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ACT CIVIL & ADMINISTRATIVE TRIBUNAL 212 NORTHBOURNE PTY LIMITED v ACT HERITAGE COUNCIL & ANOR (Administrative Review) [2016] ACAT 30 AT 22 of 2015 Catchwords: ADMINISTRATIVE REVIEW heritage listing Late Modern style of architecture whether Territory level significance is sufficient in order to decide to register a place Legislation cited: ACT Civil and Administrative Tribunal Act 2008 s 68 Australian Capital Territory (Self-Government) Act 1988 (Cth) s 22 Environment Protection and Biodiversity Conservation Act 1999 (Cth) at ss 12, 13, 15B, 15C, 324C, 324D Heritage Act 1977 (NSW) ss 4, 4A, 10 Heritage Act 2004 ss 3, 7, 8, 10, 17, 18, 28, 32, 34, 35, 36, 37, 38, 39, 40, 41, 111, 112, 114, 114A, 119 sch 1 Heritage Legislation Amendment Act 2014 s 202 Legislation Act 2001 ss 122, 255 Subordinate Legislation: Environment Protection and Biodiversity Conservation Regulations 2000 (Cth) s 10.01A Heritage Regulations 2006 s 10 Cases cited: Eastman v Director of Public Prosecutions (2003) 214 CLR 318 McDonald v Director-General of Social Security (1984) 1 FCR 354 Tan v Vocational Registration Appeal Committee (1996) 71 FCR 405 List of Texts/Papers cited: Apperly, Richard, Robert Irving and Peter Reynolds, A Pictorial Guide to Identifying Australian Architecture: Styles and Terms from 1788 to the Present (Angus & Robertson, Sydney, 1994) Bennion on Statutory Interpretation A Code (6 th edition, 2015) Boer, Ben and Graeme Wiffen, Heritage Law in Australia (2006)

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ACT CIVIL & ADMINISTRATIVE TRIBUNAL

212 NORTHBOURNE PTY LIMITED v ACT HERITAGE

COUNCIL & ANOR (Administrative Review) [2016] ACAT 30

AT 22 of 2015

Catchwords: ADMINISTRATIVE REVIEW – heritage listing – Late

Modern style of architecture – whether Territory level

significance is sufficient in order to decide to register a place

Legislation cited: ACT Civil and Administrative Tribunal Act 2008 s 68

Australian Capital Territory (Self-Government) Act 1988 (Cth)

s 22

Environment Protection and Biodiversity Conservation Act

1999 (Cth) at ss 12, 13, 15B, 15C, 324C, 324D

Heritage Act 1977 (NSW) ss 4, 4A, 10

Heritage Act 2004 ss 3, 7, 8, 10, 17, 18, 28, 32, 34, 35, 36, 37,

38, 39, 40, 41, 111, 112, 114, 114A, 119 sch 1

Heritage Legislation Amendment Act 2014 s 202

Legislation Act 2001 ss 122, 255

Subordinate

Legislation: Environment Protection and Biodiversity Conservation

Regulations 2000 (Cth) s 10.01A

Heritage Regulations 2006 s 10

Cases cited: Eastman v Director of Public Prosecutions (2003) 214 CLR

318

McDonald v Director-General of Social Security (1984) 1 FCR

354

Tan v Vocational Registration Appeal Committee (1996) 71

FCR 405

List of

Texts/Papers cited: Apperly, Richard, Robert Irving and Peter Reynolds, A

Pictorial Guide to Identifying Australian Architecture: Styles

and Terms from 1788 to the Present (Angus & Robertson,

Sydney, 1994)

Bennion on Statutory Interpretation A Code (6th edition, 2015)

Boer, Ben and Graeme Wiffen, Heritage Law in Australia (2006)

2

Canberra: An Architectural Guide to Australia’s Capital, (Royal

Australian Institute of Architects, ACT Chapter, 1982)

Committee of Inquiry into the National Estate Report of the

National Estate (1974)

Goad, Philip and Julie Willis The Encyclopedia of Australian

Architecture (Cambridge University Press, 2012)

Pearce, D C and R S Geddes Statutory Interpretation in

Australia (7th

edition, 2011

Taylor, Jennifer, Australian Architecture since 1960, (The Law

Book Company, Sydney, 1986); second edition (Royal

Australian Institute of Architects, Canberra, 1990)

The Future Canberra, (Angus & Robertson, Sydney, 1965)

Tribunal: Senior Member R. Orr (Presiding)

Senior Member R Pegrum

Date of Orders: 14 April 2016

Date of Reasons for Decision: 14 April 2016

AUSTRALIAN CAPITAL TERRITORY )

CIVIL & ADMINISTRATIVE TRIBUNAL ) AT 22/15

BETWEEN:

212 NORTHBOURNE PTY LIMITED

Applicant

AND:

ACT HERITAGE COUNCIL

Respondent

AUSTRALIAN INSTITUTE OF ARCHITECTS

Party Joined

TRIBUNAL: Senior Member R Orr (Presiding)

Senior Member R Pegrum

DATE: 14 April 2016

ORDER

The Tribunal Orders that:

1. The decision of the ACT Heritage Council on 12 February 2015 under section

40 of the Heritage Act 2004 concerning the building on Block 3 Section 3

Braddon (the former AAA building) is set aside, and is substituted by a decision

under section 40 that the former AAA building has heritage significance by

operation of section 10(g) and should be registered on that basis.

2. The Council should register the former AAA building in accordance with this

decision.

………………………………..

Senior Member R Pegrum

for and on behalf of the Tribunal

2

REASONS FOR DECISION

1. On 12 February 2015 the ACT Heritage Council (Heritage Council or

Council) decided to register the former AAA building, on Block 3 Section 3

Braddon, at 212 Northbourne Avenue (Building or former AAA building, and

sometimes former CSC building), on the ACT Heritage Register.

2. The decision was made under section 40 of the Heritage Act 2004 (ACT)1

(Heritage Act) and that Act relevantly provided that the Heritage Council could

decide to register a place, which included a building, if:

(a) it demonstrates a high degree of technical or creative achievement, by

showing an exceptionally fine level of application of existing techniques or

approaches (section 10(a) of the Heritage Act);

(b) it is important as evidence of a distinctive design that is of exceptional

interest (section 10(c)); or

(c) it is a notable example of a kind of place or object and demonstrates the

main characteristics of that kind (section 10(g)).

3. The owner of the Building, 212 Northbourne Pty Limited (applicant),

challenges this decision.

Summary of Tribunal decision

4. The applicant raised a range of issues in relation to the process towards the

decision of the Heritage Council to register the Building, including that the

applicant did not receive appropriate notice and was denied an opportunity to be

properly involved in the process.2 Because of the issues raised by the applicant,

the Tribunal sets the decision aside. The Tribunal does not think it appropriate

to remit the decision to the Heritage Council for a further decision, and

therefore makes a substitute decision itself.

5. A key issue in the hearing was whether Territory level heritage significance is

sufficient in order to decide to register a place, or whether national or world

1 In the relevant form as it stood immediately prior to 3 October 2014, see paragraph 13 below 2 Applicant’s closing submissions at [24]

3

level heritage significance is required. The Tribunal finds that Territory level

heritage significance is sufficient.

6. In relation to the criterion in section 10(a), the Tribunal finds that the Building

shows a high level of application of existing techniques or approaches, but is

not convinced that it reaches the required exceptionally fine level. This criterion

is not met.

7. In relation to the criterion in section 10(c), the Tribunal finds that the Building

is evidence of the Late Modern style, but is not convinced that the style is of

exceptional interest. This criterion is not met.

8. In relation to the criterion in section 10(g), the Tribunal finds that the Building

is in the Late Modern style, demonstrates the main characteristics of that style,

and is a notable example of that style. This criterion is met. The decision of the

Tribunal is that the Building should be registered on this basis.

9. These reasons describe the Building in part A, the legislative framework for the

decision in part B, and the process of consideration by the Heritage Council in

relation to its decision to register the Building in part C. Part D summarises the

Tribunal’s consideration. The Tribunal then considers the key issues raised by

the applicant in relation to the Heritage Council’s process, and sets out its

reasons for setting the Heritage Council’s decision aside (part E). The Tribunal

then discusses some key general issues in relation to the decision whether to

register the Building, including the level of heritage significance required (part

F). The evidence in relation to the Building and criterion (a) are considered in

part G, followed by that for criterion (c) in part H, and criterion (g) in part I.

A. The Building

10. The Building at 212 Northbourne Avenue was opened in September 1979 as the

national headquarters of the Australian Automotive Association, which

represented the interests of Australian motorists and motoring organisations

nationally and internationally. Northbourne Avenue is the main approach road

to Canberra from the north. Between 1957 and 1989, development in the central

areas of Canberra was under the control of the National Capital Development

Commission (NCDC) who placed emphasis on the “architectural merit of

4

buildings, based on the enduring qualities of appropriate scale, good proportions

and fine materials.”3

11. The prominent Adelaide architecture practice of Cheesman, Doley, Neighbour

and Raffen (later Raffen Maron) were appointed as architects for the Building.

Guy Maron joined the Cheesman office as a partner in 1973. The NCDC

nominated Mr Maron to be architect in charge of the building project because he

had been one of six finalists in the 1972 two-stage competition for the design of

the High Court in Canberra. The chief architect of the NCDC noted at the time

that “although the building is quite small, its form could still be determined by

an imaginative structure. I can envisage a fairly delicate structural cage with

largish areas of glass and not too much blank wall.”4

12. Evidence was given to the Tribunal that the Association sought a building

identity appropriate to its function and membership. The architects were

instructed to “combine maximum office space and low maintenance cost to

maximise the return to the client.” When the Building was completed, the

Association noted that:

a number of innovative features have been incorporated in the design, not

only enhancing the building’s appearance and flexibility, but achieving

significant savings in energy requirements … the building is expressed as

a curved wall of clear anodised aluminium sheeting and continuous strips

of frameless hermetically sealed windows, tinted grey to reduce the

penetration of sunlight and heat.5

In summary, this is a three-story office building on the east side of Northbourne

Avenue, which curves away from the Avenue on a north-west to south-east

orientation, with services contained in towers at either end, and a basement

parking area.6 The style and key features of the Building are discussed further

below.

3 Exhibit R4, statement of David Flannery, report at [68] and attachment C, NCDC, The Future

Canberra, (Angus & Robertson, Sydney, 1965), page 42 4 Exhibit R16, statement of Michael Queale, report at [17] and [19]and appendix pages 37-38,

minute from Paul Reid dated 19 April 1977, and appendix pages 62-68, Goad, Philip and Julie Willis The Encyclopedia of Australian Architecture (Cambridge University Press, 2012)

5 Exhibit R16, statement of Michael Queale, report, appendix pages 13-27, brochure for official opening of the Building on 10 September 1979, at page 24; and appendix page 58, Architecture Australia, Volume 71, No. 1, January 1982, page 52

6 Exhibit T1, T documents, pages T46 and T365

5

B. Legislative context

13. The relevant legislation is the Heritage Act as it stood immediately prior to

amendments made by the Heritage Legislation Amendment Act 2014 (ACT)

(2014 Amendment Act), which came into operation on 3 October 2014.

Section 202 of the current Heritage Act, which was inserted by the 2014

Amendment Act, provides for that version of the Heritage Act to continue to

apply to certain decisions in relation to registration and states as follows:

This Act, as in force immediately before the commencement day,

continues to apply to the following:

(b) if the public consultation period has begun under section 37

for a decision about registration under section 40 – the

decision under section 40 and any matter under part 6

(including a decision or action by the council or any other

person) resulting from the decision;

The ‘commencement day’ is defined in section 200 of the current Act as the

day the 2014 Amendment Act, section 23 commenced. The public

consultation period for the decision about registration of the Building began

on 18 September 2014.7

14. The main objects of the Heritage Act include “to establish a system for the

recognition, registration and conservation of natural and cultural heritage places

and objects, including Aboriginal places and objects.”8 The key concepts for

registration are a ‘place or object’ of ‘heritage significance’. Section 8(1)(c) of

the Heritage Act provides that place includes “a building or structure, or part of

a building or structure, at the place.” The Building is therefore a place for the

purposes of the Act.

15. Section 10 then provides that a place or object has heritage significance if it

satisfies one or more criteria, known as the heritage significance criteria. It was

agreed in these proceedings that the relevant criteria are:9

7 Exhibit T1, T documents, pages T158-159; section 37 of the Heritage Act; Outline of

respondent’s submissions at [2] 8 Section 3(1)(a) of the Heritage Act 9 Applicant’s closing submissions at [6]; Outline of respondent’s submissions, discussed

generally at [22]-[77]

6

(a) it demonstrates a high degree of technical or creative achievement

(or both), by showing qualities of innovation, discovery, invention

or an exceptionally fine level of application of existing techniques or

approaches;

(c) it is important as evidence of a distinctive way of life, taste,

tradition, religion, land use, custom, process, design or function that

is no longer practised, is in danger of being lost or is of exceptional

interest;

(g) it is a notable example of a kind of place or object and demonstrates

the main characteristics of that kind;

16. Another main object of the Act is to establish a Heritage Council,10

which is the

relevant decision making body. The members of the Council are the conservator

of flora and fauna,11

the chief planning executive,12

three public

representatives13

and six experts.14

The Council therefore has both public

representatives and expert members.

17. The procedure for heritage listing is a two stage process; provisional

registration15

and then registration.16

A place can be nominated for provisional

registration,17

and the Heritage Council must decide whether to provisionally

register each place nominated.18

The Council may also decide to provisionally

register a place that has not been nominated for provisional registration.19

Section 32(3) provides:

(3) The council may provisionally register a place or object only if

satisfied, on reasonable grounds, that the place or object may have

heritage significance.

18. Provisional registration must be notified20

and the notice must include an

invitation to make comments.21

A report which identifies issues raised in

10 Section 3(1)(b) of the Heritage Act 11 Section 17(1)(a) of the Heritage Act 12 Section 17(1)(b) of the Heritage Act 13 Section 17(1)(c) and (3) of the Heritage Act 14 Section 17(1)(d) and (4) of the Heritage Act 15 Division 6.1 of the Heritage Act 16 Division 6.2 of the Heritage Act 17 Section 28 of the Heritage Act 18 Section 32(1) of the Heritage Act 19 Section 32(2) of the Heritage Act 20 Section 34 of the Heritage Act 21 Section 37 of the Heritage Act

7

comments and includes a copy of those comments must be given to the

Minister.22

The Minister may require further consideration.23

19. Section 40 then provides:

(1) If a place or object is provisionally registered, the council must

decide whether to register it under this division.

(2) The council must register the place or object only –

(a) after complying with any direction by the Minister under

section 39;

(b) if satisfied, on reasonable grounds, that it has heritage

significance.

20. Under section 41(2) the Council may register a place only if there is no appeal,

or any appeal is finally decided and the registration is consistent with any

decision on the appeal. Appeal is defined in the Dictionary to mean an

application to the Tribunal to review the decision.

21. Another main object of the Act is “to establish enforcement and offence

provisions to provide greater protection for heritage places and objects.”24

And

another “to provide for a system integrated with land planning and development

to consider development applications having regard to the heritage significance

of places and heritage guidelines.”25

It is sufficient to note in this context that

registration of a building can have significant legal consequences, in particular

for the owner of the building.

C. Consideration of the Building by the Heritage Council

22. In 1999 the Royal Australian Institute of Architects (RAIA) accepted a Heritage

Council grant for a project entitled ‘Register of Significant Twentieth

Architecture – to prepare 5 nominations to the ACT Heritage Register’.26

The

RAIA indicated in 2000 that the Building would be studied for the writing of

the five citations under the grant.27

Work was done on a nomination for the

22 Section 38 of the Heritage Act 23 Section 39 of the Heritage Act 24 Section 3(1)(d) of the Heritage Act 25 Section 3(1)(e) of the Heritage Act 26 Exhibit T1, T documents, pages T400-409, see especially T409 27 Exhibit T1, T documents, letter from RAIA, page T399

8

Building. The RAIA appeared to believe that the Building had been nominated,

as noted in a document provided to the Heritage Council in January 2009.28

23. At its meeting on 7 July 2011, the Council noted that a nomination was received

for ‘CSC Building, 212 Northbourne Avenue completed in 1979 and designed

by Adelaide firm of Raffen Maron Architects,’ which is the Building.29

The

Council then proceeded to consider the nomination as set out below. There is a

range of other references to the nomination in the T documents. 30

No document

in the form of a nomination was provided to the Tribunal. However the

document in relation to the Building contained on the Register of Significant

Twentieth Century Architecture (RSTCA) is contained in the T documents,31

and it seems likely that what was called the nomination (or sometimes the draft

citation) was the RSTCA entry for the Building.32

There was an issue before the

Tribunal as to whether there had in fact therefore been a nomination, and a valid

provisional registration.

24. The Heritage Act provided, for a period, for an application under the previous

regime to be taken to be a nomination for provisional registration of the place

(section 127, which expired on 9 March 2006). It is unclear if the RSTCA entry,

or anything else, in relation to the Building fell within this provision.33

Section

119 of the Heritage Act provides that the Minister may, in writing, approve

forms for the Act, and that if the Minister approves a form for a particular

purpose, the approved form must be used for that purpose.34

A nomination form

was approved on 9 August 2006.35

The RSTCA entry is not in this form.

Importantly the form requires information as to the current owner; asks if the

28 Exhibit T1, T documents, letter and submission from RAIA dated 29 January 2009, pages

T372-382, see esp. T374 29 Exhibit T1, T documents, minutes of ACT Heritage Council meeting, 7 July 2011, pages

T345-356, see esp. T351. The acceptance had been recommended by the Register Taskforce, see exhibit T1, T documents, minutes of Register Taskforce meeting, 21 April 2011, pages T357-359, see esp. T357

30 In addition to those noted, see for example Exhibit T1, T documents, pages T339 and T342 31 Exhibit T1, T documents, Register of Significant Twentieth Century Architecture in relation

to the Building, pages T365-369 32 Exhibit T1, T documents, email from Mary Gleeson, ACT Heritage dated 19 January 2010,

page T364; email from Jennifer Dunn dated 7 February 2011, page T360; email from Fiona Moore dated 18 November 2014, page T111

33 Mr Martin submitted that the ‘nomination’ predated the Heritage Act, see Transcript of Proceedings 19 October 2015, page 21, line 40 and following

34 Section 119(1) and (2) 35 ACT Heritage Register – Nomination Form, AF2006-241

9

current owner is aware of the nomination; and does the owner support the

nomination. Use of the form may therefore have raised for consideration the

views of the applicant at an appropriately early stage. The Legislation Act 2001

(ACT) (Legislation Act) also provides for a range of rules in relation to forms

in section 255.

25. But, as the Council argued, it is not necessary to resolve whether a proper

nomination was made, since the Council may also decide to provisionally

register a place that has not been nominated for provisional registration under

section 32(2)). Even if not nominated, the Council could proceed to consider

and provisionally register the Building, even where it mistakenly thought it was

doing so in response to a nomination. As a general proposition, the validity of

an administrative act is unaffected by mistaking the source of the power; rather,

validity depends on whether a relevant power existed.36

The applicant did not

press the issue of the invalidity of the nomination.37

26. A letter was sent to the Building Manager, 212 Northbourne Avenue, Braddon

advising of the nomination.38

The applicant indicated that it did not receive this

notification;39

the Heritage Council did not dispute this.

27. A draft decision that the Building not be provisionally registered40

was

considered by the Register Taskforce on 16 January 2014, but the Taskforce

requested that “the draft citation be further developed.”41

The Building was

considered at subsequent meetings. In this period information was sought from

Guy Maron.42

Further, the Chairperson of the Heritage Council, Duncan

Marshall, was involved in rewriting the draft decision.43

He wrote in an email of

5 July 2014 that he had inverted the outcome of the analysis in the case of some

36 Eastman v Director of Public Prosecutions (2003) 214 CLR 318, at [124] Heydon J, with whom

Gleeson CJ, Gummow, Kirby, Hayne and Callinan JJ agreed 37 Transcript of Proceedings 19 October 2015, page 12, line 13 38 Exhibit T1, T documents, letter from ACT Heritage Council, page T336 39 Exhibit T1, T documents, letter from Meyer Vandenberg dated 9 December 2014, page T98;

Applicant’s closing submissions at [24(i)] 40 Exhibit T1, T documents, draft decision and statement of reasons, pages T305-310 41 Exhibit T1, T documents, minutes of Register Taskforce meeting, page T302 42 Exhibit T1, T documents, letter from Guy Maron dated 11 April 2014 with attachments,

pages T268-274; email correspondence with Guy Maron, pages T277-291 43 Exhibit T1, T documents, email from Duncan Marshall dated 5 July 2014 which attaches a

revised decision, pages T233-239

10

criteria and was suggesting provisional registration.44

Another member of the

Council, Pam O’Neill, replied that if Mr Marshall was really persuaded about

the excellence of the Building she would go along with his view.45

The matter

was finally considered at the meeting of the Register Taskforce on

7 August 2014. The minutes of that meeting noted that “Mr Marshall considered

that…[the Building] may reach the threshold for registration” and that the

“analysis was considered by the Taskforce who agreed that the matter proceed

to Council for consideration.” Further comments were to be provided with a

view to consideration by the Council at its next meeting.46

28. At its meeting on 22 September 2014 the Heritage Council decided to

provisionally register the AAA Building.47

The provisional registration stated

that the Building met the criteria in paragraphs (a), (c) and (g) of section 10 of

the Heritage Act. The terms of the provisional registration were very similar to

those for the later registration, which are set out and discussed below.

29. The provisional registration was notified in a range of ways. The notices invited

written comments on the provisional registration by 22 October 2014.48

30. Meyer Vandenberg, Lawyers made a submission to the Heritage Council on

behalf of the applicant. This indicated an intention to make a further

submission; that this would take some time to prepare; asked that the process be

delayed to consider the issues; and set out arguments as to why criteria (a), (c)

and (g) in section 10 were not met.49

An extension was granted, to enable a

further submission, to 11 November 2014,50

and then to 14 November 2014.51

Representatives of the applicant met with officials of the Council on

10 November, and with members and officials of the Council on 27 November

44 Exhibit T1, T documents, email from Duncan Marshall dated 5 July 2014, page T233 45 Exhibit T1, T documents, email from Pam O’Neill dated 6 July 2014, page T232 46 Exhibit T1, T documents, minutes of Register Task Force meeting of 7 August 2014, T204 47 Exhibit T1, T documents, Heritage (Decision about Provisional Registration of The Former

AAA Building, Braddon) Notice 2014, and provisional entry to the Heritage Register, NI2014460, T-docs, pages T158-170; Minutes of ACT Heritage Council meeting of 18 September 2014, page T179

48 Exhibit T1, T documents, pages T145-157 49 Exhibit T1, T documents, letter from Meyer Vandenberg of 22 October 2014, pages T127-

130 50 Exhibit T1, T documents, email from Anna Gurnhill dated 23 October 2014, page T125 51 Exhibit T1, T documents, email from Fiona Moore dated 23 October 2014, page T112

11

2014.52

No supplementary submission was provided, but there was a letter from

Meyer Vandenberg to the Minister for Planning dated 9 December 2014 which

argued that as there was no nomination which met the requirements, and that

many of the factual assumptions upon which the provisional listing was based

were under challenge, the Minister ought to direct the Council to consider

dismissing the nomination.53

31. There were three other responses to the notification of provisional registration.

The RAIA supported the registration, an individual suggested the Building

should make way for newer public housing, and another individual stated that

they did not understand why the Building needs to be registered as it is well

maintained, and registration will encumber the owner with arguably

unreasonable restrictions.54

32. In response to the submissions, the Minister requested that the Council give

further consideration to the issues raised in the public consultation.55

The

Minister also asked to receive a detailed response to the matters noted in the

letter from Meyer Vandenberg and that the owner or its representative be given

time to provide a response to this detailed response.56

A further submission was

provided by the Council to the Minister and received on 19 December 2014.57

The submission refers to a draft letter, which is not attached to the submission in

the T documents, but the Minister did not agree to this draft letter and asked for

further consultation.

33. On 12 February 2015 the Heritage Council considered the matter; in the minutes

of the meeting it was noted that the applicant had had two meetings, and that

representatives of the applicant had advised that they were not interested in

further consultation. The Council reviewed each issue raised in the summary of

52 Exhibit T1, T documents, minutes of meeting on 27 November 2014, pages T101-102 53 Exhibit T1, T documents, letter from Meyer Vandenberg dated 9 December 2014, pages

T97-99 54 Exhibit T1, T documents, public consultation submissions, pages T131-134; summary of

public consultation submissions, pages T92-96 55 Exhibit T1, T documents, submission received 16 December 2014, pages T74-T96, see esp.

T78 56 Exhibit T1, T documents, letter from the Minister dated 17 December 2014, page T73 57 Exhibit T1, T documents, pages T69-72

12

consultation submissions; the Council agreed its prior decision to provisionally

register was accurately made; and the Council decided to register the Building.58

34. The statement which accompanied the notice of decision provided:59

The former AAA building within its open park like setting stands out as a

bold and sleek metal-clad beacon of modernity amidst a setting of

conventional brick and concrete structures nearby. It is an exemplar of

the Late Twentieth Century Late Modern style with its supremely simple

and elegant form and finish, expressing not just a high-tech quality but

also considerable design skill. [Criterion (c) and (g)]

Designed in 1978 by Guy Maron, its bespoke wall cladding and glazing

system completed in a high quality finish helps to extend the creative

achievement of the design making it still appear as a modern building

over three decades after its completion. [Criterion (a)]

Further parts of the statement are discussed below in consideration of the relevant

criteria in section 10.

D. Review by the Tribunal

35. An application for review of the decision of the Heritage Council to register the

Building was made by the applicant to the Tribunal on 12 March 2015. Under

section 111 and schedule 1, column 1, item 3 of the Heritage Act a decision to

register a place under section 40 is a reviewable decision, which is subject to

review by the Tribunal on the application of anyone who made comments to the

Council about the decision.60

As noted above, the applicant did so. By order

made on 24 May 2015 the Australian Institute of Architects was joined as a

party to the proceedings.

36. The hearing of this matter was conducted on 19-22 October and

5 November 2015. A view of the Building was undertaken on the first day of

the hearing. The T documents provided by the Heritage Council in relation to its

decision were admitted as evidence (exhibits T1 and T2). The applicant

provided a statement of facts and contentions dated 18 June 2015 and a reply

58 Exhibit T1, T documents, minutes of Heritage Council meeting of 12 February 2015, draft

form, pages T51-57, see esp. page T55; Heritage (Decision about Registration of The Former AAA Building, Braddon) Notice 2015, NI2015-73, pages T39-50; Exhibit R8, minutes of Heritage Council meeting of 12 February 2015, final form

59 Exhibit T1, T documents, page T41 60 Sections 112 and 114

13

dated 12 October 2015, and relied principally on a bundle of documents

(exhibit A1); a statement dated 18 June 2015 and reply dated 13 October 2015

by Jennifer Hill (exhibits A2 and A3); a statement dated 20 August 2015 and

reply dated 12 October 2015 by Andrew Metcalf (exhibits A4 and A5); and a

statement dated 18 June 2015 and reply dated 13 October 2015 by Juliet Landler

(exhibits A6 and A7). These expert witnesses gave further oral evidence in the

proceedings and were cross-examined. The applicant also provided written

closing submissions, supplemented by oral submissions.

37. The Council as respondent relied on a statement of facts and contentions dated

1 October 2015; a bundle of documents (exhibit R1); a statement by David

Flannery dated 29 September 2015 (exhibit R4); and a statement by Michael

Queale dated 30 September 2015 (exhibit R16). These expert witnesses gave

further oral evidence in the proceedings and were cross-examined. The Heritage

Council also provided a written outline of closing submissions, supplemented

by oral submissions.

38. The RAIA as a party joined relied on a statement of Eric Martin dated

1 October 2015 (exhibit PJ1), who gave oral evidence and was cross-examined,

and provided a written closing submission. The RAIA generally supported the

position of the Heritage Council and the decision to register the Building.

E. Issues with the decision-making process of the Heritage Council

39. The applicant raised a range of issues in relation to the decision-making process

of the Council. In its submission, the applicant argued that the decision should

be set aside and not remitted to the Council, and further that the Tribunal should

decide that the Building not be registered.61

The Council argued for its decision,

and appeared to agree that if set aside the decision should not be remitted, but

that the Tribunal should decide that the Building be registered.62

The Tribunal

first considers the issues raised about the decision-making process.

61 Applicant’s closing submissions at [15], [26] 62 Transcript of Proceedings 22 October 2015, page 306, line 36 to page 307, line 6

14

E.1 Nomination

40. One of these concerned whether there was a nomination, though this was not

pursued by the applicant. At any rate this has been considered above at

paragraphs 23-25.

E.2 Notice

41. A second issue was the failure to notify the applicant of the proposal for

provisional registration, resulting in a denial of procedural fairness.63

As

discussed above the applicant did not receive notice of the process until

provisional registration. The failure to require a nomination in the approved

form may have contributed to this. The Tribunal agrees that this was a poor

administrative process which showed little concern or respect for the legitimate

interests of the applicant. Provisional registration was only one step in the

process, and the applicant did have some opportunity to be heard before the

decision to register was made. However, initially the applicant had only a month

to provide written comments in response to the provisional registration,64

although some minor extensions were granted. The Council had in contrast been

formally considering the Building since July 2011, that is for over three years

and to some extent before then, and the RAIA had been looking at it since

1999.65

This placed the applicant at a significant, inappropriate and unnecessary

disadvantage in having its views heard in the assessment process.

E.3 Expertise

42. A third issue the applicant raised was the failure to ensure that adequate

expertise in architecture and architectural history was brought to bear in the

decision-making process.66

The Council does appear to have relied principally

on the ‘nomination’ by the RAIA, and its own expertise, rather than seeking any

other experts. As noted above, under section 17(1)(d) six people are appointed

to the Council as experts, and architecture is one area of expertise.67

Duncan

Marshall as Chair of the Council had expertise in architecture, but further issues

in relation to his involvement are noted below; Dianne Firth was another

member who had expertise in architecture; Pamela O’Neil had expertise in

63 Applicant’s closing submissions at [24(i)] 64 Exhibit T1, T documents, letter to the applicant dated 22 September 2014, page T154 65 See paragraphs 22-23 above 66 Applicant’s closing submissions at [24(ii)] 67 Section 17(4)(d) of the Heritage Act

15

heritage, land and planning law.68

Fiona Moore, a staff member in the ACT

Heritage Unit, has an architecture degree.69

Information was collected from Guy

Maron, the architect.70

It does not appear that any attempt was made to obtain

independent expert advice from outside the Council; but such advice has been

obtained for these proceedings.

43. There was no legal requirement to obtain independent expert advice for the

decision-making process; as noted the Heritage Act establishes the Council in

such a way that it contains significant expertise; and the Tribunal does not think

that there are generally grounds for concern in relation to the process simply on

this basis. However, in this case it is now clear that the owner, the applicant,

objects to the registration. If the applicant had been notified earlier, it would

have no doubt voiced its concerns earlier. Where the application is opposed,

independent expert advice would improve the process.

E.4 Role of Mr Marshall

44. The applicant also raised a number of issues in relation to the role of Duncan

Marshall in the process.71

Mr Marshall was involved in researching and writing

the citations for the RSTCA and which formed the basis for consideration for

registration.72

It appears that this was however principally in relation to another

nominee, Churchill House.73

45. Mr Marshall was the Chair of the Register Taskforce and the Heritage Council

throughout the process concerning the Building. Also, as noted above, it is clear

that Mr Marshall was heavily involved in rewriting the draft decision to provide

for provisional registration, and in supporting this registration.

46. At meetings of the Taskforce and the Council, Mr Marshall declared, in various

terms, his previous role with the RAIA and “a possible association with the

68 Exhibit R9, Heritage Council member qualifications; Exhibit R11, cv for Pamela O’Neil 69 Exhibit R13, cv for Fiona Moore 70 Exhibit T1, T documents, emails and documents from Guy Maron, pages T277-291 71 Applicant’s closing submissions at [24(iii)-(v)] 72 Exhibit T1, T documents, ACT Heritage Grants Program, Final Report as at 31 August

2006, pages T388-397, see esp. page T391 73 Exhibit T2, Supplementary T documents, invoices from Graeme Trickett, page ST27, and

Duncan Marshall, page ST29

16

AAA Building,” more specifically through research of the Building, and its

inclusion on the RSTCA.74

47. Under regulation 10(1) of the Heritage Regulations 2006 (ACT), if a member of

the Council has a material interest in an issue being considered, or about to be

considered, by the Council, the member must disclose the nature of the interest

at a Council meeting as soon as practicable after the relevant facts come to the

member’s knowledge. Further, unless the Council otherwise decides, the

member must not be present when the Council considers the issue, or take part

in a decision of the Council on the issue.75

‘Material interest’ is broadly defined

in regulation 10(4). There is no indication in the minutes of the meetings that

Mr Marshall absented himself from discussion or decision-making in relation to

the Building, nor of any relevant decision of the Council.

48. The applicant did not seek a finding that Mr Marshall had a conflict of interest

or that there was a breach of regulation 10. Further inquiry would be necessary

to consider this. The applicant did argue that the fact that Mr Marshall may have

been involved in the RAIA considerations and the ‘nomination’ of the Building,

and was then heavily involved in the consideration of that nomination by the

Council, was an additional issue in relation to the process. Also, the Council

relied heavily on the work of the RAIA, which either nominated, or at least

proposed for consideration, the Building (see paragraphs 22-23 above) and

consulted Mr Maron, who was the architect for the Building being considered

for registration (see paragraph 27 above). The Tribunal agrees that these are

relevant factors, especially when combined with the absence of the involvement

of the applicant in the provisional registration decision, and the absence of other

independent architectural expertise in the process.

E.5 Heritage Assessment Policy

49. The applicant also raised the failure to ensure that it was informed of the

adoption by the Council of a new Heritage Policy in 2014, and also the failure

to apply the Policy in any event.76

74 Exhibit T1, T documents, pages T177, T201, T250, T292, and T300 75 Regulation 10(2) 76 Applicant’s closing submissions at [24(vi)-(vii)]

17

50. David Flannery, now Chairperson of the Heritage Council, referred in his report

to the Heritage Assessment Policy which was adopted by the Council in

February 2014 (Heritage Assessment Policy), with an updated version adopted

in February 2015. Mr Flannery in particular noted that the Heritage Assessment

Policy provided that a place may be entered to the Register only if it has

Territory level significance, or higher; he stated that this is consistent with the

Act; and that a place has Territory level significance if its heritage values

contribute to our understanding and appreciation of the broad pattern and

evolution of the ACT’s history and heritage. National heritage places are those

that are of outstanding heritage significance to Australia as a nation, while

world heritage properties are important to everyone. Mr Flannery noted that this

can be visualised as a pyramid; the pyramid he shows, which is also included in

the Policy, has personal or family heritage, interest group heritage and local

heritage below Territory heritage, and below what is described as the ‘heritage

criteria threshold’.77

The concept of Territory heritage significance is considered

further below, but first consideration needs to be given to the role of the Policy.

51. The Heritage Council tendered the minutes of a meeting of the ACT Heritage

Council on 6 February 2014 which notes that the Council endorsed a Heritage

Assessment Policy and Information Sheet.78

It would seem that the Policy

existed from this time, but there are some curious issues in relation to its role

from then on.

52. First, notwithstanding the comments of Mr Flannery, there is no reference to the

Heritage Assessment Policy in the documentation for the provisional

registration79

or registration,80

nor in any of the decision-making documents of

the Council. It is not referred to in the proposed entry for the Heritage Register,

which is, in effect, a statement of the reasons for the decision of the Council.81

Indeed the applicant submits there is no evidence that the Council ever applied

the Policy.82

77 Exhibit R4, statement of David Flannery, report at [24]-[29] 78 Exhibit R5 79 Exhibit T1, T documents, pages T159-195 80 Exhibit T1, T documents, pages T39-57 81 Exhibit T1, T documents, pages T39-50 82 Applicant’s closing submissions at [54]

18

53. More significantly for these proceedings, the Policy is not in the T documents

before the Tribunal.83

These T documents were provided under an order by the

Tribunal to the Council which required production of “every document or part

of a document that is in the respondent’s possession or under its control and is

considered by it to be relevant to the review of the decision by the Tribunal.”84

54. Further, a statement was provided to the Tribunal by Michael James Phillis, an

employed solicitor with Mills Oakley, who now act for the applicant, dated

21 October 2015.85

Mr Phillis stated that the previous solicitors for the applicant

requested on 14 October 2014 all documents on which the Council based its

decision to provisionally register the Building. He stated that the records he had

showed that there was no reply to this request;86

however there was an email

response from the Heritage Council on 14 October 2014, in which a link was

provided to a list of references;87

it was not suggested that the Heritage

Assessment Policy was included in the list. An email confirmed that this list

was the documents the Council had reference to when making its decision.88

Next those solicitors made a request under the Freedom of Information Act 1989

(ACT) for access to the entire file that the Heritage Council holds in relation to

the provisional listing of the Building. These documents were provided but did

not include the Heritage Assessment Policy.89

55. The Heritage Council indicated at the hearing that the Heritage Assessment

Policy had been published on the Council’s website since around June 2014.

Emails were tendered which showed some elements of the process towards

doing so.90

Another email from Anna Gurnhill to ‘stakeholders’ dated

17 July 2014 advised of the Heritage Assessment Policy and noted that it was

on the ACT government’s website.91

The statement of Mr Phillis indicated that

his search on 19 October 2015 of the relevant site of the ACT Environment and

Planning Directorate did not find a link or reference to the Heritage Assessment

83 Exhibits T1 and T2 84 Orders of 16 March 2015 85 Exhibit A9 86 Exhibit A9, statement of Michael Phillis at [5] 87 Exhibit T1, T documents, email dated 14 October, 2014 from Anna Gurnhill, pages T136-

T137 88 Exhibit T1, T documents, pages T135-136 89 Exhibit A9, statement of Michael Phillis at [6]-[7] 90 Exhibit R10, emails regarding Heritage Assessment Policy 91 Exhibit R6, email from Anna Gurnhill dated 17 July 2014

19

Policy. Further, by using an internet site known as the Internet Archive Way

Back Machine to do a number of searches, he concluded that the Heritage

Assessment Policy was never accessible by a publicly visible link on the ACT

Environment and Planning Directorate website.92

Mr Phillis did find that a

document entitled ‘Heritage assessment policy factsheet’ was available on the

searches for 7 July and 14 September 2014; this document was found through a

search result for 8 September 2014, and it refers to the Heritage Assessment

Policy and states that it is available by contacting the ACT Heritage Unit.93

He

also found the Heritage Assessment Policy of February 2015 on the search for

3 March 2015.94

A similar search by the Heritage Council however showed that

at least in July 2014 the Policy was available on the website;95

Mr Phillis agreed

that this appeared to be the case.96

56. This means that it seems likely that the Heritage Council did have a Heritage

Assessment Policy at the relevant times, but it did not have regard to that Policy

in making the provisional registration and registration decisions, and that this

was not provided to the applicant and the Tribunal despite various requests to do

so until filing and service of the statement of Mr Flannery. The Policy was, at

very least, not easily available to the public and the applicant. Even when the

applicant was informed of the provisional registration decision, it was not

informed of the existence or possible relevance of the Policy; in the process

towards the registration decision, it was not informed of the existence or

possible relevance of the Policy.

57. The applicant also raised a range of issues in relation to the substance of the

Heritage Assessment Policy. The applicant submitted that while the Council

could have a policy on relevant issues, it could not have a policy which was

inconsistent with the terms of the Act.97

The Tribunal agrees with his

proposition. The applicant argued that the Heritage Assessment Policy was

inconsistent with the Act. We return to this issue below, but given that the

92 Exhibit A9, statement of Michael Phillis at [11]-[27] 93 Exhibit A9, statement of Michael Phillis at [18]-[19] and annexure H to the statement 94 Exhibit A9, statement of Michael Phillis at [21] and annexure I to the statement 95 Exhibit R15, ACT Heritage Council website print out as at 6 July 2014 96 Transcript of Proceedings 21 October 2015, page 194, line 12 97 Applicant’s closing submissions at [7]-[9]

20

Tribunal does not appear to have had regard to the Policy, it is not necessary to

consider it here.

E.6 Conclusion concerning the process of the Heritage Council

58. The applicant raises other issues in relation to the substance of the decision of

the Council. We consider these below. In particular the Tribunal does not think

that the evidence supports a finding of heritage significance under the criteria in

section 10(a) and (c). But the issues noted in relation to the process of

consideration by the Council have led the Tribunal to set aside the decision of

the Council.

59. In such circumstances, under section 68 of the ACT Civil and Administrative

Tribunal Act 2008 (ACT) the Tribunal may substitute its own decision for that

of the Council or remit the original decision to the Council. The applicant

argued that there were significant problems in remitting the decision to the

Heritage Council for its consideration.

60. The applicant argued that if the decision were remitted, the Council would not

be able to deal with the matter. This is because in order for the Council to

decide whether to register a place, it must be provisionally registered,98

and it

was said that provisional registration had ended because section 35(2) provides

that “provisional registration ends if the place…is registered under division

6.2.” It is not correct that provisional registration has ended on this basis. While

the Council has decided to register the Building, section 41(2) provides that it

can be registered only if, relevantly, the appeal period has ended and no appeal

has been made, or any appeal has been finally decided and the registration is

consistent with any decision on the appeal. Section 41 has now been omitted

from the Heritage Act, and in effect replaced by section 114A, but in this case it

continues to operate.99

These requirements in section 41(2) are additional to

those in section 40(2). While some of the materials talk of the Council

registering the Building, this cannot be legally correct in light of section 41(2).

Therefore the provisional registration has not in law ended under section 35(2).

98 Section 40(1) of the Heritage Act 99 By operation of section 202(b) of the 2014 Amendment Act, until this expires under section

204, see paragraph 13 above

21

61. However, in addition, the provisional registration is only for five months, or for

such further extended period as the Minister decides, though the Minister can do

so only on limited grounds which are not relevant here.100

The five month

period has now passed. However, section 41(2) is also relevant here, since it

provides that the Council may register a place if any appeal has been finally

decided and the registration is consistent with any decision on the appeal. Such

registration does not require an existing provisional registration. This would

allow the Council to implement a decision by the Tribunal. It is not clear that

this extends to the Council making a fresh decision on remittal, though it may

do so, otherwise the appeal process could be futile.

62. At any rate, the applicant also argued that the matter should not be remitted

because the Council would not be free from the appearance of bias in

undertaking any reconsideration, it having taken an active role in the Tribunal

proceedings, and has at no time acknowledged the flaws in the decision making

process.101

Another reason is that the Tribunal has had available to it not just the

documents from the Heritage Council’s process, but also extensive further

expert evidence on this issue. The applicant has also had a full opportunity to

participate in these proceedings, in contrast to the Council’s considerations. The

Council itself did not argue for remittal if the decision is set aside.102

63. On this basis the Tribunal is of the view that the decision should not be remitted

to the Heritage Council, but the Tribunal should decide the matter itself in light

of the extensive evidence before it. The Tribunal agrees with the applicant that

given the nature of the decision under the Heritage Act, the Tribunal can decide

to register the Building only if it reaches the required state of satisfaction that

the criteria in the Act are met.103

F. Issues relevant to the criteria in section 10

64. There are a number of general issues which were relevant to the application of

the criteria in section 10. The Tribunal considers these before addressing the

specific relevant criteria.

100 Section 36 of the Heritage Act 101 Applicant’s closing submissions at [23] 102 Transcript of Proceedings 22 October 2015, page 306, line 36 to page 307, line 6 103 Applicant’s closing submissions at [64]-[68], see esp. [68]; McDonald v Director-General of Social

Security (1984) 1 FCR 354

22

F.1 Style of the Building

65. The Heritage Council found the former AAA building to be “an exemplar of the

Late Twentieth-Century Late Modern style.”104

66. The architectural style known as ‘Late Twentieth-Century Late Modern 1960-’

(Late Modern) has been described by Richard Apperly et al (Apperly) as

follows:105

By the end of the 1970s it was clear that Post-Modern was a recognisable

style which was not going to go away, however much its opponents attacked

what they felt were its superficiality and obsession with historicism…with

modernism now proclaimed dead and with post-modernism starting to gain

ground, a style name was needed to identify a new breed of buildings which

seemed to owe more to the deceased modern movement than anything else.

The label Late Modern was therefore created.

Late Twentieth-Century Late Modern buildings avoided most of the allusions,

irony and self-mockery of post-modernism, although they sometimes paid

homage to Inter-War Functionalism. They also modified the uncomplicated

predictable matchbox shapes of the International style by slicing, chamfering

or serrating them, by stressing the 45-degree angle in plan and elevation, or

by relinquishing the rectangular prism in favour of pyramidal, cylindrical or

free-curved shapes. Late Modern architecture was nothing if not sleek and

glossy. It strove to convey the image of the formidable technology of the

computer and the satellite, a technology that was not yet practical for

everyday use in the building industry even though it appeared overseas in such

tours de force as the Hong Kong and Shanghai Bank and the Lloyds of London

Building.

An Australian strand of late modernism emerged. It could be seen in the

carefully detailed, minimalist, metallic houses of Glenn Murcutt and others.

Precision, lightness and elegance characterised these buildings, with a

refreshing absence of the rather empty slickness found in so many examples of

the Late Modern commercial idiom. [Emphasis in the original.]

67. With the exception of Mr Metcalf, the expert witnesses before the Tribunal

accepted the classification of the Building as an example of the Late Modern

style.106

Mr Metcalf argued that ‘Late Twentieth-Century Late Modernism’

should be seen only as a period within the style known as Modernism and that

104 Exhibit T1, T documents, pages T41 and T45 105 Exhibit R 16, statement of Michael Queale, report, appendix pages 71-73, Apperly, Richard,

Robert Irving and Peter Reynolds, A Pictorial Guide to Identifying Australian Architecture: Styles and Terms from 1788 to the Present (Angus & Robertson, Sydney, 1994) page 260

106 Exhibit A2, statement of Jennifer Hill, report pages 10-14; Transcript of Proceedings 19 October 2015, page 25, line 10; Exhibit R4, statement of David Flannery, report at [50]-[73]; Exhibit R16, statement of Michael Queale, report at [47]-[67]. Juliet Landler principally gave evidence on the curtain wall technology

23

the appropriate architectural style of the former AAA building is Modernism.

He suggested that “periodising architectural history with the construction of a

convoluted category like Late Twentieth-Century Late Modern may be

expedient but not particularly productive. Its use in the case of the former AAA

building implies membership of an elite category which may or may not be

warranted.” In his opinion, “the whole 20th

century was a period of the ‘modern’

residing in architecture in different ways in different parts of the world, even

differently in different parts of Australia”. Mr Metcalf concluded that the

“specificity of the subject building is more relevant than the claim that it has

status from the assertion that it belongs to any stylistic category.”107

68. The Tribunal notes the opinion of Ms Hill that Modernism as a whole was

“incredibly important” in the history of architecture. Ms Hill did not think that

Late Modern is more important “than the principles of Modernism generally,

which were being debated from the middle sixties.”108

The Council contended

that the Late Modern style was of exceptional interest in the ACT because it

was “the form of architectural modernism embraced by the NCDC for

Canberra’s major post-war expansion.”109

69. Notwithstanding the statements of Mr Metcalf, on the basis of the views of the

other experts the Tribunal accepts that the Building is in the Late Modern style.

The applicant acknowledged that the evidence supported this view.110

70. The Tribunal discusses further below the styleof the Building in its

consideration of the criteria for the assessment of the heritage significance.

F.2 Territory heritage significance

71. As noted, the Building can be registered only if the decision-maker is satisfied,

on reasonable grounds, that it has heritage significance.111

A place has heritage

significance if it satisfies one or more of the criteria in section 10 of the

Heritage Act. There are a number of important adjectives and adverbs used in

the section 10 criteria, in particular ‘high’ degree, ‘exceptionally fine’ level (in

paragraph (a)), ‘exceptional’ interest (in paragraph (c)) and ‘notable’ example

107 Exhibit A4, statement of Andrew Metcalf at [13] 108 Transcript of Proceedings 19 October 2015 page 42, line 38 and following 109 Outline of respondent’s submissions at [66] 110 Applicant’s closing submissions at [117] 111 Section 40(2)(b) of the Heritage Act

24

(in paragraph (g)). These terms, in part, import a comparison between the place

under consideration and other places. As Mr Metcalf noted in his oral evidence,

to make a heritage assessment of a building in the ACT, “you need to, amongst

other things, have reference to comparison, other buildings.”112

There was

considerable argument as to how these adjectives and adverbs and the

comparisons they suggest should be assessed. But it is important to keep in

mind that, as Mr Metcalf indicated and as discussed further below, such

comparisons are only one aspect of the application of the criteria.

72. The Council’s position was that these comparisons, and the issue of heritage

significance, should be assessed at the ACT level, though this did not prevent

comparisons also at the national or international levels.113

That is whether the

Building is a notable example of a kind of place should be assessed in relation

to other buildings in the ACT (Territory heritage significance), though it

could also be assessed in relation to other buildings in Australia (national

heritage significance) or even the world (world heritage significance). In

effect, if a building was a notable example when compared to others around the

world, or in Australia, it was likely also to be a notable example in the Territory,

and could demonstrate heritage significance in this way. But it could also

demonstrate heritage significance if it was a notable example only within the

Territory.

73. The applicant’s position was that the assessment could not be at just the ACT

level, that is on the basis of Territory heritage significance. It argued that the

words in the criteria are intended to be left unaffected by any geographical

limitation to the ACT locality, and invoke a scale of measurement and

comparison of achievement that goes beyond the ACT.114

The applicant was not

always precise about how far beyond; generally this was expressed as Australia,

but it could be the world. In its submission a building could not demonstrate

heritage significance if it was a notable example only within the Territory, but

needed to be of national or world heritage significance.

112 Transcript of Proceedings 20 October 2015, page 72, lines 28-30 113 Outline of respondent’s submissions at [6], and then the discussion of each criteria 114 Applicant’s closing submissions at [30]

25

74. The issue is therefore whether the assessment or comparison can be undertaken

at only the ACT level; both parties agreed it could be done at the national or

world level.

Place or object

75. Both the applicant and the Heritage Council agreed that the place or object

needed to be in the ACT.115

In the Tribunal’s view it seems clear that the

Heritage Act does not intend to enable the registration of a place or object

outside the ACT, even if ACT legislation was able to do so. There is no express

provision to this effect in the Act. But this limitation arises from section 18(a) of

the Heritage Act, and from section 122 of the Legislation Act, and if necessary

the equivalent common law presumption, and from the nature of the Heritage

Act as a law of the ACT.

Adjectival terms

76. As noted, there was no such agreement in relation to the adjectival or adverbial

terms which suggest comparison of the place under consideration with other

places. There is no definition of these terms in the Heritage Act.

Section 122 of the Legislation Act

77. The respondent argued that section 122 of the Legislation Act is relevant.

Section 122(1) provides:

122 Application to Territory

(1) In an Act or statutory instrument—

(a) a reference to an entity or position by name or description

is a reference to the entity or position of that name or

description in or for the Territory; and

(b) a reference to a place, jurisdiction or anything else by

name or description is a reference to the place, jurisdiction

or thing of that name or description in or for the Territory.

78. In relation to paragraph (a), the concept of ‘entity’ is defined in the Legislation

Act to include “an unincorporated body and a person (including a person

occupying a position)”, and ‘position’ includes “office”.116

In relation to

paragraph (b), ‘place’ is not defined in the Legislation Act. In the Heritage Act

115 Applicant’s closing submissions at [29]; Outline of respondent’s submissions at [4] 116 Dictionary to the Heritage Act

26

it includes buildings. Here buildings may be a place, but would at least be

within ‘anything else’.

79. A ‘notable example’ is a reference to a thing by name or description. The

concepts of ‘high degree of creative achievement’ and ‘exceptionally fine level

of application’ in paragraph (a) and ‘design of exceptional interest’ in paragraph

(c) are less obviously a reference to a thing by name or description, though this

is still possible. However the concepts clearly involve comparators of the place

under consideration. Application of the presumption in this context would

require a high degree of creative achievement in the Territory, so that criterion

(a) catches a thing in the Territory, which demonstrates a high degree of

creative achievement when compared with other things in the Territory.

80. At any rate these criteria are defining the concept of ‘heritage significance’.

This can also be the name or description of a thing, and section 122(1)(b) would

give rise to the presumption that this is heritage significance in or for the

Territory, that is that the relevant place in the ACT has significance compared to

other places in the ACT.

81. The applicant argued that section 122 was concerned with things that have a

geographical location; not adjectives or adverbs.117

The applicant pointed to the

fact that the criteria set out the qualities that need to be identified in a place or

object located within the ACT that is a candidate for heritage registration; those

qualities, such as creative achievement or design, are not themselves understood

by reference to the ACT; they do not denote physical things, but rather describe

standards against which a place or object is to be measured.118

82. Section 122 of the Legislation Act is a non-determinative provision which may

therefore be displaced expressly or by a contrary intention.119

The applicant also

argued that if section 122 did apply, there was a contrary intention which

displaced it.

83. This contrary intention, it was argued, arose because some of the criteria in

section 10 do indicate a level of geographic scope: paragraphs (b) and (d) refer

117 Applicant’s statement of facts and contentions in reply at [4]-[5] 118 Applicant’s closing submissions at [30] 119 Sections 5 and 6 of the Legislation Act

27

to ‘community or cultural group’; paragraph (e) refers to ‘significant to the

ACT’; paragraph (h) to ‘local or national history’; and paragraph (j) to the

‘natural or cultural history of the ACT’. The applicant argues that this suggests

that elsewhere the presumption is rebutted and a national or international

heritage significance is implied.120

It is important to note that this submission

involves two steps. First, it must be argued that the presumption is displaced,

that is that the comparisons, and the issue of heritage significance, can be

assessed at the national or international level, as well as at the Territory level.

The Council to some extent agreed with this argument, provided that assessment

at the Territory level can be sufficient. But second, it must be argued that the

presumption is not just displaced, but that it is replaced by the opposite position,

namely that these comparisons, and the issue of heritage significance, cannot be

assessed at the Territory level, but must be assessed only at the national or

international level.

84. However there is at best only a weak indication of this second step of legislative

intent in the paragraphs identified in section 10.121

None of these paragraphs is

relevant in this case. They are all in a different form. If an implication is to be

drawn from them for the other paragraphs, it is unclear what form that

implication should take. For example paragraph (e) states “it is significant to the

ACT because of its importance as part of Aboriginal tradition”; if this suggests

that other paragraphs without geographic indicators must have an alternative

reach, there is a range of such alternatives including local, national, or world, or

a combination of these, with or without Territory level. Alternatively, paragraph

(e) could simply be making clear that the concept of heritage significance is in

fact focused on the ACT, and not other geographical areas which might

otherwise be thought relevant to Aboriginal tradition, and therefore this

criterion. Similarly, paragraph (j) refers to a place or object that “will contribute

significantly to a wider understanding of the natural or cultural history of the

ACT”; this allows for items of primarily local significance to be protected

where they also have this wider significance. The use of these terms seems to be

clarifying potential ambiguities which might arise for the particular criteria,

120 Applicant’s statement of facts and contentions in reply at [5]-[9] 121 Applicant’s closing submissions at [31]-[37]

28

rather than suggesting that elsewhere Territory heritage significance is

irrelevant.

85. The applicant also relies on the use of the phrase ‘promote places and objects in

the ACT’ in section 18(a) (see also 18(c)).122

But there are many examples in

the Act where this express geographic link is absent, but the link to the Territory

is clear: see for example the long title to the Act; the objects of the Act in

section 3; and the definitions of places and objects in sections 8 and 9. There are

also the other paragraphs in section 18 with an express geographic link and,

contrary to the submissions of the applicant, it seems that the references to

public interest,123

public education124

and tourism125

are references to these

things in and for the ACT.126

This suggests that the reference to the ACT in

section 18(a) and (c) is not an indication that elsewhere there is no link to the

Territory.

Common law

86. There is also a common law presumption that a provision is not to have

extraterritorial effect, which is given some legislative effect by section 122 of

the Legislation Act, and that general words are presumed not to extend to cases

governed by foreign law.127

This presumption has been described generally as

that “an enactment applies to all persons and matters within the territory to

which it extends, but not to any other persons and matters.”128

These

presumptions can also be rebutted. They add little to resolving the issue.

Purpose of the Heritage Act

87. In applying the section 122 and the common law presumption much depends on

the nature and purpose of the legislation concerned. In Tan v Vocational

Registration Appeal Committee (1996) 71 FCR 405, Carr J rejected a

submission that in relation to matters of qualifications, training and experience,

these had to be read as if the words ‘in Australia’ were inserted, and stated that

“given the overall objectives of the Act…no such restrictive approach should be

122 Applicant’s closing submissions at [36] 123 Section 18(f) of the Heritage Act 124 Section 18(g) of the Heritage Act 125 Section 18(h) of the Heritage Act 126 Applicant’s closing submissions at [36] 127 Pearce, D C and R S Geddes Statutory Interpretation in Australia (7th edition, 2011) at [5.9]-

[5.12] 128 Bennion on Statutory Interpretation A Code (6th edition, 2015), page 339

29

taken.” In that case failure to apply the presumption meant training in Australia

or overseas could be considered. More generally, section 139(1) of the

Legislation Act provides that in working out the meaning of an Act, the

interpretation that would best achieve the purpose of the Act is to be preferred

to any other interpretation. It is important to turn therefore to the purpose of the

Heritage Act.

88. The long title of the Heritage Act is “to provide for the recognition, registration

and conservation of places and objects of natural and cultural significance, and

for other purposes”. As noted above, the objects of the Act include “to establish

a system for the recognition, registration and conservation of natural and

cultural heritage places and objects, including Aboriginal places and objects”129

,

and a function under the Act must be exercised “to preserve the heritage

significance of places and objects”, and “to achieve the greatest sustainable

benefit for the community from places and objects consistent with the

conservation of their heritage significance.”130

Section 18(a) provides that the

Heritage Council has the function “to identify, assess, conserve and promote

places and objects in the ACT with natural and cultural significance.” The

Revised Explanatory Memorandum for the Bill which became the Heritage Act

stated that it “presents a new set of principles and processes for conserving

significant heritage and places in the ACT.”

89. These indicators of purpose do not expressly address this issue. But they

provide a basis for doing so when the legal context in which they occur is noted.

First this is heritage legislation. The term ‘heritage item’ is defined in the

Macquarie Dictionary online to mean, in relation to law: “landscape, place,

work, building or relic of such significance for past, present, or future

generations that it is deemed worthy of being preserved”. The general term

‘heritage’ is defined more broadly and refers to “the culture, traditions and

national assets preserved from one generation to another”; as discussed below

the reference to national assets is only one example of the level of generality at

which the concept can be applied. The 1974 Report of the National Estate,

which was central to the development of Australian heritage law, noted a

description of the similar concept of the national estate as “the things that you

129 Section 3(1)(a) of the Heritage Act 130 Section 3(1)(a) and (2) of the Heritage Act

30

keep”.131

Therefore the purpose of heritage laws in general, including the

Heritage Act, is to provide for the identification of buildings, and other things,

of such significance that they are deemed worthy of being kept. This should

inform how the Heritage Act is read.

90. Second, it is important to remember that the Territory Assembly makes laws for

the peace, order and good government of the Territory, that is with respect to

the Territory and the people in it.132

Therefore the Heritage Act is to provide for

the identification of buildings, and other things, of such significance that it is

deemed worthy of being kept for the benefit of the Territory and the people in it.

91. Third, the modern regime for the protection of heritage exists at a number of

levels. It is relevant to note these briefly. The Convention for the Protection of

the World Cultural and Natural Heritage [1975] ATS 47 (World Heritage

Convention) defines ‘cultural heritage’ as “monuments, architectural works,

works of monumental sculpture and painting, elements or structures of an

archaeological nature, inscriptions, cave dwellings and combinations of

features, which are of outstanding universal value from the point of view of

history, art or science” (emphasis added).133

It then provides a regime for

protecting these things.

92. The Commonwealth Parliament has implemented its obligations under the

World Heritage Convention. In summary, the Environment Protection and

Biodiversity Conservation Act 1999 (Cth) (Environment Protection and

Biodiversity Conservation Act) at section 12(1) provides, subject to

exceptions for approved actions, that a person must not take an action that has,

will have or is likely to have a significant impact on the world heritage values of

a declared World Heritage property (defined in section 13). A property has

world heritage values only if it contains natural heritage or cultural heritage

within the meaning of the World Heritage Convention.134

93. The Commonwealth regime importantly goes further. The Environment

Protection and Biodiversity Conservation Act provides in sections 15B and 15C

131 Committee of Inquiry into the National Estate Report of the National Estate (1974) at [1.1] 132 Section 22 of the Australian Capital Territory (Self-Government) Act 1988 (Cth) 133 Article 1 134 Section 12(3) and (4) of the Environment Protection and Biodiversity Conservation Act

31

for the protection and management of National Heritage places (defined in

section 324C(3)). A place has a National Heritage value only if the place meets

one of the criteria (the National Heritage criteria) prescribed by the

regulations.135

94. But the Australian heritage regime has generally recognised that heritage, or the

national estate, extends beyond heritage of the world, and heritage of the nation

in the sense of the whole of Australia, to heritage of a State or Territory, and a

third Australian level of local areas.136

States therefore have related regimes,

which generally cover their jurisdiction and local areas within this. The ACT

does not provide in any significant way for local heritage, since its size has been

said not to justify this layer of heritage administration.137

For example, the

Heritage Act 1977 (NSW) (NSW Heritage Act) deals with ‘environmental

heritage’, which is defined in section 4(1) as “places, buildings, works, relics,

moveable objects, and precincts that are of State or local heritage

significance” (emphasis added). State or local heritage significance means

significance to the State or an area, respectively.138

An item can be of both State

heritage significance and local heritage significance.139

The NSW criteria are

similar, though not identical to those in the Heritage Act.

95. The Heritage Act should be interpreted on its own terms and in accordance with

the principles of statutory interpretation. However, relevant to its purpose is the

fact that it is heritage legislation for the ACT and sits within the Australian legal

regime for protecting world heritage, national heritage and State, Territory and

local heritage, with some level of co-operation between the levels of

government on this issue.140

Conclusion concerning Territory heritage significance issue

96. These considerations lead the Tribunal to agree with the position argued for by

the Heritage Council in these proceedings, namely that the comparisons called

for in section 10 of the Heritage Act, and the issue of heritage significance, can

135 Section 324D of the of the Environment Protection and Biodiversity Conservation Act 136 Committee of Inquiry into the National Estate Report of the National Estate (1974) at [2.7];

Boer, Ben and Graeme Wiffen, Heritage Law in Australia (2006), page 183 137 Boer, Ben and Graeme Wiffen, Heritage Law in Australia (2006), page 183 138 Section 4A(1) of the NSW Heritage Act 139 Section 4A(2) of the NSW Heritage Act 140 Boer, Ben and Graeme Wiffen, Heritage Law in Australia (2006), pages 99-100 and 313

32

be assessed at the ACT level. This does not prevent assessment and comparison

also at the national or international level, at least on the basis that national or

international significance will generally result in Territory significance. The

statutory presumption in section 122 of the Legislation Act and its common law

equivalent suggests that only ACT heritage significance is relevant. We do not

think that there is a sufficient textual basis for reversing the presumption and

finding that only national and international significance is relevant. Most

significantly, such a reversal would be contrary to the purpose of having

heritage legislation for the ACT, which is to provide for the identification of

buildings and other things in the Territory of such significance to the Territory

that they are deemed worthy of being preserved. This is particularly so in the

context of laws for the protection of word heritage and national heritage at the

Commonwealth level, and other State and Territory laws for heritage protection

at the State, Territory and local level. To give as one example, it would seem

best to achieve the purpose of the Act to enable registration of a building which

is a notable example in the ACT of a kind of building and demonstrates the

main characteristics of that kind, even though there may be better examples in

Adelaide or Shanghai. It would not seem to achieve the purpose of the Act if the

existence of a better example in Adelaide, or even more so, Shanghai, prevented

registration in the ACT. Indeed if buildings outside the ACT prevented

registration of buildings within it, this would render the Heritage Act of little

utility, since generally it would only enable registration of things which are or

could be protected, if they are in Australia, under Commonwealth laws.

97. This brings us back to the issue of the territorial operation of the Act. The

interpretation that would best achieve the purpose of the Act is one which

recognises that the Heritage Act can protect buildings only if they are in the

ACT, and therefore that regard should be had to the buildings in the ACT in

deciding which ones to keep.

98. The applicant argued that because the ACT is small in geographic size and

population, with therefore a small number of buildings, that such an approach

would ‘lower the standard’ and enable ‘easy registration’.141

But given that the

141 Applicant’s closing submissions at [41]-[44]

33

ACT Assembly has chosen to have a Heritage Act, the Tribunal does not think

that this observation can affect its operation.

99. Two final points on this issue need to be made. First, as discussed above, the

Tribunal accepts that the Building is in the Late Modern style for the purposes

of applying the criteria. The acceptance of Territory level heritage significance

does not suggest that the Late Modern style must be a product of the Territory to

be relevant. There are buildings throughout the world; the Late Modern style

was an international development; there are Late Modern style buildings

throughout the world. Notwithstanding some of the arguments of the applicant,

this does not prevent, or make irrational, the consideration of Territory level

heritage significance of a building in the ACT in the Late Modern style.

100. Second, the Tribunal agrees with the applicant to the extent that it cannot be that

if there is only one example of a type of building in the ACT, this therefore

demonstrates a high degree of technical achievement, or that it is a notable

example of a kind of place. Comparisons are one way of considering this issue.

As Mr Metcalf noted in his oral evidence, to make a heritage assessment of a

building in the ACT, “you need to, amongst other things, have reference to

comparison, other buildings” (emphasis added).142

This is also a matter for

assessment by experts as to whether the relevant qualities are present.143

The

Council acknowledged that regard should be had to the inherent qualities of

things.144

The absence of local comparators cannot of itself give a building these

qualities. But the underlying question is whether the building has heritage

significance in and for the Territory.

F.3 Recognition

101. The former AAA building has received a range of recognition. The Building

was included in the 1982 handbook Canberra: An Architectural Guide to

Australia’s Capital in which it was described as “Canberra’s first high tech

142 Transcript of Proceedings 20 October 2015, page 72 143 Boer, Ben and Graeme Wiffen Heritage Law in Australia (2005), page 125 144 Respondent’s statement of facts and contentions at [44]

34

architecture, aluminium faced sandwich panels and flush glazing stretched over

sinuous form.”145

102. In 1982, the Building received a Commendation in the annual awards of the

ACT Chapter of the Royal Australian Institute of Architects. The Building did

not receive the Chapter’s highest award, the Canberra Medallion, which went to

the Belconnen public library. The report of the Institute jury said inter alia of

the former AAA building that “the curved façade and stairs are carefully

moulded together to provide a strong and sophisticated architectural

statement”.146

103. The applicant’s expert witnesses placed considerable emphasis on the fact that

the Building was not awarded the Canberra Medallion, the highest award. In the

opinion of Ms Hill, the ACT Chapter of the Royal Australian Institute of

Architects “did not share Mr Maron’s enthusiasm for the building’s response to

siting, noting an uncomfortable relationship with neighbours.”147

Ms Hill refers

to and quotes from an article in the Canberra Times in August 1982 by Frank

Longhurst, City Reporter, which misleadingly combines quotations from the

report of the jury with the opinions of the reporter. In the following extract from

the article written by Mr Longhurst, the words underlined are taken from the

report of the Institute jury and the remaining words are those of

Mr Longhurst:148

One of the most visually striking buildings in Canberra, the AAA Building

in Northbourne Avenue, was commended but also criticised. The judges

found that Mr Maron “has achieved both success and failure” with the

curving metal-clad building. The success related to the strong form and

“silver skin” appearance but the failure came with the “uncomfortable

relationship” it created with its precast concrete neighbours and “self-

inflicted siting problems” which had resulted in the sweeping curve of the

main façade of the building addressing the carpark of the adjoining

Gowrie Private Hotel rather than Northbourne Avenue.

145 Exhibit R16, statement of Michael Queale, report, appendix pages 59-61, Canberra: An

Architectural Guide to Australia’s Capital, (Royal Australian Institute of Architects, ACT Chapter, 1982), page 11

146 Exhibit R16, statement of Michael Queale, report, appendix page 58, Architecture Australia, January 1982, Volume 71, No.1, page 52

147 Exhibit A2, statement of Jennifer Hill, report page 5 148 Exhibit T1, T documents, page T412, Canberra Times, 11 August 1982, page 35; Exhibit R16,

statement of Michael Queale, report, appendix page 58, Architecture Australia, Volume 71, No. 1, January 1982, page 52

35

A copy of the full report of the Institute jury was not included with Ms Hill’s

statement and was not provided to the Tribunal by the parties or by any witness.

104. The former AAA building, together with a photograph of the building by Max

Dupain, was included by Professor Jennifer Taylor in her book Australian

Architecture since 1960, published in 1986 with a second edition in 1990.149

In

her book Jennifer Taylor states:

High finish, metal clad buildings were uncommon in Australia before the

eighties. Such examples that did appear were usually of conventional

construction and rarely accompanied by displays of technological

ingenuity. The 1979 Australian Automobile Association Building,

Canberra, by the Adelaide firm of Raffen and Maron provides one

example. It is a streamlined building with a curved façade that

emphasises its horizontal sweep by its flush skin of contrasting bands of

aluminium panels and frameless, grey-tinted glass. Its imagery relates

more to Mendelsohn’s buildings and the curved geometry romantically

associated with the automobile in the 1930s than the ‘high-tech’ language

of today.

In the hearing this paragraph was the subject of the type of analysis usually

reserved for sacred texts. The Tribunal discusses the evidence in relation to it

further below.

105. As evidence of non-recognition, the work Canberra Architecture by Andrew

Metcalf does not include the Building. Further evidence about this is also

discussed below.

106. The Building was entered in the RAIA ACT Chapter Register of Significant

Twentieth-Century Architecture in 2006.150

As noted above, this entry had a

role in the process towards the Council’s decision to register the Building. The

entry states that the Building “is an example of significant architecture and an

educational resource. The three storey office building is a good example of, and

is one of the first in Australia of, ‘high-tech’ architecture, which is a part of the

149 Exhibit R1, documents relied on by the respondent, Taylor, Jennifer, Australian Architecture

since 1960, (The Law Book Company, Sydney, 1986); second edition (Royal Australian Institute of Architects, Canberra, 1990), page 195

150 Exhibit R1, documents relied on by the respondent, RSTCA no. R113, CSC Building, (n.d.)

36

Late Twentieth-Century Modern Style (1960-), with its plain smooth wall

surfaces incorporating flush glazing and anodised aluminium panelling”.151

F.4 Current suitability for purpose

107. The NCDC prepared development conditions for the site which limited the

height of the Building to three storeys and required it to be raised above natural

ground level to protect against 100-year flood levels. All car parking for

employees and visitors was to be provided on site or in a basement. The

architects were advised that the Australian Automobile Association would

occupy the ground floor and intended to lease the upper two floors with

tenancies as small as 45 sqm. The lease for the site allows a maximum gross

floor area for the building of 3540 sqm. The Building as constructed has a

ground floor area of 720 sqm, with a net lettable area of 1,213 sqm on each of

the two upper office levels. 152

Mr Metcalf gave evidence that the floor plate

areas were “typical for the period of construction in Canberra.”153

108. It was argued by the applicant that the Building is not currently suitable for use

as an office building and that “inefficiencies in functioning of the building as an

office, as designed, indicates that it does not display design skill.” The applicant

argued that the design ‘failures’ included the need for the large external steel

screen at the rear of the building to control solar heat gain. The applicant

contended that this screen diminishes the “visual impact of the building.” It was

also argued that “the location of the windows is not the best response to the site”

and that “slab deflection detracts from achieving its purpose as an office

building.”154

No evidence was given to the Tribunal as to deflection of the floor

slab and the Tribunal has accordingly placed no weight on the applicant’s

contention in this regard.

109. Mr Metcalf gave evidence that “the future position of the former AAA building

in the commercial office leasing market could be compromised by a

combination of…a curved floor plate…three rows of internal columns…cross

151 Exhibit R1, documents relied on by the respondent, RSTCA no. R113, CSC Building,

(n.d.), page 1 152 Exhibit R16, statement of Michael Queale, report, appendix page 30, Conditions of

Lease (n.d.) 153 Exhibit A4, statement of Andrew Metcalf at [34] 154 Applicant’s closing submissions at [89]

37

sectional dimension of 25 metres…lifts, fire escape stairs and toilets at the

extreme end points of the plan.”155

110. Ms Hill stated that “the building did not achieve the aspirations of the owner”

but no evidence was given to support this claim. Ms Hill also said “the use of a

curved floorplate results in a restrictive use of the space. The curved plan in

other examples of the style are generally larger and avoid these problems”.

Ms Hill provided no evidence of other examples to support this contention.156

111. Evidence was given that the Building was recently upgraded to a 4.5 NABERS

Energy rating. Reliable Controls, the subcontractor responsible for the

installation of new equipment and services monitoring, noted that the property

is “widely considered one of the finest commercial buildings in the Australian

Capital Territory.” The Building was described as a “High Profile A-Grade

Opportunity” by Colliers International, who referred to it as an “iconic design”

with secure basement parking and said that “212 Northbourne Avenue is one of

the finest buildings in Canberra and its location affords excellent exposure…the

low rise architect designed building offers refurbished accommodation to 4.5

NABERS standard featuring open floor plates with good natural lighting and

high quality amenities”.157

112. The Tribunal has considered the arguments of the applicant and the applicant’s

expert witnesses that the Building does not meet current expectations for high

quality office accommodation in Canberra. But the Tribunal notes that the

Building is presently tenanted, and no evidence of difficulties in obtaining

tenants was provided. Rather, as noted, the evidence was that it is one of the

finest commercial buildings in the ACT. The criteria for registration in the

Heritage Act do not contain references to the suitability of the building to a

particular use, and the Tribunal has therefore not given significant weight to this

matter in its deliberations.

155 Exhibit A4, statement of Andrew Metcalf at [34] 156 Exhibit A2, statement of Jennifer Hill, report pages 6 and 13 157 Exhibit T1, T documents, Project profile for Reliable Controls, page T440; Colliers

International documents, page T441

38

113. Further, the Tribunal is of the view that the alterations made to the Building

have had no significant impact on its heritage significance.158

The Tribunal

notes that the Building has been obviously well cared for, including by the

current owner.

F.5 Heritage Assessment Policy

114. As discussed above, the Council purported to have a Heritage Assessment

Policy at the relevant times, but it did not have regard to that Policy in making

the provisional registration and registration decisions, indeed as the applicant

argues there is no evidence it ever had regard to the Policy. As noted earlier, the

applicant argues that the Council can have a policy, but the policy cannot be

inconsistent with the terms of the Heritage Act.159

The Tribunal agrees with this

submission.

115. The applicant submits that the failure of the Council to have regard to the

Heritage Assessment Policy is evidence that the Policy was in fact not in

operation.160

The applicant also submits that if it exists and is in operation, the

Tribunal on review must have regard to it as a relevant consideration, provided

it is valid, and the Tribunal can depart from the policy, though any departure

should be cautious and sparing.161

The Tribunal also agrees with this

submission, but notes that the Tribunal can only have regard to the policy if it is

relevant to the decision.

116. The applicant also argues that the Heritage Assessment Policy is invalid as it is

inconsistent with the Heritage Act. There are two basic reasons for this. First,

the Policy provides that Territory heritage significance is sufficient to enable

registration. The applicant argues that this approach is inconsistent with the

Heritage Act. Second, the applicant points to a range of additional

inconsistencies between the provisions of section 10 and the formulations in the

Policy.162

158 Transcript of Proceedings 20 October, 2015, page 132 (David Flannery); Transcript of

Proceedings 22 October, 2015, pages 231-236 (Michael Queale) 159 Applicant’s closing submissions at [7]-[9] 160 Applicant’s closing submissions at [48] 161 Applicant’s closing submissions at [10]-[13] 162 Applicant’s closing submissions at [59]-[63]

39

117. The Council argued generally for Territory level heritage significance under the

Act, and noted that this position is reflected in the Policy document. The

Council did not refer to any other relevance for the Policy.163

118. The issue of Territory level significance has been extensively discussed above,

and the Tribunal’s view is that Territory level significance is sufficient under

section 10. This flows from the Act, not the Policy. The Policy is not invalid for

reflecting this view, but nor is it relevant to this issue. As to the other matters,

the basic proposition of the applicant that the Policy cannot be inconsistent with

the terms of the Heritage Act is clearly correct. But here the Council has not

suggested that the Policy is relevant to determining other issues in this decision;

this seems also to follow from the failure of the Council to have any regard to

the Policy in the original decisions. Given that the Council did not apply the

Policy, that the Council has not suggested a way in which it is relevant to the

decision (except on the issue of Territory heritage significance), and that the

applicant has argued that it is invalid, the Tribunal does not think it could or

should apply the Policy. It is not necessary to determine the validity of the

Policy to take this approach.

G. Criterion (a) high degree creative achievement

119. Criterion (a) requires that the Building demonstrate:

(a) a high degree of technical or creative achievement (or both),

(b) by showing:

(i) qualities of innovation,

(ii) qualities of discovery,

(iii) qualities of invention, or

(iv) an exceptionally fine level of application of existing techniques or

approaches.

120. The parties agreed that the criteria could be satisfied with a high degree of

creative achievement by showing an exceptionally fine level of application of

163 Exhibit R4, statement of David Flannery, report at [27]-[29]; Outline of respondent’s

submissions at [7]

40

existing techniques or approaches, and this was the focus of the consideration of

criterion (a).164

121. ‘Exceptionally fine’ is not defined in the Heritage Act but the Macquarie

Dictionary online defines ‘exceptional’ as “1. forming an exception or unusual

instance; unusual; extraordinary 2. extraordinarily good, as of a performance or

product 3. extraordinarily skilled, talented, or clever.” Therefore an

extraordinarily fine level of application is required.

122. The Heritage Council decided that the former AAA building met this criterion.

The Council found the Building to be “an early example” and “an exceptionally

fine example of…a creative achievement in the Late Twentieth-Century Late

Modern style.”165

The decision of the Heritage Council found a high degree of

both technical and creative achievement. The technical achievement related to

the external wall cladding and glazing system, which was said to be a one-off

design, built specifically for the former AAA building so that it could include

long uninterrupted strip windows. In these proceedings the Heritage Council did

not contend that there was a high degree of technical achievement. The creative

achievement found by the Council was said to rest on the Late Modern style of

the Building, whose “design is a supremely simple and elegant form and finish,

expressing not just a high-tech quality but also considerable design skill.”166

This is the position defended by the Council in these proceedings.167

123. As noted above, the Council argued and the Tribunal accepts that the Building

is in the Late Modern style. The Council argued that the Late Modern style was

an existing approach for criterion (a), and the applicant appeared to agree with

this.168

Evidence was given that the Building demonstrates a number of the

‘Style Indicators’ and ‘Style Keys’ identified by Apperly as representative of

the Late Modern architectural style. The relevant Apperly ‘Style Indicators’

include shape of principal masses determined by simple geometry (item 1);

164 Applicant’s closing submissions at [69] and [74]; Outline of respondent’s submissions at [72] 165 Exhibit T1, T documents, page T42 166 Exhibit T1, T documents, page T42 167 The Australian Institute of Architects appeared to argue that the Building demonstrated both

technical and creative achievement, but in light of the position of the Heritage Council, the Tribunal does not consider the issue of technical achievement in detail, see exhibit PJ1, statement of Eric Martin

168 Outline of respondent’s submissions at [73]; Applicant’s closing submissions, see for example at [82]

41

three-dimensional (ie non-planar) façade treatment (item 2); rounded corner

(item 4); aluminium curtain wall (item 6); reflective glass cladding (item 7);

patent glazing (item 8); and windows suggesting space age technology (item

13). 169

The Apperly ‘Style Keys’ also include the broad characteristics of sleek,

glossy commercial buildings; cylindrical or free-curved shapes; precision,

lightness and elegance; by minimalist construction in metallic materials; with

exterior characteristics of principal masses determined by simple geometry;

three-dimensional façade treatments; glass and metal curtain walls and cladding

panels; and reflective glass cladding.170

124. The applicant argued that the criterion (a) requires more than establishing the

Building is in a particular style;171

this is clearly correct. An exceptionally fine

level of application of this style is required.

125. The Council’s position in these proceedings was that an exceptionally fine level

of design approach is demonstrated by a combination of elements, in particular

the form of the Building and the aluminium cladding. Adding to this are the

strip windows and elevation on pilotis.172

Consideration of this criterion focused

on these key features of the Building.

G.1 Simple and elegant form

126. Mr Queale noted that the Building is an example of the Late Modern style, and

that it is the earliest known building of the style erected in the ACT and one of

the early collection of such buildings in Australia.173

He did not think that the

Callam Offices in Woden, which were designed earlier, could be compared to

the former AAA building because the Callam Offices were not aluminium

clad.174

While the applicant queried this approach,175

as noted the relevant

Apperly ‘Style Indicators’ for the Late Modern style include aluminium curtain

walls (item 6) and the ‘Style Keys’ also include the broad characteristics of

169 As agreed by the applicant’s expert, Jennifer Hill, Transcript of Proceedings 19 October

2015, page 49. There was some discussion about whether item 4, rounded corner, was present, but the Tribunal thinks that it is at least in part

170 Exhibit R16, statement of Michael Queale, report, appendix pages 71-73, Apperly, Richard, Robert Irving and Peter Reynolds, A Pictorial Guide to Identifying Australian Architecture, Styles and Terms from 1788 to the Present (1994), pages 262-3

171 Applicant’s closing submissions at [81] 172 Outline of respondent’s submissions at [74] 173 Exhibit R16, statement of Michael Queale, report at [72] 174 Transcript of Proceedings 21 October 2015, page 210, lines 1-19 175 Applicant’s closing submissions at [86]-[87]

42

sleek, glossy commercial buildings; minimalist construction in metallic

materials; and glass and metal curtain walls and cladding panels. The Tribunal

therefore thinks Mr Queale’s approach reasonable.

127. Mr Queale gave evidence that, in his view, the design solution illustrates an

exceptionally fine level of application of Late Modern style design precepts

(approaches) and demonstrates a high degree of creative achievement. This was

particularly evident in the three-dimensional curved building form and the fact

that the internal functions of the building, offices, stairs, lift and services are

each expressed externally in a mix of linked forms. Together with the cladding,

the effect is one of a modern sculpture; the curved form is dynamic and reflects

the original function of the place as the offices of the Australian Automobile

Association. The use of ‘pilotis,’ that is perimeter columns supporting the upper

level offices and standing clear of the building entrance and the ground floor

accommodation, allows an interaction between vehicles and the Building and

landscape. The curved façade also provides an urban design response to the

broader Northbourne Avenue context.176

128. Mr Queale did not think that current alleged inefficiencies in the Building

affected this position. He accepted that the Late Modern style had as a tenet that

‘form follows function’, though the Tribunal notes that this is not mentioned by

Apperly, but not that this was particularly relevant here.177

As discussed above,

the Tribunal also doubts that the Building does not meet current expectations for

high quality office accommodation in Canberra, and even if it did that this is

particularly relevant to this issue.

129. Mr Flannery stated that the significance of the Building lies principally and

fundamentally in it being an important and rare example of the style known as

Late Modern. “Its design excellence is achieved and provided by its form

(particularly the interplay of simple, solid geometric forms), its powerful

massing (as exhibited on all four sides) and its overall streamlined use of

176 Exhibit R16, statement of Michael Queale, report at [84] 177 Applicant’s closing submissions at [88]; Exhibit R 16, statement of Michael Queale, report at

[88]-[89]

43

materials - rather than any technical ingenuity or inventiveness in the fabrication

of any of its component parts.”178

130. The applicant conceded in effect that the appearance of the Building is

attractive, but submitted that it “does not show an exceptionally fine level of

simplicity and elegance in its form and finish, particularly when viewed in close

proximity”.179

Mr Metcalf stated that, in his opinion, the Building is “an above

average exemplar of an office building, but it is not sufficiently distinctive as a

creative achievement to elevate it to a high level of significance.”180

As to the

failure by Mr Metcalf to include it in his book Canberra Architecture,

Mr Metcalf stated that the Building had remained a contender “because of its

unusual architectural form in a precisely designed and executed building but as

a creative work of architecture, it was too engaged with precedents set by others

- which placed it in a different category - when it could have been more self-

determining.”181

In his oral evidence, Mr Metcalf noted that he did not set out to

have examples of particular styles, such as the Late Modern style, in the

book.182

131. Ms Hill stated that the Building “is not an exceptionally fine example of

creative achievement”, the design has “a simple and elegant form and finish,

expressing a high-tech quality aesthetic but not necessarily technical

innovation.” She disagreed with the assessment of the Heritage Council that the

Building is an early example of the Late Modern style, saying that “numerous

examples of the style exist dating from the 1970s.”183

G.2 Aluminium cladding

132. Various opinions were offered by the expert witnesses as to the significance of

the materials and construction system for the exterior curtain walls of the

Building. It was agreed by the parties that the term ‘curtain wall’ refers to an

external wall of a building fixed to the main structural frame but not supporting

any part of the building.

178 Exhibit R4, statement of David Flannery, report at [72] 179 Applicants closing submissions at [82] 180 Exhibit A4, statement of Andrew Metcalf at [49] 181 Exhibit A4, statement of Andrew Metcalf at [50] 182 Transcript of Proceedings 20 October 2015, pages 75 and 77 183 Exhibit A2, statement of Jennifer Hill, report pages 16 and 17

44

133. The Council had obtained comments from Mr Maron himself during the

assessment process, and Mr Maron had noted that many architects had enquired

about the construction and detail of the metal cladding for application in their

buildings nationally, but that the curtain wall was a one-off design “we invented

and developed from the ‘ground-up’ and it could not easily be copied as the

sections were specially adapted for us.” He went on to state that curtain walls

are not new in the world but the former AAA Building, while looking like a

curtain wall, is actually unique in that the aluminium part was independently

supported off the end of the slab with the glass ‘slung’ between them unlike

traditional curtain walls.184

134. Mr Metcalf and other witnesses noted that, in the development of the design of

the Building, the architect had considered two alternative façade materials –

aluminium and asbestos cement (now fibre cement) – and that the association of

metal with the client’s key business may have been the reason that aluminium

was chosen. However in Mr Metcalf’s opinion, the Building “would have

looked substantially the same if asbestos cement sheeting had been used.”185

In

cross-examination, Mr Metcalf qualified this by saying that his opinion related

to the Building when “viewed from Northbourne Avenue, which is one of the

primary ways to look at this building, not close up because close up you would

tell.”186

135. The Tribunal cannot easily accept the opinion of Mr Metcalf that the appearance

of the Building would have been “substantially the same” with either asbestos

cement or aluminium cladding. Mr Metcalf thought it unlikely that the materials

and methods of construction would need to be changed were the façade to be

covered in fibre cement sheeting. Mr Queale noted that “curves and aluminium

cladding are direct and skilful references” to the functions of the Australian

Automobile Association. He also stated that the ‘aluminium sheet façade is a

creative solution…as a ‘space age’ type of material that allows an economic,

seamless treatment of the exterior skin and its unique curvaceous form”. 187

The

Tribunal doubts that the sleek sensual façade and frameless glazing achieved by

184 Exhibit T1, T documents, email from Guy Maron dated 3 March 2014, page T139 185 Exhibit A4, statement of Andrew Metcalf at [16] 186 Transcript of Proceedings 20 October 2015, page 89, lines 4-7 and page 92, line 20 187 Exhibit R16, statement of Michael Queale, report at [84]

45

Mr Maron would have been possible with a façade of large painted sheets of

fibre cement.

136. Mr Metcalf stated that he had viewed the shop drawings for the curtain walling

and had concluded that the “design of the curtain walling at the former AAA

building is…conventional; the Comalco framing members are standard

extrusions, the double glass units and aluminium panels are standard, the way

they are assembled is standard…”. He strongly disputed the claim in the

statement of heritage significance that the Building has a “bespoke wall

cladding and glazing system”. The applicant submitted that it does not

constitute “a ‘bespoke’ application of the cladding technique simply because the

structural form to which the system was applied was not identical to that of

some existing building.”188

137. Under the heading ‘design philosophy’, Ms Hill borrowed from Professor

Taylor and noted that the former AAA building evokes ‘”the 1930s buildings of

Mendellson’s (sic) Schocken department stores particularly in Chemnitz.” She

noted that the architect chose to use a ‘silver skin and flush aluminium façade’

rather than “to express the curved form in off form concrete typical of the

Canberra environment and adjacent buildings.” Ms Hill makes little further

reference to the external design of the former AAA building. She dismisses as

“contradictory” the juxtaposition of the “sleek aesthetic of the silver skin” with

the concrete base as one finish evokes the purism of the 1930s while the other

finish evokes the brutalism of the 1950s.189

Ms Hill noted that the sleek skin

cladding is not unusual and is also seen in the Academy of Science (1958) and

the Mount Druitt Hospital (1976-1982), and much later in ABS House (2001).

She also noted others.190

138. Ms Landler looked specifically at the technological significance of the Building

enclosure and cladding. In summary she stated that the Building represents a

good example of 1970s curtain wall technology; its designers employed a range

of conventional techniques appropriate to the era, but displayed no notable

technological ingenuity in the development of its systems. Ms Landler stated

188 Exhibit A4, statement of Andrew Metcalf at [19], [22], [23] and [49]; Applicant’s closing

submissions at [70] 189 Exhibit A2, statement of Jennifer Hill, report page 8 190 Exhibit A2, statement of Jennifer Hill, report page 18

46

that “all elements of the construction appear to have been used elsewhere”

before their application in the Building. In particular the hybrid pressure-

equalised curtain and wall system would have been considered state of the art in

1978, but it was not the first application of such a system in Australia, which

included Allendale Square in Perth (1976) and Eagle House in Melbourne

(1972).191

139. In her report, Ms Landler stated that she reviewed “original prints of Comalco

Fabricators Limited’s curtain wall system shop drawings (nearly complete set

dated 23 June-4 October 1978).” She attached to her report copies of two

Comalco drawings. These are numbered 1724-3 and 1724-12, which suggests

that there were at least 12 drawings in the set. Unfortunately these copies are of

poor quality and are not easy to read. She stated that she also reviewed

“Cheeseman (sic) Doley Neighbour & Raffen Pty Ltd architectural drawings

(partial set, dated 4 November 1977 and March 1978)”. She attached to her

report copies of only five architectural drawings – a site plan, a landscaping

plan, floor plans at the ground floor and second floor levels and a ground floor

fitout plan. These are all preliminary plans and are not marked ‘for

construction’.192

140. The Tribunal is reluctant to conclude from the absence of architectural sections

or construction details that the design of the external wall cladding and glazing

was undertaken solely by Comalco. In Ms Landler’s view, “the three key

players in the design and construction of 212 Northbourne Avenue were the

architects, the aluminium suppliers and the builder.” Ms Landler nevertheless

concludes that her review of the drawings “suggests that much of the detail

design for the cladding and curtain wall system originates with Comalco as it is

their drawings that show both the façade set-out and typical joint details…the

curtain wall and cladding system is well detailed.”193

The two Comalco

drawings provided by Ms Landler support most of her conclusions but a number

of issues are not fully explained.

191 Exhibit A6, statement of Juliet Landler, report pages 1 and 18 192 Exhibit A6, statement of Juliet Landler, report page 3 193 Exhibit A6, statement of Juliet Landler, report pages 13 and 18

47

141. Ms Landler reported that the Comalco drawings show “single chamber

interlocking male/female mullions designed for flat façade conditions.” The

Tribunal notes that these flat façade conditions exist only at the north and east

ends of the main building block, which accounts for less than 10% of the

Building perimeter. All other building facades are facetted. For these conditions

Ms Landler has identified on the Comalco drawings “modified single chamber

interlocking male/female mullions that have been slightly altered to allow for

facetted conditions of two different radial dimensions” (emphasis added).194

142. The Tribunal finds this information misleading. The number of different façade

radiuses on the Building is not two but at least five, each one of which must be

differently ‘modified’ or ‘altered’ to navigate its curve. Comalco drawing 1724-

3 shows one such condition at stair 2 (detail 9) with an angle of 120 degrees

between adjacent facets. Detail 7 on the same drawing shows an angle of 178

degrees and 28 minutes between adjacent facets on the long south west wall to

Northbourne Avenue. A note on this drawing says the north east wall is

similarly segmented but in the ‘opposite direction’ and with a ‘greater

angularity’ of 182 degrees and 80 minutes.195

143. The Comalco drawings do not clearly show how these angled junctions are

made. It may be that there is sufficient tolerance in the mullion extrusions to

accommodate the shallower angles on the long facades of the building but the

Tribunal is doubtful that this is possible elsewhere. Certain of the aluminium

sections appear to have been bent to mate with the adjoining extrusion and some

of the extrusions show an extended arm on one side. The Tribunal reasonably

concludes that the architect recognised that it was possible to use or modify

available aluminium extrusions to support a smooth facade of aluminium panels

and double glazed window units and worked with the builder and the aluminium

supplier to deliver a crisp modern building image for the client. In that sense

alone, the Tribunal considers that the façade of the former AAA building meets

the common meaning of the term ‘bespoke’ as made to measure for a particular

purpose, and that this demonstrates dedication and creativity at very high level.

194 Exhibit A6, statement of Juliet Landler, report page 6 195 Exhibit A6, statement of Juliet Landler, report page 8, figure 5.2 and attached drawing

48

144. Ms Landler also noted that there is little evidence that the design has been used

as a precedent for other projects in Australia; and that the curtain wall system

was more popular during the 1970s and 1980s, but is less common today.196

Ms

Landler also noted that other significant architectural works built in Canberra in

the 1970s such as the School of Music, the High Court of Australia, the

National Carillon, the Edmund Barton Building, the National Library and the

National Gallery of Australia have concrete facades.

145. Mr Queale stated that the aluminium sheet façade was a creative solution, not as

a technically bespoke curtain wall system, but as a ‘space age’ type of material

that allows an economic, seamless treatment of the exterior skin and its unique

curvaceous form. That is, he agreed with others that the cladding and glazing is

not a particular technical achievement, but is of architectural significance in

achieving a slick, polished skin façade which allows seamless treatment of the

exterior skin. He thought it was clear that the curtain wall system was developed

by the architect, engineer and fabricator as a collaborative effort.197

G.3 Park-like setting

146. The NCDC had stated that “a high quality landscape proposal is required and

shall be submitted with sketch plans…in any scheme submitted for the

development of the Northbourne Avenue road verge and possible address entry

zone, maximum effort shall be taken to preserve existing trees.”198

147. The Council’s decision noted in this respect that the Building “is set in an open

park-like setting that enables the elegant curved western elevation to be

appreciated from Northbourne Avenue”, and that it was NCDC policy “to give

visual prominence to the main entry to Canberra.”199

148. Mr Queale did not place much emphasis on this feature. He noted that the

setting of the place facing Northbourne Avenue appears compromised, or

unresolved in concept, as the curved façade finishes close to the southern

boundary; that the intent was to curve the façade to face the open space adjacent

196 Exhibit A6, statement of Juliet Landler, report page 1 197 Exhibit R16, statement of Michael Queale, report at [84] and [85] 198 Exhibit R16, statement of Michael Queale, report, appendix page 33 199 Exhibit T1, T documents, page T42

49

to Fenner Hall; and that this has been compromised in part due to the poor

amenity of the landscape surrounding Fenner Hall.200

149. Mr Queale was questioned about the impact of the shop in Lowanna Street. He

stated that it has a negative impact on the setting of the Building, but does not

affect the creative design solution; he thought the shop a low-scale element

adjacent to the Building, and he did not think that it blocked much of the view

to it or its aesthetic values; he did not think the shop sufficiently an issue to

compromise the values of the Building. 201

150. Mr Metcalf thought that the park-like setting can be interpreted as a somewhat

providential by-product of other design moves at the conceptual stage of the

project wherein the arc building form was configured to curve away from the

Northbourne Avenue setback; it is space left over after planning that

fortuitously combined existing trees with new landscape rather than being a

park as such. The architectural and landscape arrangements are typical for

Northbourne Avenue in the immediate vicinity and more broadly.202

151. Ms Hill stated that the Building is not set in an open park like setting, rather it

borrows space from the adjacent car park which does not guarantee its setting.

She noted the comment of the RAIA jury which identified siting problems

resulting in the main façade addressing the carpark rather than Northbourne

Avenue; that the Building is not a key component of Northbourne Avenue; and

that the landscape setting is not integrated, nor is it executed as an open treed

wood. In her opinion, landscaped parkland settings for office buildings was a

goal of the 1950s and not new to the 1970s.203

152. The Tribunal has considered the various comments and criticisms as to the

siting of the Building and its address to Northbourne Avenue, the main thrust of

which seems to be that the manner in which the curved facade addresses the

carpark on the adjacent site is unfortunate and detracts from the heritage

significance of the place. Ms Hill gave evidence that “the poor siting detracts

200 Exhibit R 16, statement of Michael Queale, report at [90] 201 Transcript of Proceedings 22 October 2015, pages 223-224 202 Exhibit A4, statement of Andrew Metcalf, report at [28]-[29] and [51] 203 Exhibit A2, statement of Jennifer Hill, report page 18

50

from the success of the finely detailed façade and elegant form”.204

The

Tribunal notes that the car park and the buildings of the former Gowrie Private

Hotel (now Fenner Hall) were there when the former AAA building was

designed and constructed. The Tribunal is of the opinion that the design of the

Building responded appropriately to the buildings and car park of the adjacent

property. The Tribunal notes the possibility of future development on the

adjacent site, but is of the opinion that such development will not detract from

the heritage significance of the Building.

G.4 Conclusion concerning criterion (a)

153. Criterion (a) requires that the Building demonstrate a high degree of creative

achievement by showing an exceptionally, that is extraordinarily, fine level of

application of existing techniques or approaches. The Council argued that the

Late Modern style was an existing approach for criterion (a), and that an

exceptionally fine level of the design approach is demonstrated by a

combination of elements, in particular the form of the Building and the

aluminium cladding.

154. Mr Queale concluded that criterion (a) applies because the Building is a

“notable design exemplar of aluminium clad Late Modern style architecture of

high creative achievement within the Australian Capital Territory.”205

Mr Metcalf stated that, in his opinion, the Building is “an above average

exemplar of an office building, but it is not sufficiently distinctive as a creative

achievement to elevate it to a high level of significance.”206

Ms Hill conceded

that the Building has “a simple and elegant form and finish, expressing a high-

tech quality aesthetic” but was “not an exceptionally fine example of creative

achievement.”207

The Tribunal is of the view that Mr Queale took a more

considered and thorough approach to this issue. But the evidence of the other

experts cannot be ignored. As discussed, in particular at paragraph 100 above,

while the Tribunal is of the view that Territory level heritage significance is

sufficient, the evidence of experts as to the quality of the Building is relevant,

and under this criterion, the standard is a very high one, that is exceptional.

204 Exhibit A2, statement of Jennifer Hill, report page 18 205 Exhibit R16, statement of Michael Queale, report at [91]-[92] 206 Exhibit A4, statement of Andrew Metcalf, report at [49] 207 Exhibit A2, statement of Jennifer Hill, report page 17

51

Similarly, while there is significant recognition of the Building, as discussed

above at paragraphs 101-106, this does not generally suggest recognition at the

exceptional standard required by this criterion.

155. Mr Queale stated that the curtain wall system in particular was a creative

solution that achieves a slick, polished skin façade which allows seamless

treatment of the exterior skin and its form. The Tribunal agrees that in this

respect the Building demonstrates creativity at a high level. This is important

because the relevant Apperly ‘Style Indicators’ for the Late Modern style

include aluminium curtain walls and the ‘Style Keys’ also include the broad

characteristics of sleek, glossy commercial buildings; minimalist construction in

metallic materials; and glass and metal curtain walls and cladding panels. The

Tribunal queries some aspects of her report, but it also notes the general views

of Ms Landler that while the Building represents a good example of 1970s

curtain wall technology it displayed no notable technological ingenuity,208

which we take to involve creative achievement. In this regard, none-the-less,

Ms Landler does support Mr Queale’s view of the Territory level significance of

the Building as a rare metal clad 1970s construction in the ACT.

156. Whilst the ‘park-like setting’ does not add to the quality of the Building, the

problems identified in this regard do not detract from the form and finish of the

Building.

157. Therefore, the Tribunal concludes that the Building demonstrates a high degree

of creative achievement by showing a very fine level of application of existing

techniques or approaches, but on balance does not think the evidence supports

the exceptionally, that is extraordinarily, fine level required to satisfy this

criterion.

H. Criterion (c) important as evidence of a distinctive design

158. Criterion (c) requires that the Building is:

(a) important as evidence,

208 Exhibit A6, statement of Juliet Landler, report page 1

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(b) of a distinctive way of life, taste, tradition, religion, land use, custom,

process, design or function,

(c) that is:

(i) no longer practised,

(ii) in danger of being lost, or

(ii) of exceptional interest.

159. The parties agreed that the criterion could be satisfied where the Building is

important as evidence of a distinctive design that is of exceptional interest. As

noted above, exceptional means “forming an exception or unusual instance;

unusual; extraordinary.” In this context, extraordinary interest appears the

appropriate meaning.

160. The decision of the Heritage Council found the design of the Building rests on

the Late Modern style, of which it is an early example, and which it extended

with its supremely simple and elegant form and finish. It found it much superior

in design to other examples in Canberra, such as the Royal Australian Mint and

Toad Hall. The open park like setting was referred to again as enabling the

Building to be appreciated.209

161. The position of the Heritage Council in these proceedings was that the Building

is important evidence in the ACT of a distinctive form of architectural design,

Late Modern, and that the Late Modern style is of exceptional interest.210

162. Mr Queale placed the Building within its historical context, in particular the

significant growth of Canberra in the NCDC period (1958-89) when almost all

public, government and commercial buildings were Modernist in design style,

though there were variants including International Style, Brutalism,

Organic/Regional and Late Modern. Modernist style buildings are therefore, he

stated, of exceptional interest in the ACT. Although one of many, he thought the

former AAA building is of exceptional interest as an early, extant, local

exemplar of aluminium clad Late Modernism. He concluded that in his view it

was of exceptional interest as an exemplar of Late Modern architecture within

the ACT.211

As noted, the Tribunal agrees that criterion (c) can be met by

209 Exhibit T1, T documents, pages T42-43 210 Outline of respondent’s submissions at [59] 211 Exhibit R16, statement of Michael Queale, report at [97]-[101]

53

Territory level significance as discussed by Mr Queale, that is that the

exceptional interest is in and for the Territory. But notwithstanding the

significance of the NCDC period, the importance of the Modernist buildings

within this period, and the rarity of aluminium clad Late Modern buildings, it is

not clear that this of itself makes the Late Modern style of exceptional, that is

extraordinary, interest.

163. Mr Metcalf thought that there are numerous buildings in the ACT that the

Building could be compared to such as the Cameron Offices, Parliament House,

the School of Music and Dickson Library, which are approximately

contemporaneous to the Building. There is further discussion of the relevance of

such comparisons in the consideration of criterion (g) below, but generally

whilst these are examples of Modernist style, the Tribunal doubts these are

appropriate comparators of the Late Modern style. In his view the Building is

not of a design that is of exceptional interest. It is now a commercial office

building; open plan offices with curtain wall cladding were and remain common

building types.212

Ms Hill agreed that the Building provides evidence of the Late

Modern style, but did not think it is of exceptional interest. She stated that key

features of the Building and style can be found in other examples.213

The

Tribunal notes that this criterion does not seem to require the Building to be of

exceptional interest, rather it is the design, in this case the Late Modern style,

which needs to meet this standard. But the comments of Mr Metcalf and Ms Hill

still indicate views that the style of the Building is not of exceptional interest.

These views cannot be ignored.

164. The Tribunal does not think that the Council has demonstrated that the Building

meets this criterion. The Building is evidence of the Late Modern style, it may

be important as evidence, but on balance the Tribunal does not think that the

evidence supports a finding that the Late Modern style is of exceptional, that is

extraordinary, interest.

I. Criterion (g) notable example

165. Criterion (g) requires that the Building is:

212 Exhibit A4, statement of Andrew Metcalf at [54]-[56] 213 Exhibit A2, statement of Jennifer Hill, report page 20; Exhibit A3, statement in reply by

Jennifer Hill at [29]

54

(a) a notable example,

(b) of a kind of place or object, and

(c) demonstrates the main characteristics of that kind.

166. ‘Notable’ is not defined in the Heritage Act. The Macquarie Dictionary online

defines it as “1. worthy of note or notice; noteworthy: a notable success 2.

prominent, important, or distinguished, as persons”. The Shorter Oxford

Dictionary also refers to “1. Worthy or deserving of note” and adds “esp. on

account of excellence, value, or importance; remarkable, striking eminent.” An

example which is worthy of note or notice for positive reasons, such as its

importance, is required. This is a lower test than ‘exceptional’. The Tribunal is

of the view that any one of the criteria can provide heritage significance, and

that the terms of criterion (a) are not a basis for reading down other criteria,

such as criterion (g).

167. The decision of the Heritage Council stated that the Building is an example of

the Late Modern Style, in particular because the shape of the building is

determined by simple geometry, and the use of an aluminium curtain wall. The

Council stated that it is a notable example because the design extends the style

“with a supremely simple and elegant form and finish, expressing not just a

high-tech quality but also considerable design skill.”214

I.1 Kind of place

168. As noted above, the Tribunal is of the view that it is appropriate to treat the

Building as of the Late Modern style, and that this is the relevant ‘kind of

place.’ Mr Metcalf stated that in his view the ‘kind of place’ was an office

building.215

The Tribunal does not think that Mr Metcalf’s is the appropriate

way to assess the Building. The applicant in effect indicated that his was

unlikely to be the correct approach.216

I.2 Main characteristics

169. As also noted above, evidence was given that the Building demonstrates a

number of the ‘Style Indicators’ and ‘Style Keys’ identified by Apperly as

214 Exhibit T1, T documents, page T43 215 Transcript of Proceedings 20 October 2015, page 97, lines 11-17; Exhibit A4, statement of

Andrew Metcalf at [59] 216 Transcript of Proceedings 22 October 2015, page 284, lines 15-21

55

representative of the Late Modern architectural style. The relevant Apperly

‘Style Indicators’ include shape of principal masses determined by simple

geometry (item 1); three-dimensional (ie non-planar) façade treatment (item 2);

rounded corner (item 4); aluminium curtain wall (item 6); reflective glass

cladding (item 7); patent glazing (item 8); and windows suggesting space-age

technology (item 13). The Apperly ‘Style Keys’ include the broad

characteristics of sleek, glossy commercial buildings; cylindrical or free-curved

shapes; precision, lightness and elegance; by minimalist construction in metallic

materials; with exterior characteristics of principal masses determined by simple

geometry; three-dimensional façade treatments; glass and metal curtain walls

and cladding panels; and reflective glass cladding.217

The Building has these

features.

I.3 Notable example

170. The applicant contends that the Building is not a notable example of the Late

Modern style because it lacks “the technological ingenuity that distinguishes

notable examples from other examples of work in the style” and because “flaws

in the siting of the building…preclude it from being a notable example.” The

applicant further argues that this judgment is reflected in the failure of the

Building “to win awards other than the Canberra Chapter Award of Merit’

together with ‘its exclusion from authoritative texts and guides on architectural

styles.”218

171. The term ‘technological ingenuity’ does not appear in the Apperly Style

Indicators or Style Keys, nor does it appear in criterion (g). As noted earlier at

paragraph 66, Apperly states that Late Modern architecture “strove to convey

the image of the formidable technology of the computer and the satellite”

(emphasis in the original),219

and while Jennifer Hill argued this suggested a

characteristic of technological innovation in such buildings the Tribunal does

not agree.220

The words “rarely accompanied by displays of technological

ingenuity” were used by Professor Taylor to qualify her description of “high

217 Exhibit R 16, statement of Michael Queale, report, appendix pages 71-73, Apperly, Richard,

Robert Irving and Peter Reynolds, A Pictorial Guide to Identifying Australian Architecture, Styles and Terms from 1788 to the Present (1994) pages 262-3

218 Applicant’s statement of facts and contentions at [64] 219 Exhibit R 16, statement of Michael Queale, report, appendix pages 71-73 220 Transcript of Proceedings 19 October 2015, page 33

56

finish, metal clad buildings”, which she stated were “uncommon in Australia

before the eighties”. Professor Taylor does not list the buildings to which she

refers when using the term ‘technological ingenuity’ nor does she clarify her use

of the word ‘rarely’. She offers the Building as an example of a “high finish,

metal clad building” but suggests its origins may lie more with the facades of

Mendelsohn’s department store buildings and the “curved geometry” of 1930s

automobiles than with “the ‘high-tech’ language of today.”221

It would appear to

the Tribunal that the applicant has misunderstood Professor Taylor by

suggesting that the former AAA building is not a notable example of the Late

Modern style because it lacks ‘technological ingenuity’.

172. In this context, the Tribunal notes that Professor Taylor’s book Australian

Architecture since 1960 was first published by the Law Book Company in

Sydney in 1986. The book to which reference has been made by the parties in

these proceedings is the second edition published in Canberra in 1990 by the

Royal Australian Institute of Architects. The text concerning the former AAA

building was not changed with the second edition but Taylor’s use of the word

‘today’ in the phrase “‘high-tech’ language of today” should be read to refer to a

time around 1986 rather than around 1990.

173. Ms Hill argued that the former AAA building is a “good but not exceptional

example of the style”. She then combines Taylor’s phrases “rarely accompanied

by displays of technological ingenuity” and “high-tech language of today” and

concludes of the Building that “its sleek curving facade portrays a high-tech

aesthetic without the displays of technological ingenuity of the better examples

of buildings in the Late Twentieth-Century Late Modern style.” The linking of

two unrelated modifiers misleadingly suggests that Professor Taylor considers

the former AAA building is not a notable example of the Late Modern style on

the grounds that it lacks ‘technological ingenuity’. Moreover, having introduced

the new term ‘better examples’, Ms Hill fails to identify any buildings that are,

in her mind or in the mind of the late Professor Taylor, “better examples of the

221 See above at paragraph 104; Exhibit R1, documents relied on by the respondent, Taylor,

Jennifer, Australian Architecture since 1960 (2nd edition), page 195

57

style.”222

It is true that Professor Taylor goes on to discuss other buildings, and

we note these below.

174. As noted previously, Mr Metcalf does not accept the narrow classification of the

former AAA building as Late Twentieth-Century Late Modern and prefers to

see it only as an example of the Modern style. He suggested it can no longer be

regarded as a building that represents purpose built accommodation for a trade

or industry peak body. He stated: “it may be regarded as an above average

exemplar of an office building however for (the) reasons set out…it suffers

from design limitations that detract from its utility.” Mr Metcalf said “there are

numerous buildings in the ACT that the former AAA building could be

compared to…such as Cameron Offices, Parliament House, the School of Music

and the Dickson Library, all of which are approximately contemporaneous.”223

175. The Tribunal finds Mr Metcalf’s examples not well-chosen - Cameron Offices

and the Canberra School of Music are large and complex structures in expensive

exposed concrete; and the Dickson Library is a single level suburban building in

off-form concrete, generally seen as belonging to a more organic sub-set of the

Late Twentieth-Century style. The Tribunal has considered the scale, purpose,

form and finishes of the permanent Parliament House and can see no sense in

attempting to compare Parliament House with the former AAA building.

176. Although Professor Taylor does not name a particular building or buildings with

which the former AAA building might be fairly compared, she discusses at

some length three metal-clad buildings of the period - the Education Department

Building by Cameron, Chisholm and Nicol in East Perth (Education Building

in Perth), and two buildings by Lawrence Nield, the David Maddison Clinical

Sciences Block of the School of Medicine at the University of Newcastle

(Maddison Clinical Sciences Block in Newcastle) and the Mount Druitt

Hospital in western Sydney (Mount Druitt Hospital).

177. Professor Taylor describes the Education Building in Perth as “an accomplished

building showing confidence in the handling of its particular aesthetic”. The

Education Building is significantly larger and more expensive than the former

222 Exhibit A3, statement in reply of Jennifer Hill, at [9] 223 Exhibit A4, statement of Andrew Metcalf at [34], [55], and [59]

58

AAA building. The design of the Education Building was the result of an

invited competition in August 1979 and construction was completed in April

1982. The design of the former AAA building was approved by the NCDC in

December 1977 and the Building was completed and occupied in September

1979, that is, at about the same time as the competition for the design of the

Education Building in Perth.224

The Education Building in Perth is not curved

like the former AAA building but uses the same materials in its external

cladding - grey tinted glass and natural anodised aluminium. Taylor says that

“the tight exterior skin…and its suppressed detailing indicate the designers’

interests in the minimal qualities of Foster’s buildings in England.”225

178. Taylor says the two metal-clad buildings of Nield are “more exploratory” than

the Education Building in Perth. She writes that the Maddison Clinical Sciences

Block in Newcastle presents “a progressive image attuned to the scientific

nature of the activities housed” but, in her opinion, Nield’s Newcastle building

“lacks the finesse of finish and detail of Cameron, Chisholm and Nicol’s

building”. She notes that the cladding at Newcastle is not aluminium but

stainless steel in response to the corrosive industrial and seaside location. Taylor

describes the curving aluminium walls of Nield’s Mount Druitt Hospital as

“quite sensuous”. She says this is a “satisfying work” that shares a “spirit of

inventiveness” with the Newcastle building.226

179. Mr Queale gave evidence that the former AAA building “is notable as a skilful

representation of Late Modern style architecture within the ACT.” He noted

particularly that “the sculptural properties of the interconnecting building forms

enhance the play of light over curved facades and are dramatic and sensual in

effect”. He noted also the urban design response of the Building to the broader

context of Northbourne Avenue, and the dynamic curved form of the Building

as providing “a non-rectilinear internal environment of interest.”227

He also

mentioned features referred to under the other criteria: the pilotis; the three-

224 Exhibit R1, documents relied on by the respondent, Taylor, Jennifer, Australian Architecture

since 1960 (2nd edition), pages 195-196 225

Exhibit R1, documents relied on by the respondent, Taylor, Jennifer, Australian Architecture

since 1960 (2nd

edition), pages 195-196 226 Exhibit R1, documents relied on by the respondent, Taylor, Jennifer, Australian Architecture

since 1960 (2nd edition), pages 196-197 227 Exhibit R16, statement of Michael Queale, report at [113] and [114]

59

dimensional curved building form; the internal functions expressed in a mix of

forms; the flush windows and aluminium sheet cladding. He noted again that the

curved form is dynamic and reflects the function of headquarters for the

Australian Automobile Association; and that the aluminium façade is a space

age type of material that allows an economic, seamless treatment of the exterior

skin and a unique curvaceous form.228

180. Mr Queale gave evidence that there is nothing to support the claim of Andrew

Metcalf that the Callam Offices in Woden is a better representation of the Late

Modern architectural style than the former AAA building, and he noted that the

Callam Offices project was never completed. As to the former AAA building

being a ‘notable example of a kind of place or object’, Mr Queale referred again

to the peer recognition awarded to the Building and its inclusion in a number of

academic publications.229

181. Mr Queale disputed also the arguments of Ms Hill that the place is not of

‘technical innovation’. It is his belief that “the place is of architectural merit, not

technical merit.” He rebuts the suggestion of Jennifer Taylor of a ‘romantic

association’ of the Building with the aesthetics of 1930 automobiles, saying that

“212 Northbourne Avenue is clearly a Late Modern building in architectural

style, featuring exaggerated, curvaceous, interlocking functional forms and a

seamless, space-age façade of aluminium and flush glass.” Motor cars in the

1930s, he says, “were curvaceous but bulky, painted in finish and trimmed with

chrome ornaments and bumpers.” He concluded his consideration of the

Building against this criterion with the statement that “there are further notable

examples of Late Modern architecture in Australia, but I believe that 212

Northbourne Avenue is the earliest, most complete and most notable of its type

within the ACT.”230

182. Mr Flannery supported the position of Mr Queale, and stated that “the former

AAA building is an important Canberra example of the Late Twentieth-Century

Late Modernism holding exceptional architectural, urban planning and heritage

conservation interest.” He continued that it is “a rare example of the style in the

228 Exhibit R16, statement of Michael Queale, report at [114] 229 Exhibit R16, statement of Michael Queale, report at [114] and [115] 230 Exhibit R16, statement of Michael Queale, report at [41], [116] and [118]

60

Australian Capital Territory”, “exhibits many of the characteristics of the style”,

and “an important…example of it.”231

183. To return to Ms Hill’s evidence, she seems to require technical innovation

which, as discussed above, is not a feature, or at least a necessary feature, of the

Late Modern style, nor is it called for by criterion (g). She stated that the

Building does not indicate “exceptional design skill”, which is not the relevant

factor or the level required by this criterion. She placed emphasis on the siting;

as discussed above at paragraph 152, in the Tribunal’s view the siting does not

detract from the Building’s notable feature. She relies on the analysis of Jennifer

Taylor, but as discussed above the Tribunal is not convinced that she does so is

appropriatly. She relies on Mr Metcalf’s book to suggest that the Building is not

an “outstanding example of the style”, but again this is not the level required by

criterion (g). Mr Metcalf himself noted the “unusual architectural form in a

precisely designed and executed building,” quoted at paragraph 130 above,

suggesting some support for the Building as a notable example.232

184. One of the comparators for the Building raised by the parties and others was the

Australian Antarctic Division Headquarters in Kingston, Tasmania, designed in

1978. The Statement of Eric Martin for the Australian Institute of Architects

noted that this is listed on the Tasmanian Heritage Register on a number of

bases, but one of these is that it meets the equivalent to criterion (g) under the

Tasmanian heritage scheme, namely that the “place is important as

demonstrating the principal characteristics of a class of place in Tasmania’s

history”. The relevant citation states that that building “has the ability to

demonstrate the principal characteristics of a Late Twentieth-Century Modern

style building complex” with the characteristics of “the determination of

principal masses within the complex of simple geometry” and “aluminium glass

curtain walls”, amongst others.233

I.4 Conclusion concerning criterion (g)

185. The Tribunal is of the opinion that the Building meets this criterion. It is an

example of a building in the Late Modern Style. The views of Mr Metcalf that

231 Exhibit R4, statement of David Flannery, report, pages 16-17 232 Exhibit A2, statement of Jennifer Hill, report page 22 233 Exhibit PJ1, statement of Eric Martin at [4] and attachment B

61

the relevant kind of building is an office building are inconsistent with that of

the other experts, and the Tribunal does not think this is the appropriate

approach.

186. The Building demonstrates the main characteristics of that kind. The Tribunal

doubts that technical ingenuity is a characteristic of that style, or at least that

this is an essential or main characteristic. At any rate there are significant

elements of technical ingenuity and creativity in the Building, as discussed

under the consideration of criterion (a) above.234

187. It is notable example for a range of architectural features, in particular the three

dimensional curved form and the aluminium sheet cladding and flush windows,

all features of substance mentioned by Apperly. Mr Queale’s analysis is

preferred to that of Ms Hill. There are significant problems with Ms Hill’s

approach, outlined above, especially at paragraph 183. Mr Metcalf’s approach,

as noted above at paragraph 168, is not accepted. While the Tribunal does not

think that there is sufficient evidence to support the Council’s argument that the

very high ‘exceptionally fine’ standard in criterion (a) is met, the Tribunal does

think it is clear that there is sufficient evidence that the ‘notable example’

standard in criterion (g) is met.

188. In addition, because of its original role as the national headquarters building for

the Australian Automobile Association, the Building is a notable example of

architectural achievements in the development of Canberra in the NCDC period

and of the architecture of Mr Guy Maron, an eminent Australian architect. As to

the first point, Mr Metcalf noted that the NCDC was “very self-consciously

trying to get architecture from around the country to bring in people who they

thought would make a contribution in the architectural sphere.”235

Mr Flannery

agreed, and stated that it was an objective of the NCDC to produce “modern

buildings of the highest calibre designed by architects from all States and

Territories and to try and create thereby a palette of architectural

expression…that was striving for excellence”.236

The Tribunal agrees that the

Building is important because of its contribution to the history and architectural

234 See paragraphs 126-145, esp. 143 235 Transcript of Proceedings 20 October 2015, page 80, lines 41-43 236 Transcript of Proceedings 20 October 2015, page 123, lines 24-28

62

story of the ACT.237

As to the second point, it is relevant that Mr Maron received

the Sir Zelman Cowan Award, the highest award of the Royal Australian

Institute of Architects, for his design of the Bicentennial Conservatory at the

Adelaide Botanic Garden and that the Conservatory has been placed on the

South Australian Heritage Register. It is relevant also that Mr Maron’s

contribution to architecture in Australia has been recognised by his appointment

as a Member in the Order of Australia.

189. Neither of the parties nor the party joined provided evidence of further places

that might be seen as a more notable relevant example than the former AAA

building. From the evidence provided, it appears to the Tribunal that the former

AAA building enjoys a measurable degree of comparability with the three

metal-clad examples discussed by Taylor. The Tribunal finds comparison of the

former AAA building with large concrete and steel buildings of the period in

Canberra inappropriate, unrealistic and unproductive (High Court 1979; School

of Music 1976; Callam Offices 1981). The Tribunal is similarly disinclined to

compare the former AAA building with buildings of a similar scale but with

lesser quality painted fibre cement sheet facades (Garden Island 1982; AIS

Swimming Hall 1984). As noted by Apperly, aluminium curtain walls and

construction in metallic materials are primary markers of the Late Modern

Style. The applicant argued that it was not appropriate to limit the comparators

to only those with particular characteristics of the style, such as ‘aluminium

curtain walls’ or ‘construction in metallic materials’.238

But these are clearly

main characteristics of the Late Modern style. It is true that there are other

stylistic indicators or characteristics mentioned by Apperly, but it does not seem

appropriate to require all the characteristics, indeed this would not be possible.

Further, it does not seem appropriate to treat other examples as more notable

simply because they have different characteristics.

190. The former AAA building predates the comparable buildings only slightly

(former AAA building 1979; Maddison Clinical Sciences Block in Newcastle

1981; the Mount Druitt Hospital and the Education Building in Perth 1982).

Various elements and characteristics of Late Modern architecture in Australia as

described by Apperly are evident in all of these buildings: sleek, glossy, free

237 Transcript of Proceedings 20 October 2015, page 129, lines 19-21 238 Applicant’s closing submissions at [30]

63

standing buildings; principal masses determined by simple geometry; precision,

lightness and elegance; minimalist construction in metallic materials; glass and

metal curtain walls and cladding panels.

191. The former AAA building is the only one of these four buildings in the ACT.

As discussed, in the Tribunal’s view, Territory heritage significance is

sufficient. The Tribunal is of the view that the Building has Territory heritage

significance under criterion (g). The skilful representation of the Late Modern

style by the Building and rarity of the relevant elements of the style in the ACT

support this finding. The fact that there are few comparable buildings in the

ACT does not of itself mean that this criterion is met, but nor does it prevent it

doing so. In this case there are assessments by experts that the relevant quality is

present, with no credible evidence to the contrary. A comparable building in

Tasmania has been held to have State heritage significance on this basis. Indeed

in the Tribunal’s view there is some evidence that the Building also has national

heritage significance in the context of this criterion.

192. The various forms of recognition of the Building discussed above support a

finding that the Building is a notable example. The fact of its inclusion in

Jennifer Taylor’s seminal publication indicates that the Building became a

notable example of Late Modern architecture not only in Canberra, but also in

Australia as a whole.

193. The Tribunal has noted previously the testimony of Mr Metcalf that the

specificity of the former AAA building “is more relevant than the claim that it

has status from the assertion that it belongs to any stylistic category.”239

The

evidence before the Tribunal is nevertheless that the characteristics of Late

Modern architecture in Australia are present in the former AAA building at a

very high level of competence and integrity. The Tribunal finds that the former

AAA building is a notable example of Late Modern architecture and that it

demonstrates the main characteristics of that style. Accordingly the Tribunal

finds that the former AAA building meets the requirements of criterion (g) for

registration as a place of heritage significance.

239 See paragraph 67 above

64

194. As the applicant correctly states, meeting one of the criteria does not mandate

registration; it simply enables it.240

The Heritage Council argues that the refusal

to decide to register a place which is of heritage significance should be rare

having regard to section 3(2)(a) of the Heritage Act.241

Section 18(a) of the Act

also provides that it is a function of the Council to conserve places with cultural

heritage significance, and section 18(b) to encourage the registration of heritage

places.

195. The applicant argues that if the discretion under section 40(2) arises, it should

be exercised to decide not to register the Building.242

No basis for doing so is

set out in the applicant’s statement of facts and contentions. Given that the

criterion is in the Tribunal’s view met, the Tribunal does not see a basis for

deciding not to register. The Tribunal therefore decides to register the Building.

.....................................

Senior Member R Pegrum

for and on behalf of the Tribunal

240 Applicant’s closing submissions at [4] 241 Outline of respondent’s submissions at [78] 242 Applicants statement of facts and contentions at [66(iv)]

65

HEARING DETAILS

FILE NUMBER: AT 22/15

PARTIES, APPLICANT: 212 Northbourne Pty Limited

PARTIES, RESPONDENT: ACT Heritage Council

PARTY JOINED Australian Institute of Architects

COUNSEL APPEARING, APPLICANT MS Allars

COUNSEL APPEARING, RESPONDENT Dr Jarvis

SOLICITORS FOR APPLICANT Mills Oakley Lawyers

SOLICITORS FOR RESPONDENT ACT Government Solicitor

TRIBUNAL MEMBERS: Senior Member R Orr, Senior

Member R Pegrum

DATES OF HEARING: 19-21 October 2015; 5 November

2015