__________ _ Date. ____ _

POSITIQN NAME Of QRQAN!ZATION/ENTIJ'Y

PARTIES AND TERMS

•i,;

Report Reqwred by the Ethics A0-10 FINANCIAL DISCLOSURE REPORT In Government Act of 1978Rev. !/2004

FOR CALENDAR YEAR 2004 (5 U.S.C. app. §§ 101-111)

.!· -Person Reporting (Last name. First name, Middle initial) 2. Court or Organization

. .Damrell, Jr., Frank C USDC Eastern District of Calif

4. Title (Article Ul Judges indicate active or senior status; S. RcportTypc (check appropriate type)

magistrate judges indii:ate full- or part-time) 0 Nomination. Date

Active 0 fnilial 0 Final

3. Date of Report

412612005

6. Reporting Period

11112004

to 12131/2004

7. ChambcrsorOfticeAddn:ss 8. On the basis of the information contained in this Report and any

SOl I Street, Suite lS-210 modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Sacramento CA 95814 Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

L POSmONS. (Reporting individual only; sec pp. 9-13 offiling instructions)

Ii!! NONE - (No reportable pos.itions.)

1.

II. AGRE S. (Reporting individual only; sec pp. 14-16 of filing instructions)

Ii!! NONE - (No reportable agreements.)

I.

! . " "';

·- ·, ....- , ..

. , r

l ·•... .

SQU&CE AND WE GROSS INCOME

SQURCE AND WE

SOQRCE DESCRIPTION

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Damrell, Jr., Frank C

Date of Report

412612005

. { .lp. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)

A. Filer's Non-Investment Income

NONE (No reportable non-investment income.} -

(youn, not spouse's)

I.

. . B. Spouse's Non-Investment Income-(lfyou were married during any portion of the reporting year, please complete this section. Dollar amount

· not required except for honoraria.)

- ' NONE . - (No reportable non-investment inc0me.)

1.

IV. REIMBURSEMENTS - transportation.. lodging. food. entertainment.

(Includes those to spouse and dependent children. Seepp. 25-27 of instructions.)

0 NONE - (No such reportable reimbursements.)

1. Civic Enterprises, LCC - Speak at National Conference on $527.37 for airfare, transportation to and from aiiport and meals in Washington D.C. Citizenship Dec. 2-4, 2004 -

2.

.·

SOURCE PESCRlfTION

DESCRIPTION VALVECOQE

: . ' =· ·"

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Damrell, Jr., Frank C 412612005

v:GIFTS. (Includes those to spouse and dependent children. Sec pp. 28-31 of instructions.)

b21' NONE - (No such reportable gifts.)

.·YAI.Im I.

.•

VI. UABil..ITIES. (Includes those ofspouse and dependent children. Sec pp. 32-34 ofinstructions.)

D NONE . - (No reportable liabilities.)

CREDITOR t. Robert Gallo Unsecured Loan K.

-

..

It

(S)

(Ml)

c

. s.

·FINANCIAL DISCLOSURE REPORT

Page 1 of2 Name of Person Reporting

Damrell, Jr., Frank C

Date of Report

412612005

VII. INVESTMENTS and TRUSTS - income, value. tmnscations (includes those ofthe spouse and dependent children. See pp. 34-57 of filing inslrui:tions.)

·-

A.

Description of Assets (including tnist assets)

Place "(X)" after each asset exempt liom prior discloswe

DNONE (No rqxmable income, assets. ortraasactions)

l. Smith Barney Financial Management Ace - Cert Bank of Deposi

B. llll:Ollle during

reporting period

(l) (2)

AlllOllllt Type (e.g. Code l div. tent. or

(A·H) int.)

Interest

c. Gross value at end of repor1ing period

(I) (2)

·Value Value Code2 Method (J-P) Code3

(Q-W)

0 T

D. Transactions during reporting period

(I) not CXC111Jt liom dlSClosure

(2) (3) (4) Type (e.g. Date: Valua· Gain ldcnrityofbuy, sell, Month- Code2 Code I buyer/seller merger, . Day (J.P) flfprivale

ti on) transaction)

2. Alliance Cap Magmt Hldg lP A Dividend J T

3. CBL & Assoc PPTYS Inc A Dividend I T

4. Health Care Property lnvs. Inc

Kinder Morgan Energy Prtms LP

A Dividend

A Dividend

I T

I T

6. Nationwide Health PPTYS Inc. A Dividend 1 T

7. Simon PPTYS Group Inc. New A Dividend 1 T

8. Cohen & Steers Adva,ntagc Jncom Realty Fund Inc. A Dividend 1 T

9. Corts foroRat West FiD TR A Dividend K T

10. Corts - GS Cap I TR 6.% SER II A Dividend 1 T

11. Wells Fargo Cap S.625 % Cap Truse IX A Dividend 1 T

12. CALAMOS Groath and Income Fund A Dividend K T

13. Mainstay High Yield Corporate Bond FD CL A A Dividend K T

14. PIMCO Real Return Fund CL A A Dividend K T

IS. CORTS - GS Cap I TR 6.00A. SER II A Dividend J T

16. Cap Crossing Banic A Dividend -

J T

17. Commercial Rental Bldg. Modesto, CA E Rent 1 T sell 3/04 Pl G

18. Smith Barney CGM IRA Rollover A Interest 1 T closed

l. lncomclGainCodes: A -s1,oooor1esa B -Sl,001-$2.500 c -S2,S01·$5,000 D • SS,001-SIS,000 E •SlS,001-$50,000

(SceColmmsBt and04) l' -sso,001-s100,ooo G -s100,001-s1.ooo.ooo HI -s1.ooo,001-ss,ooo,ooo H2 • Mon: than 55,000,000

2. ValueCodes: J • SIS,000 er less K. • SlS,001-SSO,OOO L • $50,001-SlOO,OOO M •StOO,OOl-$2S0,000

(See Colurms Ct and 03) N -$2S0,000.SSOO,OOO 0 -ssoo,001-s1.ooo.ooo Pl -s1.ooo,001-ss,ooo.ooo P2 • SS,000,00l-$2S,OOO,OOO

P3 • S2S,OOO,OOl-SSO,OOO,OOO P4 • SMore than SS0,000,000

3. Value Method Codes Q •Appraisal R • Cost (Real Esiaa: Only) s •Assessncnt T - Cash/Market

(See Colurm C2) U •Book Value v •Other w •Eslillllted

---

A. ·-· - ·

a.

u mnn disclosure

(4) (S) (1)

(2) (3)

.FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Damrell. Jr., Frank C Page 2 of2 412612005

- income, value, tr.mscations (includes those oflhc spouse ancl dc:pendent cluldn:n. See pp. J4.S7 offlting )VII. INVESTMENTS and TRUSTS

D.c. Gross value at encl of Transactions during reporting period locomt during

Description ofAssets reporting period ieporting period (including trust assets)

not cxmq>t(2)(1) (2) (I)

Place "(X)" after each asset exempt from prior disclosure

19. Smith Barney M&M Account

Smith Barney Tax Account 20.

Amount Code 1 (A·H)

A

A

Type (e.g.div. nmLor int.)

Interest

lntc:rest

Value Vllue Cocle2 Mdhod (1.P) Code3

(Q-W)

J T

J T

Type (e.g. buy, sell, merger,

lion)

closed

closed

Date: Value. Gain Identity of Month· Codc2 Cocle t buyer/seller Day (1.P) (Ml) (ifprivai.

llanSacUon)

I. llll:omdGaiDCodes: A •St,OOOorless B • Sl,001-$2,SOO c •$2,501-SS,OOO D •SS,001-Sts.000 B •SlS,001-SSO,OOO

(See Cohmlns Bl and D4) F •SS0,001-$100,000 G -s100,001-s1,ooo.ooo Ht •$1,000,001-SS,000,000 H2 •More than SS,000,000

2. Value Codes: J •SlS,OOOorless K •StS,OOl-SS0,000 L -sso.001-s100,ooo M •SlOO,OOi-$250,000

(See Columns Cl and 03) N • $250,000.SSOO,OOO 0 •SS00,001-Sl,000,000 Pl • Sl,000,001-$5,000,000 P2 -ss.000,001-s:zs,ooo,ooo

P3 -$25,000,001-SS0,000,000 P4 • SMOle lilla SS0,000,000

3. Value Methoa Codes Q •Apptaisal R •COit (Real Esllte Only) s - Assessnir:at T •Cash/Market

(See Colurm C2) U •Book Value v -Other W •Estinsllld

' ·

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date ofRcport

Damrell, Jr.. Frank C 412612005

_ynI. ADDffiONAL INFORMATION OR EXPLANATIONS (Indicale put ofReport.)

Commercial Rental Bldg in Modesto sold in March 2004. Proceeds from sale invested in certificates of deposit, stocks and market funds.

Smith Barney CGM IRA Rollover, Smith Barney M&M Account and Smith Barney Tax Account were all liquidated and closed as of April 2004•

. ., ..

: . .

y

412612005

' Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT Damrell, Jr., Frank C

Qt-. CERTIBICATION.

-- · I certify that all infonnation given above (including information pertallring to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belie and that any information not reported was withheld because itmet applicable statutory provisions permitting non-disclosure.

I further certify that earned income :from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. § 501 et seq., S U.S.C. § 7353, and Judicial Conference regulations.

FAtSIFIES OR FAILS TO FILE nns REPORT MAY .S.C. app. § 104)

FllJNG INSTRUCTIONS

Mail signed original and 3 additional copies tO:

Committee on Financial Disclosure Administrative Office of the United States Courts

Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

::0

7-

I

)>

United States District Court EASTERN DISTRICT OF CALIFORNIA

501 I STREEr

SACRAMENTO, CA 95814-2322

CHAMBERS OF

FRANK c. DAMRELL, JR. Disnucr JUDGE

(916) 930-4120

FAX (916) 491-3949

May26, 2005

Honorable Mary Lisi Committee on Financial Disclosure Administrative Office of the U.S. Courts Suite 2-300 One Columbus Circle, N.E. Washington, D.C. 20544

SELF INITIATED AMENDMENT

Re: Correction to 2004 Financial Disclosure Report

bear Judge Lisi:

Enclosed please find an amended part VII of my 2004 Financial Disclosure Form. The last column on line 17 is amended by inserting ''Khatri Inc.", the name of the buyer of the property. If you have any questions please contact me at (916) 930-4120.

....... c:::> c::::> ....,,.

C- m c:::

0 m

< m

-.. c

N c.n;

... , --·

AM

s:

("') r

0

C:: l> :::0 3 rri

\...J ;,--.,, -,., -

' . . .

T

A

...... _ ·--.. ... . "°'I &;;OU

=NOi IENT

...... -- -1"{.I

c._ c:= :z ,..,.

--

-

J>

-- ,....

N l:J1

(J-P)

1.

2.

3.

5.

7.

(4)

··FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

4/2612005

- income, value, lranscations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

Page 1 of2 Damrell, Jr., Frank C

VII. INVESTMENTS and TRUSTS

·- c. D.8.A. .. Gross value at end of Transactions dming reporting period Income during

Description of Assets reporting period reporting period (including trusi assets)

Ifnot t from disclosure(1) (2) (1)(1) (2) (2) (3) (5)

Place "(X)" after each asset exempt Type (e.g. Date: Value Gain Identity of Value ValueAmount Type (e.g. buy, sell, Month-fromprior disclosure Code2 MethodCode 1 div. rent or Code2 Code l buyer/seller

(A -H) int) merger, Day (if private Code 3 (J-P) (A-HJrederrqition) (Q-W)

DNONE (No reportable income, assets, or transactions)

transaction)

Smith Barney Financial Management Ace - Cert c Interest 0 T Bank ofDeposi

Alliance Cap Magmt Hldg LP A Dividend J T

CBL & Assoc PP'IYS Inc A Dividend J T

J TA Dividend4. Health Care Property Invs. Inc

6.

J TA DividendKinder Morgan Energy Prtnrs LP

J TA DividendNationwide Health PPTYS Inc. = =

Simon PP'IYS Group Inc. New A Dividend J T rn

Cohen & Steers Advantage Incom Realty Fund Inc. A Dividend J T I m -·

Corts for Great West Fin 1R A Dividend K T m

..

Corts - GS Cap I 1R 6.% SER II A Dividend J T fTl

Wells Fargo Cap S.625 % Cap Truse IX A Dividend J .T

CALAMOS Groath and Income Fund A . . .

Dividend: · ·'K

Mainstay High Yield Corporate Bond FD CL A A Dividend K T

PIMCO Real Return Fund CL A A Dividend K T

CORTS - GS Cap I 1R 6.0";0 SER II A Dividen_d J T

Cap Crossing Bank A Dividend J T

Commercial Rental Bldg, Modesto, CA E Rent J T sell 3/04 P l G

Smith Barney COM IRA Rollover A Interest J T closed

8.

9.

10.

11.

12.

13.

14.

IS.

16.

17.

18.

Khatri Inc.

l. Jncolne/Gain Codes: ""'S-1;000::0r'les5 B =:$1;001 $2;500 C ,.;$2;501 $5;000 D =$5;00h$15;000 .

(See Coll.Dl1DS 'Bl and 04) F =•$50;001 $100;000 G =!$100;001°Sl;OOo,OOO ,Hl :.,;;,'$tooo,-001'"$S;OOO;O<io ·. :m =·More·tban:ss,ooo;ooo

2. Value•Codes: J =·$15;000•or•Iess .K =:sr5,-001 sso;ooo L = $50,001'$100;000 ·•tvf' =.$100;001-$2'50;000·

{See Colwnns C l.and D3) N = $250,000"$500,000 0 =;$500;001;$1;000;000 Pl = s1,ooo.001"S5;ooo;ooo P2 ;= ss.000;001-'Sls;ooo,ooo

P3 =$25;000,001-'$50;-000,000 .P4 "='$More than $50,000,000

3. Value Method Codes Q = Appraisal R =Cost (Real Estate Only) S =Assessment T = Casb/Market

(See Column C2) U = Book Value V =Other W =Estimated

INVESTMENTS

(1) (1) (1)

0 en

JTI("")

,, n

(4)

D1

N er

(2)

(e.g.

·FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Page 2 of2 4/26/2005Damrell, Jr., Frank C

'VII. and TRUSTS -income, value, transcations (includes those of the spouse and dependent chil d ren. Seepp. 34-57 of filing instructions.)

c.B. D.A.'' Gross value at end of Transactions during reporting period Income dwing

Description of As sets reporting period reporting period (includingtrustas sets)

If not exempt ftom disclosure(2) (2) (3) (5)

Place "(X)" after each asset exempt Type (e.g.Value Value Date: Value Gain Identity of MethodCode2 buy , sel l, Month- Code2 Code I buyer/seller

TypeAmount from prior disclosure div. renL or Code 1

merger,Code3(J-P) Day (J-P) (A-H) (if private inL)(A-H) redetqJtion) transaction)(Q-W)

J T closedInterestSmith Barney M&M Account A19.

T closedJSmith Barney Tax Account InterestA20.

saF INITIATED AMENDMENT

....... = = ...... ::::un <-.

. .,, <= o-... ::;.:::cn:Z: 0 c:l> I :::o.:z: m

-

Ol> < -rir )>

t'tl 0

r.i

L Tucome/Gain Codes: A =:$1;000or:less B =:S1;001c:s2;soo E =$15,00HSO;OOO

(See Columns Bl •andD4) F =:sso;oo1"s1 oo;ooo (J =:$J()();()()}C$1;0()(),00j} HI =;$1;000,00ESS;ooo;ooo 112 >=More•tban Ss;ooo.ooo

2. V11lue•Codes: J =$15;000.or!les s K = s1-s;ooi.sso;ooo L ='$SO;OOHH001000 'M =$lOO;OOlc$2SO;OOO

(See COiumns Cland D3) N =$250;()()():!$5()(),000 0 =$SOQ;OOI-$1,000,000 :Pl =.$1,000;-00hSS;ooo.ooo P2 = $S,OOQ,0010$25;000,000

P3 =s2s,000;001csso,ooo;ooo P4 =:SMorethan'SSo;ooo.ooo

. 3. Value Method Codes Q =Appraisal R = Cost(Real Estate-Orily) S =As ses s ment T =Cash/Market

(See Colunm C2) U =Book Value V =Other w = Estimated