Abstimmungsergebnisse Deka Investment GmbH · 8.1 Appoint David Constable as Member of the Mgmt For For Compensation Committee 8.2 Appoint Frederico Curado as Member of the Mgmt For

Abstimmungsergebnisse Deka Investment GmbH

Zeitraum: 1. Januar 2019 – 31.Dezember 2019

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1&1 Drillisch AG Meeting Date: 21/05/2019 Country: Germany Meeting Type: Annual Ticker: DRI Primary ISIN: DE0005545503 Primary SEDOL: 5734672

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.05 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Ralph Dommermuth for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Martin Witt for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Andre Driesen for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Michael Scheeren for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Kai-Uwe Ricke for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Claudia Borgas-Herold for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Vlasios Choulidis for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Kurt Dobitsch for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Norbert Lang for Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 Aareal Bank AG Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: ARL Primary ISIN: DE0005408116 Primary SEDOL: 7380062

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Aareal Bank AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.10 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 and for Interim Financial Statements 2020 6 Approve Issuance of Convertible and/or Mgmt For For Non-Convertible Participation Certificates without Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million; Approve Creation of EUR 71.8 Million Pool of Capital to Guarantee Conversion Rights 7 Approve Issuance of Participation Certificates Mgmt For For up to Aggregate Nominal Amount of EUR 900 Million 8 Approve Remuneration of Supervisory Board Mgmt For For

ABB Ltd. Meeting Date: 02/05/2019 Country: Switzerland Meeting Type: Annual Ticker: ABBN Primary ISIN: CH0012221716 Primary SEDOL: 7108899

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Share Re-registration Consent Mgmt For For

ABB Ltd. Meeting Date: 02/05/2019 Country: Switzerland Meeting Type: Annual Ticker: ABBN Primary ISIN: CH0012221716 Primary SEDOL: 7108899

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ABB Ltd.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Discharge of Board and Senior Mgmt For For Management 4 Approve Allocation of Income and Dividends Mgmt For For of CHF 0.80 per Share 5 Approve Creation of CHF 24 Million Pool of Mgmt For For Capital without Preemptive Rights 6.1 Approve Maximum Remuneration of Board of Mgmt For For Directors in the Amount of CHF 4.7 Million 6.2 Approve Maximum Remuneration of Executive Mgmt For For Committee in the Amount of CHF 55.5 Million 7.1 Elect Matti Alahuhta as Director Mgmt For For 7.2 Elect Gunnar Brock as Director Mgmt For For 7.3 Elect David Constable as Director Mgmt For For 7.4 Elect Lars Foerberg as Director Mgmt For For 7.5 Elect Frederico Curado as Director Mgmt For Against 7.6 Elect Jennifer Xin-Zhe Li as Director Mgmt For For 7.7 Elect Geraldine Matchett as Director Mgmt For For 7.8 Elect Satish Pai as Director Mgmt For For 7.9 Elect David Meline as Director Mgmt For For 7.10 Elect Jacob Wallenberg as Director Mgmt For For 7.11 Elect Peter Voser as Director and Board Mgmt For Against Chairman 8.1 Appoint David Constable as Member of the Mgmt For For Compensation Committee 8.2 Appoint Frederico Curado as Member of the Mgmt For For Compensation Committee 8.3 Appoint Jennifer Xin-Zhe Li as Member of the Mgmt For For Compensation Committee 9 Designate Hans Zehnder as Independent Mgmt For For Proxy 10 Ratify KPMG AG as Auditors Mgmt For For 11 Transact Other Business (Voting) Mgmt For Abstain

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Acceleron Pharma Inc. Meeting Date: 06/06/2019 Country: USA Meeting Type: Annual Ticker: XLRN Primary ISIN: US00434H1086 Primary SEDOL: BDGTXQ8

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Tom Maniatis Mgmt For Against 1b Elect Director Richard F. Pops Mgmt For Against 1c Elect Director Joseph S. Zakrzewski Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors Mgmt For For

adesso AG Meeting Date: 17/05/2019 Country: Germany Meeting Type: Annual Ticker: ADN1 Primary ISIN: DE000A0Z23Q5 Primary SEDOL: 5990623

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.45 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6 Approve Merger by Absorption of adesso Mgmt For For Beteiligungsverwaltung AG

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Abstimmungsergebnisse Deka Investment GmbH adidas AG Meeting Date: 09/05/2019 Country: Germany Meeting Type: Annual Ticker: ADS Primary ISIN: DE000A1EWWW0 Primary SEDOL: 4031976

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.35 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5.1 Reelect Ian Gallienne to the Supervisory Mgmt For Against Board 5.2 Reelect Herbert Kauffmann to the Supervisory Mgmt For Against Board 5.3 Reelect Igor Landau to the Supervisory Board Mgmt For Against 5.4 Reelect Kathrin Menges to the Supervisory Mgmt For For Board 5.5 Reelect Nassef Sawiris to the Supervisory Mgmt For Against Board 5.6 Elect Thomas Rabe to the Supervisory Board Mgmt For For 5.7 Elect Bodo Uebber to the Supervisory Board Mgmt For For 5.8 Elect Jing Ulrich to the Supervisory Board Mgmt For For 6 Approve Creation of EUR 16 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights 7 Approve Cancellation of Conditional Capital Mgmt For For Authorization 8 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For

ADLER Real Estate AG Meeting Date: 11/06/2019 Country: Germany Meeting Type: Annual Ticker: ADL Primary ISIN: DE0005008007 Primary SEDOL: 7100099

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ADLER Real Estate AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Management Board Mgmt For For Member Arndt Krienen for Fiscal 2017 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For For Auditors for Fiscal 2019 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 7 Approve Creation of EUR 23 Million Pool of Mgmt For Against Capital without Preemptive Rights 8 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million; Approve Creation of EUR 22 Million Pool of Capital to Guarantee Conversion Rights Air Liquide SA Meeting Date: 07/05/2019 Country: France Meeting Type: Annual/Special Ticker: AI Primary ISIN: FR0000120073 Primary SEDOL: B1YXBJ7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.65 per Share and an Extra of EUR 0.26 per Share to Long Term Registered Shares

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Abstimmungsergebnisse Deka Investment GmbH Air Liquide SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 5 Reelect Sian Herbert-Jones as Director Mgmt For For 6 Reelect Genevieve Berger as Director Mgmt For For 7 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions Mentioning the Absence of New Transactions 8 Approve Compensation of Benoit Potier Mgmt For For 9 Approve Remuneration Policy of Executive Mgmt For For Officers Extraordinary Business Mgmt 10 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 11 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million 12 Authorize Board to Increase Capital in the Mgmt For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Authorize up to 2 Percent of Issued Capital Mgmt For For for Use in Stock Option Plans 14 Authorize up to 0.5 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans 15 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 16 Approve Stock Purchase Plan Reserved for Mgmt For For Employees of International Subsidiaries Ordinary Business Mgmt 17 Authorize Filing of Required Documents/Other Mgmt For For Formalities Airbus SE Meeting Date: 10/04/2019 Country: Netherlands Meeting Type: Annual Ticker: AIR Primary ISIN: NL0000235190 Primary SEDOL: 4012250

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Airbus SE

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Open Meeting Mgmt 2.1 Discussion on Company's Corporate Mgmt Governance Structure 2.2 Receive Report on Business and Financial Mgmt Statements 2.3 Discuss Implementation of the Remuneration Mgmt Policy 2.4 Receive Explanation on Company's Reserves Mgmt and Dividend Policy 3 Discussion of Agenda Items Mgmt 4.1 Adopt Financial Statements Mgmt For For 4.2 Approve Allocation of Income and Dividends Mgmt For For of EUR of 1.65 per Share 4.3 Approve Discharge of Non-Executive Members Mgmt For For of the Board of Directors 4.4 Approve Discharge of Executive Members of Mgmt For For the Board of Directors 4.5 Ratify Ernst & Young as Auditors Mgmt For For 4.6 Amend Remuneration Policy Mgmt For For 4.7 Elect Guillaume Faury as Executive Director Mgmt For For 4.8 Reelect Catherine Guillouard as Non-Executive Mgmt For For Director 4.9 Reelect Claudia Nemat as Non-Executive Mgmt For For Director 4.10 Reelect Carlos Tavares as Non-Executive Mgmt For Against Director 4.11 Grant Board Authority to Issue Shares Up To Mgmt For For 0.52 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans 4.12 Grant Board Authority to Issue Shares Up To Mgmt For For 1.16 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding 4.13 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 4.14 Approve Cancellation of Repurchased Shares Mgmt For For 5 Close Meeting Mgmt

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AIXTRON SE Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: AIXA Primary ISIN: DE000A0WMPJ6 Primary SEDOL: 5468346

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4.1 Reelect Kim Schindelhauer to the Supervisory Mgmt For Against Board 4.2 Elect Anna Gersbacher to the Supervisory Mgmt For For Board 4.3 Elect Frits van Hout to the Supervisory Board Mgmt For For 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2019 Akasol AG Meeting Date: 24/05/2019 Country: Germany Meeting Type: Annual Ticker: ASL Primary ISIN: DE000A2JNWZ9 Primary SEDOL: BFXG1N9

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Ratify BDO AG as Auditors for Fiscal 2019 Mgmt For For

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Akzo Nobel NV Meeting Date: 25/04/2019 Country: Netherlands Meeting Type: Annual Ticker: AKZA Primary ISIN: NL0013267909 Primary SEDOL: BJ2KSG2

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Open Meeting Mgmt 2.a Receive Report of Management Board Mgmt (Non-Voting) 2.b Discuss Implementation of Remuneration Mgmt Policy 3.a Adopt Financial Statements Mgmt For For 3.b Discuss on the Company's Dividend Policy Mgmt 3.c Approve Dividends of EUR 1.80 Per Share Mgmt For For 4.a Approve Discharge of Management Board Mgmt For For 4.b Approve Discharge of Supervisory Board Mgmt For For 5.a Elect J. Poots-Bijl to Supervisory Board Mgmt For For 5.b Reelect D.M. Sluimers to Supervisory Board Mgmt For For 6.a Grant Board Authority to Issue Shares Up To Mgmt For For 10 Percent of Issued Capital 6.b Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances 7 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 8 Approve Cancellation of Repurchased Shares Mgmt For For 9 Close Meeting Mgmt

Albireo Pharma, Inc. Meeting Date: 14/06/2019 Country: USA Meeting Type: Annual Ticker: ALBO Primary ISIN: US01345P1066 Primary SEDOL: BYMP0T9

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Albireo Pharma, Inc.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director David Chiswell Mgmt For For 1.2 Elect Director Davey S. Scoon Mgmt For Withhold 2 Amend Omnibus Stock Plan Mgmt For Against 3 Ratify Ernst & Young LLP as Auditors Mgmt For For

All for One Steeb AG Meeting Date: 13/03/2019 Country: Germany Meeting Type: Annual Ticker: A1OS Primary ISIN: DE0005110001 Primary SEDOL: 5574447

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.20 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017/18 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017/18 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For 2018/19 6 Change Company Name to All for One Group Mgmt For For AG Allgeier SE Meeting Date: 28/06/2019 Country: Germany Meeting Type: Annual Ticker: AEIN Primary ISIN: DE000A2GS633 Primary SEDOL: BD814R0

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Allgeier SE

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.50 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify LOHR + COMPANY GmbH as Auditors Mgmt For For for Fiscal 2019 6 Authorize Management Board Not to Disclose Mgmt For Against Individualized Remuneration of its Members 7 Adopt New Articles of Association Mgmt For For 8 Approve Affiliation Agreement with Allgeier Mgmt For For Project Solutions GmbH Allianz SE Meeting Date: 08/05/2019 Country: Germany Meeting Type: Annual Ticker: ALV Primary ISIN: DE0008404005 Primary SEDOL: 5231485

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 9.00 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Approve Remuneration System for Mgmt For For Management Board Members 6 Approve Affiliation Agreement with AllSecur Mgmt For For Deutschland AG

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Abstimmungsergebnisse Deka Investment GmbH alstria office REIT-AG Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: AOX Primary ISIN: DE000A0LD2U1 Primary SEDOL: B1VP947

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.52 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6.1 Elect Benoit Herault to the Supervisory Board Mgmt For For 6.2 Elect Richard Mully to the Supervisory Board Mgmt For Against 7.1 Approve Creation of EUR 35.5 Million Pool of Mgmt For For Capital with Preemptive Rights 7.2 Exclude Preemptive Rights up to 5 percent of Mgmt For For Share Capital Against Contributions in Cash for the Capital Pool Proposed under Item 7.1 7.3 Exclude Preemptive Rights up to 5 percent of Mgmt For For Share Capital Against Contributions in Cash or in Kind for the Capital Pool Proposed under Item 7.1 Altair Engineering Inc. Meeting Date: 14/05/2019 Country: USA Meeting Type: Annual Ticker: ALTR Primary ISIN: US0213691035 Primary SEDOL: BD6D4Y5

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Trace Harris Mgmt For Against 1b Elect Director Richard Hart Mgmt For Against 2 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 3 Ratify Ernst & Young LLP as Auditors Mgmt For For

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Amadeus FiRe AG Meeting Date: 23/05/2019 Country: Germany Meeting Type: Annual Ticker: AAD Primary ISIN: DE0005093108 Primary SEDOL: 5623662

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 4.66 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2019 6 Approve Remuneration System for Mgmt For Against Management Board Members Amadeus IT Group SA Meeting Date: 18/06/2019 Country: Spain Meeting Type: Annual Ticker: AMS Primary ISIN: ES0109067019 Primary SEDOL: B3MSM28

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Consolidated and Standalone Mgmt For For Financial Statements 2 Approve Non-Financial Information Report Mgmt For For 3 Approve Allocation of Income and Dividends Mgmt For For 4 Approve Discharge of Board Mgmt For Against 5 Approve Reduction in Share Capital via Mgmt For For Amortization of Treasury Shares 6 Fix Number of Directors at 13 Mgmt For For 7.1 Elect Josep Pique Camps as Director Mgmt For For 7.2 Elect William Connelly as Director Mgmt For For

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Amadeus IT Group SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7.3 Reelect Jose Antonio Tazon Garcia as Director Mgmt For Against 7.4 Reelect Luis Maroto Camino as Director Mgmt For For 7.5 Reelect David Webster as Director Mgmt For Against 7.6 Reelect Guillermo de la Dehesa Romero as Mgmt For Against Director 7.7 Reelect Clara Furse as Director Mgmt For Against 7.8 Reelect Pierre-Henri Gourgeon as Director Mgmt For Against 7.9 Reelect Francesco Loredan as Director Mgmt For Against 8 Advisory Vote on Remuneration Report Mgmt For For 9 Approve Remuneration of Directors Mgmt For For 10 Authorize Issuance of Convertible Bonds, Mgmt For For Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 5 Billion 11 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions Ameren Corporation Meeting Date: 02/05/2019 Country: USA Meeting Type: Annual Ticker: AEE Primary ISIN: US0236081024 Primary SEDOL: 2050832

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Warner L. Baxter Mgmt For Against 1b Elect Director Catherine S. Brune Mgmt For For 1c Elect Director J. Edward Coleman Mgmt For For 1d Elect Director Ward H. Dickson Mgmt For For 1e Elect Director Noelle K. Eder Mgmt For For 1f Elect Director Ellen M. Fitzsimmons Mgmt For For 1g Elect Director Rafael Flores Mgmt For For 1h Elect Director Richard J. Harshman Mgmt For For 1i Elect Director Craig S. Ivey Mgmt For For

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Ameren Corporation Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1j Elect Director James C. Johnson Mgmt For Against 1k Elect Director Steven H. Lipstein Mgmt For For 1l Elect Director Stephen R. Wilson Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors 4 Other Business Mgmt For Against

Anglo American Plc Meeting Date: 30/04/2019 Country: United Kingdom Meeting Type: Annual Ticker: AAL Primary ISIN: GB00B1XZS820 Primary SEDOL: B1XZS82

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Final Dividend Mgmt For For 3 Elect Marcelo Bastos as Director Mgmt For For 4 Re-elect Ian Ashby as Director Mgmt For For 5 Re-elect Stuart Chambers as Director Mgmt For For 6 Re-elect Mark Cutifani as Director Mgmt For For 7 Re-elect Nolitha Fakude as Director Mgmt For For 8 Re-elect Byron Grote as Director Mgmt For For 9 Re-elect Tony O'Neill as Director Mgmt For For 10 Re-elect Stephen Pearce as Director Mgmt For For 11 Re-elect Mphu Ramatlapeng as Director Mgmt For For 12 Re-elect Jim Rutherford as Director Mgmt For For 13 Re-elect Anne Stevens as Director Mgmt For For 14 Reappoint Deloitte LLP as Auditors Mgmt For For 15 Authorise Board to Fix Remuneration of Mgmt For For Auditors

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Abstimmungsergebnisse Deka Investment GmbH Anglo American Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 16 Approve Remuneration Report Mgmt For For 17 Authorise Issue of Equity with Pre-emptive Mgmt For For Rights 18 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 19 Authorise Market Purchase of Ordinary Shares Mgmt For Against 20 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Anheuser-Busch InBev SA/NV Meeting Date: 24/04/2019 Country: Belgium Meeting Type: Annual/Special Ticker: ABI Primary ISIN: BE0974293251 Primary SEDOL: BYYHL23

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual/Special Meeting Mgmt Special Meeting Agenda Mgmt A1.a Receive Special Board Report Re: Article 559 Mgmt of the Companies Code A1.b Receive Special Auditor Report Re: Article 559 Mgmt of the Companies Code A1.c Amend Article 4 Re: Corporate Purpose Mgmt For For B2 Amend Article 23 Re: Requirements of the Mgmt For Against Chairperson of the Board Annual Meeting Agenda Mgmt C3 Receive Directors' Reports (Non-Voting) Mgmt C4 Receive Auditors' Reports (Non-Voting) Mgmt C5 Receive Consolidated Financial Statements Mgmt and Statutory Reports (Non-Voting) C6 Approve Financial Statements, Allocation of Mgmt For For Income, and Dividends of EUR 1.80 per Share C7 Approve Discharge of Directors Mgmt For Against C8 Approve Discharge of Auditor Mgmt For For C9.a Elect Xiaozhi Liu as Independent Director Mgmt For For C9.b Elect Sabine Chalmers as Director Mgmt For Against

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Anheuser-Busch InBev SA/NV Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction C9.c Elect Cecilia Sicupira as Director Mgmt For Against C9.d Elect Claudio Garcia as Director Mgmt For Against C9.e Reelect Martin J. Barrington as Director Mgmt For Against C9.f Reelect William F. Gifford, Jr. as Director Mgmt For Against C9.g Reelect Alejandro Santo Domingo Davila as Mgmt For Against Director C10 Ratify PwC as Auditors and Approve Auditors' Mgmt For For Remuneration C11.a Approve Remuneration Report Mgmt For Against C11.b Approve Fixed Remuneration of Directors Mgmt For Against C11.c Approve Grant of Restricted Stock Units Mgmt For For D12 Authorize Implementation of Approved Mgmt For For Resolutions and Filing of Required Documents/Formalities at Trade Registry Armstrong World Industries, Inc. Meeting Date: 11/07/2019 Country: USA Meeting Type: Annual Ticker: AWI Primary ISIN: US04247X1028 Primary SEDOL: B1FT462

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Stan A. Askren Mgmt For For 1.2 Elect Director Victor D. Grizzle Mgmt For For 1.3 Elect Director Tao Huang Mgmt For For 1.4 Elect Director Barbara L. Loughran Mgmt For For 1.5 Elect Director Larry S. McWilliams Mgmt For Withhold 1.6 Elect Director James C. Melville Mgmt For For 1.7 Elect Director John J. Roberts Mgmt For Withhold 1.8 Elect Director Wayne R. Shurts Mgmt For For 1.9 Elect Director Roy W. Templin Mgmt For For 1.10 Elect Director Cherryl T. Thomas Mgmt For For 2 Ratify KPMG LLP as Auditors Mgmt For For

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Armstrong World Industries, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation Artisan Partners Asset Management Inc. Meeting Date: 21/05/2019 Country: USA Meeting Type: Annual Ticker: APAM Primary ISIN: US04316A1088 Primary SEDOL: B8FW545

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Matthew R. Barger Mgmt For For 1.2 Elect Director Seth W. Brennan Mgmt For For 1.3 Elect Director Eric R. Colson Mgmt For Withhold 1.4 Elect Director Tench Coxe Mgmt For For 1.5 Elect Director Stephanie G. DiMarco Mgmt For For 1.6 Elect Director Jeffrey A. Joerres Mgmt For For 1.7 Elect Director Andrew A. Ziegler Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditor Mgmt For For

Ashland Global Holdings, Inc. Meeting Date: 08/02/2019 Country: USA Meeting Type: Annual Ticker: ASH Primary ISIN: US0441861046 Primary SEDOL: BYND5N1

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Brendan M. Cummins Mgmt For For 1.2 Elect Director William G. Dempsey Mgmt For For 1.3 Elect Director Jay V. Ihlenfeld Mgmt For For 1.4 Elect Director Susan L. Main Mgmt For For

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Ashland Global Holdings, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.5 Elect Director Jerome A. Peribere Mgmt For For 1.6 Elect Director Craig A. Rogerson Mgmt For For 1.7 Elect Director Mark C. Rohr Mgmt For For 1.8 Elect Director Janice J. Teal Mgmt For For 1.9 Elect Director Michael J. Ward Mgmt For Withhold 1.10 Elect Director Kathleen Wilson-Thompson Mgmt For For 1.11 Elect Director William A. Wulfsohn Mgmt For Withhold 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation ASML Holding NV Meeting Date: 24/04/2019 Country: Netherlands Meeting Type: Annual Ticker: ASML Primary ISIN: NL0010273215 Primary SEDOL: B929F46

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Open Meeting Mgmt 2 Discuss the Company's Business, Financial Mgmt Situation and Sustainability 3.a Discuss Remuneration Policy Mgmt 3.b Adopt Financial Statements and Statutory Mgmt For For Reports 3.c Receive Clarification on Company's Reserves Mgmt and Dividend Policy 3.d Approve Dividends of EUR 2.10 Per Share Mgmt For For 4.a Approve Discharge of Management Board Mgmt For For 4.b Approve Discharge of Supervisory Board Mgmt For For 5 Amend Remuneration Policy Mgmt For For 6 Approve 200,000 Performance Shares for Mgmt For For Board of Management

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Abstimmungsergebnisse Deka Investment GmbH ASML Holding NV Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Discussion of Updated Supervisory Board Mgmt Profile 8.a Reelect G.J. Kleisterlee to Supervisory Board Mgmt For For 8.b Reelect A.P. Aris to Supervisory Board Mgmt For For 8.c Reelect R.D. Schwalb to Supervisory Board Mgmt For For 8.d Reelect W.H. Ziebart to Supervisory Board Mgmt For For 8.e Receive Retirement Schedule of the Mgmt Supervisory Board 9 Approve Remuneration of Supervisory Board Mgmt For For 10 Ratify KPMG as Auditors Mgmt For For 11.a Grant Board Authority to Issue Shares Up to 5 Mgmt For For Percent of Issued Capital for General Purposes 11.b Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances Under Item 11.a 11.c Grant Board Authority to Issue or Grant Mgmt For For Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition 11.d Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances Under Item 11.c 12.a Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 12.b Authorize Additional Repurchase of Up to 10 Mgmt For Against Percent of Issued Share Capital 13 Authorize Cancellation of Repurchased Shares Mgmt For For 14 Other Business (Non-Voting) Mgmt 15 Close Meeting Mgmt

AstraZeneca Plc Meeting Date: 26/04/2019 Country: United Kingdom Meeting Type: Annual Ticker: AZN Primary ISIN: GB0009895292 Primary SEDOL: 0989529

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports

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Abstimmungsergebnisse Deka Investment GmbH AstraZeneca Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Dividends Mgmt For For 3 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors 4 Authorise Board to Fix Remuneration of Mgmt For For Auditors 5a Re-elect Leif Johansson as Director Mgmt For For 5b Re-elect Pascal Soriot as Director Mgmt For For 5c Re-elect Marc Dunoyer as Director Mgmt For Against 5d Re-elect Genevieve Berger as Director Mgmt For For 5e Re-elect Philip Broadley as Director Mgmt For For 5f Re-elect Graham Chipchase as Director Mgmt For For 5g Re-elect Deborah DiSanzo as Director Mgmt For For 5h Re-elect Sheri McCoy as Director Mgmt For For 5i Elect Tony Mok as Director Mgmt For For 5j Re-elect Nazneen Rahman as Director Mgmt For For 5k Re-elect Marcus Wallenberg as Director Mgmt For Against 6 Approve Remuneration Report Mgmt For For 7 Authorise EU Political Donations and Mgmt For For Expenditure 8 Authorise Issue of Equity Mgmt For Against 9 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 10 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary Shares Mgmt For Against 12 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice ATOSS Software AG Meeting Date: 30/04/2019 Country: Germany Meeting Type: Annual Ticker: AOF Primary ISIN: DE0005104400 Primary SEDOL: 5927353

24


ATOSS Software AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 4.00 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6.1 Elect Peter Kirn to the Supervisory Board Mgmt For Against 6.2 Elect Rolf Baron Vielhauer von Hohenhau to Mgmt For Against the Supervisory Board 6.3 Elect Klaus Bauer to the Supervisory Board Mgmt For For

AURELIUS Equity Opportunities SE & Co. KGaA Meeting Date: 19/07/2019 Country: Germany Meeting Type: Annual Ticker: AR4 Primary ISIN: DE000A0JK2A8 Primary SEDOL: B17NLM7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2018 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.50 per Share 3 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Approve Discharge of Shareholders' Mgmt For Against Committee for Fiscal 2018 6 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For Against 7 Approve Creation of EUR 15.8 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights

25

Abstimmungsergebnisse Deka Investment GmbH Aurubis AG Meeting Date: 28/02/2019 Country: Germany Meeting Type: Annual Ticker: NDA Primary ISIN: DE0006766504 Primary SEDOL: 5485527

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.55 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017/18 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017/18 5.1 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2018/19 5.2 Ratify Deloitte GmbH as Auditors for Interim Mgmt For For Financial Reports for Fiscal 2018/19 5.3 Ratify Deloitte GmbH as Auditors for Interim Mgmt For For Financial Reports for Fiscal 2019/20 6 Elect Andrea Bauer to the Supervisory Board Mgmt For For

Aviva Plc Meeting Date: 23/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: AV Primary ISIN: GB0002162385 Primary SEDOL: 0216238

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Claudia Arney as Director Mgmt For For 5 Re-elect Glyn Barker as Director Mgmt For For 6 Re-elect Andy Briggs as Director Mgmt For Abstain 7 Re-elect Patricia Cross as Director Mgmt For For

26


Aviva Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 8 Re-elect Belen Romana Garcia as Director Mgmt For For 9 Re-elect Michael Mire as Director Mgmt For For 10 Re-elect Sir Adrian Montague as Director Mgmt For For 11 Re-elect Tom Stoddard as Director Mgmt For For 12 Re-elect Maurice Tulloch as Director Mgmt For For 13 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors 14 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 15 Authorise EU Political Donations and Mgmt For For Expenditure 16 Authorise Issue of Equity Mgmt For Against 17 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights 18 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Issue of Equity in Relation to Any Mgmt For For Issuance of SII Instruments 20 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Relation to Any Issuance of SII Instruments 21 Authorise Market Purchase of Ordinary Shares Mgmt For Against 22 Authorise Market Purchase of 8 3/4 % Mgmt For Against Preference Shares 23 Authorise Market Purchase of 8 3/8 % Mgmt For Against Preference Shares 24 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice AXA SA Meeting Date: 24/04/2019 Country: France Meeting Type: Annual/Special Ticker: CS Primary ISIN: FR0000120628 Primary SEDOL: 7088429

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt

27


AXA SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.34 per Share 4 Approve Compensation of Denis Duverne, Mgmt For For Chairman of the Board 5 Approve Compensation of Thomas Buberl, Mgmt For Against CEO 6 Approve Remuneration Policy of Denis Mgmt For For Duverne, Chairman of the Board 7 Approve Remuneration Policy of Thomas Mgmt For Against Buberl, CEO 8 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions 9 Reelect Jean-Pierre Clamadieu as Director Mgmt For For 10 Ratify Appointment of Elaine Sarsynski as Mgmt For For Director 11 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 12 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 1 Billion for Bonus Issue or Increase in Par Value 13 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions 14 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million 15 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million 16 Authorize Board to Set Issue Price for 10 Mgmt For For Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 17 Authorize Capital Increase of Up to EUR 550 Mgmt For For Million for Future Exchange Offers 18 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Contributions in Kind

28

Abstimmungsergebnisse Deka Investment GmbH AXA SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 19 Authorize Issuance of Equity Upon Conversion Mgmt For For of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million 20 Authorize Issuance of Equity Upon Conversion Mgmt For For of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion 21 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 22 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 23 Authorize up to 1 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans 24 Authorize up to 0.4 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans Reserved for Pension Contribution 25 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 26 Authorize Filing of Required Documents/Other Mgmt For For Formalities Axel Springer SE Meeting Date: 17/04/2019 Country: Germany Meeting Type: Annual Ticker: SPR Primary ISIN: DE0005501357 Primary SEDOL: 4647317

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.10 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Members Other than Friede Springer for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Friede Springer for Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019

29

Abstimmungsergebnisse Deka Investment GmbH Axel Springer SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.1 Elect Ralph Buechi to the Supervisory Board Mgmt For For 6.2 Elect Oliver Heine to the Supervisory Board Mgmt For Against 6.3 Reelect Alexander Karp to the Supervisory Mgmt For For Board 6.4 Reelect Iris Knobloch to the Supervisory Mgmt For For Board 6.5 Elect Nicola Leibinger-Kammueller to the Mgmt For For Supervisory Board 6.6 Elect Ulrich Plett to the Supervisory Board Mgmt For For 6.7 Elect Wolfgang Reitzle to the Supervisory Mgmt For For Board 6.8 Elect Friede Springer to the Supervisory Board Mgmt For Against 6.9 Elect Martin Varsavsky to the Supervisory Mgmt For For Board 7 Amend Corporate Purpose Mgmt For For

B.R.A.I.N. Biotechnology Research & Information Network AG Meeting Date: 07/03/2019 Country: Germany Meeting Type: Annual Ticker: BNN Primary ISIN: DE0005203947 Primary SEDOL: BD5JBF4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2017/18 3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017/18 4 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018/19 5.1 Elect Bernhard Hauer to the Supervisory Mgmt For For Board 5.2 Elect Michael Majerus to the Supervisory Mgmt For For Board 6 Approve Stock Option Plan for Key Mgmt For Against Employees; Approve Creation of EUR 1.7 Million Pool of Conditional Capital to Guarantee Conversion Rights

30

Abstimmungsergebnisse Deka Investment GmbH BAE Systems Plc Meeting Date: 09/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: BA Primary ISIN: GB0002634946 Primary SEDOL: 0263494

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Revathi Advaithi as Director Mgmt For For 5 Re-elect Sir Roger Carr as Director Mgmt For For 6 Re-elect Elizabeth Corley as Director Mgmt For For 7 Re-elect Jerry DeMuro as Director Mgmt For For 8 Re-elect Harriet Green as Director Mgmt For For 9 Re-elect Christopher Grigg as Director Mgmt For For 10 Re-elect Peter Lynas as Director Mgmt For For 11 Re-elect Paula Reynolds as Director Mgmt For For 12 Re-elect Nicholas Rose as Director Mgmt For For 13 Re-elect Ian Tyler as Director Mgmt For For 14 Re-elect Charles Woodburn as Director Mgmt For For 15 Reappoint Deloitte LLP as Auditors Mgmt For For 16 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 17 Authorise EU Political Donations and Mgmt For For Expenditure 18 Authorise Issue of Equity Mgmt For Against 19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 20 Authorise Market Purchase of Ordinary Shares Mgmt For Against 21 Adopt New Articles of Association Mgmt For For 22 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice

31

Abstimmungsergebnisse Deka Investment GmbH Banco Bilbao Vizcaya Argentaria SA Meeting Date: 14/03/2019 Country: Spain Meeting Type: Annual Ticker: BBVA Primary ISIN: ES0113211835 Primary SEDOL: 5501906

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Approve Consolidated and Standalone Mgmt For For Financial Statements 1.2 Approve Non-Financial Information Report Mgmt For For 1.3 Approve Allocation of Income and Dividends Mgmt For For 1.4 Approve Discharge of Board Mgmt For For 2.1 Reelect Carlos Torres Vila as Director Mgmt For For 2.2 Ratify Appointment of and Elect Onur Genc as Mgmt For For Director 2.3 Reelect Sunir Kumar Kapoor as Director Mgmt For For 3 Approve Remuneration Policy Mgmt For For 4 Fix Maximum Variable Compensation Ratio Mgmt For For 5 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions 6 Advisory Vote on Remuneration Report Mgmt For For

Banco Santander SA Meeting Date: 11/04/2019 Country: Spain Meeting Type: Annual Ticker: SAN Primary ISIN: ES0113900J37 Primary SEDOL: 5705946

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.A Approve Consolidated and Standalone Mgmt For For Financial Statements 1.B Approve Non-Financial Information Report Mgmt For For 1.C Approve Discharge of Board Mgmt For For 2 Approve Allocation of Income and Dividends Mgmt For For 3.A Fix Number of Directors at 15 Mgmt For For

32


Banco Santander SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.B Elect Henrique de Castro as Director Mgmt For For 3.C Reelect Javier Botin-Sanz de Sautuola y Mgmt For Against O'Shea as Director 3.D Reelect Ramiro Mato Garcia-Ansorena as Mgmt For For Director 3.E Reelect Bruce Carnegie-Brown as Director Mgmt For For 3.F Reelect Jose Antonio Alvarez Alvarez as Mgmt For For Director 3.G Reelect Belen Romana Garcia as Director Mgmt For For 4 Ratify Appointment of Mgmt For For PricewaterhouseCoopers as Auditor 5 Authorize Share Repurchase Program Mgmt For Against 6 Authorize Capitalization of Reserves for Scrip Mgmt For For Dividends 7 Authorize Issuance of Convertible Bonds, Mgmt For Against Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion 8 Authorize Issuance of Non-Convertible Debt Mgmt For For Securities up to EUR 50 Billion 9 Approve Remuneration Policy Mgmt For For 10 Approve Remuneration of Directors Mgmt For For 11 Fix Maximum Variable Compensation Ratio Mgmt For For 12.A Approve Deferred Multiyear Objectives Mgmt For For Variable Remuneration Plan 12.B Approve Deferred and Conditional Variable Mgmt For For Remuneration Plan 12.C Approve Digital Transformation Award Mgmt For For 12.D Approve Buy-out Policy Mgmt For For 12.E Approve Employee Stock Purchase Plan Mgmt For For 13 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions 14 Advisory Vote on Remuneration Report Mgmt For For

Banco Santander SA Meeting Date: 22/07/2019 Country: Spain Meeting Type: Special Ticker: SAN Primary ISIN: ES0113900J37 Primary SEDOL: 5705946

33


Banco Santander SA

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Issuance of Shares in Connection Mgmt For For with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico 2 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions BASF SE Meeting Date: 03/05/2019 Country: Germany Meeting Type: Annual Ticker: BAS Primary ISIN: DE000BASF111 Primary SEDOL: 5086577

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.20 per Share 3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6.1 Elect Thomas Carell to the Supervisory Board Mgmt For For 6.2 Elect Dame Carnwath to the Supervisory Mgmt For For Board 6.3 Elect Franz Fehrenbach to the Supervisory Mgmt For For Board 6.4 Elect Juergen Hambrecht to the Supervisory Mgmt For For Board 6.5 Elect Alexander Karp to the Supervisory Board Mgmt For For 6.6 Elect Anke Schaeferkordt to the Supervisory Mgmt For For Board 7 Approve Creation of EUR 470 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights

34

Abstimmungsergebnisse Deka Investment GmbH Basler AG Meeting Date: 16/05/2019 Country: Germany Meeting Type: Annual Ticker: BSL Primary ISIN: DE0005102008 Primary SEDOL: 5644588

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.53 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify BDO AG as Auditors for Fiscal 2019 Mgmt For Against 6 Elect Norbert Basler to the Supervisory Board Mgmt For Against 7 Approve EUR 7 Million Capitalization of Mgmt For For Reserves 8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares Bauer AG Meeting Date: 27/06/2019 Country: Germany Meeting Type: Annual Ticker: B5A Primary ISIN: DE0005168108 Primary SEDOL: B17M2N2

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.10 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019

35

Abstimmungsergebnisse Deka Investment GmbH Bauer AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Elect Thomas Bauer to the Supervisory Board Mgmt For Against 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares Bayer AG Meeting Date: 26/04/2019 Country: Germany Meeting Type: Annual Ticker: BAYN Primary ISIN: DE000BAY0017 Primary SEDOL: 5069211

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt For For Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2018 2 Approve Discharge of Management Board for Mgmt For Against Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Elect Simone Bagel-Trah to the Supervisory Mgmt For For Board 5.1 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 5.2 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares 6 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2019 Bayerische Motoren Werke AG Meeting Date: 16/05/2019 Country: Germany Meeting Type: Special Ticker: BMW Primary ISIN: DE0005190003 Primary SEDOL: 5756029

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Bayerische Motoren Werke AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for Preferred Shareholders Mgmt 1 Receive Notice of 2019 AGM Resolution Mgmt Regarding the Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan (Non-Voting) 2 Approve Creation of EUR 5 Million Pool of Mgmt For For Capital for Employee Stock Purchase Plan Bayerische Motoren Werke AG Meeting Date: 16/05/2019 Country: Germany Meeting Type: Annual Ticker: BMW Primary ISIN: DE0005190003 Primary SEDOL: 5756029

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.52 per Preferred Share and EUR 3.50 per Ordinary Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6.1 Elect Susanne Klatten to the Supervisory Mgmt For For Board 6.2 Elect Stefan Quandt to the Supervisory Board Mgmt For For 6.3 Elect Vishal Sikka to the Supervisory Board Mgmt For For 7 Approve Creation of EUR 5 Million Pool of Mgmt For For Capital for Employee Stock Purchase Plan

37

Abstimmungsergebnisse Deka Investment GmbH BayWa AG Meeting Date: 28/05/2019 Country: Germany Meeting Type: Annual Ticker: BYW6 Primary ISIN: DE0005194062 Primary SEDOL: 5838057

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.90 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2019 Bechtle AG Meeting Date: 28/05/2019 Country: Germany Meeting Type: Annual Ticker: BC8 Primary ISIN: DE0005158703 Primary SEDOL: 5932409

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.00 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2019

38

Abstimmungsergebnisse Deka Investment GmbH Befesa SA Meeting Date: 19/06/2019 Country: Luxembourg Meeting Type: Annual Ticker: BFSA Primary ISIN: LU1704650164 Primary SEDOL: BDZRDG3

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Receive Board's and Auditor's Reports Mgmt 2 Approve Consolidated Financial Statements Mgmt For For 3 Approve Financial Statements Mgmt For For 4 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.32 per Share 5 Approve Discharge of Directors Mgmt For For 6 Approve Remuneration of Directors Mgmt For For 7 Appoint KPMG as Auditor Mgmt For For

Beiersdorf AG Meeting Date: 17/04/2019 Country: Germany Meeting Type: Annual Ticker: BEI Primary ISIN: DE0005200000 Primary SEDOL: 5107401

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.70 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6.1 Elect Hong Chow to the Supervisory Board Mgmt For Against 6.2 Elect Martin Hansson to the Supervisory Mgmt For Against Board

39

Abstimmungsergebnisse Deka Investment GmbH Beiersdorf AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.3 Elect Michael Herz to the Supervisory Board Mgmt For Against 6.4 Elect Christine Martel to the Supervisory Mgmt For Against Board 6.5 Elect Frederic Pflanz to the Supervisory Board Mgmt For For 6.6 Elect Reinhard Poellath to the Supervisory Mgmt For Against Board 6.7 Elect Beatrice Dreyfus as Alternate Mgmt For For Supervisory Board Member Bertrandt AG Meeting Date: 20/02/2019 Country: Germany Meeting Type: Annual Ticker: BDT Primary ISIN: DE0005232805 Primary SEDOL: 5130861

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.00 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017/18 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017/18 5.1 Elect Dietmar Bichler to the Supervisory Board Mgmt For Against 5.2 Elect Udo Baeder to the Supervisory Board Mgmt For Against 5.3 Elect Horst Binnig to the Supervisory Board Mgmt For Against 5.4 Elect Wilfried Sihn to the Supervisory Board Mgmt For Against 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 7 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018/19

40

Abstimmungsergebnisse Deka Investment GmbH Bilfinger SE Meeting Date: 08/05/2019 Country: Germany Meeting Type: Annual Ticker: GBF Primary ISIN: DE0005909006 Primary SEDOL: 5117381

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.00 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Thomas Blades for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Michael Bernhardt for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Christina Johansson for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member Klaus Patzak for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Eckhard Cordes for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Stephan Brueckner for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For Against Member Agnieszka Al-Selwi for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For Against Member Dorothee Deuring for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For Against Member Lone Fonss Schroder for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For Against Member Ralph Heck for Fiscal 2018 4.7 Approve Discharge of Supervisory Board Mgmt For Against Member Marion Helmes for Fiscal 2018 4.8 Approve Discharge of Supervisory Board Mgmt For Against Member Susanne Hupe for Fiscal 2018 4.9 Approve Discharge of Supervisory Board Mgmt For Against Member Rainer Knerler for Fiscal 2018 4.10 Approve Discharge of Supervisory Board Mgmt For Against Member Janna Koeke for Fiscal 2018 4.11 Approve Discharge of Supervisory Board Mgmt For Against Member Frank Lutz for Fiscal 2018 4.12 Approve Discharge of Supervisory Board Mgmt For Against Member Joerg Sommer for Fiscal 2018 4.13 Approve Discharge of Supervisory Board Mgmt For Against Member Jens Tischendorf for Fiscal 2018

41

Abstimmungsergebnisse Deka Investment GmbH Bilfinger SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2019 6 Approve Affiliation Agreement with Subsidiary Mgmt For For Bilfinger Digital Next GmbH Biofrontera AG Meeting Date: 10/07/2019 Country: Germany Meeting Type: Annual Ticker: B8F Primary ISIN: DE0006046113 Primary SEDOL: B17Q762

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For Against Fiscal 2018 3.1 Approve Discharge of Supervisory Board Mgmt For Against Members Ulrich Granzer, Juergen Baumann, John Borer, Reinhard Eyring and Kevin Weber for Fiscal 2018 3.2 Withhold Discharge of Supervisory Board Mgmt For For Member Hansjorg Plaggemars for Fiscal 2018 4 Elect Franca Ruhwedel to the Supervisory Mgmt For Against Board 5 Ratify Warth & Klein Grant Thornton AG as Mgmt For For Auditors for Fiscal 2019 Shareholder Proposals Submitted by Deutsche Mgmt Balaton AG 6 Receive Management Board Report and SH Debate On the US Lawsuit Filed by Biofrontera AG Against Deutsche Balaton Biotech AG and Other Defendants 7 Appoint Thomas Heidel as Special Auditor in SH Against Against Connection with the Acquisition of Cutanea Life Sciences, lnc. from Maruho 8 Appoint Thomas Heidel as Special Auditor to SH Against Against Examine the Circumstances Surrounding the Cooperation Agreement with Maruho Co. Ltd.

42

Abstimmungsergebnisse Deka Investment GmbH Biofrontera AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Assert Claims for Damages Against SH Against Against Management Board Members Herrmann Luebbert and Thomas Schaffer in Connection with the 2018 Capital Increase and the US Listing 10 Dismiss Supervisory Board Member Ulrich SH Against Against Granzer; Elect Guenter Werkmann to the Supervisory Board; Elect Karin Lergenmueller as Alternate Supervisory Board Member 11 Dismiss Supervisory Board Member John SH Against Against Borer; Elect Eva Katheder to the Supervisory Board; Elect Karin Lergenmueller as Alternate Supervisory Board Member 12 Amend Articles: Majority Requirement for SH Against Against Dismissal of Supervisory Board Members 13 Assert Claims for Damages Against SH Against Against Management Board Members Herrmann Luebbert and Thomas Schaffer, Maruho Deutschland GmbH, and Maruho Co. Ltd. in Connection with the Backstop-Agreement 14 Approve Creation of EUR 2.3 Million Pool of SH Against Against Authorized Capital with Preemptive Rights 15 Approve Vote of No Confidence Against SH Against Against Management Board Member Thomas Schaffer Biofrontera AG Meeting Date: 19/12/2019 Country: Germany Meeting Type: Special Ticker: B8F Primary ISIN: DE0006046113 Primary SEDOL: B17Q762

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Shareholder Proposals Submitted by Deutsche Mgmt Balaton AG and Deutsche Balaton Biotech AG 1 Approve Creation of EUR 4 Million Pool of SH Against Against Capital with Preemptive Rights 2.1 Receive Discussion of Investor Relations SH Measures 2.2.1 Approve Vote of No Confidence Against SH Against Against Management Board Member Herrmann Luebbert 2.2.2 Approve Vote of No Confidence Against SH Against Against Management Board Member Thomas Schaffer

43

Abstimmungsergebnisse Deka Investment GmbH Biofrontera AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2.2.3 Approve Vote of No Confidence Against SH Against Against Management Board Member Christoph Duenwald Management Proposal Mgmt 3 Approve Creation of EUR 4 Million Pool of Mgmt For For Capital with Preemptive Rights Bloom Energy Corp. Meeting Date: 09/05/2019 Country: USA Meeting Type: Annual Ticker: BE Primary ISIN: US0937121079 Primary SEDOL: BDD1BB8

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Colin L. Powell Mgmt For Against 1.2 Elect Director Scott Sandell Mgmt For Against 1.3 Elect Director KR Sridhar Mgmt For Against 2 Ratify PricewaterhouseCoopers LLP as Auditor Mgmt For For

BNP Paribas SA Meeting Date: 23/05/2019 Country: France Meeting Type: Annual/Special Ticker: BNP Primary ISIN: FR0000131104 Primary SEDOL: 7309681

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.02 per Share

44

Abstimmungsergebnisse Deka Investment GmbH BNP Paribas SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Receive Auditors' Special Report on Mgmt For For Related-Party Transactions 5 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 6 Reelect Jean-Laurent Bonnafe as Director Mgmt For For 7 Reelect Wouter De Ploey as Director Mgmt For For 8 Reelect Marion Guillou as Director Mgmt For For 9 Reelect Michel Tilmant as Director Mgmt For For 10 Ratify Appointment of Rajna Gibson-Brandon Mgmt For For as Director 11 Approve Remuneration Policy of Chairman of Mgmt For For the Board 12 Approve Remuneration Policy of CEO and Mgmt For For Vice-CEO 13 Approve Compensation of Jean Lemierre, Mgmt For For Chairman of the Board 14 Approve Compensation of Jean-Laurent Mgmt For For Bonnafe, CEO 15 Approve Compensation of Philippe Bordenave, Mgmt For For Vice-CEO 16 Approve the Overall Envelope of Mgmt For For Compensation of Certain Senior Management, Responsible Officers and the Risk-takers Extraordinary Business Mgmt 17 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 18 Authorize Filing of Required Documents/Other Mgmt For For Formalities Booz Allen Hamilton Holding Corporation Meeting Date: 25/07/2019 Country: USA Meeting Type: Annual Ticker: BAH Primary ISIN: US0995021062 Primary SEDOL: B5367T7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Melody C. Barnes Mgmt For For 1b Elect Director Ellen Jewett Mgmt For For

45


Booz Allen Hamilton Holding Corporation Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1c Elect Director Arthur E. Johnson Mgmt For For 1d Elect Director Charles O. Rossotti Mgmt For Against 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Eliminate Classes of Common Stock Mgmt For For

BP Plc Meeting Date: 21/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: BP Primary ISIN: GB0007980591 Primary SEDOL: 0798059

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Re-elect Bob Dudley as Director Mgmt For For 4 Re-elect Brian Gilvary as Director Mgmt For For 5 Re-elect Nils Andersen as Director Mgmt For For 6 Re-elect Dame Alison Carnwath as Director Mgmt For For 7 Elect Pamela Daley as Director Mgmt For For 8 Re-elect Ian Davis as Director Mgmt For For 9 Re-elect Dame Ann Dowling as Director Mgmt For For 10 Elect Helge Lund as Director Mgmt For For 11 Re-elect Melody Meyer as Director Mgmt For For 12 Re-elect Brendan Nelson as Director Mgmt For For 13 Re-elect Paula Reynolds as Director Mgmt For For 14 Re-elect Sir John Sawers as Director Mgmt For For 15 Reappoint Deloitte LLP as Auditors and Mgmt For For Authorise Their Remuneration

46

Abstimmungsergebnisse Deka Investment GmbH BP Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 16 Authorise EU Political Donations and Mgmt For For Expenditure 17 Authorise Issue of Equity Mgmt For Against 18 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary Shares Mgmt For Against 21 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Shareholder Proposals Mgmt 22 Approve the Climate Action 100+ Shareholder SH For For Resolution on Climate Change Disclosures 23 Approve the Follow This Shareholder SH Against For Resolution on Climate Change Targets Brenntag AG Meeting Date: 13/06/2019 Country: Germany Meeting Type: Annual Ticker: BNR Primary ISIN: DE000A1DAHH0 Primary SEDOL: B4YVF56

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.20 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019

47

Abstimmungsergebnisse Deka Investment GmbH British American Tobacco plc Meeting Date: 25/04/2019 Country: United Kingdom Meeting Type: Annual Ticker: BATS Primary ISIN: GB0002875804 Primary SEDOL: 0287580

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Policy Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Reappoint KPMG LLP as Auditors Mgmt For For 5 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 6 Re-elect Richard Burrows as Director Mgmt For Against 7 Re-elect Sue Farr as Director Mgmt For For 8 Re-elect Dr Marion Helmes as Director Mgmt For For 9 Re-elect Luc Jobin as Director Mgmt For For 10 Re-elect Holly Koeppel as Director Mgmt For Against 11 Re-elect Savio Kwan as Director Mgmt For For 12 Re-elect Dimitri Panayotopoulos as Director Mgmt For For 13 Re-elect Kieran Poynter as Director Mgmt For For 14 Re-elect Ben Stevens as Director Mgmt For For 15 Elect Jack Bowles as Director Mgmt For For 16 Authorise Issue of Equity Mgmt For Against 17 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 18 Authorise Market Purchase of Ordinary Shares Mgmt For Against 19 Authorise EU Political Donations and Mgmt For For Expenditure 20 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice

48

Abstimmungsergebnisse Deka Investment GmbH BT Group Plc Meeting Date: 10/07/2019 Country: United Kingdom Meeting Type: Annual Ticker: BT.A Primary ISIN: GB0030913577 Primary SEDOL: 3091357

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Jan du Plessis as Director Mgmt For For 5 Re-elect Simon Lowth as Director Mgmt For For 6 Re-elect Iain Conn as Director Mgmt For For 7 Re-elect Tim Hottges as Director Mgmt For For 8 Re-elect Isabel Hudson as Director Mgmt For For 9 Re-elect Mike Inglis as Director Mgmt For For 10 Re-elect Nick Rose as Director Mgmt For For 11 Re-elect Jasmine Whitbread as Director Mgmt For For 12 Elect Philip Jansen as Director Mgmt For For 13 Elect Matthew Key as Director Mgmt For For 14 Elect Allison Kirkby as Director Mgmt For For 15 Reappoint KPMG LLP as Auditors Mgmt For For 16 Authorise the Audit and Risk Committee to Fix Mgmt For For Remuneration of Auditors 17 Authorise Issue of Equity Mgmt For Against 18 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 19 Authorise Market Purchase of Ordinary Shares Mgmt For Against 20 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and Mgmt For For Expenditure

49

Abstimmungsergebnisse Deka Investment GmbH CANCOM SE Meeting Date: 26/06/2019 Country: Germany Meeting Type: Annual Ticker: COK Primary ISIN: DE0005419105 Primary SEDOL: 5772627

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.50 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6.1 Elect Lothar Koniarski to the Supervisory Mgmt For For Board 6.2 Elect Regina Weinmann to the Supervisory Mgmt For For Board 6.3 Elect Uwe Kemm to the Supervisory Board Mgmt 6.4 Elect Martin Wild to the Supervisory Board Mgmt For For 6.5 Elect Marlies Terock to the Supervisory Board Mgmt 6.6 Elect Stefan Kober to the Supervisory Board Mgmt For For 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares W1 Elect Hans-Ulrich Holdenried to the Mgmt For For Supervisory Board W2 Elect Isabell Welpe to the Supervisory Board Mgmt For For

Capgemini SE Meeting Date: 23/05/2019 Country: France Meeting Type: Annual/Special Ticker: CAP Primary ISIN: FR0000125338 Primary SEDOL: 4163437

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Capgemini SE

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.70 per Share 4 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Paul Hermelin, Mgmt For For Chairman and CEO 6 Approve Compensation of Thierry Delaporte, Mgmt For For Vice-CEO 7 Approve Compensation of Aiman Ezzat, Mgmt For For Vice-CEO 8 Approve Remuneration Policy of Chairman Mgmt For For and CEO 9 Approve Remuneration Policy of Vice-CEOs Mgmt For For 10 Ratify Appointment of Laura Desmond as Mgmt For For Director 11 Elect Xiaoqun Clever as Director Mgmt For For 12 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 13 Amend Article 12 of Bylaws Re: Directors Mgmt For For Attendance 14 Authorize up to 1 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 15 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Authorize Filing of Required Documents/Other Mgmt For For Formalities

51

Abstimmungsergebnisse Deka Investment GmbH Carl Zeiss Meditec AG Meeting Date: 19/03/2019 Country: Germany Meeting Type: Annual Ticker: AFX Primary ISIN: DE0005313704 Primary SEDOL: 5922961

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.55 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017/18 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017/18 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2018/19 6 Approve Increase in Size of Board to Nine Mgmt For For Members 7 Approve Remuneration of Supervisory Board Mgmt For For 8 Elect Christian Mueller to the Supervisory Mgmt For Against Board CECONOMY AG Meeting Date: 13/02/2019 Country: Germany Meeting Type: Annual Ticker: CEC Primary ISIN: DE0007257503 Primary SEDOL: 5041413

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2.1 Approve Discharge of Management Board Mgmt For For Member Pieter Haas for Fiscal 2017/18 2.2 Approve Discharge of Management Board Mgmt For For Member Mark Frese for Fiscal 2017/18 2.3 Approve Discharge of Management Board Mgmt For For Member Haag Molkenteller for Fiscal 2017/18 3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017/18

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Abstimmungsergebnisse Deka Investment GmbH CECONOMY AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Ratify KPMG AG as Auditors for Fiscal Mgmt For Against 2018/19 5 Elect Fredy Raas to the Supervisory Board Mgmt For For 6 Approve Creation of EUR 322 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives when Mgmt For For Repurchasing Shares 9 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 128 Million Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Supervisory Board Mgmt For For Remuneration CENIT AG Systemhaus Meeting Date: 24/05/2019 Country: Germany Meeting Type: Annual Ticker: CSH Primary ISIN: DE0005407100 Primary SEDOL: 5761517

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.60 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For Against

53


CenterPoint Energy, Inc. Meeting Date: 25/04/2019 Country: USA Meeting Type: Annual Ticker: CNP Primary ISIN: US15189T1079 Primary SEDOL: 2440637

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Leslie D. Biddle Mgmt For For 1b Elect Director Milton Carroll Mgmt For Against 1c Elect Director Scott J. McLean Mgmt For For 1d Elect Director Martin H. Nesbitt Mgmt For For 1e Elect Director Theodore F. Pound Mgmt For For 1f Elect Director Scott M. Prochazka Mgmt For For 1g Elect Director Susan O. Rheney Mgmt For For 1h Elect Director Phillip R. Smith Mgmt For For 1i Elect Director John W. Somerhalder, II Mgmt For For 1j Elect Director Peter S. Wareing Mgmt For Against 2 Ratify Deloitte & Touche LLP as Auditor Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation CEWE Stiftung & Co. KGaA Meeting Date: 05/06/2019 Country: Germany Meeting Type: Annual Ticker: CWC Primary ISIN: DE0005403901 Primary SEDOL: 5740806

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2018 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.95 per Share 3 Approve Discharge of Personally Liable Mgmt For For Partner Neumueller CEWE COLOR Stiftung for Fiscal 2018

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Abstimmungsergebnisse Deka Investment GmbH CEWE Stiftung & Co. KGaA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify BDO AG as Auditors for Fiscal 2019 Mgmt For Against 6 Approve Stock Option Plan for Key Mgmt For Against Employees; Approve Creation of EUR 130,000 Pool of Conditional Capital to Guarantee Conversion Rights Ciena Corp. Meeting Date: 28/03/2019 Country: USA Meeting Type: Annual Ticker: CIEN Primary ISIN: US1717793095 Primary SEDOL: B1FLZ21

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Lawton W. Fitt Mgmt For Against 1b Elect Director Patrick H. Nettles Mgmt For Against 1c Elect Director Joanne B. Olsen Mgmt For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation Citrix Systems, Inc. Meeting Date: 04/06/2019 Country: USA Meeting Type: Annual Ticker: CTXS Primary ISIN: US1773761002 Primary SEDOL: 2182553

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Robert M. Calderoni Mgmt For Against 1b Elect Director Nanci E. Caldwell Mgmt For For 1c Elect Director Jesse A. Cohn Mgmt For For 1d Elect Director Robert D. Daleo Mgmt For For

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Citrix Systems, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1e Elect Director Murray J. Demo Mgmt For Against 1f Elect Director Ajei S. Gopal Mgmt For For 1g Elect Director David J. Henshall Mgmt For For 1h Elect Director Thomas E. Hogan Mgmt For For 1i Elect Director Moira A. Kilcoyne Mgmt For For 1j Elect Director Peter J. Sacripanti Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For For 3 Ratify Ernst & Young LLP as Auditor Mgmt For For 4 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation co.don AG Meeting Date: 12/06/2019 Country: Germany Meeting Type: Annual Ticker: CNWK Primary ISIN: DE000A1K0227 Primary SEDOL: B70X449

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Ratify Mazars GmbH & Co. KG as Auditors for Mgmt For For Fiscal 2019 5 Approve Creation of EUR 10.2 Million Pool of Mgmt For Against Capital without Preemptive Rights 6 Amend Articles Re: Supervisory Board Term Mgmt For For of Office 7 Amend Articles Re: Supervisory Board Mgmt For For Resignation 8 Amend Articles Re: Supervisory Board Mgmt For For Resolutions 9 Amend Articles Re: Supervisory Board Mgmt For For Attendance at General Meetings

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Abstimmungsergebnisse Deka Investment GmbH co.don AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 10 Amend Articles Re: General Meeting Chairman Mgmt For For 11 Amend Articles Re: Majority Requirement for Mgmt For For Passing Resolutions at General Meetings 12 Amend Articles Re: Annual Financial Mgmt For For Statements 13 Amend Articles Re: Retained Earnings Mgmt For For 14 Amend Corporate Purpose Mgmt For For Shareholder Proposals Submitted by Mgmt Bauerfeind Beteiligungsgesellschaft mbH 15 Elect Hans-Joerg Bullinger to the Supervisory SH None For Board Coherent, Inc. Meeting Date: 28/02/2019 Country: USA Meeting Type: Annual Ticker: COHR Primary ISIN: US1924791031 Primary SEDOL: 2208374

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1A Elect Director John R. Ambroseo Mgmt For For 1B Elect Director Jay T. Flatley Mgmt For For 1C Elect Director Pamela Fletcher Mgmt For For 1D Elect Director Susan M. James Mgmt For Against 1E Elect Director Michael R. McMullen Mgmt For For 1F Elect Director Garry W. Rogerson Mgmt For Against 1G Elect Director Steve Skaggs Mgmt For For 1H Elect Director Sandeep Vij Mgmt For Against 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation

57

Abstimmungsergebnisse Deka Investment GmbH comdirect bank AG Meeting Date: 09/05/2019 Country: Germany Meeting Type: Annual Ticker: COM Primary ISIN: DE0005428007 Primary SEDOL: 5975266

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.25 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2019 6.1 Elect Michael Mandel to the Supervisory Board Mgmt For Against 6.2 Elect Verena Pausder to the Supervisory Mgmt For For Board 6.3 Elect Sabine Schmittroth to the Supervisory Mgmt For Against Board 6.4 Elect Jochen Sutor to the Supervisory Board Mgmt For Against 7 Approve Cancellation of Authorized Capital; Mgmt For Against Approve Creation of EUR 70 Million Pool of Capital without Preemptive Rights Commerzbank AG Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: CBK Primary ISIN: DE000CBK1001 Primary SEDOL: B90LKT4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.20 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018

58

Abstimmungsergebnisse Deka Investment GmbH Commerzbank AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6 Ratify Ernst & Young GmbH as Auditors for Mgmt For For the First Quarter of Fiscal 2020 7 Approve Creation of EUR 501 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 125.2 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Participation Certificates Mgmt For For up to Aggregate Nominal Amount of EUR 5 Billion Compagnie Generale des Etablissements Michelin SCA Meeting Date: 17/05/2019 Country: France Meeting Type: Annual/Special Ticker: ML Primary ISIN: FR0000121261 Primary SEDOL: 4588364

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.70 per Share 3 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 4 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions Mentioning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 6 Approve Compensation of Jean-Dominique Mgmt For Against Senard, Chairman of the General Managment 7 Approve Compensation of Florent Menegaux, Mgmt For Against Managing General Partner 8 Approve Compensation of Yves Chapot, Mgmt For Against Non-Partner General Manager

59

Abstimmungsergebnisse Deka Investment GmbH Compagnie Generale des Etablissements Michelin SCA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Approve Compensation of Michel Rollier, Mgmt For For Chairman of the Supervisory Board Member 10 Elect Barbara Dalibard as Supervisory Board Mgmt For For Member 11 Elect Aruna Jayanthi as Supervisory Board Mgmt For For Member 12 Approve Remuneration of Supervisory Board Mgmt For For Members in the Aggregate Amount of EUR 770,000 Extraordinary Business Mgmt 13 Authorize up to 0.7 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans Reserved Employees, Executive Officers Excluded 14 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 15 Amend Article 10 of Bylaws Re: Bond Mgmt For For Issuance 16 Authorize Filing of Required Documents/Other Mgmt For For Formalities Compass Group Plc Meeting Date: 07/02/2019 Country: United Kingdom Meeting Type: Annual Ticker: CPG Primary ISIN: GB00BD6K4575 Primary SEDOL: BD6K457

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Elect John Bryant as Director Mgmt For For 5 Elect Anne-Francoise Nesmes as Director Mgmt For For 6 Re-elect Dominic Blakemore as Director Mgmt For For 7 Re-elect Gary Green as Director Mgmt For For 8 Re-elect Carol Arrowsmith as Director Mgmt For For 9 Re-elect John Bason as Director Mgmt For For

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Compass Group Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 10 Re-elect Stefan Bomhard as Director Mgmt For For 11 Re-elect Nelson Silva as Director Mgmt For For 12 Re-elect Ireena Vittal as Director Mgmt For Against 13 Re-elect Paul Walsh as Director Mgmt For Against 14 Reappoint KPMG LLP as Auditors Mgmt For For 15 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 16 Authorise EU Political Donations and Mgmt For For Expenditure 17 Approve Payment of Full Fees Payable to Mgmt For For Non-executive Directors 18 Authorise Issue of Equity with Pre-emptive Mgmt For Against Rights 19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 20 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary Shares Mgmt For Against 22 Authorise the Company to Call General Mgmt For For Meeting with 14 Working Days' Notice CompuGroup Medical SE Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: COP Primary ISIN: DE0005437305 Primary SEDOL: 5094536

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.50 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify KMPG AG as Auditors for Fiscal 2019 Mgmt For For

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CompuGroup Medical SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Approve Stock Option Plan for Key Employees Mgmt For Against 7 Approve Reduction of Conditional Capital Mgmt For Against 2017 to EUR 21.3 Million 8 Approve Creation of EUR 5.3 Million Pool of Mgmt For Against Conditional Capital for Stock Option Plan 9 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares Continental AG Meeting Date: 26/04/2019 Country: Germany Meeting Type: Annual Ticker: CON Primary ISIN: DE0005439004 Primary SEDOL: 4598589

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 4.75 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Elmar Degenhart for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Jose Avila for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Hans-Juergen Duensing for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member Frank Jourdan for Fiscal 2018 3.5 Approve Discharge of Management Board Mgmt For For Member Helmut Matschi for Fiscal 2018 3.6 Approve Discharge of Management Board Mgmt For For Member Ariane Reinhart for Fiscal 2018 3.7 Approve Discharge of Management Board Mgmt For For Member Wolfgang Schaefer for Fiscal 2018 3.8 Approve Discharge of Management Board Mgmt For For Member Nikolai Setzer for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Wolfgang Reitzle for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Christiane Benner for Fiscal 2018

62

Abstimmungsergebnisse Deka Investment GmbH Continental AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Gunter Dunkel for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Francesco Grioli for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Peter Gutzmer for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Peter Hausmann for Fiscal 2018 4.7 Approve Discharge of Supervisory Board Mgmt For For Member Michael Iglhaut for Fiscal 2018 4.8 Approve Discharge of Supervisory Board Mgmt For For Member Klaus Mangold for Fiscal 2018 4.9 Approve Discharge of Supervisory Board Mgmt For For Member Hartmut Meine for Fiscal 2018 4.10 Approve Discharge of Supervisory Board Mgmt For For Member Sabine Neuss for Fiscal 2018 4.11 Approve Discharge of Supervisory Board Mgmt For For Member Rolf Nonnenmacher for Fiscal 2018 4.12 Approve Discharge of Supervisory Board Mgmt For For Member Dirk Nordmann for Fiscal 2018 4.13 Approve Discharge of Supervisory Board Mgmt For For Member Klaus Rosenfeld for Fiscal 2018 4.14 Approve Discharge of Supervisory Board Mgmt For For Member Georg Schaeffler for Fiscal 2018 4.15 Approve Discharge of Supervisory Board Mgmt For For Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2018 4.16 Approve Discharge of Supervisory Board Mgmt For For Member Joerg Schoenfelder for Fiscal 2018 4.17 Approve Discharge of Supervisory Board Mgmt For For Member Stefan Scholz for Fiscal 2018 4.18 Approve Discharge of Supervisory Board Mgmt For For Member Gudrun Valten for Fiscal 2018 4.19 Approve Discharge of Supervisory Board Mgmt For For Member Kirsten Voerkel for Fiscal 2018 4.20 Approve Discharge of Supervisory Board Mgmt For For Member Elke Volkmann for Fiscal 2018 4.21 Approve Discharge of Supervisory Board Mgmt For For Member Erwin Woerle for Fiscal 2018 4.22 Approve Discharge of Supervisory Board Mgmt For For Member Siegfried Wolf for Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6.1 Elect Gunter Dunkel to the Supervisory Board Mgmt For For 6.2 Elect Satish Khatu to the Supervisory Board Mgmt For For

63


Continental AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.3 Elect Isabel Knauf to the Supervisory Board Mgmt For For 6.4 Elect Sabine Neuss to the Supervisory Board Mgmt For For 6.5 Elect Rolf Nonnenmacher to the Supervisory Mgmt For For Board 6.6 Elect Wolfgang Reitzle to the Supervisory Mgmt For Against Board 6.7 Elect Klaus Rosenfeld to the Supervisory Mgmt For Against Board 6.8 Elect Georg Schaeffler to the Supervisory Mgmt For For Board 6.9 Elect Maria-Elisabeth Schaeffler-Thumann to Mgmt For Against the Supervisory Board 6.10 Elect Siegfried Wolf to the Supervisory Board Mgmt For For

Covestro AG Meeting Date: 12/04/2019 Country: Germany Meeting Type: Annual Ticker: 1COV Primary ISIN: DE0006062144 Primary SEDOL: BYTBWY9

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.40 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6 Amend Articles Re: AGM Convocation Mgmt For For 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives when Repurchasing Shares

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Abstimmungsergebnisse Deka Investment GmbH CRH Plc Meeting Date: 25/04/2019 Country: Ireland Meeting Type: Annual Ticker: CRH Primary ISIN: IE0001827041 Primary SEDOL: 0182704

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Final Dividend Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Approve Remuneration Policy Mgmt For For 5 Approve Increase in the Limit of the Mgmt For For Aggregate Fees for Non-executive Directors 6a Re-elect Richard Boucher as Director Mgmt For For 6b Re-elect Nicky Hartery as Director Mgmt For Against 6c Re-elect Patrick Kennedy as Director Mgmt For For 6d Re-elect Heather McSharry as Director Mgmt For For 6e Re-elect Albert Manifold as Director Mgmt For For 6f Re-elect Senan Murphy as Director Mgmt For For 6g Re-elect Gillian Platt as Director Mgmt For For 6h Elect Mary Rhinehart as Director Mgmt For For 6i Re-elect Lucinda Riches as Director Mgmt For For 6j Re-elect Henk Rottinghuis as Director Mgmt For For 6k Elect Siobhan Talbot as Director Mgmt For For 6l Re-elect William Teuber Jr. as Director Mgmt For For 7 Authorise Board to Fix Remuneration of Mgmt For For Auditors 8 Reappoint Ernst & Young as Auditors Mgmt For For 9 Authorise Issue of Equity Mgmt For Against 10 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 11 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary Shares Mgmt For Against 13 Authorise Reissuance of Treasury Shares Mgmt For For

65


CRH Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 14 Approve Scrip Dividend Mgmt For For

CTS Eventim AG & Co. KGaA Meeting Date: 08/05/2019 Country: Germany Meeting Type: Annual Ticker: EVD Primary ISIN: DE0005470306 Primary SEDOL: 5881857

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2018 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.62 per Share 4 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2018 5 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 6 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For Against 7 Approve Decrease in Size of Supervisory Mgmt For For Board to Three Members 8.1 Reelect Bernd Kundrun to the Supervisory Mgmt For Against Board 8.2 Reelect Juliane Thuemmel to the Supervisory Mgmt For Against Board 8.3 Reelect Justinus Spee to the Supervisory Mgmt For Against Board 8.4 Reelect Jobst Plog to the Supervisory Board, if Mgmt For Against Item 7 is Not Approved 9 Approve Creation of EUR 19.2 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights Daiichikosho Co., Ltd. Meeting Date: 21/06/2019 Country: Japan Meeting Type: Annual Ticker: 7458 Primary ISIN: JP3475200006 Primary SEDOL: 6253132

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Daiichikosho Co., Ltd.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 56 2.1 Elect Director Hoshi, Tadahiro Mgmt For For 2.2 Elect Director Wada, Yasutaka Mgmt For Against 2.3 Elect Director Kumagai, Tatsuya Mgmt For Against 2.4 Elect Director Murai, Yuichi Mgmt For Against 2.5 Elect Director Watanabe, Yasuhito Mgmt For Against 2.6 Elect Director Takehana, Noriyuki Mgmt For Against 2.7 Elect Director Otsuka, Kenji Mgmt For Against 2.8 Elect Director Baba, Katsuhiko Mgmt For Against 2.9 Elect Director Iijima, Takeshi Mgmt For Against 2.10 Elect Director Hoshi, Harutoshi Mgmt For Against 2.11 Elect Director Furuta, Atsuya Mgmt For For 2.12 Elect Director Masuda, Chika Mgmt For For

Daimler AG Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: DAI Primary ISIN: DE0007100000 Primary SEDOL: 5529027

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.25 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5.1 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For

67


Daimler AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5.2 Ratify KPMG AG as Auditors for the 2020 Mgmt For For Interim Financial Statements Until the 2020 AGM 6 Approve Remuneration System for Mgmt For For Management Board Members 7.1 Reelect Joe Kaeser to the Supervisory Board Mgmt For For 7.2 Reelect Bernd Pischetsrieder to the Mgmt For For Supervisory Board 8 Amend Corporate Purpose Mgmt For For 9 Approve Spin-Off and Takeover Agreement Mgmt For For with Mercedes-Benz AG and Daimler Truck AG Danone SA Meeting Date: 25/04/2019 Country: France Meeting Type: Annual/Special Ticker: BN Primary ISIN: FR0000120644 Primary SEDOL: B1Y9TB3

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.94 per Share 4 Reelect Franck Riboud as Director Mgmt For Against 5 Reelect Emmanuel Faber as Director Mgmt For Against 6 Reelect Clara Gaymard as Director Mgmt For For 7 Approve Auditors' Special Report on Mgmt For Against Related-Party Transactions 8 Approve Compensation of Emmanuel Faber, Mgmt For For Chairman and CEO 9 Approve Remuneration Policy of Executive Mgmt For For Corporate Officers 10 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt

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Danone SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 11 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 12 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million 13 Authorize Board to Increase Capital in the Mgmt For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 14 Authorize Capital Increase of Up to EUR 17 Mgmt For For Million for Future Exchange Offers 15 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Contributions in Kind 16 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 42 Million for Bonus Issue or Increase in Par Value 17 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 18 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 19 Authorize up to 0.2 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans 20 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 21 Authorize Filing of Required Documents/Other Mgmt For For Formalities Delivery Hero SE Meeting Date: 12/06/2019 Country: Germany Meeting Type: Annual Ticker: DHER Primary ISIN: DE000A2E4K43 Primary SEDOL: BZCNB42

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018

69

Abstimmungsergebnisse Deka Investment GmbH Delivery Hero SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.1 Approve Discharge of Supervisory Board Mgmt For Against Member Martin Enderle for Fiscal 2018 3.2 Approve Discharge of Supervisory Board Mgmt For For Member Hilary Gosher for Fiscal 2018 3.3 Approve Discharge of Supervisory Board Mgmt For For Member Bjoern Ljungberg for Fiscal 2018 3.4 Approve Discharge of Supervisory Board Mgmt For For Member Patrick Kolek for Fiscal 2018 3.5 Approve Discharge of Supervisory Board Mgmt For For Member Vera Stachowiak for Fiscal 2018 3.6 Approve Discharge of Supervisory Board Mgmt For For Member Semih Yalcin for Fiscal 2018 3.7 Approve Discharge of Supervisory Board Mgmt For For Member Jonathan Green for Fiscal 2018 3.8 Approve Discharge of Supervisory Board Mgmt For For Member Jeffrey Lieberman for Fiscal 2018 3.9 Approve Discharge of Supervisory Board Mgmt For For Member Georg Graf von Waldersee for Fiscal 2018 3.10 Approve Discharge of Supervisory Board Mgmt For For Member Janis Zech for Fiscal 2018 4 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 5 Approve Creation of EUR 54.1 Million Pool of Mgmt For Against Capital without Preemptive Rights 6 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 61.2 Million Pool of Capital to Guarantee Conversion Rights 7 Amend Articles Re: AGM Convocation Mgmt For For 8 Approve Remuneration of Supervisory Board Mgmt For For 9 Amend Articles Re: Number of Employee Mgmt For For Representatives in the Supervisory Board 10 Amend Articles Re: Annulment of the Court Mgmt For For and Arbitration Proceedings Clause 11 Approve Stock Option Plan for Key Mgmt For Against Employees; Approve Creation of EUR 3 Million Pool of Conditional Capital to Guarantee Conversion Rights 12 Amend 2017 Stock Option Plan and Mgmt For For Connected Pool of Conditional Capital

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Abstimmungsergebnisse Deka Investment GmbH Deutsche Bank AG Meeting Date: 23/05/2019 Country: Germany Meeting Type: Annual Ticker: DBK Primary ISIN: DE0005140008 Primary SEDOL: 5750355

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.11 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5.1 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 5.2 Ratify Ernst & Young GmbH as Auditors for Mgmt For For the Review of the Interim Financial Statements and Reports for Fiscal 2019 and Before the 2020 AGM 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares Shareholder Proposals Submitted by Mgmt Riebeck-Brauerei von 1862 AG 8 Remove Paul Achleitner from the Supervisory SH Against Against Board 9 Approve Vote of No Confidence Against SH Against Against Management Board Member Sylvie Matherat 10 Approve Vote of No Confidence Against SH Against Against Management Board Member Stuart Lewis 11 Approve Vote of No Confidence Against SH Against Against Management Board Member Garth Ritchie 12 Appoint Christopher Rother as Special Auditor SH None Against to Assert Claims for Damages Against Current and Former Management and Supervisory Board Members, Influential Shareholders, and Joint and Severally Liable Persons

71

Abstimmungsergebnisse Deka Investment GmbH Deutsche Beteiligungs AG Meeting Date: 21/02/2019 Country: Germany Meeting Type: Annual Ticker: DBAN Primary ISIN: DE000A1TNUT7 Primary SEDOL: BBNBQJ7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.45 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017/18 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017/18 5 Ratify BDO AG as Auditors for Fiscal 2018/19 Mgmt For For 6 Elect Maximilian Zimmerer to the Supervisory Mgmt For For Board Deutsche Boerse AG Meeting Date: 08/05/2019 Country: Germany Meeting Type: Annual Ticker: DB1 Primary ISIN: DE0005810055 Primary SEDOL: 7021963

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.70 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5.1 Elect Clara-Christina Streit to the Supervisory Mgmt For For Board 5.2 Elect Charles Stonehill to the Supervisory Mgmt For For Board 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares

72

Abstimmungsergebnisse Deka Investment GmbH Deutsche Boerse AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares 8 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 17.8 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Affiliation Agreement with Subsidiary Mgmt For For Clearstream Beteiligungs AG 10 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For

Deutsche EuroShop AG Meeting Date: 12/06/2019 Country: Germany Meeting Type: Annual Ticker: DEQ Primary ISIN: DE0007480204 Primary SEDOL: 4754972

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.50 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify BDO AG as Auditors for Fiscal 2019 Mgmt For For 6.1 Elect Anja Disput to the Supervisory Board Mgmt For For 6.2 Elect Henning Eggers to the Supervisory Mgmt For Against Board 6.3 Elect Claudia Plath to the Supervisory Board Mgmt For Against 7 Amend Articles Re: Majority Requirement for Mgmt For For Elections of Supervisory Board Members

73

Abstimmungsergebnisse Deka Investment GmbH Deutsche Konsum Grundbesitz AG Meeting Date: 21/03/2019 Country: Germany Meeting Type: Annual Ticker: DKG Primary ISIN: DE000A14KRD3 Primary SEDOL: BYPHNC6

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.20 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Rolf Elgeti for Fiscal 2017/18 3.2 Approve Discharge of Management Board Mgmt For For Member Alexander Kroth for Fiscal 2017/18 3.3 Approve Discharge of Management Board Mgmt For For Member Christian Hellmuth for Fiscal 2017/18 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Hans-Ulrich Sutter for Fiscal 2017/18 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Achim Betz for Fiscal 2017/18 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Johannes Boot for Fiscal 2017/18 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Nicholas Cournoyer for Fiscal 2017/18 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Kristian Schmidt-Garve for Fiscal 2017/18 5 Ratify DOMUS AG as Auditors for Fiscal Mgmt For Against 201/19 6 Amend Articles Re: Participation Mgmt For For Requirements and Proof of Entitlement 7 Amend Articles Re: AGM Convocation Mgmt For For 8 Amend Articles Re: Chairman of General Mgmt For For Meeting 9 Approve Creation of EUR 15 Million Pool of Mgmt For Against Capital without Preemptive Rights 10 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million; Approve Creation of EUR 15 Million Pool of Capital to Guarantee Conversion Rights

74

Abstimmungsergebnisse Deka Investment GmbH Deutsche Lufthansa AG Meeting Date: 07/05/2019 Country: Germany Meeting Type: Annual Ticker: LHA Primary ISIN: DE0008232125 Primary SEDOL: 5287488

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.80 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Elect Monika Ribar to the Supervisory Board Mgmt For For 6 Approve Remuneration System for Mgmt For For Management Board Members 7 Approve Creation of EUR 450 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 30 Million Pool of Mgmt For For Capital for Employee Stock Purchase Plan 9 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares 11 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 Deutsche Pfandbriefbank AG Meeting Date: 07/06/2019 Country: Germany Meeting Type: Annual Ticker: PBB Primary ISIN: DE0008019001 Primary SEDOL: BYM6917

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting)

75

Abstimmungsergebnisse Deka Investment GmbH Deutsche Pfandbriefbank AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.00 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6 Amend Articles Re: Electronic Transmission of Mgmt For For Notifications 7 Approve Remuneration System for Mgmt For For Management Board Members 8 Approve Remuneration of Supervisory Board Mgmt For For 9 Approve Affiliation Agreement with Mgmt For For CAPVERIANT GmbH Deutsche Post AG Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: DPW Primary ISIN: DE0005552004 Primary SEDOL: 4617859

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.15 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6.1 Reelect Simone Menne to the Supervisory Mgmt For For Board 6.2 Reelect Stefan Schulte to the Supervisory Mgmt For Against Board 6.3 Elect Heinrich Hiesinger to the Supervisory Mgmt For For Board

76

Abstimmungsergebnisse Deka Investment GmbH Deutsche Telekom AG Meeting Date: 28/03/2019 Country: Germany Meeting Type: Annual Ticker: DTE Primary ISIN: DE0005557508 Primary SEDOL: 5842359

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.70 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6 Elect Lars Hinrichs to the Supervisory Board Mgmt For Against 7 Elect Karl-Heinz Streibich to the Supervisory Mgmt For Against Board 8 Elect Rolf Boesinger to the Supervisory Board Mgmt For Against

Deutsche Wohnen SE Meeting Date: 18/06/2019 Country: Germany Meeting Type: Annual Ticker: DWNI Primary ISIN: DE000A0HN5C6 Primary SEDOL: B0YZ0Z5

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.87 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6 Elect Arwed Fischer to the Supervisory Board Mgmt For For

77


DEUTZ AG Meeting Date: 30/04/2019 Country: Germany Meeting Type: Annual Ticker: DEZ Primary ISIN: DE0006305006 Primary SEDOL: 4557847

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.15 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2019 6.1 Elect Ulrich Dohle to the Supervisory Board Mgmt For For 6.2 Elect Dietmar Voggenreiter to the Supervisory Mgmt For For Board Diageo Plc Meeting Date: 19/09/2019 Country: United Kingdom Meeting Type: Annual Ticker: DGE Primary ISIN: GB0002374006 Primary SEDOL: 0237400

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Elect Debra Crew as Director Mgmt For For 5 Re-elect Lord Davies as Director Mgmt For For 6 Re-elect Javier Ferran as Director Mgmt For For 7 Re-elect Susan Kilsby as Director Mgmt For For 8 Re-elect Ho KwonPing as Director Mgmt For For

78


Diageo Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Re-elect Nicola Mendelsohn as Director Mgmt For For 10 Re-elect Ivan Menezes as Director Mgmt For For 11 Re-elect Kathryn Mikells as Director Mgmt For For 12 Re-elect Alan Stewart as Director Mgmt For For 13 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors 14 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 15 Authorise EU Political Donations and Mgmt For For Expenditure 16 Authorise Issue of Equity Mgmt For Against 17 Approve Irish Sharesave Scheme Mgmt For For 18 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 19 Authorise Market Purchase of Ordinary Shares Mgmt For Against 20 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice 21 Adopt New Articles of Association Mgmt For For

DIC Asset AG Meeting Date: 22/03/2019 Country: Germany Meeting Type: Annual Ticker: DIC Primary ISIN: DE000A1X3XX4 Primary SEDOL: BD1NML3

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.48 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Roedl & Partner GmbH as Auditors for Mgmt For For Fiscal 2019

79

Abstimmungsergebnisse Deka Investment GmbH Dolby Laboratories, Inc. Meeting Date: 05/02/2019 Country: USA Meeting Type: Annual Ticker: DLB Primary ISIN: US25659T1079 Primary SEDOL: B04NJM9

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Kevin Yeaman Mgmt For For 1.2 Elect Director Peter Gotcher Mgmt For Withhold 1.3 Elect Director Micheline Chau Mgmt For For 1.4 Elect Director David Dolby Mgmt For Withhold 1.5 Elect Director N. William Jasper, Jr. Mgmt For Withhold 1.6 Elect Director Simon Segars Mgmt For For 1.7 Elect Director Roger Siboni Mgmt For Withhold 1.8 Elect Director Avadis Tevanian, Jr. Mgmt For Withhold 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Ratify KPMG LLP as Auditors Mgmt For For

Dr. Hoenle AG Meeting Date: 26/03/2019 Country: Germany Meeting Type: Annual Ticker: HNL Primary ISIN: DE0005157101 Primary SEDOL: 7017586

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.80 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017/18 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017/18 5 Ratify S&P GmbH as Auditors for Fiscal Mgmt For For 2018/19

80

Abstimmungsergebnisse Deka Investment GmbH Dr. Hoenle AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 7 Approve Remuneration of Supervisory Board Mgmt For For

Draegerwerk AG & Co. KGaA Meeting Date: 10/05/2019 Country: Germany Meeting Type: Annual Ticker: DRW3 Primary ISIN: DE0005550636 Primary SEDOL: 5169218

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.13 per Ordinary Share and EUR 0.19 per Preferred Share 3 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Approve Remuneration System for Personally Mgmt For Against Liable Partner 6 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 Duerr AG Meeting Date: 10/05/2019 Country: Germany Meeting Type: Annual Ticker: DUE Primary ISIN: DE0005565204 Primary SEDOL: 5119901

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1 per Share

81

Abstimmungsergebnisse Deka Investment GmbH Duerr AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 and the First Quarter of Fiscal 2020 6 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million; Approve Creation of EUR 17.7 Million Pool of Capital to Guarantee Conversion Rights 7 Approve Creation of EUR 53.1 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights 8 Approve Remuneration of Supervisory Board Mgmt For Against

DWS Group GmbH & Co. KGaA Meeting Date: 05/06/2019 Country: Germany Meeting Type: Annual Ticker: DWS Primary ISIN: DE000DWS1007 Primary SEDOL: BFMHVQ6

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2018 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.37 per Share 3 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2018 4 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 5.1 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 5.2 Ratify Ernst & Young GmbH as Auditors for Mgmt For For the 2020 Interim Financial Statements 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares

82

Abstimmungsergebnisse Deka Investment GmbH DWS Group GmbH & Co. KGaA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 8.1 Elect Richard Morris to the Supervisory Board Mgmt For For 8.2 Elect Annabelle Bexiga to the Supervisory Mgmt For For Board 9 Fix Maximum Variable Compensation Ratio for Mgmt For For Key Employees to 200 Percent of Fixed Remuneration 10 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights Dynavax Technologies Corporation Meeting Date: 30/05/2019 Country: USA Meeting Type: Annual Ticker: DVAX Primary ISIN: US2681582019 Primary SEDOL: BRJZSK0

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Dennis A. Carson Mgmt For Withhold 1.2 Elect Director Eddie Gray Mgmt For For 1.3 Elect Director Laura Brege Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors Mgmt For For

E.ON SE Meeting Date: 14/05/2019 Country: Germany Meeting Type: Annual Ticker: EOAN Primary ISIN: DE000ENAG999 Primary SEDOL: 4942904

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E.ON SE

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.43 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5.1 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 5.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Half-Year and Quarterly Reports 2019 5.3 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for the First Quarter of Fiscal 2020 6 Approve Increase in Size of Board to 20 Mgmt For For Members 7.1 Approve Affiliation Agreements with E.ON 11. Mgmt For For Verwaltungs GmbH 7.2 Approve Affiliation Agreements with E.ON 12. Mgmt For For Verwaltungs GmbH Eckert & Ziegler Strahlen- und Medizintechnik AG Meeting Date: 29/05/2019 Country: Germany Meeting Type: Annual Ticker: EUZ Primary ISIN: DE0005659700 Primary SEDOL: 5689857

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.20 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify BDO AG as Auditors for Fiscal 2019 Mgmt For For

84


Eckert & Ziegler Strahlen- und Medizintechnik AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.1 Elect Frank Perschmann to the Supervisory Mgmt For For Board 6.2 Elect Paola Eckert-Palvarini as Alternate Mgmt For For Supervisory Board Member 7 Approve Discharge of Board of Directors of Mgmt For For Eckert & Ziegler BEBIG SA for Fiscal 2018 8 Approve Affiliation Agreement with Eckert & Mgmt For For Ziegler Radiopharma GmbH Elmos Semiconductor AG Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: ELG Primary ISIN: DE0005677108 Primary SEDOL: 5695423

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.52 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Gottfried H. Dutine for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Klaus Egger for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For Against Member Thomas Lehner for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For Against Member Sven-Olaf Schellenberg for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For Against Member Klaus Weyer for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For Against Member Guenter Zimmer for Fiscal 2018 5 Ratify Warth & Klein Grant Thornton AG as Mgmt For Against Auditors for Fiscal 2019

85

Abstimmungsergebnisse Deka Investment GmbH EMCOR Group, Inc. Meeting Date: 30/05/2019 Country: USA Meeting Type: Annual Ticker: EME Primary ISIN: US29084Q1004 Primary SEDOL: 2474164

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director John W. Altmeyer Mgmt For For 1b Elect Director David A. B. Brown Mgmt For Against 1c Elect Director Anthony J. Guzzi Mgmt For Against 1d Elect Director Richard F. Hamm, Jr. Mgmt For Against 1e Elect Director David H. Laidley Mgmt For For 1f Elect Director Carol P. Lowe Mgmt For For 1g Elect Director M. Kevin McEvoy Mgmt For For 1h Elect Director William P. Reid Mgmt For For 1i Elect Director Steven B. Schwarzwaelder Mgmt For For 1j Elect Director Robin Walker-Lee Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor Mgmt For For 4 Provide Right to Act by Written Consent SH Against For

Emerson Electric Co. Meeting Date: 05/02/2019 Country: USA Meeting Type: Annual Ticker: EMR Primary ISIN: US2910111044 Primary SEDOL: 2313405

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Clemens A. H. Boersig Mgmt For For 1.2 Elect Director Joshua B. Bolten Mgmt For For 1.3 Elect Director Lori M. Lee Mgmt For For 2 Ratify KPMG LLP as Auditors Mgmt For For

86


Emerson Electric Co. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation Encavis AG Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: CAP Primary ISIN: DE0006095003 Primary SEDOL: 5491966

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.24 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6 Elect Marcus Schenck to the Supervisory Mgmt For For Board 7 Amend Articles Re: General Meeting Chairman Mgmt For For

Enel SpA Meeting Date: 16/05/2019 Country: Italy Meeting Type: Annual Ticker: ENEL Primary ISIN: IT0003128367 Primary SEDOL: 7144569

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt Management Proposals Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports

87

Abstimmungsergebnisse Deka Investment GmbH Enel SpA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income Mgmt For For 3 Authorize Share Repurchase Program and Mgmt For For Reissuance of Repurchased Shares Appoint Internal Statutory Auditors (Slate Mgmt Election) - Choose One of the Following Slates 4.1 Slate 1 Submitted by Italian Ministry of SH None For Economy and Finance 4.2 Slate 2 Submitted by Institutional Investors SH None Do Not (Assogestioni) Vote Shareholder Proposal Submitted by Italian Mgmt Ministry of Economy and Finance 5 Approve Internal Auditors' Remuneration SH None For Management Proposals Mgmt 6 Approve Auditors and Authorize Board to Fix Mgmt For Against Their Remuneration 7 Approve Long-Term Incentive Plan Mgmt For For 8 Approve Remuneration Policy Mgmt For For

ENGIE SA Meeting Date: 17/05/2019 Country: France Meeting Type: Annual/Special Ticker: ENGI Primary ISIN: FR0010208488 Primary SEDOL: B0C2CQ3

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.12 per Share 4 Approve Health Insurance Coverage Mgmt For For Agreement with Jean-Pierre Clamadieu, Chairman of the Board 5 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital

88

Abstimmungsergebnisse Deka Investment GmbH ENGIE SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Reelect Francoise Malrieu as Director Mgmt For For 7 Reelect Marie Jose Nadeau as Director Mgmt For For 8 Reelect Patrice Durand as Director Mgmt For For 9 Reelect Mari Noelle Jego Laveissiere as Mgmt For For Director 10 Approve Compensation of Jean-Pierre Mgmt For For Clamadieu, Chairman of the Board 11 Approve Compensation of Isabelle Kocher, Mgmt For For CEO 12 Approve Remuneration Policy of the Chairman Mgmt For For of the Board 13 Approve Remuneration Policy of the CEO Mgmt For For Extraordinary Business Mgmt 14 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans for Employees of International Subsidiaries 16 Authorize Filing of Required Documents/Other Mgmt For For Formalities Eni SpA Meeting Date: 14/05/2019 Country: Italy Meeting Type: Annual Ticker: ENI Primary ISIN: IT0003132476 Primary SEDOL: 7145056

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Allocation of Income Mgmt For For 3 Authorize Share Repurchase Program Mgmt For Against 4 Approve Remuneration Policy Mgmt For For A Deliberations on Possible Legal Action Against Mgmt None Against Directors if Presented by Shareholders

89

Abstimmungsergebnisse Deka Investment GmbH EQS Group AG Meeting Date: 17/05/2019 Country: Germany Meeting Type: Annual Ticker: EQS Primary ISIN: DE0005494165 Primary SEDOL: B142T23

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Omission Mgmt For For Dividends 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify BDO AG as Auditors for Fiscal 2019 Mgmt For Against 6 Approve Remuneration of Supervisory Board Mgmt For For

EssilorLuxottica SA Meeting Date: 16/05/2019 Country: France Meeting Type: Annual/Special Ticker: EL Primary ISIN: FR0000121667 Primary SEDOL: 7212477

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.04 per Share 4 Renew Appointment of Mgmt For Against PricewaterhouseCoopers Audit as Auditor 5 Renew Appointment of Mazars as Auditor Mgmt For Against 6 Appoint Patrice Morot as Alternate Auditor Mgmt For Against 7 Appoint Gilles Magnan as Alternate Auditor Mgmt For Against

90


EssilorLuxottica SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 8 Approve Auditors' Special Report on Mgmt For Against Related-Party Transactions 9 Approve Termination Package of Leonardo Mgmt For Against Del Vecchio, Chairman and CEO 10 Approve Termination Package of Hubert Mgmt For Against Sagnieres, Vice-Chairman and Vice-CEO 11 Approve Compensation of Leonardo Del Mgmt For Against Vecchio, Chairman and CEO Since Oct. 1, 2018 12 Approve Compensation of Hubert Sagnieres, Mgmt For Against Vice-Chairman and Vice-CEO Since Oct. 1, 2018 and Chairman and CEO Until Oct. 1, 2018 13 Approve Compensation of Laurent Vacherot, Mgmt For Against Vice-CEO Until Oct. 1, 2018 14 Approve Remuneration Policy of Executive Mgmt For For Corporate Officers Extraordinary Business Mgmt 15 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 16 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities with Preemptive Rights up to 5 Percent of Issued Capital 17 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 500 Million for Bonus Issue or Increase in Par Value Ordinary Business Mgmt 18 Authorize Filing of Required Documents/Other Mgmt For For Formalities Shareholder Proposals Submitted by Baillie Mgmt Gifford, Comgest, Edmond de Rothschild Asset Management, Fidelity International, Guardcap, Phitrust and Sycomore Asset Management A Elect Wendy Evrard Lane as Director SH Against For B Elect Jesper Brandgaard as Director SH Against Against Shareholder Proposals Submitted by FCPE Mgmt Valoptec International C Elect Peter James Montagnon as Director SH Against For

91


euromicron AG Meeting Date: 29/08/2019 Country: Germany Meeting Type: Annual Ticker: EUCA Primary ISIN: DE000A1K0300 Primary SEDOL: B530P39

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 4 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 5 Amend Articles Re: Editorial Changes to the Mgmt For For Annual Financial Statements Clause 6 Amend Articles Re: AGM Location Mgmt For For 7.1 Elect Michael Radke to the Supervisory Board Mgmt For For 7.2 Elect Wolfram Roemhild to the Supervisory Mgmt For For Board 7.3 Elect Martina Sanfleber to the Supervisory Mgmt For For Board 8 Approve Creation of EUR 10.3 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights Evonik Industries AG Meeting Date: 28/05/2019 Country: Germany Meeting Type: Annual Ticker: EVK Primary ISIN: DE000EVNK013 Primary SEDOL: B5ZQ9D3


92

Abstimmungsergebnisse Deka Investment GmbH Evonik Industries AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 Evotec SE Meeting Date: 19/06/2019 Country: Germany Meeting Type: Annual Ticker: EVT Primary ISIN: DE0005664809 Primary SEDOL: 5811917

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 4 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 5.1 Elect Wolfgang Plischke to the Supervisory Mgmt For For Board 5.2 Elect Iris Loew-Friedrich to the Supervisory Mgmt For For Board 5.3 Elect Mario Polywka to the Supervisory Board Mgmt For Against 5.4 Elect Roland Sackers to the Supervisory Board Mgmt For For 5.5 Elect Michael Shalmi to the Supervisory Board Mgmt For For 5.6 Elect Elaine Sullivan to the Supervisory Board Mgmt For For 6 Approve Remuneration of Supervisory Board Mgmt For For 7 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 30 Million Pool of Capital to Guarantee Conversion Rights 8 Approve Remuneration System for Mgmt For Against Management Board Members

93

Abstimmungsergebnisse Deka Investment GmbH Experian Plc Meeting Date: 24/07/2019 Country: Jersey Meeting Type: Annual Ticker: EXPN Primary ISIN: GB00B19NLV48 Primary SEDOL: B19NLV4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Re-elect Dr Ruba Borno as Director Mgmt For For 4 Re-elect Brian Cassin as Director Mgmt For For 5 Re-elect Caroline Donahue as Director Mgmt For For 6 Re-elect Luiz Fleury as Director Mgmt For For 7 Re-elect Deirdre Mahlan as Director Mgmt For For 8 Re-elect Lloyd Pitchford as Director Mgmt For For 9 Re-elect Mike Rogers as Director Mgmt For For 10 Re-elect George Rose as Director Mgmt For For 11 Re-elect Kerry Williams as Director Mgmt For For 12 Reappoint KPMG LLP as Auditors Mgmt For For 13 Authorise Board to Fix Remuneration of Mgmt For For Auditors 14 Authorise Issue of Equity Mgmt For Against 15 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 16 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary Shares Mgmt For Against

FFRI, Inc. Meeting Date: 26/06/2019 Country: Japan Meeting Type: Annual Ticker: 3692 Primary ISIN: JP3166830004 Primary SEDOL: BQJYQS4

94


FFRI, Inc.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Ukai, Yuji Mgmt For Against 1.2 Elect Director Kanai, Ryoji Mgmt For Against 1.3 Elect Director Tanaka, Shigeki Mgmt For Against 1.4 Elect Director Kawahara, Ichiro Mgmt For Against 1.5 Elect Director Umehashi, Kazumi Mgmt For Against

Fielmann AG Meeting Date: 11/07/2019 Country: Germany Meeting Type: Annual Ticker: FIE Primary ISIN: DE0005772206 Primary SEDOL: 4409205

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.90 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2019 Finjan Holdings, Inc. Meeting Date: 19/06/2019 Country: USA Meeting Type: Annual Ticker: FNJN Primary ISIN: US31788H3030 Primary SEDOL: BD4X1B3

95


Finjan Holdings, Inc.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Daniel Chinn Mgmt For Withhold 1.2 Elect Director Eric Benhamou Mgmt For For 1.3 Elect Director Michael Southworth Mgmt For For 2 Ratify Marcum LLP as Auditors Mgmt For For

Formycon AG Meeting Date: 27/06/2019 Country: Germany Meeting Type: Annual Ticker: FYB Primary ISIN: DE000A1EWVY8 Primary SEDOL: B50LF68

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Ratify PanTax Audit GmbH as Auditors for Mgmt For Against Fiscal 2019 5 Elect Hermann Vogt to the Supervisory Board Mgmt For Against 6 Approve Creation of EUR 5 Million Pool of Mgmt For Against Capital without Preemptive Rights 7 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million; Approve Creation of EUR 4.3 Million Pool of Capital to Guarantee Conversion Rights 8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares

96

Abstimmungsergebnisse Deka Investment GmbH Francotyp-Postalia Holding AG Meeting Date: 28/05/2019 Country: Germany Meeting Type: Annual Ticker: FPH Primary ISIN: DE000FPH9000 Primary SEDOL: B1HMB68

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.03 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For

Fraport AG Frankfurt Airport Services Worldwide Meeting Date: 28/05/2019 Country: Germany Meeting Type: Annual Ticker: FRA Primary ISIN: DE0005773303 Primary SEDOL: 7107551

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.00 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2019 6 Approve Affiliation Agreements with Mgmt For For Subsidiaries AirIT Services GmbH and Fraport Brasil Holding GmbH 7 Approve Remuneration of Supervisory Board Mgmt For For

97


freenet AG Meeting Date: 16/05/2019 Country: Germany Meeting Type: Annual Ticker: FNTN Primary ISIN: DE000A0Z2ZZ5 Primary SEDOL: B1SK0S6

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.65 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 Fresenius Medical Care AG & Co. KGaA Meeting Date: 16/05/2019 Country: Germany Meeting Type: Annual Ticker: FME Primary ISIN: DE0005785802 Primary SEDOL: 5129074

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2018 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.17 per Share 3 Approve Discharge of Personally Liable Mgmt For Against Partner for Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5.1 Ratify KMPG AG as Auditors for Fiscal 2019 Mgmt For Against 5.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Interim Financial Statements 2020 6.1 Elect Gregor Zuend to the Supervisory Board Mgmt For For 6.2 Elect Dorothea Wenzel to the Supervisory Mgmt For For Board

98

Abstimmungsergebnisse Deka Investment GmbH Fresenius SE & Co. KGaA Meeting Date: 17/05/2019 Country: Germany Meeting Type: Annual Ticker: FRE Primary ISIN: DE0005785604 Primary SEDOL: 4352097

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2018 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.80 per Share 3 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For and PricewaterhouseCoopers GmbH as Auditors for the Interim Financial Statements 2020 Fuchs Petrolub SE Meeting Date: 07/05/2019 Country: Germany Meeting Type: Annual Ticker: FPE3 Primary ISIN: DE0005790430 Primary SEDOL: 4354350

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.94 per Ordinary Share and EUR 0.95 per Preferred Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Elect Kurt Bock to the Supervisory Board Mgmt For For 6 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019

99

Abstimmungsergebnisse Deka Investment GmbH Gateway Real Estate AG Meeting Date: 21/08/2019 Country: Germany Meeting Type: Annual Ticker: GTY Primary ISIN: DE000A0JJTG7 Primary SEDOL: B1527X9

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.10 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 6.1 Elect Hendrik Hedding to the Supervisory Mgmt For Against Board 6.2 Elect Marcellino Graf von und zu Hoensbroech Mgmt For Against to the Supervisory Board 7 Approve Creation of EUR 25.5 Million Pool of Mgmt For Against Capital without Preemptive Rights 8 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million; Approve Creation of EUR 93.4 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Remuneration of Supervisory Board Mgmt For For 10 Approve Affiliation Agreement with Mgmt For For DEVELOPMENT PARTNER AG GEA Group AG Meeting Date: 26/04/2019 Country: Germany Meeting Type: Annual Ticker: G1A Primary ISIN: DE0006602006 Primary SEDOL: 4557104

100


GEA Group AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.85 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6 Elect Colin Hall to the Supervisory Board Mgmt For For 7 Approve Remuneration of Supervisory Board Mgmt For For 8 Approve Remuneration System for Mgmt For For Management Board Members 9 Voting Instructions for Motions or Mgmt None Against Nominations by Shareholders that are not Made Accessible Before the AGM and that are Made or Amended in the Course of the AGM Gerresheimer AG Meeting Date: 06/06/2019 Country: Germany Meeting Type: Annual Ticker: GXI Primary ISIN: DE000A0LD6E6 Primary SEDOL: B1Y47Y7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.15 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2019 6 Approve Remuneration of Supervisory Board Mgmt For For

101


Gerresheimer AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Approve Creation of EUR 6.3 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights 8 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 6.3 Million Pool of Capital to Guarantee Conversion Rights GFT Technologies SE Meeting Date: 04/06/2019 Country: Germany Meeting Type: Annual Ticker: GFT Primary ISIN: DE0005800601 Primary SEDOL: 5709948

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.30 per Share 3.1 Approve Discharge of Senior Management Mgmt For For Board Member Marika Lulay for Fiscal 2018 3.2 Approve Discharge of Senior Management Mgmt For For Board Member Jochen Ruetz for Fiscal 2018 4.1 Approve Discharge of Board of Directors Mgmt For For Member Ulrich Dietz for Fiscal 2018 4.2 Approve Discharge of Board of Directors Mgmt For For Member Paul Lerbinger for Fiscal 2018 4.3 Approve Discharge of Board of Directors Mgmt For For Member Andreas Bereczky for Fiscal 2018 4.4 Approve Discharge of Board of Directors Mgmt For For Member Maria Dietz for Fiscal 2018 4.5 Approve Discharge of Board of Directors Mgmt For For Member Marika Lulay for Fiscal 2018 4.6 Approve Discharge of Board of Directors Mgmt For For Member Jochen Ruetz for Fiscal 2018 4.7 Approve Discharge of Board of Directors Mgmt For For Member Andreas Wiedemann for Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For

102


GFT Technologies SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Approve Affiliation Agreement with GFT Mgmt For For Invest GmbH GlaxoSmithKline Plc Meeting Date: 08/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: GSK Primary ISIN: GB0009252882 Primary SEDOL: 0925288

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Elect Iain Mackay as Director Mgmt For For 4 Re-elect Philip Hampton as Director Mgmt For For 5 Re-elect Emma Walmsley as Director Mgmt For For 6 Re-elect Vindi Banga as Director Mgmt For For 7 Re-elect Dr Hal Barron as Director Mgmt For For 8 Re-elect Dr Vivienne Cox as Director Mgmt For For 9 Re-elect Lynn Elsenhans as Director Mgmt For For 10 Re-elect Dr Laurie Glimcher as Director Mgmt For For 11 Re-elect Dr Jesse Goodman as Director Mgmt For For 12 Re-elect Judy Lewent as Director Mgmt For For 13 Re-elect Urs Rohner as Director Mgmt For For 14 Reappoint Deloitte LLP as Auditors Mgmt For For 15 Authorise the Audit & Risk Committee to Fix Mgmt For For Remuneration of Auditors 16 Authorise EU Political Donations and Mgmt For For Expenditure 17 Authorise Issue of Equity Mgmt For Against 18 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment

103

Abstimmungsergebnisse Deka Investment GmbH GlaxoSmithKline Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 20 Authorise Market Purchase of Ordinary Shares Mgmt For Against 21 Approve the Exemption from Statement of Mgmt For For the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 22 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice GlaxoSmithKline Plc Meeting Date: 08/05/2019 Country: United Kingdom Meeting Type: Special Ticker: GSK Primary ISIN: GB0009252882 Primary SEDOL: 0925288

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Consumer Healthcare Joint Venture Mgmt For For with Pfizer Inc. Glencore Plc Meeting Date: 09/05/2019 Country: Jersey Meeting Type: Annual Ticker: GLEN Primary ISIN: JE00B4T3BW64 Primary SEDOL: B4T3BW6

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Reduction of the Company's Capital Mgmt For For Contribution Reserves 3 Re-elect Anthony Hayward as Director Mgmt For Against 4 Re-elect Ivan Glasenberg as Director Mgmt For For 5 Re-elect Peter Coates as Director Mgmt For For 6 Re-elect Leonhard Fischer as Director Mgmt For For 7 Re-elect Martin Gilbert as Director Mgmt For For 8 Re-elect John Mack as Director Mgmt For For

104


Glencore Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Re-elect Gill Marcus as Director Mgmt For For 10 Re-elect Patrice Merrin as Director Mgmt For For 11 Approve Remuneration Report Mgmt For For 12 Reappoint Deloitte LLP as Auditors Mgmt For For 13 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 14 Authorise Issue of Equity Mgmt For Against 15 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 16 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary Shares Mgmt For Against

Grammer AG Meeting Date: 12/07/2019 Country: Germany Meeting Type: Annual Ticker: GMM Primary ISIN: DE0005895403 Primary SEDOL: 4378394

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.75 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify ERNST & YOUNG GmbH as Auditors for Mgmt For Against Fiscal 2019 6 Approve Creation of EUR 9.7 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights

105

Abstimmungsergebnisse Deka Investment GmbH GRENKE AG Meeting Date: 14/05/2019 Country: Germany Meeting Type: Annual Ticker: GLJ Primary ISIN: DE000A161N30 Primary SEDOL: BYR4KP7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.80 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6.1 Elect Claudia Krcmar to the Supervisory Board Mgmt For Against 6.2 Elect Heinz Panter to the Supervisory Board Mgmt For Against 6.3 Elect Ljiljana Mitic to the Supervisory Board Mgmt For Against 6.4 Elect Florian Schulte to the Supervisory Board Mgmt For Against 7 Approve Remuneration of Supervisory Board Mgmt For For 8 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 4.5 Million Pool of Capital to Guarantee Conversion Rights Hamborner REIT AG Meeting Date: 07/05/2019 Country: Germany Meeting Type: Annual Ticker: HAB Primary ISIN: DE0006013006 Primary SEDOL: 5735642

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.46 per Share

106

Abstimmungsergebnisse Deka Investment GmbH Hamborner REIT AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2019 6 Elect Ulrich Graebner to the Supervisory Mgmt For For Board 7 Amend Articles Re: Editorial Changes; Mgmt For Against Supervisory Board-Related; General Meeting Hamburger Hafen und Logistik AG Meeting Date: 18/06/2019 Country: Germany Meeting Type: Annual Ticker: HHFA Primary ISIN: DE000A0S8488 Primary SEDOL: B28SK09

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Resolutions for All Shareholders Mgmt 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.80 per Class A Share and of EUR 2.10 per Class S Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6 Elect Burkhard Schwenker to the Supervisory Mgmt For For Board 7.1 Amend Corporate Purpose Mgmt For For 7.2 Amend Articles Re: Business Activities of the Mgmt For For S-Division 7.3.1 Amend Articles Re: Election of the Mgmt For For Supervisory Board Chairman 7.3.2 Amend Articles Re: Convening of Supervisory Mgmt For For Board Meetings

107

Abstimmungsergebnisse Deka Investment GmbH Hamburger Hafen und Logistik AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7.3.3 Amend Articles Re: Supervisory Board Mgmt For For Absentee Voting 7.3.4 Amend Articles Re: Requirements for Mgmt For For Participation and Exercising Voting Rights at the Annual General Meeting Resolution for Holders of S Shares Mgmt 7.4 Amend Articles Re: Business Activities of the Mgmt For For S-Division Resolution for Holders of A Shares Mgmt 7.5 Amend Articles Re: Business Activities of the Mgmt For For S-Division Resolution for All Shareholders Mgmt 8.1 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million; Approve Creation of EUR 10 Million Pool of Capital to Guarantee Conversion Rights Resolution for Holders of A Shares Mgmt 8.2 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million; Approve Creation of EUR 10 Million Pool of Capital to Guarantee Conversion Rights Resolution for Holders of S Shares Mgmt 8.3 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million; Approve Creation of EUR 10 Million Pool of Capital to Guarantee Conversion Rights HAMMONIA Schiffsholding AG Meeting Date: 14/06/2019 Country: Germany Meeting Type: Annual Ticker: HHX Primary ISIN: DE000A0MPF55 Primary SEDOL: B29LNN1


108

Abstimmungsergebnisse Deka Investment GmbH HAMMONIA Schiffsholding AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Omission Mgmt For For of Dividends 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify HANSA PARTNER GmbH as Auditors for Mgmt For Against Fiscal 2019 Hannover Rueck SE Meeting Date: 08/05/2019 Country: Germany Meeting Type: Annual Ticker: HNR1 Primary ISIN: DE0008402215 Primary SEDOL: 4511809

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.75 per Share and a Special Dividend of EUR 1.50 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5.1 Elect Herbert Haas to the Supervisory Board Mgmt For Against 5.2 Elect Torsten Leue to the Supervisory Board Mgmt For Against 5.3 Elect Ursula Lipowsky to the Supervisory Mgmt For For Board 5.4 Elect Michael Ollmann to the Supervisory Mgmt For For Board 5.5 Elect Andrea Pollak to the Supervisory Board Mgmt For For 5.6 Elect Erhard Schipporeit to the Supervisory Mgmt For Against Board

109

Abstimmungsergebnisse Deka Investment GmbH Hapag-Lloyd AG Meeting Date: 12/06/2019 Country: Germany Meeting Type: Annual Ticker: HLAG Primary ISIN: DE000HLAG475 Primary SEDOL: BYZTSW7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.15 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6 Elect Michael Behrendt to the Supervisory Mgmt For Against Board 7 Approve Remuneration of Supervisory Board Mgmt For For

HD Supply Holdings, Inc. Meeting Date: 21/05/2019 Country: USA Meeting Type: Annual Ticker: HDS Primary ISIN: US40416M1053 Primary SEDOL: BBL5981

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Joseph J. DeAngelo Mgmt For Withhold 1.2 Elect Director Patrick R. McNamee Mgmt For For 1.3 Elect Director Scott D. Ostfeld Mgmt For For 1.4 Elect Director Charles W. Peffer Mgmt For For 1.5 Elect Director James A. Rubright Mgmt For For 1.6 Elect Director Lauren Taylor Wolfe Mgmt For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors 3 Amend Nonqualified Employee Stock Mgmt For For Purchase Plan

110

Abstimmungsergebnisse Deka Investment GmbH HeidelbergCement AG Meeting Date: 09/05/2019 Country: Germany Meeting Type: Annual Ticker: HEI Primary ISIN: DE0006047004 Primary SEDOL: 5120679

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.10 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Bernd Scheifele for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Dominik von Achten for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Kevin Gluskie for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member Hakan Gurdal for Fiscal 2018 3.5 Approve Discharge of Management Board Mgmt For For Member Jon Morrish for Fiscal 2018 3.6 Approve Discharge of Management Board Mgmt For For Member Lorenz Naeger for Fiscal 2018 3.7 Approve Discharge of Management Board Mgmt For For Member Albert Scheuer for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Fritz-Juergen Heckmann for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Heinz Schmitt for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Barbara Breuninger for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Josef Heumann for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Gabriele Kailing for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Ludwig Merckle for Fiscal 2018 4.7 Approve Discharge of Supervisory Board Mgmt For For Member Tobias Merckle for Fiscal 2018 4.8 Approve Discharge of Supervisory Board Mgmt For For Member Juergen Schneider for Fiscal 2018 4.9 Approve Discharge of Supervisory Board Mgmt For For Member Werner Schraeder for Fiscal 2018

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Abstimmungsergebnisse Deka Investment GmbH HeidelbergCement AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.10 Approve Discharge of Supervisory Board Mgmt For For member Frank-Dirk Steininger for Fiscal 2018 4.11 Approve Discharge of Supervisory Board Mgmt For For Member Margret Suckale for Fiscal 2018 4.12 Approve Discharge of Supervisory Board Mgmt For For Member Stephan Wehning for Fiscal 2018 4.13 Approve Discharge of Supervisory Board Mgmt For For Member Marion Weissenberger-Eibl for Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6.1 Reelect Fritz-Juergen Heckmann to the Mgmt For For Supervisory Board 6.2 Reelect Ludwig Merckle to the Supervisory Mgmt For For Board 6.3 Reelect Tobias Merckle to the Supervisory Mgmt For For Board 6.4 Reelect Margret Suckale to the Supervisory Mgmt For For Board 6.5 Reelect Marion Weissenberger-Eibl to the Mgmt For For Supervisory Board 6.6 Reelect Luka Mucic to the Supervisory Board Mgmt For For 7 Approve Remuneration System for Mgmt For For Management Board Members 8 Approve Remuneration of Supervisory Board Mgmt For For

Heidelberger Druckmaschinen AG Meeting Date: 25/07/2019 Country: Germany Meeting Type: Annual Ticker: HDD Primary ISIN: DE0007314007 Primary SEDOL: 5367227

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018/19 3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018/19

112

Abstimmungsergebnisse Deka Investment GmbH Heidelberger Druckmaschinen AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019/20 5 Elect Li Li to the Supervisory Board Mgmt For For 6 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 77.9 Million Pool of Capital to Guarantee Conversion Rights 7 Approve Creation of EUR 185.6 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights 8.1 Amend Affiliation Agreement with Heidelberg Mgmt For For Boxmeer Beteiligungs-GmbH 8.2 Amend Affiliation Agreement with Heidelberg Mgmt For For China-Holding GmbH 8.3 Amend Affiliation Agreement with Heidelberg Mgmt For For Postpress Deutschland GmbH 8.4 Amend Affiliation Agreement with Heidelberg Mgmt For For Catering Services GmbH Heineken NV Meeting Date: 25/04/2019 Country: Netherlands Meeting Type: Annual Ticker: HEIA Primary ISIN: NL0000009165 Primary SEDOL: 7792559

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1.a Receive Report of Management Board Mgmt (Non-Voting) 1.b Discuss Remuneration Report Containing Mgmt Remuneration Policy for Management Board Members 1.c Adopt Financial Statements Mgmt For For 1.d Receive Explanation on Dividend Policy Mgmt 1.e Approve Dividends of EUR 1.60 Per Share Mgmt For For 1.f Approve Discharge of Management Board Mgmt For For 1.g Approve Discharge of Supervisory Board Mgmt For For

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Heineken NV Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2.a Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 2.b Grant Board Authority to Issue Shares Up To Mgmt For For 10 Percent of Issued Capital 2.c Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances under Item 2b 3 Approve Remuneration of Supervisory Board Mgmt For For 4 Reelect L.M. Debroux to Management Board Mgmt For For 5.a Reelect M.R. de Carvalho to Supervisory Mgmt For Against Board 5.b Elect R.L. Ripley to Supervisory Board Mgmt For For 5.c Elect I.H. Arnold to Supervisory Board Mgmt For For

HELLA GmbH & Co. KGaA Meeting Date: 27/09/2019 Country: Germany Meeting Type: Annual Ticker: HLE Primary ISIN: DE000A13SX22 Primary SEDOL: BSHYK55

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2018/2019 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.35 per Share 3 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2018/2019 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018/2019 5 Approve Discharge of Shareholders' Mgmt For For Committee for Fiscal 2018/2019 6 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019/2020 7.1 Elect Juergen Behrend to the Shareholders' Mgmt For For Committee 7.2 Elect Horst Binnig to the Shareholders' Mgmt For For Committee 7.3 Elect Samuel Christ to the Shareholders' Mgmt For For Committee

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Abstimmungsergebnisse Deka Investment GmbH HELLA GmbH & Co. KGaA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7.4 Elect Carl-Peter Forster to the Shareholders' Mgmt For For Committee 7.5 Elect Roland Hammerstein to the Mgmt For For Shareholders' Committee 7.6 Elect Klaus Kuehn to the Shareholders' Mgmt For For Committee 7.7 Elect Matthias Roepke to the Shareholders' Mgmt For For Committee 7.8 Elect Konstantin Thomas to the Shareholders' Mgmt For For Committee 8.1 Elect Dietrich Hueck to the Supervisory Board Mgmt For Against 8.2 Elect Stephanie Hueck to the Supervisory Mgmt For Against Board 8.3 Elect Tobias Hueck to the Supervisory Board Mgmt For Against 8.4 Elect Klaus Kuehn to the Supervisory Board Mgmt For Against 8.5 Elect Claudia Owen to the Supervisory Board Mgmt For Against 8.6 Elect Thomas B. Paul to the Supervisory Mgmt For Against Board 8.7 Elect Charlotte Soetje to the Supervisory Mgmt For Against Board 8.8 Elect Christoph Thomas to the Supervisory Mgmt For Against Board 9 Approve Remuneration of Shareholders' Mgmt For For Committee 10 Approve Remuneration of Supervisory Board Mgmt For For 11 Approve Creation of EUR 44 Million Pool of Mgmt For Against Capital without Preemptive Rights 12 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 13 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares HelloFresh SE Meeting Date: 20/06/2019 Country: Germany Meeting Type: Annual Ticker: HFG Primary ISIN: DE000A161408 Primary SEDOL: BYWH8S0

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HelloFresh SE

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 5.1 Reelect Jeffrey Lieberman to the Supervisory Mgmt For Against Board 5.2 Reelect Ugo Arzani to the Supervisory Board Mgmt For For 5.3 Reelect Ursula Radeke-Pietsch to the Mgmt For For Supervisory Board 5.4 Reelect John Rittenhouse to the Supervisory Mgmt For For Board 5.5 Reelect Derek Zissman to the Supervisory Mgmt For For Board 6 Approve Remuneration of Supervisory Board Mgmt For For 7 Approve Creation of EUR 16.5 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 3.8 Million Pool of Mgmt For Against Capital without Preemptive Rights to Service Various Stock Plans 9 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 66.2 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Stock Option Plan for Key Mgmt For Against Employees; Approve Creation of EUR 14.2 Million Pool of Conditional Capital to Guarantee Conversion Rights 11 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 12 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares

116

Abstimmungsergebnisse Deka Investment GmbH Henkel AG & Co. KGaA Meeting Date: 08/04/2019 Country: Germany Meeting Type: Annual Ticker: HEN3 Primary ISIN: DE0006048432 Primary SEDOL: 5076705

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2018 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.83 per Ordinary Share and EUR 1.85 per Preferred Share 3 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Approve Discharge of Shareholder's Mgmt For Against Committee for Fiscal 2018 6 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For Against 7.1 Approve Affiliation Agreement with Subsidiary Mgmt For For Henkel Neunte Verwaltungsgesellschaft mbH 7.2 Approve Affiliation Agreement with Subsidiary Mgmt For For Henkel Zehnte Verwaltungsgesellschaft mbH 8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares 10 Approve Creation of EUR 43.8 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights Henkel AG & Co. KGaA Meeting Date: 08/04/2019 Country: Germany Meeting Type: Special Ticker: HEN3 Primary ISIN: DE0006048432 Primary SEDOL: 5076705

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for Preferred Shareholders Mgmt

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Henkel AG & Co. KGaA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Information on Resolution of Mgmt Ordinary General Meeting to Create EUR 43.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights (Non-Voting) 2 Approve Creation of EUR 43.8 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights Hillenbrand, Inc. Meeting Date: 14/02/2019 Country: USA Meeting Type: Annual Ticker: HI Primary ISIN: US4315711089 Primary SEDOL: B2QGDP1

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Gary L. Collar Mgmt For Withhold 1.2 Elect Director Joy M. Greenway Mgmt For Withhold 1.3 Elect Director F. Joseph Loughrey Mgmt For Withhold 1.4 Elect Director Daniel C. Hillenbrand Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors Hochtief AG Meeting Date: 07/05/2019 Country: Germany Meeting Type: Annual Ticker: HOT Primary ISIN: DE0006070006 Primary SEDOL: 5108664


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Abstimmungsergebnisse Deka Investment GmbH Hochtief AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6 Approve Creation of EUR 24.7 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights 7 Amend Articles Re: Editorial Changes Mgmt For For

Homag Group AG Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: HG1 Primary ISIN: DE0005297204 Primary SEDOL: 7145517

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2019 5 Change Location of Annual Meeting Mgmt For For

Horiba, Ltd. Meeting Date: 23/03/2019 Country: Japan Meeting Type: Annual Ticker: 6856 Primary ISIN: JP3853000002 Primary SEDOL: 6437947

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Horiba, Atsushi Mgmt For Against

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Horiba, Ltd. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.2 Elect Director Saito, Juichi Mgmt For Against 1.3 Elect Director Adachi, Masayuki Mgmt For For 1.4 Elect Director Okawa, Masao Mgmt For Against 1.5 Elect Director Nagano, Takashi Mgmt For Against 1.6 Elect Director Sugita, Masahiro Mgmt For Against 1.7 Elect Director Higashifushimi, Jiko Mgmt For Against 1.8 Elect Director Takeuchi, Sawako Mgmt For For

HORNBACH Holding AG & Co. KGaA Meeting Date: 05/07/2019 Country: Germany Meeting Type: Annual Ticker: HBH Primary ISIN: DE0006083405 Primary SEDOL: BZBWTJ1

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2018/19 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.50 per Ordinary Share 3 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2018/2019 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018/2019 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2019/2020 HP Inc. Meeting Date: 23/04/2019 Country: USA Meeting Type: Annual Ticker: HPQ Primary ISIN: US40434L1052 Primary SEDOL: BYX4D52

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HP Inc.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Aida M. Alvarez Mgmt For For 1b Elect Director Shumeet Banerji Mgmt For For 1c Elect Director Robert R. Bennett Mgmt For For 1d Elect Director Charles "Chip" V. Bergh Mgmt For For 1e Elect Director Stacy Brown-Philpot Mgmt For For 1f Elect Director Stephanie A. Burns Mgmt For For 1g Elect Director Mary Anne Citrino Mgmt For For 1h Elect Director Yoky Matsuoka Mgmt For For 1i Elect Director Stacey Mobley Mgmt For For 1j Elect Director Subra Suresh Mgmt For For 1k Elect Director Dion J. Weisler Mgmt For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Require Independent Board Chairman SH Against Against

HSBC Holdings Plc Meeting Date: 12/04/2019 Country: United Kingdom Meeting Type: Annual Ticker: HSBA Primary ISIN: GB0005405286 Primary SEDOL: 0540528

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Remuneration Policy Mgmt For For 4a Elect Ewen Stevenson as Director Mgmt For For 4b Elect Jose Antonio Meade as Director Mgmt For For

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HSBC Holdings Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4c Re-elect Kathleen Casey as Director Mgmt For For 4d Re-elect Laura Cha as Director Mgmt For For 4e Re-elect Henri de Castries as Director Mgmt For For 4f Re-elect John Flint as Director Mgmt For For 4g Re-elect Irene Lee as Director Mgmt For For 4h Re-elect Heidi Miller as Director Mgmt For For 4i Re-elect Marc Moses as Director Mgmt For For 4j Re-elect David Nish as Director Mgmt For For 4k Re-elect Jonathan Symonds as Director Mgmt For For 4l Re-elect Jackson Tai as Director Mgmt For For 4m Re-elect Mark Tucker as Director Mgmt For For 4n Re-elect Pauline van der Meer Mohr as Mgmt For For Director 5 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors 6 Authorise the Group Audit Committee to Fix Mgmt For For Remuneration of Auditors 7 Authorise EU Political Donations and Mgmt For For Expenditure 8 Authorise Issue of Equity Mgmt For Against 9 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights 10 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Directors to Allot Any Repurchased Mgmt For Against Shares 12 Authorise Market Purchase of Ordinary Shares Mgmt For Against 13 Authorise Issue of Equity in Relation to Mgmt For For Contingent Convertible Securities 14 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Relation to Contingent Convertible Securities 15 Approve Scrip Dividend Alternative Mgmt For For 16 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Shareholder Proposal Mgmt

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HSBC Holdings Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 17 Abolish Unfair Discriminatory Practice of SH Against Against Taking State Deduction from the Pensions Paid to Members of the Post 1974 Midland Bank Defined Benefit Pension Scheme HUGO BOSS AG Meeting Date: 16/05/2019 Country: Germany Meeting Type: Annual Ticker: BOSS Primary ISIN: DE000A1PHFF7 Primary SEDOL: B88MHC4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.70 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6 Approve Creation of EUR 35.2 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights Hypoport AG Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: HYQ Primary ISIN: DE0005493365 Primary SEDOL: B28XLF6

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting)

123

Abstimmungsergebnisse Deka Investment GmbH Hypoport AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Omission Mgmt For For of Dividends 3.1 Approve Discharge of Management Board Mgmt For For Member Ronald Slabke for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Stephan Gawarecki for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Hans Trampe for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Ottheinz Jung-Senssfelder for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Roland Adams for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Dieter Pfeiffenberger for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Christian Schroeder for Fiscal 2018 5 Ratify BDO AG as Auditors for Fiscal 2019 Mgmt For Against 6 Approve Affiliation Agreement with Dr. Klein Mgmt For For Ratenkredit GmbH 7 Approve Affiliation Agreement with FIO Mgmt For For SYSTEMS AG 8 Amend Corporate Purpose Mgmt For For 9 Change Location of Registered Office Mgmt For For Headquarters to Luebeck, Germany Shareholder Proposal Submitted by Revenia Mgmt GmbH 10 Elect Martin Krebs to the Supervisory Board SH None For

Iberdrola SA Meeting Date: 29/03/2019 Country: Spain Meeting Type: Annual Ticker: IBE Primary ISIN: ES0144580Y14 Primary SEDOL: B288C92

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Consolidated and Standalone Mgmt For For Financial Statements 2 Approve Consolidated and Standalone Mgmt For For Management Reports

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Abstimmungsergebnisse Deka Investment GmbH Iberdrola SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Non-Financial Information Report Mgmt For For 4 Approve Discharge of Board Mgmt For For 5 Amend Articles Re: Purpose and Values of the Mgmt For For Iberdrola Group 6 Amend Articles Re: Corporate Social Mgmt For For Responsibility Committee 7 Approve Allocation of Income and Dividends Mgmt For For 8 Authorize Capitalization of Reserves for Scrip Mgmt For For Dividends 9 Authorize Capitalization of Reserves for Scrip Mgmt For For Dividends 10 Authorize Share Repurchase and Capital Mgmt For For Reduction via Amortization of Repurchased Shares 11 Advisory Vote on Remuneration Report Mgmt For For 12 Elect Sara de la Rica Goiricelaya as Director Mgmt For For 13 Ratify Appointment of and Elect Xabier Mgmt For For Sagredo Ormaza as Director 14 Reelect Maria Helena Antolin Raybaud as Mgmt For For Director 15 Reelect Jose Walfredo Fernandez as Director Mgmt For For 16 Reelect Denise Mary Holt as Director Mgmt For For 17 Reelect Manuel Moreu Munaiz as Director Mgmt For For 18 Reelect Ignacio Sanchez Galan as Director Mgmt For For 19 Fix Number of Directors at 14 Mgmt For For 20 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions INDUS Holding AG Meeting Date: 29/05/2019 Country: Germany Meeting Type: Annual Ticker: INH Primary ISIN: DE0006200108 Primary SEDOL: 4943510


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Abstimmungsergebnisse Deka Investment GmbH INDUS Holding AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.50 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For Against Auditors for Fiscal 2019 6 Approve Creation of EUR 31.8 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights Industria de Diseno Textil SA Meeting Date: 16/07/2019 Country: Spain Meeting Type: Annual Ticker: ITX Primary ISIN: ES0148396007 Primary SEDOL: BP9DL90

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Standalone Financial Statements Mgmt For For 2 Approve Consolidated Financial Statements Mgmt For For 3 Approve Non-Financial Information Report Mgmt For For 4 Approve Allocation of Income and Dividends Mgmt For For 5 Fix Number of Directors at 11 Mgmt For For 6.a Reelect Pablo Isla Alvarez de Tejera as Mgmt For For Director 6.b Reelect Amancio Ortega Gaona as Director Mgmt For Against 6.c Elect Carlos Crespo Gonzalez as Director Mgmt For Against 6.d Reelect Emilio Saracho Rodriguez de Torres Mgmt For For as Director 6.e Reelect Jose Luis Duran Schulz as Director Mgmt For For 7.a Amend Article 13 Re: General Meetings Mgmt For For 7.b Amend Articles Re: Board Committees Mgmt For For 7.c Amend Articles Re: Annual Accounts and Mgmt For For Allocation of Income 8 Renew Appointment of Deloitte as Auditor Mgmt For For

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Industria de Diseno Textil SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Approve Restricted Stock Plan Mgmt For For 10 Authorize Share Repurchase Program Mgmt For Against 11 Amend Remuneration Policy Mgmt For For 12 Advisory Vote on Remuneration Report Mgmt For For 13 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions 14 Receive Amendments to Board of Directors Mgmt Regulations Infineon Technologies AG Meeting Date: 21/02/2019 Country: Germany Meeting Type: Annual Ticker: IFX Primary ISIN: DE0006231004 Primary SEDOL: 5889505

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.27 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For

ING Groep NV Meeting Date: 23/04/2019 Country: Netherlands Meeting Type: Annual Ticker: INGA Primary ISIN: NL0011821202 Primary SEDOL: BZ57390

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt

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ING Groep NV Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2.a Receive Report of Management Board Mgmt (Non-Voting) 2.b Receive Announcements on Sustainability Mgmt 2.c Receive Report of Supervisory Board Mgmt (Non-Voting) 2.d Discuss Remuneration Report Mgmt 2.e Adopt Financial Statements and Statutory Mgmt For For Reports 3.a Receive Explanation on Profit Retention and Mgmt Distribution Policy 3.b Approve Dividends of EUR 0.68 Per Share Mgmt For For 4.a Approve Discharge of Management Board Mgmt For For 4.b Approve Discharge of Supervisory Board Mgmt For For 5 Ratify KPMG as Auditors Mgmt For For 6 Elect Tanate Phutrakul to Executive Board Mgmt For For 7.a Reelect Mariana Gheorghe to Supervisory Mgmt For For Board 7.b Elect Mike Rees to Supervisory Board Mgmt For For 7.c Elect Herna Verhagen to Supervisory Board Mgmt For Against 8.a Grant Board Authority to Issue Shares Mgmt For Against 8.b Grant Board Authority to Issue Shares Up To Mgmt For For 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 9 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital innogy SE Meeting Date: 30/04/2019 Country: Germany Meeting Type: Annual Ticker: IGY Primary ISIN: DE000A2AADD2 Primary SEDOL: BDCFZS6


128

Abstimmungsergebnisse Deka Investment GmbH innogy SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.40 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Half-Year and Quarterly Reports 2019 7 Elect Stefan May to the Supervisory Board as Mgmt For For Employee Representative 8 Amend Affiliation Agreement with innogy Mgmt For For Netze Deutschland GmbH Instone Real Estate Group AG Meeting Date: 13/06/2019 Country: Germany Meeting Type: Annual Ticker: INS Primary ISIN: DE000A2NBX80 Primary SEDOL: BFYXP82

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Report of Management Board Mgmt (Non-Voting) 2 Approve Discharge of Management Board Mgmt For For 3 Approve Discharge of Supervisory Board Mgmt For For 4 Ratify Deloitte GmbH as Auditors Mgmt For For 5.1 Elect Dietmar Binkowska to Supervisory Board Mgmt For For 5.2 Elect Thomas Hegel to Supervisory Board Mgmt For For 6 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 3.7 Million Pool of Capital to Guarantee Conversion Rights 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares

129

Abstimmungsergebnisse Deka Investment GmbH Instone Real Estate Group AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 8 Approve Affiliation Agreement with Instone Mgmt For For Real Estate Development GmbH Intesa Sanpaolo SpA Meeting Date: 30/04/2019 Country: Italy Meeting Type: Annual Ticker: ISP Primary ISIN: IT0000072618 Primary SEDOL: 4076836

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt Management Proposals Mgmt 1.a Accept Financial Statements and Statutory Mgmt For For Reports 1.b Approve Allocation of Income Mgmt For For 1.c Accept Financial Statements and Statutory Mgmt For For Reports of Intesa Sanpaolo Group Services ScpA 1.d Accept Financial Statements and Statutory Mgmt For For Reports of Cassa di Risparmio di Pistoia e della Lucchesia SpA 2 Approve Auditors and Authorize Board to Fix Mgmt For For Their Remuneration Shareholder Proposal Submitted by Mgmt Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, Fondazione Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna 3.a Fix Number of Directors SH None For Appoint Directors (Slate Election) - Choose Mgmt One of the Following Slates 3.b.1 Slate 1 Submitted by Compagnia di Sanpaolo, SH None Do Not Fondazione Cariplo, Fondazione Cassa di Vote Risparmio di Padova e Rovigo, Fondazione Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna 3.b.2 Slate 2 Submitted by Institutional Investors SH None For (Assogestioni)

130

Abstimmungsergebnisse Deka Investment GmbH Intesa Sanpaolo SpA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Shareholder Proposal Submitted by Mgmt Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, Fondazione Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna 3.c Elect Massimo Gian Maria Gros-Pietro as SH None For Board Chair and Paolo Andrea Colombo as Vice-Chairman Management Proposals Mgmt 4.a Approve Remuneration Policies for Directors Mgmt For For 4.b Approve Remuneration of Directors Mgmt For Against 4.c Approve Remuneration and Incentive Policies Mgmt For For of the Intesa Sanpaolo Group for 2019 4.d Approve Fixed-Variable Compensation Ratio Mgmt For For 4.e Approve Severance Payments Policy Mgmt For For 4.f Approve 2018 Annual Incentive Plan Mgmt For For 4.g Authorize Share Repurchase Program and Mgmt For For Reissuance of Repurchased Shares to Service 2018 Annual Incentive Plan 5 Approve Renunciation of Legal Action Against Mgmt For For Former Chairman and Former General Manager of the Merged Subsidiary Banca Monte Parma SpA A Deliberations on Possible Legal Action Against Mgmt None Against Directors if Presented by Shareholders ISRA VISION AG Meeting Date: 19/03/2019 Country: Germany Meeting Type: Annual Ticker: ISR Primary ISIN: DE0005488100 Primary SEDOL: 5949777

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.15 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017/18

131

Abstimmungsergebnisse Deka Investment GmbH ISRA VISION AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017/18 5 Ratify RSM GmbH as Auditors for Fiscal Mgmt For For 2018/19 6 Elect Hans-Peter Sollinger to the Supervisory Mgmt For Against Board 7 Approve Remuneration of Supervisory Board Mgmt For For

Japan Aviation Electronics Industry, Ltd. Meeting Date: 21/06/2019 Country: Japan Meeting Type: Annual Ticker: 6807 Primary ISIN: JP3705600009 Primary SEDOL: 6470351

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Onohara, Tsutomu Mgmt For For 1.2 Elect Director Ogino, Yasutoshi Mgmt For Against 1.3 Elect Director Urano, Minoru Mgmt For Against 1.4 Elect Director Murano, Seiji Mgmt For Against 1.5 Elect Director Nakamura, Tetsuya Mgmt For Against 1.6 Elect Director Hirohata, Shiro Mgmt For For 1.7 Elect Director Sakaba, Mitsuo Mgmt For For 1.8 Elect Director Morita, Takayuki Mgmt For Against 2 Approve Annual Bonus Mgmt For For

Jenoptik AG Meeting Date: 12/06/2019 Country: Germany Meeting Type: Annual Ticker: JEN Primary ISIN: DE000A2NB601 Primary SEDOL: BGJVB13

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Jenoptik AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.35 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6 Approve Creation of EUR 44 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights K+S AG Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: SDF Primary ISIN: DE000KSAG888 Primary SEDOL: B54C017

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.25 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2019 Kellogg Company Meeting Date: 26/04/2019 Country: USA Meeting Type: Annual Ticker: K Primary ISIN: US4878361082 Primary SEDOL: 2486813

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Kellogg Company

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Roderick D. "Rod" Gillum Mgmt For For 1b Elect Director Mary Laschinger Mgmt For For 1c Elect Director Erica Mann Mgmt For For 1d Elect Director Carolyn Tastad Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors 4 Declassify the Board of Directors SH None For

Kering SA Meeting Date: 24/04/2019 Country: France Meeting Type: Annual/Special Ticker: KER Primary ISIN: FR0000121485 Primary SEDOL: 5505072

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 10.50 per Share 4 Ratify Appointment of Ginevra Elkann as Mgmt For For Director 5 Ratify Appointment of Financiere Pinault as Mgmt For For Director 6 Approve Compensation of Francois-Henri Mgmt For Against Pinault, Chairman and CEO 7 Approve Compensation of Jean-Francois Mgmt For Against Palus, Vice-CEO 8 Approve Remuneration Policy for Mgmt For For Francois-Henri Pinault, Chairman and CEO

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Abstimmungsergebnisse Deka Investment GmbH Kering SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Approve Remuneration Policy for Mgmt For Against Jean-Francois Palus, Vice-CEO 10 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 11 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 12 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 13 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 200 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 15 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million 16 Authorize Board to Set Issue Price for 5 Mgmt For For Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 14 and 15 17 Authorize Board to Increase Capital in the Mgmt For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12, 14 and 15 18 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Contributions in Kind 19 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 20 Amend Article 7 of Bylaws Re: Shareholding Mgmt For Against Disclosure Thresholds Ordinary Business Mgmt 21 Authorize Filing of Required Documents/Other Mgmt For For Formalities KION GROUP AG Meeting Date: 09/05/2019 Country: Germany Meeting Type: Annual Ticker: KGX Primary ISIN: DE000KGX8881 Primary SEDOL: BB22L96

135


KION GROUP AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.20 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2019 6.1 Elect Michael Macht to the Supervisory Board Mgmt For Against 6.2 Elect Tan Xuguang to the Supervisory Board Mgmt For Against

Kloeckner & Co. SE Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: KCO Primary ISIN: DE000KC01000 Primary SEDOL: B170DQ6

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt For For Reports; Approve Allocation of Income and Dividends of EUR 0.30 per Share for Fiscal 2018 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 4 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For

Knorr-Bremse AG Meeting Date: 18/06/2019 Country: Germany Meeting Type: Annual Ticker: KBX Primary ISIN: DE000KBX1006 Primary SEDOL: BD2P9X9

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Knorr-Bremse AG


Koenig & Bauer AG Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: SKB Primary ISIN: DE0007193500 Primary SEDOL: 5558203

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.00 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify KPMG Bayerische Treuhandgesellschaft Mgmt For For AG as Auditors for Fiscal 2019 6.1 Elect Raimund Klinkner to the Supervisory Mgmt For For Board 6.2 Elect Johannes Liechtenstein to the Mgmt For For Supervisory Board 6.3 Reelect Dagmar Rehm to the Supervisory Mgmt For For Board 7.1 Amend Articles Re: Introduce Age Limit for Mgmt For For Management Board and Supervisory Board Members 7.2 Approve Remuneration of Supervisory Board Mgmt For For

137


Koenig & Bauer AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 8 Approve Initiative Integrity 2023 Mgmt For For

Koninklijke Philips NV Meeting Date: 09/05/2019 Country: Netherlands Meeting Type: Annual Ticker: PHIA Primary ISIN: NL0000009538 Primary SEDOL: 5986622

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 President's Speech Mgmt 2.a Discuss Remuneration Policy Mgmt 2.b Receive Explanation on Company's Reserves Mgmt and Dividend Policy 2.c Adopt Financial Statements Mgmt For For 2.d Approve Dividends of EUR 0.85 Per Share Mgmt For For 2.e Approve Discharge of Management Board Mgmt For For 2.f Approve Discharge of Supervisory Board Mgmt For For 3.a Reelect F.A. van Houten to Management Mgmt For For Board and President/CEO 3.b Reelect A. Bhattacharya to Management Mgmt For For Board 4.a Reelect D.E.I. Pyott to Supervisory Board Mgmt For For 4.b Elect E. Doherty to Supervisory Board Mgmt For For 5 Ratify Ernst & Young as Auditors Mgmt For For 6.a Grant Board Authority to Issue Shares Mgmt For For 6.b Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances 7 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 8 Approve Cancellation of Repurchased Shares Mgmt For For 9 Other Business (Non-Voting) Mgmt

138


KPS AG Meeting Date: 29/03/2019 Country: Germany Meeting Type: Annual Ticker: KSC Primary ISIN: DE000A1A6V48 Primary SEDOL: 5714168

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.35 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017/18 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Michael Tsifidaris for Fiscal 2017/18 4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Uwe Gruenewald for Fiscal 2017/18 4.3 Approve Discharge of Supervisory Board Mgmt For Against Member Hans-Werner Hartmann for Fiscal 2017/18 5 Ratify Baker Tilly GmbH & Co. KG as Auditors Mgmt For Against for Fiscal 2018/19 6.1 Elect Michael Tsifidaris to the Supervisory Mgmt For Against Board 6.2 Elect Uwe Gruenewald to the Supervisory Mgmt For Against Board 6.3 Elect Hans-Werner Hartmann to the Mgmt For Against Supervisory Board Krones AG Meeting Date: 05/06/2019 Country: Germany Meeting Type: Annual Ticker: KRN Primary ISIN: DE0006335003 Primary SEDOL: 5523881


139

Abstimmungsergebnisse Deka Investment GmbH Krones AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 Kurita Water Industries Ltd. Meeting Date: 27/06/2019 Country: Japan Meeting Type: Annual Ticker: 6370 Primary ISIN: JP3270000007 Primary SEDOL: 6497963

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 27 2 Amend Articles to Reflect Changes in Law Mgmt For For 3.1 Elect Director Iioka, Koichi Mgmt For Against 3.2 Elect Director Kadota, Michiya Mgmt For For 3.3 Elect Director Ito, Kiyoshi Mgmt For Against 3.4 Elect Director Kodama, Toshitaka Mgmt For Against 3.5 Elect Director Yamada, Yoshio Mgmt For Against 3.6 Elect Director Ejiri, Hirohiko Mgmt For Against 3.7 Elect Director Kobayashi, Toshimi Mgmt For Against 3.8 Elect Director Suzuki, Yasuo Mgmt For Against 3.9 Elect Director Moriwaki, Tsuguto Mgmt For For 3.10 Elect Director Sugiyama, Ryoko Mgmt For For 3.11 Elect Director Tanaka, Keiko Mgmt For For 4 Appoint Statutory Auditor Muto, Yukihiko Mgmt For For 5 Appoint Alternate Statutory Auditor Tada, Mgmt For For Toshiaki

140

Abstimmungsergebnisse Deka Investment GmbH KYORIN Holdings, Inc. Meeting Date: 21/06/2019 Country: Japan Meeting Type: Annual Ticker: 4569 Primary ISIN: JP3247090008 Primary SEDOL: B0YZFP0

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Hogawa, Minoru Mgmt For Against 1.2 Elect Director Ogihara, Yutaka Mgmt For For 1.3 Elect Director Ogihara, Shigeru Mgmt For Against 1.4 Elect Director Akutsu, Kenji Mgmt For Against 1.5 Elect Director Sasahara, Tomiya Mgmt For Against 1.6 Elect Director Onota, Michiro Mgmt For Against 1.7 Elect Director Hagihara, Koichiro Mgmt For Against 1.8 Elect Director Sugibayashi, Masahide Mgmt For Against 1.9 Elect Director Shikanai, Noriyuki Mgmt For For 1.10 Elect Director Shigematsu, Ken Mgmt For For 1.11 Elect Director Watanabe, Hiromi Mgmt For For 2 Appoint Statutory Auditor Yamaguchi, Takao Mgmt For For

LANXESS AG Meeting Date: 23/05/2019 Country: Germany Meeting Type: Annual Ticker: LXS Primary ISIN: DE0005470405 Primary SEDOL: B05M8B7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.90 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Matthias Zachert for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Hubert Fink for Fiscal 2018

141

Abstimmungsergebnisse Deka Investment GmbH LANXESS AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.3 Approve Discharge of Management Board Mgmt For For Member Stephen Forsyth for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member Michael Pontzen for Fiscal 2018 3.5 Approve Discharge of Management Board Mgmt For For Member Rainier van Roessel for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Matthias Wolfgruber for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Werner Czaplik for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Hans-Dieter Gerriets for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Heike Hanagarth for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Friedrich Janssen for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Pamela Knapp for Fiscal 2018 4.7 Approve Discharge of Supervisory Board Mgmt For For Member Thomas Meiers for Fiscal 2018 4.8 Approve Discharge of Supervisory Board Mgmt For For Member Lawrence Rosen for Fiscal 2018 4.9 Approve Discharge of Supervisory Board Mgmt For For Member Ralf Sikorski for Fiscal 2018 4.10 Approve Discharge of Supervisory Board Mgmt For For Member Rolf Stomberg for Fiscal 2018 4.11 Approve Discharge of Supervisory Board Mgmt For For Member Manuela Strauch for Fiscal 2018 4.12 Approve Discharge of Supervisory Board Mgmt For For Member Ifraim Tairi for Fiscal 2018 4.13 Approve Discharge of Supervisory Board Mgmt For For Member Theo Walthie for Fiscal 2018 5.1 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 5.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for the First Half of Fiscal 2020 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 7 Approve Remuneration of Supervisory Board Mgmt For For

142


Lechwerke AG Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: LEC Primary ISIN: DE0006458003 Primary SEDOL: 4508340

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.80 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2019 6 Amend Articles Re: Supervisory Mgmt For For Board-Related; Editorial Changes LEG Immobilien AG Meeting Date: 29/05/2019 Country: Germany Meeting Type: Annual Ticker: LEG Primary ISIN: DE000LEG1110 Primary SEDOL: B9G6L89

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.53 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2019

143

Abstimmungsergebnisse Deka Investment GmbH LEONI AG Meeting Date: 16/05/2019 Country: Germany Meeting Type: Annual Ticker: LEO Primary ISIN: DE0005408884 Primary SEDOL: 5773255

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Omission Mgmt For For of Dividends 3.1 Approve Discharge of Management Board Mgmt For For Member Dieter Belle for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Bruno Fankhauser for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Karl Gadesmann for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member Aldo Kamper for Fiscal 2018 3.5 Approve Discharge of Management Board Mgmt For For Member Martin Stuettem for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Klaus Probst for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Franz Spiess for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For Against Member Werner Lang for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For Against Member Elisabetta Castiglioni for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For Against Member Wolfgang Dehen for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For Against Member Mark Dischner for Fiscal 2018 4.7 Approve Discharge of Supervisory Board Mgmt For Against Member Ulrike Friese-Dormann for Fiscal 2018 4.8 Approve Discharge of Supervisory Board Mgmt For Against Member Karl-Heinz Lach for Fiscal 2018 4.9 Approve Discharge of Supervisory Board Mgmt For Against Member Richard Paglia for Fiscal 2018 4.10 Approve Discharge of Supervisory Board Mgmt For Against Member Christian Roedl for Fiscal 2018 4.11 Approve Discharge of Supervisory Board Mgmt For Against Member Carmen Schwarz for Fiscal 2018

144

Abstimmungsergebnisse Deka Investment GmbH LEONI AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.12 Approve Discharge of Supervisory Board Mgmt For Against Member Inge Zellermaier for Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2019 6 Amend Corporate Purpose Mgmt For For

Linde plc Meeting Date: 26/07/2019 Country: Ireland Meeting Type: Annual Ticker: LIN Primary ISIN: IE00BZ12WP82 Primary SEDOL: BZ12WP8

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Wolfgang H. Reitzle Mgmt For For 1b Elect Director Stephen F. Angel Mgmt For For 1c Elect Director Ann-Kristin Achleitner Mgmt For For 1d Elect Director Clemens A. H. Borsig Mgmt For Against 1e Elect Director Nance K. Dicciani Mgmt For For 1f Elect Director Thomas Enders Mgmt For For 1g Elect Director Franz Fehrenbach Mgmt For For 1h Elect Director Edward G. Galante Mgmt For Against 1i Elect Director Larry D. McVay Mgmt For For 1j Elect Director Victoria E. Ossadnik Mgmt For For 1k Elect Director Martin H. Richenhagen Mgmt For Against 1l Elect Director Robert L. Wood Mgmt For Against 2a Ratify PricewaterhouseCoopers as Auditors Mgmt For For 2b Authorize Board to Fix Remuneration of Mgmt For For Auditors 3 Determine Price Range for Reissuance of Mgmt For For Treasury Shares 4 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year

145


Littelfuse, Inc. Meeting Date: 26/04/2019 Country: USA Meeting Type: Annual Ticker: LFUS Primary ISIN: US5370081045 Primary SEDOL: 2531832

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Kristina A. Cerniglia Mgmt For For 1b Elect Director Tzau-Jin "T.J." Chung Mgmt For Against 1c Elect Director Cary T. Fu Mgmt For For 1d Elect Director Anthony Grillo Mgmt For Against 1e Elect Director David W. Heinzmann Mgmt For For 1f Elect Director Gordon Hunter Mgmt For Against 1g Elect Director John E. Major Mgmt For Against 1h Elect Director William P. Noglows Mgmt For Against 1i Elect Director Nathan Zommer Mgmt For Against 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor Mgmt For For

Lloyds Banking Group Plc Meeting Date: 16/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: LLOY Primary ISIN: GB0008706128 Primary SEDOL: 0870612

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Elect Amanda Mackenzie as Director Mgmt For For 3 Re-elect Lord Blackwell as Director Mgmt For For 4 Re-elect Juan Colombas as Director Mgmt For For 5 Re-elect George Culmer as Director Mgmt For For 6 Re-elect Alan Dickinson as Director Mgmt For For

146


Lloyds Banking Group Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Re-elect Anita Frew as Director Mgmt For For 8 Re-elect Simon Henry as Director Mgmt For For 9 Re-elect Antonio Horta-Osorio as Director Mgmt For For 10 Re-elect Lord Lupton as Director Mgmt For For 11 Re-elect Nick Prettejohn as Director Mgmt For For 12 Re-elect Stuart Sinclair as Director Mgmt For For 13 Re-elect Sara Weller as Director Mgmt For For 14 Approve Remuneration Report Mgmt For For 15 Approve Final Dividend Mgmt For For 16 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors 17 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 18 Authorise EU Political Donations and Mgmt For For Expenditure 19 Authorise Issue of Equity Mgmt For Against 20 Authorise Issue of Equity in Relation to the Mgmt For For Issue of Regulatory Capital Convertible Instruments 21 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights 22 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity without Pre-Emptive Mgmt For Against Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 24 Authorise Market Purchase of Ordinary Shares Mgmt For Against 25 Authorise Market Purchase of Preference Mgmt For Against Shares 26 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice L'Oreal SA Meeting Date: 18/04/2019 Country: France Meeting Type: Annual/Special Ticker: OR Primary ISIN: FR0000120321 Primary SEDOL: 4057808

147


L'Oreal SA

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.85 per Share and an Extra of EUR 0.38 per Share to Long Term Registered Shares 4 Elect Fabienne Dulac as Director Mgmt For For 5 Reelect Sophie Bellon as Director Mgmt For For 6 Approve Remuneration Policy of Executive Mgmt For Against Corporate Officers 7 Approve Compensation of Jean-Paul Agon, Mgmt For For Chairman and CEO 8 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 9 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up a Maximum Nominal Share Capital value of EUR 156,911,062.56 10 Authorize Capitalization of Reserves for Bonus Mgmt For For Issue or Increase in Par Value 11 Authorize Capital Increase of up to 2 Percent Mgmt For For of Issued Capital for Contributions in Kind 12 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 14 Authorize Filing of Required Documents/Other Mgmt For For Formalities LVMH Moet Hennessy Louis Vuitton SE Meeting Date: 18/04/2019 Country: France Meeting Type: Annual/Special Ticker: MC Primary ISIN: FR0000121014 Primary SEDOL: 4061412

148


LVMH Moet Hennessy Louis Vuitton SE

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 6.00 per Share 4 Approve Auditors' Special Report on Mgmt For Against Related-Party Transactions 5 Ratify Appointment of Sophie Chassat as Mgmt For For Director 6 Reelect Bernard Arnault as Director Mgmt For Against 7 Reelect Sophie Chassat as Director Mgmt For For 8 Reelect Clara Gaymard as Director Mgmt For Against 9 Reelect Hubert Vedrine as Director Mgmt For Against 10 Elect Iris Knobloch as Director Mgmt For For 11 Appoint Yann Arthus-Bertrand as Censor Mgmt For Against 12 Approve Compensation of Bernard Arnault, Mgmt For Against Chairman and CEO 13 Approve Compensation of Antonio Belloni, Mgmt For Against Vice-CEO 14 Approve Remuneration Policy of CEO and Mgmt For Against Chairman 15 Approve Remuneration Policy of Vice-CEO Mgmt For Against 16 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 17 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 50 Million for Bonus Issue or Increase in Par Value 19 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 20 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million

149

Abstimmungsergebnisse Deka Investment GmbH LVMH Moet Hennessy Louis Vuitton SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 21 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million 22 Authorize Board to Set Issue Price for 10 Mgmt For Against Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 23 Authorize Board to Increase Capital in the Mgmt For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 24 Authorize Capital Increase of Up to EUR 50 Mgmt For Against Million for Future Exchange Offers 25 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Contributions in Kind 26 Authorize up to 1 Percent of Issued Capital Mgmt For Against for Use in Stock Option Plans 27 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 28 Set Total Limit for Capital Increase to Result Mgmt For Against from All Issuance Requests at EUR 50 Million MagForce AG Meeting Date: 08/08/2019 Country: Germany Meeting Type: Annual Ticker: MF6 Primary ISIN: DE000A0HGQF5 Primary SEDOL: B27YCG8

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Ratify AIOS GmbH as Auditors for Fiscal 2019 Mgmt For Against 5 Approve Creation of EUR 13.8 Million Pool of Mgmt For Against Capital without Preemptive Rights 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares

150

Abstimmungsergebnisse Deka Investment GmbH Manz AG Meeting Date: 02/07/2019 Country: Germany Meeting Type: Annual Ticker: M5Z Primary ISIN: DE000A0JQ5U3 Primary SEDOL: B1DXPB8

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 5 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million; Approve Creation of EUR 3.1 Million Pool of Capital to Guarantee Conversion Rights 6 Amend Performance Share Plan for Key Mgmt For Against Employees; Approve Creation of EUR 360,000 Pool of Conditional Capital to Guarantee Conversion Rights Marna Beteiligungen AG Meeting Date: 29/04/2019 Country: Germany Meeting Type: Annual Ticker: M5S Primary ISIN: DE000A0H1GY2 Primary SEDOL: B1HCJK8

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4.1 Ratify RSM GmbH as Auditors for Fiscal 2019 Mgmt For For 4.2 Ratify MSW GmbH as Auditors for Fiscal 2019 Mgmt For Against

151


Marna Beteiligungen AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Change Location of Registered Office Mgmt For For Headquarters to Heidelberg, Germany MBB SE Meeting Date: 28/05/2019 Country: Germany Meeting Type: Annual Ticker: MBB Primary ISIN: DE000A0ETBQ4 Primary SEDOL: B13G625

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.69 per Share 3 Approve Discharge of Managing Directors for Mgmt For For Fiscal 2018 4 Approve Discharge of Board of Directors for Mgmt For Against Fiscal 2018 5 Ratify RSM GmbH as Auditors for Fiscal 2019 Mgmt For Against 6 Amend Corporate Purpose Mgmt For For 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares McKesson Europe AG Meeting Date: 02/08/2019 Country: Germany Meeting Type: Annual Ticker: CLS1 Primary ISIN: DE000CLS1001 Primary SEDOL: 5105182

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2019 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2019

152

Abstimmungsergebnisse Deka Investment GmbH McKesson Europe AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2019 4 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2020 5 Approve Creation of EUR 130.1 Million Pool of Mgmt For Against Capital without Preemptive Rights Medios AG Meeting Date: 10/07/2019 Country: Germany Meeting Type: Annual Ticker: ILM1 Primary ISIN: DE000A1MMCC8 Primary SEDOL: B8JVC03

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Omission Mgmt For For of Dividends 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Baker Tilly GmbH as Auditors for Fiscal Mgmt For Against 2019 6 Approve Creation of EUR 1.4 Million Pool of Mgmt For Against Capital without Preemptive Rights 7 Approve Affiliation Agreement with Medios Mgmt For For Analytics GmbH 8 Amend Articles Re: Electronic Transmission of Mgmt For For Notifications and Absentee Voting 9 Amend Articles Re: Majority Requirement for Mgmt For For Passing Capital Increase Resolutions 10 Amend Articles Re: Supervisory Board Mgmt For For Elections and Resignation Procedures 11 Amend Articles Re: Supervisory Board Mgmt For For Meetings and Resolutions 12 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 140 Million; Approve Creation of EUR 5.8 Million Pool of Capital to Guarantee Conversion Rights

153

Abstimmungsergebnisse Deka Investment GmbH Merck KGaA Meeting Date: 26/04/2019 Country: Germany Meeting Type: Annual Ticker: MRK Primary ISIN: DE0006599905 Primary SEDOL: 4741844

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2018 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.25 per Share 4 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 5 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 6 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 7.1 Elect Wolfgang Buechele to the Supervisory Mgmt For For Board 7.2 Elect Michael Kleinemeier to the Supervisory Mgmt For For Board 7.3 Elect Renate Koehler to the Supervisory Board Mgmt For For 7.4 Elect Helene von Roeder to the Supervisory Mgmt For For Board 7.5 Elect Helga Ruebsamen-Schaeff to the Mgmt For For Supervisory Board 7.6 Elect Daniel Thelen to the Supervisory Board Mgmt For For

METRO AG Meeting Date: 15/02/2019 Country: Germany Meeting Type: Annual Ticker: B4B Primary ISIN: DE000BFB0019 Primary SEDOL: BD6QT83

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting)

154

Abstimmungsergebnisse Deka Investment GmbH METRO AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.70 per Ordinary Share and EUR 0.70 per Preference Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017/18 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017/18 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For 2018/19 6.1 Elect Fredy Raas to the Supervisory Board Mgmt For For 6.2 Elect Eva-Lotta Sjoestedt to the Supervisory Mgmt For For Board 6.3 Elect Alexandra Soto to the Supervisory Board Mgmt For For

Mid-America Apartment Communities, Inc. Meeting Date: 21/05/2019 Country: USA Meeting Type: Annual Ticker: MAA Primary ISIN: US59522J1034 Primary SEDOL: 2589132

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director H. Eric Bolton, Jr. Mgmt For Against 1b Elect Director Russell R. French Mgmt For For 1c Elect Director Alan B. Graf, Jr. Mgmt For Against 1d Elect Director Toni Jennings Mgmt For For 1e Elect Director James K. Lowder Mgmt For For 1f Elect Director Thomas H. Lowder Mgmt For For 1g Elect Director Monica McGurk Mgmt For For 1h Elect Director Claude B. Nielsen Mgmt For For 1i Elect Director Philip W. Norwood Mgmt For For 1j Elect Director W. Reid Sanders Mgmt For For 1k Elect Director Gary Shorb Mgmt For For 1l Elect Director David P. Stockert Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation

155

Abstimmungsergebnisse Deka Investment GmbH Mid-America Apartment Communities, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Ratify Ernst & Young LLP as Auditors Mgmt For For

Mitsui Fudosan Co., Ltd. Meeting Date: 27/06/2019 Country: Japan Meeting Type: Annual Ticker: 8801 Primary ISIN: JP3893200000 Primary SEDOL: 6597603

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 24 2.1 Elect Director Iwasa, Hiromichi Mgmt For Against 2.2 Elect Director Komoda, Masanobu Mgmt For Against 2.3 Elect Director Kitahara, Yoshikazu Mgmt For Against 2.4 Elect Director Fujibayashi, Kiyotaka Mgmt For Against 2.5 Elect Director Onozawa, Yasuo Mgmt For Against 2.6 Elect Director Ishigami, Hiroyuki Mgmt For Against 2.7 Elect Director Yamamoto, Takashi Mgmt For Against 2.8 Elect Director Hamamoto, Wataru Mgmt For Against 2.9 Elect Director Egawa, Masako Mgmt For For 2.10 Elect Director Nogimori, Masafumi Mgmt For For 2.11 Elect Director Nakayama, Tsunehiro Mgmt For Against 2.12 Elect Director Ito, Shinichiro Mgmt For For 3.1 Appoint Statutory Auditor Sato, Masatoshi Mgmt For For 3.2 Appoint Statutory Auditor Kato, Yoshitaka Mgmt For For 3.3 Appoint Statutory Auditor Manago, Yasushi Mgmt For For 4 Approve Annual Bonus Mgmt For For

156


MorphoSys AG Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: MOR Primary ISIN: DE0006632003 Primary SEDOL: 5531000

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 4 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 5 Approve Increase in Size of Board to Seven Mgmt For For Members 6.1 Elect Krisja Vermeylen to the Supervisory Mgmt For For Board 6.2 Elect Sharon Curran to the Supervisory Board Mgmt For For 7 Amend Articles Re: Supervisory Board Mgmt For For Elections 8 Approve Remuneration of Supervisory Board Mgmt For For 9 Approve Restricted Stock Unit Program; Mgmt For Against Approve Creation of EUR 159,197 Pool of Capital without Preemptive Rights Motorola Solutions, Inc. Meeting Date: 13/05/2019 Country: USA Meeting Type: Annual Ticker: MSI Primary ISIN: US6200763075 Primary SEDOL: B5BKPQ4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Gregory Q. Brown Mgmt For Against 1b Elect Director Kenneth D. Denman Mgmt For For 1c Elect Director Egon P. Durban Mgmt For For 1d Elect Director Clayton M. Jones Mgmt For For

157


Motorola Solutions, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1e Elect Director Judy C. Lewent Mgmt For For 1f Elect Director Gregory K. Mondre Mgmt For For 1g Elect Director Anne R. Pramaggiore Mgmt For For 1h Elect Director Joseph M. Tucci Mgmt For Against 2 Ratify PricewaterhouseCoopers LLP as Auditor Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 4 Require Director Nominee with Human Rights SH Against Against Experience 5 Report on Lobbying Payments and Policy SH Against For

MS Industrie AG Meeting Date: 27/06/2019 Country: Germany Meeting Type: Annual Ticker: MSAG Primary ISIN: DE0005855183 Primary SEDOL: 7119471

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.09 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For For Auditors for Fiscal 2019 MTU Aero Engines AG Meeting Date: 11/04/2019 Country: Germany Meeting Type: Annual Ticker: MTX Primary ISIN: DE000A0D9PT0 Primary SEDOL: B09DHL9

158


MTU Aero Engines AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.85 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6 Elect Joachim Rauhut to the Supervisory Mgmt For Against Board 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 15.6 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million; Approve Creation of EUR 2.6 Million Pool of Capital to Guarantee Conversion Rights Muenchener Rueckversicherungs-Gesellschaft AG Meeting Date: 30/04/2019 Country: Germany Meeting Type: Annual Ticker: MUV2 Primary ISIN: DE0008430026 Primary SEDOL: 5294121

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Receive Supervisory Board Report, Corporate Mgmt Governance Report, and Remuneration Report for Fiscal 2018 (Non-Voting) 1.2 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 9.25 per Share

159

Abstimmungsergebnisse Deka Investment GmbH Muenchener Rueckversicherungs-Gesellschaft AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5.1 Elect Ann-Kristin Achleitner to the Supervisory Mgmt For For Board 5.2 Elect Kurt Bock to the Supervisory Board Mgmt For For 5.3 Elect Nikolaus von Bomhard to the Mgmt For For Supervisory Board 5.4 Elect Clement Booth to the Supervisory Board Mgmt For For 5.5 Elect Benita Ferrero-Waldner to the Mgmt For For Supervisory Board 5.6 Elect Ursula Gather to the Supervisory Board Mgmt For For 5.7 Elect Gerd Haeusler to the Supervisory Board Mgmt For For 5.8 Elect Renata Jungo Bruengger to the Mgmt For For Supervisory Board 5.9 Elect Karl-Heinz Streibich to the Supervisory Mgmt For For Board 5.10 Elect Maximilian Zimmerer to the Supervisory Mgmt For For Board 6 Amend Corporate Purpose Mgmt For For

mutares AG Meeting Date: 23/05/2019 Country: Germany Meeting Type: Annual Ticker: MUX Primary ISIN: DE000A2NB650 Primary SEDOL: BFYG8K4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.00 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2019

160

Abstimmungsergebnisse Deka Investment GmbH mutares AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Approve Creation of EUR 7.7 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights 7 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million; Approve Creation of EUR 3 Million Pool of Capital to Guarantee Conversion Rights 8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares 10 Change of Corporate Form to KGaA Mgmt For Against 11.1 Elect Volker Rofalski to the Supervisory Board Mgmt For Against 11.2 Elect Micha Bloching the Supervisory Board Mgmt For Against 11.3 Elect Lothar Koniarski to the Supervisory Mgmt For Against Board 11.4 Elect Axel Mueller to the Supervisory Board Mgmt For Against 12.1 Elect Volker Rofalski to the Shareholders' Mgmt For Against Committee 12.2 Elect Micha Bloching to the Shareholders' Mgmt For Against Committee 12.3 Elect Lothar Koniarski to the Shareholders' Mgmt For Against Committee 12.4 Elect Axel Mueller to the Shareholders' Mgmt For Against Committee 13 Approve Remuneration of Supervisory Board Mgmt For Against 14 Approve Stock Option Plan for Management Mgmt For Against Board Members and Key Employees; Approve Creation of EUR 802,176 Pool of Conditional Capital to Guarantee Conversion Rights 15 Amend Articles Re: Board-Related Mgmt For Against 16.1 Elect Volker Rofalski to the Supervisory Board Mgmt For Against 16.2 Elect Micha Bloching to the Supervisory Board Mgmt For Against 16.3 Elect Lothar Koniarski to the Supervisory Mgmt For Against Board 16.4 Elect Axel Mueller to the Supervisory Board Mgmt For Against 16.5 Elect Andreas Ottofuelling to the Supervisory Mgmt For Against Board 16.6 Elect Daniel Dehm to the Supervisory Board Mgmt For Against

161


Nabtesco Corp. Meeting Date: 26/03/2019 Country: Japan Meeting Type: Annual Ticker: 6268 Primary ISIN: JP3651210001 Primary SEDOL: 6687571

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 37 2.1 Elect Director Teramoto, Katsuhiro Mgmt For For 2.2 Elect Director Juman, Shinji Mgmt For Against 2.3 Elect Director Hakoda, Daisuke Mgmt For Against 2.4 Elect Director Hashimoto, Goro Mgmt For Against 2.5 Elect Director Akita, Toshiaki Mgmt For Against 2.6 Elect Director Naoki, Shigeru Mgmt For Against 2.7 Elect Director Kimura, Kazumasa Mgmt For Against 2.8 Elect Director Fujiwara, Yutaka Mgmt For Against 2.9 Elect Director Uchida, Norio Mgmt For For 2.10 Elect Director Yamazaki, Naoko Mgmt For For 3.1 Appoint Statutory Auditor Kikuchi, Kenichi Mgmt For For 3.2 Appoint Statutory Auditor Hirai, Tetsuro Mgmt For For

Nanogate SE Meeting Date: 26/06/2019 Country: Germany Meeting Type: Annual Ticker: N7G Primary ISIN: DE000A0JKHC9 Primary SEDOL: B1D8D08


162

Abstimmungsergebnisse Deka Investment GmbH Nanogate SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Elect Martin Hendricks to the Supervisory Mgmt For For Board 6 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2019 7 Approve Cancellation of Conditional Capital Mgmt For For Authorization 8 Approve Creation of EUR 2.5 Million Pool of Mgmt For Against Capital without Preemptive Rights 9 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 10 Approve Affiliation Agreement with Nanogate Mgmt For For heT Engineering GmbH 11 Approve Affiliation Agreements with Mgmt For For Nanogate Management Services GmbH 12 Amend Corporate Purpose Mgmt For For

National Grid Plc Meeting Date: 29/07/2019 Country: United Kingdom Meeting Type: Annual Ticker: NG Primary ISIN: GB00BDR05C01 Primary SEDOL: BDR05C0

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Final Dividend Mgmt For For 3 Re-elect Sir Peter Gershon as Director Mgmt For For 4 Re-elect John Pettigrew as Director Mgmt For For 5 Elect Andy Agg as Director Mgmt For For 6 Re-elect Dean Seavers as Director Mgmt For For 7 Re-elect Nicola Shaw as Director Mgmt For For 8 Re-elect Jonathan Dawson as Director Mgmt For For 9 Re-elect Therese Esperdy as Director Mgmt For For 10 Re-elect Paul Golby as Director Mgmt For For

163


National Grid Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 11 Re-elect Amanda Mesler as Director Mgmt For For 12 Elect Earl Shipp as Director Mgmt For For 13 Elect Jonathan Silver as Director Mgmt For For 14 Re-elect Mark Williamson as Director Mgmt For For 15 Reappoint Deloitte LLP as Auditors Mgmt For For 16 Authorise Board to Fix Remuneration of Mgmt For For Auditors 17 Approve Remuneration Policy Mgmt For For 18 Approve Remuneration Report Mgmt For For 19 Authorise EU Political Donations and Mgmt For For Expenditure 20 Authorise Issue of Equity Mgmt For Against 21 Approve Scrip Dividend Scheme Mgmt For For 22 Authorise Directors to Capitalise the Mgmt For For Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme 23 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 24 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary Shares Mgmt For Against 26 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Nemetschek SE Meeting Date: 28/05/2019 Country: Germany Meeting Type: Annual Ticker: NEM Primary ISIN: DE0006452907 Primary SEDOL: 5633962


164

Abstimmungsergebnisse Deka Investment GmbH Nemetschek SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Kurt Dobitsch for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Georg Nemetschek for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Ruediger Herzog for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Bill Krouch for Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2019 6 Approve EUR 77 Million Capitalization of Mgmt For For Reserves 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 8 Approve Affiliation Agreement with NEVARIS Mgmt For For Bausoftware GmbH 9 Approve Affiliation Agreement with MAXON Mgmt For For Computer GmbH 10 Amend Articles Re: Composition and Mgmt For For Representation of Management Board Nestle SA Meeting Date: 11/04/2019 Country: Switzerland Meeting Type: Annual Ticker: NESN Primary ISIN: CH0038863350 Primary SEDOL: 7123870


Nestle SA Meeting Date: 11/04/2019 Country: Switzerland Meeting Type: Annual Ticker: NESN Primary ISIN: CH0038863350 Primary SEDOL: 7123870

165


Nestle SA

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Accept Financial Statements and Statutory Mgmt For For Reports 1.2 Approve Remuneration Report Mgmt For For 2 Approve Discharge of Board and Senior Mgmt For For Management 3 Approve Allocation of Income and Dividends Mgmt For For of CHF 2.45 per Share 4.1a Reelect Paul Bulcke as Director and Board Mgmt For For Chairman 4.1b Reelect Ulf Schneider as Director Mgmt For For 4.1c Reelect Henri de Castries as Director Mgmt For For 4.1d Reelect Beat Hess as Director Mgmt For For 4.1e Reelect Renato Fassbind as Director Mgmt For For 4.1f Reelect Ann Veneman as Director Mgmt For For 4.1g Reelect Eva Cheng as Director Mgmt For For 4.1h Reelect Patrick Aebischer as Director Mgmt For For 4.1i Reelect Ursula Burns as Director Mgmt For For 4.1j Reelect Kasper Rorsted as Director Mgmt For For 4.1k Reelect Pablo Isla as Director Mgmt For For 4.1l Reelect Kimberly Ross as Director Mgmt For For 4.2.1 Elect Dick Boer as Director Mgmt For For 4.2.2 Elect Dinesh Paliwal as Director Mgmt For For 4.3.1 Appoint Beat Hess as Member of the Mgmt For For Compensation Committee 4.3.2 Appoint Patrick Aebischer as Member of the Mgmt For For Compensation Committee 4.3.3 Appoint Ursula Burns as Member of the Mgmt For For Compensation Committee 4.3.4 Appoint Pablo Isla as Member of the Mgmt For For Compensation Committee 4.4 Ratify KPMG AG as Auditors Mgmt For Against 4.5 Designate Hartmann Dreyer as Independent Mgmt For For Proxy 5.1 Approve Remuneration of Directors in the Mgmt For For Amount of CHF 10 Million

166

Abstimmungsergebnisse Deka Investment GmbH Nestle SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5.2 Approve Maximum Remuneration of Executive Mgmt For For Committee in the Amount of CHF 55 Million 6 Approve CHF 8.7 Million Reduction in Share Mgmt For For Capital via Cancellation of Repurchased Shares 7 Transact Other Business (Voting) Mgmt Against Abstain

NEXUS AG Meeting Date: 03/05/2019 Country: Germany Meeting Type: Annual Ticker: NXU Primary ISIN: DE0005220909 Primary SEDOL: 4100553

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.17 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5.1 Elect Hans Koenig to the Supervisory Board Mgmt For Against 5.2 Elect Ulrich Krystek to the Supervisory Board Mgmt For Against 5.3 Elect Dietmar Kubis to the Supervisory Board Mgmt For For 5.4 Elect Alexander Pocsay to the Supervisory Mgmt For For Board 5.5 Elect Felicia Rosenthal to the Supervisory Mgmt For For Board 5.6 Elect Juergen Rottler to the Supervisory Board Mgmt For For 5.7 Elect Cornelia Boesch as Alternate Mgmt For For Supervisory Board Member 5.8 Elect Jan Luehmann as Alternate Supervisory Mgmt For For Board Member 6 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For For Auditors for Fiscal 2019

167

Abstimmungsergebnisse Deka Investment GmbH Nokia Oyj Meeting Date: 21/05/2019 Country: Finland Meeting Type: Annual Ticker: NOKIA Primary ISIN: FI0009000681 Primary SEDOL: 5902941

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2 Call the Meeting to Order Mgmt 3 Designate Inspector or Shareholder Mgmt For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Prepare and Approve List of Shareholders Mgmt For For 6 Receive Financial Statements and Statutory Mgmt Reports 7 Accept Financial Statements and Statutory Mgmt For For Reports 8 Approve Allocation of Income; Approve Mgmt For For Distribution of up to EUR 0.20 Per Share as dividend from the retained earnings and/or as repayment of capital from Company's Invested Non-Restricted Equity Reserve in four installments during the authorization 9 Approve Discharge of Board and President Mgmt For For 10 Approve Remuneration of Directors in the Mgmt For For Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 11 Fix Number of Directors at Ten Mgmt For For 12 Reelect Sari Baldauf, Bruce Brown, Jeanette Mgmt For Against Horan, Edward Kozel, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa, Carla Smits-Nusteling and Kari Stadigh as Directors, Elect Soren Skou as New Director 13 Ratify PricewaterhouseCoopers as Auditors Mgmt For Against for Financial Year 2019 14 Ratify Deloitte as Auditors for Financial Year Mgmt For For 2020 15 Approve Remuneration of Auditors Mgmt For For 16 Authorize Share Repurchase Program Mgmt For Against 17 Authorize Issuance of up to 550 Million Mgmt For For Shares without Preemptive Rights 18 Close Meeting Mgmt

168


Nordex SE Meeting Date: 04/06/2019 Country: Germany Meeting Type: Annual Ticker: NDX1 Primary ISIN: DE000A0D6554 Primary SEDOL: B06CF71

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 5 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 6 Approve Stock Option Plan for Key Mgmt For For Employees; Approve Creation of EUR 2.9 Million Pool of Conditional Capital to Guarantee Conversion Rights 7 Approve Creation of EUR 2.9 Million Pool of Mgmt For For Capital for Employee Stock Purchase Plan NORMA Group SE Meeting Date: 21/05/2019 Country: Germany Meeting Type: Annual Ticker: NOEJ Primary ISIN: DE000A1H8BV3 Primary SEDOL: B4RLNR1

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.10 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Friedrich Klein for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Bernd Kleinhens for Fiscal 2018

169

Abstimmungsergebnisse Deka Investment GmbH NORMA Group SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.3 Approve Discharge of Management Board Mgmt For For Member Michael Schneider for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member John Stephenson for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Lars Berg for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Rita Forst for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Guenter Hauptmann for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Knut Michelberger for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Christoph Schug for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Erika Schulte for Fiscal 2018 4.7 Approve Discharge of Supervisory Board Mgmt For For Member Mark Wilhelms for Fiscal 2018 4.8 Approve Discharge of Supervisory Board Mgmt For For Member Stefan Wolf for Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6 Elect Mark Wilhelms to the Supervisory Board Mgmt For For 7 Approve Remuneration System for Mgmt For Against Management Board Members Novartis AG Meeting Date: 28/02/2019 Country: Switzerland Meeting Type: Annual Ticker: NOVN Primary ISIN: CH0012005267 Primary SEDOL: 7103065

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Discharge of Board and Senior Mgmt For For Management 3 Approve Allocation of Income and Dividends Mgmt For For of CHF 2.85 per Share

170

Abstimmungsergebnisse Deka Investment GmbH Novartis AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve CHF 11.6 Million Reduction in Share Mgmt For For Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 Billion Mgmt For Against in Issued Share Capital 6 Approve Special Distribution by Way of a Mgmt For For Dividend in Kind to Effect the Spin-Off of Alcon Inc. 7.1 Approve Maximum Remuneration of Directors Mgmt For For in the Amount of CHF 8.2 Million 7.2 Approve Maximum Remuneration of Executive Mgmt For For Committee in the Amount of CHF 92 Million 7.3 Approve Remuneration Report Mgmt For Against 8.1 Reelect Joerg Reinhardt as Director and Board Mgmt For For Chairman 8.2 Reelect Nancy Andrews as Director Mgmt For For 8.3 Reelect Ton Buechner as Director Mgmt For For 8.4 Reelect Srikant Datar as Director Mgmt For Against 8.5 Reelect Elizabeth Doherty as Director Mgmt For For 8.6 Reelect Ann Fudge as Director Mgmt For For 8.7 Reelect Frans van Houten as Director Mgmt For For 8.8 Reelect Andreas von Planta as Director Mgmt For Against 8.9 Reelect Charles Sawyers as Director Mgmt For For 8.10 Reelect Enrico Vanni as Director Mgmt For For 8.11 Reelect William Winters as Director Mgmt For For 8.12 Elect Patrice Bula as Director Mgmt For For 9.1 Reappoint Srikant Datar as Member of the Mgmt For Against Compensation Committee 9.2 Reappoint Ann Fudge as Member of the Mgmt For For Compensation Committee 9.3 Reappoint Enrico Vanni as Member of the Mgmt For For Compensation Committee 9.4 Reappoint William Winters as Member of the Mgmt For For Compensation Committee 9.5 Appoint Patrice Bula as Member of the Mgmt For For Compensation Committee 10 Ratify PricewaterhouseCoopers AG as Mgmt For For Auditors 11 Designate Peter Zahn as Independent Proxy Mgmt For For

171


Novartis AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 12 Transact Other Business (Voting) Mgmt For Abstain

Novartis AG Meeting Date: 28/02/2019 Country: Switzerland Meeting Type: Annual Ticker: NOVN Primary ISIN: CH0012005267 Primary SEDOL: 7103065


Novo Nordisk A/S Meeting Date: 21/03/2019 Country: Denmark Meeting Type: Annual Ticker: NOVO.B Primary ISIN: DK0060534915 Primary SEDOL: BHC8X90

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Accept Financial Statements and Statutory Mgmt For For Reports 3.1 Approve Remuneration of Directors for 2018 Mgmt For For 3.2 Approve Remuneration of Directors for 2019 Mgmt For For in the Amount of DKK 2.1 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 700,000 for Other Directors; Approve Remuneration for Committee Work 4 Approve Allocation of Income and Dividends Mgmt For For 5.1 Reelect Helge Lund as Director and Chairman Mgmt For Abstain 5.2 Reelect Jeppe Christiansen as Director and Mgmt For For Deputy Chairman 5.3a Reelect Brian Daniels as Director Mgmt For For 5.3b Elect Laurence Debroux as New Director Mgmt For For

172


Novo Nordisk A/S Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5.3c Reelect Andreas Fibig as Director Mgmt For Abstain 5.3d Reelect Sylvie Gregoire as Director Mgmt For For 5.3e Reelect Liz Hewitt as Director Mgmt For For 5.3f Reelect Kasim Kutay as Director Mgmt For For 5.3g Reelect Martin Mackay as Director Mgmt For For 6 Ratify PricewaterhouseCoopers as Auditors Mgmt For Abstain 7.1 Approve DKK 10 Million Reduction in Share Mgmt For For Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program Mgmt For Against 7.3a Approve Creation of Pool of Capital for the Mgmt For Against Benefit of Employees 7.3b Approve Creation of Pool of Capital with Mgmt For For Preemptive Rights 7.3c Approve Creation of Pool of Capital without Mgmt For For Preemptive Rights 7.4 Approve Guidelines for Incentive-Based Mgmt For For Compensation for Executive Management and Board Shareholder Proposals Submitted by Frank Mgmt Aaen 8 Reduction of Price of Insulin and Other SH Against Against Products if Return on Equity Exceeds 7 Per Cent 9 Other Business Mgmt

Nuance Communications, Inc. Meeting Date: 17/01/2019 Country: USA Meeting Type: Annual Ticker: NUAN Primary ISIN: US67020Y1001 Primary SEDOL: 2402121

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Lloyd Carney Mgmt For Withhold 1.2 Elect Director Mark D. Benjamin Mgmt For For 1.3 Elect Director Daniel Brennan Mgmt For For 1.4 Elect Director Thomas Ebling Mgmt For For

173


Nuance Communications, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.5 Elect Director Robert Finocchio Mgmt For For 1.6 Elect Director Laura S. Kaiser Mgmt For For 1.7 Elect Director Michal Katz Mgmt For For 1.8 Elect Director Mark Laret Mgmt For For 1.9 Elect Director Sanjay Vaswani Mgmt For For 2 Amend Omnibus Stock Plan Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 4 Ratify BDO USA, LLP as Auditors Mgmt For For 5 Provide Right to Act by Written Consent SH Against For

Olympus Corp. Meeting Date: 25/06/2019 Country: Japan Meeting Type: Annual Ticker: 7733 Primary ISIN: JP3201200007 Primary SEDOL: 6658801

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 30 2 Amend Articles to Adopt Board Structure with Mgmt For For Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Indemnify Directors 3.1 Elect Director Takeuchi, Yasuo Mgmt For For 3.2 Elect Director Sasa, Hiroyuki Mgmt For For 3.3 Elect Director Stefan Kaufmann Mgmt For For 3.4 Elect Director Koga, Nobuyuki Mgmt For For 3.5 Elect Director Shimizu, Masashi Mgmt For For 3.6 Elect Director Fujita, Sumitaka Mgmt For Against 3.7 Elect Director Katayama, Takayuki Mgmt For For 3.8 Elect Director Kaminaga, Susumu Mgmt For For 3.9 Elect Director Kikawa, Michijiro Mgmt For For

174


Olympus Corp. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.10 Elect Director Iwamura, Tetsuo Mgmt For For 3.11 Elect Director Masuda, Yasumasa Mgmt For For 3.12 Elect Director Natori, Katsuya Mgmt For For 3.13 Elect Director Iwasaki, Atsushi Mgmt For For 3.14 Elect Director D. Robert Hale Mgmt For For 3.15 Elect Director Jim C. Beasley Mgmt For For

Orange SA Meeting Date: 21/05/2019 Country: France Meeting Type: Annual/Special Ticker: ORA Primary ISIN: FR0000133308 Primary SEDOL: 5176177

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.70 per Share 4 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions Mentioning the Absence of New Transactions 5 Elect Anne-Gabrielle Heilbronner as Director Mgmt For For 6 Reelect Alexandre Bompard as Director Mgmt For Against 7 Reelect Helle Kristoffersen as Director Mgmt For For 8 Reelect Jean-Michel Severino as Director Mgmt For For 9 Reelect Anne Lange as Director Mgmt For For 10 Approve Compensation of Stephane Richard, Mgmt For For Chairman and CEO 11 Approve Compensation of Ramon Fernandez, Mgmt For For Vice-CEO 12 Approve Compensation of Gervais Pellissier, Mgmt For For Vice-CEO

175

Abstimmungsergebnisse Deka Investment GmbH Orange SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 13 Approve Remuneration Policy of the Chairman Mgmt For For and CEO 14 Approve Remuneration Policy of Vice-CEOs Mgmt For For 15 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 16 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion 17 Allow Board to Use Delegations under Item Mgmt For Against 16 Above in the Event of a Public Tender Offer 18 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 19 Allow Board to Use Delegations under Item Mgmt For Against 18 Above in the Event of a Public Tender Offer 20 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion 21 Allow Board to Use Delegations under Item Mgmt For Against 20 Above in the Event of a Public Tender Offer 22 Authorize Board to Increase Capital in the Mgmt For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21 23 Authorize Capital Increase of Up to EUR 1 Mgmt For For Billion for Future Exchange Offers 24 Allow Board to Use Delegations under Item Mgmt For Against 23 Above in the Event of a Public Tender Offer 25 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Contributions in Kind 26 Allow Board to Use Delegations under Item Mgmt For Against 25 Above in the Event of a Public Tender Offer 27 Set Total Limit for Capital Increase to Result Mgmt For For from All Issuance Requests at EUR 3 Billion Million 28 Authorize up to 0.07 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers

176

Abstimmungsergebnisse Deka Investment GmbH Orange SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 29 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 30 Authorize Capitalization of Reserves of Up to Mgmt For Against EUR 2 Billion for Bonus Issue or Increase in Par Value 31 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 32 Authorize Filing of Required Documents/Other Mgmt For For Formalities Shareholder Proposals Submitted by Fonds Mgmt Commun de Placement d Entreprise Orange Actions A Amend Item 3 as Follows: Approve Allocation SH Against Against of Income and Dividends of EUR 0.55 per Share B Amend Article 13 of Bylaws Re: Overboarding SH Against Against of Directors C Amend Employee Stock Purchase Plans in SH Against Against Favor of Employees D Authorize up to 0.04 Percent of Issued Capital SH Against Against for Use in Restricted Stock Plans in Favor of Employees OSRAM Licht AG Meeting Date: 19/02/2019 Country: Germany Meeting Type: Annual Ticker: OSR Primary ISIN: DE000LED4000 Primary SEDOL: B923935

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.11 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Olaf Berlien for Fiscal 2017/18 3.2 Approve Discharge of Management Board Mgmt For For Member Ingo Bank for Fiscal 2017/18 3.3 Approve Discharge of Management Board Mgmt For For Member Stefan Kampmann for Fiscal 2017/18 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Peter Bauer for Fiscal 2017/18

177

Abstimmungsergebnisse Deka Investment GmbH OSRAM Licht AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Michael Knuth for Fiscal 2017/18 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Roland Busch for Fiscal 2017/18 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Christine Bortenlaenger for Fiscal 2017/18 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Werner Brandt for Fiscal 2017/18 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Lothar Frey for Fiscal 2017/18 4.7 Approve Discharge of Supervisory Board Mgmt For For Member Margarete Haase for Fiscal 2017/18 4.8 Approve Discharge of Supervisory Board Mgmt For For Member Frank Lakerveld for Fiscal 2017/18 4.9 Approve Discharge of Supervisory Board Mgmt For For Member Arunjai Mittal for Fiscal 2017/18 4.10 Approve Discharge of Supervisory Board Mgmt For For Member Alexander Mueller for Fiscal 2017/18 4.11 Approve Discharge of Supervisory Board Mgmt For For Member Ulrike Salb for Fiscal 2017/18 4.12 Approve Discharge of Supervisory Board Mgmt For For Member Irene Schulz for Fiscal 2017/18 4.13 Approve Discharge of Supervisory Board Mgmt For For Member Irene Weininger for Fiscal 2017/18 4.14 Approve Discharge of Supervisory Board Mgmt For For Member Thomas Wetzel for Fiscal 2017/18 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018/19 6 Elect Arunjai Mittal to the Supervisory Board Mgmt For For

Packaging Corporation of America Meeting Date: 07/05/2019 Country: USA Meeting Type: Annual Ticker: PKG Primary ISIN: US6951561090 Primary SEDOL: 2504566

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Cheryl K. Beebe Mgmt For Against 1.2 Elect Director Duane C. Farrington Mgmt For For

178


Packaging Corporation of America Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.3 Elect Director Hasan Jameel Mgmt For Against 1.4 Elect Director Mark W. Kowlzan Mgmt For Against 1.5 Elect Director Robert C. Lyons Mgmt For For 1.6 Elect Director Thomas P. Maurer Mgmt For For 1.7 Elect Director Samuel M. Mencoff Mgmt For Against 1.8 Elect Director Roger B. Porter Mgmt For Against 1.9 Elect Director Thomas S. Souleles Mgmt For For 1.10 Elect Director Paul T. Stecko Mgmt For Against 1.11 Elect Director James D. Woodrum Mgmt For Against 2 Ratify KPMG LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation PATRIZIA Immobilien AG Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: PAT Primary ISIN: DE000PAT1AG3 Primary SEDOL: B11Y3K8

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.27 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Wolfgang Egger for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Karim Bohn for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Anne Kavanagh for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member Klaus Schmitt for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Theodor Seitz for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Alfred Hoschenk for Fiscal 2018

179

Abstimmungsergebnisse Deka Investment GmbH PATRIZIA Immobilien AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Uwe Reuter for Fiscal 2018 5.1 Elect Theodor Seitz to the Supervisory Board Mgmt For Against 5.2 Elect Alfred Hoschek to the Supervisory Board Mgmt For For 5.3 Elect Uwe Reuter to the Supervisory Board Mgmt For For 6 Change Company Name to PATRIZIA AG Mgmt For For 7 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2019 Pernod Ricard SA Meeting Date: 08/11/2019 Country: France Meeting Type: Annual/Special Ticker: RI Primary ISIN: FR0000120693 Primary SEDOL: 4682329

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.12 per Share 4 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions 5 Reelect Kory Sorenson as Director Mgmt For For 6 Elect Esther Berrozpe Galindo as Director Mgmt For For 7 Elect Philippe Petitcolin as Director Mgmt For Against 8 Approve Remuneration of Directors in the Mgmt For For Aggregate Amount of EUR 1.25 Million 9 Approve Compensation of Alexandre Ricard, Mgmt For Against Chairman and CEO 10 Approve Remuneration Policy for Alexandre Mgmt For Against Ricard, Chairman and CEO 11 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt

180


Pernod Ricard SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 12 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 14 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 15 Authorize Board to Increase Capital in the Mgmt For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 16 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million 17 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Contributions in Kind 18 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Future Exchange Offers 19 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 135 Million for Bonus Issue or Increase in Par Value 20 Authorize up to 1.5 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans 21 Authorize up to 1.5 Percent of Issued Capital Mgmt For Against for Use in Stock Option Plans 22 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 24 Amend Article 16 of Bylaws Re: Employee Mgmt For For Representative 25 Authorize Filing of Required Documents/Other Mgmt For For Formalities Pfeiffer Vacuum Technology AG Meeting Date: 23/05/2019 Country: Germany Meeting Type: Annual Ticker: PFV Primary ISIN: DE0006916604 Primary SEDOL: 5499238

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Pfeiffer Vacuum Technology AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.30 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Eric Taberlet for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Nathalie Benedikt for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Ulrich von Huelsen for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member Matthias Wiemer for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Ayla Busch for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Goetz Timmerbeil for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For Against Member Helmut Bernhardt for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For Against Member Manfred Gath for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For Against Member Filippo Beck for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For Against Henrik Newerla for Fiscal 2018 5 Ratify PricewaterhouseCoopersGmbH as Mgmt For For Auditors for Fiscal 2019 6 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 6.3 Million Pool of Capital to Guarantee Conversion Rights PNE AG Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: PNE3 Primary ISIN: DE000A0JBPG2 Primary SEDOL: B0QCZ26

182


PNE AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.04 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Markus Lesser for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Joerg Klowat for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Kurt Stuerken for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Per Hornung Pedersen for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Jens Kruse for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Marcel Egger for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Isabella Niklas for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Andreas Rohardt for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Florian Schuhbauer for Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2019 6 Ratify Deloitte GmbH as Auditors for the Mgmt For Against Review Of The Interim Financial Statements And Reports for Fiscal 2019 and the First Quarter of Fiscal 2020 7 Elect Susanna Zapreva to the Supervisory Mgmt For For Board 8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 9 Receive Special Audit Report on Mgmt Remuneration and Expenses of Directors Pool Corporation Meeting Date: 01/05/2019 Country: USA Meeting Type: Annual Ticker: POOL Primary ISIN: US73278L1052 Primary SEDOL: 2781585

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Pool Corporation

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Andrew W. Code Mgmt For Against 1b Elect Director Timothy M. Graven Mgmt For For 1c Elect Director Debra S. Oler Mgmt For For 1d Elect Director Manuel J. Perez de la Mesa Mgmt For Against 1e Elect Director Harlan F. Seymour Mgmt For Against 1f Elect Director Robert C. Sledd Mgmt For Against 1g Elect Director John E. Stokely Mgmt For Against 1h Elect Director David G. Whalen Mgmt For For 2 Ratify Ernst & Young LLP as Auditor Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation ProSiebenSat.1 Media SE Meeting Date: 12/06/2019 Country: Germany Meeting Type: Annual Ticker: PSM Primary ISIN: DE000PSM7770 Primary SEDOL: BCZM1B2

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.19 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6 Amend Articles Re: Supervisory Board Mgmt For For Composition and Term of Office 7.1 Elect Erik Huggers to the Supervisory Board Mgmt For For 7.2 Elect Marjorie Kaplan to the Supervisory Mgmt For For Board

184

Abstimmungsergebnisse Deka Investment GmbH ProSiebenSat.1 Media SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7.3 Elect Ketan Mehta to the Supervisory Board Mgmt For For 7.4 Elect Lawrence Aidem to the Supervisory Mgmt For For Board 7.5 Elect Angelika Gifford to the Supervisory Mgmt For For Board 7.6 Elect Marion Helmes to the Supervisory Board Mgmt For For 7.7 Elect Werner Brandt to the Supervisory Board Mgmt For For 7.8 Elect Adam Cahan to the Supervisory Board Mgmt For For 7.9 Elect Rolf Nonnenmacher to the Supervisory Mgmt For For Board 8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares Prudential Plc Meeting Date: 16/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: PRU Primary ISIN: GB0007099541 Primary SEDOL: 0709954

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Elect Fields Wicker-Miurin as Director Mgmt For For 4 Re-elect Sir Howard Davies as Director Mgmt For For 5 Re-elect Mark Fitzpatrick as Director Mgmt For For 6 Re-elect David Law as Director Mgmt For For 7 Re-elect Paul Manduca as Director Mgmt For For 8 Re-elect Kaikhushru Nargolwala as Director Mgmt For For 9 Re-elect Anthony Nightingale as Director Mgmt For For 10 Re-elect Philip Remnant as Director Mgmt For For 11 Re-elect Alice Schroeder as Director Mgmt For For

185


Prudential Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 12 Re-elect James Turner as Director Mgmt For For 13 Re-elect Thomas Watjen as Director Mgmt For For 14 Re-elect Michael Wells as Director Mgmt For For 15 Reappoint KPMG LLP as Auditors Mgmt For For 16 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 17 Authorise EU Political Donations and Mgmt For For Expenditure 18 Authorise Issue of Equity Mgmt For Against 19 Authorise Issue of Equity to Include Mgmt For Against Repurchased Shares 20 Authorise Issue of Preference Shares Mgmt For For 21 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights 22 Authorise Issue of Equity in Connection with Mgmt For For the Issue of Mandatory Convertible Securities 23 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Connection with the Issue of Mandatory Convertible Securities 24 Authorise Market Purchase of Ordinary Shares Mgmt For Against 25 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Prudential Plc Meeting Date: 15/10/2019 Country: United Kingdom Meeting Type: Special Ticker: PRU Primary ISIN: GB0007099541 Primary SEDOL: 0709954

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Matters Relating to the Demerger of Mgmt For For the M&G Group from the Prudential Group 2 Elect Amy Yip as Director Mgmt For For

186


PSI Software AG Meeting Date: 16/05/2019 Country: Germany Meeting Type: Annual Ticker: PSAN Primary ISIN: DE000A0Z1JH9 Primary SEDOL: 5522714

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.25 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2019 6 Approve Creation of EUR 8 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration System for Mgmt For Against Management Board Members PUMA SE Meeting Date: 18/04/2019 Country: Germany Meeting Type: Annual Ticker: PUM Primary ISIN: DE0006969603 Primary SEDOL: 5064722

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.50 per Share 3 Approve Discharge of Managing Directors for Mgmt For For Fiscal 2018 4 Approve Discharge of Board of Directors for Mgmt For For Fiscal 2018 5 Approve Discharge of Management Board for Mgmt For For Fiscal 2018

187

Abstimmungsergebnisse Deka Investment GmbH PUMA SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 7 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2019 8.1 Elect Heloise Temple-Boyer to the Supervisory Mgmt For Against Board 8.2 Elect Fiona Oly to the Supervisory Board Mgmt For For 9 Approve EUR 151 Million Capitalization of Mgmt For For Reserves for Purpose of Stock Split 10 Approve 10:1 Stock Split Mgmt For For 11 Approve Variable Remuneration of Mgmt For Against Supervisory Board 12 Amend Articles Re: Supervisory Board Mgmt For For Entitlement to Adopt Editorial Changes to the Articles of Association; Company Transactions with Subsidiaries PVH Corp. Meeting Date: 20/06/2019 Country: USA Meeting Type: Annual Ticker: PVH Primary ISIN: US6936561009 Primary SEDOL: B3V9F12

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Mary Baglivo Mgmt For Against 1b Elect Director Brent Callinicos Mgmt For For 1c Elect Director Emanuel Chirico Mgmt For Against 1d Elect Director Juan R. Figuereo Mgmt For For 1e Elect Director Joseph B. Fuller Mgmt For Against 1f Elect Director V. James Marino Mgmt For Against 1g Elect Director G. Penny McIntyre Mgmt For For 1h Elect Director Amy McPherson Mgmt For For 1i Elect Director Henry Nasella Mgmt For Against 1j Elect Director Edward R. Rosenfeld Mgmt For For 1k Elect Director Craig Rydin Mgmt For Against

188


PVH Corp. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1l Elect Director Judith Amanda Sourry Knox Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Eliminate Supermajority Vote Requirement for Mgmt For For Certain Transactions 4 Eliminate Supermajority Vote Requirement for Mgmt For For By-Law Amendments 5 Ratify Ernst & Young LLP as Auditor Mgmt For For

R. Stahl AG Meeting Date: 07/06/2019 Country: Germany Meeting Type: Annual Ticker: RSL2 Primary ISIN: DE000A1PHBB5 Primary SEDOL: B8DBS89

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Former Management Mgmt For For Board Members Martin Schomaker and Bernd Marx for Fiscal 2017 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify BDO AG as Auditors for Fiscal 2019 Mgmt For For

Rational AG Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: RAA Primary ISIN: DE0007010803 Primary SEDOL: 5910609


189

Abstimmungsergebnisse Deka Investment GmbH Rational AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 9.50 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2019 6 Approve Increase in Size of Supervisory Board Mgmt For For to Seven Members 7.1 Reelect Hans Maerz to the Supervisory Board Mgmt For Against 7.2 Reelect Gerd Lintz to the Supervisory Board Mgmt For Against 7.3 Reelect Erich Baumgaertner to the Mgmt For Against Supervisory Board 7.4 Reelect Werner Schwind to the Supervisory Mgmt For Against Board 7.5 Reelect Georg Sick to the Supervisory Board Mgmt For Against 7.6 Elect Johannes Wuerbser to the Supervisory Mgmt For For Board, If Item 6 is Approved Reckitt Benckiser Group Plc Meeting Date: 09/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: RB Primary ISIN: GB00B24CGK77 Primary SEDOL: B24CGK7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Policy Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Approve Final Dividend Mgmt For For 5 Re-elect Nicandro Durante as Director Mgmt For For 6 Re-elect Mary Harris as Director Mgmt For For 7 Re-elect Adrian Hennah as Director Mgmt For For 8 Re-elect Rakesh Kapoor as Director Mgmt For For

190


Reckitt Benckiser Group Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Re-elect Pam Kirby as Director Mgmt For For 10 Re-elect Chris Sinclair as Director Mgmt For For 11 Re-elect Warren Tucker as Director Mgmt For For 12 Elect Andrew Bonfield as Director Mgmt For For 13 Elect Mehmood Khan as Director Mgmt For For 14 Elect Elane Stock as Director Mgmt For For 15 Reappoint KPMG LLP as Auditors Mgmt For For 16 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 17 Authorise EU Political Donations and Mgmt For For Expenditure 18 Authorise Issue of Equity Mgmt For Against 19 Approve Deferred Bonus Plan Mgmt For For 20 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 21 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary Shares Mgmt For Against 23 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice RELX Plc Meeting Date: 25/04/2019 Country: United Kingdom Meeting Type: Annual Ticker: REL Primary ISIN: GB00B2B0DG97 Primary SEDOL: B2B0DG9

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Reappoint Ernst & Young LLP as Auditors Mgmt For For

191


RELX Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 6 Elect Andrew Sukawaty as Director Mgmt For For 7 Re-elect Erik Engstrom as Director Mgmt For For 8 Re-elect Sir Anthony Habgood as Director Mgmt For For 9 Re-elect Wolfhart Hauser as Director Mgmt For For 10 Re-elect Adrian Hennah as Director Mgmt For For 11 Re-elect Marike van Lier Lels as Director Mgmt For For 12 Re-elect Nick Luff as Director Mgmt For For 13 Re-elect Robert MacLeod as Director Mgmt For For 14 Re-elect Linda Sanford as Director Mgmt For For 15 Re-elect Suzanne Wood as Director Mgmt For For 16 Authorise Issue of Equity Mgmt For Against 17 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 18 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary Shares Mgmt For Against 20 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice 21 Adopt New Articles of Association Mgmt For For 22 Approve Capitalisation of Merger Reserve Mgmt For For 23 Approve Cancellation of Capital Reduction Mgmt For For Share RENK AG Meeting Date: 07/05/2019 Country: Germany Meeting Type: Annual Ticker: ZAR Primary ISIN: DE0007850000 Primary SEDOL: 5555969


192

Abstimmungsergebnisse Deka Investment GmbH RENK AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.20 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Amend Articles Re: Supervisory Board-Related Mgmt For Against 6 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2019 Repsol SA Meeting Date: 30/05/2019 Country: Spain Meeting Type: Annual Ticker: REP Primary ISIN: ES0173516115 Primary SEDOL: 5669354

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Consolidated and Standalone Mgmt For For Financial Statements 2 Approve Non-Financial Information Report Mgmt For For 3 Approve Allocation of Income Mgmt For For 4 Approve Discharge of Board Mgmt For For 5 Authorize Capitalization of Reserves for Scrip Mgmt For For Dividends 6 Authorize Capitalization of Reserves for Scrip Mgmt For For Dividends 7 Approve Reduction in Share Capital via Mgmt For For Amortization of Treasury Shares 8 Authorize Issuance of Non-Convertible Mgmt For For Bonds/Debentures and/or Other Debt Securities Exchangeables for Issued Shares for up to EUR 15 Billion 9 Fix Number of Directors at 15 Mgmt For For 10 Reelect Antonio Brufau Niubo as Director Mgmt For Against 11 Reelect Josu Jon Imaz San Miguel as Director Mgmt For For 12 Reelect Jose Manuel Loureda Mantinan as Mgmt For Against Director 13 Reelect John Robinson West as Director Mgmt For For

193


Repsol SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 14 Ratify Appointment of and Elect Henri Mgmt For For Philippe Reichstul as Director 15 Elect Aranzazu Estefania Larranaga as Mgmt For For Director 16 Elect Maria Teresa Garcia-Mila Lloveras as Mgmt For For Director 17 Advisory Vote on Remuneration Report Mgmt For For 18 Approve Inclusion of a Target Related to the Mgmt For For TSR in the Long Term Incentive Plan of Executive Directors 19 Approve Remuneration Policy Mgmt For For 20 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions Rheinmetall AG Meeting Date: 28/05/2019 Country: Germany Meeting Type: Annual Ticker: RHM Primary ISIN: DE0007030009 Primary SEDOL: 5334588

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.10 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6 Approve Dispute Settlement Agreement with Mgmt For For Former Management Board Members Klaus Eberhardt, Gerd Kleinert, Herbert Mueller and the Participating D&O Liability Insurers

194

Abstimmungsergebnisse Deka Investment GmbH Rhoen-Klinikum AG Meeting Date: 05/06/2019 Country: Germany Meeting Type: Annual Ticker: RHK Primary ISIN: DE0007042301 Primary SEDOL: 4717629

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.29 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Stephan Holzinger for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Berndt Griewing for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Gunther Weiss for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member Martin Siebert for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Eugen Muench for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Georg Schulze-Ziehaus for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For Against Member Wolfgang Muendel for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For Against Member Annette Beller for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For Against Member Peter Berghoefer for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For Against Member Bjoern Borgmann for Fiscal 2018 4.7 Approve Discharge of Supervisory Board Mgmt For Against Member Ludwig Braun for Fiscal 2018 4.8 Approve Discharge of Supervisory Board Mgmt For Against Member Gerhard Ehninger for Fiscal 2018 4.9 Approve Discharge of Supervisory Board Mgmt For Against Member Stefan Haertel for Fiscal 2018 4.10 Approve Discharge of Supervisory Board Mgmt For Against Member Klaus Hanschur for Fiscal 2018 4.11 Approve Discharge of Supervisory Board Mgmt For Against Member Meike Jaeger for Fiscal 2018 4.12 Approve Discharge of Supervisory Board Mgmt For Against Member Brigitte Mohn for Fiscal 2018

195

Abstimmungsergebnisse Deka Investment GmbH Rhoen-Klinikum AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.13 Approve Discharge of Supervisory Board Mgmt For Against Member Christine Reissner for Fiscal 2018 4.14 Approve Discharge of Supervisory Board Mgmt For Against Member Oliver Salomon for Fiscal 2018 4.15 Approve Discharge of Supervisory Board Mgmt For Against Member Evelin Schiebel for Fiscal 2018 4.16 Approve Discharge of Supervisory Board Mgmt For Against Member Katrin Vernau for Fiscal 2018 4.17 Approve Discharge of Supervisory Board Mgmt For Against Member Natascha Weihs for Fiscal 2018 5 Elect Jan Hacker to the Supervisory Board Mgmt For For 6 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 RIB Software SE Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: RIB Primary ISIN: DE000A0Z2XN6 Primary SEDOL: B03K783

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.18 per Share 3 Approve Discharge of Board of Directors for Mgmt For Against Fiscal 2018 4 Approve Discharge of Managing Directors for Mgmt For For Fiscal 2018 5 Ratify BW Partner Bauer Schaetz Hasenclever Mgmt For Against Partnerschaft mbB as Auditors for Fiscal 2019 6 Elect Ruediger Grube to the Board of Mgmt For Against Directors 7 Approve Remuneration of Directors Mgmt For For

196


Rio Tinto Plc Meeting Date: 10/04/2019 Country: United Kingdom Meeting Type: Annual Ticker: RIO Primary ISIN: GB0007188757 Primary SEDOL: 0718875

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Resolutions 1 to 16 will be Voted on by Rio Mgmt Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report for UK Law Mgmt For Against Purposes 3 Approve Remuneration Report for Australian Mgmt For Against Law Purposes 4 Elect Moya Greene as Director Mgmt For For 5 Elect Simon McKeon as Director Mgmt For For 6 Elect Jakob Stausholm as Director Mgmt For For 7 Re-elect Megan Clark as Director Mgmt For For 8 Re-elect David Constable as Director Mgmt For For 9 Re-elect Simon Henry as Director Mgmt For For 10 Re-elect Jean-Sebastien Jacques as Director Mgmt For For 11 Re-elect Sam Laidlaw as Director Mgmt For For 12 Re-elect Michael L'Estrange as Director Mgmt For For 13 Re-elect Simon Thompson as Director Mgmt For For 14 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors 15 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 16 Authorise EU Political Donations and Mgmt For For Expenditure Resolutions 17 to 20 will be Voted on by Rio Mgmt Tinto plc Shareholders Only 17 Authorise Issue of Equity Mgmt For Against 18 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 19 Authorise Market Purchase of Ordinary Shares Mgmt For Against 20 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice

197

Abstimmungsergebnisse Deka Investment GmbH Rocket Internet SE Meeting Date: 06/06/2019 Country: Germany Meeting Type: Annual Ticker: RKET Primary ISIN: DE000A12UKK6 Primary SEDOL: BR17150

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Omission Mgmt For For of Dividends 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6.1 Reelect Marcus Englert to the Supervisory Mgmt For Against Board 6.2 Reelect Norbert Lang to the Supervisory Mgmt For Against Board 6.3 Reelect Pierre Louette to the Supervisory Mgmt For Against Board 6.4 Reelect Joachim Schindler to the Supervisory Mgmt For Against Board 7 Amend Corporate Purpose Mgmt For For 8 Amend Articles Re: Supervisory Board Mgmt For For Remuneration 9 Authorize Management Board Not to Disclose Mgmt For Against Individualized Remuneration of its Members 10 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 11 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares Rolls-Royce Holdings Plc Meeting Date: 02/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: RR Primary ISIN: GB00B63H8491 Primary SEDOL: B63H849

198


Rolls-Royce Holdings Plc

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Re-elect Ian Davis as Director Mgmt For For 4 Re-elect Warren East as Director Mgmt For For 5 Re-elect Stephen Daintith as Director Mgmt For For 6 Re-elect Lewis Booth as Director Mgmt For For 7 Re-elect Ruth Cairnie as Director Mgmt For For 8 Re-elect Sir Frank Chapman as Director Mgmt For For 9 Re-elect Irene Dorner as Director Mgmt For For 10 Re-elect Beverly Goulet as Director Mgmt For For 11 Re-elect Lee Hsien Yang as Director Mgmt For For 12 Re-elect Nick Luff as Director Mgmt For For 13 Re-elect Bradley Singer as Director Mgmt For For 14 Re-elect Sir Kevin Smith as Director Mgmt For For 15 Re-elect Jasmin Staiblin as Director Mgmt For For 16 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors 17 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 18 Approve Payment to Shareholders Mgmt For For 19 Authorise EU Political Donations and Mgmt For For Expenditure 20 Authorise Issue of Equity Mgmt For Against 21 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 22 Authorise Market Purchase of Ordinary Shares Mgmt For Against

Royal Ahold Delhaize NV Meeting Date: 10/04/2019 Country: Netherlands Meeting Type: Annual Ticker: AD Primary ISIN: NL0011794037 Primary SEDOL: BD0Q398

199


Royal Ahold Delhaize NV

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Open Meeting Mgmt 2 Receive Report of Management Board Mgmt (Non-Voting) 3 Receive Explanation on Company's Reserves Mgmt and Dividend Policy 4 Discuss Implementation of Remuneration Mgmt Policy of the Management Board 5 Adopt Financial Statements Mgmt For For 6 Approve Dividends of EUR 0.70 Per Share Mgmt For For 7 Approve Discharge of Management Board Mgmt For For 8 Approve Discharge of Supervisory Board Mgmt For For 9 Elect K.C. Doyle to Supervisory Board Mgmt For For 10 Elect P. Agnefjall to Supervisory Board Mgmt For For 11 Reelect F.W.H. Muller to Management Board Mgmt For For 12 Amend Management Board Remuneration Mgmt For For Policy 13 Ratify PricewaterhouseCoopers as Auditors Mgmt For For 14 Grant Board Authority to Issue Shares Up to Mgmt For For 10 Percent of Issued Capital 15 Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances Under Item 14 16 Authorize Board to Acquire Common Shares Mgmt For Against 17 Authorize Board to Acquire Cumulative Mgmt For For Preferred Financing Shares 18 Approve Reduction in Share Capital by Mgmt For For Cancellation of Shares Under Item 16 and 17 19 Close Meeting Mgmt

Royal Dutch Shell Plc Meeting Date: 21/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: RDSB Primary ISIN: GB00B03MM408 Primary SEDOL: B03MM40

200


Royal Dutch Shell Plc

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Elect Neil Carson as Director Mgmt For For 4 Re-elect Ben van Beurden as Director Mgmt For For 5 Re-elect Ann Godbehere as Director Mgmt For For 6 Re-elect Euleen Goh as Director Mgmt For For 7 Re-elect Charles Holliday as Director Mgmt For For 8 Re-elect Catherine Hughes as Director Mgmt For For 9 Re-elect Gerard Kleisterlee as Director Mgmt For For 10 Re-elect Roberto Setubal as Director Mgmt For For 11 Re-elect Sir Nigel Sheinwald as Director Mgmt For For 12 Re-elect Linda Stuntz as Director Mgmt For For 13 Re-elect Jessica Uhl as Director Mgmt For For 14 Re-elect Gerrit Zalm as Director Mgmt For For 15 Reappoint Ernst & Young LLP as Auditors Mgmt For For 16 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 17 Authorise Issue of Equity Mgmt For Against 18 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 19 Adopt New Articles of Association Mgmt For For 20 Authorise Market Purchase of Ordinary Shares Mgmt For Against 21 Authorise EU Political Donations and Mgmt For For Expenditure Shareholder Proposal Mgmt 22 Request Shell to Set and Publish Targets for SH Against Against Greenhouse Gas (GHG) Emissions

201

Abstimmungsergebnisse Deka Investment GmbH RWE AG Meeting Date: 03/05/2019 Country: Germany Meeting Type: Annual Ticker: RWE Primary ISIN: DE0007037129 Primary SEDOL: 4768962

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.70 per Share 3 Approve Discharge of Management Board for Mgmt For Against Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Half-Year and Quarterly Reports 2019 7 Approve Conversion of Preference Shares into Mgmt For For Ordinary Shares 8 For Common Shareholders Only: Ratify Mgmt For For Conversion of Preference Shares into Common Shares from Item 7 Safran SA Meeting Date: 23/05/2019 Country: France Meeting Type: Annual/Special Ticker: SAF Primary ISIN: FR0000073272 Primary SEDOL: B058TZ6

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.82 per Share 4 Reelect Ross McInnes as Director Mgmt For For

202


Safran SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Reelect Philippe Petitcolin as Director Mgmt For Against 6 Reelect Jean-Lou Chameau as Director Mgmt For For 7 Elect Laurent Guillot as Director Mgmt For For 8 Ratify Appointment of Caroline Laurent as Mgmt For For Director 9 Reelect Vincent Imbert as Director Mgmt For For 10 Approve Compensation of Ross McInnes, Mgmt For For Chairman of the Board 11 Approve Compensation of Philippe Petitcolin, Mgmt For For CEO 12 Approve Remuneration Policy of the Chairman Mgmt For For of the Board 13 Approve Remuneration Policy of the CEO Mgmt For For 14 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 15 Amend Article 14.8 of Bylaws Re: Employee Mgmt For For Representative 16 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million 17 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million 18 Authorize Capital Increase of Up to EUR 8 Mgmt For For Million for Future Exchange Offers 19 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million 20 Authorize Board to Increase Capital in the Mgmt For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 to 19 21 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 12.5 Million for Bonus Issue or Increase in Par Value 22 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer 23 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer

203

Abstimmungsergebnisse Deka Investment GmbH Safran SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 24 Authorize Capital Increase of Up to EUR 8 Mgmt For Against Million for Future Exchange Offers, Only In the Event of a Public Tender Offer 25 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer 26 Authorize Board to Increase Capital in the Mgmt For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22 to 25, Only In the Event of a Public Tender Offer 27 Authorize Capitalization of Reserves of Up to Mgmt For Against EUR 8 Million for Bonus Issue or Increase in Par Value, Only In the Event of a Public Tender Offer 28 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 29 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 30 Authorize up to 0.4 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans Ordinary Business Mgmt 31 Authorize Filing of Required Documents/Other Mgmt For For Formalities Salzgitter AG Meeting Date: 23/05/2019 Country: Germany Meeting Type: Annual Ticker: SZG Primary ISIN: DE0006202005 Primary SEDOL: 5465358

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.55 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018

204

Abstimmungsergebnisse Deka Investment GmbH Salzgitter AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2019 Sanofi Meeting Date: 30/04/2019 Country: France Meeting Type: Annual/Special Ticker: SAN Primary ISIN: FR0000120578 Primary SEDOL: 5671735

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.07 per Share 4 Reelect Serge Weinberg as Director Mgmt For Against 5 Reelect Suet Fern Lee as Director Mgmt For For 6 Ratify Appointment of Christophe Babule as Mgmt For For Director 7 Approve Remuneration Policy for Chairman of Mgmt For For the Board 8 Approve Remuneration Policy for CEO Mgmt For For 9 Approve Compensation of Serge Weinberg, Mgmt For For Chairman of the Board 10 Approve Compensation of Olivier Brandicourt, Mgmt For Against CEO 11 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 12 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million

205

Abstimmungsergebnisse Deka Investment GmbH Sanofi Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 14 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million 15 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million 16 Approve Issuance of Debt Securities Giving Mgmt For For Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion 17 Authorize Board to Increase Capital in the Mgmt For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 13-15 18 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Contributions in Kind 19 Authorize up to 0.5 Percent of Issued Capital Mgmt For Against for Use in Stock Option Plans 20 Authorize up to 1.5 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans 21 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 500 Million for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 23 Authorize Filing of Required Documents/Other Mgmt For For Formalities SAP SE Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: SAP Primary ISIN: DE0007164600 Primary SEDOL: 4846288


206

Abstimmungsergebnisse Deka Investment GmbH SAP SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6.1 Elect Hasso Plattner to the Supervisory Board Mgmt For For 6.2 Elect Pekka Ala-Pietila to the Supervisory Mgmt For Against Board 6.3 Elect Aicha Evans to the Supervisory Board Mgmt For For 6.4 Elect Diane Greene to the Supervisory Board Mgmt For For 6.5 Elect Gesche Joost to the Supervisory Board Mgmt For For 6.6 Elect Bernard Liautaud to the Supervisory Mgmt For For Board 6.7 Elect Gerhard Oswald to the Supervisory Mgmt For For Board 6.8 Elect Friederike Rotsch to the Supervisory Mgmt For For Board 6.9 Elect Gunnar Wiedenfels to the Supervisory Mgmt For For Board Schneider Electric SE Meeting Date: 25/04/2019 Country: France Meeting Type: Annual/Special Ticker: SU Primary ISIN: FR0000121972 Primary SEDOL: 4834108

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.35 per Share 4 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions 5 Approve Compensation of Jean Pascal Mgmt For Against Tricoire, Chairman and CEO 6 Approve Compensation of Emmanuel Babeau, Mgmt For Against Vice-CEO

207

Abstimmungsergebnisse Deka Investment GmbH Schneider Electric SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Approve Remuneration Policy of Chairman Mgmt For Against and CEO 8 Approve Remuneration Policy of Vice-CEO Mgmt For Against 9 Reelect Greg Spierkel as Director Mgmt For For 10 Elect Carolina Dybeck Happe as Director Mgmt For For 11 Elect Xuezheng Ma as Director Mgmt For For 12 Elect Lip Bu Tan as Director Mgmt For For 13 Approve Remuneration of Directors in the Mgmt For For Aggregate Amount of EUR 2.5 Million 14 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 15 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million 16 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 800 Million for Bonus Issue or Increase in Par Value 17 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million 18 Authorize Board to Increase Capital in the Mgmt For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 and 17 19 Authorize Capital Increase of up to 9.93 Mgmt For For Percent of Issued Capital for Contributions in Kind 20 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million 21 Authorize up to 2 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans 22 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 24 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares Ordinary Business Mgmt

208


Schneider Electric SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 25 Authorize Filing of Required Documents/Other Mgmt For For Formalities Schuler AG Meeting Date: 30/04/2019 Country: Germany Meeting Type: Annual Ticker: SCUN Primary ISIN: DE000A0V9A22 Primary SEDOL: B3B2867

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.11 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For Against

Scout24 AG Meeting Date: 30/08/2019 Country: Germany Meeting Type: Annual Ticker: G24 Primary ISIN: DE000A12DM80 Primary SEDOL: BYT9340


209


Scout24 AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.1 Elect Mathias Hedlund to the Supervisory Mgmt For For Board 6.2 Elect Andre Schwaemmlein to the Supervisory Mgmt For For Board 6.3 Elect Frank Lutz to the Supervisory Board Mgmt For For 7.1 Approve Affiliation Agreement with Consumer Mgmt For For First Services GmbH 7.2.1 Amend Affiliation Agreement with Immobilien Mgmt For For Scout GmbH 7.2.2 Approve Affiliation Agreement with Mgmt For For AutoScout24 GmbH 8 Voting Instructions for Motions or Mgmt None Against Nominations by Shareholders that are not Made Accessible Before the AGM and that are Made or Amended in the Course of the AGM SecureWorks Corp. Meeting Date: 21/06/2019 Country: USA Meeting Type: Annual Ticker: SCWX Primary ISIN: US81374A1051 Primary SEDOL: BZB13V8

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Michael S. Dell Mgmt For Withhold 1.2 Elect Director Mark J. Hawkins Mgmt For Withhold 1.3 Elect Director William R. McDermott Mgmt For Withhold 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors Serviceware SE Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: SJJ Primary ISIN: DE000A2G8X31 Primary SEDOL: BFZNDG5

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Serviceware SE

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Short Fiscal 2018 (Non-Voting) 2 Approve Discharge of Board of Directors for Mgmt For Against Short Fiscal 2018 3 Approve Discharge of Managing Directors for Mgmt For For Short Fiscal 2018 4 Ratify RSM GmbH as Auditors for Fiscal Mgmt For For Period Dec. 1, 2018 - Nov. 30, 2019 5 Elect Christoph Debus, Harald Popp, and Ingo Mgmt For Against Bollhoefer as Directors (Bundled) SGL Carbon SE Meeting Date: 10/05/2019 Country: Germany Meeting Type: Annual Ticker: SGL Primary ISIN: DE0007235301 Primary SEDOL: 4818351

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 5 Approve Creation of EUR 31.3 Million Pool of Mgmt For Against Capital without Preemptive Rights 6 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 31.3 Million Pool of Capital to Guarantee Conversion Rights 7 Approve Cancellation of Conditional Capital Mgmt For For 2010

211

Abstimmungsergebnisse Deka Investment GmbH Siemens AG Meeting Date: 30/01/2019 Country: Germany Meeting Type: Annual Ticker: SIE Primary ISIN: DE0007236101 Primary SEDOL: 5727973

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.80 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Joe Kaeser for Fiscal 2017/18 3.2 Approve Discharge of Management Board Mgmt For For Member Roland Busch for Fiscal 2017/18 3.3 Approve Discharge of Management Board Mgmt For For Member Lisa Davis for Fiscal 2017/18 3.4 Approve Discharge of Management Board Mgmt For For Member Klaus Helmrich for Fiscal 2017/18 3.5 Approve Discharge of Management Board Mgmt For For Member Janina Kugel for Fiscal 2017/18 3.6 Approve Discharge of Management Board Mgmt For For Member Cedrik Neike for Fiscal 2017/18 3.7 Approve Discharge of Management Board Mgmt For For Member Michael Sen for Fiscal 2017/18 3.8 Approve Discharge of Management Board Mgmt For For Member Ralf P. Thomas for Fiscal 2017/18 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Jim Hagemann Snabe for Fiscal 2017/18 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Birgit Steinborn for Fiscal 2017/18 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Werner Wenning for Fiscal 2017/18 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Olaf Bolduan (until January 31, 2018) for Fiscal 2017/18 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Werner Brandt (since January 31, 2018) for Fiscal 2017/18 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Gerhard Cromme (until January 31, 2018) for Fiscal 2017/18 4.7 Approve Discharge of Supervisory Board Mgmt For For Member Michael Diekmann for Fiscal 2017/18

212

Abstimmungsergebnisse Deka Investment GmbH Siemens AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.8 Approve Discharge of Supervisory Board Mgmt For For Member Andrea Fehrmann (since January 31, 2018) for Fiscal 2017/18 4.9 Approve Discharge of Supervisory Board Mgmt For For Member Hans Michael Gaul (until January 31, 2018) for Fiscal 2017/18 4.10 Approve Discharge of Supervisory Board Mgmt For For Member Reinhard Hahn for Fiscal 2017/18 4.11 Approve Discharge of Supervisory Board Mgmt For For Member Bettina Haller for Fiscal 2017/18 4.12 Approve Discharge of Supervisory Board Mgmt For For Member Robert Kensbock for Fiscal 2017/18 4.13 Approve Discharge of Supervisory Board Mgmt For For Member Harald Kern for Fiscal 2017/18 4.14 Approve Discharge of Supervisory Board Mgmt For For Member Juergen Kerner for Fiscal 2017/18 4.15 Approve Discharge of Supervisory Board Mgmt For For Member Nicola Leibinger-Kammueller for Fiscal 2017/18 4.16 Approve Discharge of Supervisory Board Mgmt For For Member Gerard Mestrallet (until January 31, 2018) for Fiscal 2017/18 4.17 Approve Discharge of Supervisory Board Mgmt For For Member Benoit Potier (since January 31, 2018) for Fiscal 2017/18 4.18 Approve Discharge of Supervisory Board Mgmt For For Member Norbert Reithofer for Fiscal 2017/18 4.19 Approve Discharge of Supervisory Board Mgmt For For Member Gueler Sabanci (until January 31, 2018) for Fiscal 2017/18 4.20 Approve Discharge of Supervisory Board Mgmt For For Member Dame Nemat Talaat Shafik (since January 31, 2018) for Fiscal 2017/18 4.21 Approve Discharge of Supervisory Board Mgmt For For Member Nathalie von Siemens for Fiscal 2017/18 4.22 Approve Discharge of Supervisory Board Mgmt For For Member Michael Sigmund for Fiscal 2017/18 4.23 Approve Discharge of Supervisory Board Mgmt For For Member Dorothea Simon for Fiscal 2017/18 4.24 Approve Discharge of Supervisory Board Mgmt For For Member Sibylle Wankel (until January 31, 2018) for Fiscal 2017/18 4.25 Approve Discharge of Supervisory Board Mgmt For For Member Matthias Zachert (since January 31, 2018) for Fiscal 2017/18

213

Abstimmungsergebnisse Deka Investment GmbH Siemens AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.26 Approve Discharge of Supervisory Board Mgmt For For Member Gunnar Zukunft (since January 31, 2018) for Fiscal 2017/18 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018/19 6 Approve Creation of EUR 510 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights 7 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights 8 Approve Affiliation Agreement with Subsidiary Mgmt For For Kyros 58 GmbH Siemens Healthineers AG Meeting Date: 05/02/2019 Country: Germany Meeting Type: Annual Ticker: SHL Primary ISIN: DE000SHL1006 Primary SEDOL: BD594Y4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.70 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Bernhard Montag for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Michael Reitermann for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Carina Schaetzl for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member Jochen Schmitz for Fiscal 2018 3.5 Approve Discharge of Management Board Mgmt For For Member Wolfgang Seltmann for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Michael Sen for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Norbert Gaus for Fiscal 2018

214

Abstimmungsergebnisse Deka Investment GmbH Siemens Healthineers AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Steffen Grossberger for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Marion Helmes for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Andreas Hoffmann for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Peter Kastenmeier for Fiscal 2018 4.7 Approve Discharge of Supervisory Board Mgmt For For Member Philipp Roesler for Fiscal 2018 4.8 Approve Discharge of Supervisory Board Mgmt For For Member Martin Rohbogner for Fiscal 2018 4.9 Approve Discharge of Supervisory Board Mgmt For For Member Nathalie von Siemens for Fiscal 2018 4.10 Approve Discharge of Supervisory Board Mgmt For For Member Gregory Sorensen for Fiscal 2018 4.11 Approve Discharge of Supervisory Board Mgmt For For Member Karl-Heinz Streibich for Fiscal 2018 4.12 Approve Discharge of Supervisory Board Mgmt For For Member Ralf Thomas for Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 Siltronic AG Meeting Date: 07/05/2019 Country: Germany Meeting Type: Annual Ticker: WAF Primary ISIN: DE000WAF3001 Primary SEDOL: BYY5978

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 5.00 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For

215


Sixt SE Meeting Date: 04/06/2019 Country: Germany Meeting Type: Annual Ticker: SIX2 Primary ISIN: DE0007231326 Primary SEDOL: 5260768

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.15 per Ordinary Share and EUR 2.17 per Preferred Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2019 SMT Scharf AG Meeting Date: 21/05/2019 Country: Germany Meeting Type: Annual Ticker: S4A Primary ISIN: DE0005751986 Primary SEDOL: B1VQLL1

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Omission Mgmt For For of Dividends 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify Roedl & Partner GmbH as Auditors for Mgmt For Against Fiscal 2019 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 7.1 Elect Louis Velthuis to the Supervisory Board Mgmt For Against 7.2 Elect Dirk Vorsteher to the Supervisory Board Mgmt For For

216


SMT Scharf AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7.3 Elect Dorothea Gattineau to the Supervisory Mgmt For For Board Societe Generale SA Meeting Date: 21/05/2019 Country: France Meeting Type: Annual Ticker: GLE Primary ISIN: FR0000130809 Primary SEDOL: 5966516

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 2 Approve Financial Statements and Statutory Mgmt For For Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.20 per Share 4 Approve Stock Dividend Program Mgmt For For 5 Reelect Frederic Oudea as Director Mgmt For For 6 Reelect Kyra Hazou as Director Mgmt For For 7 Reelect Gerard Mestrallet as Director Mgmt For For 8 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions 9 Approve Termination Package of Frederic Mgmt For For Oudea, CEO 10 Approve Termination Package of Severin Mgmt For For Cabannes, Vice-CEO 11 Approve Termination Package of Philippe Mgmt For For Aymerich, Vice-CEO 12 Approve Termination Package of Philippe Mgmt For For Heim, Vice-CEO 13 Approve Termination Package of Diony Lebot, Mgmt For For Vice-CEO 14 Approve Remuneration Policy of Chairman of Mgmt For For the Board 15 Approve Remuneration Policy of CEO and Vice Mgmt For For CEOs 16 Approve Compensation of Lorenzo Bini Mgmt For For Smaghi, Chairman of the Board

217

Abstimmungsergebnisse Deka Investment GmbH Societe Generale SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 17 Approve Compensation of Frederic Oudea, Mgmt For For CEO 18 Approve Compensation of Philippe Aymerich, Mgmt For For Vice-CEO Since May 14, 2018 19 Approve Compensation of Severin Cabannes, Mgmt For For Vice-CEO 20 Approve Compensation of Philippe Heim, Mgmt For For Vice-CEO Since May 14, 2018 21 Approve Compensation of Diony Lebot, Mgmt For For Vice-CEO Since May 14, 2018 22 Approve Compensation of Bernardo Sanchez Mgmt For For Incera, Vice-CEO Until May 14, 2018 23 Approve Compensation of Didier Valet, Mgmt For For Vice-CEO Until March 14, 2018 24 Approve the Aggregate Remuneration Mgmt For For Granted in 2018 to Certain Senior Management, Responsible Officers, and Risk-Takers 25 Authorize Repurchase of Up to 5 Percent of Mgmt For Against Issued Share Capital 26 Authorize Filing of Required Documents/Other Mgmt For For Formalities Software AG Meeting Date: 28/05/2019 Country: Germany Meeting Type: Annual Ticker: SOW Primary ISIN: DE000A2GS401 Primary SEDOL: BF06WX9

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.71 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify BDO AG as Auditors for Fiscal 2019 Mgmt For For

218


Software AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Amend Articles Re: Introduce Age Limit for Mgmt For For Management Board and Lowering Age Limit for Supervisory Board STADA Arzneimittel AG Meeting Date: 29/05/2019 Country: Germany Meeting Type: Annual Ticker: SAZ Primary ISIN: DE0007251803 Primary SEDOL: 5386750

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2.1 Approve Discharge of Management Board Mgmt For For Member Matthias Wiedenfels for Fiscal 2016 2.2 Approve Discharge of Management Board Mgmt For For Member Matthias Wiedenfels for Fiscal 2017 2.3 Approve Discharge of Management Board Mgmt For For Member Helmut Kraft for Fiscal 2016 2.4 Approve Discharge of Management Board Mgmt For For Member Helmut Kraft for Fiscal 2017 2.5 Approve Discharge of Management Board Mgmt For For Member Claudio Albrecht for Fiscal 2018 2.6 Approve Discharge of Management Board Mgmt For For Member Barthold Piening for Fiscal 2018 2.7 Approve Discharge of Management Board Mgmt For For Member Peter Goldschmidt for Fiscal 2018 2.8 Approve Discharge of Management Board Mgmt For For Member Mark Keatley for Fiscal 2018 2.9 Approve Discharge of Management Board Mgmt For For Member Miguel Pagan for Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 4 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019

219

Abstimmungsergebnisse Deka Investment GmbH Standard Chartered Plc Meeting Date: 08/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: STAN Primary ISIN: GB0004082847 Primary SEDOL: 0408284

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Final Dividend Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Approve Remuneration Policy Mgmt For Against 5 Elect Carlson Tong as Director Mgmt For For 6 Re-elect Dr Louis Cheung as Director Mgmt For For 7 Re-elect David Conner as Director Mgmt For For 8 Re-elect Dr Byron Grote as Director Mgmt For For 9 Re-elect Andy Halford as Director Mgmt For For 10 Re-elect Christine Hodgson as Director Mgmt For For 11 Re-elect Gay Huey Evans as Director Mgmt For For 12 Re-elect Naguib Kheraj as Director Mgmt For For 13 Re-elect Dr Ngozi Okonjo-Iweala as Director Mgmt For For 14 Re-elect Jose Vinals as Director Mgmt For For 15 Re-elect Jasmine Whitbread as Director Mgmt For For 16 Re-elect Bill Winters as Director Mgmt For For 17 Reappoint KPMG LLP as Auditors Mgmt For For 18 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 19 Authorise EU Political Donations and Mgmt For For Expenditure 20 Authorise Issue of Equity Mgmt For Against 21 Extend the Authority to Allot Shares by Such Mgmt For For Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 26 22 Authorise Issue of Equity in Relation to Equity Mgmt For For Convertible Additional Tier 1 Securities 23 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights

220

Abstimmungsergebnisse Deka Investment GmbH Standard Chartered Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 24 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Relation to Equity Convertible Additional Tier 1 Securities 26 Authorise Market Purchase of Ordinary Shares Mgmt For Against 27 Authorise Market Purchase of Preference Mgmt For Against Shares 28 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice STEICO SE Meeting Date: 27/06/2019 Country: Germany Meeting Type: Annual Ticker: ST5 Primary ISIN: DE000A0LR936 Primary SEDOL: B1YNGV4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.25 per Share 3 Approve Discharge of Board of Directors for Mgmt For Against Fiscal 2018 4 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2019 5.1 Elect Udo Schramek to the Board of Directors Mgmt For Against 5.2 Elect Katarzyna Schramek to the Board of Mgmt For Against Directors 5.3 Elect Juergen Klass to the Board of Directors Mgmt For Against 5.4 Elect Heinrich Koester to the Board of Mgmt For Against Directors Stroeer SE & Co. KGaA Meeting Date: 19/06/2019 Country: Germany Meeting Type: Annual Ticker: SAX Primary ISIN: DE0007493991 Primary SEDOL: B3S3S52

221


Stroeer SE & Co. KGaA

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.00 per Share 3 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6.1 Elect Christoph Vilanek to the Supervisory Mgmt For Against Board 6.2 Elect Dirk Stroeer to the Supervisory Board Mgmt For Against 6.3 Elect Ulrich Voigt to the Supervisory Board Mgmt For Against 6.4 Elect Angela Barzen to the Supervisory Board Mgmt For Against 6.5 Elect Simone Thiaener to the Supervisory Mgmt For Against Board 7 Approve Remuneration of Supervisory Board Mgmt For For 8 Approve Creation of EUR 5.7 Million Pool of Mgmt For For Capital without Preemptive Rights 9 Approve Stock Option Plan for Key Mgmt For Against Employees; Approve Creation of EUR 2.2 Million Pool of Conditional Capital to Guarantee Conversion Rights Suedwestdeutsche Salzwerke AG Meeting Date: 07/06/2019 Country: Germany Meeting Type: Annual Ticker: SSH Primary ISIN: DE0007346603 Primary SEDOL: 4738329


222

Abstimmungsergebnisse Deka Investment GmbH Suedwestdeutsche Salzwerke AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 Suedzucker AG Meeting Date: 18/07/2019 Country: Germany Meeting Type: Annual Ticker: SZU Primary ISIN: DE0007297004 Primary SEDOL: 5784462

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.20 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018/19 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018/19 5 Elect Walter Manz to the Supervisory Board Mgmt For Against 6 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019/20 7 Approve Creation of EUR 20 Million Pool of Mgmt For For Capital without Preemptive Rights 8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares SUeSS MicroTec SE Meeting Date: 06/06/2019 Country: Germany Meeting Type: Annual Ticker: SMHN Primary ISIN: DE000A1K0235 Primary SEDOL: B6YT190

223


SUeSS MicroTec SE

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Omission Mgmt For For of Dividends 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify BDO AG as Auditors for Fiscal 2019 Mgmt For For 6 Approve Increase in Size of Board to Five Mgmt For For Members 7 Elect Dietmar Meister to the Supervisory Mgmt For For Board Symrise AG Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: SY1 Primary ISIN: DE000SYM9999 Primary SEDOL: B1JB4K8

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.90 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6 Approve Creation of EUR 25 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights 7.1 Approve Reduction of Conditional Capital Mgmt For For Authorization from EUR 20 Million to EUR 4.4 Million

224

Abstimmungsergebnisse Deka Investment GmbH Symrise AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7.2 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 15.7 Million Pool of Capital to Guarantee Conversion Rights TAG Immobilien AG Meeting Date: 07/05/2019 Country: Germany Meeting Type: Annual Ticker: TEG Primary ISIN: DE0008303504 Primary SEDOL: 5735631

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.75 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For For 6 Approve EUR 750 Million Capitalization of Mgmt For For Reserves Followed by a EUR 750 Million Share Capital Reduction TAKKT AG Meeting Date: 15/05/2019 Country: Germany Meeting Type: Annual Ticker: TTK Primary ISIN: DE0007446007 Primary SEDOL: 5769470


225

Abstimmungsergebnisse Deka Investment GmbH TAKKT AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.85 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For Against Auditors for Fiscal 2019 6 Elect Thomas Schmidt to the Supervisory Mgmt For For Board 7 Amend Profit and Loss Transfer Agreements Mgmt For For with Subsidiaries 8 Approve Remuneration of Supervisory Board Mgmt For For

Talanx AG Meeting Date: 09/05/2019 Country: Germany Meeting Type: Annual Ticker: TLX Primary ISIN: DE000TLX1005 Primary SEDOL: B8F0TD6

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.45 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 Telefonica Deutschland Holding AG Meeting Date: 21/05/2019 Country: Germany Meeting Type: Annual Ticker: O2D Primary ISIN: DE000A1J5RX9 Primary SEDOL: B7VG6L8

226


Telefonica Deutschland Holding AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.27 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5.1 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2019 5.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for the 2020 Interim Financial Statements Until the 2020 AGM 6.1 Elect Maria Garcia-Legaz Ponce to the Mgmt For Against Supervisory Board 6.2 Elect Pablo de Carvajal Gonzalez to the Mgmt For Against Supervisory Board 7 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 558.5 Million Pool of Capital to Guarantee Conversion Rights Telefonica SA Meeting Date: 06/06/2019 Country: Spain Meeting Type: Annual Ticker: TEF Primary ISIN: ES0178430E18 Primary SEDOL: 5732524

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Approve Consolidated and Standalone Mgmt For For Financial Statements 1.2 Approve Non-Financial Information Report Mgmt For For 1.3 Approve Discharge of Board Mgmt For Against 2 Approve Allocation of Income Mgmt For For 3 Approve Dividends Mgmt For For

227


Telefonica SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions 5 Advisory Vote on Remuneration Report Mgmt For For

Tesco Plc Meeting Date: 13/06/2019 Country: United Kingdom Meeting Type: Annual Ticker: TSCO Primary ISIN: GB0008847096 Primary SEDOL: 0884709

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Elect Melissa Bethell as Director Mgmt For For 5 Re-elect John Allan as Director Mgmt For For 6 Re-elect Mark Armour as Director Mgmt For For 7 Re-elect Stewart Gilliland as Director Mgmt For For 8 Re-elect Steve Golsby as Director Mgmt For For 9 Re-elect Byron Grote as Director Mgmt For For 10 Re-elect Dave Lewis as Director Mgmt For For 11 Re-elect Mikael Olsson as Director Mgmt For For 12 Re-elect Deanna Oppenheimer as Director Mgmt For For 13 Re-elect Simon Patterson as Director Mgmt For For 14 Re-elect Alison Platt as Director Mgmt For For 15 Re-elect Lindsey Pownall as Director Mgmt For For 16 Re-elect Alan Stewart as Director Mgmt For For 17 Reappoint Deloitte LLP as Auditors Mgmt For For 18 Authorise Board to Fix Remuneration of Mgmt For For Auditors 19 Approve Deferred Bonus Plan Mgmt For For 20 Authorise Issue of Equity Mgmt For Against

228


Tesco Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 21 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 22 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary Shares Mgmt For Against 24 Approve Scrip Dividend Mgmt For For 25 Authorise EU Political Donations and Mgmt For For Expenditure 26 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice The Clorox Company Meeting Date: 20/11/2019 Country: USA Meeting Type: Annual Ticker: CLX Primary ISIN: US1890541097 Primary SEDOL: 2204026

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Amy Banse Mgmt For For 1.2 Elect Director Richard H. Carmona Mgmt For Against 1.3 Elect Director Benno Dorer Mgmt For Against 1.4 Elect Director Spencer C. Fleischer Mgmt For For 1.5 Elect Director Esther Lee Mgmt For For 1.6 Elect Director A.D. David Mackay Mgmt For For 1.7 Elect Director Robert W. Matschullat Mgmt For Against 1.8 Elect Director Matthew J. Shattock Mgmt For For 1.9 Elect Director Pamela Thomas-Graham Mgmt For Against 1.10 Elect Director Russell J. Weiner Mgmt For For 1.11 Elect Director Christopher J. Williams Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors Mgmt For For 4 Eliminate Supermajority Vote Requirement to Mgmt For For Approve Certain Business Combinations

229

Abstimmungsergebnisse Deka Investment GmbH ThyssenKrupp AG Meeting Date: 01/02/2019 Country: Germany Meeting Type: Annual Ticker: TKA Primary ISIN: DE0007500001 Primary SEDOL: 5636927

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.15 per Share 3 Approve Discharge of Management Board for Mgmt For Against Fiscal 2017/18 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017/18 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018/19 6.1 Elect Martina Merz to the Supervisory Board Mgmt For Against 6.2 Elect Wolfgang Colberg to the Supervisory Mgmt For For Board TLG Immobilien AG Meeting Date: 21/05/2019 Country: Germany Meeting Type: Annual Ticker: TLG Primary ISIN: DE000A12B8Z4 Primary SEDOL: BR2Z8G3

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.91 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2019 6.1 Elect Jonathan Lurie to the Supervisory Board Mgmt For For

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TLG Immobilien AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.2 Elect Klaus Kraegel to the Supervisory Board Mgmt For For 6.3 Elect Lars Wittan to the Supervisory Board Mgmt For For 7 Approve Creation of EUR 10 Million Pool of Mgmt For For Capital with Preemptive Rights 8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares Topcon Corp. Meeting Date: 26/06/2019 Country: Japan Meeting Type: Annual Ticker: 7732 Primary ISIN: JP3630400004 Primary SEDOL: 6894241

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Hirano, Satoshi Mgmt For For 1.2 Elect Director Iwasaki, Makoto Mgmt For Against 1.3 Elect Director Eto, Takashi Mgmt For Against 1.4 Elect Director Fukuma, Yasufumi Mgmt For Against 1.5 Elect Director Akiyama, Haruhiko Mgmt For Against 1.6 Elect Director Yamazaki, Takayuki Mgmt For Against 1.7 Elect Director Matsumoto, Kazuyuki Mgmt For Against 1.8 Elect Director Sudo, Akira Mgmt For For 1.9 Elect Director Yamazaki, Naoko Mgmt For For 2.1 Appoint Statutory Auditor Nakamura, Shokyu Mgmt For For 2.2 Appoint Statutory Auditor Mitake, Akinori Mgmt For For 2.3 Appoint Statutory Auditor Kuroyanagi, Mgmt For For Tatsuya 2.4 Appoint Statutory Auditor Taketani, Keiji Mgmt For For 3 Appoint Alternate Statutory Auditor Kadota, Mgmt For For Takeshi

231

Abstimmungsergebnisse Deka Investment GmbH Total SA Meeting Date: 29/05/2019 Country: France Meeting Type: Annual Ticker: FP Primary ISIN: FR0000120271 Primary SEDOL: B15C557

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.56 per Share 4 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 5 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions 6 Reelect Maria van der Hoeven as Director Mgmt For For 7 Reelect Jean Lemierre as Director Mgmt For For 8 Elect Lise Croteau as Director Mgmt For For 9 Elect Valerie Della Puppa Tibi as Mgmt For For Representative of Employee Shareholders to the Board A Elect Renata Perycz as Representative of Mgmt Against Against Employee Shareholders to the Board B Elect Oliver Wernecke as Representative of Mgmt Against Against Employee Shareholders to the Board 10 Approve Compensation of Chairman and CEO Mgmt For For 11 Approve Remuneration Policy of Chairman Mgmt For For and CEO Toyo Tire Corp. Meeting Date: 28/03/2019 Country: Japan Meeting Type: Annual Ticker: 5105 Primary ISIN: JP3610600003 Primary SEDOL: 6900182

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Toyo Tire Corp.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 25 2.1 Elect Director Yamada, Yasuhiro Mgmt For Against 2.2 Elect Director Shimizu, Takashi Mgmt For Against 2.3 Elect Director Kanai, Masayuki Mgmt For Against 2.4 Elect Director Mitsuhata, Tatsuo Mgmt For Against 2.5 Elect Director Imura, Yoji Mgmt For Against 2.6 Elect Director Sasamori, Takehiko Mgmt For Against 2.7 Elect Director Morita, Ken Mgmt For For 2.8 Elect Director Takeda, Atsushi Mgmt For For 3 Appoint Statutory Auditor Yano, Masao Mgmt For For

Trimble, Inc. Meeting Date: 07/05/2019 Country: USA Meeting Type: Annual Ticker: TRMB Primary ISIN: US8962391004 Primary SEDOL: 2903958

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Steven W. Berglund Mgmt For Withhold 1.2 Elect Director Kaigham "Ken" Gabriel Mgmt For For 1.3 Elect Director Merit E. Janow Mgmt For For 1.4 Elect Director Ulf J. Johansson Mgmt For Withhold 1.5 Elect Director Meaghan Lloyd Mgmt For For 1.6 Elect Director Sandra MacQuillan Mgmt For For 1.7 Elect Director Ronald S. Nersesian Mgmt For For 1.8 Elect Director Mark S. Peek Mgmt For For 1.9 Elect Director Johan Wibergh Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation

233

Abstimmungsergebnisse Deka Investment GmbH Trimble, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Ratify Ernst & Young LLP as Auditors Mgmt For For

TSURUHA Holdings, Inc. Meeting Date: 09/08/2019 Country: Japan Meeting Type: Annual Ticker: 3391 Primary ISIN: JP3536150000 Primary SEDOL: B0MKZN5

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Tsuruha, Tatsuru Mgmt For Against 1.2 Elect Director Horikawa, Masashi Mgmt For For 1.3 Elect Director Tsuruha, Jun Mgmt For Against 1.4 Elect Director Goto, Teruaki Mgmt For Against 1.5 Elect Director Abe, Mitsunobu Mgmt For Against 1.6 Elect Director Mitsuhashi, Shinya Mgmt For Against 1.7 Elect Director Ogawa, Hisaya Mgmt For Against 1.8 Elect Director Okada, Motoya Mgmt For Against 1.9 Elect Director Yamada, Eiji Mgmt For Against 1.10 Elect Director Murakami, Shoichi Mgmt For Against 1.11 Elect Director Atsumi, Fumiaki Mgmt For Against 1.12 Elect Director Fujii, Fumiyo Mgmt For For 1.13 Elect Director Sato, Harumi Mgmt For For 2 Appoint Alternate Statutory Auditor Yamazaki, Mgmt For For Mikine TUI AG Meeting Date: 12/02/2019 Country: Germany Meeting Type: Annual Ticker: TUI Primary ISIN: DE000TUAG000 Primary SEDOL: B11LJN4

234


TUI AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017/18 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.72 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Friedrich Joussen for Fiscal 2017/18 3.2 Approve Discharge of Management Board Mgmt For For Member Birgit Conix for Fiscal 2017/18 3.3 Approve Discharge of Management Board Mgmt For For Member Horst Baier for Fiscal 2017/18 3.4 Approve Discharge of Management Board Mgmt For For Member David Burling for Fiscal 2017/18 3.5 Approve Discharge of Management Board Mgmt For For Member Sebastian Ebel for Fiscal 2017/18 3.6 Approve Discharge of Management Board Mgmt For For Member Elke Eller for Fiscal 2017/18 3.7 Approve Discharge of Management Board Mgmt For For Member Frank Rosenberger for Fiscal 2017/18 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Klaus Mangold for Fiscal 2017/18 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Frank Jakobi for Fiscal 2017/18 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Peter Long for Fiscal 2017/18 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Andreas Barczewski for Fiscal 2017/18 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Peter Bremme for Fiscal 2017/18 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Edgar Ernst for Fiscal 2017/18 4.7 Approve Discharge of Supervisory Board Mgmt For For Member Wolfgang Flintermann for Fiscal 2017/18 4.8 Approve Discharge of Supervisory Board Mgmt For For Member Angelika Gifford for Fiscal 2017/18 4.9 Approve Discharge of Supervisory Board Mgmt For For Member Valerie Gooding for Fiscal 2017/18 4.10 Approve Discharge of Supervisory Board Mgmt For For Member Dierk Hirschel for Fiscal 2017/18

235

Abstimmungsergebnisse Deka Investment GmbH TUI AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.11 Approve Discharge of Supervisory Board Mgmt For For Member Michael Hodgkinson for Fiscal 2017/18 4.12 Approve Discharge of Supervisory Board Mgmt For For Member Janis Carol Kong for Fiscal 2017/18 4.13 Approve Discharge of Supervisory Board Mgmt For For Member Coline McConville for Fiscal 2017/18 4.14 Approve Discharge of Supervisory Board Mgmt For For Member Alexey Mordashov for Fiscal 2017/18 4.15 Approve Discharge of Supervisory Board Mgmt For For Member Michael Poenipp for Fiscal 2017/18 4.16 Approve Discharge of Supervisory Board Mgmt For For Member Carmen Gueell for Fiscal 2017/18 4.17 Approve Discharge of Supervisory Board Mgmt For For Member Carola Schwirn for Fiscal 2017/18 4.18 Approve Discharge of Supervisory Board Mgmt For For Member Anette Strempel for Fiscal 2017/18 4.19 Approve Discharge of Supervisory Board Mgmt For For Member Ortwin Strubelt for Fiscal 2017/18 4.20 Approve Discharge of Supervisory Board Mgmt For For Member Stefan Weinhofer for Fiscal 2017/18 4.21 Approve Discharge of Supervisory Board Mgmt For For Member Dieter Zetsche for Fiscal 2017/18 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2018/19 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 7 Elect Joan Trian Riu to the Supervisory Board Mgmt For For 8 Approve Remuneration System for Mgmt For For Management Board Members Tupperware Brands Corporation Meeting Date: 22/05/2019 Country: USA Meeting Type: Annual Ticker: TUP Primary ISIN: US8998961044 Primary SEDOL: 2872069

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Catherine A. Bertini Mgmt For Against

236


Tupperware Brands Corporation Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.2 Elect Director Susan M. Cameron Mgmt For For 1.3 Elect Director Kriss Cloninger, III Mgmt For Against 1.4 Elect Director Meg Crofton Mgmt For For 1.5 Elect Director E. V. "Rick" Goings Mgmt For Against 1.6 Elect Director Angel R. Martinez Mgmt For Against 1.7 Elect Director Christopher D. O'Leary Mgmt For For 1.8 Elect Director Richard T. Riley Mgmt For For 1.9 Elect Director Joyce M. Roche Mgmt For Against 1.10 Elect Director Patricia A. Stitzel Mgmt For For 1.11 Elect Director M. Anne Szostak Mgmt For Against 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Approve Omnibus Stock Plan Mgmt For For 4 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors UBS Group AG Meeting Date: 02/05/2019 Country: Switzerland Meeting Type: Annual Ticker: UBSG Primary ISIN: CH0244767585 Primary SEDOL: BRJL176

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report (Non-Binding) Mgmt For For 3.1 Approve Allocation of Income Mgmt For For 3.2 Approve Dividends of CHF 0.70 per Share Mgmt For For from Capital Contribution Reserves 4 Approve Discharge of Board and Senior Mgmt For For Management 5.1 Reelect Axel Weber as Director and Board Mgmt For For Chairman 5.2 Reelect David Sidwell as Director Mgmt For For

237


UBS Group AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5.3 Reelect Jeremy Anderson as Director Mgmt For For 5.4 Reelect Reto Francioni as Director Mgmt For For 5.5 Reelect Fred Hu as Director Mgmt For For 5.6 Reelect Julie Richardson as Director Mgmt For For 5.7 Reelect Isabelle Romy as Director Mgmt For For 5.8 Reelect Robert Scully as Director Mgmt For For 5.9 Reelect Beatrice Weder di Mauro as Director Mgmt For For 5.10 Reelect Dieter Wemmer as Director Mgmt For For 6.1 Elect William Dudley as Director Mgmt For For 6.2 Elect Jeanette Wong as Director Mgmt For For 7.1 Reappoint Julie Richardson as Member of the Mgmt For For Compensation Committee 7.2 Reappoint Dieter Wemmer as Member of the Mgmt For For Compensation Committee 7.3 Appoint Reto Francioni as Member of the Mgmt For For Compensation Committee 7.4 Appoint Fred Hu as Member of the Mgmt For For Compensation Committee 8.1 Approve Maximum Remuneration of Directors Mgmt For For in the Amount of CHF 14.5 Million 8.2 Approve Variable Remuneration of Executive Mgmt For For Committee in the Amount of CHF 73.3 Million 8.3 Approve Maximum Fixed Remuneration of Mgmt For For Executive Committee in the Amount of CHF 33 Million 9 Designate ADB Altorfer Duss & Beilstein AG Mgmt For For as Independent Proxy 10 Ratify Ernst & Young AG as Auditors Mgmt For For 11 Transact Other Business (Voting) Mgmt For Abstain

UBS Group AG Meeting Date: 02/05/2019 Country: Switzerland Meeting Type: Annual Ticker: UBSG Primary ISIN: CH0244767585 Primary SEDOL: BRJL176

238


UBS Group AG


UGI Corp. Meeting Date: 30/01/2019 Country: USA Meeting Type: Annual Ticker: UGI Primary ISIN: US9026811052 Primary SEDOL: 2910118

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director M. Shawn Bort Mgmt For Against 1.2 Elect Director Theodore A. Dosch Mgmt For For 1.3 Elect Director Richard W. Gochnauer Mgmt For For 1.4 Elect Director Alan N. Harris Mgmt For For 1.5 Elect Director Frank S. Hermance Mgmt For For 1.6 Elect Director Anne Pol Mgmt For Against 1.7 Elect Director Kelly A. Romano Mgmt For For 1.8 Elect Director Marvin O. Schlanger Mgmt For Against 1.9 Elect Director James B. Stallings, Jr. Mgmt For For 1.10 Elect Director John L. Walsh Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors Mgmt For For

Unibail-Rodamco-Westfield Meeting Date: 17/05/2019 Country: Netherlands Meeting Type: Annual/Special Ticker: URW Primary ISIN: FR0013326246 Primary SEDOL: BFYM460

239


Unibail-Rodamco-Westfield

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 10.80 per Share 4 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions 5 Approve Compensation of Christophe Mgmt For For Cuvillier, Chairman of the Management Board 6 Approve Compensation of Olivier Bossard, Mgmt For For Fabrice Mouchel, Astrid Panosyan, Jaap Tonckens and Jean-Marie Tritant, Management Board Members 7 Approve Compensation of Colin Dyer, Mgmt For For Chairman of the Supervisory Board 8 Approve Remuneration Policy for Chairman of Mgmt For For the Management Board 9 Approve Remuneration Policy for Mgmt For For Management Board Members 10 Approve Remuneration Policy for Supervisory Mgmt For For Board Members 11 Reelect Jacques Stern as Supervisory Board Mgmt For For Member 12 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 13 Change Company Name to Mgmt For For Unibail-Rodamco-Westfield SE and Amend Article 3 of Bylaws Accordingly 14 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 15 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 16 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million

240

Abstimmungsergebnisse Deka Investment GmbH Unibail-Rodamco-Westfield Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 17 Authorize Board to Increase Capital in the Mgmt For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 15-16 18 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Contributions in Kind 19 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 20 Authorize up to 3 Percent of Issued Capital Mgmt For For for Use in Stock Option Plans 21 Authorize up to 0.8 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans Ordinary Business Mgmt 22 Authorize Filing of Required Documents and Mgmt For For Other Formalities Unilever NV Meeting Date: 01/05/2019 Country: Netherlands Meeting Type: Annual Ticker: UNA Primary ISIN: NL0000009355 Primary SEDOL: B12T3J1

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Discussion of the Annual Report and Accounts Mgmt for the 2018 Financial Year 2 Approve Financial Statements and Allocation Mgmt For For of Income 3 Approve Remuneration Report Mgmt For For 4 Approve Discharge of Executive Board Mgmt For For Members 5 Approve Discharge of Non-Executive Board Mgmt For For Members 6 Reelect N S Andersen as Non-Executive Mgmt For For Director 7 Reelect L M Cha as Non-Executive Director Mgmt For For 8 Reelect V Colao as Non-Executive Director Mgmt For For 9 Reelect M Dekkers as Non-Executive Director Mgmt For For

241


Unilever NV Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 10 Reelect J Hartmann as Non-Executive Director Mgmt For For 11 Reelect A Jung as Non-Executive Director Mgmt For For 12 Reelect M Ma as Non-Executive Director Mgmt For For 13 Reelect S Masiyiwa as Non-Executive Director Mgmt For For 14 Reelect Y Moon as Non-Executive Director Mgmt For For 15 Reelect G Pitkethly as Executive Director Mgmt For For 16 Reelect J Rishton as Non-Executive Director Mgmt For For 17 Reelect F Sijbesma as Non-Executive Director Mgmt For For 18 Elect A Jope as Executive Director Mgmt For For 19 Elect S Kilsby as Non-Executive Director Mgmt For For 20 Ratify KPMG as Auditors Mgmt For For 21 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital and Depositary Receipts 22 Approve Reduction in Share Capital through Mgmt For For Cancellation of Ordinary Shares andDepositary Receipts Thereof 23 Grant Board Authority to Issue Shares Mgmt For Against 24 Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances for General Corporate Purposes 25 Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances for Acquisition Purposes Unilever NV Meeting Date: 26/06/2019 Country: Netherlands Meeting Type: Special Ticker: UNA Primary ISIN: NL0000009355 Primary SEDOL: B12T3J1

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for Holders of Depositary Receipts Mgmt 1 Open Meeting Mgmt 2 Abolish Depositary Receipt Structure Mgmt For For 3 Allow Questions Mgmt

242


Unilever NV Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Close Meeting Mgmt

Unilever Plc Meeting Date: 02/05/2019 Country: United Kingdom Meeting Type: Annual Ticker: ULVR Primary ISIN: GB00B10RZP78 Primary SEDOL: B10RZP7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Re-elect Nils Andersen as Director Mgmt For For 4 Re-elect Laura Cha as Director Mgmt For For 5 Re-elect Vittorio Colao as Director Mgmt For For 6 Re-elect Dr Marijn Dekkers as Director Mgmt For For 7 Re-elect Dr Judith Hartmann as Director Mgmt For For 8 Re-elect Andrea Jung as Director Mgmt For For 9 Re-elect Mary Ma as Director Mgmt For For 10 Re-elect Strive Masiyiwa as Director Mgmt For For 11 Re-elect Youngme Moon as Director Mgmt For For 12 Re-elect Graeme Pitkethly as Director Mgmt For For 13 Re-elect John Rishton as Director Mgmt For For 14 Re-elect Feike Sijbesma as Director Mgmt For For 15 Elect Alan Jope as Director Mgmt For For 16 Elect Susan Kilsby as Director Mgmt For For 17 Reappoint KPMG LLP as Auditors Mgmt For For 18 Authorise Board to Fix Remuneration of Mgmt For For Auditors 19 Authorise EU Political Donations and Mgmt For For Expenditure 20 Authorise Issue of Equity Mgmt For Against

243


Unilever Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 21 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 22 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary Shares Mgmt For Against 24 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Uniper SE Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: UN01 Primary ISIN: DE000UNSE018 Primary SEDOL: BZ6CZ43

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.90 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017 4 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 5 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 6 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 7 Elect Markus Rauramo to the Supervisory Mgmt For For Board Shareholder Proposal Submitted by Cornwall Mgmt (Luxembourg) S.a r.l 8 Appoint Jochen Jahn as Special Auditor to SH Against Against Examine Management Board Actions in Connection with the Takeover Offer of Fortum Deutschland SE and Unipro PJSC Management Proposals Mgmt

244


Uniper SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares Shareholder Proposals Submitted by Cornwall Mgmt GmbH & Co. KG 10 Approve Affiliation Agreement with Fortum SH None Against Oyj Shareholder Proposals Submitted by KVIP Mgmt International V L.P. 11.1 Approve Preparation of Spin-Off of the SH None Against International Power Business Segment 11.2 Approve Preparation of Draft Agreements and SH None Against Reports for the Spin-Off of Operations in Sweden, if Item 11.1 is Not Approved United Internet AG Meeting Date: 23/05/2019 Country: Germany Meeting Type: Annual Ticker: UTDI Primary ISIN: DE0005089031 Primary SEDOL: 4354134

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2019 Universal Display Corporation Meeting Date: 20/06/2019 Country: USA Meeting Type: Annual Ticker: OLED Primary ISIN: US91347P1057 Primary SEDOL: 2277880

245


Universal Display Corporation

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Steven V. Abramson Mgmt For Against 1b Elect Director Richard C. Elias Mgmt For For 1c Elect Director Elizabeth H. Gemmill Mgmt For Against 1d Elect Director C. Keith Hartley Mgmt For Against 1e Elect Director Lawrence Lacerte Mgmt For Against 1f Elect Director Sidney D. Rosenblatt Mgmt For Against 1g Elect Director Sherwin I. Seligsohn Mgmt For Against 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify KPMG LLP as Auditor Mgmt For For

Ushio, Inc. Meeting Date: 27/06/2019 Country: Japan Meeting Type: Annual Ticker: 6925 Primary ISIN: JP3156400008 Primary SEDOL: 6918981

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 50 2.1 Elect Director Ushio, Jiro Mgmt For Against 2.2 Elect Director Naito, Koji Mgmt For For 2.3 Elect Director Kawamura, Naoki Mgmt For Against 2.4 Elect Director Ushio, Shiro Mgmt For Against 2.5 Elect Director Kamiyama, Kazuhisa Mgmt For Against 2.6 Elect Director Hara, Yoshinari Mgmt For Against 2.7 Elect Director Kanemaru, Yasufumi Mgmt For For 2.8 Elect Director Sakie Tachibana Fukushima Mgmt For For 2.9 Elect Director Sasaki, Toyonari Mgmt For For

246


va-Q-tec AG Meeting Date: 24/05/2019 Country: Germany Meeting Type: Annual Ticker: VQT Primary ISIN: DE0006636681 Primary SEDOL: BZ13VD2

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 4 Ratify Roedl & Partner GmbH as Auditors for Mgmt For Against Fiscal 2019 5 Approve Remuneration System for Mgmt For Against Management Board Members VARTA AG Meeting Date: 21/05/2019 Country: Germany Meeting Type: Annual Ticker: VAR1 Primary ISIN: DE000A0TGJ55 Primary SEDOL: 5802449

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Omission Mgmt For For of Dividends 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For Against 6 Elect Michael Pistauer to the Supervisory Mgmt For For Board

247

Abstimmungsergebnisse Deka Investment GmbH VIB Vermoegen AG Meeting Date: 04/07/2019 Country: Germany Meeting Type: Annual Ticker: VIH Primary ISIN: DE0002457512 Primary SEDOL: B0Q3820

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.65 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6 Approve Cancellation of Authorized and Mgmt For For Conditional Capital 7 Approve Conversion of Bearer Shares into Mgmt For For Registered Shares 8 Approve Increase in Size of Board to Four Mgmt For For Members 9 Elect Ludwig Schlosser to the Supervisory Mgmt For Against Board VINCI SA Meeting Date: 17/04/2019 Country: France Meeting Type: Annual/Special Ticker: DG Primary ISIN: FR0000125486 Primary SEDOL: B1XH026

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 2 Approve Financial Statements and Statutory Mgmt For For Reports 3 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.67 per Share

248

Abstimmungsergebnisse Deka Investment GmbH VINCI SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Reelect Robert Castaigne as Director Mgmt For Against 5 Reelect Ana Paula Pessoa as Director Mgmt For For 6 Reelect Pascale Sourisse as Director Mgmt For Against 7 Elect Caroline Gregoire Sainte Marie as Mgmt For For Director 8 Elect Dominique Muller Joly-Pottuz as Mgmt None For Representative of Employee Shareholders to the Board 9 Elect Francoise Roze as Representative of Mgmt None Against Employee Shareholders to the Board 10 Elect Jarmila Matouskova as Representative Mgmt None Against of Employee Shareholders to the Board 11 Elect Jean-Charles Garaffa as Representative Mgmt None Against of Employee Shareholders to the Board 12 Renew Appointment of Deloitte Et Associes as Mgmt For Against Auditor 13 Appoint PricewaterhouseCoopers Audit as Mgmt For For Auditor 14 Approve Remuneration of Directors in the Mgmt For For Aggregate Amount of EUR 1.6 Million 15 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 16 Approve Remuneration Policy for Chairman Mgmt For For and CEO 17 Approve Compensation of Xavier Huillard, Mgmt For For Chairman and CEO Extraordinary Business Mgmt 18 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 19 Authorize Capitalization of Reserves for Bonus Mgmt For For Issue or Increase in Par Value 20 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million 21 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 22 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million

249

Abstimmungsergebnisse Deka Investment GmbH VINCI SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 23 Authorize Board to Increase Capital in the Mgmt For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22 24 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Contributions in Kind 25 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 26 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 27 Amend Article 10 of Bylaws Re: Shareholding Mgmt For For Disclosure Thresholds 28 Amend Article 16 of Bylaws to Comply with Mgmt For For Legal Changes Re: Auditors 29 Authorize Filing of Required Documents/Other Mgmt For For Formalities Vivendi SA Meeting Date: 01/04/2019 Country: France Meeting Type: Bondholder Ticker: VIV Primary ISIN: FR0000127771 Primary SEDOL: 4834777

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for Holders of Bonds Issued on May Mgmt 2016 (ISIN: FR0013176302) 1 Change Company Corporate Form Into a Mgmt For Abstain European Company (Societas Europaea) and Approve Terms of the Proposed Conversion Plan 2 Authorize Filing of Required Documents Mgmt For Abstain Relating to the Meeting 3 Powers to Carry out Formalities Mgmt For Abstain

Vivendi SA Meeting Date: 01/04/2019 Country: France Meeting Type: Bondholder Ticker: VIV Primary ISIN: FR0000127771 Primary SEDOL: 4834777

250


Vivendi SA

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for Holders of Bonds Issued on Mgmt December 2009 (ISIN: FR0010830034) 1 Change Company Corporate Form Into a Mgmt For Abstain European Company (Societas Europaea) and Approve Terms of the Proposed Conversion Plan 2 Authorize Filing of Required Documents Mgmt For Abstain Relating to the Meeting 3 Powers to Carry out Formalities Mgmt For Abstain


Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for Holders of Bonds Issued on Mgmt November 2016 (ISIN: FR0013220399) 1 Change Company Corporate Form Into a Mgmt For Abstain European Company (Societas Europaea) and Approve Terms of the Proposed Conversion Plan 2 Authorize Filing of Required Documents Mgmt For Abstain Relating to the Meeting 3 Powers to Carry out Formalities Mgmt For Abstain


251


Vivendi SA

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for Holders of Bonds Issued on Mgmt September 2017 (ISIN: FR0013282571) 1 Change Company Corporate Form Into a Mgmt For Abstain European Company (Societas Europaea) and Approve Terms of the Proposed Conversion Plan 2 Authorize Filing of Required Documents Mgmt For Abstain Relating to the Meeting 3 Powers to Carry out Formalities Mgmt For Abstain

Vivendi SA Meeting Date: 15/04/2019 Country: France Meeting Type: Annual/Special Ticker: VIV Primary ISIN: FR0000127771 Primary SEDOL: 4834777

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports 3 Approve Auditors' Special Report on Mgmt For Against Related-Party Transactions Mentioning the Absence of New Transactions 4 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.50 per Share 5 Approve Compensation of Vincent Bollore, Mgmt For For Chairman of the Supervisory Board Until April 19, 2018 6 Approve Compensation of Yannick Bollore, Mgmt For Against Chairman of the Supervisory Board Since April 19, 2018 7 Approve Compensation of Arnaud de Mgmt For Against Puyfontaine, Chairman of the Management Board 8 Approve Compensation of Gilles Alix, Mgmt For Against Management Board Member

252

Abstimmungsergebnisse Deka Investment GmbH Vivendi SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Approve Compensation of Cedric de Mgmt For Against Bailliencourt, Management Board Member 10 Approve Compensation of Frederic Crepin, Mgmt For Against Management Board Member 11 Approve Compensation of Simon Gillham, Mgmt For Against Management Board Member 12 Approve Compensation of Herve Philippe, Mgmt For Against Management Board Member 13 Approve Compensation of Stephane Roussel, Mgmt For Against Management Board Member 14 Approve Remuneration Policy for Supervisory Mgmt For Against Board Members and Chairman 15 Approve Remuneration Policy for Chairman of Mgmt For Against the Management Board 16 Approve Remuneration Policy for Mgmt For Against Management Board Members 17 Approve Conditional Agreement with Arnaud Mgmt For For de Puyfontaine, Chairman of the Management Board 18 Approve Additional Pension Scheme Mgmt For Against Agreement with Arnaud de Puyfontaine, Chairman of the Management Board 19 Approve Additional Pension Scheme Mgmt For Against Agreement with Gilles Alix, Management Board Member 20 Approve Additional Pension Scheme Mgmt For Against Agreement with Cedric de Bailliencourt, Management Board Member 21 Approve Additional Pension Scheme Mgmt For Against Agreement with Frederic Crepin, Management Board Member 22 Approve Additional Pension Scheme Mgmt For Against Agreement with Simon Gillham, Management Board Member 23 Approve Additional Pension Scheme Mgmt For Against Agreement with Herve Philippe, Management Board Member 24 Approve Additional Pension Scheme Mgmt For Against Agreement with Stephane Roussel, Management Board Member 25 Elect Cyrille Bollore as Supervisory Board Mgmt For For Member 26 Reelect Dominique Delport as Supervisory Mgmt For For Board Member 27 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital

253

Abstimmungsergebnisse Deka Investment GmbH Vivendi SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Extraordinary Business Mgmt 28 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares 29 Authorize Specific Buyback Program and Mgmt For Against Cancellation of Repurchased Share 30 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million 31 Authorize Capitalization of Reserves of Up to Mgmt For Against EUR 375 Million for Bonus Issue or Increase in Par Value 32 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans 33 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans for Employees of International Subsidiaries 34 Approve Change of Corporate Form to Societe Mgmt For For Europeenne (SE) 35 Change Company Name to Vivendi SE and Mgmt For For Amend Bylaws Accordingly 36 Authorize Filing of Required Documents/Other Mgmt For For Formalities Vodafone Group Plc Meeting Date: 23/07/2019 Country: United Kingdom Meeting Type: Annual Ticker: VOD Primary ISIN: GB00BH4HKS39 Primary SEDOL: BH4HKS3

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Elect Sanjiv Ahuja as Director Mgmt For For 3 Elect David Thodey as Director Mgmt For For 4 Re-elect Gerard Kleisterlee as Director Mgmt For For 5 Re-elect Nick Read as Director Mgmt For For 6 Re-elect Margherita Della Valle as Director Mgmt For For 7 Re-elect Sir Crispin Davis as Director Mgmt For For

254


Vodafone Group Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 8 Re-elect Michel Demare as Director Mgmt For For 9 Re-elect Dame Clara Furse as Director Mgmt For For 10 Re-elect Valerie Gooding as Director Mgmt For For 11 Re-elect Renee James as Director Mgmt For For 12 Re-elect Maria Amparo Moraleda Martinez as Mgmt For For Director 13 Re-elect David Nish as Director Mgmt For For 14 Approve Final Dividend Mgmt For For 15 Approve Remuneration Report Mgmt For Against 16 Appoint Ernst & Young LLP as Auditors Mgmt For For 17 Authorise the Audit and Risk Committee to Fix Mgmt For For Remuneration of Auditors 18 Authorise Issue of Equity Mgmt For Against 19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 20 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary Shares Mgmt For Against 22 Authorise EU Political Donations and Mgmt For For Expenditure 23 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Volkswagen AG Meeting Date: 14/05/2019 Country: Germany Meeting Type: Annual Ticker: VOW3 Primary ISIN: DE0007664039 Primary SEDOL: 5497168

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For Against of EUR 4.80 per Ordinary Share and EUR 4.86 per Preferred Share

255

Abstimmungsergebnisse Deka Investment GmbH Volkswagen AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.1 Approve Discharge of Management Board Mgmt For Against Member H. Diess for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For Against Member K. Blessing (until April 12, 2018) for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For Against Member O. Blume (from April 13, 2018) for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For Against Member F.J. Garcia Sanz (until April 12, 2018) for Fiscal 2018 3.5 Approve Discharge of Management Board Mgmt For Against Member J. Heizmann for Fiscal 2018 3.6 Approve Discharge of Management Board Mgmt For Against Member G. Kilian (from April 13, 2018) for Fiscal 2018 3.7 Approve Discharge of Management Board Mgmt For Against Member M. Mueller (until April 12, 2018) for Fiscal 2018 3.8 Approve Discharge of Management Board Mgmt For Against Member A. Renschler for Fiscal 2018 3.9 Approve Discharge of Management Board Mgmt For Against Member S. Sommer (from Sep. 1, 2018) for Fiscal 2018 3.10 Approve Discharge of Management Board Mgmt For Against Member H.D. Werner for Fiscal 2018 3.11 Approve Discharge of Management Board Mgmt For Against Member F. Witter for Fiscal 2018 3.12 Withhold Discharge of Management Board Mgmt For Against Member R. Stadler (until Oct. 2, 2018) for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For Against Member H.D. Poetsch for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For Against Member J. Hofmann for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For Against Member H.A. Al-Abdulla for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For Against Member H. S. Al-Jaber for Fiscal 2018 4.5 Approve Discharge of Supervisory Board Mgmt For Against Member B. Althusmann for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For Against Member B. Dietze for Fiscal 2018 4.7 Approve Discharge of Supervisory Board Mgmt For Against Member A. Falkengren (until Feb. 5, 2018) for Fiscal 2018

256

Abstimmungsergebnisse Deka Investment GmbH Volkswagen AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.8 Approve Discharge of Supervisory Board Mgmt For Against Member H.-P. Fischer for Fiscal 2018 4.9 Approve Discharge of Supervisory Board Mgmt For Against Member M. Heiss (from Feb. 14, 2018) for Fiscal 2018 4.10 Approve Discharge of Supervisory Board Mgmt For Against Member U. Hueck for Fiscal 2018 4.11 Approve Discharge of Supervisory Board Mgmt For Against Member J. Jaervklo for Fiscal 2018 4.12 Approve Discharge of Supervisory Board Mgmt For Against Member U. Jakob for Fiscal 2018 4.13 Approve Discharge of Supervisory Board Mgmt For Against Member L. Kiesling for Fiscal 2018 4.14 Approve Discharge of Supervisory Board Mgmt For Against Member P. Mosch for Fiscal 2018 4.15 Approve Discharge of Supervisory Board Mgmt For Against Member B. Murkovic for Fiscal 2018 4.16 Approve Discharge of Supervisory Board Mgmt For Against Member B. Osterloh for Fiscal 2018 4.17 Approve Discharge of Supervisory Board Mgmt For Against Member H.M. Piech for Fiscal 2018 4.18 Approve Discharge of Supervisory Board Mgmt For Against Member F.O. Porsche for Fiscal 2018 4.19 Approve Discharge of Supervisory Board Mgmt For Against Member W. Porsche for Fiscal 2018 4.20 Approve Discharge of Supervisory Board Mgmt For Against Member A. Stimoniaris for Fiscal 2018 4.21 Approve Discharge of Supervisory Board Mgmt For Against Member S. Weil for Fiscal 2018 5.1 Reelect H.S. Al-Jaber to the Supervisory Mgmt For Against Board 5.2 Reelect H.M. Piech to the Supervisory Board Mgmt For Against 5.3 Reelect F.O. Porsche to the Supervisory Board Mgmt For Against 6 Approve Creation of EUR 179.2 Million Pool of Mgmt For Against Capital with Preemptive Rights 7.1 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2019 7.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for the Half-Year Report 2019 7.3 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for the Interim Report until Sep. 30, 2019 and the First Quarter of Fiscal 2020

257

Abstimmungsergebnisse Deka Investment GmbH Voltabox AG Meeting Date: 16/05/2019 Country: Germany Meeting Type: Annual Ticker: VBX Primary ISIN: DE000A2E4LE9 Primary SEDOL: BF1QNX5

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.03 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Baker Tilly GmbH & Co. KG as Auditors Mgmt For Against for Fiscal 2019 Vonovia SE Meeting Date: 16/05/2019 Country: Germany Meeting Type: Annual Ticker: VNA Primary ISIN: DE000A1ML7J1 Primary SEDOL: BBJPFY1


258


Vossloh AG Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: VOS Primary ISIN: DE0007667107 Primary SEDOL: 5092336

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.00 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2019 6 Elect Sigrid Evelyn Nikutta to the Supervisory Mgmt For For Board 7 Approve Discharge of Management Board Mgmt For For Members Werner Andree and Norbert Schiedeck for Fiscal 2014 Wacker Chemie AG Meeting Date: 23/05/2019 Country: Germany Meeting Type: Annual Ticker: WCH Primary ISIN: DE000WCH8881 Primary SEDOL: B11Y568

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.50 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5.1 Ratify KPMG AG as Auditors for Fiscal 2019 Mgmt For Against 5.2 Ratify KPMG as Auditors for the First Quarter Mgmt For Against of Fiscal 2020

259

Abstimmungsergebnisse Deka Investment GmbH Wacker Neuson SE Meeting Date: 29/05/2019 Country: Germany Meeting Type: Annual Ticker: WAC Primary ISIN: DE000WACK012 Primary SEDOL: B17R248

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.60 and a Special Dividends of 0.50 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 WashTec AG Meeting Date: 29/04/2019 Country: Germany Meeting Type: Annual Ticker: WSU Primary ISIN: DE0007507501 Primary SEDOL: 5355437

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.45 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2019 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares

260

Abstimmungsergebnisse Deka Investment GmbH WashTec AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Approve Creation of EUR 8 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights WEC Energy Group, Inc. Meeting Date: 02/05/2019 Country: USA Meeting Type: Annual Ticker: WEC Primary ISIN: US92939U1060 Primary SEDOL: BYY8XK8

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Barbara L. Bowles Mgmt For Against 1.2 Elect Director Albert J. Budney, Jr. Mgmt For For 1.3 Elect Director Patricia W. Chadwick Mgmt For Against 1.4 Elect Director Curt S. Culver Mgmt For Against 1.5 Elect Director Danny L. Cunningham Mgmt For For 1.6 Elect Director William M. Farrow, III Mgmt For For 1.7 Elect Director Thomas J. Fischer Mgmt For Against 1.8 Elect Director J. Kevin Fletcher Mgmt For For 1.9 Elect Director Gale E. Klappa Mgmt For Against 1.10 Elect Director Henry W. Knueppel Mgmt For For 1.11 Elect Director Allen L. Leverett Mgmt For Against 1.12 Elect Director Ulice Payne, Jr. Mgmt For Against 1.13 Elect Director Mary Ellen Stanek Mgmt For Against 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor Mgmt For For

Westgrund AG Meeting Date: 04/06/2019 Country: Germany Meeting Type: Annual Ticker: WEG1 Primary ISIN: DE000A0HN4T3 Primary SEDOL: B0WGGN0

261


Westgrund AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Management Board Mgmt For For Member Arndt Krienen for Fiscal 2017 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For For Auditors for Fiscal 2019 Wirecard AG Meeting Date: 18/06/2019 Country: Germany Meeting Type: Annual Ticker: WDI Primary ISIN: DE0007472060 Primary SEDOL: 7508927

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.20 per Share 3.1 Approve Discharge of Management Board Mgmt For For Member Markus Braun for Fiscal 2018 3.2 Approve Discharge of Management Board Mgmt For For Member Alexander von Knoop for Fiscal 2018 3.3 Approve Discharge of Management Board Mgmt For For Member Jan Marsalek for Fiscal 2018 3.4 Approve Discharge of Management Board Mgmt For For Member Susanne Steidl for Fiscal 2018 4.1 Approve Discharge of Supervisory Board Mgmt For For Member Wulf Matthias for Fiscal 2018 4.2 Approve Discharge of Supervisory Board Mgmt For For Member Alfons Henseler for Fiscal 2018 4.3 Approve Discharge of Supervisory Board Mgmt For For Member Stefan Klestil for Fiscal 2018 4.4 Approve Discharge of Supervisory Board Mgmt For For Member Vuyiswa M'Cwabeni for Fiscal 2018

262

Abstimmungsergebnisse Deka Investment GmbH Wirecard AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.5 Approve Discharge of Supervisory Board Mgmt For For Member Anastassia Lauterbach for Fiscal 2018 4.6 Approve Discharge of Supervisory Board Mgmt For For Member Susanna Quintana-Plaza for Fiscal 2018 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 6 Elect Thomas Eichelmann to the Supervisory Mgmt For Against Board 7 Approve Remuneration of Supervisory Board Mgmt For For 8 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million; Approve Creation of EUR 8 Million Pool of Capital to Guarantee Conversion Rights Wuestenrot & Wuerttembergische AG Meeting Date: 05/06/2019 Country: Germany Meeting Type: Annual Ticker: WUW Primary ISIN: DE0008051004 Primary SEDOL: 5770911

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.65 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5.1 Elect Hans Dietmar Sauer to the Supervisory Mgmt For Against Board 5.2 Elect Peter Buschbeck to the Supervisory Mgmt For Against Board 5.3 Elect Nadine Gatzert to the Supervisory Board Mgmt For Against 5.4 Elect Reiner Hagemann to the Supervisory Mgmt For Against Board 5.5 Elect Corinna Linner to the Supervisory Board Mgmt For Against

263


Wuestenrot & Wuerttembergische AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5.6 Elect Marika Lulay to the Supervisory Board Mgmt For Against 5.7 Elect Hans-Ulrich Schulz to the Supervisory Mgmt For Against Board 5.8 Elect Jutta Stoecker to the Supervisory Board Mgmt For Against

XING SE Meeting Date: 06/06/2019 Country: Germany Meeting Type: Annual Ticker: O1BC Primary ISIN: DE000XNG8888 Primary SEDOL: B1JTY91

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.14 and Special Dividends of EUR 3.56 per Share 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2018 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 6 Approve Remuneration System for Mgmt For Against Management Board Members 7 Change Company Name to New Work SE Mgmt For For 8 Approve Affiliation Agreement with Beekeeper Mgmt For For Management GmbH Xylem Inc. Meeting Date: 15/05/2019 Country: USA Meeting Type: Annual Ticker: XYL Primary ISIN: US98419M1009 Primary SEDOL: B3P2CN8

264


Xylem Inc.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Jeanne Beliveau-Dunn Mgmt For For 1b Elect Director Curtis J. Crawford Mgmt For For 1c Elect Director Patrick K. Decker Mgmt For For 1d Elect Director Robert F. Friel Mgmt For Against 1e Elect Director Jorge M. Gomez Mgmt For For 1f Elect Director Victoria D. Harker Mgmt For For 1g Elect Director Sten E. Jakobsson Mgmt For For 1h Elect Director Steven R. Loranger Mgmt For For 1i Elect Director Surya N. Mohapatra Mgmt For For 1j Elect Director Jerome A. Peribere Mgmt For For 1k Elect Director Markos I. Tambakeras Mgmt For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Reduce Ownership Threshold for SH Against For Shareholders to Call Special Meeting Yushin Precision Equipment Co., Ltd. Meeting Date: 21/06/2019 Country: Japan Meeting Type: Annual Ticker: 6482 Primary ISIN: JP3944500002 Primary SEDOL: 6983893

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Kotani, Mayumi Mgmt For Against 1.2 Elect Director Kimura, Satoshi Mgmt For Against 1.3 Elect Director Kitagawa, Yasushi Mgmt For Against 1.4 Elect Director Inano, Tomohiro Mgmt For Against 1.5 Elect Director Nishiguchi, Yasuo Mgmt For Against 1.6 Elect Director Matsuhisa, Hiroshi Mgmt For Against

265


Yushin Precision Equipment Co., Ltd. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.7 Elect Director Nakayama, Reiko Mgmt For For

Zalando SE Meeting Date: 22/05/2019 Country: Germany Meeting Type: Annual Ticker: ZAL Primary ISIN: DE000ZAL1111 Primary SEDOL: BQV0SV7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Allocation of Income and Omission Mgmt For For of Dividends 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 5.1 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2019 5.2 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2020 Until the Next General Meeting 6.1 Elect Kelly Bennett to the Supervisory Board Mgmt For For 6.2 Elect Jorgen Lindemann to the Supervisory Mgmt For For Board 6.3 Elect Anders Povlsen to the Supervisory Board Mgmt For For 6.4 Elect Mariella Roehm-Kottmann to the Mgmt For For Supervisory Board 6.5 Elect Alexander Samwer to the Supervisory Mgmt For For Board 6.6 Elect Cristina Stenbeck to the Supervisory Mgmt For For Board 7 Approve Stock Option Plan for Management Mgmt For Against Board Members in Connection with the Long-Term Incentive 2018; Approve Creation EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights

266

Abstimmungsergebnisse Deka Investment GmbH zooplus AG Meeting Date: 14/06/2019 Country: Germany Meeting Type: Annual Ticker: ZO1 Primary ISIN: DE0005111702 Primary SEDOL: B2R9XL5

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2018 (Non-Voting) 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2018 3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2018 4 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2019 Zurich Insurance Group AG Meeting Date: 03/04/2019 Country: Switzerland Meeting Type: Annual Ticker: ZURN Primary ISIN: CH0011075394 Primary SEDOL: 5983816


Zurich Insurance Group AG Meeting Date: 03/04/2019 Country: Switzerland Meeting Type: Annual Ticker: ZURN Primary ISIN: CH0011075394 Primary SEDOL: 5983816

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Accept Financial Statements and Statutory Mgmt For For Reports 1.2 Approve Remuneration Report (Non-binding) Mgmt For For

267


Zurich Insurance Group AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of CHF 19 per Share 3 Approve Discharge of Board and Senior Mgmt For For Management 4.1.1 Reelect Michel Lies as Director and Chairman Mgmt For For 4.1.2 Reelect Joan Amble as Director Mgmt For For 4.1.3 Reelect Catherine Bessant as Director Mgmt For For 4.1.4 Reelect Alison Carnwath as Director Mgmt For For 4.1.5 Reelect Christoph Franz as Director Mgmt For For 4.1.6 Reelect Jeffrey Hayman as Director Mgmt For For 4.1.7 Reelect Monica Maechler as Director Mgmt For For 4.1.8 Reelect Kishore Mahbubani as Director Mgmt For For 4.1.9 Elect Michael Halbherr as Director Mgmt For Against 4.110 Elect Jasmin Staiblin as Director Mgmt For For 4.111 Elect Barry Stowe as Director Mgmt For For 4.2.1 Reappoint Michel Lies as Member of the Mgmt For For Compensation Committee 4.2.2 Reappoint Catherine Bessant as Member of Mgmt For For the Compensation Committee 4.2.3 Reappoint Christoph Franz as Member of the Mgmt For For Compensation Committee 4.2.4 Reappoint Kishore Mahbubani as Member of Mgmt For For the Compensation Committee 4.2.5 Appoint Jasmin Staiblin as Member of the Mgmt For For Compensation Committee 4.3 Designate Andreas Keller as Independent Mgmt For For Proxy 4.4 Ratify PricewaterhouseCoopers SA as Auditors Mgmt For For 5.1 Approve Remuneration of Directors in the Mgmt For For Amount of CHF 4.9 Million 5.2 Approve Remuneration of Executive Mgmt For For Committee in the Amount of CHF 74.7 Million 6 Approve CHF 174,000 Reduction in Share Mgmt For For Capital via Cancellation of Repurchased Shares 7 Transact Other Business (Voting) Mgmt For Abstain

Deka Investment GmbH Mainzer Landstraße 16 60325 Frankfurt Postfach 11 05 23 60040 Frankfurt Telefon: (0 69) 7147 - 0 Telefax: (0 69) 7147 - 1376 www.deka.de