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Adaptation Committee AC/2016/3 27 February 2016 Agenda item 6 (a) 1 of 18 Ninth meeting of the Adaptation Committee Bonn, Germany, 13 March 2016 Concept note on the technical examination process on adaptation Table of Contents 1. Introduction to the technical examination process on adaptation .................................................................................2 2. Expected outputs and activities ......................................................................................................................................................2 3. Role of the Adaptation Committee and other stakeholders ...............................................................................................2 4. Possible topics and areas for the A‐TEP: synthesis of the submissions........................................................................3 5. Ways to ensure coherence and maximum value in the A‐TEP..........................................................................................5 6. Possible approach to organising the A‐TEP and for undertaking further work .......................................................6 7. Other issues to take into consideration.......................................................................................................................................7 8. Next steps..................................................................................................................................................................................................7 Annex 1. Overview of relevant mandates taken from decision 1/CP.21 .......................................................................................8 Annex 2. Topics proposed by groups of Parties, Parties and observer organizations.......................................................... 10 Annex 3. List of adaptation‐related activities planned for the period 2016‐2017 ................................................................. 16 Recommended action by the Adaptation Committee The Adaptation Committee (AC) will be invited to consider the concept note and agree on the initial steps to conduct the technical examination process on adaptation, in particular the selection of topics for 2016.

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AdaptationCommitteeAC/2016/3

27February2016Agendaitem6(a)

1of18

NinthmeetingoftheAdaptationCommittee

Bonn,Germany,1‐3March2016

Conceptnoteonthetechnicalexaminationprocessonadaptation

TableofContents1. Introductiontothetechnicalexaminationprocessonadaptation.................................................................................2

2. Expectedoutputsandactivities......................................................................................................................................................2

3. RoleoftheAdaptationCommitteeandotherstakeholders...............................................................................................2

4. PossibletopicsandareasfortheA‐TEP:synthesisofthesubmissions........................................................................3

5. WaystoensurecoherenceandmaximumvalueintheA‐TEP..........................................................................................5

6. PossibleapproachtoorganisingtheA‐TEPandforundertakingfurtherwork.......................................................6

7. Otherissuestotakeintoconsideration.......................................................................................................................................7

8. Nextsteps..................................................................................................................................................................................................7

Annex1.Overviewofrelevantmandatestakenfromdecision1/CP.21.......................................................................................8

Annex2.TopicsproposedbygroupsofParties,Partiesandobserverorganizations..........................................................10

Annex3.Listofadaptation‐relatedactivitiesplannedfortheperiod2016‐2017.................................................................16

 

RecommendedactionbytheAdaptationCommittee

TheAdaptationCommittee(AC)willbeinvitedtoconsidertheconceptnoteandagreeontheinitialstepstoconductthetechnicalexaminationprocessonadaptation,inparticulartheselectionoftopicsfor2016.

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1. Introductiontothetechnicalexaminationprocessonadaptation

1. TheConferenceofthePartiesatitstwenty‐firstsession(COP21)decidedaspartoftheenhancedactionpriorto2020inthedecisiongivingeffecttotheParisAgreementthattwotechnicalexaminationprocesses(TEPs)willtakeplaceduring2016‐2020:oneonmitigation(M‐TEP)andoneonadaptation(A‐TEP).1TheCOPfurtherdecidedthattheA‐TEPistobeorganizedbythesubsidiarybodies,beconductedbytheACandsupportedbythesecretariat

2. TheTEPsaremandatedtorunfrom2016to2020,withamid‐termassessmentoftheireffectivenesstobeperformedin2017(tobeheldduringCOP23).

3. TheobjectiveoftheA‐TEPistoidentifyconcreteopportunitiesforstrengtheningresilience,reducingvulnerabilities,andincreasingtheunderstandingandimplementationofadaptationactions,includingthroughthefollowingfourfunctionsoftheA‐TEP:

a) Facilitatingthesharingofgoodpractices,experiencesandlessonslearned;

b) Promotingcooperativeactiononadaptation;

c) Identifyingactions,includingactionsthatcouldenhanceeconomicdiversificationandhavemitigationco‐benefits;

d) Identifyingopportunitiestostrengthenenablingenvironmentsandenhancetheprovisionofsupportforadaptationinthecontextofspecificpolicies,practicesandactions.

4. TheCOPrequestedthattheA‐TEPtakesintoaccounttheprocess,modalities,outputs,outcomesandlessonslearnedfromtheM‐TEP.TheCOPalsodecidedthattheAC,inconductingtheA‐TEP,wouldengagewithandexplorewaystotakeintoaccount,synergizewithandbuildontheexistingarrangementsforadaptation‐relatedworkprogrammes,bodiesandinstitutionsundertheConventionsoastoensurecoherenceandmaximumvalue.

5. TheCOPfurtherinvitedPartiesandobserverorganizationstosubmitinformationontheopportunitiesforstrengtheningresilience,reducingvulnerabilitiesandincreasingtheunderstandingandimplementationofadaptationaction,by3February2016.

6. ThefullmandateoftheA‐TEPiscontainedinannex1.

2. Expectedoutputsandactivities

7. Inaccordancewithdecision1/CP.21,thecoreoftheA‐TEPwillbetwoannualtechnicalexaminationmeetings(TEMs)inthemarginsoftheMay/JuneSBsbringingtogetherabroadgroupofstakeholderstodiscusspolicies,actionsandconcreteopportunitiesandtheirimplementation.

8. Discussionsheldatthesemeetingswillbereflectedinanannualtechnicalpaper(TP)andfurtherdistilledinanannualsummaryforpolicymakers(SPM)inauser‐friendlyonlineformat.TheSPMwillfeedintotheannualhigh‐levelevent(HLE)thatbuildsontheLima‐ParisActionAgendaandistobeheldinconjunctionwiththeCOPuntil2020.

3. RoleoftheAdaptationCommitteeandotherstakeholders

9. AstheACisrequestedtoconducttheA‐TEP,theACwillneedtodefinethefocusandidentifythetopicsoftheA‐TEP,takingintoaccountthesubmissionsreferredtoinparagraph5andothersourcesofinformation.Lastly,theCommitteewillselectspeakersoftheTEMs,andhaveapro‐activeroleattheA‐TEMs.

                                                            1Decision1/CP.21,paras.109‐113and124‐132.

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10. Decision1/CP.21identifiedotherstakeholdersactivelyinvolvedintheA‐TEP,andwithwhomtheACwillhavetoliaise.Theyinclude:

a) TheSBIandSBSTA,whichwillhavetheoverallresponsibilityfortheTEPsandtheirproceduralarrangementsinaccordancewithestablishedpractices;

b) Twohigh‐levelchampions.AppointedbythecurrentandincomingCOPPresidents,theyareexpectedtoprovidehigh‐levelstrategicandoverallguidanceontheTEMsandSPM.Assuch,theyareexpectedtoadviceontheultimateaspirationsoftheprocessesandthedesirablefocustobetakenintoaccountinthedeliberationsbytheAC.TheywouldalsoprovideadviceforthepreparationoftheSPM;

c) OtherconstitutedbodiesandprogrammesundertheConvention,suchastheLeastDevelopedCountriesExpertGroup(LEG),theExecutiveCommitteeoftheWarsawMechanismonLossandDamage,theNairobiworkprogrammeonimpacts,vulnerabilityandadaptation,theStandingCommitteeonFinance(SCF)ortheTechnologyExecutiveCommittee(TEC),whichwhomtheACmayengagetakingintoaccounttheneedtoensuremaximumcoherenceandvalue.NewinstitutionsestablishedinParis,suchastheCapacity‐buildingCommittee,oncetheyareupandrunning,couldalsobeengagedintheA‐TEP;

d) Thesecretariat,whichhasbeenrequestedbytheCOPtoorganizetheTEMsandpreparetheTPandtheSPMandwillsupporttheACinitsfunction.

4. PossibletopicsandareasfortheA‐TEP:synthesisofthesubmissions

11. Inregardstothesubmissionsmentionedinparagraph5,by26February2016,thesecretariathasreceivedsubmissionsfromfourgroupsofParties,fromeightParties2andfromsevenobserverorganizations.3ThesesubmissionsshouldbethepointofdeparturefortheACtoidentifyandselecttopics.Annex2presentsatablewiththekeytopicsproposedineachsubmission.

12. Manysubmissionsproposemorethanthreetopicsandareasoffocus.Someofthemaremutuallyreinforcing,e.g.proposaltoaddressissuesrelatingtonationaladaptationplans(NAPs)andmainstreamingofadaptationintonational,subnationalandsectoralplanning.

13. OverhalfofthesubmissionsfromPartiesandtwoobserverorganizationsonesprovidespecificsectoralinformation.Twosectorsthatweremostcommonlyreferredtowereagricultureandwaterresources.Health,urbanareasandhumansettlements,biodiversityandecosystems,aswellasenergywerealsoreferredtoinseveralsubmissions.TheconsiderationofadaptationissuesderivingfromgeographicalcharacteristicswasalsoseenbyonegroupofPartiesasanareaoffocusfortheA‐TEP.AnothergroupofPartieshighlightedthepossibilitytotakeahazardapproach,4thusmakingacloselinktodisasterriskmanagement.

14. MostsubmissionshighlightedtheneedfortheA‐TEPtoaddresscross‐cuttingissues,withthefollowingonesmentionedinseveralsubmissions:

                                                            2ThegroupofPartiesinclude:theAfricangroup,theArabgroup,theIndependantAssociationofLatinAmericaandtheCaribbean(AILAC)andtheleastdevelopedcountriesgroup.ThePartiesinclude:theEuropeanUnion,theGambia,Japan,Mexico,Norway,theRussianFederation,Uganda,andtheUnitedStatesofAmerica.Thesubmissionsareavailableat<http://www4.unfccc.int/submissions/SitePages/sessions.aspx?showOnlyCurrentCalls=1&populateData=1&expectedsubmissionfrom=Parties&focalBodies=SBSTA>.

3Theobserverorganizationsinclude:AssociaciónProtegerArgentina,theBusinessofaBetterWorld(BSR),theFoodandAgricultureOrganizationoftheUnitedNations(FAO),theNotreDameGlobalAdaptationIndex(ND‐GAIN),theMaryRobinsonFoundation,thePopulationandSustainableDevelopmentAlliance,andSuez.Thesubmissionsareavailableat<unfccc.int/7481>. 

4ThisgroupofPartiesreferredtohazardsidentifiedbyPartiesintheirINDCsincluding:flooding,sealevelriseanddrought/desertification.

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a) Adaptationneedsandoptionstoaddressthoseneeds;

b) Policyframeworksandinstitutionalarrangementsforadaptationplanningandimplementation;

c) Multi‐levelgovernance:

i. Linkingsubnationalandnationaladaptationaction;ii. Promotionofsubnationaladaptationefforts;iii. Adaptationinurbanareas;

d) Mainstreamingofclimatechangeadaptation:

i. Mainstreamingofadaptationindevelopmentplanning;ii. Prioritizationofadaptationinlineministries;

e) Methodsandtools,includingfor:

i. Developingclimatescenarios,includingtemperaturescenarios;ii. Analysingobservedandprojectedclimatechangeimpacts;iii. Identifyingadaptationneedsandpriorities;iv. Facilitatingdecision‐making;

f) Monitoringandevaluationofadaptation;

g) Meansofimplementation,including:

i. Adaptationfinance;ii. Technologyforadaptation,includingtransferanddiffusion,informationandcommunications

technology,earlywarningsystems;andtechnologiesforvarioussectors(e.g.agricultureandlandmanagement,water,transportandcoastalzones);

iii. Technicalandinstitutionalcapacity‐building,includingimprovementofmeteorologicalandhydrologicalservicesandunderstandingofscientificinformationatthenationallevel;

h) Privatesectorengagementinadaptation,includingincreasingitsengagementintheprocesstoformulateandimplementNAPs.

15. Othertopicsofcross‐cuttingnatureidentifiedinclude:

a) Transboundaryissues;b) Genderandhumanrights;c) Education,awarenessraisingandoutreachonadaptation;d) Adaptationinthecontextofsustainabledevelopment;e) Economicdiversification;f) Addressingextremeeventsandslowonsetevents;g) Exploringsynergiesbetweenmitigationandadaptation.

16. SomePartiesalsomadealinkwiththenationaladaptationprogrammesofaction(NAPAs)andtheprocesstoformulateandimplementNAPs.SomegroupsofPartiessuggestedthatadditionaltopicsbederivedfromtheneedsexpressedbyPartiesintheadaptationcomponentoftheirINDC,aswellasintheirNAPsandnationalcommunications.TheyfurtherproposedthattheACreviewsthoseneedsandidentifiestopicsthatwouldshowcasesolutionstoaddressthem.

17. Ontheprocessofidentifyingtopics,severalParties,invitedtheACtoselectthefirsttwotopics,i.e.for2016,andseekinputsfromothers(e.g.inputsfromotherbodiesundertheConvention)toidentifytheremainingtopics.

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18. TheearlierphasesoftheM‐TEParewidelyconsideredtobeasuccess,andechoingtherequestfromtheCOP,PartiesandobserverorganizationsencouragedtheA‐TEPtolearnfromthemodalitiesandlessonsoftheM‐TEP.InresponsetothisCOPrequest,theACmaywishtorequestthesecretariatstaffsupportingtheCommitteetocollaboratecloselywithitscounterpartssupportingtheM‐TEP,tolearnfromtheirexperienceandensurecoherencebetweenthetwoprocesses,includinginregardstothetimelineanddeliveryoftherequestedoutputs(e.g.TEMS,TPs,SPMs).

5. WaystoensurecoherenceandmaximumvalueintheA‐TEP

19. TheCOPrequestedtheACtoengagewithandexplorewaystotakeintoaccount,synergizewithandbuildontheexistingarrangementsforadaptation‐relatedworkprogrammes,bodiesandinstitutionsundertheConventionsoastoensurecoherenceandmaximumvalue.Inresponsetothiscall,figure1mapsthebroadcategoriesoftopicsidentifiedinthesubmissionsagainsttheprogrammesandbodiesundertheConventionwhich,excludingtheAC,havethesetopicsincludedintheirworkstreams.Italsohighlightsthesectoraltopicsmostoftenreferredtointhesubmissions.

Figure1.TopicscoveredinthesubmissionsandthebodiesandprogrammesundertheConvention(besidestheAdaptationCommittee)thataddressthesetopics

Abbreviations:CGE=ConsultativeGroupofExpertsonNationalCommunicationsfromPartiesnotincludedinAnnexItotheConvention,CTCN=ClimateTechnologyCentreandNetwork,LEG=LeastDevelopedCountriesExpertGroup,L&DExCom=ExecutiveCommitteeoftheWarsawinternationalmechanismforlossanddamageassociatedwithclimatechangeimpacts,M&E=monitoringandevaluation,NWP=Nairobiworkprogrammeonimpacts,vulnerabilityandadaptationtoclimatechange,TEC=TechnologyExecutiveCommittee,SCF=StandingCommitteeonFinance.

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20. Tosupplementtheinformationcapturedinfigure1,itcouldbeusefulfortheACtoalsoconsideradaptation‐relatedactivitiesofotherprogrammesandbodiesundertheConventionandotherrelevantinstitutionsoutside,plannedfortheperiod2016‐2020.However,atthemoment,suchinformationislimitedsincemostbodiesundertheConventionareintheprocessofdevelopingtheirpost‐COP21workplan;anditmightnotbepossibletoundertakeacomprehensivereviewofrelevantactivitiesconductedbyorganizationsoutsidetheConventiongiventhelimitedtimeremainingforthepreparationofthe2016A‐TEMs.

21. Inthiscontext,asafirststep,theACcouldconsiderthoseactivitiesthatarealreadyplannedfor2016‐2017.Suchinformationisincludedinannex3andstructuredalongthebroadcategoriesoftopicsmentionedinparagraphs14‐15above,asappropriate.

22. Inseekingcoherenceandmaximumvalue,othersourcesofinformationcouldalsobeconsideredassuggestedbysomePartiesintheirsubmissions,includingadaptationneedscommunicatedbyPartiesintheadaptationcomponentoftheirINDCand/ortheirNAPs.TheACcouldalso,wheneverpossible,seektoaligntheA‐TEPtopicstotheM‐TEPones,inparticularfortopicsthatallowfortheidentificationofactionsthathavemitigationco‐benefits.5

6. PossibleapproachtoorganisingtheA‐TEPandforundertakingfurtherwork

23. WhileprovidingasolidfoundationtostartdiscussionsontopicsfortheA‐TEP,thepossibilityoflatesubmissionstothesecretariatshouldnotbeexcluded.Ifthisisthecase,thesuggestedlistoftopicscouldexpandinthenearfuture.Meanwhile,thesynthesisreportontheaggregateeffectofINDCs6isbeingupdatedtoincludeinformationonINDCscommunicatedbyPartiesafter1October2015.ThisreportwillnotbeavailableuntilApril2016bywhichtimeitmightbealreadytoolatetostartplanningforthetwoA‐TEMsinMay.Furthermore,asof26February2016,onlytwocountries7haveofficiallycommunicatedtheirNAPtothesecretariat.

24. InlightoftheaboveandconsideringtheneedtostartpreparingforthefirstA‐TEMsatthismeeting,theACcouldlimitthescopeofitsworkonselectingtopicstothoseforthe2016A‐TEMsonly.Selectioncriteriacouldinclude:

a) Topicsthataresufficientlybroadandcross‐cuttinginnatureandreflectedinseveralsubmissions;

b) Topicsthatcouldbeofinteresttoalargeanddiversegroupofstakeholders;and

c) Topicsthatarenotbecoveredbyotherworkstreamsin2016soastoavoidduplicatingexistingefforts.

25. Inaddition,theACmaywishtoprioritizemulti‐facetedtopicsthatcouldofferfutureopportunitiesforlookingintosomeoftheirspecificitiesinmoredetails,forexample,policyframeworksandinstitutionalarrangementsforadaptationplanningandimplementation;methodsandtools;privatesectorengagement;oradaptationinthecontextofsustainabledevelopment.

26. TheACcouldalsodecidetoestablishanA‐TEPtaskforce/workinggroupwhichwouldidentifyspeakersfortheupcomingA‐TEMsanddevelopmodalitiesforselectingsubsequenttopicsfortheperiod2017‐2020.TheA‐TEPtaskforce/workinggroupcouldalsoseektoinvolveotherentitiesinitswork,inparticularsincetheCOP,supportedbyseveralsubmissions,encouragedtheACtocollaboratewithadaptation‐relevantprogrammesandbodiesundertheConventionforselectingthetopicsandspeakersoftheA‐TEMs.SomesubmissionsalsoemphasizedtheneedfortheACtocollaboratewithnon‐Partystakeholders,includingtheprivatesector.

                                                            5ThereisainitiallistofM‐TEPtopicsdrawnbyparticipantsatthededicatedmeetingheldinFebruary2015.Theseinclude:transportation;innovativefinancingincludingforearlyvoluntaryaction;marineprotection;economicdiversification;carboncaptureandstorage;andenergysectortransformation,includingfiscalinstrumentsandincentives,aswellascross‐cuttingissuestoshareexperiencesinrelationtodomesticprocessestofacilitatelong‐termtransformation,includingtheinstitutionsandlegalsettingneededtodevelopandimplementmitigationpolicies.

6FCCC/CP/2015/7.7ThetwocountriesareBurkinaFasoandCameroon. 

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27. Inaddition,thetaskforce/workinggroupcouldexplorewaystoensuretheparticipationofthelargecohortofstakeholdersthattheA‐TEPnecessitates,inparticularduringtheA‐TEMs.

7. Otherissuestotakeintoconsideration

28. Inadditiontorecommendingtopics,somesubmissionsalsoprovidedsuggestionsforenhancedoperationalizationoftheA‐TEPbytheAC.ItwasproposedthattheACorthesecretariatcoulddevelopaftereachhigh‐levelevent,asummaryoftheoutcomesoftheannualphaseoftheA‐TEP.ThissummarywillthenbeusedbytheACtopreparerecommendationsonwaystobridgesomeofthegapsidentifiedthroughtheA‐TEPfortheconsiderationoftheCOP.

29. ThereisarequestfromPartiesandobserverorganizationstobeperiodicallyinvited,throughcallsforinputs,tosuggestexperts,initiativesorcasestudiesfortheTEMs.SeveralofthemalsoofferedtovolunteertodeliverapresentationattheA‐TEMs.

30. AgroupofPartiesadvocatedforacross‐fertilizingcommunicationflowbetweentheA‐TEPandeventshappeninginregionsandsub‐regions,includingwiththesupportoftheA‐TEPtaskforce/workinggroup.ThesamegroupofPartiesalsoemphasizedtheneedfortheoutputsandoutcomesoftheA‐TEPtobewidelydisseminated,includingthroughsocialmedia.

31. SomePartiesaskedfortheagendaoftheA‐TEMstobedeveloped,asearlyaspossible,toensureoptimalpreparationandparticipationofallinterestedstakeholders.

32. Inregardstoalonger‐termoutlook,afewsubmissionsconsidertheA‐TEPtobeofferingapathwayformoreambitiousadaptationeffortsinthepost‐2020regime.Toharnessthispotential,theyproposetolinktheA‐TEPtotheglobalstocktakeestablishedbytheParisAgreement,8withoutputsandoutcomesoftheA‐TEPbeingfedintothepreparationofthisperiodicstocktake.

8. Nextsteps

33. TheACmaywishtoagreeto:

a) Selecttwotopicsforthe2016A‐TEPs;

b) EstablishanA‐TEPtaskforce/workinggroup,includingidentifyingmembersandalead,to:

i. PlanforthetwoA‐TEMsin2016,includingselectingspeakersandengagingwithotherentities;ii. Identifypossibleadditionaltopicsfor2017‐2020,includingproposingpossiblesequencingofthese

topicsandfurtherwaystoengageotherentitiesintheA‐TEP;iii. ReviewthesubmissionstofurtherinformtheconductoftheA‐TEP;iv. LiaisewiththeSBChairsandtheHigh‐levelChampions.

c) RequesttheA‐TEPtaskforcetoprovideaprogressreportatAC10toinformtheAConthenextsteps

34. Tofacilitatetheworkofthetaskforce,theACmayalsowishtorequestthesecretariattoupdatethesynthesisofthesubmissions(section4ofthisconceptnote)ontheA‐TEPasnewsubmissionsarereceivedandtoprovidethetaskforcewithadditionalrelevantinformationfromtheINDCsandtheNAPs.

                                                            8Article14oftheParisAgreement;anddecision1/CP.21,paragraphs99‐101.

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Annex1.Overviewofrelevantmandatestakenfromdecision1/CP.21

Technicalexaminationprocessonadaptation(A‐TEP)(paras124‐132)

124.Decidestolaunch,intheperiod2016‐2020,atechnicalexaminationprocessonadaptation;125.Alsodecidesthatthetechnicalexaminationprocessonadaptationreferredtoinparagraph124abovewillendeavourtoidentifyconcreteopportunitiesforstrengtheningresilience,reducingvulnerabilitiesandincreasingtheunderstandingandimplementationofadaptationactions;126.Furtherdecidesthatthetechnicalexaminationprocessreferredtoinparagraph124aboveshouldbeorganizedjointlybytheSubsidiaryBodyforImplementationandtheSubsidiaryBodyforScientificandTechnologicalAdvice,andconductedbytheAdaptationCommittee;127.Decidesthattheprocessreferredtoinparagraph124abovewillbepursuedby:

(a)Facilitatingthesharingofgoodpractices,experiencesandlessonslearned;(b)Identifyingactionsthatcouldsignificantlyenhancetheimplementationofadaptationactions,includingactionsthatcouldenhanceeconomicdiversificationandhavemitigationco‐benefits;(c)Promotingcooperativeactiononadaptation;(d)Identifyingopportunitiestostrengthenenablingenvironmentsandenhancetheprovisionofsupportforadaptationinthecontextofspecificpolicies,practicesandactions;

128.Alsodecidesthatthetechnicalexaminationprocessonadaptationreferredtoinparagraph124abovewilltakeintoaccounttheprocess,modalities,outputs,outcomesandlessonslearnedfromthetechnicalexaminationprocessonmitigationreferredtoinparagraph109above;

129.Requeststhesecretariattosupportthetechnicalexaminationprocessreferredtoinparagraph124aboveby:

(a)Organizingregulartechnicalexpertmeetingsfocusingonspecificpolicies,strategiesandactions;(b)Preparingannually,onthebasisofthemeetingsreferredtoinparagraph129(a)aboveandintimetoserveasaninputtothesummaryforpolicymakersreferredtoinparagraph111(c)above,atechnicalpaperonopportunitiestoenhanceadaptationaction,aswellasoptionstosupporttheirimplementation,informationonwhichshouldbemadeavailableinauser‐friendlyonlineformat;

131.Decidesthatinconductingtheprocessreferredtoinparagraph124above,theAdaptationCommitteewillengagewithandexplorewaystotakeintoaccount,synergizewithandbuildontheexistingarrangementsforadaptation‐relatedworkprogrammes,bodiesandinstitutionsundertheConventionsoastoensurecoherenceandmaximumvalue;132.Alsodecidestoconduct,inconjunctionwiththeassessmentreferredtoinparagraph113above,anassessmentoftheprocessreferredtoinparagraph124above,soastoimproveitseffectiveness;133.InvitesPartiesandobserverorganizationstosubmitinformationontheopportunitiesreferredtoinparagraph125aboveby3February2016.

High‐levelevent(para120)

120.Agreestoconvene,pursuanttodecision1/CP.20,paragraph21,buildingontheLima‐ParisActionAgendaandinconjunctionwitheachsessionoftheConferenceofthePartiesduringtheperiod2016–2020,ahigh‐leveleventthat:

(a)Furtherstrengthenshigh‐levelengagementontheimplementationofpolicyoptionsandactionsarisingfromtheprocessesreferredtoinparagraph109aboveandparagraph124below,drawingonthesummaryforpolicymakersreferredtoinparagraph111(c)above;(b)Providesanopportunityforannouncingneworstrengthenedvoluntaryefforts,initiativesandcoalitions,includingtheimplementationofpolicies,practicesandactionsarisingfromtheprocessesreferredtoinparagraph109aboveandparagraph124belowandpresentedinthesummaryforpolicymakersreferredtoinparagraph111(c)above;

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(c)Takesstockofrelatedprogressandrecognizesneworstrengthenedvoluntaryefforts,initiativesandcoalitions;(d)Providesmeaningfulandregularopportunitiesfortheeffectivehigh‐levelengagementofdignitariesofParties,internationalorganizations,internationalcooperativeinitiativesandnon‐Partystakeholders.

Champions(paras121‐123)

121.Decidesthattwohigh‐levelchampionsshallbeappointedtoactonbehalfofthePresidentoftheConferenceofthePartiestofacilitatethroughstrengthenedhigh‐levelengagementintheperiod2016–2020thesuccessfulexecutionofexistingeffortsandthescaling‐upandintroductionofneworstrengthenedvoluntaryefforts,initiativesandcoalitions,includingby:

(a)WorkingwiththeExecutiveSecretaryandthecurrentandincomingPresidentsoftheConferenceofthePartiestocoordinatetheannualhigh‐leveleventreferredtoinparagraph120above;

(b)EngagingwithinterestedPartiesandnon‐Partystakeholders,includingtofurtherthevoluntaryinitiativesoftheLima‐ParisActionAgenda;

(c)Providingguidancetothesecretariatontheorganizationoftechnicalexpertmeetingsreferredtoinparagraph111(a)aboveandparagraph129(a)below;

122.Alsodecidesthatthehigh‐levelchampionsreferredtoinparagraph121aboveshouldnormallyserveforatermoftwoyears,withtheirtermsoverlappingforafullyeartoensurecontinuity,suchthat:

(a)ThePresidentoftheConferenceofthePartiesofthetwenty‐firstsessionshouldappointonechampion,whoshouldserveforoneyearfromthedateoftheappointmentuntilthelastdayoftheConferenceofthePartiesatitstwenty‐secondsession;

(b)ThePresidentoftheConferenceofthePartiesofthetwenty‐secondsessionshouldappointonechampionwhoshouldservefortwoyearsfromthedateoftheappointmentuntilthelastdayoftheConferenceofthePartiesatitstwenty‐thirdsession(November2017);

(c)Thereafter,eachsubsequentPresidentoftheConferenceofthePartiesshouldappointonechampionwhoshouldservefortwoyearsandsucceedthepreviouslyappointedchampionwhosetermhasended;

123.InvitesallinterestedPartiesandrelevantorganizationstoprovidesupportfortheworkofthechampionsreferredtoinparagraph121above;

Engagementofnon‐PartystakeholdersinM‐TEPandA‐TEP(para119)

119.Alsoencouragesnon‐Partystakeholderstoincreasetheirengagementintheprocessesreferredtoinparagraph109aboveandparagraph124below.

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Annex2.TopicsproposedbygroupsofParties,Partiesandobserverorganizations

Submissiondate

Party/organization

Suggestedtopicsforthetechnicalexaminationprocessonadaptation(A‐TEP)

GroupsofPartiesandParties3/02/2016 TheGambia A‐TEPtofocusfirstonissuesrelatedtothefollowing:

‐Agriculture‐Health‐Water‐Humansettlements‐Ecosystemsandbiodiversity‐Disasterriskreduction/managementImportantelementsfromtheGambiaadaptationneedstobeconsideredintheA‐TEP:

- Incorporatinggenderissuesintoadaptationactions;- Trans‐boundaryissuesincludingmigrationandwaterresources,- Implementingpolicyframeworks,strategiesandplanstoenhanceimplementation;and- Buildingonthemomentumofthenationaladaptationprogrammesofaction(NAPAs)andtheprocesstoformulateand

implementnationaladaptationplans(NAPs)- Meansofimplementationneededtosupportadaptationactionincluding:

o Sufficientfinancialresourcestoassess,plan,implement,monitorandevaluateadaptationactions;o Technologiesforadaptation,includingintheareasofclimateobservationandmonitoring,earlywarning

systems,waterresources,includingirrigationandwastewatermanagement,coastalzones,resiliencetransportation,sustainableagriculture,forestryandlandmanagement;

- Trainingandbuildinstitutionalofinstitutionalandhumancapacitiesandtechnicalexpertise,includingintheareaofvulnerabilityandadaptationassessments;

- Research,dataandinformation,includingintheareaofclimateforecastingandmodeling;‐Education,raisingawarenessandoutreachonclimatechangeimpactsandadaptation.

3/02/2016 EuropeanUnion(theNetherlandsonbehalfof)

- Multi‐levelgovernance(e.g.CovenantofMayorsandassociatedMayorsAdapt)- Preparingforextremeeventsandslowonsetevents- MainstreamingofCCrisk&climateproofinginvestments- Public/privatepartnershipinadaptationfinancing

3/02/2016 Norway - Improvedmeteorologicalandhydrologicalservices- WatersystemsinthecontextofNAPprocess- Agriculture

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Submissiondate

Party/organization

Suggestedtopicsforthetechnicalexaminationprocessonadaptation(A‐TEP)

4/02/2016 ArabGroup(Kuwaitonbehalfof)

- Adapttophysicalaspectsofclimatechangeo Urbanplanningandcitieso Marineprotectiono Watermanagemento Air‐conditioningo Desertificationo Agriculture

- Sustainabledevelopmentthatdealswithsocio‐economicimpactso Economicdiversificationo Industrializationo Renewablesandenergyefficiency

- Transferanddiffusionoftechnologyandknow‐how4/02/2016 Uganda - Policyframeworks(specificexamplesinUganda)

- ICTusetoimproveadaptationandlivelihoodresilience4/02/2016&resubmission6/02/2016

African GroupofNegotiators(Malionbehalfof)

1sttopic:- Examinationoftechnicaltoolsusedtodeveloptemperaturescenariosandidentifyprojectedimpacts;- Identificationofhowthesetoolscanassistwithdeterminingadaptationneedsandprioritiesatnationallevels.

Topicsthereafter,shouldsuchthat:- Theyarenotnecessarilybasedsolelyonsectors;thematicareasaresometimesmoreappropriateforaddressinggaps

incapacityandknowledge- Theyfocusonadaptationprioritiesidentifiedbydevelopingcountriesintheadaptationcomponentoftheirintended

nationaldeterminedcontributions(INDCs);NAPS,andothers- Itisworthnotingthatthesectorsthemostcommonlyreportedincountries’INDCsinclude:health,agriculture,water,

andbiodiversity- OtherissueshighlightedinINDCsynthesisreport:

o Genderissueso Transboundaryissueso Policyframeworks,strategiesandplanstoenhanceimplementation

- TheybuildonNAPAandNAPsmomentum05/02/2016 Japan

Cross‐cutting issues:- Institutionalarrangementsamongrelevantstakeholders- Assessingtheimpactsofclimatechangethroughscientificknowledge- Buildingandenhancinginformationplatformonclimaterisk- Promotionofsubnationaladaptationeffortsthroughactionssuchascooperationwithlocalgovernments

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Submissiondate

Party/organization

Suggestedtopicsforthetechnicalexaminationprocessonadaptation(A‐TEP)

- Methodologiesandindicatorsformonitoringandevaluation(M&E)

Sectoralissues(in‐linewiththefocusoftheNairobiworkprogrammeonimpacts,vulnerabilityandadaptationtoclimatechange):- Ecosystems- Humansettlements- Waterresources- Health

06/02/2016 USA

- Enablingenvironmentsandinstitutionalarrangementsforeffectiveadaptationplanningandimplementation- IncreasingprivatesectorengagementintheprocesstoformulateandimplementNAPs:

o Roleofpolicies,regulatoryframeworksandtechnicalassistanceo Increaseroleofbankingsectoro Strengtheningroleofsmall‐andmedium‐sizedentitieso Overcomingfinancialbarrierspreventingsmallholderfarmersfromimplementingresilience

- Linkingsubnationalactionwithnationalleveladaptationplanning(e.g.developmentandimplementationofNAPs09/02/2016 Mexico

- Processofmonitoringandevaluationofmeasurestoadapttoclimatechange- Identificationofimpactsofclimatechangeinsocialsectors,ecosystemsandenvironmentalservices- Constructionofacommonvisionamongnational‐levelenvironmentalinstitutions

14/02/2016 Least

developedcountries(LDCs)Group(DemocraticRepublicoftheCongoonbehalfof)

Framing:exploringthefouraspectsoftheobjectiveoftheA‐TEP:(a)strengtheningresilience;(b)reducingvulnerability;(c)increasingtheunderstandingofadaptationaction;(d)increasingtheimplementationofadaptationaction.- BuildonNAPAandNAPs

o Needsandadequacyofsupporto Gapsandlessonslearned

- Meansofimplementation(scientificinformationand/orcountryexperiences)o Technology

Gapsinadaptationtechnology+needsidentifiedintechnologyneedsassessment(TNA)o Finance

Generationofnewandadditionalresourceso Capacity‐building

Gapsandpossiblesolutionso Gapsininstitutionalmechanisms(national,regionalandinternationallevels)

- Mainstreamingofadaptation,includingwaystoprioritizeadaptationinlineministries- Sectoralareas:agriculture,foodsecurity,water,health,fisheries,forestry,coastalandmountainousregions- Emphasistouniquenatureofgeographicregions

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Submissiondate

Party/organization

Suggestedtopicsforthetechnicalexaminationprocessonadaptation(A‐TEP)

18/02/2016 RussianFederation

- Naturaldisasters- Agriculture- Health- Water- Building- Transport- Energy-

Alsointerestedinthemainstreamingofadaptationatthenational,regional,subnationalandsectorallevels24/02/2016 AILAC

(Colombiaonbehalfof)

BasedonINDCsandadaptationundertakings,priorityareasintheorderinwhichtheyshouldbeaddressedare:- Waterresources(2016A‐TEP)- Agricultureandfoodsecurity(2016A‐TEP)- Health(2017A‐TEP)- Ecosystems(2017A‐TEP)- Forestry(2018A‐TEP)- Humansettlements,inparticularcitiesandinfrastructure(2018A‐TEP)TEMsshouldalsohaveaparticularfocuson:flooding,sealevelriseanddrought/desertificationCross‐cuttingtopicsthatcanbeaddressedthroughoutalltopicsduringtheTEMs,include:- Synergiesbetweenmitigationandadaptation- Multipledimensionofadaptation

o ReferencetotheUNEPAdaptationGAPReport- Genderandsocialpolicies(protectandpromotegenderequalityandthehumanrightsofallpeople,especiallymost

vulnerablepopulations)- Meansofimplementation

o Closinggapsincapacityo Addresssingtechnologyneedso Addressinggreateraccesstofinance.Aparticularfocustoincludehowtoincreasefinancialsupportthrough

theprivatesectorengagementintheimplementationofrelevantplans(particularlyNAPs),policiesand/orcontributions

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Submissiondate

Party/organization

Suggestedtopicsforthetechnicalexaminationprocessonadaptation(A‐TEP)

Observerorganizations03/02/2016 Foodand

AgricultureOrganizationoftheUnitedNations(FAO)

Focusonagriculture,livestock,forestryandfisheries,includinglookingat:

- Reducingthevulnerabilityofpeople,physicalassetsandnaturalsystems- StrengtheninginstitutionalandtechnicalcapacitiesandenhanceadaptivecapacityforeffectiveCCadaptation- Integratingclimatechangeadaptationintorelevantpolicies,plansandassociatedprocesses- Developingandcustomizingindicatorsofadaptationtoevaluateprioritizeandmonitoradaptationmeasures- Considerationofgendersensitivity,indigenousknowledge,feasibilityandsustainabilityasmeansofenhancing

opportunitiesforadaptationactions- Buildingresilienceinbio‐physicalandsocio‐economicsystems(riskmanagement)

03/02/2016 NotreDameGlobalAdaptationIndex(ND‐GAIN)

03/02/2016 MaryRobinsonFoundation

- Adaptationandhumanrights- Adaptationandgenderequality

03/02/2016 Populationandsustainabledevelopmentalliance

- Familyplanningasaclimateadaptationstrategyo Human‐rightsbasedandparticipatoryapproacho Citizenparticipation

06/02/2016 Suez - Waterresourceso Preservationandmanagementofwaterresources,e.g.incentivizeenvironmentalperformanceplans;

technologiesformonitoringandcontrolwaterconsumptions;smartpolicies(e.g.progressivetariffs)o Productionofalternativewaterresources(e.g.desalination,treatedwastewaterreusetobefurtherexplored)o Continuityofdrinkingwaterandwastewaterservicesduringextremeorrecurringclimateevents(e.g.realtime

monitoringandmanagementofrainwaterandstormwater)06/02/2016 Asociación

protegerArgentina

10/02/2016 BSR Privatesectorengagement,including:o Investmentsinlocalearly‐warningsystemsandothertechnologyplatformso Healthcareandeducationo Governanceandlegalreform

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Submissiondate

Party/organization

Suggestedtopicsforthetechnicalexaminationprocessonadaptation(A‐TEP)

o Institutionalcapacity‐buildingo Genderandhumanrightsinitiativeso Biodiversityandecosystemserviceso Socialsafetynets

   

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Annex3.Listofadaptation‐relatedactivitiesplannedfortheperiod2016‐2017

Broadcategoriesoftopics

Activities Timing

Education,awarenessraisingandoutreachonadaptation

4thDialogueonClimateEmpowerment9 focusingonpublicparticipation,publicawareness,publicaccesstoinformationandinternationalcooperationonthesematters

SB44(May2016)

Genderandhumanrights

In‐sessionworkshopongender‐responsiveclimatepolicywithafocusonadaptation,capacity‐building,andtrainingfordelegatesongenderissues

SB44(May2016)

Meansofimplementation:finance

In‐sessionworkshopsonlong‐termclimatefinanceorganizedbythesecretariatwithinputsfromtheStandingCommitteeonFinance(SCF),AdaptationCommittee(AC)andTechnologyExecutiveCommittee(TEC).Theseworkshopsareannualin‐sessioneventsthroughto2020(decision5/CP.20,paragraph12).AtSB44oneofthefocusesoftheworkshopwillbeonadaptationfinance.

2016‐2017

ForumoftheSCF‘’Financialinstrumentsthataddresstherisksoflossanddamageassociatedwiththeadverseeffectsofclimatechange’’

2016

SecondbiennialassessmentandoverviewofclimatefinanceflowspreparedbytheSCF.Inthecontextofthepreparationofitsbiennialassessmentandoverviewofclimatefinanceflows,theSCFwillconsiderongoingtechnicalworkonoperationaldefinitionsofclimatefinance,includingprivatefinancemobilizedbypublicinterventions,toassesshowadaptationandmitigationneedscanmosteffectivelybemetbyclimatefinance,andwillincludetheresultsinitsannualreporttotheCOP.

ForCOP22(November/December2016)

OperationalizationofSCFfunctions(asperdecision1/CP.16,paragraph111),particularlyintermsof: Improvingcoherenceandcoordinationinthedeliveryofclimatechangefinancing RationalizingtheFinancialMechanism Mobilizingfinancialresources Workingonmeasurement,reportingandverificationofthesupportprovidedtodeveloping

countryPartiesTheSCFwillundertake,interalia,analysisandfacilitateinformationexchangesandwillmakerecommendationstotheCOP,asappropriate

2016‐2017

Meansofimplementation:technology

TECthematicdialogueon enablersandbarriersto Southcooperationontechnologyforadaptationwithaparticularfocusonagricultureandwater.

April2016

                                                            9 This was previously called Dialogue on Article 6. 

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Broadcategoriesoftopics

Activities Timing

ThisthematicdialogueisthecontinuationoftheTEC’sworkontechnologiesforadaptationthattheTEChasundertakensince2014,whichincludedaworkshopon“TechnologiesforAdaptation”(heldincollaborationwiththeAdaptationCommittee)andthedevelopmentoftwoTECpolicybriefsontechnologiesforadaptationinthewatersectorandintheagriculturalsector.

Meansofimplementation:capacity‐building

DurbanForumoncapacity‐building SB44(May2016)SB46(May/June2017)

Sector:agriculture Two‐insessionworkshopsunderSBSTAagendaitemIssuesrelatingtoAgricultureWorkshop#1:identificationofadaptationmeasures,takingintoaccountthediversityoftheagriculturalsystems,indigenousknowledgesystemsandthedifferencesinscaleaswellaspossibleco‐benefitsandsharingofexperiencesinresearchanddevelopmentandonthegroundactivities,includingsocioeconomic,environmentalandgenderaspectsWorkshop#2:Identificationandassessmentofagriculturalpracticesandtechnologiestoenhanceproductivityinasustainablemanner,foodsecurityandresilience,consideringthedifferencesinagro‐ecologicalzonesandfarmingsystems,suchasdifferentgrasslandandcroplandpracticesandsystems

SB44(May2016)

NAPs NAPExpo2016NAPExpo2017

11‐15July2016tbc

Knowledgesharing AdditionalprioritysettingworkshopsundertheLimaAdaptationKnowledgeInitiative(LAKI)targetingrespectively,leastdevelopedcountries,smallislandsdevelopingStatesandAfrica.TheLAKI,anactionpledgeundertheNairobiworkprogrammeonimpacts,vulnerabilityandadaptationtoclimatechange(NWP),andacollaborativeeffortbetweentheUnitedNationsEnvironmentProgramme(UNEP)andthesecretariat,aimsatprioritizingandcatalysingresponsestosubregion‐andtheme‐specificadaptationknowledgeneeds.In2015,2priority‐settingworkshopswereorganizedforWestAsiaandSouthernAfricasubregions.

2016

10thNWPFocalPointForuminconjunctionwithSBSTA45,MarrakechFocalpointforums,annualeventsinconjunctionwithCOPs,haveinthepastfocusedonvarioustopics,andinvolvedtakingstockofrelevantactivitiesbeingundertakenbyNWPpartnerorganizations,andidentifyingopportunitiesformutuallearningandcollaboration.Theforumshave

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Broadcategoriesoftopics

Activities Timing

alsohelpedtosupportoutreach,andfosterdialogueandtheexchangeofinformationrelevanttotheNWPamongstakeholdersinvolvedinadaptation.10

ImplementationoftheParisAgreement

AdaptationForum2016TheForumwilllookatadaptationaspectsoftheParisagreementandinputsfromparticipantsontasksundertheParisAgreementwheretheAChasaclearrole.

12May2016

__________

                                                            10SummariesofdiscussionsfrompreviousForumsareavailableat<unfccc.int/4300>.