Upload
others
View
18
Download
0
Embed Size (px)
Citation preview
,,
I i: 111
·wasbington,,J).C.. -!.
- .. """"-'
i"'fi-
: ' '1, , "I J
UNITED STATES DISTRICT COURT DISTRICT OF ARIZONA.
Sandra Day O'Connor United States Courthouse 401 W. Washington St., SPC 58
Suite623
l>alrid G. Campbell Phoenix, Arizona 85003-2156 Telephone:. (602) 322-7645 UnH:ed States DistriCt Judge Fax: (602) 322-7649
September 3, 2004
(/').0 -'!1 (J., -
Committee on Fittancial Disclosure 0 (;..)1-n {�::;"o-:;Judicial Conference of the United States it-1 ...._ - f'rl.- "'- .... e:-e:One Columbru; Circle, N.E. ·::;c; .s=
0 �:;: 20544
er-....,;, i: -
. .,..... 0..-:i-Re: Calc:ndar Year 2003 filing 0
rn
Dear Commftu :
This letter will respond to the Committoo's letter of August 25, 2004, requesting additional info1ma:tion concerning my 2003 financial disclosure report.
The siecond paragraph of your letter notes two errors in Part VII of my report. I have attached a revised Part VII that corrects these errors.
The third paragraph of yolll' letter concerns certain assets that were listed in AttachmentA to my response dated June 19, 2003, but that were not listed inmy2003 report. The explanation far this fact can be found in Note 3 of Part VIII .of my 2003 report.
Please le:t me know if you requilre additional information. As requested, I have provided the Committee with three copies of this letter.
David G. Campbell
DGC/n'\j
A.
Amount Type
c.
(2) (3) (4) (5)
------------+------1-------1------+-------1--------t-------11-----1-----+------·-----'
-------------+-------1----------1------+-----r--------t-------11-----t-----(!--.---------1
Interest ::0
!
:rr:r:-,:!• - ..
7. t ·;;-
Stock
------·----------t-------+----------+------+------+---------i------+----+----+-----------1
- ------------+-------1--�-----+------+------1--------+------t-----+----+-------·----;i
...,..
Interest
-T
vm
reporting period
3.
Gross value at ead of
''FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
:·Page 1 [)f 11 Campbell, David o 71812004
V1I. INVESTMENTS and TR.USTS -mcamc.. va1uc, 1ransc111icms (includesthose or111e spouse mi dependent cbildren. See pp. 34-s1 orfilinginstnu:tioas.J
B. D. lncomc during Tmisactions duriiig reporting period Descriptian of Assets rqiorting period
PIHce "(X)" after each asset e:1 empt from prior disclosure
0 NONE (No rcpm1able incaIDe, assets, ur transactions)
1. umtBank: One CheckingAcco
(I)
Codcl (A·H)
A
(2)
(e.g.div. rent or
iDI.)
Interest
(I)
Value Codc2 (J.;p)
J
(2)
Value Method Codc3 (Q.W)
T
(I)
Type (e.g. buy, sen, merger,redemption)
Date: MODtb· Day
not exempt from disclosure
Value Gain Identity of Codc2 Codcl buycdseller (J-P) (A·H) (ifprivam
lrllnsaetion)
2. lllllt Bank One Savings Acco A Intcrcst J T
(ii11cluding trust l!Ssets}
Wens Fugo Bank IRA A J[ntcn:st J T
-4. Wells Fargo Bank IRA A J T
s. -
Osbcl•m IMaledon Common Stock None Rcdcmptio n
7125
6.
8.
Confluciit Surgical Comm on Stc1ck
Whei:Ier Machinery Note Paya bile
-El Dc1rado Investments,
E
G
None
Jilltercst
Distn't>ution
K
0
0
w
T
w
c ,.-,IJ•-1
0
9.
-Exxo11 Mobil Comm.on S A Dividend L T
10.
-Bank of America Common A Dividend L T
11. 40l(k) Plan
12. und oj[ Ami:rAAmeric:an Funds Bond F E Dividend M T
13. Am.mean Funds Inc Fun dof.AmcrA F Dividend . N T
14.
-Schwab Inst Adv. MoncyMm:kct B M T
15.
-Geneml American Uniw rsaI Lifil Polic D Interest L T
16. GcncnLl American Variable Life Policy i) Dividend L
17.
18.
Trustfi! l , -
Trustil2
None N w See note l, Pan
Report 7/&!2004
-,.. ·--· -- ......
---
s
--
--A
D.
If :from
(3) (4) Gain
(Q-W)
rt vm
vm
29.
30. Momin.1
33. AEIN
(S)
FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting Date of ·· Page 2 of' 11 Campbell, David a
VIL INVESTMENTS and TRUSTS -income, ''illuc. transcations Cincludes t1iosc ofthe spouse and dependent children. Sec pp. 34-57 offiling instructions.)
A. B. c. Income during Gross wlue at end of Tnmsactions during reporting period
• tion of Assels reporting period l:lcscrip n:pcrting period (in eluding trust asSl!ls) not exempt disciosw-e(I) (2) (I) (2) (1)
(2) P:lace "(X)' after eacrh asset exempt Amollllt Value Value Type (e.g. Date:Type (e.g.
div. rent. or Value Idcnti r of
fi:om priordisclosme Codcl Method buy, sell, Month- CodelCodel Code I buycr/sellc:r (if private Day(A-H) mt.) (J-P) Code3 merger,
redemption) (J-P) (A-H)
transaction)
Wheeler Machinery Note P1Lyabl1:. c Interest K T
-
19.
Bank One Savings Account A Interest K T
-
20.
21. Trustfl 3 See note l, Part vm
-.Wheelcr Machinery No1te Pa;yable- · c Interest K T22.
23. B:ani' One Savings Account A Interest K ·T
-
24. Trwlt# 4 See note 1, Pa
-
Whlll ler Machinery Note Payable c Interest K T25. -
Bank. One Savings Account A ]Interest K. T26.
-
27. Trust# See note 1 Part
Whee:ler Machinery Note Pl)'able c Interest K T28.
K TBank: One Savings Account A Interest
-:star managed portfi>lio (mutual :funds)
ClilanIOSGrowthA None K. T Buy 8ll8 K31.
Buy32. Bail'OD Growth None K T 8/28 K
8/28AMR.0 Growth N None K T Buy
-
K
Buy34.
35. MFS Value A Dividend K T Buy 8ll8 K
LOallamirk I -
A Dividend L T Buy 812836.
KK TJa11us Midcap Value 1nwstor A Dividend 8/28
A.
D=scnpb
--
--
--
--
-- -
--
-
Amount Type
c.
(1)
-
D.
Jfnot disclosure (3) {4) (S)
Day
'
IC
40.
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
·page 3 of 11 Campbell, David G 11812004
VII. INVESTMENTS anci TRUSTS -income, vatue. transcations (includes those or spouse and dependent chilt1ren. See pp. 34-S7 offiling instructions.)
B.. Income dming Gross value at end of Tmmactions during reporting period
onofAssels rcpmtiug period reporting period (including trust assets)
exempt from (1) (2) (2) (1) (2)
Phice "(X)" afu:r each asset m:empt Value Value Type (e.g. Date:(e.g. Vaine Gain Identity cl'iium.prior disclosun: Mouth·Code 1 div. lCllt. Ir Codc2 Method buy, sell, Code2 Code! buycr/sc:ller
Code3 merger,(A·H) int.) (J•P) (J..P) (A-H) (if private redemption)(Q-W) transaction)
37. PBHI3 Clipper Focus A Dividend L T Buy 8/28 L
38. Viictory Diversified Stor.k A A Dividend IC T Buy 8128 K
-
39. n1ird Avenue Small-Cap Val!ue A Dividend K T Buy 8128 J
TCW Galileo Seiect Equjties N None K T Buy 8128 K
41. Ameil'ican Centwy Equity Income J£nc A Dividend K -T Buy 8128 K
42. ArltisilIll International A Dividend L T Buy 8128 K
-
43. T. IRo ve Price High-Yield Adv A Dividend K T Bny 8128 K
44. Scudder Managed Municipall lBonds A A Dividend K T Buy 8128 K
45. Va11guani High-Yield Tax-Exi:mpt A Dividend K T Bny 8128
-
46. JaU11is 1rax Exempt Money Mallicet A Diil'idend J T Bny 8/28 J
-
47. Merrill L Mutual Fund Advisor Account
-
48. AintSmall Cap Growth F111nd None Buy 8120 K
49. Sell 9/09 K A
SO. Cohunbia Acom USA Fund None K T Buy 9/09 J
-
s 1. J?reyftis Appreciation Fundl A Dividend K T Buy 8/20 K
-
52. Lord.At1belt Research Fund • SiM CAP A A - Dividend K T· Bny 8120 K
SJ. Partial sale 9/09 J A
54 MFSResearch Intematiomd Fw1d A A Dividend K T Buy 8120 IC .
-------
Date of Report ---i 71812004__j
66.
A. --
'I'
Transactions
(1)
c
(1) lfnot
(3) (4) (S) Gain Code 1
.
vm
-
57.
58.
59.
71.
--
(e.g.
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
,Page4ofll Campbell, David G
vn. INVJESTMENTS: an.d TRUSTS - income, value, transcatioos (includes those of the spouse and dependent children. See pp. 34-57 of filing instructi011S.)
B. c. D. Income during Gross value at mi of TJaDSllCtiom c1uring reporting period I>escriptian ofAssets reparting period reporting period
(iim:luding trust ass_ets) exempt from disclosure(2) (2) (1)
('2}Place w· after each asset exmipli Valae Value Type (e.g. Date:Amount TJ!PC Value Identity of
Codc2 buycr/5cllcr frc1Dl prior disclosm:e . Code2 Method buy, sell, Month-Codcl drv. rent or
(A-H) int} (J-P) Codc3 JDCllllll', Day (,J.;p) (A-H) (ifpriv.lllc redemption)(Q-\V) lransac:tion)
ss. F'hoc CLA
:nix-Engelman Small & Mid Cap GR Fund
-
None J T Buy 9/09 J
56. f Galileo Select Equities 1 None K T Buy 81.20 K
--The Oakmark Intl Fund A Dividend IC T Buy sao K
--Tiile Oakmark Select Fund A Dividend IC T Buy 8120 K
v.1111 Kampen Comstock Fumd A Dividend K - T Buy 81.20 K
-
60. MFS Research Bond CI. A A Dividend IC T Buy 8/20 K
61.
-Pimc«> High Yield Fund CL A A Dividend K T Buy 8120 J
62.
-Nortbwmcm Mutual whole life: polic:y Dividend IC T See note !.Part
vm
63. MonyLi'fe Insurance Company "Whofa life policy A Dividend J T See note 2, Part vm
64. Northwestem Mutual 6SLffi: pol cy A Diividend J T See note 2:, Part vm
65. Nortillwc mm Mutual 65Life policy A Dividend J T See note 2, Part vm
-North.wei•1etcm Mutual 65Llfe pciilicy A Dividend J T See note 2, Part
vm -
67. Northwei;tem Mutual 65Lifl: policy A Dtvidend J T See note 2,, Part vm
--
68. North·wcs:tcm Mutual 65Lifu policy A Dividend J T See note 2, Part vm
--69. fiom Family Plutnei!Bhip See note 3, Part
vm
70. fi:'om Furman-Selz Account See note 3, Part
-Jilt) Group Inc. A Dividend Sell 71.22 J A
72. Amgen lncComPV None Buy 5n J
---i
-----·
B. c. D.
(l) {3) (4) (S)
Amount
{A-FI)
- --·---------t------l"'--------t-----t-----T--------t------1-----1-----+-----·�---1
l'nc
·-------------1-------+--------t-----+------t-------+------t-----1----+----------1
-
---------------------1---------+------+-----........ -------+-----+---------+------·----t
,
.
(I) (!)
73.
79. 7/22
7/22
FINANCJAL DISCLOSURE REPORT Name of Person Rep0ning Date of Report
:·Page 5of11 Campbell, David G 71812004
VII. INVEST11ENTS and TilUSTS - income, value, tram:cations (mclndcs those of the spouse and dependent children. See JIP. 34-57 of filing instructions.)
-A.
Income during Gross wlue at end of Transactions during rqmrting period •
Dcsmiptian af Assets reportingperiod reporting period (mchufing trust assets) If not exempt :from disclosure (2) {2)
(2)Type (e.g. Date:Pl11ce "(Xj after each asset exempt ValueValueType Vaine Gain Identity of (e.g.
div. tent. orfi'lll!l prior disclosure Code2 Method buy, sell, Month·Codel Code2 Code 1 lmyer/seller (if private int.) (J·P} Code3 merger, Day (J·P)(A·H)
(Q-W) redemptionj lransaction)
Sell J A7122
74. Applied Material Inc None Buy 10123 I
-Sell 7122 I A75.
76. Baker Hughes Inc A Dividend Sell 7/22 I A
77. B1mk ofNY Co Inc A Dividend Sell 7122 I A
78. BHXtcTlntl A Dividend Sell 7/16 J A
Biixter Intl A Dividend Sell J A
80. Ccmu:ast CRP New Cl A Spl None Sell 7/22 ] A
-81. Cadem1ce Design System· None Sell J A
82. -
Cendant Corp None Sell 7/).2 J A
83. Citigmup Inc A Olivid end Sell 7122 J A
84. -
Chem>nTexaco Corp A Dividend Sell 1fJ2 J A
85. -
Coiimoco Phillips A Dividend Buy 316 J A
86. Sell 7/).2 J A
87.
88.
Ch1ibbCorp
-Cisco Systems Inc. COM
A Dividend
None
Sell
Sell
7122
7122
J
]
A
A
89.
-Dellln1c. None Sell 7122 J A
90 . -
Dozniniion b Inc New Va A Dividend Buy 3n J
·------
Repm;----i
7/8/200
-
- -
-
1)4)
Jt
lf disclosure
(3) (4) (5)
(A-fl)
e ,, ";&tiJllafud
93.
94.
95.
97.
(2)
:, ;; : . , 1]., :!;'9liit!Madc:e1 : ':' : "
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Page 6of11 Campbell, David G
VII. }JlirYESTMENTS and TRUSTS ·- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
B. c.A. 0. Income during Gross value at end of Transactions during reporting period
Description of Assets reporting period reporting period (including trust assets)
not exempt from (2) (I)(!) (2)
(I)
f ace "(X)" after each asset from prior disclosure
91.
92. Firnt Data Corp
Amount Code I (A-H)
A
l'ype (e.g. Value div. rent or Code2 int.) (J·P)
Dividend
Value Method Code3
( W)
Type (e.g. buy, sell, merger, redemption)
Sell
Sell
Date: Month -Day
Value Code2 (J-P)
Gain Code I
Identity of buye1,/seller (ifp ivate trans11ction)
7/22 J A
7/22 J A
Franklin Res Inc
Genl Dynamics Corp COM
Interactive Corp
A Dividend Sell
A Dividend Sell
None Buy
Sell
7122 J A
7fl2 J A
3/19 J
7/22 J A96.
A Dividend Sell 7/22 J AInte:l Corp
A Dividend Sell 7122 J A!ntl Paper Co 98.
99. Kimberly Clark
100. Kroger Co
101. !Lehman Bros Holdings
102.
103. l.ib my Media Corp
•.
104.
105. Merk&Co
106.
107. Microsoft Corp
108. Pep:sico Inc
1. IncomelGamc�es: (SeeCOJ 1111is Bl an .
2. Value Ccdiis: ·. ·
A
A
A
·.
A '
A
Dividend
None
Dividend
None
Dividend
·.
Dividend
Dividend
Sell
Sell
Buy
Sell
Buy
Sell
Buy
Sell
Sell
Sell
7/22 J A
7/22 J A
4/14 J
7/22 J A
6125 J
7122 J A
3/18 J
7/22 J A
7/22 J A
7/22 J A
J:;;. =S:t5,001-$50,000
._·::;i.,_;::
· 3; Valu M:1:t1!1> Code!]•
,;;!;;'; ';'.,;/; :,,:'if;
'.
:; :,; •.,i•,<!'i'c ,, ; · - ·
_______ ,
__j
--
.. Account
-
(2) (3) {4) (S) Gain
I
7/812004
(1)
FINANCJAL DISCLOSlURJ REPORT Name of Person Reporting Date of Report
Page7 ofll Campbell, David G
VII. INVESTMENTS and TRUSTS -income, value, transca1iions ("mcludes !hose of the spouse and dependent cbildren. See pp. 34-57 of filing instructions.)
-A. B. c. D.
Income during Gross value at end of Transactions during reporting period Desert·ption of Assets reporting period reporting period (includiogt111st assets)
If not exempt from disclosure (2) (1) (2) (1)
PhlCC from
"(X)" after each asset exempt prior disclosure
Amount Code 1 (A·H)
Type (e.g.div. rent or Int.)
Value Code2 (1-P)
Value Method Code3 (Q-\V)!
T)'pe (e.g. buy, sdJ. merger,redemption)
Date: Month-Day
Value Code2 (J-P)
Codcl (A-H)
Identity of bnyer/sc:llc:r ("lf'pri•llllllsaction)
109. Pfizer Inc Del PV $0.SO A Dividend Sell 7122 J A
110. PlraiaLir Inc A Dividend Sell 7122 1 A
Ill.
112.
Quest Diagnostics Inc
Schlu.mberger Ltd
-
-A
None
Dividend
Sell
Sell
7fJ:l.
7122
1
1
A
A
113.
114.
115.
116.
117.
TJIXC
Tairgct
oslncNEW
Corp COM -
-Vc:rizlm Communication Com
-Vc1dalbne Orp PLC Spn Adr
Vi:acom lncCLB --
A
A
A
A
A
Dividend
Dividend
Diividcnd
Dividend
Dividend
Sell
Sell
Sell
Sell
Sell
7122
7122
7fJ.2
7fl.2
7122
1
1
1
1
J
A
A
A
A
A
11&. ital Ltd CL AXJ..C1tp A Dividend Sell 1122 J A
119. W11Chc1viaCorpNE A Dividend Sell 7122 J A
120. WJ A DMdend Sell 7122 J A
121.
122.
Stocks 1 i'om Thompson Siegel
Abbott Labs -
A Dividend Sell 7/23 J A
See note 3,, Part vm
123. Anlldm:ko Pete Corp -
A Dividend Scll 7fl.3 J A
124. Bai:ik 0f America Corp A Dividend Sell 7fl.3 J A
us.
-cv:scorp Dclawme COM A Dividend Sell 7fl.3 J A
126. CitigroillP Inc -
A Dividend Sell 7/23 J A
-Page 8 of_l..,..1 _____ , __ _______ _._c_am_pb_e_n._na_vi_d_o ______________ --1. __ 1_1s _12_0_04 ___j
A. --
-
--
:
.u: ClisclOllllIC (2) (3) (4)
Gain Code!
Sell
'
-
FINANClAL DISCLOSURE REPORT Name of Person Reporting
139.
--
7123
7/23
7/23
7/23
70.3
DateofReport
VIL INVESTMENTS and TRUSTS -inc:mne, value, transcatiom fmcludes those of the spouse and dependent children.. See pp. 34-57 offilfuginstructions.)
B. c. D. Income duriug Gross value at end of Transactions during reporting period
I>escri"ption ofAssets reporting pc:riod reporting period (inclwfing trust ass.ets) not exempt from (1) (2) (I) (2) (I) (5)
Place "(X)" after each asset exempt Amouat Type (e.g. Value Value Type (e.g. Date: Value Identity of ii:mmprior disclasure Code! div. mn.or Code2 Method buy, sell, Month- Cocle2 buycrl!;eller
(A-H) inl) (J-P) Code3 merger, Day (J-P) (A-H) \d'prrnate (Q-W) redemption) transaction)
A Dividend Sell ]127. ChevronTcxaco Corp A
JA Dividend Sell 128. Cate :rpillar Inc DEL
-
A
]129. ChulbbCorp A Dividend Sell A
130. Dolb1r Tree S!On:s Inc None Sell 7n.3 ] A
-131. Dominion Res Inc NEV/VA A Dividend Sell 7123 J A
-132. Gen! Dynamics Corp Cl::>M A Dividend Buy Jn ]
Sell 7fl.3 ] A133.
Gcildiman Sachs Group Inc A Dividend 7123 J A134.
135.
136.
Gillet teCoCOM
-He :tt Packard Co DEll.
A
A
Dividend
Dividend
Sell
Sell
7123
7/23
J
J
A
A
137. H11nui:na Inc None Sell 1fl.3 J A
In1i Pl 1perCo A Dividend Sell 7!2.3 ] A
-138.
Keyspan Corp A Dftvidend Sell 7!2.3 J A
-·IGJnbc:rly Clark A Dividend Sell J A140.
-Lo::kheed Martin Corp A Dividend Buy 6/19 ]141.
Sell 1!1.3 J A142.
Metlifi:lncCOM A .- Dividend Sell 7!2.3 J A143.
144. Merk &.Co Inc A Dividend Sell ] A
A. --
-
mnbergcr Ltd
-
(1)
'
If mmi aisacsnre
(2) (3) (4) (S) Gain
Codc2
-
!
-
·-
--
159.
--
B. c.
7f1.3
7123
FINMrCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Campbell, David G 71812004
-income., l'llluc, lranscatiODS (mcludcs those ofthe spouse and dependent cbildn:n. See pp. 34-57 of filing instructions.)
D.
I (i
>escriptian of Assets ncluding trust llSSl:IS)
lace "(Xf afu:rcach asset elX.elllj'.lt Pl Iiiom prior disclosure
Income during rcpa1ingpc:riod
('2)
AmOUDt 'fype (e.g.Codcl div. rmit. or (A·H) int.)
Gross value at elld of reporting period
(1) (2)
Value Value Method
(1-P) Code3 (Q-W)
Tnmsactions during R:pOI!ing period
{l) not exempt
Type (e.g. Date: Value Identity of bay, sell, Month· Codc2 Code 1 bnycrl:;cller merger, Day .(J-P) (A-H) (if private redemption) tramacti.on)
145. Nncor Corp A Dividend Buy 3/4 J
146.
-Sell 7n.3 J A
147. 011U rlcom Group COM A Dividend Sell 1123 J A
148. Clutl:1ack Steakhouse In1c A Dividend Sell· 7/1.3 J A
-149. PNC Fincl Services Group A Dividend Sell 7123 J A
-
150. SBC Communication Inc A Dividend Buy 5115 J
-151.
-
Sell J A
Sc:hl A Dividend Sell 7123 J A152.
153. S1mtrust Bks Inc COM A Dividend Sell 7123 J A
-154. T11rg ct Corp COM A Dividend Sell 7123 J A
155. Travelers Ppzy CAS CRP A A Dividend Sell J A
-156. UnilC'VcrNCNEW A Dividend Sell 7!23 J A
157. Uuio111 Pacific Corp A Dividend Buy 3/12 J
-158. Sell 7123 J A
-
160.
UDIOCll Colp A Dividend Sell 1123 J A
--VFC1 1Jloration A Dividend Sell 7123 J A
161.
-Wc:lls !Fargo & Co NE W IDID' A Dividend Sell 7123 J A
162. Wa.ch 1via Corp NEW -
A Dhridend Sell 7fl.3 J A
DateofReport---i 11s12004___j
- -A. B. c.
(2) lf
(2) (3) (4)
Day
- --
VIII
--
:
. I
Sell
'
. -
FINANrCIAL DISCLOSURE REPORT NameofPczsonReporting
(I)
--
--
,' Page 10of11 Campbell. David G
VIl. INVESTMENTS md TRUSTS -income. value, transcatiom (mcludes those ofthe spouse and dependcot children. See pp. 34-57 offiling instructions.)
D. Income during Gross value at end of Transactions dui'ing reporting period
Description of Assets reporting period reporting period (includingtrust assi:ts) not exempt from disciDsure (I)(I) (2)
163.
P;lacc "(X)" after each asset exempt from prior disclosure
Wyeth
AmOunt Codlll (A·H)
A ,
Type: (e.g. div. rent. or int.)
Dividend
Value Code2 (J-P)
Value Method Code3 (Q-W)
Type (e.g. buy,sel,lllcrger,redemption)
Sell
Date: Month-
7123
Value Code2 (J-P)
J
Gain Codel (A-Ii)
A
(S) ldentityofbuycr/1iellcr (if private transaction)
164.
165.
Ste>cks :.from Kayne Anderson Account
-Alberto Culver Co CL A A Dividend Sell 7122 J A
See note 3, Part
166. .AJlie:d Capital Corp New A Dividend Sell 7122 J A
167. Blaclk: Box Corp DEL COM A Dividend Sell 7122 J A
168.
169.
170.
171.
Ccrtc:gy Inc
Oent11ry\Tel Inc
Ciinn Fine! Corp Ohio
-Cintas Corp Ohio
-
-
-
A
A
A
A
Dividend
Dividend
Dividend
Dividend
Sell
Sell
Sell
Sell
1122
7/22
1122
7!22
J
J
J
J
A
A
A
A
Dt:vo1! Eneigy Corp New -
A Dividend Sell 7122 J A172.
173.
174.
Eaton Vance Corp NVT
- -Equifiix Inc
A
A
Diividend
Dividend
Sell 7122
7/J.2
J
J
A
A
175. Fedentl Signal Corp A Dividend Sell 7122 J A
-Ga!llllgher Arthur J & Co A Dividend Buy 5/19 J176.
177. Sell 7122 J A
-178. Gn1co Inc COM A Dividend Sell 1122 J A
179. IMS Hii:alth Inc A Dividend Sen 7122 J A
- -180 . , King P:harmaceuticals Inc None Sell 7fl2 J A
Re ewing Offic ---��--�-�-� ____ ,
NAMEOFORGANIZATIONffiNTITY
(/)
4.
s.
Report Required by the EthicsFINANCIAL DISCLOSURE REPORT in Government Act of 1978
Calendar Year 2003 (5 U.S.C. app. §§ 101-Ul)
l. Person Reporting (Last name, First name, Middle initial) 2. Court or Organization 3. Date of Report
Campbell, David G District Court· Arizona 7/8/2004
4. Title (Art\!,:le m Judges indicat.e active or senior status; 5. ReportType (check appropriate type) 6. Reporting Period
magistrate judges indicate full- or ]part-time) Q Nomination, Date 1/1/2003 U.S. Dis:tric:t Judge (Active) to0 Initial @Annual 0 Final
12/31/2003
7. Cbambel's or Office Address 8. On the basis of the information contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance 401 Wei1t Washington with applicable laws and regulations.
Suite 623, SPC 58 Date
Phoeni){, AZ 85003-2156
IMPORTANT NOTES: The in:muctions accompanying this form must be followed. Complete all parts, checking the NONE box for each part
where you have no reportable illiformation. Sign on last page.
I. PO:SfTIONS. (Reporting i11dividuaJ only; see pp. 9-13 of filing instructions)
0 N01'rE - (No repor1table positions.)
POSITION
1. Director Campbell Family Foundation
2. Trustee Trust# 1
3. Trustee Trust# 2
Trustee 'Trust# 3
Trustee 'Trust# 4
6. Trustee Trust# S
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions)
NONE - (No reportable :agreements.)
PARTIES AND TERMS
1.
0 <n ("')r-'"T"J0-
C::.l> :::0:?: n1n o);;-01,--..,, (S'rr1
........ ..c:::-
;oc.... c;: r- m
(") r m
-
l> "'C - m-.. 0
c-:
SQURCE AND mE
Repo]
GROSS
SOURCE
DESCRJPIJQN
2.
7/8/2004
Name of Person Reporting FINANCIAL DISCLOSURE REPORT Date of
Campli>ell, David G
ill. NOJN-INVESThffiNT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)
A. Filler's Non-Investment Incom
D NONE - (No reportable non-investment income.)
1. 2003 Osborn Maledon (former law fmn)
INCO:ME
(yours, not spouse's)
$255,221
2003 Meyer Hendricks, Victor, Osborn & Maledon (former law firm) $2,741
B. Spl[)u. e's Non-Investment llllcome - (If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)
NONE (No reportable non-investment income.) -
AND mE
1.
N. REIMBURSEMENTS transportation, lodging, food, entertainment -
(Includes those to spou11e and dependent children. See pp. 25-27 of instructions.)
NONE - (No such repo1table reimbursements.)
SOURCE.
1.
DESCRIPTION
DESCRIPTION CODE
$5,693
FINANCIAL DISCLOSURE REPORT NameorPersonReporting
Camplbel David G
V, Glll"TS. (Includes those to spo1use and dependent children. See PIP· 28-31 of instructions.)
0 NONE · (No such n portable ! ifts.)
l. Os Jm Maledon (former law firm) Reception for my investiture ..
Date of Report
7/8/2004
VALUE
VI. LIABILITIES. (Includes tillose of spouse and dependent children. See pp. 32-34 of instructions.)
NONE (No reportable liabili1ties.)-
VALUE
1.
·------
f;;of Repo;--i 7/8/200
--B.
-
--
--
,,.._..
c.
(2)
tt from
(3) (4) Gain
(5)
4.
(2)
D.
FINANCIAL DISCLOSURE REPORT P,,,oo Roportiog Date of
Page 1 oJf ll Campbell, David G
VII. ..INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
Transactions during reporting period
A. Income during Gross value at end of
Description of Asseb: reporting period reporting period (including trust assets)
(1) (2)
Place "(X)" after each asset exempt
(1) (1) not exempt disdosure
from prior disclosure Vlllue Type (e.g. Date:ValueAmount Type (e.g. Value Ideni:ityof
Method buy, sell, Month-Code2Codel div. rentor Code2 Code 1 buyer/seller (A-H) mt.) . '
DNO:NE (No reportable income, asset11, or transactions)
B1mk One Checking Ac1count A Interest1.
-
2. Bank One Savings Account A Interest
3. Wells Fargo Bank IRA A Interest
-
(J-P)
J
J
J
merger, Day.Code3 (ifprivate(J·P) (A-H)redemption) transaction)'<Q.W)
T
T
T
1·Wells Fargo Bank IRA A Interest J
-011bom Maledon Common S1tock None5.
6. Confluent Surgical Common Stock None·
-
7. Wheeler Machineiy Note Payable E Interest
8. El Dorado Investments, LLC G Distribution
-E :xou Mobil Common Stock A Dividend
-
9.
B2111k of America Common Stock A Dividend10.
-
11. 40l(k) Plan
-American Funds Bond Fu 1d of Amer A E Dividend12.
American Funds Inc Fund of Amer A .F Dividend13.
-
14. Sch:wab Inst Adv. Money Market B Interest
IS. Gene al American Universal JL.ife Policy D Interest
16. Geneial American Variable Life Policy D Dividend
-
17. Tmst# I None
-Tmst#218.
K
K
0
0
L
L
M
N
M
L
L
N
w
w
Redemptio n
7/25 K c Osbom Maledon
T
w
T
T
T
T
T
T
T
w See noile I, Part vm
See no1:e I, Part vm
, ______ _
Date ofRepm;---i 7/8/200.
--
-
(I) (2) If
(3) (4) (5) Gain
..
#3
(I)
FINANCIAL DISCI,OSUltE REPORT Name of Person Reporting
Page 2 of-11 Campbell, David G
- income, value, transcations (includes those of the spouse and depeudent children. See pp. 34-57 offiling instructions.) VII. J.NVESTMENTS a.ttd TRUSTS
c.B. D.A. Gross value at end ofIncome during Transactions dilling reporting period
Description of Assets reporting periodreportin gperiodmcludingtrust assets)
- not exempt from disclosure (2) (I) (2)
!'lace "(X)" after each asset exempt rom prior disclosure
WIieeler Machinery Note Jl>ayable
-
19.
20. Ban k One Savings Ac<:ow1t
-
Amount Type (e.g. Code 1 div. rent or
(A-H) int.)
c Interest
A Interest
Value Value Code2 Method (J-P) "Code 3
(Q-W)
K T
K T
Type (e.g. buy, sell, merger, redemption)
Date: Value Iden1ity of Month- Code 2 Code l buyer/seller Day (S-P) (A-H) (ifpriYBte
lransaction)
T1rust21. See note l, Part
22. WIieeler Machineiy Note Payable
23.
24.
25.
26.
27.
28.
29.
Ba nk One Savings A1;cow1t
-Trust #4
-·. ...
-WIieeler Machinery Note Payable
Bank One Savings Al:cow1t
-T1ust #S
-WI1eeler Machinery Note Payable
-Baink One Savings Account
Mom ingstar managed portfollio (mutual funds) 30.
Calamos Growth A 31.
Bai ronGrowth 32.
AEN AMRO Growth N 33.
Jan,us Midcap Value Investor 34.
MF'S Value A 35.
Oailanark I36.
c Interest
A Interest
c Interest
A Interest
c Interest
A Interest
None
None
None
A Dividend
A Dividend
A Dividend
K T
K T
K 1r
K T
K T
K T
K T
K T
K T
K T
K T
L T
Buy
Buy
Buy
Buy
Buy
Buy
8128
8/28
8128
8/28
8/28
8128
K
K
K
K
K
L
vm
See note I, Part vm
See note I Part vm
, ______ _
Date ofRepo 7/8/200·
..
--
-
An:
-
e
MF
----���
- It from
Gain
merger,
FINANCIAL DISCl.OSURE REPORT Name of Person ReJiorting
. Page 3 of11 Campbell, David G
VII. .INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spou se and dependent children. See pp. 34-57 of filing instructions.)
-
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
so.
51.
52.
53.
54.
A.
escription of Assets. D (including trust assets)
'lace "(X)" after each asset exem11t i'om prior disclosure
PBHG Clipper Focus
-:tory Diversified Stock A
Thiird Avenue Small-Cap Value
TCW Galileo Select Equities N
1erican Century Equity llncome Inc
Artisian International _ ... ---
T.R. owe Price High-Yield Adv
Set1dder Managed MlllllicqJai Bonds A
Vw !guard High-Yield Tax-,Ex mpt
-Janus Tax Exempt Mctney Market
-M1orriU Lynch Mutual Ftmd .Advisc>r Account
11 Small Cap Growth Fund
Col umbia Acom USA Fund
I)w/fus Appreciation Fund
Lord Abbett Research Fund • SM CAP A
S Research InternationaJ Fund A
B. Income during
reporting period
(I) (2)
Am ou nt Type (e.g. Code 1 div. rent or (A-H) int.)
A Dividend
A Dividend
A Dividend
None
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
None
None
A Dividend
A Dividend
A Dividend
c. D. Gros s valne at end af Transactions during reporting period reporting period
(1) (2) (I) not exempt disclosure
(2) (3) (4) (5) Value Value Type (e.g. Date: Value Identity of Code2 Method buy, sell, Month- Code2 Code1 buyeiiseller(J-P) Code3 Day (J-P) (A-H)1 (ifpriMlte
(Q.W) redemption) transaction)
L T Buy 8/28 L
K T Buy 8/28 K
K T Buy 8/28 J
K T Buy 8/28 K
K T Buy 8128 K
L T Buy 8/28 K
K T Buy 8/28 K
K T Buy 8128 K
K T Buy 8/28 K
J T Buy 8128 J
J T Buy 8/20 K
Sell 9109 K A
K _T Buy 9/09 J
K T Buy 8/20 K
K T Buy 8/20 K
Partial sale 9109 J A
K T Buy 8120 K
l.Viiluet,iletlw.i C!ldes . . (See.CollllllJll C2) .
R ofRepo 7/81200·
..
-
Trfl
Vaiti :C 1 :;·· /;_ . ·($eeeol ;bl ·
..
Ir (2) (3)
J
J
·c· ·'=sisoh:ssooo o 'li1:Ls oo ·.· , s. ;do
FINANCIAL DISCLOSUJlE REPORT Name of Person eporting
55.
57.
70.
· · ' · =$s;og'i s 5�000,., · ·
Date
Page 4 of11 Campbell, DavidG
VII. !VESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent cliildren. See pp. 34-57 of filing instructions.) .
A. B. Income dwing
Description of Assets reporting period (including trust assets)
(1)
Place "(X)" after each asset exempt Amountfrom prior disclosure Code 1
(A·H)
(2)
Type (e.g. div. rent or int.)
c. D. Gross value at end of Transactions during reporting period reporting period
(!)
Value Code2 (J-P}
(2) (1)
Value Type (e.g. Method buy, sell, Code3 merger,..
redmnption}(Q.W)
not exempt from disclosure
(4) (5)Date: Value Gain Identity of Month- Code2 Code! buyetisellerDay {1-P) (A-H) (if private
transaction)
Phuenix-Engelman Srnall 11' Mid Cap GR Fund None J T Buy 9109 J CL A
56. TCW Galileo Select Equiti es I None K T Buy 8/20 K.
-
The: Oakmark Intl FUllld A Dividend K T Buy 8120 K
-
58. The: Oakmark Select Fund A
59. Van Kampen Comstock Fu iDd A
60. MFS Research Bond CL A A -·-
-
61. Pimco High Yield Fund CI ,A A
62. No'rthwestem Mutual whole Iife policy c
-
63. Mony Life Insurance Compa11 1y whole life policy A
-
64. North'westem Mutual 65l.ife policy A
65. Northwestem Mutual 65Life 1 01icy A
66. Northwesetem Mutual 65Life polic:y A
67. Northwestem Mutual 65][,ife policy A
68. No rth1,ivestem Mutual 65Life policy A
69. ns11ctions from Family Pru tnership
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
K
K
K
K
K
J
J
J
J
J
T Buy
T Buy
T Buy
T Buy
T
T
T
T
T
T
T
8/20 K
8/20 K
8/20 K
8/20 J
See note 2, Part vm
See note 2, Part vm
See note 2, Part vm
See nole 2, Part vm
See nole 2, Part vm
See note 2, Part vm
See note 2, Part vm
See note 3, Part vm
S11ocks from Furman-Selz A c:count See note 3, Part vm
71. , 'er Intl Group Inc. A Dividend Sell 7/22 A
72. , :gen Inc Com PY None Buy 5n J
!. IncomelGainCodes: ..
: = ·: " ::·:: -z'" ; '
:. : :: : . ' ' ' ·- . U:\T:·· .·
·------
-
A.
- --
B. c.
JI
..
73.
74.
75.
(A-H)
3/6
FINANCIAL DISCL,OSU:RE REPORT Name ofPerson Reporting Date of Report
Page 5 of'll Campbell, David G 7/8/2004
VII. ;INVESTMENTS arlld 1RUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) -
]Description of Assets (iim:luding trust assets)
P1ace "(X)" after each asset •exemi fi:om prior disclosure
merger, DayCode3illlt.) (J-P) (if private {A·H). . (J-P)redemption)(Q-W) lransGiclion)
Sell 7122 J A
Applied Material Inc --
None Buy 10/23 J
Sell 7122 1 A
lBaker Hughes Inc --
A Dividend Sell 7122 1 A76.
-
lBank ofNY Co Inc77.
-
Baxter Intl 78. . _ .. ---
79. Baxter Intl
-
80. Comcast CRP New Cl A S1>I
-
81. Cadence Design System ln1:
-
82. Cendant Corp
83. Citigroup Inc
ChevronTexaco Corp 84.
Income during Gross value at end of reporting period reporting period
(I) (2) (1) (2)
Value Code 1 Amount Type (e.g. Value
Methoddliv. rent or Code2
A
A
A
A
A
Dividend
Dividend
Dividend
None
None
None
Dividend
Dividend
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
7/22 J A
7/16 J A
7/22 J A
7122 J A
7122 J A
7122 J A
7/22 J A
7122 J A
85. CA>nnoco Phillips DividendA Buy
-
86.
-
Chubb Corp 87.
Cisco Systems Inc. COM 88.
Dell Inc. 89.
Dominion Res Inc New Va90.
A
A
Dividend
None
None
Dividend
. Sell
Sell
Sell
Sell
Buy
D. Transactions during reporting period
(1) (4)(2) (3) (S)
not exempt from disclosure
Type (e.g. Date: Identity of Value Gainbuy, sell, Month- buyerfsellerCode2 Code!
J A
7122 J A
7122 J A
7122 1 A
7/22 J A
3n J
, _____ _
ofRepo;----i 7/8/200·
- --
-
-
c.
1f
(3}
(Q-W)
]
: ::'.!'':·:,.:/'!:/:< =':
FINANCIAL DISCLOSUFtE REPORT Name of Person Reporting Date
Page 6 ofll Campbell, David G
Vll. INVESTMENTS and TRUSTS - income, value, transcations (includes those afthe spouse and dependent children. .SW pp. 34-57 of filing instructions.)
-
91.
92.
93.
94.
95.
96.
..
97.
98.
99.
100.
101.
102.
103.
104.
105.
106.
107.
108.
A.
:Description of Assets (im:luding trust assets)
Place "(X)" after each asset exem1rt firom prior disclosure
-Fin;t Data Corp
- -Franklin Res Inc
Genl Dynamics Corp COIY. [
Intc:ractive Corp
Intel Corp
Intl Paper Co
-Kimberly Clark
Kroger Co
Lehman Bros Holdings
ll..ib=rty Media Corp
Medc&Co
Microsoft Corp
Pep:;ico Inc
-
. ... ---
-
-
B. Income during
reporting period
(1) -
Amotmt Code I (A·H)
A
A
A
A
A
A
A
A
A
A
(2)
lf'ype (e.g.div. rent or int.) - .
Dividend
Dividend
Dividend
None
Dividend
Dividend
Dividend
None
Dividend
None
Dividend
Dividend
Dividend
D. Gross value at end of reporting period
Transactions during reporting period
(I) (2) (!) not exempt from disclosure (2) (4) (S)
Value Value Type (e.g. Date: Valoe Gain Identity of Code2 Method buy, sell, Month- Code2 Codel buym1seller(J-P) ..CodeJ merger, Day (J·P) (A·H)I (if priivate
redemption) lransaction)
Sell 7122 ] A
Sell 7122 A
Sell 7/22 ] A
Sell 7/22 J A
Buy 3/19 ]
Sell 7122 ] A
Sell 7122 J A
Sell 7/22 J A
Sell 7/22 J A
Sell 7/22 J A
Buy 4/14 ]
Sell 7122 J A
Buy 6125 J
Sell 7122 J A
Buy 3/18 J
Sell 7122 J A
Sell 7/22 J A-
Sell 7/22 J A
. ,:( :·: .. ; - ·i:-,
!.-;:":!:<':.··:
·------
--
--
---
--
-
Type
A
If
(2) (3) (4)
1
J
:eAppnrl (R6itlli taie.Ori,lr) .u. ; ; ikyal-', -'-· "-""i :·_"""-•. :.:.. •• •v."";•:....:= ..;...O:...th...:er"" . -'- -· ··="'....c··· '-'
·. -'--'--"'-'----- -=-"--- --..;.; ........ --'---..; -'-"'- ""'--'-'---""'""- -"'"'"·····"·- ···• ·· ·· .......
(e.g.
(!)
7/23
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 7 of-11 Campbell, David G 7/812004
vn. INVESTMENTS and TRUSTS -income, value, transcations (includes those of the spouse and dependent children. See pi;. 34-57 of filing instructions.)
-
B. c.A. D.
Income during Gross value at end of Transactions during reporting periodDescription of Assets reporting period reporting period including trust assets)
'lace"(X)" after each asset exempt rom prior disclosure
Pfii:er Inc.Del PV $0.50 109.
-
Praxair Inc HO.
-
111. Qu1est Diagnostics Inc
112. Sc 1lwnberger Ltd
113. TDCCoslncNEW
Target Corp COM 114. _ ...
-
Verizon Communication Com 115.
116. Voclafone Grp PLC Spn Adr
-
117. Viacominc CLB
118. XL Capital Ltd CL A
-
119. Wachovia Corp NE
120. Wy1eth
-
121. SltocJQi from Thompson Sieg·el Account
(1) (2) (!) (2)
Amount Value Code 1 div. n:nt or Code2
(A-H) int.) - (J-P)
A Dividend
A Dividend
None
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
not exempt from disclosure
(5) Identity of ,
Method buyeir/seller (if private trans1lction)
See note 3, Part vm
Value
.Code3
(Q-W)
Type (e.g. buy, sell, merger, redemption)
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Date: Value Gain Month- Code2 Codel Day (J-P) (A·H)
7122 J A
7122 A
7122 J A
7122 J A
1122 J A
7122 J A
7122 J A
1122 J A
7/22 J A
7/22 J A
7/22 J A
7/22 J A
SellDividendAbtK>tt Labs J A122.
123. AnElliarko Pete Corp
124. Bank of America Corp
-
125. CVS Corp Delaware COM
126. Ciu·group Inc
-
A Dividend
A Dividend
A Dividend
A Dividend
Sell
Sell
Sell
Sell
1123 J A
7/23 J A
1123 A
7/23 J A
·.·1'3_,;;_iis.;li0(/p 1 so,ooq,oo() ... · ··$. ValneMcithQd Codes Q .·. R = cosi
(See ColUllll'.1 C2) . . ... ..
, _____ _
Date ofRepor 7/8/200•
r
-
r
r
r
rp
-
A
(1) 11 disclosure
--
/2
(2)
7/23
7/23
7/23
7fl.3
7/23
7/23
FINANCIAL DISCL,OSURE REPORT Name of Person Reporting
Page 8 ofll Campbell, David G
VII. INVESTMENTS atitd TRUSTS - income, value, lranscations (ii1cludes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. Income during
:Description of Assets reporting period (including trust assets)
(1) (2)
c. D. Gross value at end of Transactions during reporting period reporting period
not exempt from (2)(1) (3) (4) (5)
Place "(X)" after each asset exempt Date:Value Type (e.g.ValueAmount Type (e.g. Value Gain ldentiity of :litom prior disclosure Month-Code2 Method buy, sell, Codel div. rent or buyei1sellerCode2 Code 1
(A -H) int.) ..
127. Ch1=vronTexaco Corp A Dividend
128. Caterpilla Inc DEL A Dividend
DayCode3 merger,(J·P) (if private (A-H)(1-P)redemption) transaction)(Q-VI)
Sell 7123 J A
Sell J7fl.3 A
Ch11bbCorp A J ADividend Sell129.
ADol:lar Tree Stores Inc None JSell130.
131.
-Dominion Res Inc NEW V A A Dividend Sell 7123 J A
132. IGenl Dynamics Corp COM [ - ---
A Dividend Buy Jn J
J ASell133.
-IGoldman Sachs Group Inc A Dividend134. 7123 J ASell
-A J ADividend SellIGillette Co COM 135.
A J A136. lHewlett Packard Co DEL Dividend Sell
AJNonel Hwnanalnc Sell137.
138. l [ntJ Pape Co
139.
140.
141.
lK.eyspan Co p
lICimberly Cla k
lLockheed Martin Co
142.
143. ]IAetlife Inc COM
lIAerk &Co Inc 144.
A
A
-
A
A
A
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Sell
Sell
Sell-
Buy
Sell
Sell
Sell
7123 J A
7fl.3 J A
7123 J A
6/19 J
7/23 J A
7 3 J A
7fl.3 J A
·------
A. B.
-
M
-
· --------+----+-----+----+-----t�---+----r---t---t---�----i
wDm ..
(e.g.
7/23
7/23
7/23
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date ofRep01t
Page 9 of-ll Campbell, David G 7/8/2004
VII. INVESTMENTS atld TRUSTS . - income, 113lue, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
c. D. Income during Gnus 113luc at end of Transactions during reporting period
Description of Assets ,reporting period reporting period(including trust assets}
-(1) (2) (1) (2) (1) (2) (4) (S)
Place "(X)" after each Type (e.g. asset exempt Date:Value ValueAmount Type Value Gain Identity of Code2 Code l buyer/sellerfrom prior disclosure Code2 Met.hocll buy, sell, Month-Code l div. rent or
(A-H) Int.) (1-P) CQde3 merger, Day. • (J-P) (A-H) (ifprivate
transaction)redemption)(Q-W)
145. Nucor Corp
146.
-147. Omnicom Group CO
148. Outback Steakhouse IDC
A Dividend Buy 3/4 1
Sell 7/23 I A
A Dividend Sell 7123 I A
A Dividend Sell 7123 I A
J A149. PNC Fincl Services G roup A Dividend Sell
150. SBC Communication Inc A Dividend Buy 5115 1
-
151. Sell 7123 I A
152. Schlumberger Ltd A Dividend Sell I A
A Dividend Sell 7123 J ASUJJ1trust Bks Inc CO M153.
A Dividend Sell 7/23 I A154. Target Corp COM
I AA Dividend Sell155. Travelers Ppty CAS C RPA
156. Unilever NC NEW
157. Union Pacific Corp
158.
159. Unc>eal Corp
160. '>I F Corporation
161. Wells Fargo & Co NE
162. Wachovia Corp NEW
A
A
A
A
A
A
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Sell
Buy
Sell
Sell
Sell
Sell
Sell
7123 J A
3/12 J
7123 I A
7123 I A
7123 I A
7/23 J A
7123 J A
Date ofRepo;---i 7/8120<.
(2) (3) (4) (S)
- -
VlI1 .
-
- ..•
(1) -
(A·H)
7122
173.
175.
7fl.2
FINAl CIAL DISCl OSURE REPORT Name of Peraon Reporting
Page 10 ofll Campbell, David G
VII. J;NVESTMENT:S aitid TRUSTS - income, value, lranSl:ations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
-
B. c. D.A. Income during Gross value at end of Transactions during reporting period Description of Assets reporting JiJCriod reporting period (including trust assets)
I not exempt from disclosure (2) (1) (2) (!)
Place "(X)" after each asset elCem.pt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure div. rent. or buy, sell,Code2 Method Month-Codel Code2 Code 1 buyc:l'/seller
merger,
(Q-W) redemption) trarulaClioo) int.) (J·P) _Code.3 Day (J-P) (A·H) (If private
163. Wyeth A Dividend Sell 7!23 J A
164. St()(:ks from Kayne Andel'Sll nAc:count See note 3, Part
J A165. Allberto Culver Co CI. A A Dividend Sell
-
166. Alllied Capital Corp New
167. Black Box Corp DEL CO!
168. Certegy Inc \
169. Ce111twy\Tel Inc
170. Citm Fine! Corp Ohio
171. Cintas Corp Ohio
172. Devon Energy Corp New
A
A
A
A
A
A
A
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Sell
Sell
Sell
Sell
Sell
Sell
Sell
7122 J A
1fl.2 J A
7/22 J A
7/22 J A
7122 J A
1fl.2 J A
7122 J A
A Dividend Sell 7122 J AEaton Vance Corp NVT
A Dividend Sell 7122 J AEquifax Inc 174.
A Dividend Sell 7122 J AFederal Signal Corp
A Dividend Buy 5/19 J176. Gallagher Arthur J & Co
Sell 7122 J A177.
178. Graco Inc COM A Dividend Sell J A
A Dividend Sell 7122 J AJIMS Health Inc179.
None Sell 7122 I A180. King Pharmaceuticals Inc
·------
Date ofRepo1 7/81200
. (2) (1) lf uisclosure
--
.
-
; -c : i $1 t! i t i ; f '··=· lz;,,iJoll h ;'
(2) (3)
(Q-W)
Pi :,;, $1,oQO;!l01.$s,ooo,tio1t ; , $5,000,Gql SlSpOOlOOp
(4) Gain
n 4. , i 1{ 'C:OS!(Real£stiite ()ii!Yi', S/ ..;:Ais sSilleiit ='q
·•.w'•;,,. .;:;..
(S) (1)
(e.g.
(J-P)
Q =Appjrai : · .:•:.:, .u .•·:=Book:\/alu�e_.
FINA1'1C1AL DISCLOSURE REPORT Name of Person Reporting
. Page 1l of 11 Campbell, David G
VII. ThrYESTivIENTS mid TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See. pp. 34-57 of filing instructions.)
B. c. D.A. Gross value at end ofIncome during Transactions during reporting period Description of Assets reporting period reporting period (ineluding trust assets)
not exempt from (I) (2) place "(X)" after each asset exemJ>t from prior disclosure
Dam: Value Identity of buyeir/seller
Type (e.g.Value Value Code2
Amount Typediv. rent or MethodCode I buy, sell, Month- Code2 Code!
Coclc:Jint.) Day (J·P) (A-H)merger, (if private ttansaction)
(A-H) . redemption)
181. Z-Boy Inc Michigan La-
--182. L11111caster Colony CP Ohio
183. National Commerce Fin C<>r
-184. Pol1uis Industries COM
185. lty Inc CRP MD Rea
186. - ... ---
187. Rey nolds & Reynolds A
-188. Rei 1isurance Grp America
189. RP .1 International Inc
-t9o. s vart WP and Co Ud
-191. c:flex Inc Tel
192. Valspar Corp
193. hington Fedl Inc Was
194. c:y John & Sons CL A Wil
-195.
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
Sell
Sell
Sell
Sell
Buy
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Sell
Buy
Sell
7/22
1122
1122
7122
119
7122
7/22
1122
7/22
1122
1122
7122
1122
4/23
7123
J A
J A
J A
J A
J
J A
J A
J A
J A
J A
J A
J A
J A
J
J A
.·:::...
·• '• ·· · ·: .. :::t,:::=s1s;ool�$$'o'.-0tio' !; N = S250 0()0·:sso�'.ao0' . o' :: •;. $50().0Q!:.St,060,000 ·, '
=SMo�tha1l'S o;oo0;000, ..... .• ·.•' . = s2s,1000,0!11 sso,ooo,ooo . ,· .. · ." · ·... ,, , . .
...,,,·I: ..••.·· · · · ··• ,,v_ ·.r.�eit1i '·· .... ; . ,
Rel" 7/8120:.__J
trust ge
fonn cies by._..>n o Because
e
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
Campbell, David G
VIII. ADDffiONAL INFORMATION OR EXPLANATIONS (Indicate part of Report.)
Date of
Note 1: Trusf# 1 is that holds our personal residence and automobiles. Other reportable assets held by the trust are included separately in Part VIL T1111Sts 2-5 edu1catio11 trusts that hold the assets listed below each trust.
Note 2: Thil; includes that -ntly were ommitted from last year's disclosure. These policies were purchased th lives s listed as one of the owners of these policies, they have been included in this Repc1rt. · - . . ·
Note 3: I Wll:s appointed to the bench laSt year. My nomination Financial Dislosure Report was dated 3/14!03 and included vestment partnership in Part Yil, with assets listed in the names of three account managers (see Part VIl Lines 23-25 of last year's report). After receiving a request for·ation from the Committee . I amended the Financial Disclosure Report with a letter dated July 19, 2003 that attached a list of all stocks owned by · the 11rtnerhip in the accoun s managed by the three investment advisors.
-liq11:idated her interest in thelllliartnership before I was sworn in on July 31, 2003. She invested the money from the liquidation in mutual funds listed in tliis Report. In liquidating her-e partnership did not sell a portion of every stock it held, but instead sold selected stocks until it had reali2:ed the funds necessmy to liquidate nterest. Thus, many of the partnership stocks listed in my July 19, 2003 letter were not sold by the
be ·
'nterest
partnership a.nd presumably are still owned by the partnership for investment purposes. I have not listed these stocks in Part y wife no longer has an intere:st in the partnership that owns tliem, and I have not shown transactions for them because they were not sold terest was
liquidated. I have shown transactions in.lPart VII of this Report only for the stocks that were actually sold to liquidate
In collecting infunnation for this repo1t, I learned that some of tile stocks sold to liquidate -inter st were purobased by tile partnership either after or shortly before the 3/14/03 date of my nomination Financial Disclosure Report. I was not aware of these stocks when I filed my July 19, 2003 letter, so tlley are not included in the attachment to that letter. For these stocks, I show both the purohase and sale in Part VII of this Report.
The stock transactions described abcweiue shown on lines 69-195 of Part Vil of this Report and are organized in three groups reflecting tile partnership's three inve:stment advisors. This way they can be compared more easily to the attachment to my July 19, 2003 letter "Which was also organized by tile three
investment advisors.
718/2004
Name or Person Reporting Dat!: of Report FINANCIAL DISCLOSURE REPORT
Campbell, David G
IX. CERTIFICATION.
I cettify that all inforrnaticm given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and cori1plete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I furthe.r certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance wi:th th.e provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature:
- .
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301 One Columbus Circle, N.E.
Washington, D.C. 20544 .