2
Category 3GPP release Maximum number of HS-DSCH codes received Minimum inter-TTI interval Total number of serving/sec- ondary serving HS-DSCH cells Total number of serving/ secondary serving HS-DSCH cells in which MIMO mode can be configured Support for 16QAM in DL Support for 64QAM in DL Theoretical maximum downlink physical data rate in Mbit/s 1 5 3 1 0 yes no 1.2 2 5 3 1 0 1.2 3 5 2 1 0 1.8 4 5 2 1 0 1.8 5 5 1 1 0 3.6 6 5 1 1 0 3.6 7 10 1 1 0 7.2 8 10 1 1 0 7.2 9 15 1 1 0 10.1 10 15 1 1 0 13.9 11 5 2 1 0 no no 0.9 12 5 1 1 0 1.8 13 Rel. 7 15 1 1 0 yes yes 17.6 14 Rel. 7 15 1 1 0 21.1 15 Rel. 7 15 1 1 1 (MIMO 2x2) yes no 23.3 16 Rel. 7 15 1 1 1 (MIMO 2x2) 27.9 17 Rel. 7 15 1 1 0 yes yes 17.6 1 1 (MIMO 2x2) yes no 23.3 18 Rel. 7 15 1 1 0 yes yes 21.1 1 1 (MIMO 2x2) yes no 27.9 19 Rel. 7 15 1 1 1 (MIMO 2x2) yes yes 35.2 20 Rel. 7 15 1 1 1 (MIMO 2x2) 42.2 21 Rel. 8 15 1 2 (Dual-Cell) 0 yes no 23.3 22 Rel. 8 15 1 2 (Dual-Cell) 0 27.9 23 Rel. 8 15 1 2 (Dual-Cell) 0 yes yes 35.2 24 Rel. 8 15 1 2 (Dual-Cell) 0 42.2 25 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) yes no 46.7 26 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) 55.9 27 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) yes yes 70.5 28 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) 84.3 29 Rel. 10 15 1 3 (Triple-Cell) 0 yes yes 63.2 30 Rel. 10 15 1 3 (Triple-Cell) 3 (MIMO 2x2) yes yes 126.5 31 Rel. 10 15 1 4 (Quad-Cell) 0 yes yes 84.3 32 Rel. 10 15 1 4 (Quad-Cell) 4 (MIMO 2x2) yes yes 168.7 33 Rel. 11 15 1 6 (Hexa-Cell) 0 yes yes 126.5 34 Rel. 11 15 1 6 (Hexa-Cell) 6 (MIMO 2x2) yes yes 253.1 35 Rel. 11 15 1 8 (Octa-Cell) 0 yes yes 168.7 36 Rel. 11 15 1 8 (Octa-Cell) 8 (MIMO 2x2) yes yes 337.5 37 Rel. 11 15 1 2 (Dual-Cell) 2 (MIMO 4x4) yes yes 168.7 38 Rel. 11 15 1 4 (Quad-Cell) 4 (MIMO 4x4) yes yes 337.5 Category 3GPP release Maximum number of E-DCH codes transmitted per transport block Minimum spreading factor Support for 10 ms and 2 ms TTI E-DCH Support for 16QAM in UL Support for 64QAM in UL Dual Cell E-DCH UL MIMO Theoretical maximum up- link physical data rate in Mbit/s 1 1 SF4 10 ms no no no no 0.7 2 2 SF4 10 ms/2 ms no no no no 1.45/1.40 3 2 SF4 10 ms no no no no 1.4 4 2 SF2 10 ms/2 ms no no no no 2.0/2.8 5 2 SF2 10 ms no no no no 2.0 6 4 SF2 10 ms/2 ms no no no no 2.0/5.7 7 Rel. 7 4 SF2 10 ms/2 ms yes (2 ms TTI only) no no no 2.0/11.5 8 Rel. 9 4 SF2 2 ms no no yes no 11.5 9 Rel. 9 4 SF2 2 ms yes no yes no 22.9 10 Rel. 11 4 SF2 2 ms yes yes no no 17.2 11 Rel. 11 4 SF2 2 ms yes no no yes 22.9 12 Rel. 11 4 SF2 2 ms yes yes no yes 34.5 Category 3GPP release Downlink Uplink DL data rate in Mbit/s Maximum number of supported layers for spatial multiplexing Support for 256QAM # of CC UL data rate in Mbit/s Maximum number of supported layers for spatial multiplexing Support for 64QAM # of CC 0 Rel. 12 1 1 no 1 1 1 no 1 1 Rel. 8 10 1 no 1 5 1 no 1 1 bis Rel. 14 10 1 no 1 5 1 no 1 2 Rel. 8 51 2 no 1 25 1 no 1 3 Rel. 8 102 2 no 1 51 1 no 1 4 Rel. 8 150 2 no 1 51 1 no 1 5 Rel. 8 299 4 no 1 75 1 yes 1 6 Rel. 10 301 2 or 4 no 1 or 2 51 1 no 1 7 Rel. 10 301 2 or 4 no 1 or 2 102 1 or 2 no 1 or 2 8 Rel. 10 2998 8 no 5 1497 4 yes 5 9 Rel. 11 452 2 or 4 no 2 or 3 51 1 no 1 10 Rel. 11 452 2 or 4 no 2 or 3 102 1 or 2 no 1 or 2 11 Rel. 11 603 2 or 4 optional 2 to 4 51 1 no 1 12 Rel. 11 603 2 or 4 optional 2 to 4 102 1 or 2 no 1 or 2 Uplink category 3GPP release Uplink UL data rate in Mbit/s Maximum number of supported layers for spatial multiplexing Support for 64QAM Support for 256QAM # of CC M1 Rel. 13 1 1 no no 1 M2 Rel. 14 6 1 no no 1 0 Rel. 12 1 1 no no 1 1bis Rel. 14 5 1 no no 1 3 Rel. 12 51 1 no no 1 5 Rel. 12 75 1 yes no 1 7 Rel. 12 102 1 or 2 no no 1 or 2 8 Rel. 12 1497 4 yes no 5 13 Rel. 12 150 1 or 2 yes no 1 or 2 14 Rel. 13 9585 4 yes no 32 15 Rel. 13 226 1 or 2 yes no 2 or 3 16 Rel. 14 105 1 yes yes 1 17 Rel. 14 2119 4 yes yes 5 18 Rel. 14 211 1 or 2 yes yes 1 or 2 19 Rel. 14 13563 4 yes yes 32 20 Rel. 14 316 1 or 2 yes yes 2 or 3 21 Rel. 14 301 1 or 2 yes no 2 to 4 Downlink category 3GPP release Downlink DL data rate in Mbit/s Maximum number of supported layers for spatial multiplexing Support for 256QAM # of CC M1 Rel. 13 1 1 no 1 M2 Rel. 14 4 1 no 1 0 Rel. 12 1 1 no 1 1bis Rel. 14 10 1 no 1 4 Rel. 14 150 2 no 1 6 Rel. 12 301 2 or 4 no 1 or 2 7 Rel. 12 301 2 or 4 no 1 or 2 9 Rel. 12 452 2 or 4 no 2 or 3 10 Rel. 12 452 2 or 4 no 2 or 3 11 Rel. 12 603 2 or 4 optional 2 to 4 12 Rel. 12 603 2 or 4 optional 2 to 4 13 Rel. 12 391 2 or 4 mandatory 1 or 2 14 Rel. 12 3916 8 mandatory 5 15 Rel. 12 749 to 798 2 or 4 optional 2 to 5 16 Rel. 12 978 to 1051 2 or 4 optional 3 to 7 17 Rel. 13 25065 8 mandatory 32 18 Rel. 13 1174 to 1206 2 or 4 or 8 optional 2 to 8 19 Rel. 13 1566 to 1658 2 or 4 or 8 optional 2 to 11 20 Rel. 14 1948 to 2019 2 or 4 or 8 optional 3 to 13 21 Rel. 14 1348 to 1413 2 or 4 optional 4 to 9 Category 3GPP release DL data rate in kbit/s UL data rate in kbit/s Bandwidth in kHz NB1 Rel. 13 680 1000 180 NB2 Rel. 14 2536 2536 180 Category 3GPP release DL data rate in Mbit/s UL data rate in Mbit/s Bandwidth in MHz M1 Rel. 13 1 3 1.4 M2 Rel. 14 4 6 5 (optional in DL and UL) Supported LTE DL/UL category combinations DL category M1 M2 0 1bis 4 6 7 9 10 11 12 13 14 15 16 17 18 19 20 21 UL category M1 M2 0 1bis 5 5 16 13 18 5 16 13 18 5 16 13 15 18 20 3 5 7 13 16 18 8 17 3 5 7 13 16 18 3 5 7 13 15 16 18 20 14 19 3 5 7 13 15 16 18 20 3 5 7 13 15 16 18 20 21 3 5 7 13 15 16 18 20 21 3 5 7 13 15 16 18 20 Data rate (in Mbit/s) = 10 -6 1 – ( ) 12 v (j) N BW(j), μ PRB layers Q (j) OH (j) m max J j=1 x × ƒ (j) R × × × × x μ s T Source: 3GPP TS 38.306 V15.2.0 (2018-06) MIMO Max. data rate Modulation Carrier aggregation (bandwidth) 10 -3 Data rate = Adjustment to Mbit/s Number of carriers J Bits per symbol from modulation scheme Q m Max. code rate R max Numerology μ 0 for FR1 with 15 kHz SCS 1 for FR1 with 30 kHz SCS 2 for FR1 with 60 kHz SCS 3 for FR2 with 60 kHz SCS 4 for FR2 with 120 kHz SCS = 288.9 Mbit/s 10 -6 1 × ×1×8×1× × 948 ( 270 × 12 ) ( 1 – 0.14 ) × 1024 × ( 14 × 2 0 ) Number of layers v Average OFDM symbol duration T s Scaling factor ƒ Values 1, 0.8, 0.75, 0.4 signaled per band Max. number of RBs N Subcarrier per RB 270 for FR1 with 15 kHz SCS 273 for FR1 with 30 kHz SCS 135 for FR1 with 60 kHz SCS 264 for FR2 with 60 kHz SCS 264 for FR2 with 120 kHz SCS Overhead OH 0.14 for DL frequency range FR1 0.18 for DL frequency range FR2 0.08 for UL frequency range FR1 0.10 for UL frequency range FR2 For more information: 3GPP categories and data rates up to Release 15 www.rohde-schwarz.com/wireless Frequency range SCS Bandwidth DL UL Efficiency DL Efficiency UL FR1 15 kHz 50 MHz 288.9 Mbit/s 309.1 Mbit/s 5.78 bit/s/Hz 6.18 bit/s/Hz FR1 30 kHz 100 MHz 584.3 Mbit/s 625.0 Mbit/s 5.84 bit/s/Hz 6.25 bit/s/Hz FR1 60 kHz 100 MHz 577.8 Mbit/s 618.1 Mbit/s 5.78 bit/s/Hz 6.18 bit/s/Hz FR2 60 kHz 200 MHz 1.08 Gbit/s 1.18 Gbit/s 5.40 bit/s/Hz 5.90 bit/s/Hz FR2 120 kHz 400 MHz 2.15 Gbit/s 2.37 Gbit/s 5.38 bit/s/Hz 5.93 bit/s/Hz Comparison with LTE All bands 15 kHz 20 MHz 100 Mbit/s 100 Mbit/s 5.00 bit/s/Hz 5.00 bit/s/Hz Comparison with 3G All bands - 5 MHz 21.1 Mbit/s 17.2 Mbit/s 4.22 bit/s/Hz 3.44 bit/s/Hz HSDPA UE categories – 3GPP TS 25.306 LTE UE categories – 3GPP TS 36.306 5G NR data rate calculation LTE UE downlink categories UE categories NB-IoT UE categories LTE-M Maximum 5G NR data rate per layer LTE UE uplink categories HSUPA UE categories – 3GPP TS 25.306 3G data rates and UE categories 4G data rates and UE categories 5G data rates Example for FR1, single layer, 15 kHz SCS in DL with 256QAM: Maximum 5G NR data rate depends on circumstances and higher layer settings: Glossary CC = component carrier (carrier aggregation); DL = downlink, E-DCH = enhanced dedicated channel; FR1 = sub-6 GHz frequency range from 0.45 GHz to 6 GHz; FR2 = mmWave frequency range from 24.25 GHz to 52.8 GHz; HS-DSCH = high speed downlink shared channel; RB = resource block; SCS = subcarrier spacing; TTI = transmission time interval; UL = uplink J Number of aggregated component carriers per band or band combination; max. 16 component carriers for carrier aggregation R max 948/1024, max. code rate possible v Number of layers, max. 8 layers in Rel. 15 Q Bits per modulation symbol; dependent on modulation scheme. Rel. 15: 1 for BPSK, 2 for QPSK, 4 for 16QAM, 6 for 64QAM and 8 for 256QAM (max. modulation scheme in Rel. 15) ƒ Scaling factor (1, 0.8, 0.75 or 0.4), signaled via higher layers N RB Max. number of resource blocks per bandwidth part T s Average symbol duration, taking into account the longer CP duration of the first OFDMA symbol in one slot and the possible extended cyclic prefix instead of the normal CP length μ Subcarrier spacing: ❙ FR1: 0 for 15 kHz SCS, 1 for 30 kHz SCS, 2 for 60 kHz SCS ❙ FR2: 3 for 60 kHz SCS, 4 for 120 kHz SCS OH Overhead due to signaling information: ❙ downlink: [0.14] for FR1, [0.18] for FR2 ❙ uplink: [0.08] for FR1, [0.10] for FR2 Note: maximum data rate can be limited by UE capability = 10 -3 14 × 2 μ s T μ R&S®FSW Signal and spectrum analyzer R&S®SMW200A Vector signal generator R&S®CMW Wideband radio communications tester R&S®TSME6 Ultracompact drive test scanner R&S®TS8980 RF conformance test system solution Solutions from Rohde & Schwarz – your partner for wireless communications testing

3GPP categories and data rates up to Release 15...3GPP categories and data rates up to Release 15 & & and & &- 0 & & 3GPP categories and data rates codes inter- Total number -6 ∑

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Page 1: 3GPP categories and data rates up to Release 15...3GPP categories and data rates up to Release 15 & & and & &- 0 & & 3GPP categories and data rates codes inter- Total number -6 ∑

Category 3GPP release Maximum number of HS-DSCH codes received

Minimum inter-TTI interval

Total number of serving/sec-ondary serving HS-DSCH cells

Total number of serving/secondary serving HS-DSCH cells in which MIMO mode can be configured

Support for 16QAM in DL

Support for 64QAM in DL

Theoretical maximum downlink physical data rate in Mbit/s

1 5 3 1 0 yes no 1.2

2 5 3 1 0 1.2

3 5 2 1 0 1.8

4 5 2 1 0 1.8

5 5 1 1 0 3.6

6 5 1 1 0 3.6

7 10 1 1 0 7.2

8 10 1 1 0 7.2

9 15 1 1 0 10.1

10 15 1 1 0 13.9

11 5 2 1 0 no no 0.9

12 5 1 1 0 1.8

13 Rel. 7 15 1 1 0 yes yes 17.6

14 Rel. 7 15 1 1 0 21.1

15 Rel. 7 15 1 1 1 (MIMO 2x2) yes no 23.3

16 Rel. 7 15 1 1 1 (MIMO 2x2) 27.9

17 Rel. 7 15 1 1 0 yes yes 17.6

1 1 (MIMO 2x2) yes no 23.3

18 Rel. 7 15 1 1 0 yes yes 21.1

1 1 (MIMO 2x2) yes no 27.9

19 Rel. 7 15 1 1 1 (MIMO 2x2) yes yes 35.2

20 Rel. 7 15 1 1 1 (MIMO 2x2) 42.2

21 Rel. 8 15 1 2 (Dual-Cell) 0 yes no 23.3

22 Rel. 8 15 1 2 (Dual-Cell) 0 27.9

23 Rel. 8 15 1 2 (Dual-Cell) 0 yes yes 35.2

24 Rel. 8 15 1 2 (Dual-Cell) 0 42.2

25 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) yes no 46.7

26 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) 55.9

27 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) yes yes 70.5

28 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) 84.3

29 Rel. 10 15 1 3 (Triple-Cell) 0 yes yes 63.2

30 Rel. 10 15 1 3 (Triple-Cell) 3 (MIMO 2x2) yes yes 126.5

31 Rel. 10 15 1 4 (Quad-Cell) 0 yes yes 84.3

32 Rel. 10 15 1 4 (Quad-Cell) 4 (MIMO 2x2) yes yes 168.7

33 Rel. 11 15 1 6 (Hexa-Cell) 0 yes yes 126.5

34 Rel. 11 15 1 6 (Hexa-Cell) 6 (MIMO 2x2) yes yes 253.1

35 Rel. 11 15 1 8 (Octa-Cell) 0 yes yes 168.7

36 Rel. 11 15 1 8 (Octa-Cell) 8 (MIMO 2x2) yes yes 337.5

37 Rel. 11 15 1 2 (Dual-Cell) 2 (MIMO 4x4) yes yes 168.7

38 Rel. 11 15 1 4 (Quad-Cell) 4 (MIMO 4x4) yes yes 337.5

Category 3GPP release Maximum number of E-DCH codes transmitted per transport block

Minimum spreading factor

Support for 10 ms and 2 ms TTI E-DCH

Support for 16QAM in UL

Support for 64QAM in UL

Dual Cell E-DCH

UL MIMO Theoretical maximum up-link physical data rate in Mbit/s

1 1 SF4 10 ms no no no no 0.7

2 2 SF4 10 ms/2 ms no no no no 1.45/1.40

3 2 SF4 10 ms no no no no 1.4

4 2 SF2 10 ms/2 ms no no no no 2.0/2.8

5 2 SF2 10 ms no no no no 2.0

6 4 SF2 10 ms/2 ms no no no no 2.0/5.7

7 Rel. 7 4 SF2 10 ms/2 ms yes (2 ms TTI only) no no no 2.0/11.5

8 Rel. 9 4 SF2 2 ms no no yes no 11.5

9 Rel. 9 4 SF2 2 ms yes no yes no 22.9

10 Rel. 11 4 SF2 2 ms yes yes no no 17.2

11 Rel. 11 4 SF2 2 ms yes no no yes 22.9

12 Rel. 11 4 SF2 2 ms yes yes no yes 34.5

Category 3GPP release Downlink UplinkDL data rate in Mbit/s

Maximum number of supported layers for spatial multiplexing

Support for 256QAM

# of CC UL data rate in Mbit/s

Maximum number of supported layers for spatial multiplexing

Support for 64QAM

# of CC

0 Rel. 12 1 1 no 1 1 1 no 1

1 Rel. 8 10 1 no 1 5 1 no 1

1 bis Rel. 14 10 1 no 1 5 1 no 1

2 Rel. 8 51 2 no 1 25 1 no 1

3 Rel. 8 102 2 no 1 51 1 no 1

4 Rel. 8 150 2 no 1 51 1 no 1

5 Rel. 8 299 4 no 1 75 1 yes 1

6 Rel. 10 301 2 or 4 no 1 or 2 51 1 no 1

7 Rel. 10 301 2 or 4 no 1 or 2 102 1 or 2 no 1 or 2

8 Rel. 10 2998 8 no 5 1497 4 yes 5

9 Rel. 11 452 2 or 4 no 2 or 3 51 1 no 1

10 Rel. 11 452 2 or 4 no 2 or 3 102 1 or 2 no 1 or 2

11 Rel. 11 603 2 or 4 optional 2 to 4 51 1 no 1

12 Rel. 11 603 2 or 4 optional 2 to 4 102 1 or 2 no 1 or 2

Uplink category

3GPP release UplinkUL data rate in Mbit/s

Maximum number of supported layers for spatial multiplexing

Support for 64QAM

Support for 256QAM

# of CC

M1 Rel. 13 1 1 no no 1

M2 Rel. 14 6 1 no no 1

0 Rel. 12 1 1 no no 1

1bis Rel. 14 5 1 no no 1

3 Rel. 12 51 1 no no 1

5 Rel. 12 75 1 yes no 1

7 Rel. 12 102 1 or 2 no no 1 or 2

8 Rel. 12 1497 4 yes no 5

13 Rel. 12 150 1 or 2 yes no 1 or 2

14 Rel. 13 9585 4 yes no 32

15 Rel. 13 226 1 or 2 yes no 2 or 3

16 Rel. 14 105 1 yes yes 1

17 Rel. 14 2119 4 yes yes 5

18 Rel. 14 211 1 or 2 yes yes 1 or 2

19 Rel. 14 13563 4 yes yes 32

20 Rel. 14 316 1 or 2 yes yes 2 or 3

21 Rel. 14 301 1 or 2 yes no 2 to 4

Downlink category

3GPP release DownlinkDL data rate in Mbit/s

Maximum number of supported layers for spatial multi plexing

Support for 256QAM

# of CC

M1 Rel. 13 1 1 no 1

M2 Rel. 14 4 1 no 1

0 Rel. 12 1 1 no 1

1bis Rel. 14 10 1 no 1

4 Rel. 14 150 2 no 1

6 Rel. 12 301 2 or 4 no 1 or 2

7 Rel. 12 301 2 or 4 no 1 or 2

9 Rel. 12 452 2 or 4 no 2 or 3

10 Rel. 12 452 2 or 4 no 2 or 3

11 Rel. 12 603 2 or 4 optional 2 to 4

12 Rel. 12 603 2 or 4 optional 2 to 4

13 Rel. 12 391 2 or 4 mandatory 1 or 2

14 Rel. 12 3916 8 mandatory 5

15 Rel. 12 749 to 798 2 or 4 optional 2 to 5

16 Rel. 12 978 to 1051 2 or 4 optional 3 to 7

17 Rel. 13 25065 8 mandatory 32

18 Rel. 13 1174 to 1206 2 or 4 or 8 optional 2 to 8

19 Rel. 13 1566 to 1658 2 or 4 or 8 optional 2 to 11

20 Rel. 14 1948 to 2019 2 or 4 or 8 optional 3 to 13

21 Rel. 14 1348 to 1413 2 or 4 optional 4 to 9

Category 3GPP release DL data rate in kbit/s UL data rate in kbit/s Bandwidth in kHzNB1 Rel. 13 680 1000 180

NB2 Rel. 14 2536 2536 180

Category 3GPP release DL data rate in Mbit/s UL data rate in Mbit/s Bandwidth in MHzM1 Rel. 13 1 3 1.4

M2 Rel. 14 4 6 5 (optional in DL and UL)

Supported LTE DL/UL category combinationsDL category

M1 M2 0 1bis 4 6 7 9 10 11 12 13 14 15 16 17 18 19 20 21

UL category

M1 M2 0 1bis 5 5 16 13 18 5 16 13 18 5 16 13 15 18 20 3 5 7 13 16 18 8 17 3 5 7 13 16 18 3 5 7 13 15 16 18 20 14 19 3 5 7 13 15 16 18 20 3 5 7 13 15 16 18 20 21 3 5 7 13 15 16 18 20 21 3 5 7 13 15 16 18 20

Data rate (in Mbit/s) = 10-6 1 –( )12v (j)

N BW(j), µ PRB

layersQ (j) OH (j)

m max

J

j=1x × ƒ (j) R × × × ×

x∑ µ sT

Source: 3GPP TS 38.306 V15.2.0 (2018-06)

MIMO

Max. data rate

Modulation

Carrier aggregation(bandwidth)

10-3Data rate =

Adjustment to Mbit/s

Number of carriers J

Bits per symbol from modulation scheme Qm

Max. code rate Rmax

Numerology µ 0 for FR1 with 15 kHz SCS1 for FR1 with 30 kHz SCS2 for FR1 with 60 kHz SCS3 for FR2 with 60 kHz SCS4 for FR2 with 120 kHz SCS

= 288.9 Mbit/s10-6 1× × 1 × 8 × 1 × ×948

( 270 × 12 ) ( 1 – 0.14 )×1024 ×

( 14 × 2 0 )

Number of layers v

Average OFDM symbol duration Ts

Scaling factor ƒValues 1, 0.8, 0.75, 0.4 signaled per band

Max. number of RBs N

Subcarrier per RB

270 for FR1 with 15 kHz SCS273 for FR1 with 30 kHz SCS135 for FR1 with 60 kHz SCS264 for FR2 with 60 kHz SCS264 for FR2 with 120 kHz SCS

Overhead OH0.14 for DL frequency range FR1 0.18 for DL frequency range FR20.08 for UL frequency range FR10.10 for UL frequency range FR2

For more information:

3GPP categories and data rates up to Release 15

www.rohde-schwarz.com/wireless

Frequency range

SCS Bandwidth DL UL Efficiency DL Efficiency UL

FR1 15 kHz 50 MHz 288.9 Mbit/s 309.1 Mbit/s 5.78 bit/s/Hz 6.18 bit/s/Hz

FR1 30 kHz 100 MHz 584.3 Mbit/s 625.0 Mbit/s 5.84 bit/s/Hz 6.25 bit/s/Hz

FR1 60 kHz 100 MHz 577.8 Mbit/s 618.1 Mbit/s 5.78 bit/s/Hz 6.18 bit/s/Hz

FR2 60 kHz 200 MHz 1.08 Gbit/s 1.18 Gbit/s 5.40 bit/s/Hz 5.90 bit/s/Hz

FR2 120 kHz 400 MHz 2.15 Gbit/s 2.37 Gbit/s 5.38 bit/s/Hz 5.93 bit/s/Hz

Comparison with LTE

All bands 15 kHz 20 MHz 100 Mbit/s 100 Mbit/s 5.00 bit/s/Hz 5.00 bit/s/Hz

Comparison with 3G

All bands - 5 MHz 21.1 Mbit/s 17.2 Mbit/s 4.22 bit/s/Hz 3.44 bit/s/Hz

HSDPA UE categories – 3GPP TS 25.306 LTE UE categories – 3GPP TS 36.306 5G NR data rate calculation

LTE UE downlink categories

UE categories NB-IoT UE categories LTE-M

Maximum 5G NR data rate per layer

LTE UE uplink categories

HSUPA UE categories – 3GPP TS 25.306

3G data rates and UE categories 4G data rates and UE categories 5G data rates

Example for FR1, single layer, 15 kHz SCS in DL with 256QAM:

Maximum 5G NR data rate depends on circumstances and higher layer settings:

GlossaryCC = component carrier (carrier aggregation); DL = downlink, E-DCH = enhanced dedicated channel; FR1 = sub-6 GHz frequency range from 0.45 GHz to 6 GHz; FR2 = mmWave frequency range from 24.25 GHz to 52.8 GHz; HS-DSCH = high speed downlink shared channel; RB = resource block; SCS = subcarrier spacing; TTI = transmission time interval; UL = uplink

J Number of aggregated component carriers per band or band combination; max. 16 component carriers for carrier aggregation

Rmax 948/1024, max. code rate possible

v Number of layers, max. 8 layers in Rel. 15

Q Bits per modulation symbol; dependent on modulation scheme. Rel. 15: 1 for BPSK, 2 for QPSK, 4 for 16QAM, 6 for 64QAM and 8 for 256QAM (max. modulation scheme in Rel. 15)

ƒ Scaling factor (1, 0.8, 0.75 or 0.4), signaled via higher layers

NRB Max. number of resource blocks per bandwidth part

Ts Average symbol duration, taking into account the longer CP duration of the first OFDMA symbol in one slot and the possible extended cyclic prefix instead of the normal CP length

µ Subcarrier spacing: ❙ FR1: 0 for 15 kHz SCS, 1 for 30 kHz SCS, 2 for 60 kHz SCS ❙ FR2: 3 for 60 kHz SCS, 4 for 120 kHz SCS

OH Overhead due to signaling information: ❙ downlink: [0.14] for FR1, [0.18] for FR2 ❙ uplink: [0.08] for FR1, [0.10] for FR2

Note: maximum data rate can be limited by UE capability

= 10-3

14 × 2 µ sT µ

R&S®FSW Signal and spectrum analyzer R&S®SMW200A Vector signal generator R&S®CMW Wideband radio communications tester

R&S®TSME6 Ultracompact drive test scannerR&S®TS8980 RF conformance test system solution

Solutions from Rohde & Schwarz – your partner for wireless communications testing

3GPP_categories_from_Releases_5_to_15_po_5216-2976_82_v0100.indd 1 20.11.2018 16:34:38

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PD 5216.3943.82 | Version 01.00 | November 2018 (as)

3GPP categories and data rates up to Release 15

Data without tolerance limits is not binding | Subject to change

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3GPP categories and data rates up to release 15

Category 3GPP release Maximum number of HS-DSCH codes received

Minimum inter-TTI interval

Total number of serving/sec-ondary serving HS-DSCH cells

Total number of serving/secondary serving HS-DSCH cells in which MIMO mode can be configured

Support for 16QAM in DL

Support for 64QAM in DL

Theoretical maximum downlink physical data rate in Mbit/s

1 5 3 1 0 yes no 1.2

2 5 3 1 0 1.2

3 5 2 1 0 1.8

4 5 2 1 0 1.8

5 5 1 1 0 3.6

6 5 1 1 0 3.6

7 10 1 1 0 7.2

8 10 1 1 0 7.2

9 15 1 1 0 10.1

10 15 1 1 0 13.9

11 5 2 1 0 no no 0.9

12 5 1 1 0 1.8

13 Rel. 7 15 1 1 0 yes yes 17.6

14 Rel. 7 15 1 1 0 21.1

15 Rel. 7 15 1 1 1 (MIMO 2x2) yes no 23.3

16 Rel. 7 15 1 1 1 (MIMO 2x2) 27.9

17 Rel. 7 15 1 1 0 yes yes 17.6

1 1 (MIMO 2x2) yes no 23.3

18 Rel. 7 15 1 1 0 yes yes 21.1

1 1 (MIMO 2x2) yes no 27.9

19 Rel. 7 15 1 1 1 (MIMO 2x2) yes yes 35.2

20 Rel. 7 15 1 1 1 (MIMO 2x2) 42.2

21 Rel. 8 15 1 2 (Dual-Cell) 0 yes no 23.3

22 Rel. 8 15 1 2 (Dual-Cell) 0 27.9

23 Rel. 8 15 1 2 (Dual-Cell) 0 yes yes 35.2

24 Rel. 8 15 1 2 (Dual-Cell) 0 42.2

25 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) yes no 46.7

26 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) 55.9

27 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) yes yes 70.5

28 Rel. 9 15 1 2 (Dual-Cell) 2 (MIMO 2x2) 84.3

29 Rel. 10 15 1 3 (Triple-Cell) 0 yes yes 63.2

30 Rel. 10 15 1 3 (Triple-Cell) 3 (MIMO 2x2) yes yes 126.5

31 Rel. 10 15 1 4 (Quad-Cell) 0 yes yes 84.3

32 Rel. 10 15 1 4 (Quad-Cell) 4 (MIMO 2x2) yes yes 168.7

33 Rel. 11 15 1 6 (Hexa-Cell) 0 yes yes 126.5

34 Rel. 11 15 1 6 (Hexa-Cell) 6 (MIMO 2x2) yes yes 253.1

35 Rel. 11 15 1 8 (Octa-Cell) 0 yes yes 168.7

36 Rel. 11 15 1 8 (Octa-Cell) 8 (MIMO 2x2) yes yes 337.5

37 Rel. 11 15 1 2 (Dual-Cell) 2 (MIMO 4x4) yes yes 168.7

38 Rel. 11 15 1 4 (Quad-Cell) 4 (MIMO 4x4) yes yes 337.5

Category 3GPP release Maximum number of E-DCH codes transmitted per transport block

Minimum spreading factor

Support for 10 ms and 2 ms TTI E-DCH

Support for 16QAM in UL

Support for 64QAM in UL

Dual Cell E-DCH

UL MIMO Theoretical maximum up-link physical data rate in Mbit/s

1 1 SF4 10 ms no no no no 0.7

2 2 SF4 10 ms/2 ms no no no no 1.45/1.40

3 2 SF4 10 ms no no no no 1.4

4 2 SF2 10 ms/2 ms no no no no 2.0/2.8

5 2 SF2 10 ms no no no no 2.0

6 4 SF2 10 ms/2 ms no no no no 2.0/5.7

7 Rel. 7 4 SF2 10 ms/2 ms yes (2 ms TTI only) no no no 2.0/11.5

8 Rel. 9 4 SF2 2 ms no no yes no 11.5

9 Rel. 9 4 SF2 2 ms yes no yes no 22.9

10 Rel. 11 4 SF2 2 ms yes yes no no 17.2

11 Rel. 11 4 SF2 2 ms yes no no yes 22.9

12 Rel. 11 4 SF2 2 ms yes yes no yes 34.5

Category 3GPP release Downlink UplinkDL data rate in Mbit/s

Maximum number of supported layers for spatial multiplexing

Support for 256QAM

# of CC UL data rate in Mbit/s

Maximum number of supported layers for spatial multiplexing

Support for 64QAM

# of CC

0 Rel. 12 1 1 no 1 1 1 no 1

1 Rel. 8 10 1 no 1 5 1 no 1

1 bis Rel. 14 10 1 no 1 5 1 no 1

2 Rel. 8 51 2 no 1 25 1 no 1

3 Rel. 8 102 2 no 1 51 1 no 1

4 Rel. 8 150 2 no 1 51 1 no 1

5 Rel. 8 299 4 no 1 75 1 yes 1

6 Rel. 10 301 2 or 4 no 1 or 2 51 1 no 1

7 Rel. 10 301 2 or 4 no 1 or 2 102 1 or 2 no 1 or 2

8 Rel. 10 2998 8 no 5 1497 4 yes 5

9 Rel. 11 452 2 or 4 no 2 or 3 51 1 no 1

10 Rel. 11 452 2 or 4 no 2 or 3 102 1 or 2 no 1 or 2

11 Rel. 11 603 2 or 4 optional 2 to 4 51 1 no 1

12 Rel. 11 603 2 or 4 optional 2 to 4 102 1 or 2 no 1 or 2

Uplink category

3GPP release UplinkUL data rate in Mbit/s

Maximum number of supported layers for spatial multiplexing

Support for 64QAM

Support for 256QAM

# of CC

M1 Rel. 13 1 1 no no 1

M2 Rel. 14 6 1 no no 1

0 Rel. 12 1 1 no no 1

1bis Rel. 14 5 1 no no 1

3 Rel. 12 51 1 no no 1

5 Rel. 12 75 1 yes no 1

7 Rel. 12 102 1 or 2 no no 1 or 2

8 Rel. 12 1497 4 yes no 5

13 Rel. 12 150 1 or 2 yes no 1 or 2

14 Rel. 13 9585 4 yes no 32

15 Rel. 13 226 1 or 2 yes no 2 or 3

16 Rel. 14 105 1 yes yes 1

17 Rel. 14 2119 4 yes yes 5

18 Rel. 14 211 1 or 2 yes yes 1 or 2

19 Rel. 14 13563 4 yes yes 32

20 Rel. 14 316 1 or 2 yes yes 2 or 3

21 Rel. 14 301 1 or 2 yes no 2 to 4

Downlink category

3GPP release DownlinkDL data rate in Mbit/s

Maximum number of supported layers for spatial multi plexing

Support for 256QAM

# of CC

M1 Rel. 13 1 1 no 1

M2 Rel. 14 4 1 no 1

0 Rel. 12 1 1 no 1

1bis Rel. 14 10 1 no 1

4 Rel. 14 150 2 no 1

6 Rel. 12 301 2 or 4 no 1 or 2

7 Rel. 12 301 2 or 4 no 1 or 2

9 Rel. 12 452 2 or 4 no 2 or 3

10 Rel. 12 452 2 or 4 no 2 or 3

11 Rel. 12 603 2 or 4 optional 2 to 4

12 Rel. 12 603 2 or 4 optional 2 to 4

13 Rel. 12 391 2 or 4 mandatory 1 or 2

14 Rel. 12 3916 8 mandatory 5

15 Rel. 12 749 to 798 2 or 4 optional 2 to 5

16 Rel. 12 978 to 1051 2 or 4 optional 3 to 7

17 Rel. 13 25065 8 mandatory 32

18 Rel. 13 1174 to 1206 2 or 4 or 8 optional 2 to 8

19 Rel. 13 1566 to 1658 2 or 4 or 8 optional 2 to 11

20 Rel. 14 1948 to 2019 2 or 4 or 8 optional 3 to 13

21 Rel. 14 1348 to 1413 2 or 4 optional 4 to 9

Category 3GPP release DL data rate in kbit/s UL data rate in kbit/s Bandwidth in kHzNB1 Rel. 13 680 1000 180

NB2 Rel. 14 2536 2536 180

Category 3GPP release DL data rate in Mbit/s UL data rate in Mbit/s Bandwidth in MHzM1 Rel. 13 1 3 1.4

M2 Rel. 14 4 6 5 (optional in DL and UL)

Supported LTE DL/UL category combinationsDL category

M1 M2 0 1bis 4 6 7 9 10 11 12 13 14 15 16 17 18 19 20 21

UL category

M1 M2 0 1bis 5 5 16 13 18 5 16 13 18 5 16 13 15 18 20 3 5 7 13 16 18 8 17 3 5 7 13 16 18 3 5 7 13 15 16 18 20 14 19 3 5 7 13 15 16 18 20 3 5 7 13 15 16 18 20 21 3 5 7 13 15 16 18 20 21 3 5 7 13 15 16 18 20

Data rate (in Mbit/s) = 10-6 1 –( )12v (j)

N BW(j), µ PRB

layersQ (j) OH (j)

m max

J

j=1x × ƒ (j) R × × × ×

x∑ µ sT

Source: 3GPP TS 38.306 V15.2.0 (2018-06)

MIMO

Max. data rate

Modulation

Carrier aggregation(bandwidth)

10-3Data rate =

Adjustment to Mbit/s

Number of carriers J

Bits per symbol from modulation scheme Qm

Max. code rate Rmax

Numerology µ 0 for FR1 with 15 kHz SCS1 for FR1 with 30 kHz SCS2 for FR1 with 60 kHz SCS3 for FR2 with 60 kHz SCS4 for FR2 with 120 kHz SCS

= 288.9 Mbit/s10-6 1× × 1 × 8 × 1 × ×948

( 270 × 12 ) ( 1 – 0.14 )×1024 ×

( 14 × 2 0 )

Number of layers v

Average OFDM symbol duration Ts

Scaling factor ƒValues 1, 0.8, 0.75, 0.4 signaled per band

Max. number of RBs N

Subcarrier per RB

270 for FR1 with 15 kHz SCS273 for FR1 with 30 kHz SCS135 for FR1 with 60 kHz SCS264 for FR2 with 60 kHz SCS264 for FR2 with 120 kHz SCS

Overhead OH0.14 for DL frequency range FR1 0.18 for DL frequency range FR20.08 for UL frequency range FR10.10 for UL frequency range FR2

For more information:

3GPP categories and data rates up to Release 15

www.rohde-schwarz.com/wireless

Frequency range

SCS Bandwidth DL UL Efficiency DL Efficiency UL

FR1 15 kHz 50 MHz 288.9 Mbit/s 309.1 Mbit/s 5.78 bit/s/Hz 6.18 bit/s/Hz

FR1 30 kHz 100 MHz 584.3 Mbit/s 625.0 Mbit/s 5.84 bit/s/Hz 6.25 bit/s/Hz

FR1 60 kHz 100 MHz 577.8 Mbit/s 618.1 Mbit/s 5.78 bit/s/Hz 6.18 bit/s/Hz

FR2 60 kHz 200 MHz 1.08 Gbit/s 1.18 Gbit/s 5.40 bit/s/Hz 5.90 bit/s/Hz

FR2 120 kHz 400 MHz 2.15 Gbit/s 2.37 Gbit/s 5.38 bit/s/Hz 5.93 bit/s/Hz

Comparison with LTE

All bands 15 kHz 20 MHz 100 Mbit/s 100 Mbit/s 5.00 bit/s/Hz 5.00 bit/s/Hz

Comparison with 3G

All bands - 5 MHz 21.1 Mbit/s 17.2 Mbit/s 4.22 bit/s/Hz 3.44 bit/s/Hz

HSDPA UE categories – 3GPP TS 25.306 LTE UE categories – 3GPP TS 36.306 5G NR data rate calculation

LTE UE downlink categories

UE categories NB-IoT UE categories LTE-M

Maximum 5G NR data rate per layer

LTE UE uplink categories

HSUPA UE categories – 3GPP TS 25.306

3G data rates and UE categories 4G data rates and UE categories 5G data rates

Example for FR1, single layer, 15 kHz SCS in DL with 256QAM:

Maximum 5G NR data rate depends on circumstances and higher layer settings:

GlossaryCC = component carrier (carrier aggregation); DL = downlink, E-DCH = enhanced dedicated channel; FR1 = sub-6 GHz frequency range from 0.45 GHz to 6 GHz; FR2 = mmWave frequency range from 24.25 GHz to 52.8 GHz; HS-DSCH = high speed downlink shared channel; RB = resource block; SCS = subcarrier spacing; TTI = transmission time interval; UL = uplink

J Number of aggregated component carriers per band or band combination; max. 16 component carriers for carrier aggregation

Rmax 948/1024, max. code rate possible

v Number of layers, max. 8 layers in Rel. 15

Q Bits per modulation symbol; dependent on modulation scheme. Rel. 15: 1 for BPSK, 2 for QPSK, 4 for 16QAM, 6 for 64QAM and 8 for 256QAM (max. modulation scheme in Rel. 15)

ƒ Scaling factor (1, 0.8, 0.75 or 0.4), signaled via higher layers

NRB Max. number of resource blocks per bandwidth part

Ts Average symbol duration, taking into account the longer CP duration of the first OFDMA symbol in one slot and the possible extended cyclic prefix instead of the normal CP length

µ Subcarrier spacing: ❙ FR1: 0 for 15 kHz SCS, 1 for 30 kHz SCS, 2 for 60 kHz SCS ❙ FR2: 3 for 60 kHz SCS, 4 for 120 kHz SCS

OH Overhead due to signaling information: ❙ downlink: [0.14] for FR1, [0.18] for FR2 ❙ uplink: [0.08] for FR1, [0.10] for FR2

Note: maximum data rate can be limited by UE capability

= 10-3

14 × 2 µ sT µ

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3GPP_categories_from_Releases_5_to_15_po_5216-2976_82_v0100.indd 2 20.11.2018 16:34:39