10
[ I ReVlgofcer NA OF ORGATION/NITY : .-. = à () C: c: -- ··-' ' .AOW Re.11007 FAC DISCLOSUE RPRT FOR CAENA YEA 2006 · 'l:Pern'Reprtng (t name, f nidile it '. -our or-rganizaton T)ovch, Tioty . Tent Circuit Cou ofApl . 4.:te(Ace.il .jndgeindicte.acte.or senior stats; Sa..Repor T (check appropriat t) mte jndge indicte fnl- or part-tme) D Nomaon D U:S. CircuitJude - Acve D It ; Anu .. SbD Aended Report --· D Fi .Rep.or.Reqed}.te.th in GoveetAct of 1978 (5 us.c ap. §§ 101-111) 3:Date ofReport 0.8/0.6/07 6•.Reportng Pero 01101/006 to 121/006 7. Chambers or Ofce Add 8. O te bl of t informaton conted in t Rert and any moctons perng thereto, it i in m opiion, in compliance 182 Stout ·Denver, C0·802 .J-- - · - - -- - -- - . - - -- - - - · - - - - - - - - -- --- with applicble lws and regulatons. - ··------- - ·- · - - -- - - .IPOR.AT NOTES: .Te.insludon-accompaning.thifo'm.must be followed. Complete-al/par checkng the NONE box for each part whereyou have no reortble inforaton. Sign on lt page Dat -·· -- - - - - - · - - · · - -- - f. 'STN. (er idu on; St p 93 ofil) D NON (o reportable position.) POSITON 1. m 230 Jit Venture 2. Member, Power of attorey 433 Joint Venture 3. Member HTLLC 4. 5. n. AGREEMNTS. (er iu on; St p U6 ofi1dn) w D NONE (o reortable agreements.) w PARTIES A TRS 1. 203 Hle Hckf 4lK pl 2.203 wtw ae He Hkf Tyovich LLC 3.203 433 Joint Ve 4.203 HTLLC 5.20 230 Jit Venture en ; --' C r- :.' c:: 0 u ; :' · I r <:.. ( J < -, ll r-r1 -il 0 0 Pl

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Page 1: [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)

[ I

R.eVfeWillgofficer

NAME OF ORGANIZATION/ENTITY

:-i .-.. =

(T)

C:

c:

--

··-' ' .AOW

Rev.112007 FINANCIAL DISCLOSURE REP-ORT

FOR CALENDAR YEAR 2006

· 'l:Person'Reporting (last name, first, niidille ili.itW) ':2.-Court or-Organization

T)mlkov.ich, Timothy .M Tenth Circuit Court ofAppeals

. 4.:ntte.(Article.ill.jndges.indicate..active.or senior statns; Sa..Report Type. (check appropriate. type.) magistrate jndges indicate fnll- or part-time)

D Nomination, Date U:S. CircuitJudge - Active

D Initial Annual

.. Sb• D Amended Report ---··

D Final

.Rep.orl.Requir.ed}zy.the.Ethics in Government Act of 1978 (5 u.s.c. app. §§ 101-111)

3:Date ofReport

0.8/.0.6/2007

6•.Reporting Period

01101/2006to

12131/2006

7. Chambers or Office Addres.9 8. On the basill of the information contained in this Report and any modifications pertsili.ing thereto, it is, in my opinion, in compliance

1823 Stout ·Denver, C0·80.Z02 . ---·- -

- -- --

- . ---- -- -·- ·---------- ---

with applicable laws and regulations.

- -···------- - ·-· --

----

.IMPOR.TANT NO.TES: .T/ie.insll'udions-accompanying.thisfo'f'm.must be followed.. Complete-al/parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

Date -·· -------·--··--·---

f. 'POSITIONS. (Reporting indMdual only; Stt pp. 9-13 ofinstrlldions.)

D NONE (No reportable positions.)

POSITION

1. member 230 Joint Venture

2. Member, Power of attorney 433 Joint Venture

3. Member HHTLLC

4.

5.

n. AGREEMENTS. (Reporting indiridual only; Stt pp. U-16 ofinstr11dions.) wD NONE (No reportable agreements.) w

PARTIES AND TERMS

1. 2003 Hale Hackstaff 40lK plan

2.2003 withdrawal agreement Hale Hackstaff Tymkovich LLC

3.2003 433 Joint Venture

4.2003 HHTLLC

5.2004 230 Joint Venture

en ;o --' CJ r- :J..'>-

c:-::-0u;:'·

I rn : ..

()'.)

J> < -, ll r-r1-il 0 0 Pl

Page 2: [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)

4.

5.

Date of Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT

Page2ofl0 08106/2007Tymko.\<ich, 'fimothy M

ID. NON-INVESTMENT IN COME. (Reporting indivitbutl tuUI spouse; see pp.11-u ofinstrt«tions.J

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

l. 1//06 - gift

2.

INCOME (yours, not spouse's)

s 10,000

3.

-B -Spouse s-Non-lnvestmenflncome - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not require;/ except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

1.2006 self-employed - writer

2. 1106

3.

4.

5.

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment

(Includes those to spouse anddependent children. See pp. 25-27 of instructions.)

IKJ NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

2.

3.

4.

5.

L

Page 3: [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)

CREDITOR

Date of Report Name of Person Reporting FlNANCIAL DISCLOSURE REPORT

Page 3 oflO Tymkovich, Timothy M 08/06/2007

V• GIFTS. (Jru:buks those to spouse am! depouknt cltiMren.. Stt pp. 28-31 of instructions..)

IEJ NONE (No reportable gifts.)

SOURCE DESCRIPTION

l.

2.

3.

4.

VALUE

5.

VJ. LIABILITIES. (Jncluda tlwse of spouse am! depouknt children.. Sa pp. 32-33 of instructions..)

D NONE (No reportable liabilities.)

DESCRIPTION VALUE CODE

1. Countrywide rental mortgage L

2. Heritage building loan M

3. Schwab line of credit M

4. Heritage building loan M

5.

Page 4: [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)

--- r··-- ..,-. ...,..,,......_

-·-

6.

r��- 1

'-- -·--- --

... - . ..

-- ---·--

.. _ ,

U--H..

- -----

(',,,tp") rn�-1

-· -- --- -- ----

. ,. _

- - ----

--- ---·- --- - ---- . --

(2)

---· - ·-··- -----

(2)

----·----

Date of Report Name of Pers-0n Reporting FINANCIAL DISCLOSURE REPORT

08106/2007Tymkovich. Timothy MPage4ofl0

VIl. INVESTMENTS and TRUSTS - inco-, ""'""' tTtDrslldibns (lncltu1es 0wse of the spDllSL! iuu1 ikpeniknl dU/Jren. See pp. 34-60 of filing instrudions.J

0 NONE (No reportable income, assets, or transactions.)

A. Description of Assets

(including trust assets)

B. Income during

reporting period

c. D. Gross value at end of Transactions during reporting period

reporting period

(1) (1) (1) (2) (3) (4) (5) Place "(X)" after .each asset Amount Type(e.g. Value Value Type(e.g. Date

., (A-H) or int) (J-P) Code3 redemption) Day

(Q-W)

Value Gain

(J-P) (A-H)

Identity of

(if private transaction)

- - - -··- - --·- -

l. Schwab Money Market Fund B Interest M T

2. Merrill Lynch Bank USA c Interest J T

3. Advanced Fiber Commn. None J T

4.

5. Agilent Technology None J T

Air Methods None J T buy 7/25 .. J

7. AT&T A Dividend J T

8. Comcast A Dividend J T

9. Wyeth (formerly American Home Products) D Dividend M T

10. Bank of America A Dividend K T

11. Treasury Bond A Interest J T

12. Treasury Bond A Interest J T

13. Treasury Bond A Interest J T

14. Treasury Bond A Interest J T

15. Northeast Bond A Interest J T

16. Coca Cola A Dividend K T

17.

I. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501-$5,000 D:o$5,001 -$15,000 E =$15,001 • SS0,000

(See Cohnnns Bl and D4) F=$50,001-$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=$15,001 -$50,000 L:o$50,001-$100,000 M =$100,001 • $250,000

(See Columns Cl and D3) N =$250,001 • $500,000 0:o$500,00l -$1,000,000 Pl =$1;000,001 • $5;000,000 P2=$5,000,00I • $25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Ouly) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V=Ofhcr s=Assessment

U =Book Value w =Estimated

Page 5: [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)

A.

- .

---- ---- -- ----

Code I A! •• _ .. "', ·" .,..,,_ _, h· •Pll

--- -

,.,..,,,.,h_ "'"""'seller

(A-II)

------ --- -

27.

29.

30.

34.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

08/06/2007Tymkovich, Timothy MPage 5 oflO

vn. INVESTMENTS and TRUSTS -inco-. 'l'l1hu, tnlnsildions (Inchuks those o/IM SJ>Oltse iuul dependent children. See PP. 34-6() of filing instrudions..)

0 NONE (No reportable income, assets, or transactions.)

B. c. Income dm:ing Gross value at end of

reportingperiod reporting period

D.

Transactions during reporting period

{!) (2) {l) Amount Type(e.g. Value

(A-H) or int) (J-P)

------ ----- -- --- - · ·-----

(2) Value

Code3

(Q--W)

-·-· ----·

(I)

redemption)

(2) Date

Day

-------

(3) (4) Value Gain Code2 Code!

(J-P)

·---- --- ------·

(5) ldentityof

(ifprivate transaction)

·· -- ------

Description of Assets (includingtrust assets)

Place "(X)" .after.each asset Type(e.g.

- ·- ----

18. General Electric D Dividend N T

19. Freescale Semi A Dividend I T

20. Freescale Semi redemption 12/06 J A

21. Hanes brand A None I T spin off 12/06 J

22. Hewlett Packard B Dividend L T

23. IBM A Dividend K T

24. Imation A Dividend J T

25. Intel A Dividend M T

26.

Johnson & Johnson A Dividend K T

28. KeyCorp. A Dividend J T

Micron Technology A Dividend K T

Microsoft None L T

31. 3M A Dividend x T

32. Motorola A Dividend K T

33. Nokia A Dividend J T

Paychex A Dividend K T

I. !nrome Gain Codes: A =$1,000 or less B :o$1,00I -$2.500 c =$.2,501 -$5,000 D =$5,001 - SI 5,000 E =$15,001 - $50,000

(SecColomns Bl mdD4) F =$50,001-$100,000 G =$100,001- $1,000,000 HI =$1,000,001 -$5,000,000 H2 More than $5,000,000

2. Valoc Codes J =$15,000 or less K=$15,001 - $50,000 L=$50,001-$100,000 M =$100,001 - $250,000

(Sec Columns Cl and D3) N =$250,001 - $500,000 0=$500,001 -U;000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25;000,000

·3. ValueMe!hod Codes P3 425,000,001 - $50,000,000 R '=Cost (Real Estate Only) P4 =More than $50,000,000 T '"°'5h Market

(Sec Colnmn CZ) Q =Appraisal V=Othcr S=Ass=ma!I

U =Book Value w =Estimated

Page 6: [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)

A-

Amount 1

exemp, uum wsc1osure

·-·- - ----- - - ,_

-

- A

7

K

-

. ,,

-

-

D.

' ..

-

, ? Gain ('n<Jpl

(5)

-

-Page 6 -0-f 10

· Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 08/0612007Tymko\lich, Tllllothy M

vn. INVESTMENTS and TRUSTS -incoine, vable, trrmsllCtions (lndl/Jks those of the SJHIMSe muJ 4epnuknt children.. See pp. 34-60 of filing insthldions.)

0 NONE (No reportable income, assets, or transactions.)

B. c. Description of Assets Income during ·Gross value at end of

(including trustassets.) reporting period reporting period

{I) {2) (I) _Place "(X)" after_each asset Type(e.g. Value

pnor (A-H)

·-----·---·-- ___ ___

. 35. Sara Lee

36. Schwab Total Stk

37. Speechworks International

38. Tell Labs

39. Templeton Developing

40. Templeton Emerging Markets

·4-L VoyageurC-olorado ·Fmrd

42. Wahnart

43. Hale HackstafITymkovich

44. Northwest Mutual insurance cash value

45. Coca Cola

46. Government Trust Bond

47. Treasury Bond I

48. TreaslllyBond II

49. Treasury Bond III

50. Treasury Bond IV

51. New York Trust Bond

A

c

A

A

A

B

A

A

A

A

A

A

A

or int) (J-P)

Dividend J

Dividend

None

Dividend J

Dividend - J

futerest J

Dividend M

None L

Interest K

Dividend J

Interest J

Interest K

Interest J

Interest J

Interest J

Interest J

-

(2) -(I) Value Type(e.g.

Code3 redemption)

(Q-W)

T

T

T

T

T

T

T

w

T

T

T

T

T

T

T

T

TT3DS3ctions during reporting period

{2) Date

Day

-

(3) Value

(J-P)

(4)

(A-H)

Identity of

(if private transaction)

J. Income Gain Codes: A =SI,000 or less B =$1,001 - $Z,500 C:o$2,501-$5,000 D =S5,00I - $15,000 E =$15,00I -$50,000

(Sec Columns Bl and D4) F =SS0,001 - $100,000 G =SI00,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value COOes J =S15,000 or less K=Sl5,00l -$50,000 L=SS0,001-$100,000 M =SI00,001 -$250,000

·(SecColumns Cl and D3) N =$250,001 -$500,000 0 =SS00,001 -$1,000,000 Pl 1,000,001 -$5,000,000 P2=$5,000,00l -$25,000,000

3. Value Method Codes P3 =S25,000,001 -$50,000,000 R =<:ost (Real Estate Only) P4 =Mor.: than $50,000,000 T =Cash Mari:et

(Sec Cohmm C2) Q=Appraisal V=<>ther s =Assessment

U =Book Value W=Estimakd

Page 7: [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)

(!) (2) (1) (2) (I) Amonnt

·=empt- rn.-1 1 ,,.,,._

" _ .. . , --' - -,

-----·--- ------1--·-------·-- ---------- ---

.

'

Q =Appcaisal

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 7of10 Tyml«wkb, lmiotby M f.)8/%12007

vn. INVESTMENTS and TRUSTS - income, Vllhle, tnmsactions (Inchules those of the :rpouse """depe1llknt drildren. See pp. 34-60 of filing instructiom.)

0 NONE (No reportable income, assets, or transactions)

A. B. c. D. Description af Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(2) (J) Place "(X)" after each asset Type (e.g. Value Value Type(e.g. Date Value

(A-H) or int) (J-P) Code3 redemption) Day (J-P) (Q-W)

- -------- - - - - ------.. -- -

52. Johnson & Johnson A Dividend K T

53. TreasuryV A Interest J T

54. Treasury VI A Interest J T

55. Treasury VII A Interest J T

56. Treaaury VIII A Interest J T

. 57_ Treasury IX A .Interest J T

58. TreasmyX A 'Interest J T

59. Walmart A Dividend K T

60. General Electric A Dividend L T

61. IBM A Dividend K T

62. Microsoft B Dividend L T

63. Motorola A Dividend J T

.64. V..erigy A None J T spin-off 1106 J

- 65. ·walmart A Dividend x. T

66. Wells Fargo A Dividend K T buy 12/06 J

67. 230 Joint Venture (Co rental)($! 00,000; A Rent L R 10/2004)

68. Pfizer B Dividend J T

I. Jnoome Gain Codes: A l,000 oc less B :o$1,00I -$2,500 c =$2,501 -$5,000 D :o$5,00I -$15,000

(See Columns BI and D4) F 50,001-$100,000 G:o$100,001-$1,000,000 H1 1,000,001 -$5,000,000 H2 More than $5,000,000

2. Value Codes 1 15,000 or less K l5,001-S50,000 L 0,001 - $100,000 M 100,001 -$250,000

(4) .Gain

(A-H)

(See Columns Cl and DJ) N-=$250,001 -$500,000 0=$500;001 -$1;000,000 Pl 1;000,001 -ts;000,000 P2-=$5,000;00 I --$25;000,000

3. Value Method Codes P3 .000,001 -$50,000,000 -R o=Cost (Real Estate Only) P4 =More than $50,000,000 1'-9?asb Marl<et

{See Column C2) V=Otber s.=Assessment U =Book Vaine W=Estimatcd

(5) Identity of

(if private transaction)

E 15,001 - $50,000

Page 8: [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)

-.

A.

v ,,.:v . ..:..... v r'. 1 - ' . -- - '

'------- ·--f.--------- ------- -

. •L ,..., , . 1 . "�'

-----·

'

Date of Report Name of Pers-0n Reporting FINANCIAL DISCLOSURE REPORT

Page 8of10 08/06/2007Tymkovich, Timothy M

Vll. INVESTMENTS and TRUSTS -income. valu, tnmsactions (Indiuks those ofthe spouse ant1 dqJOUknt cJUJdren. &e pp. 3UO offiling Urstru&ons.J

D NONE (No reportable income, assets, or transactions.)

--

69.

70.

71.

72.

73.

74.

75.

76.

Description of Assets (includingtrust assets)

Place"(X)" after each asset exemp

------· - ---------·

HHTLLC

. --- ---Sun America Focused

Sun America Large Cap

- .

433 Joint Venture, Co. condo ($100,000, 8/2003)

Russell 3000 Index Fund

.RussellMliLCap V.alue Fund

Russell 2600 hidex Fund

MSCI All Country World Ex-US Index Fund

B. c. Income during Gross valueat endof

reportin gperiod reportin gperiod

(I) (2) (I) (2) (1) Amouut Type (e.g. Value Value Type(e.g.

(A-H) orinl) (J-P) Code3 redemption)

(Q-W)

-- ----- -·- - -·--·-

D Distribution M T

E Dividend K T

D Distribution K T

A Rent L R

A Dividend K T

A Dividend J T

A ·Dividend J T

A Dividend J T

D. Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

Day (J-P) (A-II) (if private transaction)

------ -- ·--·- --· ·-- --··----

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501-$5,000 D =$5,001 - $15,000 E =$15,001- $50,000

(See Colnmm Bl andD!) F =$50,001 - $100,000 G=SI00,001-$1,000,000 HJ =$1,000,001 - $5,000,000 ·m =More than S>;ooo,ooo 2. ValueCodes J =$15,000odess K=$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(See Colw:ms Cl and D3) N =$250,001 -$500,000 0=$500,001. $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Melhod Codes P3 =$25,000,001 - $50,000,000 R =Cost (R<a1 Estate Only) P4 =More than $50,000,000 T Marl<ct

(See Coluam C2) Q=Appraisal V=Dtber s =Assessment u =Book value W=Estimated

Page 9: [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 9of10 Tymkovich, lrmotby M 08/0612007

VIIl. ADDITIONAL INFORMATION OR EXPLANATIONS. (11Uliadepar1ofRepo11.)

Page 10: [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)

'-----Date __ i_/_ h O_'-; __

--

Date of Report Name of Penon ReportingFINA. CIAL DISCLOSURE REPORT

08/06/2007 Tymkovich, Timothy MPage 10of10

IX. CERTIFICATION.

I thaf all iiiformation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq.., 5 U.S.C. § 7353, and Judicial Conference regulatiom.

Signature

NOTE: ANYJNDIVIDUAL WHO KNOWINGLY AND AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544