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UNITED STATES DISTRICT COURT
UNITED STATES COURTHOUSE
500 PEARL STREET
NEW YORK, NY 10007
CHAMBERS OF
ROBERT P. PATTERSON, JR. DISTRICT JUDGE
September 10, 2008
c:::>- -:0Cf) \'11
Ortrie D. Smith, Chair ("") _,, ,_ C>C> -Committee on Financial Disclosure cfl-p m
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Administrative Office of the United States Courts < Suite 2-301 ,,. ft\
--One Columbus Circle, N.E. .. CJ ..,, N>Washington, D.C. 20544
-
Dear Sir:
Enclosed are the original and three copies of my Amended
Financial Disclosure Report for Calendar Year 2007.
If you have any questions, please call me at 212-805-0238.
U.S. District Judge
Enclosures
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' AOlO Rev. 112008
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2007
1. Person Reporting (last name, first, middle initial) 2. Court or Organization
Patterson, Jr., Robert P U.S. District Court, S.D.N.Y.
4. Title {Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)
Nomination, Date
U.S. District Judge (senior) D Initial 0 Annual
Sb. 0 Amended Report
D Final
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)
3. Date of Report
09/10/2008
6. Reporting Period
0110112007 to
12/31/2007
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance
U.S. District Court with applicable laws and regulations.
Chambers 2550, 500 Pearl St. New York, NY 10007
Reviewing Officer
IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
Date
I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)
0 NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
I. Board of Managers The Havens Relief Fund Society
2.
3. .......
4. 0 r-ri
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5. c:: (J'.1 rn -
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II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[ZJ NONE (No reportable agreements.)
PAR TIES AND TERMS
I.
2.
3.
!.
2.
3.
4.
FINANCIAL DISCLOSURE REPORT
Page 2 of9
Name of Person Reporting
Patterson, Jr., Robert P
Date of Report
09/10/2008
Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer's Non-Investment Income
[2J NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
!.
2.
3.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
[2J NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
4.
IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenl
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
[2J NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
5.
5.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 3 of9 Patterson, Jr., Robert P 09/10/2008
V. GIFTS. (Includes those to spouse and dependent children; see pp. 18-31 of filing instructions.)
[Z] NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
I.
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)
D NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
I . Insurance Policy Loan
2. Insurance Policy Loan
3. New England Life (now Met Life) Insurance Po !icy Loan J
John Hancock
National Life Insurance
4.
Page 4 of9
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Patterson, Jr., Robert P 09/10/2008
VII. INVESTMENTS and TR US TS i1tcome, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.) -
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) ( l ) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
I. Vanguard Group (Keogh) Windsor II Fund E Dividend 0 T 1115 K Partial mandatory redemption
2. Vanguard Group (Keogh) Int. Term Corp. E Interest N T 1115 K Partial mandatory Fund redemption
3. !star Finl Inc. B Dividend K T Partial Sale 12/20 J A
4. Metropolitan Life Ins. A Dividend J T
5. Byron Bergen NY Sched 2.5% 6/15/08 B Interest L T
6. Clarkstown School Dist. 4.5% 4/15/10 A Interest L T
7. Edgemont School Dist. N.Y. 5.50% at B Interest Sale 10/15 J A 1115107 (Greenburgh)
8. New Rochelle City 4% 911103 B Interest K T
9. N.Y. State Env. Fae. 5.6% 9115113 A Interest J T
IO. N.Y. State Env. Fae. 5.25% 6/15/14 c Interest L T
11. Otsego Cnty NY Ind!. Dev. Agy 5.125% c Interest L T 11/1/12
12. Orleans County, NY 4.9% 12/15/14 B Interest K T
13. Syracuse NY Ref. 3% 10/1/08 A Interest K T
14. New York Tax Free Income Fund A Interest J T
15. Chase Bank IRA Cash Equivalent A Interest J T
16. Chase Bank IRA Cash Equivalent A Interest J T
17. Green Point Savings Cash Equivalent A Interest J T
1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 0 =$5,001 -$15,000 E =$15,001 -$50,000
(See Columns Bl and 04)_ F =$50,001 -$I 00,000 G =$I 00,00 I -$1,000,000 HI =$1,000,001 • $5,000,000 H2 More tl1an $5,000,000
2. Value Codes J =$I 5,000 or less K =$15,001 -$50,000 L =$50,00 I -$I 00,000 M =$100,001.- $250,000
(See Columns Cl and 03) N =$250,00 I • $500,000 0 =$500,00 I -$I ,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markel
(See Column C2) U =Book Value V =Other W =Estimated
I
(I) (3)
' ,' '
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 5of9 Patterson, Jr., Robert P 09/10/2008
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children,- see PP· 34-60 of filing instructwns.J -
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (!) (2) (2) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
18. NY Tax Free Income Fund A Interest 1110 Transfer - NY Money Fund
19. Bear Steams New York Money Fund D Interest 0 T 1/10 Transfer from NY Daily Tax
20. Dover Corp. A Dividend Buy 7120 K
21. Dover Corp. Sale 12/14 K Loss
22. Life Cell Corp. None K T Buy 1/9 K
23. Schlumberger Ltd. A Dividend K T Buy 3/19 J
24. Copart, Inc. None K T
25. Dril-Quip Corp. CL-B None K T
26. Harris Stratex Networks, Inc. None Sale 12/14 J Loss
27. Cisco Systems, Inc. None K T Buy 3/12 J
28. Coming Inc. A Dividend K T Buy 4/26 K
29. Exxon Mobil Corp. B Dividend L T
30. Florida East Coast Inds. D Dividend Sale 7/27 K D
31. General Electric A Dividend K T J
32. IBM A Dividend L T
33. !star Financial c Dividend K T
34. Helmerich & Payne Inc. A Dividend K T
l. Income Gain Codes: A =$1,000 or Jess B =$1,00 I - $2,500 c =$2,501 - $5,000 D =$5,00 I - $15,000 E =$15,00 I - $50,000
(See Columns B I and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,00 I - $250,000
(See Columns Cl and 03) N =$250,00 I - $500,000 0 =$500,00 I - $1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V =Other W =Estimated
Page 6 of9
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Patterson, Jr., Robert P 09/10/2008
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.; -
D NONE (No reportable income, assets, or transactions.)
A. B. c. Description of Assets Income during Gross value at end of
(including trust assets) reporting period reporting period
(!) (2) (I) (2) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)
(Q-W)
35. Kimco Realty A Dividend Sale
36. Kimco Realty A Dividend Sale
37. Presstek, Inc. None J T Buy
38. Presstek None J T Buy
39. Medco Health Solutions None K T
40. Microsoft Corp. A Dividend K T
41. Questar Corp. A Dividend L T
42. Proctor & Gamble A Dividend K T
43. Teleflex Inc. A Dividend K T
44. TESCO Corp. None K T Buy
45. (AOL) Time Warner A Dividend J T
46. Igene Biotechnology Inc. (WTS) None T
47. N.Y.S. Power Authority 5.625% 1/1/10 A Interest J T
48. Progress Energy, Inc. None T
49. Ultra Life Battery None Sale
50. Symbol Technologies None Sale
5 I. Zoll Medical None Sale
D.
Transactions during reporting period
(2) (3) (4) (5) Date Value Gain Identity of
Month- Code 2 Code l buyer/seller
Day (J-P) (A-H) (if private
transaction)
2/07 K E
6/19 K E
8/15 J
10/15 J
1105 J
No value
No value
5/8 K A
1/10 K c
11/15 K E
I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D 45,001 -$15,000 E =$15,001 -$50,000
(See Columns B 1 and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$!,000,001 -$5,000,000 112 =More than $5,000,000 '
2. Value Codes J =$15,000 or Jess K =$15,00 I - $50,000 L =$50,00I -$100,000 M =$I 00,00 I -$250,000
(See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""Assessment T =Cash Market
(See Column C2) U ""Book Value V =Other W =Estimated
FINANCIAL DISCLOSURE REPORT
Page 7 of9
Name of Person Reporting
Patterson, Jr., Robert P
Date of Report
09/10/2008
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (1) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-HJ or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
52. Air Products & Chemicals A Dividend Sale 8/8 K D
53. International Coal Group, Inc. None K T Buy 10/8 J
54. Brookhaven NY Ind. Dev!. 5/6% 12/1/09 c Interest Sale 12/3 A
I. Income Gain Codes: A =$1,000 or less 8 =$1,001 -$2,500 c =$2,501 -$5,000 D=$5,00l ·$15,000 E =$15,00 I -$50,000
(See Columns Bl and D4) F=$50,001 -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =M ore than $5,oQ0,000
2. Value Codes J =$ l 5,000 or less K =$15,001 -$50,000 L =$50,00 I - $I 00,000 M =$100,001 -$250,000
(See Columns Cl and D3) N =$250,00I - $500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,00 I - $5,000,000 P2 =$5,000,00 I - $25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =A ppraisal R =Cost (Real Estate Only) S ""-Assessment T =Cash Market
(See Column C2) U ""Book Value V =Other W =:=Estimated
FINANCIAL DISCLOSURE REPORT
Page 8of9
Name of Person Reporting
Patterson, Jr., Robert P
Date of Report
09/10/2008
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicale partofReporl)
Through an oversight due to change of clearing broker in January 2007, I failed to list a purchase by - of Symbol Technolgies in my May 2006 Financial Disclosure Report Purchase was on 5/8/06 for just over $15,000. Sale was made on 1/10/07, as reflected in this Report for 2007.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 9 of9 Patterson, Jr., Robert P 09/10/2008
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature ·
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR F AILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544
. l ___ A_o_i_o __ _. _
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Rev. 112008
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2007
I. Person Reporting (last name. first, middle initial) 2. Court or Organization
Patterson, Jr., Robert P U.S. District Court, S.D.N.Y. 4. Title (Article Ill judges indicate active or senior status; Sa. Report Type {check appropriate type)
magistrate judges indicate full- or part-time)
D Nomination, DateU.S. District Judge (senior) D Initial [Z] Annual
Sb. D Amended Report
D Final
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)
3. Date of Report
05/08/2008 6. Reporting Period
01/01/2007 to
12/31/2007 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance
U.S. District Court with applicable laws and regulations.
Chambers 2550, 500 Pearl St. New York, NY I 0007
Reviewing Officer
IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page.
Date
I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)
NONE (No reportable positions.) D
POSITION NAME OF ORGANIZATION/ENTITY
I. Board of Managers The Havens Relief Fund Society
2. 3. 4. 5.
r- -r-i ;o m
c:Z> (')II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.) :::0 ::;t:: -0 m
l2J NONE (No reportable agreements.) O)>--ri r- )> < m
PARTIES AND TERMS 9 CJrry CJ1enI. 2. 3.
INCOME
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 2of9 Patterson, Jr., Robert P 05/08/2008
III. N 0 N-INVES TMENT INC 0 ME. (Reporting individual and spouse; see pp. I 7-24 of filing instructions.)
A. Filer's Non-Investment Income
[2J NONE (No reportable non-investment income.)
SOURCE AND TYPE (yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except/or honoraria.)
[2J NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
4.
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 oj)iling instructions.)
[2J NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I.
2.
3.
4.
5.
I. John Hancock
2. National Life Insurance
3. New England Life (now Met Life)
4.
5.
FINANCIAL DISCLOSURE REPORT
Page 3of9
Name of Person Reporting
Patterson, Jr., Robert P
Date of Report
05/08/2008
V• GIFTS. (Includes those to spouse and dependent children; see pp. 28-3I of filing instructions.)
[Z] NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
I.
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
D NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
Insurance Policy Loan
Insurance Policy Loan
Insurance Pol icy Loan
of filing
I
E
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 4of9 Patterson, Jr., Robert P 05/08/2008
VII. INVESTMENTS and TR US TS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 instructions.)-
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
I. Vanguard Group (Keogh) Windsor II Fund Dividend 0 T l/15 K Partial mandatory redemption
2. Vanguard Group (Keogh) Int. Tenn Corp. E Interest N T 1115 K Partial mandatory Fund redemption
3. !star Finl Inc. B Dividend K T Partial Sale 12120 J A
Metropolitan Life Ins. 4. A Dividend J T
5. Byron Bergen NY Sched 2.5% 6/15/08 B Interest L T
6. Clarkstown School Dist. 4.5% 4115110 A Interest L T
7. Edgemont School Dist. N.Y. 5.50% at B Interest Sale 1/15/07 (Greenburgh)
8. New Rochelle City 4% 911103 B Interest K T
9. N.Y. State Env. Fae. 5.6% 9115113 A Interest J T
IO. N.Y. State Env. Fae. 5.25% 6/15/14 c Interest L T
11. Otsego Cnty NY Ind!. Dev. Agy 5.125% c Interest L T 11/1/12
12. Orleans County, NY 4.9% 12/15/14 B Interest K T
13. Syracuse NY Ref. 3% 10/1/08 A Interest K T
14. New York Tax Free Income Fund A Interest J T
15. Chase Bank IRA Cash Equivalent A Interest J T
16. Chase Bank IRA Cash Equivalent A Interest J T
17. Green Point Savings Cash Equivalent A Interest J T
10115 J A
I. Income Gain Codes: A =$1,000 or less B =$1.00 I - $2.500 c =$2,501 - $5,000 0 =$5,00 I - $15,000 E =$15,00 I - $50,000
(Sec Columns B 1 and 04) F =$50,001 - $100,000 G =$100.001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001. $50,000 L =$50,001 - $100,000 M =$100.00 I • $250,000
(Sec Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5.000,00 I - $25,000,000
P3 =$25,000,00 I - $50,000.000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Value V =Other W =Estimated
I
D.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 5of9 05/08/2008Patterson, Jr., Robert P
VII. INVESTMENTS and TR US TS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
( l ) (2) (l ) (2) (l ) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code l div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
18. NY Tax Free Income Fund A Interest 1110 Transfer - NY Money Fund
19. Bear Steams New York Money Fund D Interest 0 T
20. Dover Corp. A Dividend Buy
21. Dover Corp. Sale
22. Life Cell Corp. None K T Buy
23. Schlumberger Ltd. A Dividend K T Buy
24. Copart, Inc. None K T
25. Dril-Quip Corp. CL-B None K T
26. Harris Stratex Networks, Inc. None Sale
27. Cisco Systems, Inc. None K T Buy
28. Coming Inc. A Dividend K T Buy
29. Exxon Mobil Corp. B Dividend L T
30. Florida East Coast Inds. D Dividend Sale
31. General Electric A Dividend K T
32. IBM A Dividend L T
33. !star Financial c Dividend K T
34. Helmerich & Payne Inc. A Dividend K T
1/10 Transfer from NY Daily Tax
7120 K
12/14 K Loss
119 K
3/19 J
12/14 J Loss
3112 J
4/26 K
7/27 K D
J
I. Income Gain Codes: A s 1.000 or less B SJ.001 - $2.500 c =$2,501 - $5,000 0 =$5,00 I - $15,000 E =$15,001 - $50,000
(Sec Columns BI and 04) F =$50.00 I - SI 00.000 G =$100.00 I - S 1.000.000 HI =$1,000,001 - $5.000,000 H2 =More than $5,000,000
2. Value Codes J =$15.000 or less K =$15.00 I - $50.000 L =$50,00 I - $I 00.000 M =$I 00,00 I - $250,000
(Sec Columns Cl and 03) N =$250,00 I - $500,000 0 =$500,00 I - S 1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,00 I - $25,000,000
P3 =$25.000,00 I - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Apprn1sal R =Cost (Rea! btatc Only) S "'Assessment T "'Cash Market
(Sec Column C2) U ""Book Value V =Other W =Estimated
35.
37.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 6of9 Patterson, Jr., Robert P 05/08/2008
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
Kimco Realty
B. c. D.
Income during Gross value at end of Transactions during reponing period
reponing period reponing period
{I) (2) (I) (2) {I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
A Dividend Sale 2/07 K E
36. Kimco Realty A Dividend Sale 6/19 K E
Presstek, Inc. None J T Buy 8115 J
38. Presstek None J T Buy 10/15 J
39. Medco Health Solutions None K T
40. Microsoft Corp. A Dividend K T
41. Questar Corp. A Dividend L T
42. Proctor & Gamble A Dividend K T
43. Teleflex Inc. A Dividend K T
44. TESCO Corp. None K T Buy 1/05 J
45. (AOL) Time Warner A Dividend J T
46. !gene Biotechnology Inc. (WTS) None T No value
47. N.Y.S. Power Authority 5.625% 1/1/10 A Interest J T
48. Progress Energy, Inc. None T No value
49. Ultra Life Battery None Sale 5/8 K A
50. Symbol Technologies None Sale I/IO K c
51. Zoll Medical None Sale ll/15 K E
I. Income Gain Codes: A =$1,000 or Jess B "$ 1,00 I -$2,500 C =$2.50 I - $5,000 0 =$5.00 I -$15,000 E =$15.001 - $50.000
(See Columns BI and 04) F =$50,00 I -$I 00.000 p =$I 00,00 I - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K =$15.001 -$50,000 L =$50,001 - $\00,000 M =$100.001 -$250,000
(Sec Columns CI and 03) N =$250.00 I - $500,000 0 =$500,00 I -$ J .000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U ""Book Value V =Other W =Estimated
B.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 7of9 05/08/2008Patterson, Jr., Robert P
VII. INVESTMENTS and TR US TS income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.; -
D NONE (No reportable income, assets, or transactions.)
A. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5)
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
52. Air Products & Chemicals A Dividend Sale 8/8 K D
53. International Coal Group, Inc. None K T Buy 10/8 J
I. Income Gain Codes: A =$1,000 or less B =$1,00 I - $2,500 c =$2,501 - $5,000 0 =$5,00 I - $I 5,000 E =$15,00I - $50,000
(Sec l=olurnns BI and 04) F=$50,00I -$100,000 G =$100,00 I -$I ,000,000 HI =$1,000,001 -$5,000.000 H2 =More than $5,000,000
2. Value Codes J =$I5,000 or less K =$15,001 - $50,000 L =$50,00 I -$I 00,000 M =$ 100,00 I - $250,000
(Sec Columns Cl and 03) N =$250,00 I - $500,000 0 =$500,00 I -$1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,00 I -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U ""Book Value V =Other W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 8 of9 05/08/2008Patterson, Jr., Robert P
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/ReporL)
Through an oversight due to change of clearing broker in January 2007, I failed to list a purchase by - of Symbol Technolgies in my May 2006 Financial Disclosure Report. Purchase was on 5/8/06 for just over $15,000. Sale was made on 1/10/07, as reflected in this Report for 2007.
FINANCIAL DISCLOSURE REPORT
Page 9of9
Name of Person Reporting
Patterson, Jr., Robert P
Date of Report
05/08/2008
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N . E .
Washington, D.C. 20544