3 WCDMA a en UMTS Handover Optimization 1 WORD 201005 59

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    UMTS Handover Optimization

    Version 1.00

    ZTE CORPORATIONZTE Plaza, Keji Road South,Hi-Tech Industrial Par,Nanshan !istrict, Shenzhen,P" R" China#$%' Tel( )%*+ '## *''$&& %&&-%.&-%.&/a0( )%*+ '## *''.*1R2( htt3(44su33ort"zte"co5"cnE-5ail( doc6zte"co5"cn

    http://support.zte.com.cn/http://support.zte.com.cn/mailto:[email protected]:[email protected]://support.zte.com.cn/

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    Contents

    Chapter 1.................................................................1

    Handover Performance Analysis and Optimization.......1

    DT Optimization Analysis...................................................2

    Causes for Intra-Frequency Handover Failures...........................2

    Corner ffect......................................................................!2

    Causes for Inter-Frequency Handover Failures.........................!"

    Causes for Inter-#AT Handover Failures..................................!$

    Optimization of t%e Traffic &tatistics..................................!$

    Causes for &oft Handover Failure...........................................!'

    Causes for Inter-Frequency Handover Failure...........................22

    Analysis of t%e #eason for t%e Out(oin( C& Inter-#AT HandoverFailure............................................................................... 2)

    Analysis of t%e #eason for t%e Out(oin( *& Inter-#AT Handover

    Failure............................................................................... 2'

    Chapter 2................................................................33

    Cases of Handover Performance Optimization............33

    Cases of Intra-#AT Handover Optimization.........................++

    Handover Failure and Call Drop Caused ,y Corner ffect...........++

    Handover Failure and Call Drop Caused ,y *inpoint ffect..........+"

    Handover Failure and Call Drop Caused ,y Insufficient *&C #euse

    Distance.............................................................................

    Handover Failure and Call Drop Caused ,y /imited &ystem#esources.......................................................................... )

    Inter-#AT Handover Cases..............................................."

    Handover Failure Caused ,y Improper Intra-#AT Handover*arameter Confi(uration......................................................."

    Handover Failure Caused ,y 0ron( Confi(uration of Intra-#AT1ei(%,orin( cells.................................................................)

    Inter-#AT *& Domain Handover Failure Caused ,y 1o #outin(et3een &4&1s..................................................................)+

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    C h a p t e r 1

    Handover Performance

    Analysis and Optimization

    Confidential and *roprietary Information of 5T CO#*O#ATIO1  1

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    67T& Handover Optimization

    DT Optimization Analysis

    Causes for Intra-Frequency

    Hano!er Failures

    F I U ! "  1 A #A$%SIS   F $ O &   F O !   I #T !A 'F !" ( U" #C%   HA#)O * " !   F AI $ U!" S  

    2 Confidential and *roprietary Information of 5T CO#*O#ATIO1

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    C%apter ! Handover *erformance Analysis and Optimization

    "issin# $ei#%&orin# cells

    8ud(ment of missin( nei(%,orin( cells

    1ei(%,orin( cells refer to cells t%at may enter t%e active set9 andcells t%at t%e 6 may reselect as t%e servin( cell or may ,e%anded over to. 0%en t%e 6 is at idle or FACH state9 it can readt%e nei(%,orin( cell information from t%e system information9and it 3ill measure t%ese cells 3%en t%e conditions are fulfilled.T%erefore9 missin( nei(%,orin( cells may cause t%at t%e cellreselection cannot ,e finis%ed in time9 3%ic% furt%er leads to call

    setup failure. 0%en t%e 6 is at DCH state9 t%e #1C 3ill delivert%e nei(%,orin( cell information to t%e 6 t%rou(% t%e

    measurement control command9 and instruct t%e 6 to measureall t%e nei(%,orin( cells t%at it may ,e %anded over to. In t%is

    condition9 missin( nei(%,orin( cells may lead to call drops.

    4enerally9 t%e follo3in( t%ree met%ods can ,e used to :ud(emissin( nei(%,orin( cells;

    !. est &C of t%e 6 and est &C of t%e &canner

    7issin( nei(%,orin( cells may lead to call drops. If ,ot% t%e6 and t%e &canner are used in t%e test9 3e can c%ec<3%et%er t%ere are any missin( nei(%,orin( cells ,ycomparin( t%e c=Io of t%e optimal servin( cell in t%e active

    set of t%e 6 and t%e c=Io of t%e optimal servin( cellsmeasured ,y t%e &canner. If t%e c=Io of t%e optimal servin(

    cell 3it%in t%e active set of t%e 6 is poor9 3%ile t%atmeasured ,y t%e &canner is (ood9 and t%e *&Cs of t%e

    optimal servin( cell recorded ,y t%e &canner is not includedin t%e Measurement Control si(nalin( delivered ,y t%e#1C9 it is certain t%at t%e some nei(%,orin( cells aremissin(.

    As s%o3n in t%e fi(ure ,elo39 on one road9 t%e Best C !y"c#$o measured ,y t%e 6 is poor9 lo3er t%an -!!d9 3%ilet%at recorded ,y t%e &canner is (ood9 %i(%er t%an -$ d. T%eoptimal servin( cell recorded ,y t%e &canner is !' and '93%ile t%at of t%e 6 is !>. T%rou(% t%e MeasurementControl si(nalin( received ,y t%e 69 3e find out t%at Cell!' and cell ' are not included in t%e nei(%,orin( cell list.From t%is9 it is safe to ascertain t%at some nei(%,orin( cells

    are missin(.

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    67T& Handover Optimization

    F I U ! "  + , U) I #  M I S S I #  #" I H-O !I #  C" $ $ S   - %  - "S T  SC O F  T H"  U"A# )   T H"  SCA##" !   .1 /

    F I U ! "  0 ,U) I #   M I S S I #   #" I H-O !I #   C" $ $ S  - %  -" ST  SC O F   T H"  U"A# )   T H"  SCA##" !   .+ /

    2. *ilot set of t%e 6

    If only t%e 6 is used in t%e test9 3e can :ud(e 3%et%ert%ere are missin( nei(%,orin( cells ,y c%ec

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    C%apter ! Handover *erformance Analysis and Optimization

    2. T%e *&C of t%e cell t%at t%e 6 accesses after t%e call dropis different from t%e one t%at t%e 6 accessed ,efore t%e calldrop@ +. T%ere is no record a,out t%is cell in t%e lastMeasurement Control messa(e t%at t%e 6 received ,efore

    t%e call drop.As s%o3n in t%e fi(ure ,elo39 Cell22" 3it% stron( pilotstren(t% is included in t%e detective set. After t%e call drop9t%e 6 accesses Cell22". Ho3ever9 Cell22" is e?cluded in t%enei(%,orin( cell list delivered ,y t%e last MeasurementControl messa(e. T%en9 3e can ascertain t%at Cell22" is t%emissin( nei(%,orin( cell.

    F I U ! "   P I $ O T   S " T   O F  T H"  U" -" F O !"   T H "  CA$ $   )!O P  

    F I U ! "  2 P I $ O T  S " T  O F   T H"  U" AF T " !   T H"   CA$ $   )!O P  

    +. C1A pilot pollution analysis al(orit%m 2

    C1A pilot pollution analysis al(orit%m 2 is used to c%ec< t%e

    test data of t%e 6. *ilot pollution refers to t%e condition t%att%e pilots t%at e?ceed t%e pilot pollution t%res%old are not

    included in t%e active set after certain la( time. 0%en t%e 6is used in t%e test9 t%e condition t%at t%e missin( nei(%,orin(cells t%at cannot :oin t%e active set in a s%ort period of timedeteriorates t%e c=Io of t%e servin( cell and (enerates e?trainterference. T%e pilot pollution analysis al(orit%m 2 can

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    67T& Handover Optimization

    speedily locate t%e potential area 3it% missin( nei(%,orin(cells. T%en9 t%e pilot set of t%e 6 can ,e used to c%ec<3%et%er t%e pro,lem e?ists.

    As s%o3n in t%e fi(ure ,elo39 you can locate t%e pilot

    pollution area ,y pilot pollution analysis al(orit%m 29 andt%en use t%e 6 to :ud(e 3%et%er t%e pilot pollution iscaused ,y missin( nei(%,orin( cells. From t%e pilot set of t%e69 3e can :ud(e t%at Cell!' is t%e missin( nei(%,orin(cell.

    F I U ! "  3 US I #   P I $ O T  P O $ $ UT I O #  A#A$%SIS   A$ O !I T HM   + T O   CH" C4   F O !  M I S S I #  #" I H-O !I #  C" $ $ S  

    &olution for missin( nei(%,orin( cells

    Once t%e missin( nei(%,orin( cells are detected9 you s%ould addt%e cells to t%e nei(%,orin( cell list in t%e O7C-#. 1ote t%atmore confi(ured nei(%,orin( cells does not necessarily represent

    t%e net3or< performance is ,etter. It is t%e quality of t%enei(%,orin( cells t%at impacts t%e net3or< performance. If too

    many nei(%,orin( cells are confi(ured9 t%e nei(%,orin( cell

    searc%in( period 3ill ,e prolon(ed9 and t%en t%e equipmentperformance 3ill ,e impacted@ on t%e contrary9 if somenei(%,orin( cells are missin(9 unnecessary interference 3ille?ist9 and call drop may occur. At t%e initial sta(e of net3or<construction9 t%e net3or< en(ineers set t%e nei(%,orin( cellrelation ,ased on field inspection and distri,ution of t%e ,asestations. After t%e net3or< is put into commercial operation9 t%e

    net3or< load is added 3it% t%e increase of su,scri,ers. In t%iscondition9 t%e en(ineer can optimize t%e nei(%,orin( cell

    confi(uration ,y tracin( t%e detected set and 7#.

    6 Confidential and *roprietary Information of 5T CO#*O#ATIO1

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    C%apter ! Handover *erformance Analysis and Optimization

    'ilot 'ollution

    8ud(ment of pilot pollution

    *ilot pollution is t%e most common pro,lem in 67T&. In plainterms9 it refers to t%e condition t%at t%e pilot si(nals receivedfrom different cells are similar eit%er stron( or 3ea

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    67T& Handover Optimization

    %ave e?ceeded t%e pilot pollution t%res%old9 and t%e num,er of t%e active set is set to +9 so t%e num,er of pilot pollution is . If t%e #&C* T%res%old is set to ,e lar(er t%an -!) dm9 and t%ec=Io T%res%old is set to ,e lar(er t%an -!$ d9 t%en four pilots

    %ave e?ceeded t%e pilot pollution t%res%old. ecause t%e activeset is set to +9 t%e num,er of pilot pollution is !.

    F I U ! "  6 " 7 AM P $ "  O F   P I $ O T   P O $ $ UT I O #   A#A$ % S I S  A$ O !I T HM   O # "  

    Al(orit%m t3o does not consider t%e num,er of pilots in t%e

    active set9 and it is applica,le to t%e test data of t%e 6. *ilotpollution refers to t%e condition t%at t%e pilots t%at e?ceed t%epilot pollution t%res%old are not included in t%e active set aftercertain la( time. In al(orit%m t3o9 pilot pollution is defined asfollo3s; #&C* -') dm #&C* T%res%oldB9 and c=Io !+ dc=Io T%res%oldB. 1um,er of t%e pilot pollutions refers to t%e

    pilots t%at %ave e?ceeded t%e pilot pollution t%res%old9 and arenot included in t%e active set after certain la( time.

    0%en t%e parameters related to pilot pollution is set as s%o3n int%e fi(ure ,elo39 t%ree pilots %ave e?ceeded t%e pilot pollutiont%res%old. After ! s9 pilot 222 and pilot !2+ still are not includedin t%e active set9 so t%e num,er of pilot pollution is 2.

    F I U ! "  8 " 7 AM P $ "  O F   P I $ O T   P O $ $ UT I O #   A#A$ % S I S  A$ O !I T HM   T &O  

    Al(orit%m t%ree9 defined ,y C%ina 6nicom9 is applica,le to t%etest data of t%e &canner and t%e 6. Here9 pilot pollution refers

    to t%e num,er of pilots t%at %as e?ceeded t%e pilot pollution

    8 Confidential and *roprietary Information of 5T CO#*O#ATIO1

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    C%apter ! Handover *erformance Analysis and Optimization

    t%res%old and t%e active set t%res%old. In al(orit%m t%ree9 pilotpollution is defined as follo3s; #&C* -! dm #&C*T%res%oldB9 and c=Io !est&ervin(Cell - )d c=IoT%res%oldB. 0e can (et t%e num,er of pilot pollutions ,y

    su,tractin( + active setB from t%e total num,er of pilots t%at%as e?ceeded t%e pilot pollution t%res%old.

    As s%o3n in t%e fi(ure ,elo39 3%en t%e parameters related topilot pollution is set as s%o3n in Fi(ure " 9 si? pilots %avee?ceeded t%e pilot pollution t%res%old. ecause t%e active set isset to +9 t%e num,er of pilot pollution is +.

    F I U ! "  19 "7 AM P $ "   O F  P I $ O T  P O $ $ UT I O #  A#A$ % S I S   A$ O !I T HM   T H!" "  

    &ote'

    T%e parameter settin(s of t%e t%ree al(orit%ms are different9so t%eir conclusions also may differ. *ilot pollution analysiscan %elp to locate t%e area 3it% possi,le pilot pollution

    pro,lems. T%erefore t%ese t%ree al(orit%ms 3it% differentparameter settin(s can ,e used to analyze t%e condition of 

    t%e net3or< from different aspects. T%en9 3e can putfor3ard a more customized net3or< optimization solution.

    For C%ina 6nicom pro:ects9 it is recommended to useal(orit%m t%ree to evaluate t%e pilot pollution level.

    T%e follo3in( fi(ure s%o3s t%e analysis c%art of pilot pollution

    al(orit%m t%ree. 9 !9 29 and + represent t%e num,er of pilotpollution.

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    67T& Handover Optimization

    F I U ! "  11 A#A$%SIS  C H A ! T   O F  P I $ O T  P O $ $ UT I O #  A$ O !I T HM   T H!" "  

    &olution for pilot pollution

    To solve t%e pilot pollution pro,lem9 3e %ave to find one maincovera(e pilot 3it%in t%e pilot pollution area9 3%ic% can ,e

    performed ,y t%e follo3in( steps;

    !. Add ,ase stations.

    If pilot pollution %appens in areas 3it% stron( covera(esi(nals9 reconstruct t%e am,ient ,ase stations to omni cellsor 2-sector ,ase stations to reduce t%e num,er of pilots@ if pilot pollution %appens in areas 3it% poor covera(e si(nals9add a ne3 ,ase station in t%e polluted area. It is common toadd ,ase stations in t%e pilot polluted areas. T%e 3or

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    67T& Handover Optimization

    %as little impact on system covera(e. It is recommended touse t%e plannin( soft3are 3it% advanced al(orit%ms and %i(%accuracy to do t%e simulation. Durin( t%e DT9 severalen(ineers can 3or< to(et%er to modify t%e parameters.

    . #eplace t%e ori(inal antenna 3it% #emote lectrical Tilt#TB.

    0%en t%e do3ntilt of mec%anical antennas is increased9 t%e

    antenna ,eam 3ill ,e flattened9 and more si(nals cover t%eside lo,e. T%en covera(e of t%e side lo,e to ot%er cells 3ill

    increase9 and t%e ne3 pilot pollution may occur. For t%e #T9t%is

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    C%apter ! Handover *erformance Analysis and Optimization

    F I U ! "  1+ C O !#" !  " F F " CT   A#)   S I #A$   CHA# " S  

    &olution;

    From t%e a,ove analysis9 3e can see t%at corner effect is mainly

    caused ,y a,rupt drop of t%e c=Io in t%e source cell andincrease of c=Io in t%e tar(et cell. To counter t%e corner effect9

    you s%ould include t%e tar(et cell into t%e active set ,efore t%esi(nal of t%e source cell drops a,ruptly. T%e follo3in( met%ods

    can ,e used to counter t%e corner effect.

    !. Ad:ust cell CIO.

    &et t%e CIO of t%e tar(et cell to a positive value9 so t%etar(et cell can report vent !A as soon as possi,le9 and t%enit can enter t%e active set ,efore t%e si(nal of t%e source celldrops a,ruptly. T%is settin( also ma

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    67T& Handover Optimization

    2. Ad:ust cell #!a #pt#an(eB9 H!a HysteresisB9 and Time toTri((er.

    y increasin( #!a9 decreasin( H!a and Time to Tri((er of t%e

    source cell9 its nei(%,orin( cells can report vent !A early9

    and t%e tar(et cell also can enter t%e active set early.

    Compared 3it% ad:ustin( t%e cell CIO9 ad:ustin( #!a9 H!a9and Time to Tri((er may influence t%e %andover ,et3een t%e

    source cell and t%e nei(%,orin( cells.

    +. Ad:ust t%e #F parameters.

    y ad:ustin( t%e #F parameters9 t%e antenna of t%e tar(etcell can cover across t%e corner9 so t%e %andover %appens,efore t%e 6 reac%es t%e corner. Or9 you can ma

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    C%apter ! Handover *erformance Analysis and Optimization

    F I U ! "  10 P I #P O I #T  " F F " CT   A# )  S I #A$   CHA# " S  

    &olution;

    From t%e a,ove analysis9 3e can see t%e pinpoint effect ismainly caused ,y a,rupt drop and t%e su,sequent arise of c=Ioin t%e source cell in a s%ort period of time.

    ecause t%e si(nal quality in t%e source cell only drops in as%ort period of time9 to counter t%e corner effect9 you s%ouldensure t%at t%e source cell remains in t%e active set 3%en itssi(nals drop a,ruptly. T%e follo3in( met%ods can ,e used tocounter t%e pinpoint effect.

    !. Ad:ust cell CIO.

    &et t%e CIO of t%e tar(et cell to a positive value9 3%ic%ma

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    67T& Handover Optimization

    t%en it can remain in t%e active set 3%en its si(nals dropa,ruptly.

    2. Ad:ust cell #!a #pt#an(eB9 H!a HysteresisB9 and Time to

    Tri((er.

    y increasin( #!a and Time to Tri((er and decreasin( H!a of 

    t%e tar(et cell9 you can ma

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    C%apter ! Handover *erformance Analysis and Optimization

    cenarios Causes

    T%e 6 receives t%e Active et+pdate messa(e9 ,ut does notrespond.

    T%e 6 is faulty.

    T%e 6 sends t%e Active et+pdate Complete#-ailuremessa(e9 ,ut t%e #1C fails toreceive it.

    T%e 6/ is faulty9 or t%e timer foractive set update e?pires9 and t%e

    connection is released.

    T%e %andover-tar(et 1ode

    does not send t%e (adio )in*(estore $ndication messa(e

    to t%e #1C.

    T%e 6/ of t%e tar(et 1ode is notsync%ronized 3it% t%e 6.

    Causes for Inter-Frequency

    Hano!er Failures

    Inter-frequency %andover mainly %appens amon( t%e inter-frequency nei(%,orin( cells. T%e place and condition of inter-frequency %andovers must ,e properly set. 4enerally9 if t%e

    t%res%old for ena,lin( t%e compressed mode of t%e inter-frequency %andover is too %i(%9 t%e 6s frequently ena,les t%e

    compressed modes 3%en t%ey are near t%e cell ed(e9 and t%enmuc% si(nalin( over%ead are 3asted9 and system interference is

    (enerated. If t%e t%res%old is too lo39 t%e compressed mode

    measurement is tri((ered too late and t%e %andover cannot ,eperformed timely. T%en9 call drops 3ill occur.

    T%e main cause for t%e inter-frequency %andover failure is t%at

    t%e %andover area is too narro39 so t%e 6 reac%es t%e cell ed(e :ust after it started t%e inter-frequency measurement. T%e

    %andover measurement cannot ,e finis%ed.

    Durin( t%e indoor=outdoor %andover9 if t%e indoor and

    outdoor cells are at different frequencies9 t%e %andover successrate 3ill ,e lo3er t%an t%e soft %andover success rate. To solve

    t%is pro,lem9 you can use t%e follo3in( met%ods;

    !. Ad:ust t%e %andover parameters to control t%e indoor and

    outdoor %andover area.

    2. &et t%e %andover areas at places 3it% little traffic.

    +. Construct a transitional cell in indoor area9 so t%e inter-frequency %andover can %appen indoors.

    . Install t%e antenna in a proper location and control t%e po3erat t%e antenna port to ad:ust t%e area of %ard %andover.

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    67T& Handover Optimization

    Causes for Inter-AT Hano!er

    Failures

    T%e (eneral causes for inter-#AT %andover failures are asfollo3s;

    !. T%e quality of 6/ is poor.

    2. T%e t%res%old for vent 2D is set improperly.

    +. T%e parameter for vent +A is set improperly.

    . &ome 4&7 nei(%,orin( cells of t%e current 67T& cell aremissin(.

    ). Too many 4&7 nei(%,orin( cells are confi(ured for t%e 67T&

    cell.

    >. 1o radio resources are availa,le for t%e tar(et 4&7 cell.

    T%e optimization of t%e %andover ,et3een 67T& and 4&7 is tooptimize t%e ,oundaries of t%e 67T& and 4&7 net3or

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    C%apter ! Handover *erformance Analysis and Optimization

    F I U ! "  1 H A#)O * " !   T !AF F I C   STATISTIC  A#A$ % S I S   F $ O &  

    Causes for ,oft Hano!er Failure

    T%e soft %andover failure can ,e analyzed from t%e follo3in(aspects; association data9 fore(round and ,ac

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    67T& Handover Optimization

    F I U ! "  12 SO F T   HA#)O * " !   F AI $ U!"  A#A$%SIS   F $ O &

    T%e %andover procedure contains t%ree sta(es; %andoverdecision sta(e9 %andover preparation sta(e9 and %andover on

    t%e 6u interface.

    Handover decision sta(e

    T%e 6 reports vent !A9 !9 and !C9 and t%en t%e #1Cadmission control module determines 3%et%er to let t%e 6 to

    ,e %anded over to t%e tar(et cell ,ased on t%e current systemresources of t%e tar(et cell. If t%e tar(et cell can providesufficient resources9 t%e #1C tri((ers t%e %andover preparation.T%e #1C sends t%e (adio )in* etup (e,uest  messa(e torequest t%e 1ode to ,uild t%e correspondin( #/@ if t%e tar(etcell cannot provide sufficient resources9 t%e #1C tri((ers t%e

    con(estion control flo39 and postpones t%e %andlin( of t%eevents. ou can c%ec< 3%et%er t%e %andover failure is caused ,y

    t%e con(ested tar(et cell ,y t%e %andover con(estion rate.

    Handover preparation sta(e

    20 Confidential and *roprietary Information of 5T CO#*O#ATIO1

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    C%apter ! Handover *erformance Analysis and Optimization

    T%e #1C receives t%e measurement report sent ,y t%e 69 andt%en instructs t%e tar(et 1ode to ,uild t%e correspondin( #/st%rou(% t%e (adio )in* etup (e,uest messa(e. After t%e #/sare successfully ,uilt9 t%e %andover on t%e 6u interface ,e(ins.

    If t%e 1ode returns t%e (adio )in* etup -ailed  messa(e9t%e %andover preparation fails. T%e causes t%at may lead to%andover preparation failure are included in t%e follo3in( ta,le.

    TA-$ "   + CAUS " S  F O !  !$ A))I T I O # :S" T UP  F AI $ U!"   O #   T H"   I U-   I#T " !F AC"  

    Causes for () Addition#etup -ailure on the $u! $nterface

    T1A*ulsfnotsupported

    T1A*dlsFnotsupported

    T1A*cmnotsupported

    T1A*transportresourceunavaila,le

    T1A*requestedconfi(urationnotsupported

    T1A*unspecified2

    1o response

    Handover on t%e 6u interface sta(e

    After t%e tar(et 1ode finis%es ,uildin( t%e #/s9 t%e #1C

    instructs t%e 6 to perform t%e %andover t%rou(% t%e Activeet +pdate si(nalin(. After t%e %andover is completed9 t%e 6

    reports t%e Active et +pdate Complete messa(e. If t%e 6returns Active et +pdate  -ailed  or t%e #1C receives no

    response from t%e 69 t%en t%e %andover on t%e 6u interfacealso fails. T%e causes t%at may lead to %andover failure on t%e6u interface are included in t%e follo3in( ta,le.

    TA-$ "   0 " #" !A$  C AUS " S   F O !  ACT I * "  S" T  UP)AT"  F AI $ U!"

    eneral Causes for Active et +pdate -ailure

    Confi(uration unsupported

    *%ysical c%annel failure

    Incompati,le simultaneous reconfi(uration

    Compressed mode runtime error

    *rotocol error

    Cell update occurred

    1o response

    Current t%e soft %andover success rate only refers to t%e%andover success rate on t%e 6u interface.

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    67T& Handover Optimization

    Causes for Inter-Frequency

    Hano!er Failure

    F I U ! "  13 I #T " ! ' F !" ( U" #C%   HA#)O * " !   F AI $ U!"  A#A$%SIS   F $ O &

    T%e inter-frequency %andover procedure contains t%ree sta(es;

    22 Confidential and *roprietary Information of 5T CO#*O#ATIO1

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    C%apter ! Handover *erformance Analysis and Optimization

    %andover decision sta(e9 %andover preparation sta(e9 and%andover on t%e 6u interface.

    T%e %andover decision sta(e is mainly to :ud(e 3%et%er t%e

    inter-frequency cells can provide sufficient resources to ,uild t%e

    ne3 services.

    T%e inter-frequency %andover preparation sta(e is similar to t%atof t%e soft %andover.

    For t%e %andover on t%e 6u interface9 t%e #1C adopts t%e (adioBearer (econfi/urationJ %ransport Channel(econfi/urationJ Physical Channel (econfi/urationmessa(es to instruct t%e 6 to perform t%e %ard %andover9 and

    t%en t%e 6 reports t%e (adio Bearer (econfi/urationcompleteJ %ransport Channel (econfi/uration completeJ 

    Physical Channel (econfi/uration Complete messa(e aftert%e %ard %andover is completed. If t%e 6 returns (adio Bearer

    (econfi/uration -ailedJ %ransport Channel (econfi/uration-ailedJ Physical Channel (econfi/uration -ailed or t%e #1Creceives no response from t%e 69 t%en t%e %andover on t%e 6uinterface also fails. T%e causes t%at may lead to %andover failureon t%e 6u interface are included in t%e follo3in( ta,le.

    TA-$ "   !" AS O #S  F O !  UU   I#T " !F AC"  HA#)O * " !   FAI $ U!"

    -ailure Course (eason for Active et +pdate -ailure

    Confi(uration

    unsupported

    If t%e %ard %andover of t%e 6 to t%e tar(et cellis decided to ,e made9 t%e #1C 3ill send t%ereconfi(uration messa(e to t%e 6. T%e

    reconfi(uration messa(e includes multiple

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    67T& Handover Optimization

    -ailure Course (eason for Active et +pdate -ailure

    Incompati,le

    simultaneousreconfi(uration

    If t%e %ard %andover of t%e 6 to t%e tar(et cellis decided to ,e made9 t%e #1C 3ill send t%ereconfi(uration messa(e to t%e 6. If t%e 6 is

    ,usy 3it% dealin( t%e ot%er messa(es 3%enreceivin( t%is messa(e9 t%e 6 3ill send t%ereconfi(uration failure messa(e to t%e #1C9 andt%e reason is incompati!le simultaneousreconfi/uration.

    Compressedmode runtimeerror

    If t%e %ard %andover of t%e 6 to t%e tar(et cellis decided to ,e made9 t%e #1C 3ill send t%ereconfi(uration messa(e to t%e 6. If t%ereconfi(uration messa(e carries t%e compressedmode parameter9 and t%e multi activatedtransmission (ap pattern sequences create t%etransmission (aps in t%e same radio frame9 t%e6 3ill send t%e reconfi(uration failure messa(e

    to t%e #1C9 and t%e reason is t%e compressionmode runtime error. One radio frame can onlyinclude t%e transmission (ap of one function.T%e transmission (ap is t%e time slot used fort%e inter-frequency=inter-#AT measurement inone radio frame.

    *rotocol error

    If t%e %ard %andover of t%e 6 to t%e tar(et cellis decided to ,e made9 t%e #1C 3ill send t%e

    reconfi(uration messa(e to t%e 6. If someparameters in t%e reconfi(uration messa(e do

    not conform to t%e protocol suc% as (rammarmista

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    C%apter ! Handover *erformance Analysis and Optimization

     Analysis of t%e eason for t%e

    Out#oin# C, Inter-AT Hano!er

    Failure

    Out(oin( C& inter-#AT %andover includes t%e follo3in( t3op%ases; t%e out(oin( C& inter-#AT %andover preparation at t%elu interface and t%e out(oin( inter-#AT %andover request on t%e6u interface. T%e out(oin( C& inter-#AT %andover preparation att%e lu interface corresponds to t%e messa(e of relocation

    preparation9 and t%e out(oin( inter-#AT %andover requirementon t%e 6u interface corresponds to t%e HA1DOK#  -(OM

    +%(A& COMMA&0 messa(e.

    T%e out(oin( C& inter-#AT %andover preparation is t%erelocation process ,et3een t%e #1C and t%e &C. After t%e #1Creceives vent +A=+C reported ,y t%e 69 t%e #1C :ud(es

    3%et%er t%e %andover from +4 to 24 is possi,le. If it is9 t%e #1C3ill send t%e (elocation (e,uired messa(e to t%e C1. T%en9

    t%e C1 3ill send t%e %andover request to t%e &C. If t%e%andover is allo3ed9 t%e &C 3ill allocate t%e necessaryresources and returns t%e confirmin( messa(e to t%e C1. T%eC1 sends t%e #A1A* messa(e (elocation Command  to t%eC9 and t%e %andover preparation is finis%ed. T%e relevantcounters in t%e out(oin( C& inter-#AT %andover preparationprocess are descri,ed in t%e follo3in( ta,le.

    TA-$ "   2 !" $ " * A#T  CO U#T " !S   I #  T H"  O UT O I #  CS I#T " ! '!AT H A#)O * " !P!"PA!ATIO#  P!O C" S S

    Counter 0escription

    1um,er ofattemptedrelocation

    preparation forout(oin( C&inter-#AT

    %andovers9 time

    critical relocation

    T%e measurement o,:ect of t%e counter is t%ecell. T%e counter is used to count t%e num,er oft%e inter-#AT C& domain %andover out(oin(preparation requests and t%e request cause is %ime Critical (elocation. Time criticalindicates all emer(ent cases suc% as9transmission resources are ,loc

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    67T& Handover Optimization

    Counter 0escription

    attemptedrelocation

    preparation forout(oin( C&inter-#AT

    %andovers9

    relocationdesira,le for

    radio reasons

    cell. T%e counter is used to count t%e num,er oft%e inter-#AT C& domain %andover out(oin(

    preparation requests and t%e request cause is

    (elocation 0esira!le for (adio (easons. T%e6 is %anded over into different system ,ecauset%e quality of t%e radio lin< is not (ood at t%e

    #1C side ,ut (ood in anot%er system.

    At t%is time t%e reason of t%e accompaniedrelocation is t%e radio quality.

    1um,er ofattemptedrelocation

    preparation forout(oin( C&

    inter-#AT

    %andovers9directed retry

    T%e measurement o,:ect of t%e counter is t%ecell. T%e counter is used to count t%e num,er oft%e inter-#AT C& domain %andover out(oin(preparation requests and t%e request cause is0irected (etry.

    T%e inter-#AT %andover occurs ,ecause t%e voice

    service esta,lis%ment fails due to t%e resourcecon(estion at t%e C side.

    1um,er of

    attemptedrelocation

    preparation forout(oin( C&inter-#AT

    %andovers9reduce load inservin( cell

    T%e measurement o,:ect of t%e counter is t%ecell. T%e counter

    is used to count t%e num,er of t%e inter-#AT C&domain %andover out(oin( preparation requests

    and t%e request cause is (educe )oad inervin/ Cell. T%e inter-#AT %andover occurs

    ,ecause t%e load at t%e C side is too %i(%.

    1um,er ofattemptedrelocation

    preparation forout(oin( C&inter-#AT

    %andovers9access restricted

    due to s%ared

    net3or

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    C%apter ! Handover *erformance Analysis and Optimization

    Counter 0escription

    e?piry

    to set t%e relocation preparation timer afterreceivin( t%e (")OCA%$O& COMMA&0 messa(e from t%e C19 t%e #1C stops t%e

    relocation preparation timer. If t%e #1C fails toreceive t%e response from t%e C1 after t%erelocation preparation timer timeout9 t%e Ccancels t%e relocation flo3.

    1um,er of failedrelocation

    preparation for

    out(oin( C&inter-#AT

    %andovers9relocation failure

    in tar(et C1=#1Cor tar(et system

    T%e measurement o,:ect of t%e counter is t%ecell. T%e counter is used to count t%e num,er oft%e inter-#AT C& domain %andover out(oin(preparation failures and t%e failure cause is(elocation -ailure $n %ar/et C(&C Or%ar/et ystem.

    After t%e C sends t%e (")OCA%$O&("+$("0 messa(e to t%e C1 and if t%erelocation fails due to t%e operation error at t%eC1 or 24 side9 t%e C1 sends t%e (")OCA%$O&P("PA(A%$O& -A$)+(" messa(e 3it% t%iscause value.

    1um,er of failedrelocation

    preparation forout(oin( C&inter-#AT

    %andovers9

    relocation notsupported in

    tar(et

    #1C or tar(et

    system

    T%e measurement o,:ect of t%e counter is t%ecell. T%e counter

    is used to count t%e num,er of t%e inter-#AT C&domain %andover out(oin( preparation failuresand t%e failure cause is (elocation &otupported $n %ar/et (&C Or %ar/et ystem.

    After t%e C sends t%e (")OCA%$O&("+$("0 messa(e to t%e C1 and if t%eincomin( relocation is not supported at t%e 24

    side9 t%e C1 sends t%e (")OCA%$O&P("PA(A%$O& -A$)+(" messa(e 3it% t%iscause value.

    1um,er of failedrelocation

    preparation for

    out(oin( C&inter-#AT

    %andovers9relocation tar(et

    not allo3ed

    T%e measurement o,:ect of t%e counter is t%ecell. T%e counter is used to count t%e num,er oft%e inter-#AT C& domain %andover out(oin(preparation failures and t%e failure cause is(elocation %ar/et not alloed.

    After t%e C sends t%e (")OCA%$O&("+$("0 messa(e to t%e C1 and if t%e D#1Cdoes not aut%orize t%e 6 to access t%e tar(etcell at t%e 24 side 9 t%e C1 sends t%e(")OCA%$O& P("PA(A%$O& -A$)+(" 

    messa(e to t%e C 3it% t%is cause value.

    1um,er of failedrelocation

    preparation forout(oin( C&

    inter-#AT

    %andovers9 no

    radio resourcesavaila,le in

    tar(et cell

    T%e measurement o,:ect of t%e counter is t%ecell. T%e counter

    is used to count t%e num,er of t%e inter-#AT C&domain %andover out(oin( preparation failuresand t%e failure cause is &o (adio (esourcesAvaila!le in %ar/et Cell.

    After t%e C sends t%e (")OCA%$O&("+$("0 messa(e to t%e C1 and if t%e D#1C

    cannot allocate t%e radio resources due to %i(%load9 t%e C1 sends t%e (")OCA%$O&

    P("PA(A%$O& -A$)+(" messa(e to t%e C

    3it% t%is cause value.

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    67T& Handover Optimization

    Counter 0escription

    1um,er of failed

    relocationpreparation forout(oin( C&

    inter-#AT

    %andovers9 trafficload in t%e tar(etcell %i(%er

    t%an in t%esource cell

    T%e measurement o,:ect of t%e counter is t%ecell. T%e counter is used to count t%e num,er oft%e inter-#AT C& domain %andover out(oin(

    preparation failures and t%e failure cause is%raffic )oad $n %he %ar/et Cell Hi/her %han$n %he ource Cell.

    After t%e C sends t%e (")OCA%$O&("+$("0 messa(e to t%e C1 and if t%e load int%e tar(et cell is %i(%er t%an t%at in t%e sourcecell9 t%e 24 side re:ects t%e relocation requestand t%e C1 sends t%e (")OCA%$O&P("PA(A%$O&

    -A$)+(" messa(e to t%e C 3it% t%is causevalue.

    1um,er of failedrelocation

    preparation forout(oin( C&

    inter-#AT

    %andovers9un

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    C%apter ! Handover *erformance Analysis and Optimization

    TA-$ "   3 !"$"*A#T  C O U#T " !S  ) U!I #   T H"  O UT O I #  CS I #T " ! '!ATHA#)O * " !   O #  T H"  UU   I#T " !F AC"  

    -ailure Course Course for Active et +pdate -ailure

    Confi(urationunaccepta,le

    If t%e %ard %andover of t%e 6 to t%e 24 cell is

    decided to ,e made9 t%e #1C 3ill send t%e HA&0O4"( -(OM +%(A& COMMA&0 messa(e to t%e 69 and t%e messa(e includesmultiple

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    67T& Handover Optimization

    -ailure Course Course for Active et +pdate -ailure

    +%(A& COMMA&0 messa(e to t%e 69 startt%e timer9 and 3ait for t%e $+ (")"A"COMMA&0 messa(e sent ,y t%e C1. If t%e

    HA&0O4"( -(OM +%(A& COMMA&0messa(e or t%e response messa(e is lost durin(t%e transmission9 t%e timer at t%e #1C side 3ille?pire. And t%e #1C cannot receive t%e $+(")"A" COMMA&0 messa(e sent ,y t%e C19or t%e response a,out t%e failure from t%e 6.

     Analysis of t%e eason for t%e

    Out#oin# ', Inter-AT Hano!er

    Failure

    T%e out(oin( *& inter-#AT %andover does not %ave t%epreparation p%ase. T%e out(oin( *& %andover at t%e net3or<side is for t%e 6 in t%e C//DCH and C//FACH status9 and itinvolves out(oin( *& %andover process on t%e 6u interface andt%e conte?t information acquisition and transmission process att%e lu interface.

    Out(oin( *& %andover on t%e 6u interface corresponds to t%eC")) CHA&" O(0"( -(OM +%(A& messa(e9 and t%e 6

    starts t%e routin( area update flo3 to t%e 24 net3or< after itreceives t%e C")) CHA&" O(0"( -(OM +%(A& messa(e.T%en t%e &4&1 launc%es t%e conte?t information acquisition anddata transmission t%rou(% t%e lu interface. Conte?t Informationacquisition at t%e lu interface corresponds to t%e (&

    CO&%"6% ("+"%# (&C CO&%"6% ("PO&" messa(e9and t%e data transmission process corresponds to t%e (&

    0A%A -O(7A(0 COMMA&0 messa(e.

    T%e follo3in( conditions indicate t%e out(oin( *& inter-#AT%andover failure.

    !. T%e #1C receives t%e 6 C// CHA14 O#D# F#O7 6T#A1

    FAI/ messa(e.2. If t%e out(oin( inter-#AT %andover is successful9 t%e cause

    value of t%e $u (elease Command messa(e may ,euccessful (elocation or &ormal (elease. 0%en t%e #1Creceives t%e lu connection release command messa/e3it% cause value uccessful (elocation or &ormal(elease9 t%e out(oin( inter-#AT %andover is successful.

    +. T%e inter-#AT %andover times out. If t%e 6 3ill ,e %anded

    over to t%e 24 cell9 t%e #1C 3ill send t%e C")) CHA&"O(0"( -(OM +%(A& messa(e to t%e 69 start t%e timer9and 3ait for t%e (& CO&%"6% ("+"% messa(e sent,y t%e C1. If t%e  C")) CHA&" O(0"( -(OM +%(A&

    30 Confidential and *roprietary Information of 5T CO#*O#ATIO1

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    C%apter ! Handover *erformance Analysis and Optimization

    messa(e or t%e response messa(e is lost in t%e transmissionprocess9 t%e #1Cs 3aitin( 3ill time out9 and t%en t%e #1Ccannot receive t%e (& CO&%"6% ("+"%  messa(edelivered ,y t%e C19 or t%e failure response from t%e 6.

    TA-$ "   5 !" AS O #S  F O !   T H"  O UT O I #  PS I #T " ! '!AT H A#)O * " !   FAI $ U!"  

    -ailure course Cause for Active et +pdate -ailure

    Confi(uration

    unaccepta,le

    If t%e %ard %andover of t%e 6 to t%e 24 cell isdecided to ,e made9 t%e #1C 3ill send t%e C"))CHA&" O(0"( -(OM +%(A& messa(e tot%e 6. T%e messa(e includes multiple

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    67T& Handover Optimization

    -ailure course Cause for Active et +pdate -ailure

    reason is not listed a,ove9 T%e content of t%efailure messa(e returned ,y t%e 6 isunspecified.

    1o response

    0%en t%e %andover of t%e 6 to t%e 24 cell isdecided to ,e made9 t%e #1C 3ill send t%e C"))CHA&" O(0"( -(OM +%(A& messa(e tot%e 69 and start t%e timer to 3ait t%e (&CO&%"6% ("+"% messa(e sent ,y t%e C1.If t%e C")) CHA&" O(0"( -(OM +%(A& messa(e or t%e response messa(e is lost durin(t%e transmission9 t%e 3aitin( at t%e #1C side3ill ,e timeout9 and t%e #1C 3ill receive neit%ert%e (& CO&%"6% ("+"% messa(e fromt%e C1 nor t%e failure response from t%e 6.

    32 Confidential and *roprietary Information of 5T CO#*O#ATIO1

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    C h a p t e r +

    Cases of Handover

    Performance Optimization

    Cases of Intra-AT

    Hano!er Optimization

    Hano!er Failure an Call DropCause &y Corner (ffect

    *ro,lem Description

    Accordin( to t%e CNT test9 t%e en(ineer finds t%e call drop 3%en

    t%e elevator is opened or closed at some indoor distri,uted sites.

    Analysis

    T%e main reasons include t%at t%e nei(%,orin( cell relation,et3een t%e cells inside and outside of t%e elevator is improperly

    set9 and t%e %andover is not processed in time. After t%erepeated continuous callin( test in t%e elevator 3%ere t%e calldrop %appens9 t%e en(ineer finds t%at t%e call drop %appens att%e moment of t%e elevator ,ein( closed. And t%e test s%o3st%at t%e nei(%,orin( cell relation ,et3een t%e cell inside andoutside t%e elevator is properly set9 so t%e reason of t%e call

    drop may ,e t%e fact t%at t%e %andover is not processed in time.

    T%e follo3in( fi(ure s%o3s t%e si(nalin( outside of t%e elevator93%ic% is mainly covered ,y t%e cell 3it% *&C +"$.

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    F I U ! "  15 S I #A$ I #   O UT  O F   T H"  "$"*ATO!  -" F O !"  O P T I M I ; AT I O #

    T%e si(nalin( of t%e scram,lin( +>$ cell ,ecomes stron(er at t%emoment t%e 6 enters t%e elevator and its door is ,ein( closed9as s%o3n in t%e follo3in( fi(ure.

    F I U ! "  16 S I #A$ I #   I #   T H"   "$"*ATO!   -" F O !"  O P T I M I ; AT I O #

    Accordin( to t%e test si(nalin(9 t%is $ cell is not includedt%e active set in time9 3%ic% causes t%e call drop.

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    C%apter 2 Cases of Handover *erformance Optimization

    F I U ! "  18 A#A$%SIS   O F  T H"   CA$ $   )!O P   CAUS " )  -%   CO !#" !   " F F " CT

    Optimization *lan

    ecause t%e area around t%e elevator is covered ,y t%e indoordistri,uted sites9 it is difficult to reconstruct t%e indoor antenna

    and feeder system. &o t%e optimization can ,e done ,ymodifyin( t%e parameters. T%e (eneral optimization plan is t%at

    t%e *&C+>$ cell s%ould report vent !A as soon as possi,le toenter t%e active set. In order to ma

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    C%apter 2 Cases of Handover *erformance Optimization

    Hano!er Failure an Call Drop

    Cause &y 'inpoint (ffect

    *ro,lem Description

    In moment !9 t%e cell p%one moves alon( t%e route s%o3n ,yt%e red arro39 and t%e %andover failure and call drop of t%e

    voice service %appen. T%e t3o related cells are GC6*&C$B and GCOO"6 *&C)+B. At t%e ,e(innin(9 t%e cell is in

    t%e macro diversity status9 t%e main servin( cell is t%e t%ird cell*&C)+B of site GC"69 and t%e pilot quality c=Io is -'.$+d.

    F I U ! "  ++ H A#)O * " !   A# )   CA$ $   )!O P  CAUS " )  -%  P I #P O I #T   " F F " CT   .T H"  M AI #   S " !* I C"   C" $ $   I S   PSC20 I #  M O M " #T  1 /

    In moment 29 t%e main servin( cell of t%e 6 is c%an(ed to ,et%e t%ird cell *&C$B of GC69 and t%e pilot quality c=Io is

    -!.+! d. T%e t%ird cell *&C)+B of GC"6 leaves t%e activeset and appears in t%e monitorin( set.

    Confidential and *roprietary Information of 5T CO#*O#ATIO1  37

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    67T& Handover Optimization

    F I U ! "  +0 H A#)O * " !   A# )   CA$ $   )!O P  CAUS " )  -%  P I #P O I #T   " F F " CT  .PSC20 C" $ $   $"A*"S   T H "  ACT I * "  S " T   I #   M O M " #T   + /

    In moment +9 after one second9 t%e si(nal quality of t%e t%irdcell *&C)+B of GC"6 is stron(er t%an t%at of t%e t%ird cell*&C$B of GC69 and t%e c=Io is -2.+' d. And t%e t%ird

    cell *&C)+B of GC"6 reports vent !A and tries to entert%e active set a(ain. Ho3ever9 as t%e main servin( cell9 t%e t%ird

    cell *&C$B of GC6 %as poor pilot quality9 and t%e c=Io is-2!.) d. As s%o3n in t%e follo3in( fi(ure9 after t%e 6 reportsvent !A9 t%e do3nlin< cannot receive t%e %andover command9and finally t%e call drop %appens.

    F I U ! "  + H A#)O * " !   A# )   CA$ $   )!O P  CAUS " )  -%  P I #P O I #T   " F F " CT   .CA$ $  )!O P   HAP P " #S   -" CAUS "  T H"   PSC20 C" $ $   CA##O T  ,O I #   I #   T H "  ACT I * "  S "T  I #

     M O M " #T

      0 /

    Analysis

    T%is is t%e typical call drop caused ,y t%e *inpoint effect. T%esi(nal of *&C$ cell ,ecomes stron(er suddenly9 3%ic% ma

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    C%apter 2 Cases of Handover *erformance Optimization

    it %ard for *&C)+ cell to tri((er vent ! and leave t%e activeset.

    F I U ! "  +2 H A#)O * " !   A# )   CA$ $   )!O P  CAUS " )  -%   T I P   " F F " CT

    Optimization *lan

    In order to prevent t%e situation t%at t%e call drop %appens,ecause it is difficult for t%e t%ird cell *&C)+B of GC"6 to

    enter t%e active set a(ain after it leaves t%e active set9 t%eCellIndivOffset utranCellB of t%e t%ird cell *&C)+B of GC"6in t%e active set s%ould ,e modified from to + d9 so t%e cell3ill remain in t%e active set.

    Optimization #esult

    After modifyin( t%e parameter9 t%e en(ineer finds t%at t%e calldrop point disappears in t%e test. In t%e call %old status9 t%e 6

    still moves alon( t%e arro3s direction9 and t%e main service cellis t%e t%ird cell *&C)+B of GC"6.

    F I U ! "  +3 MAI #  S " !* I C"   C" $ $  PSC20

    /ater9 t%e si(nal quality of t%e t%ird cell *&C)+B of GC"6,ecomes poor9 and t%e c=Io is -!+.2+9 3ea

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    67T& Handover Optimization

    F I U ! "  +5 MAI #  S " !* I C"   C" $ $  C H A # " ) T O  - "  PSC6

    Finally9 *&C)+ cell is t%e main service cell a(ain9 as s%o3n in t%efollo3in( cell9 and t%e call drop disappears.

    F I U ! "  +6 MAI #  S " !* I C"   C" $ $  C H A # " ) T O  - "  PSC20

    Hano!er Failure an Call Drop

    Cause &y Insufficient ',C euse

    Distance

    *ro,lem Description

    In t%e 3%ole-net3or< optimization process near t%e ai&%ii in

    8iu/on(*o district of C%on(Nin(9 call drop %appens in every test

    40 Confidential and *roprietary Information of 5T CO#*O#ATIO1

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    C%apter 2 Cases of Handover *erformance Optimization

    on t%e road near i uan #estaurant. T%e specific locations ares%o3n in t%e follo3in( fi(ure.

    F I U ! "  +8 C A$ $   )!O P  #" A!  % I  %U A#  !" S T AU!A#T

    Analysis

    First9 c%ec< t%e si(nal covera(e in t%e area 3%ere t%e call drop%appens9 and t%e en(ineer finds t%at t%e si(nal covera(estren(t% and t%e si(nal quality are (ood in t%is area accordin( tot%e drive test. T%e si(nal stren(t% is around -") dm9 and t%esi(nal quality is a,out -> d. 0it% t%is

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    67T& Handover Optimization

    F I U ! "  09 ) I S T !I -UT I O #  )I A !AM   O F  T H"  #O ) "- A# )  S C!AM -$ I #   #" A!   % I  %UA#  ! " S T AU!A#T

    From t%e a,ove fi(ure9 t%e en(ineer finds t%at t%e scram,lin( ati uan #estaurant is t%e same 3it% t%ose of t%e 1odes ateiDiiuan and 5ou7aTaoHua/in *&C"'B9 and t%e distance,et3een t3o sites is less t%an )

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    67T& Handover Optimization

    F I U ! "  0 ! " P O !T " )  "* " #T   1-

    T%e call drop %appens ,efore t%e 6 deletes *&C"$ from t%eactive set. T%en9 t%e 6 sends t%e cell update messa(e9 and

    t%e reason is radiolin* failure.

    F I U ! "  02 C A$ $   )!O P   CAUS " )   - %  O UT   O F  S % #C   O F  T H"  !A)I O   $ I #4

    C%ec< t%e recent t3o measure reports ,efore t%e call drop9 t%esi(nal quality of *&C"' is (ood.

    mode&pecificInfo fdd ;

    Q

      primaryC*ICH-Info

    Q

      primary&cram,lin(Code "'

      R9

      cpic%-c-1 9

    44 Confidential and *roprietary Information of 5T CO#*O#ATIO1

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    C%apter 2 Cases of Handover *erformance Optimization

      cpic%-#&C* 2$

      R

    mode&pecificInfo fdd ;

    Q

      primaryC*ICH-Info

    Q

      primary&cram,lin(Code "'

      R9

      cpic%-c-1 9

      cpic%-#&C* ++

      R

    T%e reason of radio lin< failure is analyzed as follo3s; T%e 6reports vent !A after measurin( cell2>'!+ *&C"'B9 ,ut t%e

    #1C esta,lis%es one #/ in cell2"22 *&C"'B accordin( to t%enei(%,orin( cell relations%ip. T%e 6 measures t%e FrameOffset

    of cell2>'!+9 ,ut uses t%e FrameOffset in cell2"229 3%ic%causes t%e out of sync of t%e #/ node.

    Optimization *lan

    From t%e Fi(ure + 9 t%e en(ineer can vie3 t%at t%ere isscram,lin( reuse in t%e area 3%ere t%e call drop %appens.T%rou(% t%e su,sequent si(nalin( analysis9 t%e en(ineer

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    67T& Handover Optimization

    Hano!er Failure an Call Drop

    Cause &y imite ,ystem

    esources

    *ro,lem Description

    T%e ,ac

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    67T& Handover Optimization

    F I U ! "  05 S IT "   )I A !AM  O F   T AI  $ AM   T U##" $

    *ro,lem Analysis and Optimization *lan

    In t%is scenario9 t%e user enters t%e 24 covered area from t%e+4 covered area outside of t%e tunnel at a %i(% speed. T%e(eneral optimization plan is to let t%e users %andover from +4

    net3or< to 24 net3or< ,ecome quic< enou(%. Durin( t%e periodof middle and late 7ay9 t%e en(ineer tried t%ree

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    67T& Handover Optimization

    $nde

    Be/in%ime

    "nd%ime

    %imeranularity

    CellCall0rop

    (ate9C

    &um!erOfCall0rop9C

    &um!er Ofuccessful(AB"sta!lishment9C

    (emar*

    Tactic U !vent +Atri((erB+A6trancellU -')@

    ' 2'-)-!'

    2'-)-2

    2Hours

    2.$W

    )+ 22"+ For F!=F+cells2D=2F U-')=-$)@Hys2d=Hys2f U =@TTT2d=TTT2f U >ms=> ms@Inter-#ATHandoverTactic U !vent +Atri((erB

    +A6trancellU -')@+AOt%er#atU -'@ HysU@ TTT+AU ! ms

    !2'-)-2

    2'-)-2!

    2Hours

    2.$'W

    >> 2$!

    !!2'-)-2!

    2'-)-22

    2Hours

    2."W

    )! 2!"

    !22'-)-22

    2'-)-2+

    2Hours

    2.>2W

    >" 22+

    !+2'-)-2+

    2'-)-2

    2Hours

    2.!!W

    >" 2">$

    !2'-)-2

    2'-)-2)

    2Hours

    2.>W

    >+ 22')

    !)2'-

    )-2)

    2'-

    )-2>

    2

    Hours

    ).>

    'W!') +!>)

    T%e 3ron(

    sequence oft%e imported

    parametertemplate

    causes t%efailure of t%e

    %andoverfrom +4 to

    24

    !>2'-)-2>

    '-)-2"

    2Hours

    $.!+W

    +!> +''

    !"2'-)-2"

    2'-)-2$

    2Hours

    !.2)W

    ) +)+For F!=F+cells2D=2F U-'=-$@Hys2d=Hys2f U =@TTT2d=TTT2f U >ms=> ms@Inter-#ATHandover

    Tactic U

    !$'-)-2$

    2'-)-2'

    2Hours

    .'!W

    2" 2>2

    !'2'-)-2'

    2'-)-+

    2Hours

    !.+'W

    )) +)+$

    22'-

    )-+

    2'-

    )-+!

    2

    Hours

    !.

    +W2 +>>$

    2! 2'- 2'- 2 !.! + 2"+

    50 Confidential and *roprietary Information of 5T CO#*O#ATIO1

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    C%apter 2 Cases of Handover *erformance Optimization

    $nde

    Be/in%ime

    "nd%ime

    %imeranularity

    CellCall0rop

    (ate9C

    &um!erOfCall0rop9C

    &um!er Ofuccessful(AB"sta!lishment9C

    (emar*

    )-+! >-! Hours 2W

    2vent +Ctri((erB+COt%er#atU -')@ Hys U

    222'->-!

    2'->-2

    Hours

    !.+$W

    )> +)'!

    2+2'->-2

    2'->-+

    2Hours

    !.2W

    )" +>+>

    From t%e c%an(e of t%e G*I of t%e &6T call drop9 t%e en(ineercan 9 and t%e call drop rate is

    !"WX!'W@ 2D=2FU-')=-$)9 and t%e call drop is 2WX+W@2D=2FU-'=-$9 and t%e call drop is !WX!.W. T%erefore9 t%e

    settin( of parameter 2D=2FU-'=-$ is suita,le for t%e &6T int%e scenario of fast %andover from +4 to 24. If t%is suit of parameter uses vent +A tri((er9 t%e correspondin( t%res%olds%ould ,e ad:usted. T%e +C event tri((er can also ,e used.

    Hano!er Failure Cause &y /ron#

    Confi#uration of Intra-AT

    $ei#%&orin# cells

    *ro,lem Description

    On a main road from nort% to sout%9 t%e inter-#AT %andoverfrom &C2" GHTG+B cell failed9 3%ic% caused t%e call drop9 ass%o3n in t%e follo3in( fi(ure.

    F I U ! "  08 C A$ $   )!O P  CAUS " )  - %   T H "   I #T " ! '!AT HA#)O * " !   F AI $ U!"

    Analysis

    Confidential and *roprietary Information of 5T CO#*O#ATIO1  51

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    67T& Handover Optimization

    T%e ,ac

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    C%apter 2 Cases of Handover *erformance Optimization

    F I U ! "  1 ACT UA$  SM C" $ $   I #F O !M AT I O #   .-CCH

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    67T& Handover Optimization

    F I U ! "  0 - AC4 !O U#)   S I #A$ I #   1

    Analysis

    From t%e ,ac

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    C%apter 2 Cases of Handover *erformance Optimization

    !. First9 t%e (outer +pdate (e,uest messa(e is not found att%e 2-&4&1 terminal9 &ut2 !iein# from t%e 3u interface2 t%een#ineer fins t%at t%e 3( sent t%is messa#e. Actually2 4-,,$terminal can only recor some simple si#nalin#2 &ut it cannot trace t%e

    si#nalin#. T%erefore2 t%is p%enomenon oes not necessarilyrepresent t%at 4-,,$ i not recei!e t%e messa#e completely.

    2. &uppose t%at 2-&4&1 received t%e (outer +pdate (e,uestmessa(e in t%e last step9 and t%en c%ec< 3%et%er t%e ne3 2-

    &4&1 sent t%e & Contet (e,uest messa(e to t%e old+-&4&19 and 3%et%er t%e old +-&4&1 received t%is messa(e.

    T%e result s%o3s t%at t%e ne3 2-&4&1 terminal does not %ast%e record of sendin( t%is messa(e9 and t%e reason is t%esame 3it% t%at demonstrated in t%e last step9 3it% not%in(ne3 in t%is. At t%e same time9 t%e old +-&4&1 terminal doesnot %ave t%e record of receivin( t%is messa(e9 ,ut t%isterminal can s%o3 t%e si(nalin( in detail. T%erefore9 t%is

    pro,lem locates at t%e transmission of t%e  & Contet(e,uest messa(e ,et3een 2-&4&1 and +-&4&1.

    0%at is more9 :ud(in( from t%e reason 7& identity cannot,e derived ,y t%e net3or