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1
Programmes of Measures and Standards
Freshwater MorphologyWorkshop
Pilot Study - Risk Assessment Refinement
Lorraine HoustonSheila Downes
4th April 2008
2
Risk Assessment Refinement
Use field data to refine Article 5 risk assessment pressure thresholds
Aerial ImageryCapture and Processing
Derive Channel TypologiesDevelop Remote Sensing Methods
Fieldwork Contracts 2006 and 2007Morphology and Biology Field Data
Decision Support Tool
Programmes of Measures
Populate a morphology database
Developing the Morphological Assessment Process
RISK
ASSESSMENT
CLASSIFICATION & MONITORING
PoMS STUDY
3
Refinement of Risk Assessment Thresholds
0%
56%
0%
1%
0%
12%
28%
0%
0%
3%
Channelisation 1a
Channelisation 1b
Flood Protection 1a
Flood Protection 1b
Impoundments 1a
Impoundments 1b
Water Regulation 1a
Water Regulation 1b
Intensive Land Use 1a
Intensive Land Use 1b
Most Significant Pressures
•Channelisation
•Intensive Land Use
•These were also the pressures that had most uncertainty in Article 5 Risk Assessment
•Investigation undertaken to improve our confidence in assessing the potential risk of these pressures
•How much morphological and biological impact do these pressures actually have?
4
PoMS Pilot Study- Site Selection and Fieldwork
5
Fieldwork
A full programme of investigative fieldwork was commissioned during 2007 on a range of pilot waterbodies throughout Ireland.
This fieldwork was aimed at acquiring enough morphological and biological data
• To refine the pressure thresholds• Facilitate work required in other parts of the PoMS Study• Provide Field based verification data for the GIS tool development
work
6
Site Selection
•The priority in site selection was pilot waterbodies where
• channelisation and • intensive land use pressures
were identified as the only pressure, morphological or otherwise posing risk of failure to meet “Good Ecological Status” objectives by 2015.
Why?
This would allow attribution of observed impact to these pressures since no other pressures are acting on the waterbodies.
In contrast, sites which are deemed to be of “High Status” were also selected so that a range of pressure thresholds could be observed in the field.
7
Pilot Waterbodies – Site Selection Criteria
CATEGORY NAME A Intensive Land Use – 1a B Intensive Land Use – 1b C
Channelisation – 1b
D Unique Sites from NPWS report – The Vegetation of Irish Rivers.
E Sites from ERTDI report – Characterisation of Reference Conditions and Testing Typology of Rivers
F Site Proposal By South Western Regional Fisheries Board
G Sites within Catchments Proposed for Overgrazing Impact Assessments
H Provisional Heavily Modified Water Bodies (Rivers) in RoI J Morphologically Impacted Sites EPA EPA Likely High Status Sites
•Sites selected were spread across Ireland
•Sites Categorised A-C had the most significant pressures with only intensive land use or channelisation putting them “At Risk”
•Sites D – F were selected as “High Status” sites•Sites G, H, J (observed morph impact by EPA) & EPA Surveillance sites•EHS Sites
8
Fieldwork Methodologies – Morphology
Rapid Assessment Technique (R.A.T)
(Based on Observed Impact)
500m stretch
WFD Classes related to R.A.T score:> 0.8 = High
0.6 – 0.8 = Good0.4 – 0.6 = Moderate
0.2 – 0.4 = Poor<0.2 = Bad
Morphological Impact Assessment System (MImAS)
(Based on recording the pressures that could cause impact)
500m stretch
Scores are based on the amount of capacity a river has to accept morphological change. If more than 15% capacity is used up, river is deemed to be at risk of less than good status.
9
Fieldwork Methodologies – Biology
Biology surveys were undertaken by Shannon IRBD Project Staff and Aquatic Services Unit, UCC.
Two types of biological surveys were undertaken:Biological Q Assessment (Macroinvertebrates)CBAS (Canonical Correspondence Analysis Based Assessment System) (Macrophytes)
Biological Q Assessment
•The assessment carried out was a modified version of the EPA technique. •No Physico-chemical analysis was carried out at the sites. •Macrophytes and Filamentous Algae were recorded at the sites mainly on a presence or absence basis.•Fieldwork focused on the two-minute Macroinvertebrate kick sampling technique together with two minute stone wash and pond net survey.•All results were recorded in the standard EPA Rivers Ecological Assessment Field Sheet.
10
Q Rating Comparison with RAT scores
• The existing Q system has been modified by the EPA to the equivalent WFD status class
• Sites with a Q score less than Q4 are deemed “less than Good” in terms of the macroinvertebrate component of WFD ecological status.
Modification of existing classification schemes –
current equivalentsDeviation
from reference conditions
HIGHHIGH
GOODGOOD
MODERATEMODERATE
POORPOOR
BADBAD
ECOLOGICALSTATUSSTATUS
No orminimal {
Slight {
Moderate{
Major {
Severe {
WFD Ecological Classes
Equivalent EPA Pollution Classes
Equivalent EPA Q Classes
Class D Seriously Polluted Waters
Q2, Q1-2 and Q1
Class C Moderately Polluted Waters
Q3 and Q2-3
Class B Slightly Polluted Waters
Q3-4
Q4
Class A
Unpolluted Waters
Q5 and Q4-5
11
Q Rating Comparison with R.A.T scores
RAT Score V Q Score
1
2
3
4
5
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
RAT Score
Q S
core
All Pilot Sites ILU Sites (A and B) Channelisation Sites pHMWBs J Sites R.A.T = 0.6
R.A.T Scores and Corresponding Q Scores – All Pilot Waterbodies (Ireland)
In general, there is no conflict between Q score and R.A.T score
Sites with R.A.T scores less than 0.6 (less than good status) generally have Q scores less than 4 (less than good status in terms of macroinvertebrates)Good or HighLess than Good
Sites with lower Q Scores, whilst also have low R.A.T Scores due to modifications or recent dredging, are a result of a combination of pollution pressures, not just morphology (Heavily Modified)
12
Fieldwork Methodologies - Biology
CBAS
•The river CBAS survey method was developed through the
North South Share Project as a tool to assign ecological
status based on presence or absence of in channel macrophyte species
•A score is calculated based on impact metrics associated with nutrient loading
(Soluble Reactive Phosphate, Nitrates and Ammonia) and hydromorphology
(Substrate, Dissolved oxygen and pH).
•A high impact metric indicates a deviation from reference condition.
•The impact metrics are generated based on the type of macrophytes that are
present in the river as an indicator of the nutrient and morphological condition.
13
•The combination of these metrics generate an overall CBAS score which is related to WFD Status classes.
Two overrides exist with the tool;
1. >50% Alien Species
Automatically reduces status to “bad”
2. >50% Eutrophic species
Site is automatically deferred to at most “Poor Status”
CBAS
14
CBAS
Through consultation with Ian Dodkins (one of the tool developers) it was establishedthat the SUBSTRATE impact metric would be a good indicator of morphological alteration.
A high deviation from reference condition for the SUBSTRATE metric indicates a higher level of siltation due to morphological impact in the channel.
15
SUBSTRATE IMPACT METRIC V R.A.T
-4
-2
0
2
4
6
8
10
12
14
16
0.00 0.20 0.40 0.60 0.80 1.00
R.A.T Score
SU
BS
IMP
AC
T M
ETR
IC
All Pilots
A, B, E, G Only
C Sites Only
Therefore, for the purposes of this study in terms of morphology it was decided that the SUBSTRATE impact metric would be looked at in relation to the R.A.T score.
Study Findings
1. Sites with high Substrate Impact metrics have low R.A.T scores. The majority of sites with Substrate Impact Metrics greater than 5 have R.A.T scores less than 0.6 (Less than good morphology status)
2. A subset of the sites were subject to intensive land use pressures in isolation. The R.A.T score for these sites drop below 0.6 when the substrate impact metric is greater than 8
3. Sites subject to channelisation pressures in isolation have R.A.T scores less than 0.6 when the Substrate impact metric is greater than 4.
Good or HighLess than Good
Increasing Impact
16
Biology Findings
• The observed relationship between biological data and R.A.T scores has indicated that morphological pressure, can contribute to overall impact on biology and therefore ecological status.
• In general, sites with R.A.T scores less than 0.6 also have less than good Q scores, albeit a combination of pressures are acting on sites with very low Q scores
• Similarly, high levels of siltation affecting macrophyte populations are reflected by less than good R.A.T scores.
• Whilst this is a result of a combination of pressures, the associated sustainable level of channelisation and ILU must now be identified to refine the Article 5 Risk Assessment.
17
Survey Sites
Optimising Risk Assessment Thresholds
Good or High StatusLess than Good Status
18
Survey Sites
At Risk? YES
Low R.A.T Score? YES
At Risk? NO
Good R.A.T Score? YES
Optimising Risk Assessment Thresholds
19
Survey Sites
At Risk? No
Low R.A.T Score? YES
Optimising Risk Assessment Thresholds
20
Survey Sites
At Risk? Yes
Good R.A.T Score? YES
But conservative
Optimising Risk Assessment Thresholds
21
Optimising Risk Assessment Thresholds
R.A.T Score =0.6
Risk Assessment Threshold
Not at Risk in R.A
At Risk in R.A
At Risk in (R.A.T) Field Survey
Not at Risk in (R.A.T) Field Survey
Quadrant 1 Sites classified:
At risk in Risk Assessment+At risk in R.A.T Survey=Risk Assessment is Correct
Quadrant 2 Sites classified:
At risk in Risk Assessment+Not At risk in R.A.T Survey=Risk Assessment is Conservative
Quadrant 4 Sites classified:
Not At risk in Risk Assessment+Not At risk in R.A.T Survey=Risk Assessment is Correct
Quadrant 3 Sites classified:
Not At risk in Risk Assessment+At risk in R.A.T Survey=Risk Assessment is Incorrect
22
Channelisation
Article 5 Risk Assessment
•Threshold between ‘at risk’ and ‘not at risk’ = 15%
•All rivers with >15% channelisation were identified as “probably at risk” of failing to meet Good Status by 2015
•Risk assessment was capped at “probably at risk” due to uncertainties as to the long term impact of dredging activities
Uncertainties Investigated in the PoMS Study:
1. Is 15% a good reflection of how channelisation can impact the status of a waterbody?
2. Does river response vary according to channel type?
3. Does watercourse maintenance of drained rivers impact ability to recover morphologically and as a subsequence ecologically?
23
Is 15% a good reflection of how channelisation
can impact the status of a waterbody?
% Channelisation V RAT Score
0
10
20
30
40
50
60
70
80
90
100
0.00 0.20 0.40 0.60 0.80 1.00
RAT Score
% C
han
nel
isat
ion
15% Too Conservative
Good or HighLess than Good
A general trend is evident
Increasing R.A.T score with Decreasing % Channelisation in waterbody
24
Is 15% a good reflection of how channelisation
can impact the status of a waterbody?
% Channelisation V RAT Score
0
10
20
30
40
50
60
70
80
90
100
0.00 0.20 0.40 0.60 0.80 1.00
RAT Score
% C
han
nel
isat
ion
50%
71% of sites are classified correctly using the 50% threshold for channelisation
Several sites with 10% channelisation or less have R.A.T scores greater than 0.8 (high status)
It is recommended that the 15% threshold between good and less than good status is increased to 50%.
Good or HighLess than Good
A general trend is evident
Increasing R.A.T score with Decreasing % Channelisation in waterbody
25
However, there are still cases where waterbodies with high percentage channelisation have high R.A.T scores - conservative
There are also cases where sites with low percentage channelisation have less than good R.A.T scores - incorrect
This raises the questions:
Does channel type affect morphological response to channelisation?
Does watercourse maintenance affect morphological recovery?
Is 15% a good reflection of how channelisation
can impact the status of a waterbody?
26
Bedrock Step Pool Cascade
Pool Riffle Lowland Meandering
R.A.T Types
Channel Type
Diagram: Rosgen
27
Does Channel Response to Channelisation Vary According to Channel Type?
% Channelisation V RAT Score
0
10
20
30
40
50
60
70
80
90
100
0.00 0.20 0.40 0.60 0.80 1.00
RAT Score
% C
han
nel
isat
ion
Lowland Meandering
Pool Riffle
Bedrock
Step Pool Cascade
Good or HighLess than Good
•Upland rivers are less sensitive to channelisation pressures
•Tend to have high R.A.T scores (greater than 0.8)
% Channelisation V R.A.T Score – According to Channel Type
28
Does Channel Response to Channelisation Vary According to Channel Type?
% Channelisation V RAT Score
0
10
20
30
40
50
60
70
80
90
100
0.00 0.20 0.40 0.60 0.80 1.00
RAT Score
% C
han
nel
isat
ion
Lowland Meandering
Pool Riffle
Bedrock
Step Pool Cascade
Good or HighLess than Good
•It could be argued that a higher threshold between good status and less than good status could be applied to upland rivers
•However it is recommended that 50% is applied throughout since the majority of rivers subjected to drainage are lowland meandering and pool riffle.
•The majority of rivers with high percentages of channelisation and R.A.T scores below 0.6 are lowland meandering and pool riffle.
•Lowland rivers are more sensitive to channelisation
29
Does watercourse maintenance affect morphological recovery?
35%
65%
GOOD OR HIGH
LESS THAN GOOD
86%
14%
GOOD OR HIGH
LESS THAN GOOD
Percentage of Maintained Rivers with Good or Less than Good R.A.T Scores
Percentage of Non Maintained Rivers with Good or Less than Good R.A.T Scores
Research indicates that continual watercourse maintenance in drained rivers impedes the recovery process
Maintenance records for the survey sites subject to channelisation were sought from the Office of Public Works (OPW) in Ireland and DARD Rivers Agency in NI.
30
Does watercourse maintenance affect morphological recovery?
35%
65%
GOOD OR HIGH
LESS THAN GOOD
86%
14%
GOOD OR HIGH
LESS THAN GOOD
Maintained Rivers Non Maintained Rivers
• Measures to mitigate against this impact should be included in the Programmes of Measures within River Basin Management Plans.
• Whether a channel is maintained or not should be accounted for in the risk assessment.
• A higher (less stringent) threshold should be applied to rivers that are not maintained.
• However, maintenance records are not readily available at present for all rivers. This dataset should be improved with a view to refining the risk assessment further in the second RBMP cycle.
31
15%
(Old)
Channelisation Recommendations
EXAMPLE – SHANNON IRBD
AT RISK
NOT AT RISK
32
15%
(Old)
Channelisation Recommendations – Increase Threshold
50%
Proposed
33
Channelisation Recommendations
OPW Drained Channels
15%
50%
34
Channelisation Recommendations
The risk assessment threshold between ‘at risk’ and ‘not at risk’ should be increased from 15% to 50% - Discussion
It could be argued that a higher threshold between good status and less than good status could be applied to upland rivers.
However it is recommended that 50% is applied throughout since the majority of rivers subjected to drainage are lowland meandering and pool riffle.
Measures to mitigate against watercourse maintenance should be included in the Programmes of Measures within River Basin Management Plans.
Whether a channel is maintained or not should be accounted for in the risk assessment.
A higher (less stringent) threshold should be applied to rivers that are not maintained.
However, maintenance records are not readily available at present for all rivers. This dataset should be improved with a view to refining the risk assessment further in the second RBMP cycle.
35
Intensive Land Use
Article 5 Risk AssessmentThreshold between ‘at risk’ and ‘not at risk’ = 30%
All rivers with 30 – 70% intensive land use were identified as “probably at risk” of failing to meet Good Status by 2015
All rivers with > 70% intensive land use were identified as “at risk” of failing to meet Good Status by 2015
The % ILU was calculated on GIS as the length of river (within 50m of the river banks) flanked by ILU zones as a proportion of the total river length
The ILU zones included:ForestryArable LandUrban FabricExploited Peat LandAs depicted by the Corine 2000 GIS Dataset.
36
Uncertainties Investigated in the PoMS Study:
1. Is 30% a good reflection of how ILU can impact the status of a waterbody?
2. Should Improved Grassland be included as an Intensive Land Use type?
3. Does river response vary according to channel type?
4. Should calculation of percentage ILU be based on the upstream catchment or along the river itself?
Intensive Land Use
37
% ILU V R.A.T Score
0.00
10.00
20.00
30.00
40.00
50.00
60.00
70.00
80.00
90.00
100.00
0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00
R.A.T Score
% I
LU
Is 30% a good reflection of how ILU can impact the status of a waterbody?
Should Improved Grassland be included as a Land Use Type in addition to forestry, arable, peat and urban?
Would this improve the relationship?
Intensive Land Use is an Indirect Pressure
Relationship between % ILU in a waterbody and R.A.T score (observed impact) is not easily defined
Most sites had good or high R.A.T scores regardless of % ILU
38
Should Improved Grassland be included as a Land Use Type in addition to forestry, arable, peat and urban?
There is an improved relationship
It is recommended that Improved Grassland is included in the risk assessment
However, relationship is not strong, threshold must be optimised
Can impact river morphology at a local scale in the form of cattle poaching and removal of riparian zones.
It can also impact more indirectly e.g. overgrazing which increases soil run-off to rivers and increases sediment movement within the system.
% ILU Including Improved Grassland V R.A.T Score
0.00
10.00
20.00
30.00
40.00
50.00
60.00
70.00
80.00
90.00
100.00
0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00
R.A.T Score
% I
LU
(In
cl
Imp
rov
ed
G'la
nd
)
39
Does River Response Vary According to Channel Type?
Pool Riffle and Lowland Meandering most sensitive to ILU pressures
30% threshold too conservative
40
Should calculation of percentage ILU be based on the upstream catchment or along the river itself?
41
Should calculation of percentage ILU be based on the upstream catchment or along the river itself?
Relationship not significantly different using area method
Recommend that linear method is used for risk assessment
Revisit for 2nd RBMP cycle
42
Intensive Land Use - Optimising the Risk Assessment Threshold
Findings / Recommendations So Far:
•Improved Grassland should be included in the risk assessment as a land use type
•Lowland rivers are more sensitive to ILU pressures
•Calculation of % ILU is based on river length
•Relationship between % ILU and R.A.T is still unclear
•Must select a risk assessment threshold that:
•Maximises the no. waterbodies assigned risk correctly
•Minimises the no. waterbodies assigned risk incorrectly
•Maintains a conservative approach but provides a truer reflection of morphological impact on the ground than Article 5 risk assessment
43
Intensive Land Use - Optimising the Risk Assessment Threshold
R.A.T Score =0.6
% ILU Risk Assessment Threshold
Not at Risk in R.A
At Risk in R.A
At Risk in (R.A.T) Field Survey
Not at Risk in (R.A.T) Field Survey
Quadrant 1 Sites classified:
At risk in Risk Assessment+At risk in R.A.T Survey=Risk Assessment is Correct
Quadrant 2 Sites classified:
At risk in Risk Assessment+Not At risk in R.A.T Survey=Risk Assessment is Conservative
Quadrant 4 Sites classified:
Not At risk in Risk Assessment+Not At risk in R.A.T Survey=Risk Assessment is Correct
Quadrant 3 Sites classified:
Not At risk in Risk Assessment+At risk in R.A.T Survey=Risk Assessment is Incorrect
44
Does River Response Vary According to Channel Type?
30% threshold too conservative
45
Does River Response Vary According to Channel Type?
60-70% threshold?
46
Intensive Land Use - Optimising the Risk Assessment Threshold
No. Sites Assigned Risk Correctly – too
low
Too Conservative
No. Sites Assigned Risk Correctly – high
But Incorrect high and
Not Conservative enough
47
Intensive Land Use - Optimising the Risk Assessment Threshold
48
30%
(Old)
Intensive Land Use Recommendations
EXAMPLE – SHANNON IRBD
49
30%
(Old)
Intensive Land Use Recommendations
EXAMPLE – SHANNON IRBD
AT RISK
NOT AT RISK
70%
Proposed
50
Intensive Land Use Recommendations
The risk assessment threshold between ‘at risk’ and ‘not at risk’ should be increased from 30% - Discussion
Improved Grassland should be included as an ILU Type
Calculation of % ILU should be based on the length of river flanked by ILU zones as per the Article 5 Risk Assessment methodology. However, this should be reviewed for the second RBMP cycle following further research on the spatial impact of ILU pressures.
This should pick up more direct ILU pressures acting on the river itself. Catchment wide pressures such as overgrazing can still be accounted for using expert judgement input in Programmes of Measures.
Whilst lowland meandering and pool riffle rivers are found to be more sensitive to ILU pressures, it is recommended that all river types should be included in the risk assessment for the first RBMP and reviewed for the second RBMP cycle when GIS based channel typology tool is completed.
51
Q & A
Channelisation
Do you agree with the increase in pressure threshold from 15% to 50%
Feedback on other findings – watercourse maintenance, channel type?
Intensive Land Use
Do you agree with increase in pressure threshold from 30% to 70%
Feedback on other findings – improved grassland inclusion, channel type, method?