5-A-1 GSM-To-UMTS Training Series 21_HSDPA Principles_V1_0

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    HUAWEI TECHNOLOGIES CO., LTD.

    www.huawei.com

    HUAWEI Confidential

    Internal

    Principles of HSDPA

    GSM-to-UMTS Training Series V1.0

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    Change History

    Zhang Bibo

    lThe GPRS coding scheme is

    added in P5.

    lComparison of the HARQ and

    IR is added in P26.

    lBasic concepts are added in

    the footnotes of P4, 20, 21, 26,

    27, 37, and 44.

    1.12009-01-08

    Gao BoInitial draft1.02008-12-20

    AuthorDescriptionRevision versionDate

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    Objectives

    [ Similarities and Differences Between

    HSDPA and GPRS

    [ Basic Concepts and Features of HSDPA

    [ Key Technologies of HSDPA

    [ Physical Channels of HSDPA

    [ Data Transmission and Flow Control of

    HSDPA

    l In this course, you will learn:

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    Contents

    Chapter 1 HSDPA vs GPRS

    Chapter 2 Basic Concepts and Features of HSDPA

    Chapter 3 Key Technologies of HSDPA

    Chapter 4 Physical Channels of HSDPA

    Chapter 5 Data Transmission and Flow Control of HSDPA

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    HSDPA vs GPRS&EGPRS

    Multiple access

    technology:

    TDMA+CDMA

    Multiple access

    technology:

    FDMA+TDMA

    AMC: Adaptive

    modulation and

    coding

    MCS1 to MCS9CS1 to CS4 coding

    Modulation:

    16QAM, QPSK

    Modulation:

    GMSK, 8PSK

    Physical channel:

    HS-DSCHPhysical channel:

    PDTCH

    Scheduling: Channel

    condition, delay,

    fairness

    Scheduling:

    User priority

    HSDPA GPRS&EGPRS

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    Contents

    Chapter 1 HSDPA vs GPRS

    Chapter 2 Basic Concepts and Features of HSDPA

    Chapter 3 Key Technologies of HSDPA

    Chapter 4 Physical Channels of HSDPA

    Chapter 5 Data Transmission and Flow Control of HSDPA

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    HSDPA Basic Concepts

    HSDPA = High Speed Downlink Packet Access

    An Important Feature of the 3GPP R5

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    HSDPA Features

    HSDPA is a WCDMA solution offering higher speed downlink data services.

    l Peak data rate in DL: 14.4 Mbit/s

    l Shorter delay

    l Higher downlink code and power efficiency and larger downlink capacity

    l Flexible cell resource allocation

    l More high speed user access

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    Contents

    Chapter 1 HSDPA vs GPRS

    Chapter 2 Basic Concepts and Features of HSDPA

    Chapter 3 Key Technologies of HSDPA

    Chapter 4 Physical Channels of HSDPA

    Chapter 5 Data Transmission and Flow Control of HSDPA

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    Overview of HSDPA Key Technologies

    AMC Fast SchedulingHARQ (Hybrid ARQ)

    16QAMSF16, 2ms and CDM/TDM 3 New Physical Channels

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    HSDPA Key Technologies

    Fast scheduling (2 ms subframe and

    scheduling)

    AMC (supporting QPSK and 16QAM)

    HARQ

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    Fast Scheduling Basic

    If a little part of the 10 ms frame (15 timeslots) cannot be decoded

    properly, the whole frame is retransmitted 10 ms later.

    If a 2 ms subframe (3 timeslots) cannot be decoded properly, only

    this 2 ms subframe is retransmitted. The HARQ process of other 2

    ms subframes (a maximum of 6) can continue transmitting data.This greatly improves the resource usage on the air interface.

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    Fast Scheduling

    lScheduler can be based on

    lCDM, TDM

    [ Channel condition

    [ Amount of data in the queue (delay)

    [ Fairness

    [ Cell throughput

    Scheduling principle:

    Based on channel conditions

    in short terms;

    Based on the throughput and

    fairness for users in long terms.

    l Basic schedulers

    [ Round Robin (RR)

    [ Max-C/I

    [ Proportional Fair (PF)

    All codes towhich

    HSDPAtransmission

    is mapped

    (5inthis example)

    Data to UE#1 Data toUE#2 Data to UE#3 CodeCode

    Time

    Fast scheduling enables effective allocation of available cell and code resources and improves the cell throughput.

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    Share and Scheduling of the Shared Channel

    Scheduling with four users

    CDM+TDM

    Scheduling with four users

    CDM+TDM

    All codes

    reserved for

    HSDPA

    transmissio

    n2ms

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    Users to transmit

    data

    Power

    Channel code

    Data attributes

    Fast Scheduling Process

    Scheduling Algorithm

    Available resources

    Required resources

    Middle statistics

    Input of the scheduling algorithm:

    1. Available resources, including power and channel code resources

    2. Required resources, including users, data, retransmission, capability evaluation of

    the air interface, channel power, uplink and downlink compression gap of the channel,

    and discard timer.

    3. Middle statistics of the scheduling algorithm, such as the waiting time and average C/I.

    Output of the scheduling algorithm:

    User to transmit data, power, channel code, data attributes (including queue ID, Xrv,

    invalid data packet discarded)

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    Max C/I Scheduling Algorithm

    Features:

    1. The max C/I scheduling algorithm allocates resources to the user with the max C/I in

    one TTI.

    2. This scheme provides the maximum cell throughput, because the users provided

    with services are in best channel conditions.

    3. The scheme, however, fails to guarantee fairness for users. In fact, users on the cell

    edge receive large penalty and great impact because of too much service delay and

    signal quality deterioration.

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    RR Scheduling Algorithm

    Features:

    1) The RR scheduling algorithm adopts the "First in First Allocated" principle for users.

    2) The users have high fairness at the cost of high system overhead and high expenseof system throughput (spectral efficiency ).

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    HSDPA Key Technologies

    Fast Scheduling (2 ms subframe and

    scheduling)

    AMC (Supporting QPSK and 16QAM)

    HARQ

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    CQI Mapping Table (Category 10)

    016-QAM152555830

    0

    016-QAM121723726

    016-QAM101441125

    016-QAM81141824

    016-QAM7971923

    016-QAM5716822

    016-QAM5655421

    .........

    016-QAM5356516

    0QPSK5331915

    0QPSK4258314

    0QPSK4227913

    0QPSK3174212

    0QPSK26507

    0QPSK14616

    0QPSK13775

    0QPSK13174

    0QPSK12333

    0QPSK11732

    0288000QPSK11371

    Out of rangeN/A0

    XRVNIRReference power adjustment DModulationNumber of

    HS-PDSCH

    Transport Block SizeCQI value

    AMC scheme recommended by the protocol

    Adopt corresponding TB size, modulation mode,and TX power based on the CQI

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    Link Emulation - AMC

    AMC (AMC (Adaptive modulation and channel codingAdaptive modulation and channel coding)) PerformancePerformance

    The AMC modifies the TX

    parameters based on the

    instantaneous channel

    condition and optimizes the

    data rate.

    The AMC performance is

    affected by channel quality

    strategy error and feedback

    delay in channel fading.

    For low data rate, the AMC

    has better performance thanthe fixed MCS.

    For high data rate, the

    AMC has worse

    performance than the fixed

    MCS

    AMC gai n

    0

    100

    200

    300

    400

    500

    600

    - 12 - 11 - 10 -9 - 8 - 7 - 6 - 5 - 4 - 3

    HS-DSCH Ec/N0(dB)

    Throughput(kbps)

    TU5(Fi xed MCS) TU5(AMC)

    TU30(Fi xed MCS) TU30( AMC)

    TU120(Fi xed MCS) TU120(AMC)

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    AMC Process

    The UE measures the RX channel.

    The UE provides the CQI.

    The NodeB filters and corrects the reported CQI to obtain the actual CQI

    (Channel Quality Indicator).

    Configure the number of channels, TX power, modulation mode based on the

    CQI, amount of data to be transmitted, and available power and code resources.

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    HSDPA Key Technologies

    Fast Scheduling (2 ms short frame and scheduling)

    AMC (supporting QPSK and 16 QAM)

    HARQ

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    Hybrid Automatic Repeat Request (HARQ)

    Traditional ARQ

    Decode received transport blocks

    Check for the CRC errors in the decoded

    transport blocks

    Errors exist

    Discard the block with errors

    Request retransmission

    Hybrid ARQ

    Decode received transport blocks

    Check for the CRC errors in the decoded transport

    blocks

    Errors exist

    Store instead of discard the block with errors

    Request retransmission

    Combine the newly received retransmission

    block with the previous blocks

    Combined processing

    Increment redundancy

    HARQ helps reduce retransmission time and increase cell throughput.

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    HARQ Concept

    HSDPA is a technique where the transmitter sends the new set of

    parity bits if the previous transmission fails (NACK) and receiverbuffers the failed decodes for soft combing with future

    retransmissions.

    The RV parameter indicates different code bits transmit in IR buffer.

    Different RV parameter configurations support:

    Chase Combining (CC) (retransmission of the same coded data)

    PIRPartial Incremental Redundancy (PIR) (systematic bitstransmission first)

    Full Incremental Redundancy (FIR) ( parity bits transmission first)

    Use different r parameters and set of puncture bits for different

    retransmission. This ensures average coded bits transmission.

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    HARQ Gain

    One retransmission gain for different retransmission scheme

    8.44.33.53.1FIR Gain (dB)

    6.53.63.33.1PIR Gain (dB)

    3.03.03.03.0CC Gain (dB)

    3/42/31/21/3Code Rate

    The IR scheme, which preferentially transmits parity bits,

    has average effective codes bits after retransmission. The

    HARQ gain is prominent especially in high coded rate.

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    Link Emulation - HARQ

    HARQ Performance

    HARQ reduces the impactHARQ reduces the impact

    by channel measurementby channel measurement

    errors and feedback delayerrors and feedback delay

    and provides the AMCand provides the AMC

    performance gain.performance gain.

    Higher Speed, higherHigher Speed, higher

    HARQ gainHARQ gain

    HARQ Gai n over AMC

    0

    100

    200

    300

    400

    500

    600

    - 12. 5 - 11. 5 -10. 5 - 9. 5 -8. 5 - 7. 5 - 6. 5 - 5. 5 - 4. 5 - 3. 5HS-DSCH Ec/N0(dB)

    Throughput(kbps

    )

    TU5(AMC+HARQ) TU5(AMC)

    TU30(AMC+HARQ) TU30( AMC)

    TU120(AMC+HARQ) TU120(AMC)

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    Link Emulation CC and IR

    The HARQThe HARQ--based IR provides the performance gain.based IR provides the performance gain.

    Static Channel

    0.1

    1

    Ec/Ior

    BLER

    First Transmission CC Full IR Partial IR

    PA3

    0. 1

    1

    Ec/I or

    BLER

    Fi rst Transmi ssi on CC Ful l I R Parti al I R

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    Contents

    Chapter 1 HSDPA vs GPRS

    Chapter 2 Basic Concepts and Features of HSDPA

    Chapter 3 Key Technologies of HSDPA

    Chapter 4 Physical Channels of HSDPA

    Chapter 5 Data Transmission and Flow Control of HSDPA

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    HSDPA Physical Channel MappingT ra ns po r t C ha nne l s

    D C H

    R A C H

    C P C H

    B C H

    F A C H

    P C H

    P hy s i ca l C ha nne l s

    D ed i ca ted Ph y s i ca l D a t a Ch an n e l (D PD CH )

    D ed i ca ted P h y s ica l Co n t ro l Ch an n e l (D P CC H )Ph y s ica l Ran d o m A cces s Ch an n e l (PRA CH )

    Ph y s ica l Co m m o n Pack e t Ch an n e l (PCP CH )

    Co m m o n P i l o t Ch an n e l (CPICH )

    Pr i m ary Co m m o n Co n t ro l Ph y s ica l Ch an n e l (P -C C P C H )

    Seco n d a ry Co m m o n Co n t ro l Ph y s ica l Ch an n e l (S -C C P C H )

    Synchroni sa t ion Channel (SCH)

    Acq uis it ion Ind ica t o r C hannel (A ICH )

    Access Pream ble A cqu i s it ion Ind ica tor C hannel (A P - AIC H)

    Paging Ind ica to r Ch an n e l (P ICH )

    CPC H S t a tu s In d ica to r Ch an n e l (CSICH )

    Col l i s ion - D etec t ion /Channel - Ass ig nment Ind ica tor

    Ch an n e l (CD /CA -IC H )

    D S C H Ph y s ica l D o w n l i nk Sh a red C h an n e l (PD SCH )

    H S-D S CH -re la t ed Sh a red Co n t ro l Ch an n e l (H S-SCC H )

    H S-D SCH H i g h Sp eed Ph y s ica l D o w n l in k Sh a red Ch an n e l (H S-PD SCH )

    D ed i ca t ed Ph y s ica l Co n t ro l Ch an n e l (u p li n k ) fo r H S -D SCH (H S-D PC CH )

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    Associated Channel DPCH

    Besides the 3 physical

    channels, there is anther

    dedicated channel DPCH,

    which is called associated

    channel in the HSDPA. The

    DPCH is used for signaling

    transmission and power

    control.

    The DPCH normally does

    not carry services, but it can

    carry real-time services

    such as the AMR (multipleRABs: CS+PS)

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    HSDPA Physical Channel

    HS-SCCH and HS-PDSCH are

    both downlink shared channelsshared by all user. How can

    users know when and on which

    channel the users data is

    transmitted?

    HS-SCCH is like a soldier holding the flag at the

    first row of the queue. The UE continuously

    monitors the HS-PDSCH subframes addressed to it

    on the sets of the HS-PDSCHs. Upon receiving an

    HS-PDSCH frame for the UE, the UE physical layerdemodulates the subframe. Otherwise, no

    response is performed.

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    Physical Channel Timing

    Align the HS-SCCH with the P-CCPCH. The HS-PDSCH has two slots difference with the HS-

    SCCH. The UE demodulates the HS-PDSCH according to the HS-SCCH.

    The HS-SCCH and PDSCH are both common channels. Therefore, there is no timing between

    the HS-SCCH/PDSCH and the DPCH.

    HS-SCCH

    HS-PDSCH

    3 slots = 2 ms

    DPCH

    DPCH

    Radio frame with (SFN modulo 2) = 0P-CCPCH

    2 slots

    3 slots = 2 ms

    Slot Slot Slot Slot Slot Slot Slot Slot Slot Slot Slot Slot Slot Slot Slot

    15 slots = 10 ms

    Subframe #0 Subframe #1 Subframe #2 Subframe #3 Subframe #4

    Radio frame with (SFN modulo 2)=1

    10 ms

    Subframe #0 Subframe #1 Subframe #2 Subframe #3 Subframe #4

    HS-DPCCH

    3 slots = 2 ms

    ~7.5 slots

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    Physical Channel Slot Format (3): HS-DPCCH

    Features of the uplink HS-DPCCCH

    2 ms TTI (3 slots), SF=256, rate: 15 kbit/s, bearing 2 types of HSDPA uplink physical layer signaling,

    including the ACK/NACK and CQI

    ACK and NACK notify the NodeB of the UE has received correct downlink data. Definition of the field:

    1-Nack, 0-Ack

    CQI is a metric that reflects the physical channel quality indicator based on the CPICH, and is

    reported periodically. The period ranges from 0 to 160 ms. 0 means no transmission. Normally the

    period is 2 ms (every TTI).

    ACK/NACK and CQI have different functions and therefore can be controlled independently by

    different parameters.

    ACK/NACK/CQI can be configured with the number of repeat transmission (max: 4) to improve the

    TSTD gain.

    S u b f r a m e # 0 S u b f r a m e # i S u b f r a m e # 4

    H A R Q - A C K C Q I

    O n e r a d i o f r a m e T f = 1 0 m s

    O n e H S - D P C C H s u b fr a m e ( 2 m s )

    2 T s l o t = 5 1 2 0 c h i p sT s l o t = 2 5 6 0 c h i p s

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    Transmit Power of the HSDPA Physical Channels

    PHSDPA (HSDPA total transmit power) PHS-PDSCH+PHS-SCCHThe HS-PDSCH transmit power can be adjusted by the NodeB

    according to the following factors:CQI

    Amount of transmitted data

    Available power allocated to the HS-PDSCH

    Available codes allocated to the HS-PDSCH

    The transmit power of the HS-SCCH can use:

    Fixed power transmission (outdoor: 5%; indoor: 3%)

    A fixed power offset between the HS-SCCH and the DL associated

    channel. The transmit power of the HS-PDSCH is usually greater

    than that of the associated channel to ensure that the associated

    channel keeps a proper transmit power.

    The HS-DPCCH transmit power has a power offset based on the UL

    DPCH.The slot bearing the HARQ-ACK/NACK and that bearing the CQI can

    have different power offsets.

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    HSDPA Channel Mapping (1)

    When RAB is mapped to the HS-DSCH, the DCH is required to be

    configured to transport UL RLC ACK information and possible UL data,

    regardless of whether there is UL data to be transported.

    The figure in the next page describes the scenario of DL TRB carried onthe HS-DSCH and SRB and UL services on the DCH. In soft handovers,

    there may be one or more DCHs, but there is only one HS-DSCH.

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    HSDPA Ch l M i (2)

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    HSDPA Channel Mapping (2)

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    Contents

    Chapter 1 HSDPA vs GPRS

    Chapter 2 Basic Concepts and Features of HSDPA

    Chapter 3 Key Technologies of HSDPA

    Chapter 4 Physical Channels of HSDPA

    Chapter 5 Data Transmission and Flow Control of HSDPA

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    Flow Control for a Single User

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    Flow Control for Iub Interface

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    Flow Control for Iub Interface

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    HSDPA Data Transmission and Flow Control

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    HSDPA Data Transmission and Flow Control

    HSDPA flow control is implemented in the MAC-hs. The MAC-hs has fourfunctional entities: flow control, scheduling/priority handling, HARQ, and TFRI.

    Flow control is used to control data flow from MAC-d or MAC-c/sh to satisfy air

    interface capability and reduce delay and congestion. Flow control of the data

    stream from MAC-d with individual priority is independent.

    Position of flow control in the MAC-hs entity

    Position of flow control in

    the MAC-hs entity

    Flow control

    Scheduling/Priority

    handling

    Resource allocation

    &HARQ

    TFRC

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