2 WiMAX Principle

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    WiMAX Principle

    Speaker:

    ZTE Corporat ion

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    Contents

    WiMAX Proto co l Stack

    MAC Layer

    PHY Layer

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    IEEE802.16 Protocol Reference Model

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    Sublayer Function

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    Contents

    WiMAX Proto co l Stack

    MAC Layer

    PHY Layer

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    MAC Layer

    MAC Distinct Feature: On connection basis

    MAC includes 3 sublayers

    Convergence Sublayer

    CS provides any transformation or mapping of external network

    data

    through the CS service access point (SAP)

    into MAC SDUs (which received by common part sublayer)

    Common part Sublayer

    CPS provides the core MAC functionality of system access,

    bandwidth allocation, connection establishment, connection

    maintenance, and handover etc

    Security Sublayer

    SS provides authentication, secure key exchange, and encryption.

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    MAC Layer Connection

    MAC layer is connection oriented

    Data and Messages are transmitted by connection between MS and

    BS

    Connection is directional: UL and DL 16bit CID (Connection Identifier) is utilized to manage connection

    Basic Connection

    Primary Management Connection

    Secondary Management Connection

    PHYPHY

    MAC

    Connection1

    MAC

    Connect ion1

    Connect ion N

    Connect ion2

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    Contents

    WiMAX Proto co l Stack

    MAC Layer

    PHY Layer

    OFDM

    OFDMA

    Permutat ions

    TDD Frame

    Channel Coding and Modu lat ions

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    Multi-path in Time and Frequency

    Time domain: Impulse response

    Frequency domain: Frequency response

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    Broadband Fading Parameters

    Delay Spread

    The time that elapses between the first arriving path and the last (non-negligible) path

    Coherence Bandwidth

    The range of frequencies where the channel remain relatively flat. It isinversely proportional to the delay spread.

    Doppler Spread

    Is the measure of the spectral broadening caused by the time rate ofchange of a mobile radio channel.

    Coherence Time

    The time duration where the channel response remains the same. It isinversely proportional to the Doppler spread

    Angular Speed

    The statistical distribution of the angle of the arriving energy

    Coherence Distance

    The maximum spatial separation over which the channel responseremains constant. It is inversely proportional to the angular speed.

    Channel respo nseis how the system reacts when presented with a brief signal input

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    Single Carrier / Multi-Carrier System

    Single carrier system

    When the data rate of the system ishigher, the effect of delay spread of

    the mobile radio channel becomes

    worse.

    When the Inter-Symb ol Interference

    (ISI) of the system becomes serious,

    the performance limits of

    communication system are reached.

    Multi-carrier system

    The increased symbol durationimproves the robustness of

    system against delay spread.

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    FDM vs OFDM

    FDM OFDM

    FDM

    Whole band is divided into non-overlap sub-bands, guardbands arenecessary

    Data are map into the sub-bands.

    At receiver, distinguish sub-bands by a group of filters.

    Having poor frequency efficiency

    OFDM

    Whole band is divided into overlap subcarriers, subcarriers are orthogonalto each other, guardbands are not necessary

    Data are map into the subcarriers.

    Frequency efficiency was improved for allowing overlap in spectrum.

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    Principle of OFDM

    The basic principle of OFDM is to split a high-rate data

    stream into a number oflower rate streams

    IFFT FFT

    IFFT (Inverse Fast Fourier Transform )

    enables a large number of sub-carriers

    with low complexity.

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    OFDM Block Diagram

    L carriers

    Frequency Domain

    Time Domain Channel Frequency Response

    Equalization

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    OFDM-Cyclic Prefix

    Cyclic Prefix (CP)

    Multi-path will cause ISI ISI is crosstalk between different symbol, which is very common in

    wireless communication

    CP

    The CP duration is longer than the channel delay spread

    Can completely eliminate ISI

    Support multi CP configurations

    1/4, 1/8,1/16,1/32, flexible to different scenarios

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    OFDM Advantage and Disadvantage

    Advantages

    Very easy and efficient in dealing with multi-path fading Robust again narrow-band interference

    High spectrum efficiency

    Disadvantages

    Sensitive to frequency offset and phase noise

    Peak-to-average problem reduces the power efficiency of RF

    amplifier at the transmitter

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    Contents

    WiMAX Proto co l Stack

    MAC Layer

    PHY Layer

    OFDM

    OFDMA

    Permutat ions

    TDD Frame

    Channel Coding and Modulations

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    OFDM & OFDMA

    OFDM

    All carriers are transmitted in parallel

    Only one user is supported at the same time

    OFDMA

    Divides the carrier space into many groups

    Many users can be supported at the same time

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    OFDMA Time Domain

    Each subcarriers time duration is referred to as the useful symbol

    time Tb.

    A copy of the last Tgof the useful symbol period, termed CP, is used

    to collect multipath, while maintaining the orthogonality of the tones

    (subcarriers).

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    Frequency Domain(1)--Subcarriers

    Data sub-carriers for data transmission Pilot sub-carriers for estimation and synchronization purposes

    Null sub-carriers for no transmission; used for guard bands and

    DC carriers

    Active (data and pilot) sub-carriers are grouped into subsets of

    sub-carriers called sub-channels.

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    Frequency Domain(1)--Subchannel

    Active (data and pilot) sub-carriers are grouped into subsets of sub-

    carriers called sub-channels.

    The WiMAX OFDMA PHY supports sub-channelization in both DL and

    UL.

    The minimum frequency-time resource unit of sub-channelization is one

    slot, which is equal to 48 data tones (sub-carriers).

    Two types of sub-carrier permutations for sub-channelization

    Diversity: mobile applications

    Contiguous: fixed portable, low mobility

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    OFDMA Symbol Parameters (1)

    Primitive parameters characterize the OFDMA symbol:

    BWThis is the nominal channel bandwidth.

    NusedNumber of used subcarriers.

    n Sampling factor. This parameter, in conjunction with BW and

    Nuseddetermines the subcarrier spacing, and the useful symbol time.

    GThis is the ratio of CP time to useful time. Values may be 1/4,

    1/8, 1/16, 1/32

    Derived parameters:

    NFFT Smallest power of two greater than Nused

    Sampling Frequency: Fs = floor(nBW 8000) 8000

    Subcarrier spacing:f=Fs/ NFFT Useful symbol time: Tb = 1 f

    CP Time: Tg= G Tb

    OFDM Symbol Time: Ts = Tb + Tg

    Sampling time: TbNFFT

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    OFDMA Symbol Parameters (2)

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    Contents

    WiMAX Proto co l Stack

    MAC Layer

    PHY Layer

    OFDM

    OFDMA

    Permutat ions

    TDD Frame

    Channel Coding and Modulations

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    OFDMA Permutations

    Different ways of grouping subcarriers (tones) into channels in

    802.16 are called Permutations

    Three main permutations:

    FUSC: Full Usage of Subchannels (downlink only)

    Achieves best frequency diversity by spreading tones over entireband

    PUSC: Partial Usage of Subchannels (uplink & downlink)

    Groups tones into tiles/clusters to enable fractional frequency re-use

    Still has distribution of tones across band for each subchannel

    AMC (or Band AMC): Adaptive Modulation and Coding (UL & DL)

    a.k.a. Adjacent Subcarrier Permutation

    Uses adjacent tones for each subchannel for use with

    beamforming>Minimum channel use is a slotand contains 48 tone-symbols

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    DL- FUSC (1)

    All data tones are used to create sub-channels

    One sub-channel consists of 48 data tones

    Pilots are allocated first

    Constant set pilot and variable set pilot (variable set pilot

    may change for each symbol allowing more accurate

    channel estimation. Remaining data tones are mapped into various sub-channels.

    Sub-carrier

    Symbol n

    Sub-channel 1 Sub-channel 2Constant Set Pilot Variable Set Pilot

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    DL- FUSC (2)

    Total subcarriers = 1024

    Guard subcarriers = 173

    DC subcarrier = 1

    Pilot subcarriers = 82

    VariableSet#0 = 36

    ConstSet#0 = 6

    VariableSet#1 = 35

    ConstSet#1 = 5

    Data subcarriers = 768

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    DL-PUSC (1)

    14 sub-carriers over 2 symbols are grouped into a cluster. In a cluster (28 tones), 24 are assigned for data and 4 are for

    pilot

    Each cluster is assigned a random number using a

    pseudorandom numbering scheme, and the total clusters are

    grouped into 6 (Group 1 Group 6) One sub-channel is formed by 2 clusters from the same group

    DL-PUSC can be used for segmentation of BS, where G1, G3,

    G5 are assigned to the 1st, 2nd, 3rd segments respectively.

    G2, G4, G6 may be assigned to any segment as required.

    A Segment is a subdivision of the set of available OFDMA subchannels. One segment is

    used for deploying a single instance of the MAC

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    DL-PUSC (2)

    Frequency

    Time

    Subchannel

    Clusters

    Data

    subcarriers

    Pilot

    subcarriers

    Data

    subcarriers

    Pilot

    subcarriers

    (Group 1) (Group 2) (Group 6) (Group 1)

    G1G2

    G3

    G4

    G5

    G6

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    DL-PUSC (3)

    Total subcarriers = 1024

    Guard subcarriers = 183

    DC subcarrier = 1

    Number of clusters = 60

    Number of subchannels = 30

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    UL-PUSC(1)

    Sub-carriers are grouped into tiles (4 sub-carriers x 3 symbols).

    In a tile (12 tones), 8 are assigned for data and 4 are for pilot.

    Each tile is assigned a random number using a pseudorandom

    numbering scheme, and the total tiles are grouped into 6.

    One sub-channel is formed by 6 tiles from the same group.

    UL-PUSC can be used with segmentation to allow tighterfrequency reuse patterns.

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    UL-PUSC(2)

    Frequency

    Time

    Subchannel

    Tiles

    Data

    subcarriers

    Pilot

    subcarriers

    (Group 1) (Group 2) (Group 6) (Group 1)

    G1G2

    G3

    G4

    G5

    G6

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    UL-PUSC(3)

    Total subcarriers = 1024 Guard subcarriers = 183

    DC subcarrier = 1

    Number of tiles = 210

    Number of subchannels = 35

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    Band AMC(1)

    All sub-carriers constituting a sub-channel are adjacent to each

    other. 9 adjacent sub-carriers are grouped into a bin.

    In a bin, 8 are assigned for data and 1 is for pilot.

    4 adjacent bins in the frequency domain make up a band.

    One sub-channel is formed by 6 contiguous bins within the

    same band. (i.e. 1 bin over 6 symbols, 2 bins over 3 symbols,or 3 bins over 2 symbols)

    Band AMC allows easier exploitation of multiuser diversity.

    Multiuser diversity provides significant improvement in

    overall system capacity and throughput, since a sub-

    channel at any given time is allocated to the user with the

    highest SNR/capacity in that sub-channel.

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    Band AMC(2)

    Data

    subcarriers1x6 AMC

    subchannel

    Frequency

    Time

    2x3 AMC

    Subchannel

    Bin

    3x2 AMC

    Subchannel

    Pilot

    subcarriers

    Band

    BinBinBin Bin

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    Slot

    A slot in the OFDMA PHY requires both a time and subchannel

    dimension for completeness and is the minimum possible data

    allocation unit.

    For DL FUSC, one slot is one subchannel by one OFDMA

    symbol.

    For DL PUSC, one slot is one subchannel by two OFDMA

    symbols.

    For UL PUSC, one slot is one subchannel by three OFDMA

    symbols.

    For the adjacent subcarrier permutation, one slot is one

    subchannel by two, three, or six OFDMA symbols.

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    OFDMA Data Mapping (DL-PUSC)

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    OFDMA Data Mapping (UL-PUSC)

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    Contents

    WiMAX Proto co l Stack

    MAC Layer

    PHY Layer

    OFDM

    OFDMA

    Permutat ions

    TDD Frame

    Channel Coding and Modulations

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    2006, ZTE Corporation. All rights reserved.

    Why TDD

    Initial release of Mobile WiMAX is TDD

    For interference issues, TDD requires system-wide

    synchronization, but is the preferred duplexing mode:

    TDD enables adjustment of the downlink/uplink ratio to

    efficiently support asymmetric downlink/uplink traffic

    TDD assures channel reciprocity for better support of link

    adaptation, MIMO and other closed loop advanced antenna

    technologies.

    TDD only requires a single channel providing greater flexibility

    for adaptation to varied global spectrum allocations.

    Transceiver designs for TDD implementations are less complex

    and therefore less expensive.

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    TDD Frame

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    2006, ZTE Corporation. All rights reserved.

    Preamble for

    Synchronization

    Frame Control Header(FCH) for

    Frame configuration information

    DL-MAP / UL-MAP for sub-channel allocation and othercontrol information

    UL Ranging for MS to perform closed-

    loop time, frequency, power

    adjustment, and bandwidth requests

    UL CQICH for the

    MS to feedback

    channel state

    information

    UL ACK for theMS to feedbackDL HARQacknowledge

    TDD Frame Control Information

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    2006, ZTE Corporation. All rights reserved.

    Permutation Zones

    Permutation Zone is a number of contiguous OFDMA symbols, in the DL or the UL,

    that use the same permutation formula.

    The DL subframe or the UL subframe may contain more than one permutation zone

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    2006, ZTE Corporation. All rights reserved.

    OFDM & OFDMA Summary

    Multi-carrierdigital communication modulation techniques

    Orthogonal frequency to eliminate the ICI; Overlapped spectrum to improve frequency efficiency

    With CP

    To eliminate ISI in multi-path transmission;

    Power and data rate loss is worthwhile

    IFFT and FFT to realize orthogonal modulation and

    demodulation

    Asymmetric DL/UL data rate with different sub-carrier

    allocation

    Adopting Dynamic sub channel allocation to use higher SNR

    channel, to overcome frequency selective fading

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    Contents WiMAX Proto co l Stack

    MAC Layer

    PHY Layer

    OFDM

    OFDMA

    Permutat ions

    TDD Frame

    Channel Coding and Modulations

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    2006, ZTE Corporation. All rights reserved.

    Channel Coding and Modulations

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