2405695 Marcucci Landscape History as a Planning Tool

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  • Landscape history as a planning tool

    Daniel J. Marcucci*

    103 Woodland Drive, York, PA 17403, USA

    Received 5 February 1999; received in revised form 5 November 1999; accepted 14 January 2000

    Abstract

    Landscapes are constantly changing, both ecologically and culturally, and the vectors of change occur over many time

    scales. In order to plan landscapes, they must be understood within their spatial and temporal contexts. This paper argues that

    the inevitable dynamism in a landscape requires planning to explain and to deal with change. However, planning has been

    slow to do this, in part because it is inadequately equipped to analyze both rapid change and gradual evolution. A landscape

    history exposes the evolutionary patterns of a specific landscape by revealing its ecological stages, cultural periods, and

    keystone processes. Such a history can be a valuable tool as it has the potential to improve description, prediction, and

    prescription in landscape planning.

    In proposing landscape history as a tool for planning, I specifically address four questions. Why is this tool needed in

    landscape planning? What form should landscape history take? What are the obstacles to acquiring good landscape histories?

    And, what are the potential benefits of using history in landscape planning? To illustrate this proposition, I draw from an

    example of landscape history developed for Long Pond, Pennsylvania. # 2000 Elsevier Science B.V. All rights reserved.

    Keywords: Landscape history; Landscape change; Planning tools; Historiography; Keystone processes

    1. The need for history in landscape planning

    There is a landscape in the Pocono Mountains of

    northeastern Pennsylvania that is unique in many

    ways. This flat tableland of 100 km2 is known com-

    monly as Long Pond. For one, the surficial geology is

    unusual, being glacial till that predates the Wisconinan

    ice mass. During this most recent ice age, Long Pond

    persisted as peri-glacial tundra. Climatically, Long

    Pond has two distinguishing statistics. Being the first

    significant elevation west of the Atlantic coast, this

    landscape receives the highest annual precipitation in

    Pennsylvania. At the same time, it has the coolest high

    temperatures during the summer. Such factors help

    explain its perennial popularity as a mountain resort.

    Biologically, Long Pond is distinguished by having

    the highest known concentration of rare and endan-

    gered species in Pennsylvania, with both boreal and

    temperate species existing in association (Latham

    et al., 1996).

    Starting in 1860 and lasting for over 100 years, the

    human population at Long Pond hovered around 200

    to 300. The landscape and the culture were remote and

    independent, with the main marketable resource being

    the huckleberries and blueberries that covered the

    * Tel.: 1-717-854-6259.E-mail addresses: [email protected], [email protected]

    (D.J. Marcucci)

    Landscape and Urban Planning 49 (2000) 6781

    0169-2046/00/$20.00 # 2000 Elsevier Science B.V. All rights reserved.PII: S 0 1 6 9 - 2 0 4 6 ( 0 0 ) 0 0 0 5 4 - 2

  • landscape. To foster this crop, local residents burned

    the landscape in rotation every 23 years. This prac-

    tice persisted long after state efforts at preventing it.

    During this time, a plant association known as the

    Pocono till barrens dominated the landscape.

    The last 50 years, however, have wrought rapid

    changes on Long Pond. First, the ascendance of

    commercial blueberry growing elsewhere brought

    the demise of the wild huckleberry business here,

    and with it the motivation for intentional burning.

    Then in 1965, Interstate 80 opened, paving the way

    for even greater change. Now part of the New York

    City metropolitan area, Long Pond is situated in the

    fastest growing region in Pennsylvania. Current land-

    scape planning issues at Long Pond center on biolo-

    gical conservation, exurban development, and tourist

    and recreational appeal. The end of fires and the

    increase of houses and buildings have resulted in

    the Pocono till barrens being reduced to a fraction

    of their former size.

    What Long Pond shares with other landscapes

    across Pennsylvania and across the Earth is that it

    is changing. The persistent dynamism in nature and

    the interventions of industrial humans mean that land-

    scape change is inevitable, and in many cases rapid.

    Thirty years ago, Eugene Odum wrote in his seminal

    article on ecosystem development:

    Society needs, and must find as quickly as

    possible, a way to deal with the landscape as

    a whole, so that manipulative skills (i.e. tech-

    nology) will not run too far ahead of our under-

    standing of the impact of change (Odum, 1969).

    To deal with the landscape as a whole and to

    understand change is a tall challenge for landscape

    planning, but I argue, is a primary contribution we can

    make towards sustaining landscapes that have long-

    term viability for humans and non-humans alike. If

    nothing else, the debates around sustainability indicate

    that successful plans must work for this generation as

    well as those long into the future. A landscape is a

    contextual phenomenon, embedded in a world that is

    both spatial and temporal, or, if you prefer, geogra-

    phical and historical. Yet, while methods to study the

    geographical attributes of landscapes are increasingly

    understood, methods to know their temporal contexts

    are not.

    This article is not centrally about Long Pond; it is

    about how we as planners can and should use land-

    scape history as a planning tool to understand change

    on our way towards dealing with the landscape as a

    whole. As I will argue, the history of each landscape is

    unique it is also complicated. Trivial history will

    have limited veracity and little utility in planning.

    Although the full history of Long Pond cannot be

    reported in this space, highlights from it will be used to

    illustrate the arguments (Marcucci, 1998).

    1.1. Landscape as legacy

    In landscape architecture and historic preservation,

    there is some currency in referring to landscapes as

    palimpsests, where ghosts of earlier times linger on the

    medium. With an actual palimpsest, however, the

    ghosts on the parchment are not connected in form

    or content to the new figures that are drawn there; they

    are only related coincidentally by occurring on the

    same surface. Erased parchments are fungible and

    interchangeable. However, landscapes are not fungi-

    ble because each is a unique combination of physical,

    cultural, and locational features. Furthermore, a chan-

    ging landscape is very much a function of historic

    conditions. A more accurate metaphor is to think of

    landscapes as legacies. A landscape existing today

    results from previous conditions and events in that

    locale, and it follows that landscapes of the future will

    be legacies of the elements and processes occurring

    today.

    The perspective on landscape change offered by the

    experienceofasinglehumangenerationis toomyopic to

    describe that landscape accurately. Such a short-term

    view gives the impression of an unchanging environ-

    ment, or at best, a brief slice of landscape development.

    Without an accurate long-term history of the land-

    scape and without an understanding of the processes

    which are guiding its evolutionary path, we are unable

    to envision future landscape changes. The long-term

    patterns of change in a particular landscape will be

    revealed by describing the landscapes seral stages

    and cultural sequences, and determining the keystone

    processes of landscape change. Keystone processes, as

    will be explained later, are those formative processes

    which influence the trajectory of landscape change.

    As a legacy, each landscape has a unique story. The

    goal of a properly formulated landscape history, or

    68 D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781

  • what might also be called a landscape biography, is to

    explain the temporal context of the current landscape.

    The proper form for this landscape history will be

    discussed the following section. Suffice it to say now

    that history here is used in the ecologists sense to refer

    to past events that contributed to ecosystem develop-

    ment not necessarily just human actions or

    recorded events (Christensen, 1989).

    1.2. Planning in time

    As an activity, planning is imbued with time.

    Through description, prediction, and prescription,

    planners of landscapes intend to perpetuate environ-

    ments that provide the materials for comfort and

    sustenance for a still increasing human population

    and to provide the milieu for a meaningful and inter-

    esting life. Yet, these landscapes must also protect

    biological diversity, functioning natural communities,

    and, in the longest timeframe, genetic evolution.

    Three temporal aspects of planning necessitate

    history as a tool. First, landscape planning has both

    short-term and long-term motivations. Second, the

    creation of the current landscape is dependent on

    values that people had and continue to have with respect

    to their environment. Finally, planning itself, once

    implemented, becomes another historical process on

    the land and must be understood within its context.

    At its core, landscape planning has both short-term

    and long-term motivations (Marcucci, 1998). In 1986,

    Tonn argued that the nature of environmental pro-

    blems should compel us to undertake 500 year plan-

    ning. His advice is well heeded for landscape

    planning. The special challenge this poses to land-

    scape planning is that it cannot ignore landscape

    change or the processes which cause it.

    The genius of the debate about sustainability is that

    it forces a long-term vision of goals and outcomes.

    The irony is that much of the literature strives to create

    a perpetual cycle of resource use through maximized

    efficiency and thereby disregards the temporal factor

    altogether. Literature that focuses on this idealized

    system misses the inevitability of environmental

    change, random events in nature, and ongoing human

    population growth. By heeding the advice for a 500

    year outlook, landscape planning can capture the

    critical genius of sustainability that long-term goals

    will best preserve options for future generations.

    One major cause of change in many landscapes is

    humans. However, cultural systems themselves are in

    flux. Values and activities of people change. This is

    important to landscape change because there is a

    feedback loop between culture and the physical land-

    scape which manifests itself through time. Nassauer

    (1995) notes that culture structures landscapes while

    landscapes inculcate culture. This holistic view of

    landscape describes an environment that is a legacy

    not only of ecological conditions but also successive

    values. Todays landscape is in part the result of

    historical cultural values. It follows that future land-

    scapes will reflect on our collective values and beliefs

    about the environment as well. Planning a landscape

    for human communities and environmental integrity,

    therefore, requires a historical understanding of chan-

    ging human culture.

    Landscape planning is itself a social activity. Once

    implemented, it becomes part of the historical pro-

    cesses in a landscape (Hackett, 1971). There is no

    certainty in environmental predictions. Similarly,

    there is no certainty in the outcomes of planning

    prescriptions. In order for long-term landscape plan-

    ning to be effective, it will have to be ongoing. Thus,

    planning will become one of the processes in the

    bundle of keystone processes that determine a land-

    scapes future. Many others, including market-driven

    economic activity, will have a great impact also. The

    temporal context of landscape planning itself is then

    another reason to place the outcomes of planning in

    historical perspective.

    1.3. History in planning

    The point then is, understanding landscapes as

    dynamic legacies and planning as a temporal activity

    should convince planners and citizens that history is an

    important element in the planning process. As early as

    1928, Benton MacKaye was urging regional planners

    to undertake 100 century histories. He argued that the

    environment is the product of history (MacKaye,

    1962, p. 52). In chronicling the genesis and devel-

    opment of New England, MacKaye provided such a

    100 century review. This he broke into three periods:

    primeval, colonial, and metropolitan. Sadly, his advice

    went largely unheeded as physical planning in the

    ensuing decades was directed towards maximizing

    resource development and constructing highways.

    D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781 69

  • Planning during this period relied on short-term goals

    and objectives that were largely socio-economic.

    With the new environmentalism in planning that

    began in the 1960s, awareness of landscapes as bio-

    physical systems naturally led planners to the realiza-

    tion that change and evolution was an ongoing issue.

    Contemporary landscape planning theory contains a

    group of literature that recognizes the inevitable

    change of landscapes (McHarg, 1969; Hackett,

    1971; Fabos, 1979; Laurie, 1986; Berger, 1987; Stokes

    et al., 1989; Steiner, 1991). However, even when

    history is called for, there is limited guidance on its

    form or use in planning. The works generally call for

    land-use history as a prelude to a planning process

    which is largely one of suitability analysis and land-

    use decision making, or for documentation of historic

    resources.

    The strongest call for planning with change comes

    from the landscape planner, Brian Hackett (1971). He

    argues that large-scale landscape change is precisely

    the domain of the landscape planner who should be

    engaged in sequential planning. Hackett identifies

    studying landscape evolution as one of four operations

    in his Landscape Planning Techniques: the major

    task of this particular technique is to reconstruct the

    various stages of the landscapes evolution and parti-

    cularly those in the natural pre-humanized stages

    (Hackett, 1971, p. 33).

    Although there is precedence in theory for the use of

    history, examples of planning that are attuned to

    landscape evolution are rare in the United States.

    Steiner (1991) cites two landscape plans from 1980.

    One, the Pinelands in New Jersey, used a broad-view,

    10,000 year history to understand the dynamics of the

    current landscape. The other, the Makah Coastal Zone

    in the Pacific Northwest, took a centuries-long look at

    how the Makah people traditionally looked to the sea

    for their livelihood.

    Making the connection between 100 century his-

    tories and 500 year plans requires a history that con-

    forms to certain attributes of landscapes as evolving,

    changing legacies. The seminal landscape scholar,

    J.B. Jackson, feared that much of what was called

    landscape history was little more than local history

    with a spatial dimension thrown in for good measure.

    He preferred instead the rare glimpses of the history

    of the landscape itself, how it was formed, how it has

    changed, and who it was who changed it (Jackson,

    1984, p. xi). The question before us is: how do we

    construct such a landscape history?

    2. A form for landscape history

    Landscape planners require a history that describes

    and predicts the patterns and causes of evolution and

    change. I argue that a such history has three essential

    requirements. It covers a specific place or geography.

    It describes a holistic system. And, it reveals the

    keystone processes that shape the landscape over

    multiple time frames. Adhering to these three condi-

    tions yields a landscape history that chronicles suc-

    cessive cultures, ecological stages, and keystone

    processes.

    2.1. Place history

    All landscapes are local. By definition, landscape

    history must be about a specific place. The theme of

    geographical significance runs through the literature

    on landscape history (Jackson, 1984; Crumley, 1994;

    Flores, 1994) and landscape planning (Hackett, 1971;

    Riley, 1995). The historical geography of a landscape

    is significant in two ways. First, it should place the

    landscape in regional context. Second, it recreates, to

    the extent the data allow, the ecological stages of the

    land.

    By placing a landscape in regional context, land-

    scape history addresses exogenous variables that

    affect landscape change. The flow of energy, material,

    and organisms, including people, into and out of a

    landscape has a profound impact on its evolutionary

    path.

    History of the internal geography of a landscape is a

    study of the sequence of land mosaics and possibly of

    ecotopes themselves. It is in the area of spatial analysis

    that landscape ecology is best developed and provides

    important tools for landscape planning (Forman,

    1995). These are the basic building blocks in under-

    standing ecological and physical stages in a land-

    scapes history.

    2.2. Holism

    In current landscape theory, there is considerable

    consensus about conceiving landscapes holistically.

    70 D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781

  • That is to say, understanding the landscape as a whole

    cannot be done merely by analyzing its elements. The

    interaction of the elements must be considered, espe-

    cially the interaction of natural and cultural ones. It

    follows that landscape history must also take a holistic

    view of a landscape, integrating natural and human

    activity as parts of a single evolving system (Crumley,

    1994; Flores, 1994; Patterson, 1994; Nassauer, 1995).

    One implication of a holistic history is that cultural

    systems themselves should be represented as sequen-

    tial phenomena related to place. Each culture, or

    cluster of cultures modifies a landscape that is the

    legacy of previous cultures. Even within the historical

    continuum of a single ethnic group, significant cultural

    evolution occurs; but as argued earlier, over time,

    landscapes inculcate culture (Nassauer, 1995). In this

    way, landscapes embody the story of different but

    sequential cultures occupying the same space, and

    creating their own succession of places (Flores,

    1994, p. 12). This essential interrelatedness can be

    presumed throughout the history and prehistory of

    humans in a landscape, which may easily represent

    10,000 years (Hackett, 1971; Crumley, 1994).

    At Long Pond, there have been several recognizable

    cultural periods. Human presence at Long Pond dates

    back at least 100 centuries to PaleoIndian culture.

    This was followed by other Native American cultures

    in succession: Archaic, Woodland, and Historic. Each

    cultures impact on the landscape was different as they

    possessed different technological skills with respect to

    agricultural, hunting, and tool making. The last group

    existed in the 17th and 18th centuries and was a

    cultural system that was highly altered by contact

    with European travellers and immigrants. Ultimately,

    Indian cultural systems throughout the Pocono plateau

    and ultimately Pennsylvania were overcome by Eur-

    opean inroads. For a period of roughly 35 years,

    between 1765 and 1800, Long Pond was largely

    unpopulated as it was the setting for frontier strife

    between warring groups.

    Around 1800, permanent European settlement

    began that initiated a distinct Long Ponder culture.

    This group was organized around a subsistence econ-

    omy based on mountain resources and income from

    travellers and resorters. Long Ponder culture was

    closely connected to the natural landscape. By

    1965, a transition was begun for a Metropolitan

    culture that is supplanting the Long Ponder culture.

    No longer attached to the confines of the Long Pond

    landscape, this group is connected to a regional iden-

    tity and economy. The transition to the Metropolitan

    culture is fueled by the tenfold increase in population

    during this period.

    The condition of holism for the landscape history of

    Long Pond requires not only identification of succes-

    sive cultures but also description of how each was

    connected to its physical environment. This latter

    requirement we will revisit in the discussion of key-

    stone processes. One important ramification of this

    condition to stress now is that natural resources and

    the keystone processes that accompany their exploita-

    tion must be identified as cultural phenomena. The

    motivations for removal, conservation, or protection

    of certain landscape elements cannot be understood

    otherwise. A physical element may exist in a place for

    centuries or eons without being a resource. It only

    becomes one if the cultural system and the related

    economy make it so.

    In this way, the wild huckleberries at Long Pond,

    that were an important landscape resource throughout

    the Native American and Long Ponder periods, have

    ceased to be a resource for the Metropolitan culture.

    Many other resources have had similar cycles or have

    been depleted completely so that they cease to be a

    factor in the economy. Ice and lumber are two that had

    major significance in the Poconos in the past. Fish and

    game were, for many cultures, elements of subsistence

    living. In modern times, they are part of the recrea-

    tional resources of the mountain lands. The most

    significant resource use impacting Long Pond today

    and in the near future is water extraction. This is

    because of the importance of this resource to the

    regional metropolitan culture. The Bethlehem Water

    Authority, the single largest landowner at Long Pond,

    extracts water from the landscape for use in a distant

    city.

    2.3. Keystone processes

    Landscape history needs to tell how and why the

    landscape developed. This means it must explain the

    genesis of a particular landscape, if appropriate, and

    the long-term processes associated with change

    through the sequence of landscape periods. Landscape

    change occurs when over time, the flow of energy

    and consequent movement of materials in a landscape

    D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781 71

  • results in a new structure and new functional char-

    acteristics (Thorne, 1993, p. 25). Landscape change

    can be wholesale or incremental. Wholesale change

    occurs through wide-acting phenomena such as fire or

    rapid suburbanization. Incremental changes, that is

    ecotope by ecotope, cause landscape change when

    they are persistent and the ecotopes are not resilient.

    These incremental changes over space and time aggre-

    gate into an overall pattern of change and evolution.

    Not all processes acting through a landscape are

    equally significant in their effects, especially with

    respect to change. A history of landscape evolution

    should focus on what I shall call keystone processes:

    the ones that are influential in the evolutionary tra-

    jectory of the landscape. An alteration or cessation of a

    keystone process will result in a new trajectory. Other

    processes may cause localized, usually short-lived

    change but do not contribute to the overall pattern

    of change.

    Each landscape has a specific set of keystone pro-

    cesses, a set that changes over time. The set of key-

    stone processes influencing a landscape today is not

    the same set existing 1000 or even 100 years ago.

    There is no a priori means of identifying the keystone

    processes of a particular landscape. Recognition of

    keystone processes in particular periods can only

    occur once the landscape history has commenced.

    Furthermore, this recognition may depend upon view-

    ing process at the proper scale. Pattern recognition

    across time and space in ecology is dependent on scale

    (Levin, 1992).

    An initial enquiry into the history of a landscape

    should take a multiple view of the temporal scale and

    consider the full range of possible keystone processes.

    In temperate and northern latitudes, a 10,000 year

    perspective on the landscape will take us to a point

    where global climatic conditions were significantly

    different and humans were present in many land-

    scapes. Besides this 100 century view, it is also

    important to consider the millennial, centennial,

    decennial, and annual scales, for in each, keystone

    processes may occur that are not apparent from other

    scales. Identifying processes at different scales will

    also allow the planner to correlate them to the time

    frames of planning interest. Fig. 1 shows the time

    frames for select keystone processes to affect change.

    There are five general categories of keystone pro-

    cesses: geomorphological processes, climate change,

    colonization patterns and growth of organisms, local

    disturbances of individual ecosystems, and cultural

    processes (Forman and Godron, 1986; Wilmanns-

    Wells, personal communication; Nassauer, 1997).

    Each category potentially contains a wide array of

    actual keystone processes.

    The first two are what Forman and Godron (1986)

    call foundation variables. They tend to be long-term

    natural processes occurring over thousands or millions

    of years. Geomorphological processes refer to the

    creation of landforms (Ritter, 1978). They involve

    plate tectonics, erosion, deposition, and glaciation.

    Climate is a crucial variable of landscape change

    especially as it relates to cycles of glaciation and

    the long-term migration of species. There is consider-

    able scientific debate about the human role in climate

    change through alteration of the atmosphere. Such a

    phenomenon may require climate change to be con-

    sidered as a short-term as well as a long-term process.

    Processes in the third general category, colonization

    patterns and growth of organisms, may occur over

    long or short periods, and may be natural or anthro-

    pogenic. Because the biology of a landscape is such an

    important aspect of its ecology, the establishment of

    life forms plays a critical role in landscape evolution.

    The migration of plant species across a land area is a

    complicated scenario studied by paleobotanists (Del-

    court and Delcourt, 1987). Particularly, during major

    climate change, vegetation populations undergo dra-

    matic alterations in their ranges. Colonization patterns

    of animal populations, especially in the case of large

    herbivores, may have a significant impact on a land-

    scapes sere. Humans have been responsible not only

    for their own colonization of new landscapes, but also

    for introducing many alien plant and animal species

    (Crosby, 1986). Pathogens can virtually wipe out a

    species across its range in less than a century.

    The fourth category contains the keystone processes

    that are the most difficult to predict. Again, they may

    occur over long or short periods, and may be natural or

    anthropogenic. Landscape disturbances is a broad

    category that includes both random events and chronic

    occurrences. Disturbances, which may be endogenous

    or exogenous, can affect the direction and speed of

    landscape change. On the other hand, many distur-

    bances occur which do not affect landscape change

    and, therefore, do not rise to the level of keystone

    processes. The impacts of disturbance may be mini-

    72 D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781

  • mal, limited only to an ecotope. Alternately, distur-

    bance may be pervasive and chronic leading to an

    entirely new landscape. Natural disturbance of entire

    landscapes can be fire, volcanoes, and floods. Com-

    plicating the role of disturbance in landscape change is

    the class of human disturbances that are unprece-

    dented, cause total landscape change in the space of

    years, and remain unpredictable with respect to their

    long-term outcomes or reversibility.

    The fifth category of landscape-forming processes

    is cultural. As landscapes are a holistic manifestation

    of natural and human elements, it follows that cultural

    processes can lead both to physical change or to

    change in the cultural system itself. We can think

    of cultural systems as composed of culture, society,

    and economy. Culture refers to the beliefs and values

    of the people in a region. Often, the overall culture is a

    plurality of beliefs coming from differing groups that

    are related solely by geographical proximity. Society

    refers to the relationships and interactions of indivi-

    duals to individuals, groups to groups, and individuals

    to groups. Economy refers to the connection between

    individuals or groups and resources. Conceiving a

    cultural system this way is useful for analyzing its

    relationship to the landscape. As this is a growing area

    of landscape investigation, a definitive list of land-

    scape-forming cultural processes is not possible. How-

    ever, a working listing can be speculated. This list

    includes perpetuation and change of values, political

    and legal control of land, settlement patterns, technol-

    ogy advances, and economic activity.

    2.4. The resulting landscape history

    Once the conditions for landscape history are satis-

    fied, how do we organize the information? The pur-

    pose is to describe the generation of landscape periods

    based on the ecological stages, cultural periods, and

    Fig. 1. Length of time for select keystone processes to affect landscape change.

    D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781 73

  • keystone processes. Each landscape period represents

    a changed landscape with respect to its structural and

    functional characteristics.

    A timeline is a useful graphic device that allows

    historical information to be layered. Thus, landscape

    periods, ecological stages, cultural periods, and key-

    stone processes can be viewed contemporaneously.

    Such a timeline should have a logarithmic time scale,

    giving greater weight to the events of this century, but

    going back to the period of glacial retreat over 10,000

    years ago.

    As an example, the timeline for Long Pond is given

    in Fig. 2. There have been five distinct landscape

    periods at Long Pond: Glacial Recovery, Woodland

    Adaptation, Frontier, Mountain Livelihood, and

    Metropolitanization. For each period, the history

    describes, the ecological communities on the land,

    the cultural groups occupying and using the land, and

    the processes maintaining or changing the land. In this

    landscape, where anthropogenic fire played a large

    role, there was close correlation between cultural

    periods and keystone processes. The historical record

    of the last 200 years was significant enough to describe

    causal relationships.

    3. Difficulties in landscape history research

    A history that attempts to explain a landscapes

    evolution by describing its seral stages and cultural

    sequences, and by determining the causes of landscape

    change will not be easy to write. The two main

    problems are: landscape history is unconventional

    and not standardized; and the data requirements are

    hard to satisfy.

    3.1. Lack of conventions

    Landscapes are complex systems for which deci-

    sions must be made with imperfect knowledge. Land-

    Fig. 2. Timeline of landscape periods, ecological stages, cultural periods, and keystone processes at Long Pond.

    74 D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781

  • scape planning requires tools which synthesize con-

    ventional methods and use both qualitative and quan-

    titative data. Landscape history in the form described

    in the previous section is one such tool.

    However, this landscape history is unconventional.

    Although some examples from environmental history

    (Christensen, 1989; Flores, 1994; Whitney, 1994) and

    historical ecology (Crumley, 1994) are consistent with

    a landscape approach, it is not a purely conventional

    ecological inquiry nor is it precisely public or envir-

    onmental history. Ecological science and environmen-

    tal history might both review an individual landscape

    history as inadequately rigorous (Ingerson, 1994).

    Nonetheless, planners are compelled to facilitate deci-

    sions even in the face of imperfect knowledge. There-

    fore, landscape history will have to synthesize its own

    conventions, keeping in mind the ultimate utility for

    landscape planning.

    Flores (1994) challenges his fellow environmental

    historians to recognize the persistent dynamism in

    landscapes. This, he says, is required if they make

    any claim to apprehending reality. He argues that in its

    efforts to cover vast regions, like the arid west, what is

    missed in much environmental history is the historical

    reality of place. Because of his appreciation of eco-

    logical and cultural processes of change and their

    connection to place, Flores advocates for what he

    calls a bioregional history, which is virtually synon-

    ymous with landscape history as defined here. Accord-

    ing to Flores, a good bioregional history is place

    specific, temporally deep, and examines environmen-

    tal change across sequential cultures.

    Whitney (1994, p. 4) notes the difficulty of meeting

    the rigorous ecologists demand for quantification or

    statistically verifiable change. The story of environ-

    mental change and causal agents has several charac-

    teristics which render a strictly scientific analysis

    impossible. One, environmental issues generally have

    quantitative components that are hard to determine.

    Two, environmental changes are rather complex,

    resulting from an interaction of a variety of forces.

    Positive and negative feedbacks may be hard to dis-

    cern. Three, simultaneous occurrence of two events

    does not establish cause and effect.

    Landscape history that is developed within the

    framework of landscape ecological theory is likely

    to overcome some of these objections since landscape

    ecology is that form of ecology which is credited with

    bringing ecology and history together (Cronon, 1990).

    Haber (1990) notes that landscape ecologists are

    beginning to expand their paradigm: Natural history,

    so long neglected or even despised as being unscien-

    tific, is gaining a new scientific importance. The form

    for landscape history proposed in the previous section

    is devised to articulate a convention that will be

    adequately rigorous for planning.

    3.2. Obscure data

    The other significant problem confronting the

    researcher of landscape history is that the necessary

    data may not exist, be unavailable, or be difficult to

    locate (Hackett, 1971; Stirling, 1990; Whitney, 1994;

    Marcucci, 1998). All historical research is part detec-

    tive work, but the writer of landscape histories is

    especially burdened to search a myriad of sources

    to glean pertinent information. This results largely

    because landscape is an unconventional and relatively

    new research topic there are no standard or cen-

    tralized repositories of the necessary information.

    Further complicating the task, many landscapes that

    are valued for their biology and other natural features

    have been historically remote. As was true at Long

    Pond, this remoteness is often the single most impor-

    tant factor perpetuating both rare natural ecosystems

    and distinctive local culture. This remoteness also

    leads to a paucity of historic data (Stirling, 1990;

    Marcucci, 1998). In dealing with incomplete or incon-

    sistent data, landscape historians are advised to build

    redundancy into their research with multiple lines of

    inquiry (Whitney, 1994). Evidence for landscape his-

    tory can be found in two broad categories: documen-

    tary evidence and field evidence (Whitney, 1994;

    Marcucci, 1998).

    Documentary evidence includes both primary and

    secondary data. This data may come in the form of

    written documents, such as journals, notebooks, cor-

    respondence, guidebooks, deeds and contracts, his-

    tories, and periodicals. Alternately, documentary

    evidence can be found in drawings and paintings,

    photographs, maps, census statistics, insurance and

    tax records, and historical scientific data. Documen-

    tary evidence is particularly useful to the landscape

    historian for the more recent historic periods.

    The documentary evidence for Long Ponds history

    came in many forms at a variety of locations. Both the

    D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781 75

  • county and the state historical society contained cor-

    respondence and maps that related to the condition of

    the land during the 19th century. The archives of the

    Pocono Forestry Association contained photographs,

    correspondence, and records concerning 20th century

    fire prevention. These were supplemented by fire

    records of the Bureau of Forestry. Long Pond has

    had a long tradition of inspiring natural history. The

    results of these early scientific investigations were

    located in local and research libraries. Also in libraries

    were drawings, maps, books, and articles documenting

    past landscapes and especially the huckleberry busi-

    ness. Private family records added to this line of

    inquiry. The county planning commission provided

    census data for the study area.

    Once found, historical documents must be scruti-

    nized for accuracy. In many sources, references to

    landscape elements and descriptions are incidental

    and careless. Travellers descriptions are often unspe-

    cific or inaccurate with respect to vegetation. Colonial

    land surveys, often the earliest comprehensive record

    of a landscape, may be poor indicators of species

    distribution and other natural features because of

    fraud, timing of survey, misidentification of trees,

    sampling bias in the types of land, and bias in tree

    selection (Wilkinson, 1958; Whitney, 1994; Price,

    1995; Dando, 1996). Another common source, 19th

    century county histories, concentrated on biography,

    towns, catastrophes, and manufacturing. Often inclu-

    sion of ones family in such a history was guaranteed

    by an advance purchase.

    Field evidence is valuable for understanding both

    historic and prehistoric periods, as well as the

    contemporary landscape. Field evidence includes eco-

    logical data, archeological data, and anthropological

    data, especially oral histories. There is a strong histor-

    ical element to much standard ecological research, and

    ecological reports can yield good historical data.

    Fortunately, the Pocono history covered an area which

    has long attracted scientific interest. Recent ecological

    studies have been prompted by a compelling need for

    biological conservation (Thompson, 1995; Latham

    et al., 1996). In establishing long-term vegetational

    history, paleobotanical studies are crucial. Similarly,

    archeological investigation is historical in nature.

    Where they have occurred, archeologists findings

    are important sources for landscape historians. How-

    ever, not all landscapes under investigation will have

    been the subject of direct scientific research. If they

    have not occurred within a given study area, then spec-

    ulation based on analogous landscapes may be the best

    that can be offered until such studies are undertaken.

    One form of field evidence that was especially

    important to the 20th century history of Long Pond

    was oral history. Since Long Ponder culture was closely

    connected to the land and persisted through several

    generations of a small cluster of families, residents

    of Long Pond had a deep understanding of their land-

    scape. Furthermore, they provided me as a researcher

    with a rich understanding of the people and the place.

    First person memories went back to the 1920s, with

    local stories going back decades before that.

    Even as the techniques of landscape historical

    research become more sophisticated, individual land-

    scapes will have distinct data requirements and unique

    sources. In this respect, each is a puzzle not only to

    its specific history but also to its research protocol.

    Nonetheless, it is a puzzle whose pieces do exist in

    libraries and archives, in scientific labs, and on the

    land itself.

    4. Realizing the potential benefits of landscapehistory as a planning tool

    In its motivations, landscape planning seeks to

    improve human conditions and environmental com-

    munities. In its methods, landscape planning involves

    description, prediction, and prescription of conditions

    in the landscape (Tomlin, 1990). Landscape planning,

    which implicitly includes management, is best under-

    taken as an ongoing and iterative process.

    Four phases in the landscape planning process can

    be generalized from various landscape planning tech-

    niques (McHarg, 1969; Hackett, 1971; Laurie, 1986;

    Steiner, 1991). They are: inventory of the ecological

    and cultural systems; identification of issues, pro-

    blems, and desired outcomes; plan making, including

    analysis, forecasting, scenario writing, and decision

    making; and implementation, including physical inter-

    vention, institutional design, monitoring, and evalua-

    tion. These four are not discrete, sequential activities,

    but rather clusters of iterative, interactive activities

    which may be going on simultaneously.

    I argue that landscape history has the potential to

    improve planning in the inventory, issue identification,

    76 D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781

  • and plan making phases. The example of Long Pond

    indicates some of the ways in which the history is

    useful. In proposing landscape history as a planning

    tool, I also hypothesize additional beneficial out-

    comes. Very possibly, there will be other benefits of

    this tool that I do not anticipate. Only when a body of

    applied landscape histories has been accumulated and

    analyzed will we have a full picture of their utility.

    4.1. Enhancing the inventory

    The purpose of the inventory phase is to describe the

    landscape accurately. History is valuable to this phase

    of planning because it expands landscape description

    by revealing ecological stages, cultural periods, and

    keystone processes. The history explains how new

    landscapes are legacies of earlier ones. If we accept

    that landscapes are dynamic phenomena, then his-

    tories are useful and essential in describing them.

    The history is especially valuable because it expli-

    citly describes the nature/culture interaction through

    time. Although holism is espoused in landscape the-

    ory, we do not always realize it well in planning where

    an initiative often focusses on either conservation or

    development. By its very design, the form of history

    proposed here chronicles these important interactions

    for a particular landscape. Therefore, citizens and

    planners have a means of conceptualizing the land-

    scape as a whole.

    Better description by itself is of little value if it is not

    disseminated to citizens and incorporated throughout

    the planning process. Involving citizens yields an

    indirect benefit of landscape history. Most landscape

    planning stresses the importance of citizen, or stake-

    holder, involvement throughout the process. Initiating

    historical inquiry at the very beginning provides a

    means of engaging citizens in landscape planning. It

    also allows citizens to be experts. Long-time residents

    will be key informants to the history, especially with

    respect to the recent past. Citizens of Long Pond were

    eager to participate with histories of their communities

    and local landscapes. Furthermore, they are a vested

    audience for the completed history. In general, histor-

    ical research can be a nonconfrontational way of

    initiating citizen interest in planning. Of course, it

    must be noted that once attached to policy decisions

    the history may be scrutinized differently (Mandel-

    baum, 1985).

    4.2. Improving issue identification

    One of the important ways that improved descrip-

    tion is valuable to planning is that it provides a valid

    context in which to identify issues, problems, and

    desired outcomes. This would not occur without spe-

    cific historical enquiry because the knowledge pre-

    sented through landscape history is not intuitive or

    automatic. The expert planner from out of town would

    not know the dynamics of change or recognize land-

    scape legacies merely from a survey of current con-

    ditions. Even citizens, who are intimately familiar

    with a landscape and its workings, will not necessarily

    understand the consequences of common events.

    There are three distinct benefits to this phase of

    planning resulting from a better substantiated plan-

    ning context.

    First, by describing the cultural system, history

    provides a context for contemporary issues and pro-

    blems. History explains the beliefs and values of the

    local culture, especially with respect to land. Under-

    standing the source of conflicting beliefs and values is

    necessary to identify areas of common interest. Thus,

    a planner confronted with the need for conflict resolu-

    tion will find this useful.

    The process of framing and reframing issues is an

    important activity in planning (Schon and Rein, 1994;

    Hamin, in press). Through landscape history, the

    issues, problems, and outcomes for a specific land-

    scape can be reframed in a valid historical context.

    Enriching the popular perception of a changing land-

    scape has the potential to alter the political willingness

    of a society for collective action directed at planning

    and managing the common landscape. Ultimately, this

    change of perception may result in a change of

    attitudes towards the land. Perhaps most importantly,

    the landscape history will change attitudes by educat-

    ing people about the impact of human actions on the

    land and about the significance of place to the local

    culture. At Long Pond, as in other similar landscapes,

    the issue of controlled burning had been set only in the

    context of the last 30 years, thereby missing entirely

    the historical authenticity of frequent fires.

    Second, the goal of landscape history is to present a

    long view. Continuing this long view into the future

    forces consideration of potential issues and problems

    that are essential to long-term landscape sustainability.

    A 100 century history of a landscape makes the

    D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781 77

  • conceptual leap to a 500 year plan easier. Plans made

    today will not contain detailed prescriptions for 500

    years hence, but they can sustain environmental

    options (Tonn, 1986). Moreover, a landscape history

    that chronicles previous landscape periods provides

    ideas for future and alternative landscapes.

    Third, by revealing keystone processes, history

    allows connections to be made to agents of change

    that come from outside of the landscape. Examples of

    imported issues that might not be immediately appar-

    ent are acid rain, global warming, intercity highway

    construction, water authority projects in distant cities,

    or state or federal policy decisions.

    4.3. Influencing plan making

    Plan making is a wide array of activities that lead to

    decisions. It includes analysis, scenario writing, and

    forecasting. This phase builds on the two previous

    phases in the planning process, inventory and issue

    identification. Plan making involves descriptive, pre-

    dictive, and prescriptive techniques in envisioning and

    deciding upon future landscapes. Landscape history

    improves plan making merely because it improves

    description in the earlier planning phases. Landscape

    history can directly improve predictive and prescrip-

    tive techniques as well.

    History is valuable because it has the potential to

    improve the predictive scenarios of landscape plan-

    ning. This derives from more accurate descriptions.

    By improving prediction, I do not mean to suggest that

    history is deterministic. Prediction does not imply

    certainty, but rather it presents a probability of poten-

    tial outcomes. History shows that the actual course of a

    landscape is determined by thousands of events,

    actions, and decisions.

    One form of predictive scenarios is to build geo-

    graphic models to extrapolate the current trajectory of

    a landscape. These models are built on algorithms

    where the future outcome is a function of keystone

    processes, time-series of ecotope conditions, assump-

    tions about landscape function, and hypothetical inter-

    ventions. Such models are a valuable use of historical

    information that is spatial and quantitative.

    Another way of building predictive scenarios which

    is cruder, but quicker, and therefore, more easily

    employed, uses qualitative historical information. It

    involves comparing a landscape with other similar

    landscapes. When planning draws on analogous case

    studies to help predict the future of a landscape, the

    object is to search for cases which share key features.

    Typically, size, rates of growth, economy, or proximity

    to urban centers are the studied characteristics. In

    searching for analogies, it is best to not only compare

    the structure and function of the landscapes, but also

    the history of change, especially with respect to the

    keystone processes. The most useful comparisons will

    be made when similar processes and similar patterns

    of evolution are found. This is especially critical when

    it comes to cultural processes. As a growing body of

    landscape histories develops, predictive analogies will

    become more possible.

    Many general patterns of landscape change have

    been identified, and no doubt many more remain to be

    found. Forman (1995) notes six widespread causes of

    land transformation which have a variety of recogniz-

    able mosaic sequence patterns: deforestation, subur-

    banization, corridor construction, desertification,

    agricultural intensification, and reforestation.

    Patterns of change can be dominated by natural

    processes. The shifting mosaic in forested ecosystems

    is one such theorized pattern. Climate change and

    species migration cause other patterns of change.

    Many of the most important patterns for landscape

    planning will have human-caused keystone processes.

    For example, commercial forestry has been a domi-

    nant keystone process in the mountain districts of

    Pennsylvania for over 100 years. Coal mining has

    had an even longer history in defining and creating

    landscapes. In this century, industrial agriculture has

    dominated the limestone valleys in the state leading to

    a particular way of organizing the landscape. Prior to

    this, low technology agriculture was a keystone pro-

    cesses dating back a thousand years on some Penn-

    sylvania landscapes.

    A pattern of urbanization is identified by Forman

    and Godron (1986) as the Landscape Modification

    Gradient and by Rodiek (1988) as the Landscape

    Development Continuum. It describes a linear pro-

    cess of human induced land-use change. Five distinct

    phases along the continuum are: natural, managed,

    cultivated, suburban, and urban. This model describes

    many landscapes histories, but urbanization comes in

    many patterns and is not necessarily so sequential. On

    the southern Pocono plateau, for example, suburba-

    nization is occurring directly in pine barrens where

    78 D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781

  • anthropogenic fire practices were only recently aban-

    doned (Latham et al., 1996; Marcucci, 1998). The

    landscape history of Long Pond shows rapid change

    from natural and semi-managed ecotopes into subur-

    ban ones. Knowing the historical patterns of change in

    many landscapes and the underlying keystone pro-

    cesses will greatly facilitate comparative studies of

    landscapes. As the body of landscape histories grows,

    its value to planning will increase.

    Prescriptive scenarios are directed towards problem

    solving (Tomlin, 1990). History complements the total

    planning process. As such, history alone does not yield

    prescription, but is part of a process that leads to

    prescriptions. By improving the landscape inventory

    and the context for discussing issues, problems, and

    outcomes, history indirectly improves prescription.

    A history is closely connected to prescription when

    the keystone processes themselves become the object

    of planning and management decisions. Through a

    planning process which includes history, potential

    landscape change can be determined to be desirable

    or undesirable. Landscape intervention is then direc-

    ted at creating, suppressing, or altering potential

    change by manipulating keystone processes. The con-

    nected processes of fire suppression and afforestation

    is one clear example of how knowing keystone pro-

    cesses is connected to planning prescriptions. Mana-

    ging this keystone process is crucial for biological

    conservation efforts at Long Pond. Without it the

    Pocono till barrens are doomed. The history also

    shows how fire suppression is connected to other

    keystone processes in the current landscape period.

    Many different keystone processes are potentially the

    direct object of planning prescriptions. These key-

    stone processes will be revealed to planners through

    landscape history.

    5. The outlook for landscape planning

    I agree with the prospect and potential for landscape

    history that J.B. Jackson expressed 15 years ago.

    I admit that I hold the peculiar belief that the

    value of history is what it teaches us about the

    future. But I think that I am on firm ground when

    I say that most of this landscape history deals

    with an infinitely small fraction of the landscape

    whether of the 18th or 19th century. The

    reason is simple: the origin and history of only a

    very few spaces, very few structures are on

    record. . . I believe that with the use of modernarcheological techniques, with the use of aerial

    photography, above all with the use of more

    imagination, more speculation we could immen-

    sely expand our knowledge of the landscape of

    the past (Jackson, 1984, p. xi).

    I am optimistic about the outlook for landscape

    history. Landscape-scale planning is, I believe, of vital

    importance given the current conditions of the envir-

    onment and humanity. We need to move quickly from

    scattered examples of planning landscapes as a whole

    to widespread application across many contiguous

    ones.

    Landscape history will be essential in this effort

    because of the inherent dynamism in nature, the flux of

    cultural systems, and the resulting patterns of change

    in landscapes. As a relatively new tool in our planning

    methods, writing and using history will continue to be

    refined. I have discussed some concerns about devel-

    oping landscape history. Others have not been dis-

    cussed but can be anticipated. For example, how much

    will it cost to prepare landscape histories and who will

    do it? Should there be professional historians working

    closely with planners?

    Planning without landscape history has little pro-

    spect of engendering realistic long-term planning. We

    cannot sustain our environmental options without

    knowledge of keystone processes and patterns of

    change over multiple temporal scales. Planning would

    even suffer in the short term as our ability to under-

    stand the current landscape as a legacy of previous

    ones is compromised.

    By using landscape history as a planning tool, we as

    planners can describe a landscape more accurately and

    engage in meaningful exchanges with citizens. In turn,

    this will lead to more effective and complete prescrip-

    tions. Ultimately, our intentions are to plan landscapes

    that will be valued legacies to future generations.

    Acknowledgements

    The author gratefully acknowledges the comments

    on early versions of this research by C. Dana Tomlin

    D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781 79

  • and Christa Wilmanns-Wells of the University of

    Pennsylvania and James F. Thorne of The Nature

    Conservancy. The article benefitted from detailed

    comments from Elisabeth M. Hamin of Iowa State

    University and two anonymous reviewers from Land-

    scape and Urban Planning.

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    Daniel J. Marcucci is a landscape planner teaching environmental

    studies at Gettysburg College in Pennsylvania. He holds a Master

    of Landscape Architecture and a Ph.D. in City and Regional

    Planning, both from the University of Pennsylvania. His research

    centers on the importance of dynamic landscapes and the human

    and natural factors that change them.

    D.J. Marcucci / Landscape and Urban Planning 49 (2000) 6781 81