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NAME OF ORGANTZA TIONIENTITY ..

j)A·ng_ PARTIES AND TERMS

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Reviewing Officer

Repon Required by the Ethics A0-10 FINANCIAL DISCLOSURE REPORT in Gov1irnment Act of 1978 Rev. J/2004

Calendar Year 2003 (5 U.S.C. app. §§

l. P':rson Reporting (Last name.. .First name. Middle initial) 1. Coun or Organiz:ition 3. Date of Report

BULLOCK, FRANK W U.S.D.C. - North Carolina Midd 5/1412004

4 .. Title (Article l1I Judges i1 dicate active or senior status; 5. ReponType tcheck type) 6. Reponing Period

magistrate judges indicate foll- or part-time) Q "lornin:uion. Date l/112003

U.S. District Judge - Active 0 l11i1ial (!I Annual Q Final to

12/3 I /2003

7. Chambers or Office Address 8. On the basis ot"lhe information contained in this Report and any modifications pertaining thereto. it is. in my opinion. in compliance

Uni :d States District Court with applicable laws and regulations.

Post Office Box 3223

Greensboro, NC 27402; .: ... ',;;"5. ·,, "'"'•'":':;.-.. . . · ..... ·. .:;;;��.....��

.. :.;:" IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part

where you hav,e nc1 reportable information. Sign on last page. .

..

I. F'OSmONS. . (Repc1rting imiivi4ual only; see pp. 9-13 offiling instructions)

.ti NONE - (No rejl<Jrtable

.

II. AGREEMEl'ITS. (Reporting individual only: see pp. 14-16 of filing instructions)

!ii'.l NONE - (No, repc nable agreements.)

1:

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--------- --...._ . --- --- --------------- --------- ---- ' -- ----------·

SOURCE AND TYPE

l.

SOURCE AND TYPE

L

DESCRIPTION

511412004

FINAl'ICL4.L DISCLOSVRE REPORT ':-ir.meofPerson Reµoning Date of Report

BULLOCK, FRANK W

ill. NON-frfVESTN.lENT INCONIB. (Reporting individual and spouse; see PP· n-24 offiling instructions)

A. FUer's Non-Inv !Stment Incom

2i N'ONE - {No reµorrable 11on-i1westment income.)

L

GROSS INCOME (yours. 1101 11ouse's >

B.. Spouse's Non-I111veimmmt Incom - (lfyou were married during any portion of the reporting year, please complete this section. (dollar amount nm required except for hono aria)

NONE - (No r.ep4>1'tabie non-investment income.)

IV. REIMJ3URSEv.lENTS - transportation. lodging. food, entertainment.

(Includes those to spc1use and dependent children. See pp. 2$-27 ofinstructions.)

j .NONE - (Ne> such rep•ortable reimbursements.)

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SOURCE DESCRJPTION

CREDITOR DESCRIPTION VALUE CODE

J

5/1412004

_[, ate of Report

L

l.

Name of?erson Reporting:

BULLOCK, FRANK W

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 ofinscructions.)

\i NONE (No such reportable gifts.) -

VI. LIABILITIES. (Includes those of spouse and dependent child . See pp. 32-34 of instructions.)

D NONE O>lo re.porta.ble liabilities.)-

Wachovia BanJc & T1u'St Co. Llne of Credit

2. New England Life Im;. Co. Policy Loan

------·

·--------

-------·

-

lnten:St

A

c -

c

--

(2) (1) disclosure

(3) (5)

K.

J

.

-

L ; :

J

J

1.

(I) (!) l f nor e.'tempt tram

(J-PJ

FINA1'1fCLi\.L DISCLOSlJRE REPORT Name of Person Reporting Date of Report

·Pag e 1of3 BULLOCK, FRANK W 5/1412004

. VIL Il'1VESTMENTS and TRUSTS - income. value. transc;itions (includes those or Ille spouse and dependen1 children. See pp. J+S7 of filing instructions .. )

,\. B. c. D. Gross \'lllue at end of lncome during Tr:msacnons during reporting period

•Desciiption of Assets reporting period •reporting period(inclu4inl!; trw.1: assen;)

l:?l (4)(2)

Type (e.g.Place "(X)" after each asset •:.-tempt Value Value Date:Amowtt Value GainTyp.: (.:.g. Identity of buy, sellfiom prior disclosure Code 2 :-lethod Mondi-div. rent. or Codl:t Code 2 Code l buyer/seller

Code3 Day(J-P) merger.(A-H\ iuLl (ifprivaie(A-H)redemprionJ(Q·W) ir.msaction)

0 NOJ (No rc:punalble in 1:0111c, assetS, or tr.1t1sactio11S}

TDividendMerrill Lynch CMA - tr ansfer to UBS Money Fund A transfer 12-24 J

2. Tigr Ser ! 8 Feb l S OID

3. TigrSer2l OID

4. New England Tax·Ex. Tr. (now CDC Invest) Mun. Inc. FD

-

s. New England Growth F 'und (now CDC invest) .Targeted FD

Truliant Credit Union6.

BB&T7.

8. Dow Chemical

9. Cumberland County H•>spital Bonds F AC

-l O. Undeveloped land Gnu 1villc County, Nonh Carolina

11. Praxair, Inc. Commo 1 Stock

12. Praxair, Inc. Common Stock

General Electric Cornn ton Stock 13.

14. General Electric Cornn ton Stock

-d Fund (now CDC Invest)

Wachovia Bank Cornn on Stock 16.

-17. . Global Allocation. Fun d(M··LIRA)

18. Basic Value Fund (M-LIRA)

B

B

A

B

A

A

A

B

A

A

A

A

A

interest

Interest

Dividend

Dividend

Dividend .

Dividend

Interest

None

Dividend

Dividend

. Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

K.

K

J

J

K

K.

J

M

M

J

J

T

T

T

T

T

T

T

w

T

T

T

T

T

T

T

sell

buy

sell

partial sell

partial sell

buy

6-20 J A

4-8

7-18

4-8

6-20

J

J

J

D

A

D

4-8 J

1. lncoJ1111:1Gain Codes: A = $1,000 or less B = Sl.001-$2..500 c = S2.50 l -SS.000 D = SS.001-SlS,OOO E = s15.001-$50,000

(See Colwnns 81 and D-1•) 1: = SS0.001-$100,000 G = Sl00.'001-$!.000.000 Hl = s1 .000.001-ss.ooo.ooo H2 = More tlmn ss.000.000

:?. V:il1ie Codes: =$15,000 or less K = S15.00!-S50,000 L = .t50.00!-Sl00,000 M = SI00.001-S2SO.OOO

(See Colunms Cl and rm N = $250.000-$500,000 0 • S500,001-Sl,000,000 Pl = s1.ooo.001-ss.ooo,ooo n = 55.000.001-ru.ooo.ooo

PJ = !W,000.001-$50,000,000 P4 = $More than SS0,000,000

3. Val111c Method Codes Q "'Appnrisal R = Cost 1[Reai Estate Only) s = AsscsslllC!lt T =Cash/Market

{See Colwnn C:?) I"· =Book Value v =Othel' w = Estimaied

G'.1me

uu.oCK. ------ ·----------:--:-:":::::=----------------------------------------------------�·�----·�----�

TRUSTS

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' -

e:<empiftOOi'diScio, ure

(3) (4)

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,

K

33.

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S-9

FINANCIAL DISCl.OSURE REPORT o!Person Reporting Date of Report

· Page 2 of 3 FRANK w 5/1412004

v1I. IN\lESTiv.tENTS and - income. value. transcatioos (includes chose of the spouse ;ind dependent children. See pp. 34-57 of filing instrucrioru;.)

Description of Assr:is (including rTUSt IS)

Place "(Xl" atler eac:h asset exemp< l!om prior disclcisun:

B. lncom: during

reporting period

(I) -

Amown

Code I

('.!}

Type (e.g. div. rent. or

c. Gross value at end of reponing period

II) (2)

Value Value Codi: 2 Method

I>. Tr:msacrions during repo1ting period

• .

If not(I}

T pe te.g. buy. sell

(2) Dau:: :vtontb-

Value Gain

(5) Identity ur

Code2 buyertsellerCode I DayCode3 merger.(A-HI int) (if private {J..P)

lion)(Q-W) mmsactionl

19.

20.

21.

22.

23.

24.

25.

26.

27.

Jefferson-Pilot (M .. t D�.A) CmnmonStock

New Perspective Fund

Federal Home Loan B:1111k Be 1nds

lnvesunent Co. Ameri:ca

Growth Fund America

Washington Muttml lrn•e:."tm mt Fund

Federated Government Incor.neFund

Paine Webber Cash Fund (m>wUBS)

Evergreen Equity Trwrt

A

A

A

A

A

A

A

A

A

Dividend

Dividend

Interest

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

K T

J T

sell

sell

sell

sell

sell

sell

transfer

sell

7-18

9-15

7-18

7-18

7-18

3-21

12-24

7-7

J

J

K

J

J

K

J

-

J

A Dividend sellFortune Brands (X) J28.

A Dividend sell29. Fortune Brands (X) 5-!6 J

-A Dividend30. General Motors (X) buy 4-8 J -

A Dividend buy 4-17.31. Motors (X)G_eneral J

32. General Motors (X) A Dividend 9-19sell J A

.

Progress Energy (X) A Dividend J T buy 4-8 J

34. Tenneco Automotive (X) A Dividend 4-8 Jsell A

35. Practive Corp (X) A Dividend T buy 4-8 K

36. Chevron/Texaco (X) A Dividend 4-8 Jsell

1. lna>me!Gain Codes: A = Sl.000 or less B = Si.001-S2.500 c = S2.50l-S5.000 D = $5.001-$15.000 E = Si5.00I-SSO,OOO I I (Set: Columns BI and 04) F = SS0.001-$100,000 G = $100.001-$1.000.000 HI =Sl,000,001-SS,000,000 H'.! = More than SS.000.000 I

Vakic Codes: = 515,000 or less K = 315.001-$50,000 L = SS0.001-SIOO,OOO M = SlOO.OOl-S?..50.000

I (Set: Columns Cl and 03) I = 5250.000-$500,000 0 = SS00,001-$1,000.000 Pl =SI .000.001-SS,OOO,OOO P2 • SS.000.001-ill,OOO.OOO

I F = S25.000.001-S50.000,000 P4 = SMme than SS0,000,000

3. Vahic Method Codes Q =Appraisal R =Cost (Rc:!l Estate Only) s = Assessment T = Caslt/Matb:t! i (See Colwnn C2) u "'Boo" Value v :Qther w = Estimaled '---

;f

I

ill

T

T

(l) (2) (3) (4) (S)

-

( )

D.

(J-P)

FINANCIAJL DISCLOSURE REPORT l Name Person Reporting Qate of Repert

·Page 3 of3 I' BULLOCK, FRANK W 5il4/2004

Vll. IJ VESTMENTS and TRUSTS S= pp. 34-57 offilin!r instructions.) - income. value, iranscations (includes those of the spow: and dependent children.

B. c.A. !nco:n-e during Gross >'lllue at end of

Description of Assets .reporting period reporting period •

(including trust asser.;)

Transactions during reporting period

If not empt !Tom discl sure (!) (2) -

Place '•tx1• after cacilt asset xemp1 Type te.g. Val111: Value Da1e:Amow1t Type (e.11. Value Gain li..lentity offrom prior disclosw-c buy. sell. Code2 MethodCode l div. rent. or Month- Code tCode 2 buyertseller

(J-PJ Code3 meri,,-er.(A-Hl inL) Day redemption I (Q-W)

(ifprn'llte ,!A-H} mmsactionl

A37. Capital One Financial

A38. Citigroup, Inc.

A39. J.P. Morgan Chase

A40. Linear Technology

A41. Lowes Companies

A42. Microsoft

A43. Morgan Stanley

44. Sanmina - Sci Coq1.

Nextel Communi ltiom1 45.

Nextel Communi ltiom1 46.

47. Van Kampen Gov't Securitie: 1 Fund(X)

48. Van Kampen Gov't Securitie: 1fund yq

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

None

None

None

Royalty

Royalty

K

K

J

K

K

J

K

J

T

T

T

T

T

T

buy

buy

buy

buy

buy

buy

buy

buy

buy

sell

inherit

sell

7-1

7-1

6-10

7-1

7-1

7-lS

8-14

12-18

7-15

11-21

3-25

4-8

J

K

J

K

K

J

K

J

J

I

J

J

B

-.

-

I • lllCOl:ne'Gain C11des: A = Sl .000 or less B = Sl.OOl-S2.500 c = 52.501-$5.000 D =$5.00l-$15.000 E =Sl5.001-S50,000

(See Colwnns B.l and 04} f' = SS0.001-$100.000 G = SlOO.OO!-Sl.000.000 HI = s1.ooo.001-ss.ooo.ooo H:? =Mon: than ss.000.000

'.?. Valw: Codes: = Sl:i,000 or less K =SIS.001-$50,000 L =SS0.001-$100,000 M =$100.001-S:ZSO.OOO

(See CollUllllS Cl and 03) N = s:zso.000-ssoo,ooo 0 • SS00,001-Sl,000,000 Pl = s1.ooo.001-ss.ooo.ooo P2 s $5.000.001-$25,000,000

P3 = s:zs.000.001-sso,ooo.ooo P4 = SMon: than SS0,000,000

3. Vaiw: Method Codes Q = Appmisal R = Cost (Real Estate Only) s = Assessment T =Casl!IMarket

(Sec Column c:n u =B(lok Value v =Other w ; Estimated

·�.i

L 5/14/2004

Name of Person Reporting FINANCLi.\L DISCLOSURE REPORT :i Date of Report

IBULLOCK. FRANK W

VIll. .ADDIDONAL INFORMATION OR EXPIANATIONS andk:ate part of Report.>

'...... ,,

, _______ I

s:-/ 'f

FINA CIAL DISCLOSURE REPORT : Name of Person Reporting Date of Report

BULLOCK. FRANK w 5/14/2004

·:rx. CERTIFICATION ..

I cc:rtify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and compl·ete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable sta.n1tory provisions permitting non-disclosure.

I further certify that 1 arned i11come from outside employment and honoraria and the acceptance of gifts which have been reportc:d iue in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signat11Jre Date J-1'- CJ

NOTE: .ANY INDIVIDUAJ WHO KNOWINGLY AND \VlLFULL Y F SIFIES ORF AILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRJMINAL SANCTIONS i(S U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed 1original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544