19
C: z %9 $ * ) # " : UNITED STATES DISTRICT COURT UNITED STATES COURTHOUSE 500 PEARL STREET NEW YORK, NY 10007 CHAMBERS OF ROBERT P. PATTERSON, JR. DISTRICT JUDGE September 10, 2008 c: - - C \1 Ortrie D. Smith, Chair (" _, ,_ C CN - Committee on Financial Disclosure c- m ( - Administrative Ofice of the United States Courts < Suite 2-301 , f - - One Columbus Circle, N.E. .. C ., N Washington, D.C. 20544 - Dear Sir: Enclosed are the original and three copies of my Amended Financial Disclosure Report fr Calendar Year 2007. If you have any questions, please call me at 212-805-0238. U.S. District Judge Enclosures

20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

  • Upload
    others

  • View
    2

  • Download
    0

Embed Size (px)

Citation preview

Page 1: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

C:: z. 9

"O

��

UNITED STATES DISTRICT COURT

UNITED STATES COURTHOUSE

500 PEARL STREET

NEW YORK, NY 10007

CHAMBERS OF

ROBERT P. PATTERSON, JR. DISTRICT JUDGE

September 10, 2008

c:::>- -:0Cf) \'11

Ortrie D. Smith, Chair ("") _,, ,_ C>C> -Committee on Financial Disclosure cfl-p m

(;I'\ -

Administrative Office of the United States Courts < Suite 2-301 ,,. ft\

--One Columbus Circle, N.E. .. CJ ..,, N>Washington, D.C. 20544

-

Dear Sir:

Enclosed are the original and three copies of my Amended

Financial Disclosure Report for Calendar Year 2007.

If you have any questions, please call me at 212-805-0238.

U.S. District Judge

Enclosures

Page 2: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

D

c:J U>

Oz -0 (/)

:;:on rn_

..,, -

('"')

:::0

(")

<

CJ

' AOlO Rev. 112008

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2007

1. Person Reporting (last name, first, middle initial) 2. Court or Organization

Patterson, Jr., Robert P U.S. District Court, S.D.N.Y.

4. Title {Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

Nomination, Date

U.S. District Judge (senior) D Initial 0 Annual

Sb. 0 Amended Report

D Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report

09/10/2008

6. Reporting Period

0110112007 to

12/31/2007

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

U.S. District Court with applicable laws and regulations.

Chambers 2550, 500 Pearl St. New York, NY 10007

Reviewing Officer

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

Date

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

0 NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Board of Managers The Havens Relief Fund Society

2.

3. .......

4. 0 r-ri

(/)rri rn

5. c:: (J'.1 rn -

ol> -rir-

)> rn

N f'1 ,.,,,

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[ZJ NONE (No reportable agreements.)

PAR TIES AND TERMS

I.

2.

3.

Page 3: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

!.

2.

3.

4.

FINANCIAL DISCLOSURE REPORT

Page 2 of9

Name of Person Reporting

Patterson, Jr., Robert P

Date of Report

09/10/2008

Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

[2J NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

!.

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[2J NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenl

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[2J NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

5.

Page 4: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

5.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3 of9 Patterson, Jr., Robert P 09/10/2008

V. GIFTS. (Includes those to spouse and dependent children; see pp. 18-31 of filing instructions.)

[Z] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I . Insurance Policy Loan

2. Insurance Policy Loan

3. New England Life (now Met Life) Insurance Po !icy Loan J

John Hancock

National Life Insurance

4.

Page 5: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

Page 4 of9

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Patterson, Jr., Robert P 09/10/2008

VII. INVESTMENTS and TR US TS i1tcome, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (I) (2) ( l ) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

I. Vanguard Group (Keogh) Windsor II Fund E Dividend 0 T 1115 K Partial mandatory redemption

2. Vanguard Group (Keogh) Int. Term Corp. E Interest N T 1115 K Partial mandatory Fund redemption

3. !star Finl Inc. B Dividend K T Partial Sale 12/20 J A

4. Metropolitan Life Ins. A Dividend J T

5. Byron Bergen NY Sched 2.5% 6/15/08 B Interest L T

6. Clarkstown School Dist. 4.5% 4/15/10 A Interest L T

7. Edgemont School Dist. N.Y. 5.50% at B Interest Sale 10/15 J A 1115107 (Greenburgh)

8. New Rochelle City 4% 911103 B Interest K T

9. N.Y. State Env. Fae. 5.6% 9115113 A Interest J T

IO. N.Y. State Env. Fae. 5.25% 6/15/14 c Interest L T

11. Otsego Cnty NY Ind!. Dev. Agy 5.125% c Interest L T 11/1/12

12. Orleans County, NY 4.9% 12/15/14 B Interest K T

13. Syracuse NY Ref. 3% 10/1/08 A Interest K T

14. New York Tax Free Income Fund A Interest J T

15. Chase Bank IRA Cash Equivalent A Interest J T

16. Chase Bank IRA Cash Equivalent A Interest J T

17. Green Point Savings Cash Equivalent A Interest J T

1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 0 =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns Bl and 04)_ F =$50,001 -$I 00,000 G =$I 00,00 I -$1,000,000 HI =$1,000,001 • $5,000,000 H2 More tl1an $5,000,000

2. Value Codes J =$I 5,000 or less K =$15,001 -$50,000 L =$50,00 I -$I 00,000 M =$100,001.- $250,000

(See Columns Cl and 03) N =$250,00 I • $500,000 0 =$500,00 I -$I ,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markel

(See Column C2) U =Book Value V =Other W =Estimated

Page 6: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

I

(I) (3)

' ,' '

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 5of9 Patterson, Jr., Robert P 09/10/2008

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children,- see PP· 34-60 of filing instructwns.J -

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

B. c. D.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(1) (2) (!) (2) (2) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

18. NY Tax Free Income Fund A Interest 1110 Transfer - NY Money Fund

19. Bear Steams New York Money Fund D Interest 0 T 1/10 Transfer from NY Daily Tax

20. Dover Corp. A Dividend Buy 7120 K

21. Dover Corp. Sale 12/14 K Loss

22. Life Cell Corp. None K T Buy 1/9 K

23. Schlumberger Ltd. A Dividend K T Buy 3/19 J

24. Copart, Inc. None K T

25. Dril-Quip Corp. CL-B None K T

26. Harris Stratex Networks, Inc. None Sale 12/14 J Loss

27. Cisco Systems, Inc. None K T Buy 3/12 J

28. Coming Inc. A Dividend K T Buy 4/26 K

29. Exxon Mobil Corp. B Dividend L T

30. Florida East Coast Inds. D Dividend Sale 7/27 K D

31. General Electric A Dividend K T J

32. IBM A Dividend L T

33. !star Financial c Dividend K T

34. Helmerich & Payne Inc. A Dividend K T

l. Income Gain Codes: A =$1,000 or Jess B =$1,00 I - $2,500 c =$2,501 - $5,000 D =$5,00 I - $15,000 E =$15,00 I - $50,000

(See Columns B I and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,00 I - $250,000

(See Columns Cl and 03) N =$250,00 I - $500,000 0 =$500,00 I - $1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

Page 7: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

Page 6 of9

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Patterson, Jr., Robert P 09/10/2008

VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.; -

D NONE (No reportable income, assets, or transactions.)

A. B. c. Description of Assets Income during Gross value at end of

(including trust assets) reporting period reporting period

(!) (2) (I) (2) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

35. Kimco Realty A Dividend Sale

36. Kimco Realty A Dividend Sale

37. Presstek, Inc. None J T Buy

38. Presstek None J T Buy

39. Medco Health Solutions None K T

40. Microsoft Corp. A Dividend K T

41. Questar Corp. A Dividend L T

42. Proctor & Gamble A Dividend K T

43. Teleflex Inc. A Dividend K T

44. TESCO Corp. None K T Buy

45. (AOL) Time Warner A Dividend J T

46. Igene Biotechnology Inc. (WTS) None T

47. N.Y.S. Power Authority 5.625% 1/1/10 A Interest J T

48. Progress Energy, Inc. None T

49. Ultra Life Battery None Sale

50. Symbol Technologies None Sale

5 I. Zoll Medical None Sale

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

Month- Code 2 Code l buyer/seller

Day (J-P) (A-H) (if private

transaction)

2/07 K E

6/19 K E

8/15 J

10/15 J

1105 J

No value

No value

5/8 K A

1/10 K c

11/15 K E

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D 45,001 -$15,000 E =$15,001 -$50,000

(See Columns B 1 and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$!,000,001 -$5,000,000 112 =More than $5,000,000 '

2. Value Codes J =$15,000 or Jess K =$15,00 I - $50,000 L =$50,00I -$100,000 M =$I 00,00 I -$250,000

(See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""Assessment T =Cash Market

(See Column C2) U ""Book Value V =Other W =Estimated

Page 8: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

FINANCIAL DISCLOSURE REPORT

Page 7 of9

Name of Person Reporting

Patterson, Jr., Robert P

Date of Report

09/10/2008

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 of filing instructions.;

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (I) (2) (1) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-HJ or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

52. Air Products & Chemicals A Dividend Sale 8/8 K D

53. International Coal Group, Inc. None K T Buy 10/8 J

54. Brookhaven NY Ind. Dev!. 5/6% 12/1/09 c Interest Sale 12/3 A

I. Income Gain Codes: A =$1,000 or less 8 =$1,001 -$2,500 c =$2,501 -$5,000 D=$5,00l ·$15,000 E =$15,00 I -$50,000

(See Columns Bl and D4) F=$50,001 -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =M ore than $5,oQ0,000

2. Value Codes J =$ l 5,000 or less K =$15,001 -$50,000 L =$50,00 I - $I 00,000 M =$100,001 -$250,000

(See Columns Cl and D3) N =$250,00I - $500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,00 I - $5,000,000 P2 =$5,000,00 I - $25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =A ppraisal R =Cost (Real Estate Only) S ""-Assessment T =Cash Market

(See Column C2) U ""Book Value V =Other W =:=Estimated

Page 9: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

FINANCIAL DISCLOSURE REPORT

Page 8of9

Name of Person Reporting

Patterson, Jr., Robert P

Date of Report

09/10/2008

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicale partofReporl)

Through an oversight due to change of clearing broker in January 2007, I failed to list a purchase by - of Symbol Technolgies in my May 2006 Financial Disclosure Report Purchase was on 5/8/06 for just over $15,000. Sale was made on 1/10/07, as reflected in this Report for 2007.

Page 10: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9 of9 Patterson, Jr., Robert P 09/10/2008

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature ·

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR F AILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

Page 11: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

. l ___ A_o_i_o __ _. _

CJ c.n

--ri ('")

('")

:£: -<

,..,, -

Rev. 112008

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2007

I. Person Reporting (last name. first, middle initial) 2. Court or Organization

Patterson, Jr., Robert P U.S. District Court, S.D.N.Y. 4. Title (Article Ill judges indicate active or senior status; Sa. Report Type {check appropriate type)

magistrate judges indicate full- or part-time)

D Nomination, DateU.S. District Judge (senior) D Initial [Z] Annual

Sb. D Amended Report

D Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report

05/08/2008 6. Reporting Period

01/01/2007 to

12/31/2007 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

U.S. District Court with applicable laws and regulations.

Chambers 2550, 500 Pearl St. New York, NY I 0007

Reviewing Officer

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page.

Date

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

NONE (No reportable positions.) D

POSITION NAME OF ORGANIZATION/ENTITY

I. Board of Managers The Havens Relief Fund Society

2. 3. 4. 5.

r- -r-i ;o m

c:Z> (')II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.) :::0 ::;t:: -0 m

l2J NONE (No reportable agreements.) O)>--ri r- )> < m

PARTIES AND TERMS 9 CJrry CJ1enI. 2. 3.

Page 12: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

INCOME

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2of9 Patterson, Jr., Robert P 05/08/2008

III. N 0 N-INVES TMENT INC 0 ME. (Reporting individual and spouse; see pp. I 7-24 of filing instructions.)

A. Filer's Non-Investment Income

[2J NONE (No reportable non-investment income.)

SOURCE AND TYPE (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except/or honoraria.)

[2J NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 oj)iling instructions.)

[2J NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

3.

4.

5.

Page 13: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

I. John Hancock

2. National Life Insurance

3. New England Life (now Met Life)

4.

5.

FINANCIAL DISCLOSURE REPORT

Page 3of9

Name of Person Reporting

Patterson, Jr., Robert P

Date of Report

05/08/2008

V• GIFTS. (Includes those to spouse and dependent children; see pp. 28-3I of filing instructions.)

[Z] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

Insurance Policy Loan

Insurance Policy Loan

Insurance Pol icy Loan

Page 14: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

of filing

I

E

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 4of9 Patterson, Jr., Robert P 05/08/2008

VII. INVESTMENTS and TR US TS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 instructions.)-

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

B. c. D.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

I. Vanguard Group (Keogh) Windsor II Fund Dividend 0 T l/15 K Partial mandatory redemption

2. Vanguard Group (Keogh) Int. Tenn Corp. E Interest N T 1115 K Partial mandatory Fund redemption

3. !star Finl Inc. B Dividend K T Partial Sale 12120 J A

Metropolitan Life Ins. 4. A Dividend J T

5. Byron Bergen NY Sched 2.5% 6/15/08 B Interest L T

6. Clarkstown School Dist. 4.5% 4115110 A Interest L T

7. Edgemont School Dist. N.Y. 5.50% at B Interest Sale 1/15/07 (Greenburgh)

8. New Rochelle City 4% 911103 B Interest K T

9. N.Y. State Env. Fae. 5.6% 9115113 A Interest J T

IO. N.Y. State Env. Fae. 5.25% 6/15/14 c Interest L T

11. Otsego Cnty NY Ind!. Dev. Agy 5.125% c Interest L T 11/1/12

12. Orleans County, NY 4.9% 12/15/14 B Interest K T

13. Syracuse NY Ref. 3% 10/1/08 A Interest K T

14. New York Tax Free Income Fund A Interest J T

15. Chase Bank IRA Cash Equivalent A Interest J T

16. Chase Bank IRA Cash Equivalent A Interest J T

17. Green Point Savings Cash Equivalent A Interest J T

10115 J A

I. Income Gain Codes: A =$1,000 or less B =$1.00 I - $2.500 c =$2,501 - $5,000 0 =$5,00 I - $15,000 E =$15,00 I - $50,000

(Sec Columns B 1 and 04) F =$50,001 - $100,000 G =$100.001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001. $50,000 L =$50,001 - $100,000 M =$100.00 I • $250,000

(Sec Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5.000,00 I - $25,000,000

P3 =$25,000,00 I - $50,000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated

Page 15: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

I

D.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 5of9 05/08/2008Patterson, Jr., Robert P

VII. INVESTMENTS and TR US TS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

B. c.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

( l ) (2) (l ) (2) (l ) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code l div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

18. NY Tax Free Income Fund A Interest 1110 Transfer - NY Money Fund

19. Bear Steams New York Money Fund D Interest 0 T

20. Dover Corp. A Dividend Buy

21. Dover Corp. Sale

22. Life Cell Corp. None K T Buy

23. Schlumberger Ltd. A Dividend K T Buy

24. Copart, Inc. None K T

25. Dril-Quip Corp. CL-B None K T

26. Harris Stratex Networks, Inc. None Sale

27. Cisco Systems, Inc. None K T Buy

28. Coming Inc. A Dividend K T Buy

29. Exxon Mobil Corp. B Dividend L T

30. Florida East Coast Inds. D Dividend Sale

31. General Electric A Dividend K T

32. IBM A Dividend L T

33. !star Financial c Dividend K T

34. Helmerich & Payne Inc. A Dividend K T

1/10 Transfer from NY Daily Tax

7120 K

12/14 K Loss

119 K

3/19 J

12/14 J Loss

3112 J

4/26 K

7/27 K D

J

I. Income Gain Codes: A s 1.000 or less B SJ.001 - $2.500 c =$2,501 - $5,000 0 =$5,00 I - $15,000 E =$15,001 - $50,000

(Sec Columns BI and 04) F =$50.00 I - SI 00.000 G =$100.00 I - S 1.000.000 HI =$1,000,001 - $5.000,000 H2 =More than $5,000,000

2. Value Codes J =$15.000 or less K =$15.00 I - $50.000 L =$50,00 I - $I 00.000 M =$I 00,00 I - $250,000

(Sec Columns Cl and 03) N =$250,00 I - $500,000 0 =$500,00 I - S 1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,00 I - $25,000,000

P3 =$25.000,00 I - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Apprn1sal R =Cost (Rea! btatc Only) S "'Assessment T "'Cash Market

(Sec Column C2) U ""Book Value V =Other W =Estimated

Page 16: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

35.

37.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 6of9 Patterson, Jr., Robert P 05/08/2008

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

Kimco Realty

B. c. D.

Income during Gross value at end of Transactions during reponing period

reponing period reponing period

{I) (2) (I) (2) {I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

A Dividend Sale 2/07 K E

36. Kimco Realty A Dividend Sale 6/19 K E

Presstek, Inc. None J T Buy 8115 J

38. Presstek None J T Buy 10/15 J

39. Medco Health Solutions None K T

40. Microsoft Corp. A Dividend K T

41. Questar Corp. A Dividend L T

42. Proctor & Gamble A Dividend K T

43. Teleflex Inc. A Dividend K T

44. TESCO Corp. None K T Buy 1/05 J

45. (AOL) Time Warner A Dividend J T

46. !gene Biotechnology Inc. (WTS) None T No value

47. N.Y.S. Power Authority 5.625% 1/1/10 A Interest J T

48. Progress Energy, Inc. None T No value

49. Ultra Life Battery None Sale 5/8 K A

50. Symbol Technologies None Sale I/IO K c

51. Zoll Medical None Sale ll/15 K E

I. Income Gain Codes: A =$1,000 or Jess B "$ 1,00 I -$2,500 C =$2.50 I - $5,000 0 =$5.00 I -$15,000 E =$15.001 - $50.000

(See Columns BI and 04) F =$50,00 I -$I 00.000 p =$I 00,00 I - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or Jess K =$15.001 -$50,000 L =$50,001 - $\00,000 M =$100.001 -$250,000

(Sec Columns CI and 03) N =$250.00 I - $500,000 0 =$500,00 I -$ J .000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U ""Book Value V =Other W =Estimated

Page 17: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

B.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 7of9 05/08/2008Patterson, Jr., Robert P

VII. INVESTMENTS and TR US TS income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.; -

D NONE (No reportable income, assets, or transactions.)

A. c. D.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5)

Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

52. Air Products & Chemicals A Dividend Sale 8/8 K D

53. International Coal Group, Inc. None K T Buy 10/8 J

I. Income Gain Codes: A =$1,000 or less B =$1,00 I - $2,500 c =$2,501 - $5,000 0 =$5,00 I - $I 5,000 E =$15,00I - $50,000

(Sec l=olurnns BI and 04) F=$50,00I -$100,000 G =$100,00 I -$I ,000,000 HI =$1,000,001 -$5,000.000 H2 =More than $5,000,000

2. Value Codes J =$I5,000 or less K =$15,001 - $50,000 L =$50,00 I -$I 00,000 M =$ 100,00 I - $250,000

(Sec Columns Cl and 03) N =$250,00 I - $500,000 0 =$500,00 I -$1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,00 I -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U ""Book Value V =Other W =Estimated

Page 18: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 8 of9 05/08/2008Patterson, Jr., Robert P

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/ReporL)

Through an oversight due to change of clearing broker in January 2007, I failed to list a purchase by - of Symbol Technolgies in my May 2006 Financial Disclosure Report. Purchase was on 5/8/06 for just over $15,000. Sale was made on 1/10/07, as reflected in this Report for 2007.

Page 19: 20544 - Judicial Watch · Chambers 2550, 500 Pearl St. New York, NY 10007 Reviewing Officer ... exempt rom prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code

FINANCIAL DISCLOSURE REPORT

Page 9of9

Name of Person Reporting

Patterson, Jr., Robert P

Date of Report

05/08/2008

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N . E .

Washington, D.C. 20544