not only be focused on the sub-continent itself.
It had many competitors, some of which, like China or India, were
much more powerful and could suppress any attempts of
colonisation on Eurasia. Of course, one could say that the
initial conquest of the Americas was a huge step forward, but why
were Europeans the first to do it?
Between the 1405 and 1433 a fleet of Chinese “treasure
ships” under the command of the admiral Zheng He dominated the
Indian Ocean. It was the largest armada ever assembled and could
annihilate any possible competitors without much effort. The
fleet engaged in large scale trade and exploration of Indonesia,
Central Asia and East Africa (fig.5), but did not leave any
colonies behind the way Europeans did (Marks, 2002, p.46). While
there is no univocal explanation as to why the Chinese were so
disinterested in further expansion, possibly even to the
Americas, it mostly assumed that they simply had no need. As
China had extremely advanced agriculture and industry, there was
little in terms of goods that any lands beyond the Indian Ocean
could offer (Bentley, 1998, p.238-242). The Europeans, however,
needed direct access to trade routes from Asia (which were
blocked by the Ottomans), so Columbus’ suggestion to sail West
appealed to the Spanish crown as the competing Portuguese were
the first to secure a sea route around the Cape of Good Hope
(Marks, 2002, p.60).
Fig. 5 (2010) The voyages of Zheng He around the Indian Ocean.
Due to increasing costs and internal imperial struggles,
the “treasure fleet” had to be withdrawn after nearly 30 years of
operation. As the Indian Ocean was otherwise an oasis of unarmed
trade, this action removed any possible competition for heavily
armed Portuguese and Dutch ships, which could freely sail and
conquer (Finlay, 1991 p.3-6). Furthermore, the collapse of
African states like Mali and the increasing instability of the
Indian Mughal Empire in the 17th century made their rich coastal
lands lucrative targets for the conquerors who could now start to
monopolise the trade. (Jensen, 1997, p.91-93) (Marks, 2002,
p.52).
In sum, there were many factors that gave Europeans an edge
over other societies, but it still took them hundreds of year to
completely subdue their adversaries. Hence, the essential
question here is whether the factors acted as catalysts, simply
speeding up the “inevitable” European domination or did they
require additional fortunate events to be able to shift the
World’s power balance?
European dominance as a series of lucky accidents
The “California school” of American historians adhere
precisely to the latter explanation. They argue against the
rooted view of the “big differences” between Europeans and the
rest of the World, be it in early technological advances, forms
of state organisation, social structures, agriculture or
geographical position. According to scholars like Frank,
Europeans were completely peripheral until Columbus’ fortunate
mistake of finding the Americas instead of India. Even when
Europe “used its American money to buy itself a ticket on the
Asian train” (Frank 1998, p. xxv), it still just barely reached
the level of development of China or India and was still far from
surpassing them. Until the late 18th century, both China and
India (despite some internal unrest) had booming agricultural and
industrial economies, experienced autonomous traders, talented
scientists and a high standard of living, akin to the most
advanced Western European states. According to Jack Goldstone,
there were two most important factors that allowed some European
countries to step beyond this state of an advanced pre-industrial
urban society: cultural changes after the first colonial
endeavours and liberation from photosynthesis as the sole source
of fuel (wood) (Goldstone, 2000, p.179-180).
After the rapid population growth and the flood of colonial
silver in 15th-16th centuries all over the World, the tax rates
could not keep up, weakening major powers like the Ottomans,
Habsburgs and the Chinese. The peasants began lacking land, the
free cities grew richer and more unruly. After large scale civil
unrest in the 17th century, major conservative directives were
imposed by the governments: China adopted a rigid Confucianist
philosophy, the Ottomans rejected liberal Western influences and
promoted traditional Sunni Islam and Europe faced the Counter-
Reformation that impeded progress (Goldstone, 1991, p.5-19).
Thanks to a series of lucky accidents, however, Protestantism
held out in England and the Netherlands. The Anglican Church in
particular actively promoted a mechanical worldview which allowed
more experimentation freedom for scientists like Newton or Boyle.
In turn, this freedom led to the second crucial accident- Thomas’
Newcomen’s steam pump (fig.6), invented in 1712 and improved by
Watt in 1765 (Goldstone, 2000, p.183-186). It allowed the English
to move past the constraints of an organic economy (being
dependent on wood for fuel), especially because their coal
deposits were readily accessible, while Chinese coal was
difficult to acquire and transport (Vries, 2001, p.422).
Furthermore, the European focus on agricultural labour
productivity (per worker) instead of Chinese land productivity
(per unit of land) allowed more people to be freed up for the new
mineral industry. Consequently, the fortunate Industrial
Revolution and social changes allowed Europeans to dominate not
just militarily, relying on assassinations and ruse to eliminate
their adversaries, but also technologically and intellectually
all over the World.
Fig.6 (2012) Thomas’ Newcomen’s steam pump.
Conclusion
As the old and often repeated proverb says: “history is
written by the victors”. Because the victors in this situation
are the Europeans themselves (or, more precisely, England, Spain,
France and the Netherlands), it is hard for any historians and
archaeologists to make bias-free assumptions about their rise to
power. All in all, the full answer to the main question is very
dependent on the way define “dominance”. If it is
military/territorial dominance, then, surely, it was inevitable
due to constant internal conflict and rapid transmission of
ideas. But then why the medieval Mongols were not considered the
World’s dominant people after the conquest of vast swathes of
land? If however, we see dominance as technological and
economical superiority, then it was more dependent on a series of
fortunate events that only gave crucial results at the clash of
the 18th and 19th centuries. Although the analysis of this topic
is mostly conferred to historians, there should undoubtedly be
much more archaeological involvement, as textual sources,
especially the ones written by conquerors often tend to be
subjective. Therefore the question of why and how the Europeans,
like the homo sapiens 14,000 years ago achieved World dominance
will only be answered when we accumulate a substantial base of
objective evidence and further explore the underlying processes
that effected the image of the World we live in.
References
Landes, D. S., 1998. The Wealth and Poverty of Nations: Why Some Are So Rich and Some So Poor. New York: Norton.
Cooke, C. A., Abbott, M. B., Wolfe, A. P., 2008. Metallurgy in Southern South America. In: H. Selin (ed.) Encyclopaedia of the History of Science, Technology, and Medicine in Non-Western Cultures, p. 1658-1662. Hoffman, P. T., 2012. Why Was It Europeans Who Conquered the World? The Journal of Economic History, 72(03), p. 1-49.
Chase, K. W. 2003. Firearms: A Global History to 1700. Cambridge: Cambridge University Press
Diamond, J., 1997. Guns, Germs and Steel: A Short History of Everbody for the Last 13000 Years. London : Vintage.
Kennedy, P. M. 1987. The Rise and Fall of the Great Powers: Economic Change and Military Conflict from 1500 to 2000. New York: Random House.
Hale, J. R. 1985. War and Society in Renaissance Europe, 1450-1620. Baltimore: McGill-Queen's University Press.
Guilmartin, J. F. 1974. Gunpowder and Galleys: Changing Technology and Mediterranean Warfare at Sea in the Sixteenth Century. Cambridge: Cambridge University Press
North, D. C., Thomas, R. P., 1973. The Rise of the Western World: A New Economic History. Cambridge: Cambridge University Press.
Trigger, B. G., Washburn, W. E., 1996. The Cambridge History of the Native Peoples of the Americas 2 Part Hardback Set: v.1: North America: Pts.1 & 2. Cambridge: Cambridge University Press.
Crosby, A. W., Worster, D., 1986. Ecological Imperialism: The Biological Expansion of Europe, 900-1900. Cambridge : Cambridge University Press.
Zhang, X., 2007. The Origins of the Modern Chinese Press: The Influence of the Protestant Missionary Press in Late Qing China. London: Taylor & Francis.
Klein, J., 2007. The Mesta: The Study of Spanish Economic History. Madrid: Alianza Editorial Sa.
Marks, R., B., 2002 The Origins of the Modern World: A Global and Ecological Narrative (World Social Change). London: Rowman & Littlefield.
Global research webpage, 2014, http://www.globalresearch.ca/china-rise-fall-and-re-emergence-as-a-global-power/29644 (Accessed on 2015.03.11)
McNeil, W., 1982. The Pursuit of Power: Technology, Armed Force, and Society since A.D. 1000. Chicago: University of Chicago Press.
Betts, J., 2006. John Harrison (1693–1776) and Lt. Cdr Rupert T. Gould R.N. (1890–1948). London: National Maritime Museum. At: http://www.nmm.ac.uk/sites/default/files/media/pdf//Gould-Harrison-longitude-JBetts.pdf, (Accessed on 2015.03.12)
Jansen, J., 1997. The Representation of Status in Mande: Did the Mali Empire Still Exist in the Nineteenth Century? History in Africa. African Studies Association, 23, p. 87–109.
Finlay, R., 1991. The Treasure-Ships of Zheng He: Chinese Maritime Imperialism in the Age of Discovery. Terrae Incognitae, 23(1), p. 1–12.
Bentley, J. H., 1998. Hemispheric Integration, 500–1500 C.E. Journal of World History 9: p.237-253.
Frank, A. G., 1998. Reorient: Global Economy in the Asian Age. Berkeley and Los Angeles: University of California Press.
Goldstone, J. A., 2000. The Rise of the West-or Not? A Revision to Socio-economic History. Sociological Theory, 18(2), p. 175–194
Goldstone, J. A., 1991. Revolution and Rebellion in the Early Modern World. Berkeley and Los Angeles: University of California Press.
Vries, P. H. H., 2001. Are Coal and Colonies Really Crucial? Kenneth Pomeranz and the Great Divergence. Journal of World History, 12(2), pp. 407–446.
IllustrationsFigure 1. The decline of Native Central Americans. (2015) At: https://globalhistorycullen.wikispaces.com/Everything+Latin+America (Accessed on 2015.03.15).
Figure 2. The probability that a major European ruler will be deposed after losing a war. (2012) In: Hoffman, P. T., 2012. Why Was It Europeans Who Conquered the World? Page 27. The Journal of Economic History, 72(03), p. 1-49.
Figure 3. The type and frequency of foreign wars of China and European countries. (2012) In: Hoffman, P. T., 2012. Why Was It Europeans Who Conquered the World? Page 31. The Journal of Economic History, 72(03), p. 1-49.
Figure 4. The production and exports of silver in the World (in tonnes). (1998) At: http://www.zum.de/whkmla/sp/1314/soho/sshlog.html (Accessed on 2015.03.15)
Figure 5. The voyages of Zheng He around the Indian Ocean. (2010)At: http://factsanddetails.com/china/cat2/sub90/item45.html (Accessed on 2015.03.15)
Figure 6. Thomas’ Newcomen’s steam pump (2012). At: http://www.brighthubengineering.com/manufacturing-technology/71480-the-invention-of-the-steam-engine/ (Accessed on 2015.03.15)