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A short introduction to epidemiology Chapter 2b: Conducting a case-control study. Neil Pearce Centre for Public Health Research Massey University Wellington, New Zealand. Chapter 2 (additional material) Case-control studies. - PowerPoint PPT Presentation
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A short introduction to epidemiology
Chapter 2b: Conducting a case-control study
Neil PearceCentre for Public Health
ResearchMassey University
Wellington, New Zealand
Chapter 2 (additional material)
Case-control studies
• This presentation includes additional material on conducting a case-control study
• More information on data analysis is given in chapter 9
Chapter 2 (additional material)
Case-control studies
• Reasons for doing a case-control study
• Basic study design
• Selection of cases
• Selection of controls– control sampling strategies– sources of controls– issues in control selection
Birth End of Follow up
Death
other death
lost to follow up
“non-diseased”
symptoms
severe disease
A Hypothetical Incidence Study
Exposed Non-exposed Ratio
Cases 1,813 952
Non-cases 8,187 9,048
Total 10,000 10,000
Person-years 90,635 95,163
Incidence rate 0.0200 0.0100 2.00
Incidence proportion
0.1813 0.0952 1.90
Incidence odds 0.2214 0.1052 2.11
A Hypothetical Case-Control Study
1813/8187 a/c adOdds ratio = ---------------- = ----- = ----
952/9048 b/d bc
1813/952 a/b ad= ---------------- = ----- = ----
8187/9048 c/d bc
Reasons for Doing a Case-Control Study• It may be inefficient to have to obtain exposure
information on all people in the source population• It is sufficient to obtain information on all of the
2,765 deaths and a control sample (e.g. 2,765 controls) of the 17,235 survivors
• We therefore only need to get exposure information on 5,530 people instead of 20,000
• This gain in efficiency is much greater when the disease is “rare” (e.g. if it were 1/10th as “common” then we would have 277 cases and 277 controls)
Reasons for Doing a Case-Control Study
• Rare disease
• long induction time
• smaller study size permits collection and analysis of more detailed exposure information
• cohort difficult to enumerate (registry-based studies)
Chapter 2 (additional material)
Case-control studies
• Reasons for doing a case-control study
• Basic study design
• Selection of cases
• Selection of controls– control sampling strategies– sources of controls– issues in control selection
Basic Case-Control Study Design• Every study is based on a particular source
population followed over a particular period of time (the risk period)
• Ideally the study base should be made explicit• We study all cases of the outcome and a sample
of controls drawn from the source population• The case-control design thus involves all of the
potential biases involved in a full cohort study, as well as additional biases involved in sampling controls
• Information bias is not an inherent feature of such studies
Cohort-Based (Nested) Case-Control Studies
• Enumerate the cohort (source population) and its experience over time (the risk period)
• Ascertain all cases generated by this study base
• Sample controls from the person-time (or persons) that generated the cases
Registry-Based Case-Control Studies
• Ascertain all cases appearing in the registry during a specified period of time
• Sample controls from the source population for the registry
Chapter 2 (additional material)
Case-control studies
• Reasons for doing a case-control study
• Basic study design
• Selection of cases
• Selection of controls– control sampling strategies– sources of controls– issues in control selection
Selection of Cases
Cohort-based• All cases (or deceased cases) generated by the
cohort study
• Living cases may be added from other sources (e.g. hospital records, cancer registrations)
Registry-based• All eligible cases appearing in the “registry”
during a specified period of time
Chapter 2 (additional material)
Case-control studies
• Reasons for doing a case-control study
• Basic study design
• Selection of cases
• Selection of controls– control sampling strategies– sources of controls– issues in control selection
Control Sampling Strategies
• Cumulative incidence sampling
• Case-base sampling
• Density sampling
Birth End of Follow up
Death
other death
lost to follow up
“non-diseased”
symptoms
severe disease
A Hypothetical Incidence Study
Exposed Non-exposed Ratio
Cases 1,813 952
Non-cases 8,187 9,048
Total 10,000 10,000
Person-years 90,635 95,163
Incidence rate 0.0200 0.0100 2.00
Incidence proportion
0.1813 0.0952 1.90
Incidence odds 0.2214 0.1052 2.11
Cumulative Incidence Sampling
• “Traditional” method of control selection in nested case-control studies
• Controls are sampled from the “non-cases”, those free of disease at the end of the follow-up period, i.e. the survivors
• I.e. controls are sampled from the denominators for (cohort) odds ratio analyses
A Hypothetical Incidence Study
Exposed Non-exposed Total
Cases 1,813 962 2,765
Non-cases 8,187 9,048 17,235 Total 10,000 10,000 20,000
Odds ratio
Incidence odds
1813/8187 952/9048 2.11
A Hypothetical Case-control Study
Exposed Non-exposed Total
Cases 1,813 952 2,765
Controls 1,313 1,452 2,765
Odds ratio
Odds 1813/1313 952/1452 2.11
Cumulative Incidence Sampling
• Estimates the (cohort) odds ratio (without any rare disease assumption)
• Estimates the risk ratio and rate ratio approximately (with a rare disease assumption)
• May involve matching on age, etc• Exposure is usually only considered up to the
“time” (year or age) that the case occurred
Case-cohort Sampling
• Controls can be selected from those at risk at the beginning of the follow-up period, I.e. from the entire source population
• I.e. controls are selected from the denominators for (cohort) risk ratio analyses
A Hypothetical Incidence Study
Exposed Non-exposed Total
Cases 1,813 952 2,765
Total 10,000 10,000 20,000
Odds ratio
Odds 1813/10000 952/10000 1.90
A Hypothetical Case-control Study
Exposed Non-exposed Total
Cases 1,813 952 2,765
Controls 1,383 1,383 2,766
Odds ratio
Odds 1813/1383 952/1383 1.90
Case-cohort Sampling
• Estimates the risk ratio (without any rare disease assumption)
• Requires minor modifications to the standard formulas for confidence intervals and p-values
• May involve matching on age, etc
• Once again, exposure is usually only considered up until the “time” that the case occurred
Birth End of Follow up
Death
other death
lost to follow up
“non-diseased”
symptoms
severe disease
Density Sampling
• Controls are selected longitudinally throughout the course of the study, i.e. from the person-time of the study base
• I.e. controls are sampled from the denominators for the rate ratio analyses
• In general, controls are selected from the “risk set” of persons at risk at the “time” that each case occurred
A Hypothetical Incidence Study
Exposed Non-exposed Total
Cases 1,813 952 2,765
Person-years 90,635 95,163 185,798
Rate ratio
Incidence rate
1813/90635 952/95163 2.00
A Hypothetical Case-control Study
Exposed Non-exposed Total
Cases 1,813 952 2,765
Controls 1,349 1,416 2,765
Odds ratio
Odds 1813/1349 952/1416 2.00
Density Sampling
• The “time” variable is usually taken to be age rather than calendar time (year)
• Estimates the rate ratio (without any rare disease assumption)
• Matching may also be done on other time-related factors, although this is usually not necessary
• Usual method of sampling in registry-based studies
Selecting Controls
Cohort-based studies
• Sample of the cohort (preferably by density sampling on age)
Registry-based studies
• Sample of the source population for the Registry (usually by density sampling on year, perhaps with matching on age)
Selecting Controls in Registry-Based Studies
• Cases chosen from all lung cancer cases at hospitals in the City
• Controls chosen from general population of the City?
Selecting Controls in Registry-Based Studies• All lung cancer cases at all hospitals in the City
• Controls chosen from general population of the City?
• Restrict cases to those living in the City (exclude those who have come to the City for treatment)
• Restrictions that apply to one group (e.g. having a telephone, being on Electoral Roll, having health insurance) should also be applied to the other
Selecting Controls in Registry-Based Studies
• Cases chosen from all lung cancer cases at the main hospital in the City
• What is the source population for these cases?
Selecting Controls in Registry-Based Studies
• Cases chosen from all lung cancer cases at the main hospital in the City
• What is the source population for these cases?
• “All those who would have come to the main hospital in the City for treatment if they had developed lung cancer”
Issues in Control Selection
• Controls are usually sampled at random from the entire study base
• However, it is sometimes desirable to restrict the controls to a sample of a subset of the study base
• In particular, we may select controls from persons with other diseases generated by the same study base (e.g. other deaths, other cancers, other hospital admissions)
“Other Disease” Controls
• All other diseases
• All other diseases except those known to be related to exposure
• A disease “known to be unrelated to exposure”
Reasons for Using “Other Disease” ControlsThe cohort (source population) is not enumerated• E.g. if the cases are identified from hospital
admissions (e.g. for lung cancer) then the study base is “all persons who would have been admitted to this hospital if they had developed lung cancer”
• Controls might be selected from other admissions to the same hospital
Reasons for Using “Other Disease” ControlsComparability of information• E.g. in a case-control study of non-Hodgkin’s
lymphoma and pesticide exposure, cases might be more likely to recall brief exposures
• We might therefore select controls from “other cancer” registrations rather than from the entire source population for the Cancer Registry
Selection Bias in Case-Control Studies
• In a case-control study, the controls are a sample of the source population
• Selection bias can occur if the sample is non-random, and the selection of controls is related to exposure status
• In other words, selection bias can occur if the controls are not representative of the exposure in the source population
Selection Bias in Case-Control Studies: Solutions• Selection bias can occur if the selection of
controls is related to exposure status• In the analysis, we can control for the
determinants of control selection (e.g. social class)
• An exception is when we have chosen “other disease” controls and the other diseases are directly caused by the main exposure of interest: this selection bias cannot be removed
General Population and “Other Cancer” ControlsGeneral population
• Represents study base
• May be more prone to recall bias if cases are more likely to recall exposures
• Difficult to keep interviewer blind, and may get interviewer bias
“Other cancers”
• Other diseases may be caused by exposure (selection bias)
• Equal motivation and recall in cases and controls
• Easier to keep interviewer blind
Reasons for Matching
Practical efficiency
• e.g. if we are using hospital controls then it is usually more efficient to select a control admitted on the same day as the case, rather than sampling at random from all admissions for the year
Reasons for Matching
Statistical efficiency
• e.g. if we select general population controls at random in a lung cancer case-control study then the cases will be mostly “old” and the controls will be mostly “young”. It will therefore be difficult to stratify on, and control for, age
Reasons for Not Matching
Practical efficiency
• matching can be costly and time-consuming and is usually not necessary since we can adjust for the major matching factors (e.g. age, gender, smoking status) in the analysis
Reasons for Not Matching
Statistical efficiency
• Matching on a weak risk factor (or a non-risk factor) that is strongly correlated with the main exposure can dramatically reduce efficiency
Matching
Only match on risk factors that are:
• Not of intrinsic interest in themselves (e.g. age)
• Strong risk factors for disease
• Not too difficult to match on
Common misconceptions about case-control studies
• Fundamentally different type of study design that proceeds from disease to exposure (I.e. reverse causality)
• Inherently less valid (more biased) than cohort studies
• Require a rare-disease assumption• Odds ratio only approximates the rate ratio or
risk ratio (under the rare disease assumption)
A short introduction to epidemiology
Chapter 2b: Conducting a case-control study
Neil PearceCentre for Public Health
ResearchMassey University
Wellington, New Zealand