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Principles of optoelectronic packaging Dealing with the spaghetti of optical and electrical wires ... Copying and processing permitted for non- commercial purposes, on condition that proper reference to the source is given. © Sergiusz Patela, 2000-4

Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

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Page 1: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

Principles of optoelectronic packaging

Dealing with the spaghetti of optical and electrical wires ...

Copying and processing permitted for non-commercial purposes, on condition that proper reference to the source is given.

© Sergiusz Patela, 2000-4

Page 2: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 2

Outline

1. Introduction

2. Optics of optoelectronic packaging

3. Classifications and packaging systems

4. Optoelectronic package requirements

5. Assembly conditions

6. Generic optoelectronic package

7. Design solutions

8. Some notes about materials

Page 3: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 3

Introduction

Packaging – a sequence of technologies that involve • connecting,• protecting,• and manufacturing of the devices

In optoelectronics the package accounts for 60 to 80 percent of current manufacturing expenses in component assembly (in microelectronic the proportion is reversed)

9010

Wafer processing Packaging

8020

O-e device Packaging

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(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 4

Micro versus optoelectronic packaging - similarities, differences, challenges

Microelectronics devices

• high frequency design

• optimized automatic assembly

• planar design

• electrical connection

• components easily recognized (with metal lines as the references)

Optoelectronic devices

• high frequency design

• optimized for manual assembly

• 3D design, difficult visual inspection

• electrical and optical connections

• fiducial markings necessary to enable visualization and recognition of some elements

Page 5: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 5

Future – replacement of electrical interconnections with optical interconnections

• Limitations of classical electronic interconnections (speed, density).

• Compatibility of optical transmission systems and termination (switching, processing) modules

Sooner or later, the wire bonds will talk ...

Page 6: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 6

Optoelectronic device fabrication

• Wafer processing• Thin film processing• Device and subassembly packaging• Fiber handling and alignment• The finishing steps of tuning, adjusting and testing

Question - Why is it so challenging ?Answer - Multiple, proprietary fabrication techniques and processes involved, coupled with a lack of package and material handling standards.

Page 7: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7

Optoelectronic devices assembly process

Chip fabrication

Cleave facets

Facet coatings

Package and wire bond

Burn-in test and bin

Mount and subassembl

y

Align and bond fiber

Test and labeling

Page 8: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 8

Technologies for optoelectronic device assembly

Process DescriptionEutectic component attach(for heat dissipation)

In-situ pulse heat, Au-Sn preform

Epoxy component attach Electrically conductive andnonconductive adhesives

Wire bond Au wire (25µm diameter), Au ribbon(75µm wide)

Fiber alignment Passive of activeActive component Laser, detector, lens, fiber

Page 9: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 9

Optics of optoelectronic packaging – light coupling

Optical loss factors:

1. Efficiency of power transfer (insertion loss)

2. Reflections reduction (back reflection)

Modeling issues: depending on device dimensions

• wave optics or

• ray optics approach has to be applied.

Page 10: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 10

Optoelectronic packaging, the history and the future

1. Early days - manual assembly

2. Contemporary - semiautomatic or automatic assembly; small or medium scale production

3. The future - fully automatic assembly; massive scale production; short time to market for new components

New diagnostic methods will be necessary optoelectronic devices/packages

Note - nowadays optoelectronic packages are complex devices themselves - composed of optical, microwave and thermal elements.

Page 11: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 11

Diagnostic methods for optoelectronic packaging

Testing

1. Operational propertiesoptical (power/sensitivity, coupling efficiencies, optical bandwidth)electrical DCelectrical RF

2. Structural properties (conformity with design detail, internal cracks and voids)

3. Thermal properties

Note: 3D visualization is required optical and optoelectrical elements of the package

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(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 12

Mode Field Diameter

Power density profile of guided light beams can be approximated by Gaussian function:

( ) ( )

−=

2

0

2exp0wrprp

2wo is called the mode-field diameter (MFD). It is diameter at e-2 ~ 13.5% of Pmax

D

c

BACD

MFD

λλ+=

A, B, C, D = empirical parameters, λc – mode cutoff wavelength

Page 13: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 13

Optoelectronic packaging - classification according to the packaging system

Alignment type Notes 1 Passive Possible very high adjustment accuracy.

Inexpensive equipment. Different dies are needed for different application .

2 Active Universal equipment, can be expensive if high precision is required. Feedback during positioning guarantees device perfomance.

3 Mixed

Page 14: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 14

Example of mixed optoelectronic packaging

Schematic showing the construction of the package and the principle of the mixed packaging (note infrared die-bonding)

Page 15: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 15

Photonics devices to be packaged

Device types applications 1 Laser diodes FP, VCSEL, DFB,

DBR Telecommunications, datacom., sensors, aoutomotive industy.

6 Detectors Mainly semidonductor

All kinds of systems

2 DWDM multiplexers and switches

Grating, waveguide, FBG

High speed fiber optic transmission (SM)

3 Filters Intereference, FBG High speed fiber optic transmission (SM), sensors

4 Couplers Fused, integrated optics

Fiber optic systems of all kinds. SM, MM, POF fibers.

5 Isolators Magnetooptic rotators

High speed telecom. In connection with high quality lasers.

6 Optoelectronic integrated circuits

Advanced systems

Page 16: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 16

Design type and package requirements

Construction class Requirements 1 Free space Lenses, beam collimation,

(micro)optical beam-forming elements 2 Waveguides But-coupled waveguides, high

adjustment accuracies 3 Photonics devices arrays Thermal problems arise for emitting

devices. High packaging density (new connector styles may be required – e.g. SFF connectors).

Page 17: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 17

Application and package requirements

Application Packaging requirements 1 Telecommunications Mainly SM fibers, very high accuracy, 20+ years

working time 2 Datacom., networks High accuracy and reliability, SM and MM

fibers, in the future possibly POFs in massive market (FTTH)

3 Automotive industry Very high reliability, lower accuracy. 4 Medicine Special material requirements 5 Sensors Custom parameters, system dependent.

Page 18: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 18

Optoelectronic packaging - assembly conditions

“Optical-path” Assembly-Conditions

Requirements

1 Accuracy <1µm for SM systems, >1µm for MM systems. 10 up to 100µm for POFs and automotive applications.

2 Alignment (levels of freedom) X, Y, Z with different accuracies in different directions. Φ (angle).

3 Alignment method Visual (microscope, camera, image processing) or infrared (“see through the surface”, observation of “hot” active transmission devices (near infrared).

4 Other assembly issues Optical connection efficiency Electrical (electronic protection, ESD) Thermal Hermetization

Page 19: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 19

Communication system level packaging hierarchy

Level Contents general Contents optical Interconnection distance1. System level System service

functions Network interconnections ≥ 100 m

2. Cabinet level Functioning of the system on the rack

Cabinet level interconnection

~ 10 m

3. Unit level Interconnection between packages

Interconnection between modules

< 1 m

4. Board level Board functioning. Power supply

On-board device interconnections and signal transmission

~ 10 cm

5. Fiber level Placement Optical fiber placement ~ 1 cm 6. Beam level Stability, precision Beam focusing ~ 1 µm

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(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 20

“Generic” optoelectronic package

electrical connections

support and temperature stabilization module

active element(s) with adjustment system

window, flat or lens

fiber

cover (hermetization)

fiber holder and adjustment segment

special optical elements (isolators, filters, …)

Page 21: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 21

Fiberoptic photonics systems

• Telecommunications systems. High performance, very high reliability and longevity (up to 30 years), very high unit price. Based on metal, glass, ceramic

• Access network systems. High performance and reliability, mediumlife times (10 years). Low unit price. Based on polymer materials

Page 22: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

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Comparison of different LD – fiber coupling techniques

Butt coupling

Tapered waveguide coupling

Page 23: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

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LD coupling with lenses possibilities

Single lens

double lens

cylindrical lens

GRIN lens

Page 24: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

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singlemode waveguide

waveguide coreplanar waveguide

substrate

Butt - coupling of fiber and strip waveguides

additional block of substrate material

substrate with waveguide

polished surface

singlemode waveguide

Butt coupling of the waveguides with strengthening element

substrate

fiber waveguide

strenghtening element

UV-hardening glueblock of substrate material

epoxy gluestrip waveguide Waveguides connection with fiber

strengthening element (ruby bearing)

F-O to strip waveguide coupling

Page 25: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 25

singlemode waveguide

waveguide coreplanar waveguide

substrate

Butt - coupling of fiber and strip waveguides

Butt coupling vs.lensed fibers

singlemode waveguide

waveguide coreplanar waveguide

substrateLensed coupling of fiber and strip waveguides

Page 26: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 26

Angled waveguides coupling

Polymeric waveguide as short-distance optical interconnections. 45 mirrors applied for use as connects between MM fibers andVCSEL’s. Waveguide: d-PMME, UV-cured epoxy resin. Insertion coupling loss 1dB.

Page 27: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 27

Diluted waveguide (beam-shape engineering)

InP

InGaAsP

planarwaveguide

taperstrip

waveguide

towards fiberwaveguide

light towards optoelectronic element

Cylindrical field distribution, compatible with optical fiber

Elliptical field distribution, incompatible with optical fiber

Page 28: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 28

0

0,5

1

-1,E-05 -5,E-06 0,E+00 5,E-06 1,E-05

Fiberwaveguide

0

0,5

1

-1,E-05 -5,E-06 0,E+00 5,E-06 1,E-050

0,5

1

-1,E-05 -5,E-06 0,E+00 5,E-06 1,E-05

Optical field distribution of a planar and fiber waveguides. Misalignment results in large coupling losses.

Optical field distribution of fiber waveguide and thinned (tapered) planar waveguide.

Field widths are similar, but distributions still differ.

Optical field distribution shaped both by taper and diluted (multilayer) waveguide

Planarwaveguide

Fiberwaveguide

Planarwaveguide

FiberwaveguidePlanarwaveguide

Waveguide thickness [µm]

Waveguide thickness [µm]

Waveguide thickness [µm]

Diluted waveguide optical field distribution

Page 29: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 29

Simple standard package

Standard elements

Telecommunications PIN photodiode with fiber pigtail in standard TO5 package

Waveguide

PIN photodetector

TO5 package

Page 30: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 30

Design of the laser modulebaseplate

laser lens cap isolator holder

shuffle plate

fiber assemblylens isolator

sleve

laser lens isolator fiber

Fiber assembly

solderprimary coating

glue

H. van Tongeren, et al., IEEE Transactions on Components, Packaging and Manufacturing Technology - Part , vol. 18, (1995) 227.

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(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 31

Optoelectronic packaging of advanced modules

Optoelectronic modulator in a microwave package. Package contains modulator chip, microwave preamplifier, impedance matching circuit.

Fiber waveguide microstrip line

Conducting glue

Alundum substrateMicrowave SMA connect.

Microwave package

U-grove

Laser diode package. Laser diode on submount, thermistorand photodiode

Page 32: Outlinedydaktyka2.wemif.pwr.wroc.pl/spatela/pdfy/0430.pdf · 2016-10-11 · (c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 7 Optoelectronic devices assembly process

(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 32

Arrays packaging

Schematic structure of the 2-D VCSEL module

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(c) Sergiusz Patela 2001 Photonic Devices. Optoelectronic Packaging 33

Materials – selection criteria

1. Temperature properties (resistance, stability, resistance above 100C, 200C for short time, thermal coefficients of expansion)

2. Optical properties (attenuation, refractive index)

3. Mechanical properties

4. Manufacturability

5. Environmental resistance (weatherability)

6. Price, availability

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Package types utilized in optoelectronics

Component PackageDual-mode directfeedback laser

14-pin butterfly TO-56

Tunable laser High pin-count butterfly. Lowaspect ration custom package

Pump laser 14-pin butterfly TO-46External modulator High aspect ratio rectangular.

Custom packageVariable optical attenuator Coaxial cylindrical packageReceiver TO-3, TO-18, TO-46, Butterfly.

Low aspect ratio custom packageOptical switch Large square custom package.

Small cubic custom packageIsolator, coupler, splitter Differing length cylindrical

packages