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2009 Autism Spectrum Disorder Research

Portfolio Analysis Report

Prepared by the Office of Autism Research Coordination and Acclaro Research Solutions, Inc.

on behalf of the Interagency Autism Coordinating Committee

June 2011

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SUGGESTED CITATION

Office of Autism Research Coordination, National Institute of Mental Health & Acclaro Research Solutions, Inc., on behalf of the Interagency Autism Coordinating Committee (IACC). 2009 IACC Autism Spectrum Disorder Research Portfolio Analysis Report. June 2011. Retrieved from the Department of Health and Human Services Interagency Autism Coordinating Committee website: http://iacc.hhs.gov/portfolio-analysis/2009/index.shtml.

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Table of Contents

Introduction .................................................................................................................................... 1

Who funded ASD research in 2009? .............................................................................................. 1

IACC Strategic Plan Questions and Corresponding Research Areas ........................................... 1

Agencies and Organizations Included in the 2009 IACC Portfolio Analysis ................................ 2

Federal vs. Private Funding for ASD Research in 2009 ............................................................... 2

American Recovery and Reinvestment Act of 2009 (ARRA) ....................................................... 3

Impact of NIH-ARRA on Total ASD Research Funding ................................................................ 3

What was the breakdown of funding? .......................................................................................... 4

2009 ASD Research Funding by Funding Agency/Organization ................................................. 4

Impact of NIH-ARRA on Federal ASD Research Funding in 2009 ............................................... 5

What types of ASD research were funded? .................................................................................. 5

2009 ASD Research Funding by IACC Strategic Plan Question ................................................... 6

2009 NIH-ARRA ASD Research Funding by IACC Strategic Plan Question .................................. 7

How did the research align with the objectives in the IACC Strategic Plan? ............................... 8

2009 ASD Funding: Alignment with IACC Strategic Plan Objectives .......................................... 9

Impact of 2009 NIH-ARRA Funding on ASD Research: Alignment with the IACC Strategic Plan ............................................................................................................ 13

New Investments in ASD Research in 2009 .............................................................................. 14

Conclusion .................................................................................................................................... 15

APPENDIX A: ASD Research Progress on IACC Strategic Plan Objectives......................................................... 16

Interagency Autism Coordinating Committee Member Roster ................................................. 31

Office of Autism Research Coordination Staff Roster................................................................. 33

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2009 IACC ASD Portfolio Analysis Report

2009 IACC Autism Spectrum Disorder Research Portfolio Analysis Report

Introduction

In 2010, the Office of Autism Research Coordination (OARC) and Acclaro Research Solutions, Inc., on behalf of the Interagency Autism Coordinating Committee (IACC), conducted a comprehensive analysis of the 2009 autism spectrum disorder (ASD) research portfolio of major Federal agencies and private organizations. This is the second annual analysis of this nature, following the 2008 IACC Portfolio Analysis Report released in 2009. The intent of these analyses is to better inform the IACC and interested stakeholders about the funding landscape and current directions for ASD research. Additionally, this analysis examines the extent to which current funding and research topics align with the 2010 IACC Strategic Plan for ASD Research. The 2009 Portfolio Analysis can also be used by Federal agencies and private research organizations to help guide future funding priorities by outlining current gaps and opportunities in ASD research, as well as serving to highlight current activities and research progress.

Who funded ASD research in 2009?

The Office of Autism Research Coordination, on behalf of the IACC, asked Federal agencies and private organizations for information about the ASD-related research grants they funded in 2009, including the annual budget for each project and its relevance to the seven critical questions of the 2010 IACC Strategic Plan for ASD Research, listed below.

IACC Strategic Plan Questions and Corresponding Research Areas

IACC STRATEGIC PLAN QUESTION RESEARCH AREA

1. When Should I Be Concerned? Diagnosis 2. How Can I Understand What Is Happening? Underlying Biology 3. What Caused This To Happen and Can It Be

Prevented? Causes and Risk Factors

4. Which Treatments and Interventions Will Help? Treatments 5. Where Can I Turn For Services? Services/Implementation 6. What Does the Future Hold, Particularly For

Adults? Issues Across the Lifespan

7. What Other Infrastructure and Surveillance Needs Must Be Met?

Biobanks, Data Sharing, Workforce, Surveillance

1 Table 1. The table lists the seven consumer-based questions that serve as the framework for the IACC Strategic Plan for Autism Spectrum Disorder Research and the research areas that correspond to each question.

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2009 IACC ASD Portfolio Analysis Report

Research project data was requested from 13 Federal and private ASD stakeholders, and all reported they had provided funding for ASD research in 2009. Table 2 lists the 13 agencies and organizations that participated in this effort. Combined, the Federal and private investment in ASD research in 2009 was $314,385,374, with the Federal government providing 76% ($237,426,725) and private organizations funding 24% ($76,958,649) of ASD research (Figure 1).

Agencies and Organizations Included in the 2009 IACC Portfolio Analysis

FEDERAL AGENCIES PRIVATE ORGANIZATIONS

Centers for Disease Control and Prevention (CDC) Centers for Medicare & Medicaid Services (CMS) Department of Defense (DoD) Department of Education (ED) Health Resources and Services Administration (HRSA) National Institutes of Health (NIH)

Autism Research Institute (ARI) Autism Science Foundation (ASF) Autism Speaks (AS) Center for Autism and Related Disorders (CARD) Organization for Autism Research (OAR) The Simons Foundation (SF) Southwest Autism Research & Resource Center (SARRC)

Table 2. The table lists the six Federal agencies and seven private organizations included in the 2009 IACC Autism Spectrum Disorder Research Portfolio Analysis of ASD research funding.

Federal vs. Private Funding for ASD Research in 2009 (Total funding = $314,385,374)

Figure 1. Seventy-six percent of the $314,385,374 distributed for ASD research in 2009 was provided by Federal sources, while the remaining 24% of funding was obtained from private organizations.

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American Recovery and Reinvestment Act of 2009 (ARRA)

The American Recovery and Reinvestment Act (ARRA or Recovery Act) was enacted in February 2009 with the objective of stimulating the economy, creating and preserving jobs, and investing in long-term growth. Among the Federal agencies that support autism research projects, as described in this report, only the National Institutes of Health (NIH) reported use of Recovery Act funds to support autism research projects. The NIH received $8.2 billion in Recovery Act funds to help stimulate the U.S. economy through support and advancement of biomedical research. The funds were used to support original research projects as well as to expand and enhance existing programs. In 2009, $64 million in NIH Recovery Act funds were used to jumpstart the implementation of the newly released 2009 IACC Strategic Plan for Autism Spectrum Disorder Research, supporting 141 new autism research projects. These new autism projects include those that focus on novel research directions as well as some that provide supplemental support to existing projects in order to expand the scope of ongoing research. Many of the NIH-ARRA funded projects directly align with IACC Strategic Plan objectives, including research to identify biomarkers for early diagnosis, develop rapid screening instruments, identify subtypes of autism, explore the underlying environmental and genetic causes, and understand autism in adults. In total, NIH-ARRA funding ($64 million) accounted for 33% of NIH’s overall ASD research funding in 2009 as well as 27% of the overall Federal funds spent on autism research. The NIH-ARRA funds comprised 20% of total ASD research funding across all participating Federal agencies and private organizations in 2009 (Figure 2).

Impact of NIH-ARRA on Total ASD Research Funding in 2009 (Total funding = $314,385,374)

Figure 2. Sixty-three percent of 2009 ASD research funding was provided by the NIH. NIH-ARRA funding accounted for 33% of NIH ASD research funding and 20% of total 2009 ASD research funding. Thirty-seven percent of 2009 ASD research funding was from sources other than the NIH.

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2009 IACC ASD Portfolio Analysis Report

What was the breakdown of funding?

The 13 stakeholders that were included in this analysis contributed a total of $314,385,374 across 995 ASD research projects in 2009 (Table 3).

2009 ASD Research Funding by Agency/Organization

*Funding for the DoD includes all ASD funding for 2009, as well as $1,734,909 of 2008 ASD research funding that was not reported in the 2008 Portfolio Analysis.

Table 3. The table lists the total funding provided by the agencies and organizations included in the Portfolio Analysis and the number of projects funded. Please note that the NIH figure includes both ARRA ($64 million) and non-ARRA ($132 million) funding. Together, the agencies and organizations funded 995 projects in 2009, representing an overall investment of $314 million.

The National Institutes of Health (NIH) was the leading contributor of funding for ASD research in 2009 with a total of $196,589,824 funding 516 projects. This funding included both NIH-ARRA ($63,968,992) and non-ARRA funding ($132,620,832). Non-ARRA funding accounted for 67% of total NIH funding for 2009 and supported 375 projects, whereas NIH-ARRA funding accounted for 33% and supported 141 projects. The Simons Foundation was the second largest funder of ASD research, supporting 98 projects totaling $51,526,058. Autism Speaks ranked third in funding with $23,416,615 allocated across 220 projects.

Funding Agency/Organization Number of Projects Total Funding

National Institutes of Health (NIH) 516 $196,589,824The Simons Foundation (SF) 98 $51,526,058Autism Speaks (AS) 220 $23,416,615Centers for Disease Control and Prevention (CDC) 28 $19,229,994Health Resources and Services Administration (HRSA) 9 $8,097,807Department of Defense (DoD) 43 $7,185,010* Department of Education (ED) 11 $6,317,029Center for Autism and Related Disorders (CARD) 29 $850,594Autism Research Institute (ARI) 15 $370,382Organization for Autism Research (OAR) 14 $330,000Southwest Autism Research & Resources Center (SARRC) 5 $285,000Autism Science Foundation (ASF) 6 $180,000Centers for Medicare & Medicaid Services (CMS) 1 $7,061GRAND TOTAL 995 $314,385,374

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2009 IACC ASD Portfolio Analysis Report

Comparing Federal versus private funding for ASD research in 2009, the Federal government provided 76% ($237,426,725) of the total ASD research budget (Figure 1). Private organizations funded 24% ($76,958,649) of ASD research in 2009. In total, the Federal government supported 608 ASD research projects and private organizations funded 387 projects. In 2009, while private funding remained close to 2008 levels (approximately $78.5 million in 2008 and $77 million in 2009), Federal funding was significantly increased due to the large contribution of approximately $64 million in NIH-ARRA funding (Figure 3) as well as an increase in Federal agencies’ funding of autism research using base annually appropriated funding (approximately $144 million in 2008 and $173 million in 2009).

Of the approximate $240 million in Federal ASD research funds distributed in 2009, 27% was provided by NIH-ARRA (Figure 3).

Impact of NIH-ARRA on Federal ASD Research Funding in 2009 (Total Federal funding = $237,426,725)

Figure 3. Seventy-three percent of the $237,426,725 distributed for ASD research by the Federal government in 2009 was provided from sources other than NIH-ARRA, while the remaining 27% of Federal funding was from NIH-ARRA.

What types of ASD research were funded?

To better understand what areas of research were funded in 2009, projects were aligned with the corresponding questions in the 2010 IACC Strategic Plan. Figure 4 illustrates the breakdown of the research funding according to the Plan’s seven critical questions related to diagnosis, biology, risk and protective factors, treatments, services, lifespan, and infrastructure and surveillance. Identifying how current research investments correspond to the Strategic Plan aids in providing an understanding of the current main areas of focus in the field as well as areas that are in need of further development.

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2009 ASD Research Funding by IACC Strategic Plan Question (Total ASD funding = $314,385,374)

Figure 4. Topic areas are defined by each question in the IACC Strategic Plan. In 2009, the largest proportion of ASD research funding (32%) was devoted to risk factors for ASD (Question 3); 20% of the research was related to interventions and treatments (Question 4); 20% addressed the underlying biology of ASD (Question 2,); 14% related to diagnosis (Question 1); and 5% related to infrastructure and surveillance (Question 7). Research on services and lifespan issues (Questions 5 and 6) received just over 3% of the total funding provided, while 5% of ASD funding was not specific to Strategic Plan questions.

As in the prior year, 2009 ASD research funding supported projects relevant to all critical questions in the Strategic Plan. Funding varied by question, with the largest proportion of funding (32%) devoted to topics associated with Question 3, “What Caused This To Happen and Can It Be Prevented?.” Research related to treatments/interventions and targeting the underlying biology of ASD (Questions 4 and 2, respectively) ranked second and third, each receiving 20% of ASD funding. In contrast, sparse funds were devoted to ASD services (Question 5) and issues that people with ASD face across the lifespan (Question 6), accounting for 3% and less than 1%, respectively.

Research funding received from NIH-ARRA followed a similar pattern to overall ASD research funding. Research related to Question 3 received the most NIH-ARRA funding (44%), indicating an

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increased emphasis on identification of risk factors, followed by research funding for Question 2 (19%) on the underlying biology of ASD. As with overall 2009 ASD research funding, research associated with services and lifespan issues received the least NIH-ARRA funding (4% and 1%, respectively). Though small, these percentages do, however, indicate a slightly greater emphasis on these two areas in the NIH-ARRA funding in comparison with the overall funding for autism research across all agencies and organizations (3% and <1%, respectively, as noted in Figure 4). Notably, in the NIH-ARRA funding, only 1% was allocated to projects outside the scope of the Strategic Plan, reflecting the deliberate effort of NIH to focus its ARRA funding on priority areas identified by the IACC. The allocation of NIH-ARRA funding by Strategic Plan question is illustrated in Figure 5.

2009 NIH-ARRA ASD Research Funding by IACC Strategic Plan Question

(Total NIH-ARRA funding = $63,968,992)

Figure 5. Topic areas are defined by each question in the IACC Strategic Plan. In 2009, the largest proportion of NIH-ARRA ASD research funding (44%) was devoted to risk factors for ASD (Question 3); 19% of the research addressed the underlying biology of ASD (Question 2); 14% related to diagnosis (Question 1); 12% related to interventions and treatments (Question 4); 6% related to surveillance and infrastructure (Question 7); and 4% related to services (Question 5). Research on lifespan issues (Question 6) received just 1% of the NIH-ARRA ASD research funding provided, as did research not specific to Strategic Plan questions.

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How did the research align with the objectives in the IACC Strategic Plan?

Within the seven questions that serve as the framework for the IACC Strategic Plan, each question has several specific short- and long-term objectives. In total, there are 62 objectives in the 2010 Strategic Plan. The objectives call for specific research efforts with a goal date for completion and include an estimate of the budget required to accomplish the goal. 1 Each ASD project that received funding in 2009 was evaluated to determine which question and objective it fulfilled. This enabled assessment of progress corresponding to the Strategic Plan and identification of gaps in funded research.

Of the seven critical questions described in the 2010 Strategic Plan, Question 3 (risk factors), Question 6 (issues over the lifespan), and Question 7 (infrastructure and surveillance) had the largest percent of projects that were specific to Strategic Plan objectives (91%, 89%, and 94% respectively). Approximately 75% of the research encompassed by Question 1 (diagnosis), Question 4 (interventions and treatments), and Question 5 (services) is related to specific objectives in the Strategic Plan. Conversely, only 46% of funding allocated to Question 2 (biology of ASD) addressed Strategic Plan objectives (Figure 6). Brief descriptions of the types of projects that are not specific to particular objectives within a question are provided in the summary section for each question. The research projects specific to objectives combined with the projects falling outside the objectives represent the full scope of research being conducted for each question.

Within each question, the objectives are set apart by designating them as short- or long-term (with an “S” or an “L”), followed by sequential letters of the alphabet (e.g., 2.S.A, 2.S.B, 2.L.A, 2.L.B). For clarity of discussion, these shorthand abbreviations will be used in this analysis. For example, the first short-term objective in Question 1 (“When Should I Be Concerned?”) is referred to as 1.S.A. Full titles and funding information for each objective can be found in Appendix A. The following analysis assesses the funding distributed to each question and its related objectives in the Strategic Plan (Figure 6).

1 Budget recommendations were formulated by scientific and program experts in the field and provide an estimate of what it would cost to conduct each project. The IACC provides these budget recommendations as guidance to Federal agencies and partner organizations as to the potential cost of conducting the recommended research. The IACC’s role in research is advisory. The committee does not have its own research budget to conduct or support research.

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2009 ASD Funding: Alignment with IACC Strategic Plan Objectives

Figure 6. 2009 ASD funding for each of the 2010 IACC Strategic Plan questions based on research specific to or not specific to question objectives. Funding specific to research objectives is designated in blue, while funding not specific to objectives is designated in yellow.

Question 1: When Should I Be Concerned?

Fourteen percent ($44,693,942) of 2009 total ASD funding, including 14% ($8,828,947) of NIH-ARRA funding, corresponded to Question 1. Of that research, 78% ($34,927,016) was specific to the seven objectives within the question (Figure 6). The two objectives receiving the most funding relate to the development of biomarkers for ASD (1.L.A, 37% ) and measures that would allow identification of subtypes across the spectrum (1.L.B, 20%). The two new objectives for this question received the least funding, addressing health disparities in ASD screening (1.S.C < 1%) and the impact of early diagnosis on choice of intervention (1.S.D, 0%). Twenty-two percent ($9,766,926) of ASD funding for Question 1 was not specific to any of the seven objectives (Figure 6) and consisted largely of general studies on early brain development and broad understanding of

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cognitive, behavioral, and social characteristics of autism that relate to early development, including development of social behavior and language skills. Of the 147 overall projects related to Question 1, 40% of the projects and 46% of funding ($20,713,264) were new in 2009. Question 2: How Can I Understand What Is Happening?

Question 2 addresses the underlying biological pathways of ASD and includes seven short-term and two long-term objectives. Research topics associated with Question 2 received the third largest investment, with 20% ($63,252,949) of the 2009 ASD research funding, including 19% ($12,072,609) of NIH-ARRA funding. Fourteen percent ($9,171,542) of Question 2 funding was related to understanding the underlying biology of genetic conditions related to autism (2.S.D), and six percent ($3,584,634) of funding supported projects that investigate biological pathways that could be triggered by environmental toxins or other factors related to autism, including immune system, dietary, and metabolic interactions with the brain (2.S.A). Two of the seven short-term objectives and one long term objective each received 2% or less of total funding for Question 2 (2.S.B, 2.S.C and 2.L.B) and 2.S.F received no funding. Over half of the funding corresponding to the question (54%, $34,348,932) was not specific to any individual objective, which may be related in part to the substantial amount of research that was ongoing in this area prior to the development of the Strategic Plan. These projects included a substantial number of imaging studies aimed at understanding how the unique structure, activity, and interconnectedness of the autistic brain underlies core autism symptoms, including deficits in cognition, social behaviors, and sensory processing. Other non-specific studies included cellular and animal models used to explore recurrent themes in ASD biology at a molecular level, such as synaptic dysfunction and cell maturation deficits. Question 2 had the largest number of projects (302) corresponding to the Strategic Plan, 38% of which were newly funded in 2009 ($33,494,583). Question 3: What Caused This To Happen and Can It Be Prevented?

As in 2008, the largest proportion of research funding (32%, $100,043,216) in 2009 related to the question of causation, and 91% of this research corresponded to specific objectives. Research projects in Question 3 also received the largest proportion of NIH-ARRA funding (44%, $28,056,250). Research focused on identifying genetic risk factors for ASD (3.L.B) received 50% of Question 3 funding, while the remaining 41% was divided among the other nine objectives of Question 3. Seven of these objectives addressed research on environmental factors that may contribute to risk for ASD, including pre- and postnatal exposures and studies to determine if certain subpopulations are more susceptible to environmental exposures. Combined with related projects in 2.S.A (see above), these objectives represent an investment of more than $31 million in research into the potential involvement of environmental factors and gene-environment

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2009 IACC ASD Portfolio Analysis Report

interactions in the cause of ASD. The remaining 9% ($8,512,980) of Question 3 funding was considered unrelated to specific objectives and primarily included other genetic, epigenetic, and environmental studies. Thirty percent of Question 3 projects (57) and 35% of funding ($34,630,228) were new in 2009. Question 4: Which Treatments and Interventions Will Help?

Research addressing treatments and interventions received the second largest amount of 2009 ASD research funding (20%, $63,403,014), including the fourth largest amount of NIH-ARRA funding (12%, $7,602,022) among the questions in the 2010 Strategic Plan. Seventy-five percent ($47,843,003) of ASD funding associated with Question 4 was specific to the objectives. The short-term objective (4.S.B) related to the development of model systems to replicate ASD received 32% ($20,162,709) of the funding for Question 4. One new short-term objective (4.S.E), which recommends a workshop to identify clinical subtypes and develop personalized treatments, received no funding. Also underrepresented were the three long-term objectives, which collectively accounted for about 5% of Question 4 funding (4.L.A, 4.L.B, and 4.L.C). These objectives included randomized controlled trials of medications targeting core symptoms, development of interventions for siblings of people with ASD to reduce risk recurrence, and a study to evaluate medications commonly used in the treatment of co-occurring conditions or specific behavioral issues. Projects not related to a specific objective amounted to 25% ($15,560,011) of Question 4 funds. Of these projects, many focused on teaching social skills to children with autism, employing technology in ASD intervention design, and investigating how to effectively implement interventions and treatment strategies in classroom settings. Question 4 had the second greatest number of projects (234) related to an objective; 39% percent of these projects and the corresponding $21,421,022 in funding were new in 2009. Question 5: Where Can I Turn To For Services?

Research associated with Question 5 received the second lowest amount of 2009 ASD research funding (3%, $8,648,050) and accounted for 4% ($2,450,587) of NIH-ARRA funding. The majority of funding (77%, $6,643,363) allocated to Question 5 was aligned with the Strategic Plan objectives. Projects related to long-term objective A, addressing methods to improve dissemination, implementation, and sustainability of evidence-based interventions, services, and supports in diverse community settings, received 63% ($5,460,809) of Question 5 funding. One short-term objective (5.S.C), which encourages training to increase skill levels in ASD service providers, did not have any funded research for 2009. Twenty-three percent ($2,004,687) of funding was not related to a specific objective and included projects that addressed barriers to accessing healthcare as well as quality of life issues for people with ASD and their families. While

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Question 5 had only 36 projects, 81% of those projects and over half of the funding ($4,602,956) associated with Question 5 were new in 2009. Question 6: What Does The Future Hold, Particularly For Adults?

Question 6 was the least funded critical question for both total 2009 ASD research funding (< 1%, $1,407,699) and NIH-ARRA funding (1%, $499,965), although the ARRA funds boosted total support for this question by 55%. Question 6 addresses issues across the ASD lifespan, including the transition into adulthood. Of the eight objectives associated with this question, only three received funding in 2009. Fifty-one percent ($718,290) of funding for Question 6 went to a new long-term objective (6.L.B) related to studying how interventions, services, and supports delivered during childhood impact adult health and quality of life. Additionally, 36% of Question 6 was directed to long-term objective A, development of community-based interventions to improve quality of life and health outcomes. Eleven percent ($159,444) of funding was not related to a specific objective, supporting projects that included an analysis of services and outcomes for transition age youth and a study addressing issues of bullying and victimization of adolescents with ASD. Although Question 6 had the least number of projects, new projects represented nearly 60% of the total funding. Question 7: What Other Infrastructure and Surveillance Needs Must Be Met?

Question 7 was added to the Strategic Plan in 2010 and received 5% ($15,809,755) of 2009 ASD research funding, including 6% of NIH-ARRA funding ($3,557,087). There are 13 objectives relating to issues of infrastructure and surveillance needs. Objective 7.I received 42% ($6,715,815) of Question 7 funding and addresses supplementing CDC’s Autism and Developmental Disabilities Monitoring (ADDM) Networks. Of the remaining 12 objectives, four received no funding. These underrepresented objectives included establishing funding mechanisms for the rapid replication of research findings (7.F), developing databases to track the involvement of people with ASD in healthcare, education, and social services (7.A), “Promising Practices” papers describing innovative and successful services and supports (7.M), and developing a web-based tool that can provide current State-by-State ASD prevalence estimates (7.G). Only 6% ($1,000,000) of Question 7 funding was not associated with specific objectives. Thirty-three percent of Question 7 projects and 35% ($5,570,698) of funding were new in 2009.2

2 When Question 7 was added to the IACC Strategic Plan in 2010, several ongoing projects were moved from other questions’ objectives for a better fit within Question 7.

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Research Projects Not Related to IACC Strategic Plan Questions

While 95% ($297,258,625) of 2009 total ASD research funding aligned with the seven critical questions, 5% ($17,126,749) was not related to any of the seven questions (Figure 4), including 1% ($901,525) of NIH-ARRA funding (Figure 5). This funding was allocated to 31 ASD research projects, many of which support administrative and coordinating efforts.

Impact of 2009 NIH-ARRA Funding on ASD Research:

Alignment with the IACC Strategic Plan

Figure 7. 2009 ASD funding for each of the 2010 IACC Strategic Plan questions based on traditional funding or NIH-ARRA funding. Traditional funding is designated in blue, while NIH-ARRA funding is designated in yellow.

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Impact of NIH-ARRA Funding on IACC Strategic Plan Implementation NIH-ARRA funding accounted for 20% of 2009 total ASD research funding (Figure 2). As with the overall 2009 ASD research funding, Question 3 “What Caused This To Happen and Can It Be Prevented?“ and Question 2 “How Can I Understand What Is Happening?” received the largest amount of NIH-ARRA funding (Figure 5, Figure 7). Likewise, Question 7 “What Other Infrastructure and Surveillance Needs Must Be Met?,” Question 6 “What Does the Future Hold, Particularly For Adults?,” and Question 5 “Where Can I Turn For Services?” received the smallest allocations of NIH-ARRA funding (Figure 5, Figure 7).

New Investments in ASD Research in 2009

Figure 8. Of the 995 ASD research projects funded in 2009, 348 were newly funded or were supplements to enable ongoing research to continue in a new direction. Many of these new projects were supported by ARRA funding, noted in solid yellow. The remainder of new projects is denoted by lighter yellow shading. The blue bars indicate ongoing projects that were started prior to 2009.

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In 2009, a large number of new investments were made in ASD research, due in part to the availability of NIH-ARRA funds. Figure 8 illustrates the proportion of research projects that were started in 2009 across the seven questions of the IACC Strategic Plan. The 348 new ASD research projects, accounting for $123,574,025 in funding, comprise nearly 35% of all ASD research projects. New projects were substantially weighted by NIH-ARRA funds, as 2009 was the first year that ARRA funds were made available for biomedical research. While Questions 5 and 6 relating to services research had the smallest proportion of projects, there was a more substantial infusion of new funding and projects into these categories compared to other questions. For Question 5, 81% of projects and 53% of funding were new in 2009, and 43% of projects and 59% of funding were new for Question 6.

Conclusion

Total funding for ASD research from all participating agencies and organizations increased by 41% between 2008 ($222,215,342) and 2009 ($314,385,374). This is the result of a 65% increase in Federal spending ($93,701,880) and a 2% decrease ($1,531,848) in private funding between 2008 and 2009. NIH-ARRA funds provided a substantial boost to ASD research funding in 2009, but even without ARRA funding, total Federal investment increased 21% from 2008 ($143,724,845) to 2009 ($173,457,733). Of the 995 ASD research projects funded in 2009, $123,574,025 (39%) and 348 (35%) of those projects were newly established. The 2009 ASD Research Funding Portfolio Analysis Report is the second comprehensive annual review of ASD research funding across both the Federal and private sectors and provides a valuable snapshot of the current funding landscape. While this Portfolio Analysis provides a comprehensive account of research specific to autism, certain broad research efforts in Federal agencies and private organizations related to topics such as intellectual and developmental disabilities, brain disorders, and communication deficits are not fully captured in this analysis. The IACC/OARC will continue to conduct annual portfolio analyses as part of the process for updating the IACC Strategic Plan for ASD Research. Trends identified during the analysis can be used to address underfunded areas, identify new research opportunities and priorities, and guide the direction of future research.

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ASD

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arch

Pro

gres

s on

201

0 IA

CC S

trat

egic

Pla

n O

bjec

tives

Data

incl

udes

200

9 fu

ndin

g fr

om F

eder

al/p

rivat

e fu

nder

s of A

SD re

sear

ch a

nd 2

009

NIH

-ARR

A fu

ndin

g.

Curr

ent p

roje

ct a

nd fu

ndin

g st

atus

for e

ach

ques

tion

or o

bjec

tive

is in

dica

ted

with

in th

e ta

ble

by c

olor

ed “d

ots”

nex

t to

the

obje

ctiv

e. A

ny

obje

ctiv

e co

lore

d gr

een

has g

reat

er th

an o

r equ

al to

the

reco

mm

ende

d fu

ndin

g; a

ny o

bjec

tive

colo

red

yello

w h

as so

me

degr

ee o

f fun

ding

, but

le

ss th

an th

e re

com

men

ded

amou

nt; w

hile

any

obj

ectiv

e co

lore

d re

d ha

s no

fund

ing.

O

bjec

tives

labe

led

"New

!" a

re e

ither

ent

irely

new

add

ition

s to

the

2010

IACC

Str

ateg

ic P

lan

or si

gnifi

cant

ly m

odifi

ed o

bjec

tives

from

the

2009

IA

CC S

trat

egic

Plan

. O

bjec

tives

from

the

2009

Str

ateg

ic Pl

an th

at d

id n

ot c

hang

e or

that

hav

e be

en sl

ight

ly m

odifi

ed fo

r cla

rific

atio

n pu

rpos

es in

th

e 20

10 S

trat

egic

Plan

are

unm

arke

d.

NE

W!

16

Page 23: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t AS

D Re

sear

ch P

rogr

ess o

n IA

CC S

trat

egic

Pla

n O

bjec

tives

Que

stio

n 1:

Whe

n sh

ould

I be

conc

erne

d?

2010

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 1.

S.A

Dev

elop

, with

exi

stin

g to

ols,

at l

east

one

effi

cien

t dia

gnos

tic in

stru

men

t (e.

g., b

riefe

r, le

ss ti

me

inte

nsiv

e) th

at is

val

id in

div

erse

pop

ulat

ions

for u

se in

larg

e-sc

ale

stud

ies b

y 20

11.

IACC

Re

com

men

ded

Budg

et: $

5,30

0,00

0 ov

er 2

yea

rs.

15

(10%

)

$4,7

28,1

20

(11%

) 2%

1.S.

B V

alid

ate

and

impr

ove

the

sens

itivi

ty a

nd sp

ecifi

city

of n

ew o

r exi

stin

g sc

reen

ing

and

diag

nost

ic

tool

s, in

clud

ing

com

paris

on o

f gen

eral

dev

elop

men

tal s

cree

ning

ver

sus a

utism

-spe

cific

scre

enin

g to

ols,

in b

oth

high

risk

and

pop

ulat

ion-

base

d sa

mpl

es th

roug

h st

udie

s of t

he fo

llow

ing

com

mun

ity

popu

latio

ns th

at a

re d

iver

se in

term

s of a

ge, s

ocio

-eco

nom

ic st

atus

, rac

e, e

thni

city

, cha

ract

erist

ics

of A

SD, a

nd g

ener

al le

vel o

f fun

ctio

ning

by

2012

. IA

CC R

ecom

men

ded

Budg

et: $

5,40

0,00

0 ov

er 3

ye

ars.

11

(7%

) $3

,973

,711

(9

%)

1%

1.S.

C C

ondu

ct a

t lea

st th

ree

stud

ies t

o id

entif

y re

ason

s for

the

heal

th d

ispar

ities

in a

cces

sing

early

sc

reen

ing

and

diag

nosis

serv

ices

by

2012

. IA

CC R

ecom

men

ded

Budg

et:

$2,0

00,0

00 o

ver 2

yea

rs.

1 (1

%)

$139

,072

(<

1%)

<

1%

1.S.

D C

ondu

ct a

t lea

st tw

o st

udie

s to

unde

rsta

nd th

e im

pact

of e

arly

dia

gnos

is on

cho

ice

of in

terv

entio

n an

d ou

tcom

es b

y 20

15.

IACC

Rec

omm

ende

d Bu

dget

: $6,

000,

000

over

5 y

ears

. 0

$0

0%

1.L.

A Id

entif

y be

havi

oral

and

bio

logi

cal m

arke

rs th

at se

para

tely

, or i

n co

mbi

natio

n, a

ccur

atel

y id

entif

y,

befo

re a

ge 2

, one

or m

ore

subt

ypes

of c

hild

ren

at ri

sk fo

r dev

elop

ing

ASD

by 2

014.

IAC

C Re

com

men

ded

Budg

et:

$33,

300,

000

over

5 y

ears

.

43

(29%

) $1

6,46

5,03

4 (3

7%)

5%

1.L.

B D

evel

op a

t lea

st fi

ve m

easu

res o

f beh

avio

ral a

nd/o

r bio

logi

cal h

eter

ogen

eity

in c

hild

ren

or a

dults

w

ith A

SD, b

eyon

d va

riatio

n in

inte

llect

ual d

isabi

lity,

that

cle

arly

rela

te to

etio

logy

and

risk

, tr

eatm

ent r

espo

nse

and/

or o

utco

me

by 2

015.

IAC

C Re

com

men

ded

Budg

et: $

71,1

00,0

00 o

ver 5

ye

ars.

34

(23%

) $8

,760

,010

(2

0%)

3%

1.L.

C Id

entif

y an

d de

velo

p m

easu

res t

o as

sess

at l

east

thre

e “c

ontin

uous

dim

ensio

ns”

(i.e.

, soc

ial

reci

proc

ity, c

omm

unic

atio

n di

sord

ers,

and

repe

titiv

e/re

stric

tive

beha

vior

s) o

f ASD

sym

ptom

s and

se

verit

y th

at c

an b

e us

ed b

y pr

actit

ione

rs a

nd/o

r fam

ilies

to a

sses

s res

pons

e to

inte

rven

tion

for

peop

le w

ith A

SD a

cros

s the

life

span

by

2016

. IA

CC R

ecom

men

ded

Budg

et: $

18,5

00,0

00 o

ver 5

ye

ars.

6 (4

%)

$8

61,0

69

(2%

)

<1

%

NE

W!

NE

W!

17

Page 24: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t AS

D Re

sear

ch P

rogr

ess o

n IA

CC S

trat

egic

Pla

n O

bjec

tives

Que

stio

n 1:

Whe

n sh

ould

I be

conc

erne

d?

2010

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g

1.O

N

ot sp

ecifi

c to

any

obj

ectiv

e 37

(2

5%)

$9,7

66,9

26

(22%

) 3%

Tot

al F

undi

ng fo

r Que

stio

n 1

147

(100

%)

$44,

693,

942

(100

%)

14%

18

Page 25: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 2:

How

can

I und

erst

and

wha

t is h

appe

ning

?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 2.

S.A

Sup

port

at l

east

four

rese

arch

pro

ject

s to

iden

tify

mec

hani

sms o

f met

abol

ic a

nd/o

r im

mun

e sy

stem

in

tera

ctio

ns w

ith th

e ce

ntra

l ner

vous

syst

em th

at m

ay u

nder

lie th

e de

velo

pmen

t of A

SD d

urin

g pr

enat

al-p

ostn

atal

life

by

2010

. IA

CC F

undi

ng B

udge

t: $9

,800

,000

ove

r 4 y

ears

.

30

(10%

) $3

,584

,634

(6

%)

1%

2.S.

B L

aunc

h th

ree

stud

ies t

hat s

peci

fical

ly fo

cus o

n th

e ne

urod

evel

opm

ent o

f fem

ales

with

ASD

, sp

anni

ng b

asic

to c

linic

al re

sear

ch o

n se

x di

ffere

nces

by

2011

. IA

CC R

ecom

men

ded

Budg

et:

$8,9

00,0

00 o

ver 5

yea

rs.

5 (2

%)

$1,3

70,1

07

(2%

) <1

%

2.S.

C Id

entif

y w

ays t

o in

crea

se a

war

enes

s am

ong

the

autis

m sp

ectr

um c

omm

unity

of t

he p

oten

tial v

alue

of

bra

in a

nd ti

ssue

don

atio

n to

furt

her b

asic

rese

arch

by

2011

. IA

CC R

ecom

men

ded

Budg

et:

$1,4

00,0

00 o

ver 2

yea

rs.

2 (1

%)

$726

,911

(1

%)

<1%

2.S.

D L

aunc

h th

ree

stud

ies t

hat t

arge

t im

prov

ed u

nder

stan

ding

of t

he u

nder

lyin

g bi

olog

ical

pat

hway

s of

gene

tic c

ondi

tions

rela

ted

to a

utism

(e.g

. Fra

gile

X, R

ett s

yndr

ome,

tube

rous

scle

rosis

com

plex

) an

d ho

w th

ese

cond

ition

s inf

orm

risk

ass

essm

ent a

nd in

divi

dual

ized

inte

rven

tion

by 2

012.

IACC

Re

com

men

ded

Budg

et: $

9,00

0,00

0 ov

er 5

yea

rs.

48

(16%

) $9

,171

,542

(1

4%)

3%

2.S.

E L

aunc

h th

ree

stud

ies t

hat t

arge

t the

und

erly

ing

biol

ogic

al m

echa

nism

s of c

o-oc

curr

ing

cond

ition

s w

ith a

utism

incl

udin

g se

izure

s/ep

ileps

y, sl

eep

diso

rder

s and

fam

ilial

aut

oim

mun

e di

sord

ers b

y 20

12.

IACC

Rec

omm

ende

d Bu

dget

: $9,

000,

000

over

5 y

ears

.

11

(4%

) $3

,893

,300

(6

%)

1%

2.S.

F L

aunc

h tw

o st

udie

s tha

t foc

us o

n pr

ospe

ctiv

e ch

arac

teriz

atio

n of

chi

ldre

n w

ith re

port

ed re

gres

sion

to in

vest

igat

e po

tent

ial r

isk fa

ctor

s by

2012

. IAC

C Re

com

men

ded

Budg

et: $

4,50

0,00

0 ov

er 5

yea

rs.

0 $0

0%

2.S.

G S

uppo

rt fi

ve st

udie

s tha

t ass

ocia

te sp

ecifi

c ge

noty

pes w

ith fu

nctio

nal o

r str

uctu

ral p

heno

type

s,

incl

udin

g be

havi

oral

and

med

ical

phe

noty

pes (

e.g.

, non

verb

al in

divi

dual

s with

ASD

and

thos

e w

ith

cogn

itive

impa

irmen

ts) b

y 20

15. I

ACC

Reco

mm

ende

d Bu

dget

: $22

,600

,000

ove

r 5 y

ears

.

21

(7%

) $5

,903

,875

(9

%)

2%

2.L.

A C

ompl

ete

a la

rge-

scal

e, m

ulti-

disc

iplin

ary,

col

labo

rativ

e pr

ojec

t tha

t lon

gitu

dina

lly a

nd

com

preh

ensiv

ely

exam

ines

how

the

biol

ogic

al, c

linic

al, a

nd d

evel

opm

enta

l pro

files

of i

ndiv

idua

ls,

with

a sp

ecia

l em

phas

is on

fem

ales

, you

ths,

and

adu

lts w

ith A

SD, c

hang

e ov

er ti

me

as c

ompa

red

to

typi

cally

dev

elop

ing

peop

le b

y 20

20. I

ACC

Reco

mm

ende

d Bu

dget

: $12

6,20

0,00

0 ov

er 1

2 ye

ars.

6 (2

%)

$2,7

21,3

84

(4%

) 1%

NE

W!

NE

W!

NE

W!

NE

W!

19

Page 26: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 2:

How

can

I und

erst

and

wha

t is h

appe

ning

?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 2.

L.B

Lau

nch

at le

ast t

hree

stud

ies w

hich

eva

luat

e th

e ap

plic

abili

ty o

f ASD

phe

noty

pe a

nd/o

r bio

logi

cal

signa

ture

find

ings

for p

erfo

rmin

g di

agno

sis, r

isk a

sses

smen

t, or

clin

ical

inte

rven

tion

by 2

015.

IACC

Re

com

men

ded

Budg

et: $

7,20

0,00

0 ov

er 5

yea

rs.

16

(5%

) $1

,532

,262

(2

%)

<1%

2.O

N

ot sp

ecifi

c to

any

obj

ectiv

e 16

3 (5

4%)

$34,

348,

932

(54%

) 11

%

Tota

l Fun

ding

for Q

uest

ion

2 30

2 (1

00%

) $6

3,25

2,94

9 (1

00%

) 20

%

NE

W!

20

Page 27: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 3:

Wha

t cau

sed

this

to h

appe

n an

d ca

n it

be p

reve

nted

?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 3.

S.A

Coo

rdin

ate

and

impl

emen

t the

incl

usio

n of

app

roxi

mat

ely

20,0

00 su

bjec

ts fo

r gen

ome-

wid

e as

soci

atio

n st

udie

s, a

s wel

l as a

sam

ple

of 1

,200

for s

eque

ncin

g st

udie

s to

exam

ine

mor

e th

an 5

0 ca

ndid

ate

gene

s by

201

1. S

tudi

es sh

ould

inve

stig

ate

fact

ors c

ontr

ibut

ing

to p

heno

typi

c va

riatio

n ac

ross

indi

vidu

als t

hat

shar

e an

iden

tifie

d ge

netic

var

iant

and

stra

tify

subj

ects

acc

ordi

ng to

beh

avio

ral,

cogn

itive

, and

clin

ical

fe

atur

es. I

ACC

Reco

mm

ende

d Bu

dget

: $43

,700

,000

ove

r 4 y

ears

.

11

(6%

) $1

3,92

6,66

3 (1

4%)

4%

3.S.

B W

ithin

the

high

est p

riorit

y ca

tego

ries o

f exp

osur

es fo

r ASD

, ide

ntify

and

stan

dard

ize a

t lea

st th

ree

mea

sure

s for

iden

tifyi

ng m

arke

rs o

f env

ironm

enta

l exp

osur

e in

bio

spec

imen

s by

2011

. IAC

C Re

com

men

ded

Budg

et: $

3,50

0,00

0 ov

er 3

yea

rs.

0

$0

0%

3.

S.C

Initi

ate

effo

rts t

o ex

pand

exi

stin

g la

rge

case

-con

trol

and

oth

er st

udie

s to

enha

nce

capa

bilit

ies f

or

targ

eted

gen

e –

envi

ronm

ent r

esea

rch

by 2

011.

IACC

Rec

omm

ende

d Bu

dget

: $27

,800

,000

ove

r 5 y

ears

. 9

(5%

) $8

,033

,454

(8

%)

3%

3.S.

D E

nhan

ce e

xist

ing

case

-con

trol

stud

ies t

o en

roll

raci

ally

and

eth

nica

lly d

iver

se p

opul

atio

ns a

ffect

ed b

y AS

D by

201

1. IA

CC R

ecom

men

ded

Budg

et: $

3,30

0,00

0 ov

er 5

yea

rs.

3 (2

%)

$103

,827

(<

1%)

<1%

3.S.

E S

uppo

rt a

t lea

st tw

o st

udie

s to

dete

rmin

e if

ther

e ar

e su

bpop

ulat

ions

that

are

mor

e su

scep

tible

to

envi

ronm

enta

l exp

osur

es (e

.g.,

imm

une

chal

leng

es re

late

d to

infe

ctio

ns, v

acci

natio

ns, o

r und

erly

ing

auto

imm

une

prob

lem

s) b

y 20

12. I

ACC

Reco

mm

ende

d Bu

dget

: $8,

000,

000

over

2 y

ears

.

13

(7%

) $1

,739

,200

(2

%)

1%

3.S.

F In

itiat

e st

udie

s on

at le

ast 1

0 en

viro

nmen

tal f

acto

rs id

entif

ied

in th

e re

com

men

datio

ns fr

om th

e 20

07

IOM

repo

rt "A

utism

and

the

Envi

ronm

ent:

Chal

leng

es a

nd O

ppor

tuni

ties f

or R

esea

rch"

as p

oten

tial

caus

es o

f ASD

by

2012

. Est

imat

ed c

ost $

56,0

00,0

00 o

ver 2

yea

rs.

14

(7%

) $2

,952

,960

(3

%)

1%

3.L.

A C

ondu

ct a

mul

ti-sit

e st

udy

of th

e su

bseq

uent

pre

gnan

cies

of 1

,000

wom

en w

ith a

chi

ld w

ith A

SD to

as

sess

the

impa

ct o

f env

ironm

enta

l fac

tors

in a

per

iod

mos

t rel

evan

t to

the

prog

ress

ion

of A

SD b

y 20

14.

IACC

Rec

omm

ende

d Bu

dget

: $11

,100

,000

ove

r 5 y

ears

.

2 (1

%)

$3,7

40,8

12

(4%

) 1%

3.L.

B Id

entif

y ge

netic

risk

fact

ors i

n at

leas

t 50%

of p

eopl

e w

ith A

SD b

y 20

14. I

ACC

Reco

mm

ende

d Bu

dget

: $3

3,90

0,00

0 ov

er 6

yea

rs.

79

(41%

) $4

9,90

5,58

7 (5

0%)

16%

3.L.

C D

eter

min

e th

e ef

fect

of a

t lea

st fi

ve e

nviro

nmen

tal f

acto

rs o

n th

e ris

k fo

r sub

type

s of A

SD in

the

pre-

and

ea

rly p

ostn

atal

per

iod

of d

evel

opm

ent b

y 20

15. I

ACC

Reco

mm

ende

d Bu

dget

: $25

,100

,000

ove

r 7 y

ears

. 10

(5

%)

$1,9

92,2

28

(2%

) 1%

NE

W!

NE

W!

21

Page 28: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 3:

Wha

t cau

sed

this

to h

appe

n an

d ca

n it

be p

reve

nted

?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 3.

L.D

Sup

port

anc

illar

y st

udie

s with

in o

ne o

r mor

e la

rge-

scal

e, p

opul

atio

n-ba

sed

surv

eilla

nce

and

epid

emio

logi

cal s

tudi

es, i

nclu

ding

U.S

. pop

ulat

ions

, to

colle

ct d

ata

on e

nviro

nmen

tal f

acto

rs d

urin

g pr

econ

cept

ion,

and

dur

ing

pren

atal

and

ear

ly p

ostn

atal

dev

elop

men

t, as

wel

l as g

enet

ic d

ata,

that

cou

ld

be p

oole

d (a

s nee

ded)

, to

anal

yze

targ

ets f

or p

oten

tial g

ene/

envi

ronm

ent i

nter

actio

ns b

y 20

15. I

ACC

Reco

mm

ende

d Bu

dget

: $44

,400

,000

ove

r 5 y

ears

.

12

(6%

) $9

,135

,505

(9

%)

3%

3.O

N

ot sp

ecifi

c fo

r any

obj

ectiv

e 39

(2

0%)

$8,5

12,9

80

(9%

) 3%

Tota

l Fun

ding

for Q

uest

ion

3 19

2 (1

00%

) $1

00,0

43,2

16

(100

%)

32%

22

Page 29: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 4:

Whi

ch tr

eatm

ents

and

inte

rven

tions

will

hel

p?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 4.

S.A

Sup

port

at l

east

thre

e ra

ndom

ized

cont

rolle

d tr

ials

that

add

ress

co-

occu

rrin

g m

edic

al c

ondi

tions

as

soci

ated

with

ASD

by

2010

. IAC

C Re

com

men

ded

Budg

et: $

13,4

00,0

00 o

ver 3

yea

rs.

6 (3

%)

$4,7

33,8

41

(7%

) 2%

4.S.

B S

tand

ardi

ze a

nd v

alid

ate

at le

ast 2

0 m

odel

syst

ems (

e.g.

, cel

lula

r and

/or a

nim

al) t

hat r

eplic

ate

feat

ures

of A

SD a

nd w

ill a

llow

iden

tific

atio

n of

spec

ific

mol

ecul

ar ta

rget

s or n

eura

l circ

uits

am

enab

le to

exi

stin

g or

new

inte

rven

tions

by

2012

. IAC

C Re

com

men

ded

Budg

et: $

75,0

00,0

00 o

ver

5 ye

ars.

70

(30%

) $2

0,16

2,70

9 (3

2%)

6%

4.S.

C T

est s

afet

y an

d ef

ficac

y of

at l

east

five

wid

ely

used

inte

rven

tions

(e.g

., nu

triti

on, m

edic

atio

ns,

assis

ted

tech

nolo

gies

, sen

sory

inte

grat

ion,

med

ical

pro

cedu

res)

that

hav

e no

t bee

n rig

orou

sly

stud

ied

for u

se in

ASD

by

2012

. IAC

C Re

com

men

ded

Budg

et: $

27,8

00,0

00 o

ver 5

yea

rs.

30

(13%

) $3

,252

,941

(5

%)

1%

4.S.

D C

ompl

ete

two

mul

ti-sit

e ra

ndom

ized

cont

rolle

d tr

ials

of c

ompr

ehen

sive

early

inte

rven

tion

that

ad

dres

s cor

e sy

mpt

oms,

fam

ily fu

nctio

ning

and

com

mun

ity in

volv

emen

t by

2013

. IAC

C Re

com

men

ded

Budg

et: $

16,7

00,0

00 o

ver 5

yea

rs.

9 (4

%)

$7,5

40,6

13

(12%

) 2%

4.S.

E C

onve

ne a

wor

ksho

p to

adv

ance

the

unde

rsta

ndin

g of

clin

ical

subt

ypes

and

trea

tmen

t pe

rson

aliza

tion

(i.e.

, wha

t are

the

core

sym

ptom

s to

targ

et fo

r tre

atm

ent s

tudi

es) b

y 20

11. I

ACC

Reco

mm

ende

d Bu

dget

: $50

,000

. 0

$0

0%

4.S.

F L

aunc

h fiv

e ra

ndom

ized

cont

rolle

d tr

ials

of in

terv

entio

ns in

clud

ing

biol

ogic

al si

gnat

ures

and

oth

er

mea

sure

s to

pred

ict r

espo

nse,

and

mon

itor q

ualit

y of

life

and

func

tiona

l out

com

es, i

n ea

ch o

f the

fo

llow

ing

grou

ps:

Five

tria

ls in

infa

nts a

nd to

ddle

rs b

y 20

13. I

ACC

Reco

mm

ende

d Bu

dget

: $30

,000

,000

ove

r 5 y

ears

. Th

ree

rand

omize

d co

ntro

lled

tria

ls of

inte

rven

tions

for s

choo

l-age

d ch

ildre

n an

d/or

ado

lesc

ents

by

2013

. IA

CC R

ecom

men

ded

Budg

et: $

18,0

00,0

00 o

ver 5

yea

rs.

Thre

e tr

ials

for a

dults

by

2014

. IAC

C Re

com

men

ded

Budg

et: $

18,0

00,0

00 o

ver 5

yea

rs.

42

(18%

) $9

,791

,270

(1

5%)

3%

4.L.

A C

ompl

ete

at le

ast t

hree

rand

omize

d co

ntro

lled

tria

ls on

med

icat

ions

targ

etin

g co

re s

ympt

oms i

n pe

ople

with

ASD

of a

ll ag

es b

y 20

14. I

ACC

Reco

mm

ende

d Bu

dget

: $22

,200

,000

ove

r 5 y

ears

. 10

(4

%)

$1,1

68,1

46

(2%

) <1

%

4.L.

B D

evel

op in

terv

entio

ns fo

r sib

lings

of p

eopl

e w

ith A

SD w

ith th

e go

al o

f red

ucin

g ris

k re

curr

ence

by

at

leas

t 30%

by

2014

. IAC

C Re

com

men

ded

Budg

et: $

6,70

0,00

0 ov

er 5

yea

rs.

2 (1

%)

$132

,263

(<

1%)

<1%

NE

W!

NE

W!

23

Page 30: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 4:

Whi

ch tr

eatm

ents

and

inte

rven

tions

will

hel

p?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 4.

L.C

Con

duct

at l

east

one

stud

y to

eva

luat

e th

e sa

fety

and

effe

ctiv

enes

s of m

edic

atio

ns c

omm

only

use

d in

the

trea

tmen

t of c

o-oc

curr

ing

cond

ition

s or s

peci

fic b

ehav

iora

l iss

ues i

n pe

ople

with

ASD

by

2015

. IAC

C Re

com

men

ded

Budg

et: $

10,0

00,0

00 o

ver 5

yea

rs.

7 (3

%)

$1,0

61,2

22

(2%

) <1

%

4.O

N

ot sp

ecifi

c to

any

obj

ectiv

e 59

(2

5%)

$15,

560,

011

(25%

) 5%

Tota

l Fun

ding

for Q

uest

ion

4 23

4 (1

00%

) $6

3,40

3,01

4 (1

00%

) 20

%

NE

W!

24

Page 31: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 5:

Whe

re c

an I

turn

for s

ervi

ces?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 5.

S.A

Sup

port

two

stud

ies t

hat a

sses

s how

var

iatio

ns a

nd a

cces

s to

serv

ices

affe

ct fa

mily

func

tioni

ng in

di

vers

e po

pula

tions

, inc

ludi

ng u

nder

serv

ed p

opul

atio

ns, b

y 20

12. I

ACC

Reco

mm

ende

d Bu

dget

: $1

,000

,000

ove

r 3 y

ears

.

1 (3

%)

$499

,999

(6

%)

<1%

5.S.

B C

ondu

ct o

ne st

udy

to e

xam

ine

how

self-

dire

cted

com

mun

ity-b

ased

serv

ices

and

supp

orts

impa

ct

child

ren,

you

th, a

nd a

dults

with

ASD

acr

oss t

he sp

ectr

um b

y 20

14. I

ACC

Reco

mm

ende

d Bu

dget

: $6

,000

,000

ove

r 3 y

ears

.

6 (1

7%)

$446

,340

(5

%)

<1%

5.S.

C Im

plem

ent a

nd e

valu

ate

two

mod

els o

f pol

icy

and

prac

tice-

leve

l coo

rdin

atio

n am

ong

stat

e an

d lo

cal a

genc

ies t

o pr

ovid

e in

tegr

ated

and

com

preh

ensiv

e co

mm

unity

-bas

ed su

ppor

ts a

nd se

rvic

es

that

enh

ance

acc

ess t

o se

rvic

es a

nd su

ppor

ts, s

elf-d

eter

min

atio

n, e

cono

mic

self-

suffi

cien

cy, a

nd

qual

ity o

f life

for p

eopl

e w

ith A

SD a

cros

s the

spec

trum

and

thei

r fam

ilies

, with

at l

east

one

pro

ject

ai

med

at t

he n

eeds

of t

rans

ition

ing

yout

h by

201

5. IA

CC R

ecom

men

ded

Budg

et: $

10,0

00,0

00 o

ver

5 ye

ars.

0 $0

0%

5.L.

A T

est f

our m

etho

ds to

impr

ove

diss

emin

atio

n, im

plem

enta

tion,

and

sust

aina

bilit

y of

evi

denc

e-ba

sed

inte

rven

tions

, ser

vice

s, a

nd su

ppor

ts in

div

erse

com

mun

ity se

ttin

gs b

y 20

13. I

ACC

Reco

mm

ende

d Bu

dget

: $7,

000,

000

over

5 y

ears

.

10

(28%

) $5

,460

,809

(6

3%)

2%

5.L.

B T

est t

he e

ffica

cy a

nd c

ost-

effe

ctiv

enes

s of a

t lea

st fo

ur e

vide

nce-

base

d se

rvic

es a

nd su

ppor

ts fo

r pe

ople

with

ASD

acr

oss t

he sp

ectr

um a

nd o

f all

ages

livi

ng in

com

mun

ity se

ttin

gs b

y 20

15. I

ACC

Reco

mm

ende

d Bu

dget

: $16

,700

,000

ove

r 5 y

ears

.

5 (1

4%)

$103

,722

(1

%)

<1%

5.L.

C E

valu

ate

new

and

exi

stin

g pr

e-se

rvic

e an

d in

-ser

vice

trai

ning

to in

crea

se sk

ill le

vels

in se

rvic

e pr

ovid

ers,

incl

udin

g di

rect

supp

ort w

orke

rs, p

aren

ts a

nd le

gal g

uard

ians

, edu

catio

n st

aff,

and

publ

ic se

rvic

e w

orke

rs to

ben

efit

the

spec

trum

of p

eopl

e w

ith A

SD a

nd p

rom

ote

inte

rdisc

iplin

ary

prac

tice

by 2

015.

IACC

Rec

omm

ende

d Bu

dget

: $8,

000,

000

over

5 y

ears

.

6 (1

7%)

$132

,494

(2

%)

<1%

5.O

N

ot sp

ecifi

c to

any

obj

ectiv

e 8

(22%

) $2

,004

,687

(2

3%)

1%

Tota

l Fun

ding

for Q

uest

ion

5 36

(1

00%

) $8

,648

,050

(1

00%

) 3%

NE

W!

NE

W!

NE

W!

25

Page 32: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 6:

Wha

t doe

s the

futu

re h

old,

par

ticul

arly

for a

dults

?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 6.

S.A

Lau

nch

at le

ast t

wo

stud

ies t

o as

sess

and

cha

ract

erize

var

iatio

n in

the

qual

ity o

f life

for a

dults

on

the

ASD

spec

trum

as i

t rel

ates

to c

hara

cter

istic

s of t

he se

rvic

e de

liver

y sy

stem

(e.g

., sa

fety

, int

egra

ted

empl

oym

ent,

post

-sec

onda

ry e

duca

tiona

l opp

ortu

nitie

s, c

omm

unity

incl

usio

n, se

lf-de

term

inat

ion,

re

latio

nshi

ps, a

nd a

cces

s to

heal

th se

rvic

es a

nd c

omm

unity

-bas

ed se

rvic

es) a

nd d

eter

min

e be

st

prac

tices

by

2012

. IAC

C Re

com

men

ded

Budg

et: $

5,00

0,00

0 ov

er 3

yea

rs.

1 (1

4%)

$20,

000

(1%

) <1

%

6.S.

B E

valu

ate

at le

ast o

ne m

odel

, at t

he st

ate

and

loca

l lev

el, i

n w

hich

exi

stin

g pr

ogra

ms t

o as

sist p

eopl

e w

ith

disa

bilit

ies (

e.g.

, Soc

ial S

ecur

ity A

dmin

istra

tion,

Reh

abili

tatio

n Se

rvic

es A

dmin

istra

tion)

mee

t the

nee

ds

of tr

ansit

ioni

ng y

outh

and

adu

lts w

ith A

SD b

y 20

13. I

ACC

Reco

mm

ende

d Bu

dget

: $5,

000,

000

over

3

year

s.

0 $0

0%

6.S.

C D

evel

op o

ne m

etho

d to

iden

tify

adul

ts a

cros

s the

ASD

spec

trum

who

may

not

be

diag

nose

d, o

r are

m

isdia

gnos

ed, t

o su

ppor

t ser

vice

link

age,

bet

ter u

nder

stan

d pr

eval

ence

, tra

ck o

utco

mes

, with

co

nsid

erat

ion

of e

thic

al is

sues

(ins

uran

ce, e

mpl

oym

ent,

stig

ma)

by

2015

. IAC

C Re

com

men

ded

Budg

et:

$8,4

00,0

00 o

ver 5

yea

rs.

0 $0

0%

6.S.

D C

ondu

ct a

t lea

st o

ne st

udy

to m

easu

re a

nd im

prov

e th

e qu

ality

of l

ife-lo

ng su

ppor

ts b

eing

del

iver

ed in

co

mm

unity

sett

ings

to a

dults

acr

oss t

he sp

ectr

um w

ith A

SD th

roug

h pr

ovisi

on o

f spe

cial

ized

trai

ning

for

dire

ct c

are

staf

f, pa

rent

s, a

nd le

gal g

uard

ians

, inc

ludi

ng a

sses

smen

t and

dev

elop

men

t of A

SD-s

peci

fic

trai

ning

, if n

eces

sary

, by

2015

. IAC

C Re

com

men

ded

Budg

et: $

7,50

0,00

0 ov

er 5

yea

rs.

0 $0

0%

6.L.

A D

evel

op a

t lea

st tw

o in

divi

dual

ized

com

mun

ity-b

ased

inte

rven

tions

that

impr

ove

qual

ity o

f life

or h

ealth

ou

tcom

es fo

r the

spec

trum

of a

dults

with

ASD

by

2015

. IAC

C Re

com

men

ded

Budg

et: $

12,9

00,0

00 o

ver

5 ye

ars.

2 (2

9%)

$509

,965

(3

6%)

<1%

6.L.

B C

ondu

ct o

ne st

udy

that

bui

lds o

n ca

refu

lly c

hara

cter

ized

coho

rts o

f chi

ldre

n an

d yo

uth

with

ASD

to

dete

rmin

e ho

w in

terv

entio

ns, s

ervi

ces,

and

supp

orts

del

iver

ed d

urin

g ch

ildho

od im

pact

adu

lt he

alth

an

d qu

ality

of l

ife o

utco

mes

by

2015

. IAC

C Re

com

men

ded

Budg

et: $

5,00

0,00

0 ov

er 5

yea

rs.

2 (2

9%)

$718

,290

(5

1 %

) <1

%

6.L.

C C

ondu

ct c

ompa

rativ

e ef

fect

iven

ess r

esea

rch

that

incl

udes

a c

ost-

effe

ctiv

enes

s com

pone

nt to

exa

min

e co

mm

unity

-bas

ed in

terv

entio

ns, s

ervi

ces a

nd su

ppor

ts to

impr

ove

heal

th o

utco

mes

and

qua

lity

of li

fe

for a

dults

on

the

ASD

spec

trum

ove

r age

21

by 2

018.

IACC

Rec

omm

ende

d Bu

dget

: $6,

000,

000

over

5

year

s.

0 $0

0%

NE

W!

NE

W!

NE

W!

NE

W!

NE

W!

NE

W!

NE

W!

26

Page 33: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 6:

Wha

t doe

s the

futu

re h

old,

par

ticul

arly

for a

dults

?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Fu

ndin

g Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 6.

L.D

Con

duct

impl

emen

tatio

n re

sear

ch to

test

the

resu

lts fr

om c

ompa

rativ

e ef

fect

iven

ess r

esea

rch

in re

al-

wor

ld se

ttin

gs in

clud

ing

a co

st-e

ffect

iven

ess c

ompo

nent

to im

prov

e he

alth

out

com

es a

nd q

ualit

y of

life

fo

r adu

lts o

n th

e AS

D sp

ectr

um o

ver a

ge 2

1 by

202

3. IA

CC R

ecom

men

ded

Budg

et: $

4,00

0,00

0 ov

er 5

ye

ars.

0 $0

0%

6.O

N

ot sp

ecifi

c to

any

obj

ectiv

e 2

(29%

) $1

59,4

44

(11%

) <1

%

Tota

l Fun

ding

for Q

uest

ion

6 7

(100

%)

$1,4

07,6

99

(100

%)

<1%

NE

W!

27

Page 34: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 7:

Wha

t oth

er in

fras

truc

ture

and

surv

eilla

nce

need

s mus

t be

met

?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Am

ount

Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 7.

A C

ondu

ct a

nee

ds a

sses

smen

t to

dete

rmin

e ho

w to

mer

ge o

r lin

k ad

min

istra

tive

and/

or su

rvei

llanc

e da

taba

ses t

hat a

llow

for t

rack

ing

the

invo

lvem

ent o

f peo

ple

livin

g w

ith A

SD in

hea

lthca

re, e

duca

tion

and

soci

al se

rvic

es b

y 20

09. I

ACC

Reco

mm

ende

d Bu

dget

: $52

0,00

0 ov

er 1

yea

r.

0 $0

0%

7.B

Con

duct

an

annu

al "S

tate

of t

he S

tate

s" a

sses

smen

t of e

xist

ing

stat

e pr

ogra

ms a

nd su

ppor

ts fo

r pe

ople

and

fam

ilies

livi

ng w

ith A

SD b

y 20

09. I

ACC

Reco

mm

ende

d Bu

dget

: $30

0,00

0 ea

ch y

ear.

1

(2%

) $7

,061

(<

1%)

<1%

7.C

Dev

elop

and

hav

e av

aila

ble

to th

e re

sear

ch c

omm

unity

mea

ns b

y w

hich

to m

erge

or l

ink

data

base

s th

at a

llow

for t

rack

ing

the

invo

lvem

ent o

f peo

ple

in A

SD re

sear

ch b

y 20

10. I

ACC

Reco

mm

ende

d Bu

dget

: $1,

300,

000

over

2 y

ears

.

2 (4

%)

$1,6

65,1

80

(11%

) 1%

7.D

Est

ablis

h an

d m

aint

ain

an in

tern

atio

nal n

etw

ork

of b

ioba

nks f

or th

e co

llect

ion

of b

rain

, fib

robl

asts

fo

r plu

ripot

ent s

tem

cel

ls, a

nd o

ther

tiss

ue o

r bio

logi

cal m

ater

ial,

by a

cqui

sitio

n sit

es th

at u

se

stan

dard

ized

prot

ocol

s for

phe

noty

ping

, col

lect

ion,

and

regu

late

d di

strib

utio

n of

lim

ited

sam

ples

by

2011

. Thi

s inc

lude

s dev

elop

ing

fibro

blas

t rep

osito

ries t

o pr

oduc

e pl

urip

oten

t ste

m c

ells.

Pro

toco

ls sh

ould

be

put i

nto

plac

e to

exp

and

the

capa

citie

s of o

ngoi

ng la

rge-

scal

e ch

ildre

n’s s

tudi

es to

col

lect

an

d st

ore

addi

tiona

l bio

mat

eria

ls, p

rom

otin

g de

tect

ion

of b

iolo

gica

l sig

natu

res.

IACC

Rec

omm

ende

d Bu

dget

for e

stab

lishi

ng b

ioba

nks b

y 20

11: $

10,5

00,0

00 o

ver 2

yea

rs. I

ACC

Reco

mm

ende

d Bu

dget

for

mai

ntai

ning

bio

bank

s: $

22,2

00,0

00 o

ver 5

yea

rs.

2 (4

%)

$436

,815

(3

%)

<1%

7.E

Beg

in d

evel

opm

ent o

f a w

eb-b

ased

tool

box

to a

ssist

rese

arch

ers i

n ef

fect

ivel

y an

d re

spon

sibly

di

ssem

inat

ing

thei

r fin

ding

to th

e co

mm

unity

, inc

ludi

ng p

eopl

e w

ith A

SD, t

heir

fam

ilies

, and

hea

lth

prac

titio

ners

by

2011

. IAC

C Re

com

men

ded

Budg

et: $

400,

000

over

2 y

ears

.

2 (4

%)

$330

,662

(2

%)

<1%

7.F

Cre

ate

fund

ing

mec

hani

sms t

hat e

ncou

rage

rapi

d re

plic

atio

n st

udie

s of n

ovel

or c

ritic

al fi

ndin

gs b

y 20

11. (

No

reco

mm

ende

d bu

dget

ass

igne

d by

the

IACC

.) 0

$0

0%

7.G

Dev

elop

a w

eb-b

ased

tool

whi

ch p

rovi

des p

opul

atio

n es

timat

es o

f ASD

pre

vale

nce

for s

tate

s bas

ed

on th

e m

ost r

ecen

t pre

vale

nce

rang

e an

d av

erag

e id

entif

ied

by th

e AD

DM N

etw

ork

by 2

012.

IACC

Bu

dget

Rec

omm

enda

tions

: $20

0,00

0 ov

er 2

yea

rs.

0 $0

0%

7.H

Cre

ate

mec

hani

sms t

o sp

ecifi

cally

supp

ort t

he c

ontr

ibut

ion

of d

ata

from

90

perc

ent o

f new

ly

initi

ated

pro

ject

s to

the

Nat

iona

l Dat

abas

e fo

r Aut

ism R

esea

rch

(NDA

R) a

nd li

nk N

DAR

with

oth

er

exist

ing

data

reso

urce

s by

2012

. IAC

C Re

com

men

ded

Budg

et: $

6,80

0,00

0 ov

er 2

yea

rs.

2 (4

%)

$1,9

32,9

96

(12%

)

1

%

NE

W!

NE

W!

NE

W!

NE

W!

28

Page 35: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Que

stio

n 7:

Wha

t oth

er in

fras

truc

ture

and

surv

eilla

nce

need

s mus

t be

met

?

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Am

ount

Pe

rcen

t of

Tota

l ASD

Fu

ndin

g 7.

I S

uppl

emen

t exi

stin

g AD

DM N

etw

ork

sites

to u

se p

opul

atio

n-ba

sed

surv

eilla

nce

data

to c

ondu

ct a

t le

ast 5

hyp

othe

sis-d

riven

ana

lyse

s eva

luat

ing

fact

ors t

hat m

ay c

ontr

ibut

e to

cha

nges

in A

SD

prev

alen

ce b

y 20

12. I

ACC

Reco

mm

ende

d Bu

dget

: $66

0,00

0 ov

er 2

yea

rs.

15

(33%

) $6

,715

,815

(4

2%)

2%

7.J

Dev

elop

the

pers

onne

l and

tech

nica

l inf

rast

ruct

ure

to a

ssist

stat

es, t

errit

orie

s, a

nd o

ther

cou

ntrie

s w

ho re

ques

t ass

istan

ce d

escr

ibin

g an

d in

vest

igat

ing

pote

ntia

l cha

nges

in th

e pr

eval

ence

of A

SD a

nd

othe

r dev

elop

men

tal d

isabi

litie

s by

2013

. IAC

C Re

com

men

ded

Budg

et: $

1,65

0,00

0 ov

er 3

yea

rs.

11

(24%

) $4

94,4

49

(3%

) <1

%

7.K

Enc

oura

ge p

rogr

ams a

nd fu

ndin

g m

echa

nism

s tha

t exp

and

the

rese

arch

wor

kfor

ce, e

nhan

ce

inte

rdisc

iplin

ary

rese

arch

trai

ning

, and

recr

uit e

arly

car

eer s

cien

tists

into

the

ASD

field

by

2013

. IAC

C Re

com

men

ded

Budg

et: $

5,00

0,00

0 ov

er 3

yea

rs.

7 (1

5%)

$2,5

27,4

72

(16%

) 1%

7.L

Exp

and

the

num

ber o

f ADD

M si

tes i

n or

der t

o co

nduc

t ASD

surv

eilla

nce

in y

oung

er a

nd o

lder

age

gr

oups

; con

duct

com

plem

enta

ry d

irect

scre

enin

g to

info

rm c

ompl

eten

ess o

f ong

oing

surv

eilla

nce;

an

d ex

pand

effo

rts t

o in

clud

e au

tism

subt

ypes

by

2015

. IAC

C Re

com

men

ded

Budg

et: $

16,2

00,0

00

over

5 y

ears

.

2 (4

%)

$699

,304

(4

%)

<1%

7.M

Su

ppor

t 10

"Pro

misi

ng P

ract

ices

" pap

ers t

hat d

escr

ibe

inno

vativ

e an

d su

cces

sful

serv

ices

and

su

ppor

ts b

eing

impl

emen

ted

in c

omm

uniti

es th

at b

enef

it th

e fu

ll sp

ectr

um o

f peo

ple

with

ASD

, w

hich

can

be

repl

icat

ed in

oth

er c

omm

uniti

es b

y 20

15. I

ACC

Reco

mm

ende

d Bu

dget

: $75

,000

ove

r 5

year

s.

0 $0

0%

7.O

N

ot sp

ecifi

c to

any

obj

ectiv

e 2

(4%

) $1

,000

,000

(6

%)

<1%

Tota

l Fun

ding

for Q

uest

ion

7 46

(1

00%

) $1

5,80

9,75

5 (1

00%

) 5%

NE

W!

NE

W!

NE

W!

NE

W!

NE

W!

29

Page 36: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009

IACC

ASD

Por

tfol

io A

naly

sis R

epor

t

ASD

Rese

arch

Pro

gres

s on

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Oth

er –

Not

spec

ific t

o St

rate

gic P

lan

ques

tions

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Am

ount

Pe

rcen

t of

Tota

l ASD

Fu

ndin

g

Oth

er

31

(100

%)

$17,

126,

749

(100

%)

5%

Gran

d To

tal

IACC

Str

ateg

ic P

lan

Obj

ectiv

es

Proj

ects

Am

ount

Pe

rcen

t of

Tota

l ASD

Fu

ndin

g

Tota

l ASD

Fun

ding

for 2

009

995

$314

,385

,374

10

0%

30

Page 37: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009 IACC ASD Portfolio Analysis Report

CHAIR

Thomas R. Insel, M.D. Director National Institute of Mental Health National Institutes of Health Bethesda, MD

FEDERAL MEMBERS James F. Battey, M.D., Ph.D. Henry Claypool Director Director National Institute on Deafness and Office on Disability Other Communication Disorders U.S. Department of Health and Human National Institutes of Health Services Bethesda, MD Washington, DC Linda Birnbaum, Ph.D. Francis S. Collins, M.D., Ph.D. Director Director National Institute of Environmental Health National Institutes of Health Sciences Bethesda, MD National Institutes of Health Research Triangle Park, NC Alan E. Guttmacher, M.D. Acting Director Ellen W. Blackwell, M.S.W. Eunice Kennedy Shriver National Institute Division of Community & Institutional Services of Child Health and Human Development Disabled & Elderly Health Programs Group National Institutes of Health Center for Medicaid and State Operations Bethesda, MD Centers for Medicare and Medicaid Services Baltimore, MD Gail R. Houle, Ph.D. Associate Division Director Coleen Boyle, Ph.D. Research-to-Practice Division Acting Director Early Childhood Programs National Center on Birth Defects and Office of Special Education Programs Developmental Disabilities U.S. Department of Education Centers for Disease Control and Prevention Washington, DC Atlanta, GA

Interagency Autism Coordinating Committee MEMBER ROSTER

31

Page 38: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009 IACC ASD Portfolio Analysis Report

Larke N. Huang, Ph.D. Sharon Lewis Senior Advisor on Children Commissioner Office of the Administrator Administration on Developmental Disabilities Substance Abuse and Mental Health Services Administration for Children and Families Administration Washington, DC Rockville, MD Peter van Dyck, M.D., M.P.H. Walter J. Koroshetz, M.D. Associate Administrator Deputy Director Maternal and child Health National Institute of Neurological Health Resources and Services Administration Disorder and Stroke Rockville, MD National Institutes of Health Bethesda, MD PUBLIC MEMBERS Geraldine Dawson, Ph.D. Lyn Redwood, R.N., M.S.N. Chief Science Officer Co-Founder and Executive Director Autism Speaks Coalition for SafeMinds New York, NY Tyrone, GA

Gerald D. Fischbach, M.D. Denise D. Resnik Scientific Director Board Member and Co-Founder Simons Foundation Autism Research Southwest Autism Research & Resource Initiative Center New York, NY Phoenix, AZ

Lee Grossman Stephen M. Shore, Ed.D. President and CEO Executive Director Autism Society of America Autism Spectrum Consulting and Bethesda, MD Assistant Professor of Special Education Adelphi University

Yvette M. Janvier, M.D. Newton, MA Medical Director Children’s Specialized Hospital Alison Tepper Singer, M.B.A. Toms River, NJ President

Autism Science Foundation Christine M. McKee, J.D. New York, NY Rockville, MD Marjorie Solomon, Ph.D., M.B.A.

Ari Ne’eman Assistant Clinical Professor Founding President University of California, Davis Autistic Self Advocacy Network School of Medicine and M.I.N.D. Washington, DC Institute Sacramento, CA

32

Page 39: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and

2009 IACC ASD Portfolio Analysis Report

NIH/NIMH OFFICE OF AUTISM RESEARCH COORDINATION STAFF 6001 Executive Boulevard, Room 8185, Bethesda, MD 20892

Email: [email protected]

Susan A. Daniels, Ph.D. Nicole Jones Acting Director Web Developer

Elizabeth M. Baden, Ph.D. Miguelina Perez Policy Analyst Management Analyst Erin H. Bryant, M.J. Mary Thomas, Ph.D. Science Writer/Editor Research Analyst Sara E. Dodson, Ph.D.

AAAS Science and Technology Policy Fellow/Health Scientist

33

Page 40: 2009 Autism Spectrum Disorder Research Portfolio Analysis ... · PDF fileInteragency Autism Coordinating Committee June 2011 SUGGESTED CITATION ... xCenters for Disease Control and
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