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1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC [email protected] Future Forest Ecosystem Initiative Seminar May 19, 2009

1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC [email protected] Future Forest Ecosystem Initiative Seminar May 19, 2009

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Page 1: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

11

Managing for Complexity

Dave Coates, B.C. Forest Service, Smithers, BC

[email protected]

Future Forest Ecosystem Initiative Seminar

May 19, 2009

Page 2: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

22

Themes in TalkThemes in Talk Historical focus of silviculture is changing

– societal view of the role and importance of forests– biodiversity and disappearance of primary forest– increased understanding of ecosystem functions and

processes

Silviculture needs – a new conceptual approach on which to base our scientific

understanding of forest ecosystems– to develop a new management framework

Complex systems science and viewing forests as complex adaptive systems can provide silviculture a new conceptual framework

Managing for complexity involves thinking carefully about types of interactive processes that occur within forests and how they enable forests to resist stress and self-organize with minimal intervention after disturbance

Page 3: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

33

Acknowledgementsand self-promotion

Island Press 2009

Christian DaveKlaus

Sybille Haeussler, UNBC,helped with many ideas

Page 4: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

44

New Realities for SilvicultureNew Realities for Silviculture

An era of new climatesAn era of new climates Changing abiotic conditionsChanging abiotic conditions Invasive speciesInvasive species Unexpected disturbancesUnexpected disturbances Economic and social changeEconomic and social change Generation of novel ecosystemsGeneration of novel ecosystems

Page 5: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

55

New RealityNew Reality

Climate variability - change in average, variation, and/or extreme values

Fort St. James Summer Min Temperature 1895-2008

-10

-8

-6

-4

-2

0

2

4

6

1895

1900

1905

1910

1915

1920

1925

1930

1935

1940

1945

1950

1955

1960

1965

1970

1975

1980

1985

1990

1995

2000

2005

Year

Tem

per

atu

re (

oC

)

Page 6: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

66

Morice TSA, combined mean rust incidence by stand and percent of stands with >20% incidence in

1996 (n=66), 1999 (n=98) and 2008 (n=82)

18.6%

7.6% 7.1%

41.5%

7.1%6.2%

0%

5%

10%

15%

20%

25%

30%

35%

40%

45%

1996 1999 2008

Per

cent

Combined Rust Incidence

% stands > 20%

Thanks to Alex Woods

Page 7: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

77

Ability to manage will be enhanced/constrained by:– Changing Economic/Social

Conditions

Western Forest Products Stock Quote

2008

New Reality

Minister Bell’scarbon creditsilviculture

Page 8: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

88

New Reality

Seastedt et al. 2008, Frontiers in Ecology, 547-553

Novel ecosystems will be increasingly common

Page 9: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

99

Silviculture

Silviculture is the management and study of Silviculture is the management and study of forests to produce desired attributes and forests to produce desired attributes and products. Silviculture has strong traditions products. Silviculture has strong traditions that have been developed, articulated, and that have been developed, articulated, and refined over several centuries – this can be a refined over several centuries – this can be a strength and a limitationstrength and a limitation

Silvicultural practices, regardless of Silvicultural practices, regardless of management objective, aim to control the management objective, aim to control the establishment, composition, structure, growth establishment, composition, structure, growth and and rolerole of trees within managed forests of trees within managed forests

Page 10: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

1010

Foundations of Silviculture

Developed from long-term observation, experience, Developed from long-term observation, experience, local trials and researchlocal trials and research

Strong influenced by European silviculture developed Strong influenced by European silviculture developed in 18in 18thth century century

Silvicultural systems are the defining characteristic of Silvicultural systems are the defining characteristic of the disciplinethe discipline

Page 11: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

1111

Core Principles of Silvicultural PracticeCore Principles of Silvicultural Practice

Dominant focus on treesDominant focus on trees– often to the exclusion of other plants, animals, and ecosystem processes

Stands as uniform entitiesStands as uniform entities– tree-based stand descriptors averaged over whole area

Agricultural approach to researchAgricultural approach to research– searching for best treatments – emphasis on uniform tree species composition and structure

Scale independent view of practicesScale independent view of practices– linear scaling, variability averaged

Focus on predictabilityFocus on predictability– orderly and predictable forest development– growth and yield models that predict one species– idealized conditions

Page 12: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

1212

New Silvicultural ChallengesNew Silvicultural Challenges Manage forests to provide a variety of desired Manage forests to provide a variety of desired

ecosystem goods and services at an acceptable ecosystem goods and services at an acceptable costcost

Ensure ability of managed forests to adapt to Ensure ability of managed forests to adapt to diverse and unexpected future conditionsdiverse and unexpected future conditions

Prescribe and promote novel ecosystemsPrescribe and promote novel ecosystems

Increase ecosystem resilience and adaptability, and promote desirable outcomes

Page 13: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

1313

What is a forest?What is a forest?

Page 14: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

1414Dothistroma damaged lodgepole pine plantation

Resilience/Adaptability

Page 15: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

1515

Resilience/Adaptability

MPB damaged lodgepole pine stand

Page 16: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

1616

Silviculture for Resilient and Silviculture for Resilient and Adaptable ForestsAdaptable Forests

Manage forests as complex systemsManage forests as complex systems– requires major shift in philosophical and requires major shift in philosophical and

research approachesresearch approaches– new management toolsnew management tools– new conceptual framework to organize new conceptual framework to organize

thinkingthinking

Page 17: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

1717

AA Complex SystemComplex System

Has many parts (components) The parts interact Interaction among the parts causes the

behaviour of the whole to be more than the sum of its parts.

Traditional Science: reductionist, disciplinary, linearComplex Systems Science: holistic, interdisciplinary(both are quantitative & evidence-based)

Page 18: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

1818

Convergence of Soft & Hard Convergence of Soft & Hard ScienceScience

Hard Science ReductionistQuantitative

PrecisePredictive Models

“Gleasonian” paradigmPrediction, Theory-building

Soft Science Holistic

DescriptiveFuzzy

Conceptual Models

“Clementsian” paradigmClassification

Complex Systems Theory allows these two views to be reconciledComplex Systems Theory allows these two views to be reconciled

Page 19: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

1919

What is Complexity?What is Complexity?

Scientific definitions:Scientific definitions: Phenomena that arise due to interactions among Phenomena that arise due to interactions among

the parts of a complex system (emergence and the parts of a complex system (emergence and self-organization)self-organization)

The hidden order that lies between order and The hidden order that lies between order and randomnessrandomness

The amount of information needed to fully The amount of information needed to fully describe or recreate the systemdescribe or recreate the system

Page 20: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

2020

Science of Complexity Varied history in multiple disciplines

Set of theoretical frameworks that apply to systems in natural and social sciences

Forest ecosystems are the poster child of complexity because:– they are composed of many parts (trees, insects, soil) and

processes (nutrient cycling, seed dispersion, tree mortality) – the parts and process interact with each other and the

environment over multiple spatial and temporal scales– these interactions can give rise to heterogeneous

structures and nonlinear relationships – these relationships represent a combination of randomness

and order – they contain negative and positive feedbacks – the system is open to outside world– they are sensitive to initial conditions

Page 21: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

2121

Google Earth

Much of the order/pattern we see in the world comes, not from top down control, but from local-level (bottom-up) interactions among system components.

(self-organization)

Examples: Examples: ‘hearts & minds’

ant colonies, global recession, viral marketing, civil society

The MOST important The MOST important idea from Complex idea from Complex Systems ScienceSystems Science::

Slide from Sybille Haeussler

Page 22: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

2222

“Complex systems in which the individual components are

constantly reacting to one another, thus continually modifying the

system and allowing it to adapt to altered conditions”

Levin 1998

Complex Adaptive SystemsComplex Adaptive Systems

Page 23: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

2323

Forests as Complex Adaptive Systems

Uncertain future conditions– Implies allowing forest development to follow a variety of

possible paths Ill-defined boundaries

– Outside influences inherent characteristic of forest ecosystem dynamics

Never at equilibrium– Adopt view that ecosystem structures and process are

continually changing and this change is important Self-regulated

– Occurs through positive and negative feedback loops– Requires new multi-scale research approaches

Develop unexpected properties– Important factor in ecosystem resilience – ‘creativity”

Affected by initial conditions or previous states – Remember previous states, e.g. coppice systems, present

day structural retention

Page 24: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

2424

Soil

Complex Adaptive Behavior

Plants

Insects

Rain

Light

Negative feed

backP

osit

ive

feed

bac

k

Changing external factors

Initial conditions

Non-linear relationships

Various scales

Em

ergent properties

Disturbances

Complexity: Concept and theory

Page 25: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

2525

Strength and Weaknesses of Strength and Weaknesses of “Old” Silviculture“Old” Silviculture

Dominant focus on treesDominant focus on trees– often to the exclusion of other plants, animals, and ecosystem

processes

Stands as uniform entitiesStands as uniform entities– tree-based stand descriptors averaged over whole area

Agricultural approach to researchAgricultural approach to research– emphasis on uniform composition and structure and best treatments

Scale independent view of practicesScale independent view of practices– linear scaling, variability averaged

Focus on predictabilityFocus on predictability– orderly and predictable forest development– growth and yield models that predict one species– idealized conditions

Page 26: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

2626

Management CriteriaManagement Criteria Traditional Silviculture

– emphasis on control to achieve optimal productivity– presumption of predictability – assessed at stand scale– based on mean response

Silviculture: Managing for Complexity– emphasis on resilience and adaptability– promote flexibility and variability – assessed at systems scale

Focus shifts from predictability & control to exploring alternatives and adapting to uncertainty

Page 27: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

2727

TIME

Ecosyste

m

ch

ara

cte

risti

cs

C

Management objective

A

Resilience managem

ent objective

B

Silvicultural interventions

Modified from Puettmann et al. 2009

Management objective

“Complexity” management approach

Page 28: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

2828From Puettmann et al. 2009

Page 29: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

2929

Managing for ComplexityManaging for Complexity

More than a heterogeneous stands

More than an uneven-aged silvicultureMore than diversity

Page 30: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

3030

Differences between:Differences between: Complexity Complexity DiversityDiversity ResilienceResilience

Just because System A is more diverse than Just because System A is more diverse than System B doesn’t necessarily mean System A is System B doesn’t necessarily mean System A is more complex (it’s all about the interactions & more complex (it’s all about the interactions & the feedbacks)the feedbacks)

Complexity doesn’t necessarily give rise to Complexity doesn’t necessarily give rise to resilience (e.g., positive feedbacks can be resilience (e.g., positive feedbacks can be destabilizing; critical dependencies can make a destabilizing; critical dependencies can make a system vulnerable)system vulnerable)

Diversity often (but not always) gives rise to Diversity often (but not always) gives rise to stability or resiliencestability or resilience

Page 31: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

3131

Pine plantationDiverse?

Complex?Resilient?

Order

Mixed species plantationDiverse?

Complex?Resilient?

RandomManaging

for Complexity

Mixed species plantationDiverse?

Complex?Resilient?

Page 32: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

3232

Focus on bottom-up approach with elements having direct and indirect influence on system scale

Focus on interactions of subsystems and components

Focus on whole system, rather than components

“Complexity” management approach

Page 33: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

3333

Assumption of predictability is replaced by assumption of incomplete knowledge

Decision criteria: flexibility

Higher importance of potential future conditions in decision process

Ensure continued ability of ecosystem to adapt to new conditions

“Complexity” management approach

Klaus J. Puettmann
insert picture of me climbiing as a visual for the weather/climbing example
Page 34: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

3434

Current Species Selection and Current Species Selection and Stocking StandardsStocking Standards

Species choice– strong management focus on one or

two species

Density/stocking– based on stand averages– uniform within and among stands;

desire for sample plots to be similar

Page 35: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

3535Pine Plantation - Burns Lake, BC

Page 36: 1 Managing for Complexity Dave Coates, B.C. Forest Service, Smithers, BC dave.coates@gov.bc.ca Future Forest Ecosystem Initiative Seminar May 19, 2009

3636

TIME

Ecosyste

m

ch

ara

cte

risti

cs

C

Management objective

A

Variability in species

and stocking

B

Silvicultural interventions

Modified from Puettmann et al. 2009

Management objective

“Complexity” management approach