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'A A
f>IEU Lt;
CONG TY CO PHAN QUAN L Y QUY HlJU NGHJ
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'A A
f>IEU L~
CONG TV CO PHAN QUAN L Y QUY HO'U NGH'
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£>feu I~ Cong ty co phan Quim ly Quy HU'u Nghj
M~IC l~IC
CHu'O'NG I .................................................................................................................................. 6 NHO'NG QUY f>'NH CHUNG ................................................................................................... 6
Dieu 1. Giai thfch thu~t ngCi' ................................................................................................. 6 Dieu 2. Ten cong ty ...................................................................................................... .. .... 7 Dieu 3. Hinh thU'c so hCi'u va phc;~m vi tr<kh nhi~m ................................................................. 8 Dieu 4. D!a chi tn,1 so chfnh, chi nhanh, van phong dc;~i di~n ................................................... 8 Dieu 5. Mt,JC tieu hoc;~t d9ng va linh VI/C kinh doanh .............. .... ............ .. ............................... 8 Di'eu 6. Thai hc;~n hoc;~t d9ng ....................................................................................... .......... 9 Dieu 7. Ngu'C1i dc;~i di~n theo phap lu~t cua Cong ty ...... .......................................................... 9
CHu'O'NG II .... .. .. ... .. .. .. ... .............. .. .. .. .... .......... .. ............. ..... ... ................. ..... ... .... .. ... .. .. ............ I 0 VON f>fEU L~, co PHAN, co PHIEU, TMI PHIEU, co f>ONG ........ ............. .. .. ...... .... . ! 0 A. VON DIEU L~, VON KHA Dl)NG CUA CONG TY ............................. .. .. .... .................... ...... .... ! 0
Dieu 8. Von dieu I~ va dieu chinh tang, giam von dieu I~ ...................................................... 10 Di~~ 9.yon kha dt,Jng cua Cong ty .................................................................................. .... 10
B. CO PHAN ................. .. ... .. .... ... ....... ............... .... .... .. .. .. ..... .. .. ..... ............. ... ...................... .. ........ ! 0 Dieu 10. Loc;~i co ph an ........................................................................................................ 10 r>·~ 11 s~ A' h~ , A h ·, 10 uleU . 0 COp an Va mE;?n g1a .......................................................................... .. .. ........ . Di'eu 12. Chao ban co phan ................................................................................................ 1o Dieu 13. Vi~c thanh toan tien mua co phan ......................................................................... 11
.~ hA' h A'~ D1eu 14. C uyen n u'Q'ng co ph an ....................................................................................... 11 Dieu 15. Mua lc;~i co phan .................................................................................................... 12 Dieu 16. Dieu kien thanh toan va xU' ly cac co ph an du'o'c mua lai ................................. ......... 13
"' N ) N "'' V ' "' A • •
C. CO PHIEU, TRAI PHIEU, SO DANG KY CO DONG ........ .. ...... .. .. .. ...................... ..... ... ...... ... .. 13 Dieu 17. co phieu .................................................................................................... .......... 13
.~ ,..., dv lrl.'t ,.., ,... D1eu 18. So ang "Y co dong ................................ .. ............................................................ 14 Dieu 19. Phat hanh trai phieu ............................................................................................. 15
D. co DONG ...... ........ .............. .. ....... .. .. ..... .. ..... .. .. .. ......... ... .... .. ..................... .. ....... .. .......... .. ....... l5 rv~ 20 Q ~ ' A' dA hA' hA 15 u1eu . uyen cua co ong p o t ong ............................................................................. .. Dieu 21. Nghia Vl,J cua co dong pho thong ........................................................................... 17 Dieu 22. Co dong sang l~p cua Cong ty ............................................................................... 17
CHu'O'NG III .. ....................... .. ................... .. .................. .. ....... .... ...... ........... .. ......... ..... .... ... ...... . 19 co CAU TO CHtJC QUAN L y CONG TY .... .... .... .. ........... .. .............................. .. ...... .... .. ... .. ... ..... . 19
Dieu 23. Co cau to chU'c va bo may quan ly Cong ty ..................................................... .. ...... 19 A. D~I HQI DONG CO DONG : .................... .. ..... .................... .. ....... ....... ................ ............... .. .... 19
Dieu 24. Quy d!nh chung ....... ......................................................................................... .... 19 r.·~ 25 Q ~ ' h. A ' D . hA· d~ A' dA 19 u1eu . uyen va n IE;?m Vl,l cua <;II 91 ong co ong ...................................................... .. Dieu 26. Tham quyen va cac tru'ong hQ'p tri~u t~p h9p D<;~i hQi dong co dong ............... .. ........ 20 Dieu 27. Tri~u t~p h9p Dc;~i h9i dong co dong ...................................................................... 21 Dieu 28. Quyen dl,l' h9p va quyen uy quyen dl,l' h9p Dc;~i hQi dong co dong .............................. 22 Dieu 29. Thay doi chu'o'ng trinh va n9i dung h9p Dc;~i hQi dong co dong .................................. 23 r.·~ 30 o·~ k.A t.~ h' h h D . hA. d~ A' dA 23 u1eu . 1eu IE;?n 1en an 9P <;II 91 ong co ong ...................................................... . r.·~ 31 ThA' h' .~ h' h h D . hA. d~ A' dA 24 u1eu . e t U'c t1en an 9P <;II 91 ong co ong ................................................ .. .... .. Dieu 32. Bien bim h9p Dc;~i h9i dong co dong ....................................................................... 25 Dieu 33. Phu'dng thU'c thong qua quyet d!nh cua Dc;~i h9i dong co dong ................. ................. 26 Dieu 34. Tham quyen va the thU'c lay y kien co dong bang van bim de thong qua quyet cijnh ella D . h'" d~ A' dA 26 <;II Ql ong co ong ....................................... ................................................................. . Di~u 35,:. Huy b6 guyet djnh cua Dc;~i h9i dong co dong ........................................ ........ .. ........ 27
B. HQI DONG QUAN TRl ...................................... ................... ... ............................. .. ........ ......... 27 Dieu 36. Thanh phan va nhi~m ky cua HQi dong quan tri ...................................................... 27 r.·~ 37 Q ~ ' hN , H A. d~ , t . 28 u1eu . uyen va ng 1a Vl,J cua 91 ong quan q .............................................................. . Dieu 38. Chu tich H9i dong quan tri .................................................................................... 29
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£>feu 1~ Cong tv co phan Quan ly Quy HU'u Ngh!
£lieu 39. Thimh vien H9i dong quim trj ................................................................................ 29 £lieu 40. Thai hc:;m hQp H9i dong quim trj ............................................................................. 30 Dieu 41. Cu9c h9p bat thu'O'ng cua H9i cfong quim trj ........................................................... 30 £lieu 42. Thong bao hQp va chu'dng trlnh hQp ...................................................................... 31 £lieu 43. Yeu cau ve so thanh vien HQi dong quim trj tham dl/ hQp ........................................ 31 Dieu 44. Quyen bieu quyet t<;~i cu9c hQp H9i dong quim trj .................................................... 31 £lieu 45. Tuyen boiQ'i fch cua thanh vien lien quan t<;~i CUQC hQp HQi dong quim trj .................. 31 £lieu 46. Bien bim hQp H9i dong quim trl ............................................................................. 32 £lieu 47. Phu'dng thU'c thong qua quyet djnh cua HQi dong quim trj ....................................... 32 £lieu 48. Quyen du'Q'c cung cap thong tin cua thanh vien HQi dong quim trj ............................ 33 £lieu 49. Huy b6 q,uyet dinh cua Hoi dong quim tri .............................................................. . 33
C. TONG GIAM DOC VA ·cAc cAN. BQ QUAN LY.KHAC ........................................................... 33 £lieu so. Quy djnh chung .................................................................................................... 33 £).~ 51 BA' h'A TA' G'' d~ 33 1eu . on 1~m ong 1am oc ..................................................................................... . £lieu 52. Nhi~m ky cua Tong Giam doc ................................................................................ 34 £).~ 53 Q ~ ' h' A , TA' G' ' d~ 34 1eu . uyen va n 1~m Vl,J cua ong 1am oc ............................................................... .. £).~ 54 B-· h. A -rA' G. ' d~ 35 1eu . a1 n 1~m .ong 1am oc .................................................................................... . £lieu 55. Cac can bQ quim ly khac ....................................................................................... 35 £lieu 56. fhe dQ )lidng, phl,J cap, thu'ong cua Tong Giam doc va cac can bQ quim ly khac ........ 35
D. BAN KIEM SOAT ..................................................................................................................... 36 £).~ 57 Th' h h~ ' h'A k' , B k.A' ' 36 1eu . an p an va n u~m y cua an 1em soat.. ....................................................... .. D.~ 58 Q ~ ' h' A , B k' A' ' 36 1eu . uyen va n 1~m Vl,J cua an 1em soat ................................................................. .. Dieu 59. Tieu chuan va dieu kien lam thanh vi en Ban kiem soat ............................................ 37 £lieu 60. Nghia Vl,J cua thanh vi~n Ban kiem soat.. ................................................................ 37 £).~ 61 M'" h'A b-· h'A B k.A' ' 38 1eu . 1en n 1~m, a1 n 1~m an 1em soat .................................................................. .. £lieu 62. Tru'ong Ban kiem soat. .......................................................................................... 38 £lieu 63: Quyen du'Q'c cung cap thong tin cua Ban kiem soat ................................................. 38 £lieu 64. Thu lao va ldi fch cua Ban kiem soat ...................................................................... 39
E. NGHIA vv cuA NGifcn LAM coNG TAc quAN LY .............................................................. 39 Dieu 65. Nghia Vl,J cua ngu'oi quim ly ................................................................................... 39 Dieu 66. Cong khai cac IQ'i fch lien quan ............................................................................... 40 Dieu 67. HQ'p dong, giao djch phai du'Q'c D<;~i h9i dong co dong ho~c H9i dong quan trl chap thuan ................................................................................................................................ 41
CHLfONG IV ................................................................................................................................. 42 TAACH NHI~M, NGHIA Vl) VA HAN CHE TRONG HOAT DQNG CUA CONG 1Y .................... .42
Dieu 68. Cac quy djnh ve trach nhi~m va nghia Vl,J cua Cong ty ............................................. 42 Di'eu 69: Hc~m che doi voi ho<;~t dQng cua Cong ty va nhan vien lam vi~c t<;~i Cong ty ................. 47
CHLfONG V ..................... ... ....... ........... ........................................................................... .. .. .......... 50 CONG BO THONG TIN, CHE DO TAI CHINH- KE TOAN- KIEM TOAN, GIAI QUYET TRANH CHAP NQI so vA cAc VAN Df KHAc ....................................................................................... so
Di'eu 70. Che d9 cong bo thong tin va nghia Vl,J bao cao ........................................................ so Dieu 71. Nam tai chfnh ....................................................................................................... 50 Dfeu 72. H~ thong ke toan .................................................................................................. so D.~ 73 K·A' ' ' k.A' CA 1eu . 1em toan va 1em tra ong ty ............................................................................... so Dieu 74. Phan phoi IQ'i nhu~n .............................................................................................. 51 £lieu 75. Giai quyet tranh chap n9i b9 .................................................................................. 52 Dfeu 76. Cong nhan vi en va cong doan ................................................................................ 52
CHLfONG VI ........................................................................................ , ........................................ 53 GrAr THE, PHA sAN, ro cHU'c LAI coNG 1Y .......................................................................... 53
£lieu 77. Giai the cong ty ................................................................................................... 53 Dieu 78. Pha san .............................................................................................. , ................ 54 Dieu 79. To t1,1ng - Tranh chap ............................................................................................ 54
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;,. c' c
areu 1~ Cong ty co phan Quan ly Quy Hil'u Nghj
Dieu 80. To chU'c lc;~i Cong ty ......................... .... .................................................................. 55 CHlfONG VII .............. ....... ........ ... .. ....... .. ......... ... .. .. ....... .. ... .. ............ .. .... .... ..... ................ .... ... ..... 55 DIEU KHOAN THI HAN H " .. " ... .. """." .. "" ... " .. ... ........ . " ... .. " ... """"." .... " ... " .... " ... " ... .... " .. ........ 55 D.~ 8 s· a~·. b~· D.~ 1~ 55 1eu 1. lia 01, o sung 1eu ~ ...................................................................................... . Dieu 82. Ngay co hi~u ll/c ............................................................................................ ....... 55
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CAN cU' PHAP L v:
£>feu I~ Cong ty co phan Quim ly Quy Hii'u Nghj
CQNG HOA xA HQI CHU NGHIA VI~ NAM f>Qc l~p - Tl/ do - H~nh phuc
---ooo---
- Lu~t Doanh nghi~p so 60/2005/QH 11 da du'qc Quae h9i nu'oc C9ng hoa Xa h9i Chu
nghTa Vi~t Nam thong qua ngay 29 thang 11 nam 2005 c6 hi~u llfc tU' ngay 01 thang 07
nam 2006 va cac van bim hu'ong d§n thi hanh Lu~t Doanh nghi~p;
- Lu~t Chung khoan so 70/2006/QH 11 da du'qc Quae h9i nu'oc C9ng hoa xa h9i Chu
nghTa Vi~t Nam thong qua ngay 29 thang 06 nam 2006 c6 hi~u llfc tU' ngay 01 thang 01
nam 2007;
- Nghl djnh 14/2007 /ND-CP ngay 19/01/2007 quy djnh chi tiet thi hanh m9t so dieu cua
Lu~t Chung khoan;
- Quy che To chuc va Hoc;Jt dQng cua Cong ty Quim ly quy ban hanh kem theo Quyet djnh
so 35/2007 /QD-BTC ban hanh ngay 15 thang 5 nam 2007 cua BQ tru'ong B9 Tai chfnh.
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Ill ~
areu 1~ Cong ty co ph.an Quim ly Quy HU'u Ngh!
CHu'O'NG I
NHO'NG QUY f>JNH CHUNG
oreu 1. Giai thich thu~t ngU'
1. TrU' tniong hqp cck di'eu khoim ho~c ngCI cimh cua Dieu I~ nay quy djnh khtk, nhU'ng thu~t ngCI sau day se c6 nghia nhu' du'<;tc quy djnh du'oi day:
- "Cong ty" c6 nghia Ia Cong ty co phan Quim ly Quy HU'u Nghj.
- "H{)i dong Quan tri" - viet tat Ia HDQT, c6 nghia Ia H9i dong Quim tr! cua Cong ty
co phan Quim ly Quy HU'u Nghj.
- "f>ia bfm kinh doanh" c6 nghia Ia lanh tho Vi~t Nam va nu'oc ngoai.
- "Von dieu I~" c6 nghia Ia so von do cck co dong gop va du'qc ghi vao Dieu I~ Cong ty.
- "Lu~t ChU'ng khoan" c6 nghia Ia Lu~t ChU'ng khoan da du'<;tc Quoc h9i nu'oc C9ng hoa Xa hQi Chu nghia Vi~t Nam thong qua ngay 29 thang 6 nam 2006.
- "Lu~t Doanh nghi~p" c6 nghia Ia Lu~t Doanh nghi~p da du'<;tc Quoc h9i nu'oc C9ng hoa xa h9i Chu nghia Vi~t Nam thong qua ngay 29 thang 11 nam 2005.
- "f>ieu khoan" c6 nghia Ia m9t Dieu khoim cua Dieu I~ nay.
- "f>ieu I~" c6 nghia Ia tai li~u nay cung nhU'ng lan sU'a doi, bo sung.
- "Ngay thanh l~p" c6 nghia Ia ngay ma Cong ty du'qc Uy ban ChU'ng khoan Nha nu'oc cap Giay phep thanh l~p va ho9t d9ng.
- "Phap lu~t" Ia tat ca cac van ban quy ph9m phap lu~t quy djnh t9i Dieu 1 Lu~t Ban hanh van ban quy ph9m phap lu~t du'qc ban hanh ngay 12 thang 11 nam 1996.
- "Ngu'oi quim ly Cong ty" c6 nghia Ia Chu tjch H9i dong quan tr!, thanh vien H9i
dong quan trj, Tong Giam doc va cac chU'c danh quan ly khac.
- "NhU'ng ngu'oi lien quan" Ia ca nhan ho~c to chU'c c6 quan h~ voi nhau theo quy djnh t9i Khoan 34 Dieu 6 Lu~t ChU'ng khoan.
- "Vi~t Nam" c6 nghia Ia nu'oc C9ng hoa Xa h9i Chu nghia Vi~t Nam.
- "UBCKNN" du'<;tc hieu Ia Uy ban ChU'ng khoan Nha nu'oc.
- "TTGDCK" du'<;tc hieu Ia Trung tam Giao djch ChU'ng khoan.
- "SGD" du'<;tc hieu Ia Sd giao djch ChU'ng khoan.
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£>feu I~ Cong ty co ph'an Quim ly Quy HU'u Nghj
2. Trong Dieu I~ nay, vi~c tham chieu tOi ba't ky dieu khoan ho~c van ban nao se bao
gom ca nhG'ng sU'a doi ho~c van ban thay the cua dieu khoan ho~c van ban d6.
3. Cck tieu de du'<;1c du'a vao chi de ti~n theo doi va khong anh hu'ong toi y nghia cua
Dieu I~ nay; ctk tU' ho~c thu~t ngG' da du'<;1c djnh nghia trong Lu~t Chung khoan, Lu~t Doanh nghi~p se c6 nghia tu'dng tl/ trong Dieu I~ nay, neu khong mau thu§n
voi chu the ho~c ngG' canh.
areu 2. Ten cong ty
1. Ten tieng Vi~t cua Cong ty:
CONG TY CO PHAN QUAN LV QUY HO'U NGHJ
2. Ten tieng Anh cua Cong ty:
FRIENDSHIP FUND MANAGEMENT JOINT STOCK COMPANY
3. Ten giao djch tieng Vi~t cua Cong ty:
CONG TV QUAN L Y QUY HO'u NGHJ
4. Ten giao djch tieng Anh cua Cong ty:
FRIENDSHIP FUND MANAGEMENT
5. Ten viet tat cua Cong ty:
FRIENDSHIP CAPITAL
6. Vi~c thay doi ten Cong ty phai du'<;1c slf chap thu~n cua Uy ban Chung khoan Nha nu'oc.
7. Cong ty c6 bieu tu'qng rieng, bieu tu'qng cong ty do H()i dong quim tr! quyet d!nh.
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Di'eu I~ Cong ty co ph'an Quan ly Quy HU'u Nghj
t>i'eu 3. Hinh thU'c so hU'u va ph~m vi trach nhi~m
1. Cong ty du'qc to chuc du'oi hlnh thuc cong ty co phan, thimh l~p va hoi;~t d(>ng thea
phap lu~t Vi~t Nam voi nhU'ng di'eu khoim va dieu ki~n neu trong Dieu I~ nay.
2. Co dong gop von thanh l~p Cong ty chju trach nhi~m ve cac khoim nq va nghia Vl,J
tai san khac cua Cong ty trong phi;~m vi so von gop cua mlnh/ so von dieu I~ cua cong ty.
3. Cong ty c6 tu' each phap nhan, c6 con dau rieng, tai khoan rieng, d9c l~p ve tai chfnh.
4. Cong ty du'qc thanh l~p tren cd so tLf nguy~n tham gia gop von cua cac co dong.
areu 4. f)ja chi tr~ so chinh, chi nhanh, van phong d~i di~n
1. Trl,l so dang ky cua Cong ty:
D!a chi: lang 2, tang 3 so 193C1 Ba Tri~u, phu'ong Le D;;!i Hanh, qu~n Hai Ba Tru'ng, thanh pho Ha N9i
Di~n thO;;!i: (04) 22201010
Fax: (04) 22201028
Dja chi trang Web: www.friendshipcapital.com.vn
2. Chi nhanh, van phong d;;!i di~n cua Cong ty: Cong ty co the thanh l~p chi nhanh,
van phong di;~i di~n tren lanh tho nu'oc CHXHCN Vi~t Nam va ti;li nu'oc ngoai de thljc hi~n cac ml,JC tieu cua Cong ty.
Thay doi trl,J so chfnh, van phong d;;!i di~n, chi nhanh phai do H9i dong Quan tr!
quyet djnh va tuan thu dung cac quy djnh cua phap lu~t.
3. Can cu tlnh hlnh hoi;~t d(>ng thljc te, Cong ty co the mo chi nhanh, van phong di;~i
di~n, thay doi dja diem d~t trl,J so chfnh, trl,J so chi nhanh ho~c van phong di;!i di~n. Vi~c mo chi nhanh, van phong di;~i di~n; thay doi dja diem d~t trl,J so chfnh, trl,J so chi nhanh ho~c van phong di;~i di~n phai du'qc slj chap thu~n bang van bim cua Uy
ban Chung khoan Nha nu'oc thea cac quy djnh cua phap lu~t.
Di'eu 5. MI:JC tieu ho~t d(}ng va linh VI/C kinh doanh
1. Ml,lc tieu ho;;lt d(>ng
Ml,JC tieu hoi;lt d(>ng cua Cong ty Ia: Cong ty du'qc thanh l~p de hoi;!t d(>ng kinh doanh trong linh vljc quan ly quy dau tu' chung khoan, dau tu' tai chfnh, chung
khoan VOi ml,JC tieu thu IQi nhu~n; ti;!O cong an Vi~C lam va thu nh~p on djnh ChO
ngu'Oi lao d(>ng; mang l;;!i co tuc cao cho cac co dong; thljc hi~n day du nghTa VlJ
voi Ngan sach Nha nu'oc va phat trien cua Cong ty ngay cang lon mi;lnh, tung bu'oc
mo r9ng th! tru'ong, day mi;!nh kinh doanh.
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f>i'eu 1~ Cong ty co phan Quan ly Quy HU'u Ngh!
Cong ty c6 the c6 ctk mt,~c tieu khck trong qua trlnh hoc;~t d9ng phu h<;tp voi quy
djnh cua phap lu~t.
2. Linh vljc kinh doanh
Cong ty du'c;tc phep tien hfmh cac hoc;~t dQng kinh doanh da ghi trong Giay phep
thfmh l~p va hoc;~t d9ng do Uy ban Chung khoan Nha nu'oc cap, bao gom cac hoc;~t
d9ng sau:
L~p va quim ly quy dau tu' chung khoan, cong ty dau tu' chung khoan;
Quim ly danh mt,~c dau tu' chung khoan;
Thl/C hi~n cac hoc;~t dQng kinh doanh c6 lien quan khac phu h<;tp voi quy djnh
cua phap lu~t.
Cong ty c6 the thay doi, bo sung nganh nghe, loc;~i hlnh hoc;~t d9ng kinh doanh thea quyet
djnh cua Dc;~i h9i dong co dong va phu hc;tp voi quy djnh cua phap lu~t.
areu 6. Thai h~n ho~t d(}ng
Thai gian hoc;~t d9ng Cong ty Ia khong gioi hc;~n, bat dau tU' ngay du'c;tc Uy ban Chung khoan
Nha mtoc cap Giay phep thanh l~p va hoc;~t d9ng, tni tru'ong hqp b! cham dU't hoc;~t d9ng thea
quyet djnh cua D«;~i hQi dong co dong ho~c thea quyet djnh cua cd quan Nha nu'oc c6 tham quyen.
Di'eu 7. Ngu'oi d~i di~n theo phap lu~t cua Cong ty
Tong Giam Doc Ia ngu'oi dc;~i di~n thea phap lu~t cua C6ng ty, c6 quyen va nghTa Vl,J du'c;tc quy
djnh trong bim Dieu I~ nay.
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£>feu I~ Cong ty co ph'an Quan ly Quy HU'u Nghj
CHU'O'NG II VON f>IEU L~, co PHAN, co PHIEU, TRAI PHIEU, co f)QNG
A. VON f)IEU L~, VON KHA Dt,JNG CUA CONG TY
ei'eu 8. Von di'eu I~ va dieu chinh tang, giam von dieu I~
1. Von dieu I~ cua Cong ty t~i thai diem thong qua Dieu I~ nay Ia: 25.000.000.000 VND (Hai mu'di lam tY dong Vi~t Nam) do co dong dong gop bang tien.
2. Von dieu I~ cua Cong ty co the tang ho~c giam tuy theo nhu cau kinh doanh, dau
tu' va quy mo ho~t d9ng cua Cong ty phu hqp voi quy djnh phap lu~t hi~n han h.
3. Cong ty co the tang, giam von dieu I~ sau khi du'qc D~i h9i dong co dong thong
qua Va phai thl,(c hi~n day du thu ti,IC theo quy djnh CUa phap lu~t.
4. Cong ty phai bao cao UBCKNN tru'oc va sau khi thljc hi~n vi~c tang, giam von dieu
I~ va dam bao vi~c tang, giam von dieu I~ cua Cong ty dap U'ng du'qc cac quy djnh
cua phap lu~t.
ereu 9. Von kha d~ng cua Cong ty
1. Trong qua trlnh ho~t d9ng, Cong ty phai luon bao dam duy trl mU'c von kha d1,1ng
toi thieu theo dung mU'c do phap lu~t quy d!nh.
2. Vi~c quan ly va giam sat mU'c von kha d1,1ng cua Cong ty du'qc thl,J'c hi~n theo quy
djnh n9i b9 cua Cong ty ve mU'c von kha d1,1ng.
B. CO PHAN
tli'eu 10. Lo~i co phan
1. Cong ty chi c6 m9t lo~i co phan pho thong t~i thai diem du'qc cap phep. Ngu'ai so
hCfu co phan pho thong Ia co dong pho thong.
2. Trong qua trinh ho~t d9ng kinh doanh, Cong ty c6 the phat hanh them cac lo~i co
phan u'u dai theo quy djnh cua phap lu~t.
ereu 11. So co phan va m~nh gia
1. Tong so co phan cua Cong ty Ia: 2.500.000 co phan
Trong do: so co phan pho thong Ia: 2.5oo.ooo co phan;
khong c6.
2. M~nh gia co phan: M~nh gia m6i co phan Ia 10.000 (mu'ai nghin) dong.
ereu 12. Chao ban co phan
1. H9i dong quan tr! quyet d!nh thai diem, gia, phu'dng thU'c chao ban co phan trong
ph~m vi tong so co phan du'qc quyen chao ban. Gia chao ban co phan khong du'qc
thap hdn gia th! tru'ang t~i thai diem chao ban ho~c gia tr! du'qc ghi trong so sach
cua co phan t~i thai diem gan nhat, tnJ cac tru'ang hqp sau:
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areu I~ Cong ty co ph'an Quim ly Quy HU'u Nghj
a. Co phan chao ban ian dau tien cho nhG'ng ngu'oi khong phai Ia co dong sang l~p;
b. c6 phan chao ban cho tat ca cac co dong thea tY I~ co phan hi~n c6 cua h9 t9i COng ty;
c. Co phan chao ban cho ngu'oi moi gioi ho~c ngu'oi bao lanh. Trang tru'ong hqp nay, SO chiet khau ho~c tY I~ chiet khau Cl;J the phai du'QC Sl/ chap thu~n cua SO CO dong dc;~i di~n cho ft nhat 75% (bay mu'di lam phan tram) tong so co phan c6 quyen bieu quyet;
d. Cac tru'ong hcjp khac va mU'c chiet khau trong cac tru'ong hqp nay do Dieu I~ Cong ty quy djnh.
2. Tru'ong hqp Cong ty phat hanh them co phan pho thong va chao ban so co phan d6 cho tat ca cac co dong pho thong theo tY I~ co phan hi~n c6 cua h9 tc;~i Cong ty thl:
a. Cong ty phai thong bao bang van ban den cac co dong thea phu'dng tht.Ic bao dam den dja chi thu'ong tru cua h9. Thong bao nay phai du'QC dang bao trong 03 (ba) SO lien tiep trong thai hc;~n 10 (mu'oi) ngay lam vi~c ke tU' ngay thong bao;
b. Co dong c6 quyen chuyen quyen u'U tien mua co phan cua mlnh cho ngu'oi khac;
c. Neu phieu dang ky mua co phan khong du'qc gU'i ve Cong ty dung hc;~n nhu' thong bao thl co dong lien quan coi nhu' da khong nh~n quyen u'u tien mua. Truong hqp SO lu'qng CO phan dl/ kien phat hanh khong du'QC CO dong va ngu'oi nh~n chuyen nhu'qng quyen u'U tien mua dang ky mua het thl so co phan dl/ kien phat hanh con lc;~i se do H(>i dong quan trj quan ly va c6 the phan phoi cho co dong cua Cong ty ho~c cho ngu'oi khac thea each thU'c hqp ly voi dieu ki~n khong thu~n lqi hdn so voi cac dieu ki~n da chao ban cho cac co dong, trU' tru'ong hqp Dc;~i h(>i dong co dong c6 chap thu~n khac ho~c co phan du'qc ban qua So Giao djch cht.Ing khoan, Trung tam Giao dich cht.Ing khoan.
3. Dieu ki~n, phu'dng tht.Jc va thu tl;JC chao ban CO phan ra cong chung thl/C hi~n theo quy djnh cua phap lu~t ve cht.Ing khoan.
f>i'eu 13. Vi~c thanh toim ti'en mua co phan
1. Vi~c thanh toan tien mua co phan du'QC thl/C hi~n khi phan phoi co phan ho~c vao ngay do H(>i dong quan trj an djnh.
2. Neu ngu'oi dang ky mua co phan khong thanh toan tien mua co phan theo yeu cau thanh toan cua H(>i dong quan tr! thl so co phan chu'a thanh toan se b! Cong ty thu hoi. Cong ty c6 quyen ban, tai phan phoi so co phan d6 cho ngu'oi khac.
areu 14. Chuyen nhu'qng co phan
1. Co phan pho thong cua co dong gop von du'qc chuyen nhu'qng theo cac quy djnh· cua phap lu~t va Dieu I~ nay.
2. Ngu'oi nh~n chuyen nhu'qng co phan chi tro thanh co dong cua Cong ty khi da dang ky vao so dang ky co dong.
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£>feu 1~ Cong ty co ph·an Quim ly Quy HU'u Nghi
3. H(>i dong quim trj co trckh nhi~m ban h~mh quy che de thljc hi~n cac quy djnh t~i Dieu
nay.
f>i'eu 15. Mua l~i co ph'an
1. Mua l~i co phan thea yeu cau cua co dong
a. Co dong du'qc quyen yeu cau Cong ty mua l~i co phan cua mlnh khi: Co dong bieu quyet phim doi quyet djnh ve vi~c to chU'c l~i Cong ty; co dong bieu quyet phim doi
quyet djnh ve vi~c thay doi quyen, nghia VI,J cua co dong quy djnh t~i Dieu I~ nay;
b. Thu tt,Jc yeu cau Cong ty mua l~i co phan: Yeu cau Cong ty mua l~i co phan cua co
dong phai du'qc lam bang van ban, trong do neu ro ten, dja chi cua co dong, so
lu'qng co phan tung lo~i, gia dl/ djnh ban, ly do yeu cau Cong ty mua l~i. Yeu cau
phai du'qc gU'i den Cong ty trong thai h~n 10 (mu'ai) ngay lam vi~c, ke tU ngay D~i hQi dong co dong thong qua quyet djnh ve cac van de quy djnh t~i khoan nay;
c. Nghia VI,J cua Cong ty khi nh~n du'qc yeu cau mua l~i co phan: Trang thai h~n 90
(chfn mu'di) ngay, ke W ngay nh~n du'qc yeu cau mua l~i co phan quy djnh t~i Dieu
nay, Cong ty phai mua l~i co phan thea yeu cau cua co dong voi gia thj tru'ang
ho~c gia du'qc Xck djnh thea thoa thu~n giCfa co dong do va HQi dong quan trj.
Tru'ang hc;fp khong thoa thu~n du'qc ve gia thl cac ben co the yeu cau m(>t to chU'c
d!nh gia chuyen nghi~p d!nh gia. Cong ty gioi thi~u ft nhat ba to chU'c dlnh gia chuyen nghi~p de co dong llfa ChQn va llfa ChQn do Ia quyet djnh cuoi cung.
2. Mua l~i co phan thea quyet djnh cua Cong ty
Cong ty co quyen mua l~i khong qua 30% (ba mu'di phan tram) tong so co phan pho
thong da ban thea quy dlnh sau day:
a. H(>i dong quan tr! c6 quyen quyet djnh mua l~i khong qua 10% (mu'ai phan tram)
tong so co phan da du'qc chao ban trong m6i 12 (mu'ai hai) thang. Trang tru'ang
hqp khac, vi~c mua l~i co phan do D~i h(>i dong co dong quyet djnh;
b. H(>i dong quan trj quyet djnh gia mua l~i co phan. Gia mua l~i co phan pho thong khong du'qc cao hdn gia thl tru'ang t~i thai diem mua l~i, trU' tru'ang hqp quy djnh
tC;~i Khoan 3 Dieu nay. Doi voi co phan lo~i khac, neu Dieu I~ Cong ty khong quy
d!nh ho~c Cong ty va co dong c6 lien quan khong c6 thoa thu~n khac thl gia mua
l~i khong du'c;tc thap hdn gia th! tru'ang.
3. Cong ty co the mua l~i co phan cua tUng co dong tu'dng U'ng voi tY I~ co phan ma h9 co trong Cong ty. Trang tru'ang hqp nay, quyet djnh mua l~i co phan cua Cong
ty phai du'QC thong baa bang phu'dng thlJ'c baa dam den tat ca CO dong trong thai
h9n 30 (ba mu'di) ngay, ke w ngay quyet d!nh do du'qc thong qua. Thong baa phai •
c6 cac n(>i dung sau:
- Ten, d!a chi tr1,1 so chfnh cua Cong ty;
- Tong so co phan mua l~i va lo~i co phan mua l~i;
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£>feu 1~ Cong ty co phan Quim ly Quy HU'u Nghj
Gia mua lc;~i ho~c nguyen t~k djnh gia mua l;;~i;
- Thai hc;~n va thu tt,JC thanh toan;
- Thai hc;~n va thu tt,Jc de co dong chao ban co phan cua h9 cho Cong ty.
Co dong dong y ban lc;~i co phan phai gU'i chao ban co phan cua mlnh bang phu'dng thU'c bao
dam den du'qc Cong ty trong thai hc;~n 30 (ba mu'di) ngay ke tU' ngay thong bao. Chao ban
phai co h9, ten, dja chi thu'ang tru, so Giay chU'ng minh nhan dan, H9 chieu ho~c chU'ng thlfc
ca nhan hqp phap khac cua co dong Ia ca nhan; ten, dja chi thu'ang tru, quae tjch, so quyet
djnh thfmh l~p ho~c so dang ky kinh doanh cua co dong Ia to chU'c; so co phan so hU'u va so
co phan chao ban; phu'dng thU'c thanh toan; chU' ky cua co dong ho~c ngu'ai dc;~i di~n theo
phap lu~t cua co dong. Cong ty chi mua lc;~i co phan du'qc chao ban trong thai hc;~n noi tren.
areu 16. areu ki~n thanh toim va xU' ly cac co phan du'qc mua 1;;;1i
1. Cong ty chi du'qc quyen thanh toan co phan du'qc mua lc;~i cho co dong theo cac quy
djnh tc;~i Dieu 15 Dieu I~ nay neu ngay sau khi thanh toan het so co phan du'qc mua
lc;~i, Cong ty v§n bao dam thanh toan du cac khoan nq va nghia Vl,J tai chfnh khac.
2. co phan du'qc mua lc;~i theo quy d!nh tc;~i Dieu 15 Dieu 1~ nay du'qc coi Ia co phan
thu ve va thu9c so co phan du'qc quyen chao ban.
3. Co phieu xac nh~n quyen so hU'u co phan da mua lc;~i phai du'qc tieu huy ngay sau
khi co phan tu'dng U'ng da du'qc thanh toan du.
4. Sau khi thanh toan het so co phan mua lc;~i, neu tong gia trj tai san ghi trong so ke
toan cua Cong ty giam hdn 10% (mu'ai phan tram), Cong ty phai thong bao cho tat
ca cac chu nq biet trong thai h;;~n 15 (mu'ai lam) ngay, ke tU' ngay thanh toan het
so co phan mua l9i.
c. co PHIEU, TRAI PHIEU, so DANG KY co DONG
areu 11. co phieu
1. Chung chi do Cong ty phat hanh ho~c but toan ghi so xac nh~n quyen so hU'u m()t
ho~c m9t so co phan cua Cong ty g9i Ia co phieu. Co phieu co the ghi ten ho~c khong ghi ten.
2. Co phieu cua Cong ty phai c6 cac n()i dung chu yeu sau:
a. Ten, dja chi trt,J so chfnh cua Cong ty;
b. So va ngay cap Giay phep thanh l~p va hoc;~t d()ng;
c. So lu'qng co phan va loc;~i co phan;
d. M~nh gia m6i co phan va tong m~nh gia co phan ghi tren co phieu;
e. H9 ten, d!a chi thu'ang tru, quae tjch, so giay chU'ng minh nhan dan, h9 chieu ho~c
giay chU'ng thlfc ca nhan hqp phap khac cua co dong Ia ca nhan; h9 ten, dja chi
thu'ang tru, quae tjch, so quyet djnh thanh l~p ho~c so dang ky kinh doanh cua co
dong Ia to chU'c doi voi co phieu c6 ghi ten;
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areu I~ Cong ty co ph'an Quim ly Quy HU'u Nghj
f. Tom tat ve thu tvc chuyen nhu'qng co phan;
g. ChG' ky m§u cua ngu'oi dc;~i di~n theo phap lu~t va dau cua Cong ty;
h. So dang ky tc;~i so dang ky co dong cua Cong ty va ngay phat hanh co phiE~u.
3. Trong tru'ong hqp co phieu bj mat, bj rach, bi chay ho~c bi tieu huy du'oi hlnh thU'c khac thl co dong co quyen yeu cau Cong ty cap lc;~i. De nghj cua co dong phai co cam doan ve cac n9i dung sau:
a. Co phieu thl,(c Sl/ bj mat, bj rach, bj chay ho~c bj tieu huy du'Oi hlnh thU'c khac; tru'ong hqp bl mat thl cam doan them rang da tien hanh tlm kiem het mU'c va neu tlm lc;~i du'qc se dem tra Cong ty de tieu huy;
b. Chju trach nhi~m ve nhG'ng tranh chap phat sinh tU' vi~c cap lc;~i co phieu moi.
Doi voi co phieu co gia trj danh nghia tren 10 (mu'oi) tri~u dong Vi~t Nam, tru'oc khi tiep nh~n de nghj cap co phieu moi, ngu'oi dc;~i di~n theo phap lu~t cua Cong ty co the yeu cau chu so hG'u co phieu dang thong bao ve vi~c co phieu bj mat, bl chay ho~c bl tieu huy du'oi hlnh thU'c khac va sau 15 (mu'oi lam) ngay, ke tU' ngay dang thong bao se de nghj Cong ty cap lc;~i co phieu moi.
4. Tru'ong hqp co phieu cua cong ty du'qc niem yet tren thl tru'ong chU'ng khoan thl hoc;~t dQng dang k'f CO phieu se chju Sl/ dieu chinh cua phap lu~t ve chU'ng khoan va thi tru'ong chU'ng khoan.
f>ieu 18. so dang kY co dong
1. Cong ty l~p va lu'u giG' so dang kY co dong tU' khi du'qc cap Giay phep thanh l~p va hoc;~t d9ng. So dang ky co dong co the Ia van ban, t~p dG' li~u di~n tU' ho~c ca hai.
2. So dang ky co dong phai co cac n9i dung chu yeu sau:
a. Ten, dia chi trv so chfnh Cong ty;
b. Tong so co phan du'qc quyen chao ban, loc;~i co phan du'qc quyen chao ban va so co phan du'qc quyen chao ban cua tU'ng loc;~i;
c. Tong so co phan da ban cua tung loc;~i va gia trj von co phan da gop;
d. Ten co dong, dla chi thu'ong tru, quae tlch, so chU'ng minh nhan dan, h9 chieu ho~c chU'ng thl,(c ca nhan hqp phap khac doi voi co dong Ia ca nhan; ten, dja chi thu'ong tru, quae tjch, so quyet djnh thanh l~p ho~c dang ky kinh doanh doi voi co dong Ia to chU'c;
e. So lu'qng co phan tU'ng loc;~i cua m6i co dong, ngay dang ky co phan.
3. So dang kY co dong du'qc lu'u giG' tc;~i trv so chfnh cua Cong ty ho~c Trung tam lu'u ly chltng khoan, nhu'ng phai thong bao cho cd quan cap phep va cho tat ca cac co dong bigt. Co dong co quyen kiem tra, tra cU'u ho~c trfch lvc, sao chep n9i dung so dang kY co dong trong gio lam vi~c cua Cong ty ho~c Trung tam Lu'u kY chU'ng khoan.
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areu 1~ Cong ty co phan Quan ly Quy HU'u Nghj
areu 19. Phat hfmh trai phieu
1. Cong ty co quyen phat himh trai phieu, trai phieu chuyen doi va cac loi;li trai phieu
khac theo quy djnh cua phap lu~t va Dieu I~ nay.
2. H(,)i dong quim trj co quyen quyet djnh loi;li trai phieu, tong gia trj trai phieu va thai
diem phat hanh, nhu'ng phai bao cao Di;li h(,)i dong CO dong ti;li CUQC hQp gan nhat.
Bao cao phai kem theo tai li~u va ho sd giai trlnh quyet djnh cua H(,)i dong quan trj
ve vi~c phat hanh trai phieu.
D. co DONG
areu 20. Quyen cua co dong pho thong
1. Co dong pho thong cua Cong ty co cac quyen sau:
a. Tham dlj va phat bieu tat ca cac van de thu(,)c tham quyen cua Di;li h(,)i dong co
dong va thljc hi~n quyen bieu quyet trljc tiep ho~c thong qua di;li di~n du'qc uy
quyen. MBi co phan pho thong co mc,>t phieu bieu quyet;
b. Du'qc nh~n co tuc theo muc do Di;li h(,)i dong co dong quyet dlnh;
c. Du'qc chuyen nhu'qng co phan cua mlnh cho co dong khck ho~c cho ngu'ai khong
phai Ia co dong theo quy djnh cua phap lu~t;
d. Du'qc u'u tien mua co phan moi chao ban tu'dng ling voi tY I~ co phan ma h9 so hG'u trong Cong ty;
e. Kiem tra, tra cuu, trfch ll,JC cac thong tin trong danh sach co dong co quyen bieu
quyet Va yeu cau SUa doi cac thong tin khong chfnh Xck;
f. Du'qc xem xet, tra cuu, trfch ll,lc ho~c sao chl,Jp Dieu I~ Cong ty, so bien bim hQp
Di;li h(,)i dong co dong va cac nghj quyet cua Di;li h(,)i dong co dong;
g. Khi Cong ty giai the ho~c pha san, du'qc nh~n m(,)t phan tai san con li;li tu'dng ling
vai so co phan gop von vao Cong ty, sau khi da thanh toan cho chu nq cua Cong ty;
h. Cac quyen khac theo quy djnh cua phap lu~t va Dieu I~ nay.
2. M9t co dong ho~c nhom co dong so hG'u tren 10% (mu'ai phan tram) tong so co
phan pho thong trong thai hi;ln lien tl,lc ft nhat 06 (sau) thang co cac quyen sau:
a. De clt ngu'ai vao HQi dong quan trj va Ban kiem soat (neu co);
b. Xem xet va trfch ll,JC so bien ban va cac nghj quyet cua H(,)i dong quan trj, bao cao
tai chfnh giG'a nam va hang nam theo m~u cua h~ thong ke toan Vi~t Nam va cac
bao cao cua Ban kiem soat;
c. Yeu cau tri~u t~p hQp Di;li hQi dong co dong trong tru'ang hqp quy djnh ti;li Khoan
3 Dieu nay;
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£>feu 1~ Cong ty co ph'an Quim ly Quy HU'u Nghj
d. Yeu cau Ban kiem soat kiem tra tltng van de Ct,J the lien quan den quim ly, dieu
himh ho9t d<)ng cua Cong ty khi xet thay can thiet. Yeu cau phai l~p bang van
ban; phai c6 h9, ten, dla chi thu'ang tru, quae tlch, so Giay chU'ng minh nhan dan,
H<) chieu ho~c chU'ng thlfc ca nhan hqp phap doi voi co dong Ia ca nhan; ten, dja
chi thu'ang tru, quae tjch, so quyet djnh thanh l~p ho~c so dang ky kinh doanh doi
voi co dong Ia to chU'c; so lu'qng co phan va thai diem dang ky co phan cua tting
co dong, tong so co phan cua ca nh6m co dong va tY I~ so hG'u trong tong so co
phan cua Cong ty; van de can kiem tra, mt,~c dlch kiem tra;
e. Cac quyen khac theo quy djnh cua phap lu~t va Dieu I~ nay.
3. Co dong ho~c nh6m co dong quy djnh t9i Khoan 2 Dieu nay c6 quyen yeu cau tri~u t~p hQp D9i h<)i dong co dong trong cac tru'ang hqp sau:
a. H<)i dong quan trj vi Ph9m nghiem trQng quyen cua co dong, nghia Vt,J cua ngu'ai quan ly ho~c ra quyet djnh vu'qt qua tham quyen du'qc giao;
b. Nhi~m ky cua H<)i dong quan trj vu'qt qua 06 (sau) thang ma H<)i dong quan trj
moi chu'a du'qc bau thay the;
c. Cac tru'ang hqp khac theo quy djnh cua Dieu I~ nay;
d. Yeu cau tri~u t~p hQp D9i h<)i dong co dong phai l~p bang van ban va phai c6
h9, ten, dja chi thu'ang tru, quae tjch, so Giay chU'ng minh nhan dan, so H9 chieu ho~c chU'ng thlfc ca nhan hqp phap dOi voi co dong Ia ca nhan; ten, dja
chi thu'ang tru, quae tjch, so quyet djnh thanh l~p ho~c so dang kY kinh doanh
doi voi co dong Ia to chU'c; so lu'qng co phan va thai diem dang ky co phan cua
tU'ng co dong, tong so co phan cua ca nh6m co dong va tY I~ so hG'u trong tong
so co phan cua Cong ty; can cU' va ly do yeu cau tri~u t~p hQp D9i h<)i co dong. Kem theo yeu cau phai c6 cac tai li~u, chU'ng cU' ve cac vi ph9m cua H<)i dong quan tri, mU'c d9 vi ph9m ho~c quyet djnh vu'qt qua tham quyen.
4. Vi~c de cU' ngu'ai vao H<)i dong quan trj va Ban kiem soat quy djnh t9i diem a
Khoan 2 Dieu nay du'qc thlfc hi~n nhu' sau:
a. Cac co dong pho thong tl/ nguy~n t~p hqp thanh nh6m thoa man cac dieu ki~n quy djnh de de cU' ngu'ai vao H<)i dong quan trj va Ban kiem soat phai thong
bao ve vi~c hQp nh6m cho cac co dong dlf hQp biet ch~m nhat ngay khi khai
m9c D9i h<)i dong co dong;
b. Can cU' so lu'qng thanh vien H<)i dong quan trj va Ban kiem soat, co dong ho~c
nh6m co dong quy dinh t9i khoan 02 Dieu nay du'qc quyen de ell' m<?t ho~c m<?t -
so ngu'ai theo quyet dlnh cua D9i h<)i dong co dong lam U'ng ell' vien H9i dong
quan trj va Ban kiem soat. Tru'ang hqp so U'ng clt vien du'qc co dong ho~c nh6m
co dong de ell' thap hdn so U'ng ell' vien ma h9 du'qc quyen de ell' theo quyet
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f>i'eu I~ Cong ty co phan Quftn ly Quy HU'u Nghj
djnh cua Di;ii hQi dong co dong thl so U'ng ell' vien con li;ii do HQi dong quim trj,
Ban kiem Sotlt va cac co dong khac de cu. Di'eu 21. Nghia VIJ cua co dong pho thong
Co dong pho thong cua Cong ty co cac nghia Vl,J sau:
1. Thanh toan du so co phan cam ke't mua va chju trach nhi~m ve nq va cac nghia
Vl,J tai sim khac cua Cong ty trong phi;im vi so von da gop vao Cong ty.
2. Khong du'qc rut von da gop bang co phan pho thong ra kh6i Cong ty du'oi mQi
hlnh thuc, tnJ' tru'ong hqp du'qc Cong ty ho~c ngu'oi khac mua l9i co phan.
3. Tuan thu Dieu I~ va quy che quim ly nQi bQ cua Cong ty.
4. Chap hanh quyet djnh cua Di;ii hQi dong co dong, HQi dong quim trj.
5. Thl/C hi~n cac nghia Vl,J khac theo quy djnh cua phap lu~t va Dieu I~ nay.
6. Co dong phai chju trach nhi~m ca nhan khi nhan danh Cong ty du'oi mQi hlnh
thuc de thl/c hi~n m9t trong cac hanh vi sau:
a. Vi ph9m phap lu~t;
b. Tien hanh kinh doanh va cac giao djch khac de tu' lqi ho~C phl,JC Vl,J lqi fch CUa to
chU'c, ca nhan khac;
c. Thanh toan cac khoim nq chu'a den h9n tru'ac nguy cd tai chfnh co the xay ra
doi voi Cong ty.
Di'eu 22. Co dong sang l~p cua Cong ty
1. Co dong sang l~p cua Cong ty Ia cac co dong tham gia xay dl,(ng, thong qua va ky
ten vao ban Dieu I~ dau tien cua Cong ty.
2. Co dong sang l~p cam ket gop 48% (bon mu'di tam phan tram) von dieu 1~, tU'c
12.000.000.000 (mu'oi hai t'{) VND, tu'dng U'ng voi 1.200.000 (mQt tri~u hai tram
ngan) co phan pho thong.
3. Trang thai h9n 03 (ba) nam, ke tU' ngay Cong ty du'qc cap Giay phep thanh l~p va
ho9t d9ng, co dong sang l~p co quyen w do chuyen nhu'qng co phan pho thong
cua mlnh cho co dong sang l~p khac trong Cong ty, nhu'ng chi du'qc chuyen
nhu'qng co phan pho thong cua mlnh cho ngu'oi khong phai Ia co dong neu du'qc Sl/
chap thu~n cua D9i hQi dong co dong. co dong dl/ dlnh chuyen nhu'qng co phan
khong co quyen bieu quyet ve vi~c chuyen nhu'qng cac co phan do. Trang tru'ong
hqp nay ngu'oi nh~n chuyen nhu'qng du'dng nhien tro thanh co dong sang l~p cua cong ty.
4. Sau 03 (ba) nam, ke tU' ngay Cong ty du'qc cap Giay phep thanh l~p va ho9t dQng,
mQi hi;in che doi voi co phan cua co dong sang l~p deu du'qc bai b6.
5. Danh sach cac co dong sang l~p cua Cong ty va cd cau gop von cua co dong sang
l~p cua Cong ty nhu' sau:
- 17-
Ten co dong
1. Cac co dong sang l~p
areu 1~ Cong ty co phan Quim ly Quy HU'u Ngh!
Cd cau co phan CP pho' CP u'u dai thong bie'u quyet
1.200.000
ro'ngsa· CP
1.200.000
Ty I~ (O/o)
48°/o - ------------··· ··--·- -·------------------------- --·-···--·-···--·-··-····-·-··-----· --·-···----·--···-·---·-· ···-
Cao Thi Van Anh 750.000 750.000 30% 1-- --·-----·-·-·-·-.. ---· ... ··---·--·-·-·-- ...... ----· ·-------·------------·----------- ·-·--........... - ........................................ _ ........................................................................................................... __ _
Pham Minh Tuan 250.000 250.000 10% ~ ......... ___________ , _________ .................................. _._ ......................... - .............. ·-·-------------------·------------ .................................................................. _ ....................................................................................................................................................... .
Cong ty Co phan Tu' van Anh 200.000 200.000 08%
2. Cac co dong gop von 1.300.000 1.300.000 52°/o khac 1- ---------· ---------------·---1--------------------
Tong so 2.500.000 2.500.000 100°/o
- 18-
Dieu 1~ Cong ty co ph'an Quan ly Quy HU'u Nghi
CHu'ONG III
co CAU TO CHllC QUAN L y CONG TV
f>i'eu 23. Cd cau to chU'c va bQ may quim ly Cong ty
Cd cau to chlr'c va b{? may quim ly Cong ty bao gom:
1. D9i h9i dong co dong.
2. H9i dong quan tri.
3. Tong Giam doc.
4. Ban Kiem soat (Khi Cong ty co tren mu'oi m9t co dong Ia ca nhan ho~c co co dong
Ia to chU'c so hCi'u tren 50% (nam mu'di phan tram) tong so co phan, Cong ty se
thanh l~p Ban Kiem soat).
A. D~I HQI DONG CO DONG
ereu 24. Quy djnh chung
1. D9i h9i dong co dong Ia cd quan quyet dinh cao nhat cua Cong ty, bao gom tat
ca cac co dong co quy'en bieu quyet.
2. Di;li h{?i dong co dong bao gom D9i h(?i dong co dong thu'ong nien va D9i h{?i
dong co dong bat thu'ong.
f>i'eu 25. Quyen Va nhi~m VI} CUa f)~j hQi dong CO dong
1. Di;li h{?i dong co dong co cac quyen va nhi~m Vl,J sau:
d. Thong qua dinh hu'ong phat trien cua Cong ty;
b. Quyet dinh lo(;li co phan va tong so co phan du'qc quyen chao ban cua tUng lo(;li;
c. MCr'c co We thanh toan hang nam cho m6i lo9i co phan voi dieu ki~n mU'c co tlr'c
nay khong cao hdn mlr'c ma H{?i dong quan tri de nghi sau khi da tham khao y
kien cua cac co dong ti;li Di;li h{?i;
d. Bau, mi~n nhi~m, bai nhi~m thanh vien H9i dong quan tri, thanh vien Ban kiem
so at;
e. Quyet dinh dau tu' ho~c ban so tai san co gia tri bang ho~c lon hdn 50% (nam
mu'di phan tram) tong gia tri tai san du'qc ghi trong bao cao tai chfnh gan nhat
cua Cong ty;
f. Quyet dinh bo sung, sua doi Dieu I~;
g. Thong qua bao cao tai chfnh hang nam;
h. Quyet dinh vi~c mua lc;~i hdn 10% (mu'oi phan tram) tong so co phan da ban
cua m6i loc;~i;
- 19-
f>feu I~ Cong ty co phan Quim ly Quy HU'u Nghj
i. Xem xet va xU' ly cac vi phc;~m cua H(>i dong quim trj, Ban kiem soat gay thi~t hc;~i cho Cong ty va co dong Cong ty;
j . Quyet djnh to chU'c lc;~i, giai the Cong ty;
k. Vi~c chuyen nhu'qng co phan pho thong cua cac co dong sang l~p cho ngu'ai khong phai Ia co dong trong vong 03 (ba) nam dau ke tLt ngay Cong ty du'qc
cap Giay phep thanh l~p va hoc;~t d(>ng;
I. Cac van de khac theo quy djnh cua phap lu~t va Dieu I~ nay.
2. Co dong Ia to chU'c c6 quyen cU' m9t ho~c m9t so ngu'ai dc;~i di~n theo uy quyen
thl,l'c hi~n cac quyen co dong cua mlnh theo quy djnh cua phap lu~t. Tru'ang
hqp c6 nhieu hdn m9t ngu'ai dc;~i di~n theo uy quyen du'qc cU' thl phai xac djnh
Cl,l the so co phan va SO phieu bau cua m6i ngu'ai dc;Ji di~n. Vi~c clt, cham dUt
ho~c thay doi ngu'ai dc;~i di~n theo uy quyen phai du'qc thong bao bang van ban
den Cong ty trong thai gian sam nhat. Thong bao phai c6 nhG'ng n(>i dung chu
yeu:
a. Ten, dja chi thu'ang tru, quae tjch, so va ngay quyet djnh thanh l~p ho~c dang
ky kinh doanh cua co dong;
b. So lu'qng co phan, loc;~i co phan va ngay dang ky co dong tc;~i Cong ty;
c. Ten, d!a chi thu'ang tru, quae t!ch, so Giay chU'ng minh nhan dan ho~c h9 chieu
ho~c chU'ng thlfc ca nhan hqp phap khac cua ngu'ai dc;~i di~n theo uy quyen;
d. so co phan du'qc uy quyen dc;~i di~n;
e. Thai hc;~n dc;~i di~n theo uy quyen;
f. H9 ten, chG' ky cua ngu'ai dc;~i di~n theo uy quyen va ngu'ai dc;~i di~n theo phap
lu~t cua co dong
Cong ty phai glti thong bao ve ngu'ai dc;~i di~n theo uy quyen quy djnh tc;~i khoan nay
den UBCKNN trong thai hc;~n os (nam) ngay lam vi~c, ke tU' ngay nh~n du'qc thong bao.
Dieu 26. Tham quyen va cac tru'ong hqp tri~u t~p hQp f>~i hQi dong co dong
1. Dc;~i h(>i dong co dong thu'ang nien do H(>i dong quan tri tri~u t~p h9p ft nhat
m6i nam m9t lan tc;~i dia diem do H9i dong quan tri llfa ch9n tren lanh tho Vi~t Nam.
2. Dc;~i h(>i dong co dong phai h9p thu'ang nien trong thai hc;~n 04 (bon) thang, ke
tLt ngay ket thuc nam tai chfnh. Theo de nghi cua H(>i dong quan trj, UBCKNN c6 the gia hc;~n, nhu'ng khong qua 06 (sau) thang, ke w ngay ket thuc nam tai chfnh.
3. Dc;~i h(>i dong co dong thu'ang nien thao lu~n va thong qua cac van de sau:
a. Bao cao tai chfnh hang nam;
-20-
£>feu 1~ Cong ty co ph'an Quim ly Quy HU'u Nghj
b. Bao cao cua HQi dong quim trj danh gia thl,(c trc;1ng cong tac quim ly kinh doanh
o cong ty;
c. Bao cao cua Ban kiem soat (khi c6 Ban Kiem soat) ve quim ly Cong ty cua HQi
dong quim tr!, Tong Giam doc;
d. MU'c co tU'c doi voi m6i co phan cua tUng loc;Ji;
e. Cac van de khac thu9c tham quyen.
4. H9i dong quim tri phai tri~u t~p h9p Dc;1i h9i dong co dong bat thu'ang trong
trong vong 30 (ba mu'di) ngay ke tU ngay xay ra m9t trong cac tru'ang hqp sau:
a. H9i dong quan trj xet thay can thiE~'t vl lqi fch cua Cong ty;
b. Bang d]n doi ke toan hang nam ho~c bao cao kiem toan cua nam tai chfnh cho
thay so von dieu I~ da giam 1/2 (m9t nua);
c. Khi so thanh vien cua H9i dong quan trj con lc;Ji ft hdn so thanh vien thea quy
djnh cua phap lu~t ho~c ft hdn 1/3 (m9t phan ba) so thanh vien thea quy djnh
cua Dieu I~;
d. Co dong ho~c nh6m co dong quy djnh tc;Ji Khoan 2 Dieu 20 Dieu I~ nay yeu cau
tri~u t~p h9p Dc;Ji h9i dong co dong bang ddn kien ngh!, trong d6 neu r6 ly do
va m1,1c dfch tri~U t~p;
e. Ban kiem soat (neu c6) yeu cau tri~u t~p h9p Dc;Ji hQi dong co dong voi ly do:
H9i dong quan trj ho~c ngu'ai quan ly cao cap cua Cong ty vi phc;Jm nghiem
tr9ng cac nghTa Vl,l cua ngu'ai quan ly quy djnh tc;Ji Dieu 119 Lu~t Doanh nghi~p
va cac quy djnh tc;Ji Dieu I~ nay; ho~c
H9i dong quan tri ra quyet d!nh vu'qt qua tham quyen du'qc giao.
5. Trang tru'ang hqp HQi dong quan trj khong thl/C hi~n nghTa VI,! neu tc;Ji Khoan 4
Dieu nay thl trong thai hc;Jn 30 (ba mu'di) ngay tiep thea, Ban kiem soat se thay
the H9i dong quan tri thl/c hi~n vi~c tri~u t~p h9p Dc;1i h9i dong co dong.
6. Trang tru'ang hqp Ban kiem soat khong thl,(c hi~n nghTa Vl,l quy djnh tc;Ji Khoan 5
Dieu nay thl co dong ho~c nh6m co dong quy djnh tc;Ji Khoan 2 Dieu 20 Dieu I~ nay da yeu cau c6 the thay the H9i dong quan trj, Ban kiem soat tri~u t~p h9p
Dc;Ji h9i dong co dong.
7. Cong ty c6 nghTa Vl,J thanh toan tat ca cac chi phf hqp ly cho vi~c tri~u t~p va
tien hanh h<?P Dc;1i h9i dong co dong.
f>i'eu 27. Tri~u ~p hQp f>~i hQi aong co dong
1. Ngu'ai tri~u t~p phai l~p danh sikh co dong c6 quyen dl/ h<?P Dc;1i h9i dong co dong
cMm nhat 10 (mu'ai) ngay tru'ac ngay khai mc;1c Dc;1i h9i, chuan b! chu'dng trlnh h9p
va cac tai li~u khac thea quy djnh cua phap lu~t va cua Dieu 1~, quy che n9i bQ cua
Cong ty; An d!nh thai gian va dia diem h<?P D«;li h9i; Thong bao mai h<?P ho~c gU'i
giay mai h9p cho tat ca cac co dong c6 quyen dl/ h9p.
- 21-
I \
f>feu 1~ Cong ty co ph'an Quim ly Quy HU'u Ngh!
2. Thong bao moi hQp, giay moi hQp D9i h(>i dong co dong phai bao gom thoi gian va
dja diem hQp; chu'dng trlnh hQp va cac thong tin can thh~'t ve cac van de se du'Q'c
thao lu~n va bieu quyet t9i D9i h(>i.
3. Thong bao moi hQp, giay moi hQp D9i h(>i dong co dong co the du'qc glti cho cac co
dong bang m9t trong cac each sau:
a. Thong bao cong khai tren 03 (ba) so bao ngay lien tiep cua m(>t to bao trung u'dng
va m(>t to bao dja phu'dng ndi Cong ty d~t tn,J so chfnh; ho~c
b. Chuyen t~n tay; ho~c
c. GU'i qua du'ong bu'u di~n toi dja chi da dang ky cua co dong ho~c toi dja chi (bao
gom ca dja chi nh~n thu' di~n tU hay SO Fax) rna CO dong cung cap de pht,JC Vl,J Vi~c glti thong tin;
4. Thong bao moi hQp, giay moi hQp phai du'QC glti ch~m nhat 07 (bay) ngay tru'Oc
ngay khai m9C D9i h(>i, tfnh tU' ngay ma thong bao moi hQp, giay moi hQp du'QC coi
Ia da glti ho~c da chuyen di, da du'qc tra cu'ac phf ho~c ngay bu'u di~n dong dau
xac nh~n thong bao du'QC bo vao hom thu'.
s. Neu Cong ty co website, thong bao hQp D9i h9i dong co dong cClng phai du'qc cong
bo tren website cua Cong ty dong thoi voi vi~c glti thong bao moi hQp, giay moi
hQp den cac co dong.
ereu 28. Quyen dl/ hQp va quyen uy quyen dl/ hQp f)~j hQi aong co dong
1. MQi co dong so hO'u co phan co quyen bieu quyet deu co quyen dlf hQp va bieu
quyet t9i D9i h9i dong co dong. Tru'ong hqp co phan du'qc chuyen nhu'qng trong
thoi gian tU' ngay l~p xong danh sach co dong den ngay khai m9c cu9c hQp D9i h(>i
dong co dong, thl ngu'oi nh~n chuyen nhu'qng co quyen dlf hQp D9i h9i dong co
dong thay the cho ngu'oi chuyen nhu'qng doi voi so co phan da chuyen nhu'qng.
2. Co dong co the trljc tiep ho~c uy quyen bang van ban cho m(>t ngu'oi khac dlf hQp
D9i h(>i dong co dong. Ngu'oi du'c;fc uy quyen khong nhat thiet phai Ia co dong cua
cong ty.
3. Vi~c uy quyen dlf hQp D9i h(>i dong co dong phai du'c;fc l~p thanh van ban theo m§u
cua Cong ty va phai co chO' ky theo quy djnh sau day:
a. Neu co dong Ia ca nhan Ia ngu'oi uy quyen thl van ban uy quyen phai co chef ky cua
CO dong do va ngu'oi du'QC uy quyen dlf hQp;
b. Neu ngu'oi d9i di~n theo uy quyen cua co dong Ia to chU'c Ia ngu'oi uy quyen thl van
ban uy quyen phai co chef kY cua ngu'oi d9i di~n theo uy quyen, ngu'oi d9i di~n theo.
phap lu~t CUa to chltc do va ngu'oi du'QC uy quyen dlf hQp va CO dong dau cua tO
chU'c uy quyen;
c. Trong tru'ong hc;fp khac thl phai co chO' ky cua ngu'oi d9i di~n theo phap lu~t cua co
dong va ngu'oi du'QC uy quyen dlf hQp.
- 22-
£>feu I~ Cong ty co ph'an Quan ly Quy HU'u Nghj
4. TnJ' tnlong hqp quy djnh t9i Khoim 5 Dieu nay, phieu bieu quyet cua ngu'oi du'qc uy
quyen tham dlf D9i h9i dong co dong trong ph9m vi du'qc uy quyen v§n c6 hi~u ll,l'c
ngay ca khi co dong uy quyen da:
a. Chet ho~c b! mat nang ll,l'c hanh vi dan sl,l';
b. Huy b6 vi~c uy quyen;
c. Huy bo tham quyen cua ngu'oi tien hanh uy quyen (tru'ong hqp co dong uy quyen
Ia phap nhan).
5. Quy djnh t9i Khoan 3 Dieu nay se khong du'qc ap dt,mg neu ngu'oi tri~u t~p h<?P
nh~n du'qc thong bao bang van ban ve m9t trong cac sl,( ki~n quy djnh t9i Khoan 4
Dieu nay ch~m nhat 24 (hai mu'di tu') gio tru'ac gio khai m9c D9i h9i.
f>i'eu 29. Thay doi chu'dng trinh va n{)i dung hQp a~i h{)i dong co dong
1. Co dong ho~c nh6m co dong quy djnh t9i Khoan 2 Dieu 20 Dieu I~ nay c6 quyen kien nghj cac van de du'a vao chu'dng trlnh hQp D9i h9i dong co dong. Kien nghj
phai du'qc lam bang van ban, trong d6 ghi ro hQ ten co dong, so co phan ma co
dong nam giu, so va ngay dang ky co dong t9i Cong ty, van de kien nghj du'a vao
chu'dng trlnh hQp va phai du'qc gU'i cho Cong ty ch~m nhat 03 (ba) ngay lam vi~c
tn.J'oc ngay khai m9c D9i h9i.
2. Ngu'oi tri~u t~p hQp D9i h9i dong co dong chi du'qc quyen W choi du'a nhung van
de do co dong kien ngh! vao chu'dng trinh hQp neu:
a. Kien ngh! khong du'qc gti1 dung thoi h9n quy d!nh;
b. Van ban kien nghi khong c6 day du ho~c khong dung n9i dung quy d!nh t9i
Khoan 1 Dieu nay;
c. vao thoi diem kien ngh!, co dong ho~c nh6m co dong khong c6 du so co phan yeu cau de du'qc quyen neu kien nghj;
d. Van de kien nghj khong thu9c ph9m vi tham quyen quyet djnh cua D9i h9i dong co dong.
3. Ngu'oi tri~u t~p hQp D9i h9i dong co dong phai chap nh~n va du'a kien ngh! quy
djnh t9i khoan 1 Dieu nay vao dl,l' kien chu'dng trinh va nQi dung CUQC hQp, tnJ'
tru'ong hqp quy djnh t9i khoan 2 Dieu nay; kien nghj du'qc chfnh thU'c bo sung vao
Chu'dng trinh va nQi dung CUQC hQp neu du'QC D9i hQi dong CO dong chap thu~n.
ereu 30. areu kiE;n tien hanh hQp a~i h{)i dong co dong
1. Cu9c hQp D9i h9i dong co dong du'qc tien hanh khi c6 so co dong dlf hQp d9i di~n ft nhat 65% (sau mu'di lam phan tram) tong so co phan c6 quyen bieu quyet.
2. Tru'ong hqp cu9c hQp lan thU' nhat khong du dieu ki~n tien hanh thea quy dlnh t9i
Khoan 1 Dieu nay, D9i h9i dong co dong phai du'qc tri~u t~p lan thU' hai trong thoi
h9n 30 (ba mu'di) ngay, ke W ngay dlf dinh hQp lan thU' nhat. Cu9c hQp cua D9i h9i
dong co dong du'qc tri~u t~p !an thU' hai du'qc tien hanh khi c6 so co dong dlf hQp
- 23-
f>feu 1~ Cong ty co ph'an Quim ly Quy HU'u Nghj
d9i di~n ft nhat 51% (nam mu'di mot phan tram) tong so co phan c6 quyen bieu
quyet.
3. Truong hqp cu9c h9p tri~u t~p lan thU' hai khong du dieu ki~n tien himh theo quy
dinh Khoim 2 Dieu nay th] CUQC hQp cua D9i hQi dong co dong phai du'qc tri~u t~p lan thU' ba trong vong 20 (hai mu'di) ngay, ke w ngay dl/ djnh hQp ran thU' hai. Trong tru'ong hqp nay, CUQC h9p cua D9i hQi dong co dong du'qc tien himh khong
pht,J thu9c vao so co dong dl/ h9p va tY I~ so co phan c6 quyen bieu quyet cua cck co dong dl/ hQp.
areu 31. The thU'c tien himh hQp a~i h{>i dong co dong
1. Chu tjch H9i dong quan trjlam chu t9a cac cu9c h9p do H9i dong quan trl tri~u t~p. Trong tru'ong hqp Chu tjch HQi dong quan trj vang m~t thl cac thanh vien con l9i
bau m9t ngu'oi trong so h9 lam chu to9 cu9c hQp; tru'ong hqp khong c6 nglioi c6 the lam chu t09 th] thanh vien HQi dong quan trj c6 chU'c Vl,l cao nhat se dieu khien
de D9i h9i bau chu to9 trong so nhG'ng ngu'oi dl/ h9p ( c6 the khong phai Ia thanh
vien H9i dong quan trl). Ten cua cac U'ng cU' vien va so phieu bau cho m6i ngu'oi
trong so hQ phai du'qc cong bo, va ngu'oi c6 so phieu bau cao nhat se lam chu tQa
D9i hQi.
2. Trong cac tru'ong hqp khac, ngu'oi ky ten tri~u t~p hQp d9i hQi dong co dong dieu khien de d9i hQi bau chu tQa CUQC hQp.
3. Chu t9a D9i hQi de CLI thu' ky de l~p bien ban CUQC hQp.
4. D9i h9i dong co dong bau ban kiem phieu khong qua 03 (ba) ngu'oi theo de nghl
CUa ChU t09 CUQC hQp.
5. Vao ngay tien hanh hQp D9i hQi dong co dong, thu tt,JC dang ky co dong phai du'QC
tien hanh day du dam bao cho m9i co dong c6 quyen dl/ h9p du'qc dang ky.
6. Co dong den dl/ h9p mu9n c6 quyen dang ky ngay va sau d6 c6 quyen tham gia
bieu quyet t9i D9i h9i nhu'ng Chu t9a D9i h9i khong c6 trach nhi~m dung D9i h9i de
co dong dang ky va hi~u llfc cua cac van de da bieu quyet khong bl anh hu'ong boi
slf dang ky cua co dong den mu9n.
7. Khi tien hanh dang ky co dong dlj hQp, Cong ty se cap the bieu quyet cho m6i co
dong ho~c ngu'oi d9i di~n theo uy quyen cua co dong, tren d6 c6 ghi so dang ky,
ten cua co dong va ngu'oi d9i di~n theo uy quyen (neu c6) va so phieu bieu quyet ma co dong d6 c6. Vi~c bieu quyet t9i D9i hQi se du'qc tien hanh thong qua the bieu quyet.
8. M9i van de ve tr~t tlj, thu tt,JC ho~c cac slj vi~c xay ra ng§u nhien ngoai chu'dng -
trlnh cua D9i hQi se do Chu t9a D9i hQi quyet djnh.
9. Chu t9a D9i hQi c6 the hoan CUQC h9p d9i hQi dong CO dong da c6 du so ngu'oi dang
ky dlj hQp theo quy djnh den m9t thai gian khac ho~c thay doi dja diem hQp neu thay:
- 24-
areu 1~ Cong ty co phan Quim ly Quy Hii'u Nghj
a. D!a diem hQp khong c6 du ch6 ngoi thu~n ti~n cho tat ca thimh vh~n tham dlf
CUQC hQp;
b. C6 ngliai dlf hQp c6 h~mh vi can tro, gay roi tr~t tl,(, ngan can di~n bien c6 tr~t tl,( CUa CUQC hQp, CO nguy Cd lam cho CUQC hQp khong dlic;1C tien himh m(?t each cong bang va hc;1p phap;
Thai gian hoan toi da Ia 03 (ba) ngay, ke W ngay cu9c h9p dlf d!nh khai mi;1c.
10. Chu t9a DC;1i h9i c6 quyen:
a. Yeu cau cac co dong ho~c ngu'ai di;1i di~n theo uy quyen cua co dong tham dlf
cu9c hQp phai chju slf kiem tra ho~c cac bi~n phap an ninh thfch hqp;
b. Yeu cau Cd quan CO tham quyen duy tr] tr~t tl,( CUQC hQp; tn,JC xuat nhG'ng ngu'ai
khong tuan thu quyen dieu hanh cua chu tOi;1, COy gay roi tr~t tl,(, ngan can tien
trien b]nh thliang CUa CUQC hQp ho~C khong tuan thu cac yeu cau Ve kiem tra an
ninh ra khoi cu9c h9p DC;1i h9i dong co dong.
Dieu 32. Bien bim hQp f>~i h9i dong co dong
1. Cu(?c hQp Di;1i h{?i dong co dong phai dlic;1c ghi vao so bien ban cua Cong ty.
Bien ban phai c6 cac n{?i dung chu yeu sau:
a. Ten, dja chi tn,J so chfnh, so va ngay cap Giay chung nh~n dang ky kinh doanh,
ndi dang ky kinh doanh; so va ngay cap Giay phep thanh l~p va hoi;1t d{?ng, cd
quan cap phep;
b. Thai gian va dja diem hQp Di;1i h{?i dong co dong;
c. Chlidng trlnh va n9i dung CUQC hQp;
d. Chu t9a va thli ky;
e. Tom tat di~n bien CUQC hQp, cac y kien phat bieu ti;1i Di;1i hQi dong CO dong ve
Wng van de trong n9i dung chlidng trlnh hQp;
f. Cac van de thao lu~n va bieu quyet ti;1i Di;1i h{?i dong co dong;
g. So co dong va tong so phieu bieu quyet cua cac co dong dl/ hQp; di;1i di~n co
dong dlf hQp voi so co phan va so phieu bau tlidng U'ng;
h. Tong so phieu bieu quyet doi voi tung van de bieu quyet, trong d6 ghi ro so
phieu chap thu~n, so phieu chong va so phieu trang, tY I~ tlidng U'ng tren tong
so phieu bieu quyet cua co dong dlf hQp;
i. Cac quyet d!nh da dlic;1c thong qua;
j. H9 ten, chG' ky cua chu t9a va thli ky.
2. Bien ban hQp Di;1i hQi dong co dong phai dlic;1c lam xong va thong qua trlioc khi
be m(,3C CUQC hQp, Chu tQa va thli kY phai lien doi chju trach nhi~m ve tfnh chfnh
xac va trung thl,(c cua bien ban h9p Di;1i h{?i dong co dong.
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£>feu 1~ Cong ty co ph'an Quim ly Quy HU'u Nghj
Di'eu 33. Phu'dng thU'c thong qua quyet djnh cua f)~i hQi dong co dong
1. D~i h()i dong co dong thong qua cac quyet djnh thu()c tham quyen bang hlnh
thU'c biE~u quyet t~i cu()c hQp ho~c lay y kien bang van bim.
2. Quyet djnh cua D~i h(}i dong co dong du'QC thong qua t~i cu(}c hQp khi:
a. Du'qc so co dong d<;1i di~n ft nhat 65% (sau mu'di lam phan tram) tong so phieu
bieu quyet cua tat ca co dong dl/ hQp chap thu~n;
b. Doi voi quyet djnh ve lo~i CO phan va SO co phan du'QC quyen chao ban cua tUng
lo~i; sua doi, bo sung Dieu I~; to chU'c l~i, giai the Cong ty; ban ho~c dau tu' tai san CO gia trj bang hO~C hdn 50% (nam mu'di phan tram) tong gia trj tai san du'QC
ghi trong so ke toan cua Cong ty thl phai du'QC so co dong d<;1i di~n ft nhat 75% (bay mu'di lam phan tram) tong so phieu bieu quyet cua tat ca co dong dl/ hQp chap thu~n;
c. Vi~c bieu quyet bau H()i dong quan trj va Ban kiem soat phai thlfc hi~n theo
phu'dng thU'c bau don phieu, thea d6 m6i co dong c6 tong so phieu bieu quyet
tu'dng ltng VOi tong SO CO phan SO hChJ nhan VOi SO thanh Vien du'QC bau CUa
H()i dong quan trj ho~c Ban Kiem soat va co dong c6 quyen don het tong so phieu
bau cua mlnh cho m9t ho~c m9t so U'ng cu vien.
3. Cac quyet djnh du'qc thong qua t~i cu()c hQp D~i h()i dong co dong voi so co dong trlfc tiep va uy quyen tham dl/ d<;li di~n 100% (m9t tram phan tram) tong so co phan c6 quyen bieu quyet Ia hqp phap va c6 hi~u llfc ngay ca khi trlnh tl/ va thu
tt:JC tri~U t~p, n(}i dung Chu'dng tr]nh hQp va the thltc tien hanh hQp khong du'QC
thlfc hi~n dung theo quy djnh.
4. Tru'ong hqp thong qua quyet djnh du'oi hlnh thU'c lay y kien bang van ban, quyet djnh cua D~i h(}i dong co dong du'QC thong qua neu du'QC SO co dong d~i di~n ft nhat 75% (bay mu'di lam phan tram) tong so phieu bieu quyet chap thu~n.
5. Can cU' vao bien ban hQp D~i h()i dong co dong ho~c bien ban kiem phieu lay y kien bang van ban, H()i dong quan trj phai cong bo den tat ca cac co dong nghj quyet
cua D~i h(}i dong co dong, neu ro nhO'ng van de da du'QC D~i h(}i dong co dong
thong qua. Nghj quyet phai du'QC glfl den cac co dong ch~m nhat 15 (mu'oi lam)
ngay ke tU' ngay quyet djnh du'qc thong qua.
f>i'eu 34. Tham quyen va the thU'c lay y kien co dong bang van bim de thong qua
quyet d!nh cua f)~j hQi c:fong co dong
1. H()i dong quan trj c6 quyen lay y kien co dong bang van ban de thong qua quyet •
djnh cua D~i h()i dong co dong bat cU' luc nao neu xet thay can thiet vl lqi fch cua cong ty.
2. H()i dong quan trj phai chuan bj phieu lay y kien, dl/ thao quyet djnh cua D~i h()i
dong co dong va cac tai li~u giai trlnh dlf thao quyet djnh. Cac tai li~u tren phai du'QC glfl bang phu'dng thltc bao dam den dja chi thu'ong tru cua CO dong.
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•'
~I
areu 1~ Cong ty co phan Quan ly Quy Hli'u Ngh!
3. Phieu lay y kien da du'qc tra lai phai c6 chG' kY cua co dong Ia ca nhan, cua ngu'ai
d~i di~n thea uy quyen ho~c d~i di~n thea phap lu~t cua co dong Ia to chU'c. Phieu lay y kien phai du'qc niem phong tru'oc khi gU'i ve Cong ty va khong ai du'qc quyen
mo tru'Oc khi kiem phieu.
4. H9i dong quan trj kiem phieu va l~p bien ban kh~m phieu du'oi sl,( chU'ng kien cua Ban kiem soat ho~c cua co dong khong nam chU'c Vt,J quan ly trong Cong ty.
5. Bien ban kiem phieu phai du'qc gU'i den cac co dong trong thai h~n 15 (mu'ai lam)
ngay, ke tti ngay ket thuc kiem phieu.
6. Phieu lay y kien da du'qc tra lai, bien ban kiem phieu, nghj quyet da du'qc thong qua va cac tai li~u lien quan phai du'qc lu'u giG' t~i trt,J so chfnh cua Cong ty.
7. Cac quyet djnh du'qc thong qua thea hlnh thU'c lay y kien co dong bang van ban c6
gia trj nhu' quyet djnh du'qc thong qua t~i cac cu9c hQp f)~i h9i co dong.
f>feu 35. Huy b6 quyet d!nh cua f>~i hQi dong co dong
Trang thai h~n 90 (chfn mu'di) ngay ke tU' ngay nh~n du'qc bien ban hQp D~i h9i dong
co dong ho~c bien ban kiem phieu lay y kien f)~i h9i dong co dong, co dong, thimh vien
H9i dong quan trj, Ban kiem soat, Tong Giam doc c6 quyen yeu cau toa an ho~c trQng
tai
xem xet va tuyen bo huy b6 quyet djnh cua f)~i h9i dong co dong trong cac tru'ang hqp sau:
1. Trinh tt,J' va thu tt,JC tri~u t~p hQp d~i h9i dong co dong khong tht,J'c hi~n dung thea
quy djnh cua phap lu~t ho~c Dieu I~ nay.
2. Trinh w, thu tt,Jc ra quyet djnh va n9i dung quyet djnh vi ph~m quy djnh cua phap
lu~t ho~c Dieu I~ nay.
B. H(>I DONG QUAN TRl
f>feu 36. Thanh phan va nhi~m kY cua HQi dong quim tr!
1. H9i dong quan trj vao thai diem thanh l~p Ia 03 (ba) thanh vien. So thanh vien H9i
dong quan tr! phai thu'ang tru a Vi~t nam. H9i dong quan tr! c6 nhi~m ky 05 (nam)
nam. Nhi~m ky cua thanh vien H9i dong quan trj khong qua OS (nam) nam; thanh
vien H9i dong quan trj c6 the du'qc bau l~i voi so nhi~m ky khong h~n che.
2. H9i dong quan tr! cua nhi~m ky vU'a ket thuc tiep tt,Jc ho~t d9ng cho den khi H9i dong quan trj moi du'qc bau va tiep quan cong vi~c.
3. Thanh vien H9i dong quan trj do D~i h9i dong co dong dau tien cua m8i nhi~m ky
lt,J'a chQn. Chi c6 Chu tQa D~i h9i dong co dong va co dong ho~c nh6m co dong quy
djnh t~i Khoan 2 Dieu 20 Dieu I~ nay c6 quyen de cU' ngu'ai de D~i h9i dong co
dong ,~au vao H9i dong quan trj.
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f>feu I~ Cong ty co ph'fm Quim ly Quy HU'u Nghj
4. Tru'ang hqp c6 thimh vien du'qc b'au bo sung ho~c thay the thimh vien bi mi~n nhi~m, bai nhi~m trong thai hc~m nhi~m ky thl nhi~m ky cua thimh vien d6 Ia thai
hC;~n con IC;~i cua nhi~m ky H(?i dong quim trj.
5. Thanh vien H(?i dong quim trj khong nhat thiet phai Ia co dong cua cong ty.
f>i'eu 37. Quyen va nghia v~ cua HQi dong quim tr!
1. H9i dong quan trjla cd quan quan ly Cong ty, c6 toan quyen nhan danh Cong ty de quyet djnh va thtfc hi~n cck quyen va nghia Vl,J cua Cong ty, tnJ nhG'ng van
de thu(?c tham quyen cua DC;~i hQi dong co dong.
2.
a.
b.
c.
H9i dong quan trl c6 cck quyen va nhi~m v1,1 sau:
Quyet djnh chien lu'QC, ke hOC;!Ch phat trien trung h;;m va ke hOC;!Ch kinh doanh
hang nam cua Cong ty;
Kien nghjiOC;li co phan va tong so co phan du'qc quyen chao ban cua tUng IOC;~i;
Quyet djnh chao ban co phan moi trong phC;~m vi so co phan du'qc quyen chao
ban cua tUng IOC;~i; quyet djnh huy d(?ng them von thea hlnh thU'c khac;
d. Quyet djnh thai diem, gia, phu'dng thU'c chao ban co phan va trai phieu cua
Cong ty, djnh gia tai san g6p von khong phai Ia tien Vi~t Nam, ngo9i t~ tl/ do
chuyen doi, vang;
e. Quyet djnh phu'dng an dau tu' va dl/ an dau tu' trong tham quyen va gioi hC;~n
thea quy djnh cua Phap lu~t va Dieu I~ nay;
f. Quyet djnh giai phap phat trien thj tru'ang, tiep thj va cong ngh~, thong qua cac
hqp dong c6 gia trl bang ho~c lon hdn 50% (nam mu'di phan tram) tong gia trl
tai san du'qc ghi trong so ke toan cua Cong ty, tni tru'ang hqp quy djnh t9i
Khoan 1 va 3 Dieu 67 Dieu I~ nay;
g. Quyet djnh cd cau to chU'c, quy che quan ly n9i b9 cua C6ng ty; quyet djnh
thimh l~p Cong ty con, l~p chi nhanh, van phong d9i di~n va vi~c g6p von, mua
co phan cua doanh nghi~p khac;
h. Bo nhi~m, mi~n nhi~m, each chU'c Tong Giam doc, Ph6 Tong Giam doc, TnJdng
phong, Ke toan tru'dng, Giam doc va Ph6 Giam doc chi nhanh, Tru'dng van
phong dC;li di~n; quyet djnh mU'c lu'dng, phl,J cap, thu'dng cua cac can b9 quan ly
nay;
i. Trinh baa cao quyet toan tai chfnh hang nam len DC;~i h(?i dong co dong;
j . Kien nghj mU'c co tU'c du'qc tra, quyet djnh thai h9n va thu tl,IC tra co We ho~c xt.I ly cac khoan 16 phat sinh trong qua trlnh kinh doanh;
k. Duy~t chu'dng trlnh, n9i dung tai li~u ph1,1c v1,1 hQp D9i h9i dong co dong, tri~u
1 t~p hQp DC;li hQi dong co dong ho~c thi/C hi~n cac thu tl,IC lay y kien de DC;li hQi
dong co dong thong qua quyet djnh;
I. Quyet djnh mua IC;~i co phan thea quy djnh tC;~i khoan 1 Dieu 15 Dieu I~ nay;
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areu 1~ Cong ty co phan Quan ly Quy HU'u Ngh!
m. Kien nghj vi~c to chU'c l9i, giai the ho~c yeu cau pha san Cong ty;
n. Quyet djnh bat ky van de kinh doanh hay giao djch nao khac ma HQi dong quan
trj thay can phai c6 Sl/ chap thu~n trong Ph9m vi quyen h9n va trach nhi~m cua
mlnh;
o. Giam sat, chi d90 Tong Giam doc va cac can bQ quan ly khac trong qua trlnh
dieu hanh cong vi~c kinh doanh hang ngay cua Cong ty;
p. Bao cao D9i hQi dong co dong ve ho9t d(>ng cua mlnh, d~c bi~t Ia bao cao ve
vi~c giam sat Tong Giam doc va cac can bQ quan ly khac trong nam tai chlnh;
q. Cac quyen va nhi~m Vl:J khac theo quy djnh cua phap lu~t va Dieu I~ nay.
Di'eu 38. Chu tjch H{)i dong quim tr!
1. H(>i dong quan trj bau Chu tjch H(>i dong quan trj trong so cac thanh vien H(>i dong quan trl. Chu tlch H(>i dong quan trl c6 the kiem Tong Giam doc cong ty.
2. Chu tjch HQi dong quan trj c6 cac quyen va nhi~m Vl;J sau:
a. L~p chu'dng trlnh, ke ho9ch ho9t d(>ng cua HQi dong quan trj;
b. Chuan bl ho~c to chU'c vi~c chuan bl chu'dng trlnh, n(>i dung, cac tai li~u phl:Jc Vl;J CUQC hQp; tri~U t~p va ChU t9a CUQC h9p HQi dong quan trj;
c. To chU'c vi~c thong qua quyet djnh cua H(>i dong quan trj du'oi hlnh thU'c khac;
d. Theo doi, chi d90 qua trlnh to chU'c thl,(c hi~n cac quyet djnh cua H(>i dong quan trj;
e. Chu t9a h9p D9i h(>i dong co dong;
f. Dlnh chi quyet djnh cua Tong Giam doc va cac can bQ quan ly khac neu c6
dau hi~u vi ph9m phap lu~t va Dieu I~ nay;
g. Cac quyen va nhi~m Vl:J khac theo quy djnh cua phap lu~t va Dieu I~ nay.
3. Tru'ong hqp Chu tjch HQi dong quan trj vang m~t thl uy quyen bang van ban cho
m(>t thanh vien khac de thl,(c hi~n cac quyen va nhi~m Vl:J cua Chu tjch HQi dong
quan trl theo nguyen tac quy djnh t9i Dieu I~ cong ty. Tru'ong hqp kh6ng c6 ngu'oi
du'qc uy quyen ho~c Chu tjch H(>i dong quan trl kh6ng lam vi~c du'qc thl cac thanh
vien con 19i bau m(>t ngu'oi trong so cac thanh vien t9m thai dam nhi~m cac nhi~m
Vl:J cua Chu tjch H(>i dong quan trj theo nguyen tac da so qua ban.
4. Khi Chu tjch H(>i dong quan trl tU' chU'c ho~c bl bai mi~n vi bat cU' ly do gi, H(>i dong
quan trl phai bau ngu'oi khac thay the trong thai h9n ngan nhat.
ereu 39. Thanh vien HQi dong quan trj . 1. Tieu chuan va dieu ki~n lam thanh vien H(>i dong quan trj
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f>ieu 1~ Cong ty co ph·an Qufm ly Quy HU'u Ngh!
a. Co du nang h/c h~mh vi dan sl/, khong thu9c doi tu'Q'ng bl cam quim ly kinh
doanh thea quy dlnh cua phap lu~t;
b. La co dong ca nhan so hG'u ft nhat 5% (nam phan tram) tong so co phan pho
thong ho~c ngu'ai nam giG' co phan pho thong du'oi 5% (nam phan tram) Ia ngu'ai co trlnh d9 chuyen man, kinh nghi~m trong quim ly kinh doanh ho~c trong nganh, nghe kinh doanh chu yeu cua Cong ty.
2. Thanh vien H9i dong quim trl bl mi~n nhi~m, bai nhi~m trong cac tru'ang hQ'p sau:
a. Khong du tieu chuan, dieu ki~n thea quy dlnh tC;~i Diem 1 Dieu nay;
b. Co ddn xin tU' chU'c;
c. Bu<)c phai cham dUt tu' each thimh vien HQi dong quan trl thea quy d!nh cua phap lu~t ho~c bl phap lu~t cam khong du'Q'c lam thanh vien H<)i dong quan trl;
d. Vang m~t khong tham dl/ cac CUQC hQp cua HQi dong quan trl lien tl,JC trong
vong 06 (sau) thang rna khong du'Q'c phep cua H<)i dong quan trl va H<)i dong
quan trl quyet d!nh rang cong Vi~C va ChUC Vl,J CUa ngu'oi nay bl bo trong .
e. Thea quyet dlnh cua DC;~i h<)i dong co dong.
3. Tru'ong hQ'p so thanh vien H<)i dong quan trl bl giam qua m<)t phan ba so voi so quy
dlnh tC;~i Dieu 1~ Cong ty thl H9i dong quan trl phai tri~u t~p h9p DC;~i h<)i dong co dong trong thai hC;~n khong qua 60 (sau mu'di) ngay, ke W ngay so thanh vien bl
giam qua m<)t phan ba de bau bo sung thanh vien H<)i dong quan trl. Trang cac
tru'ong hQ'p khac, CUQC h9p gan nhat cua DC;li hQi dong CO dong se bau thanh vien
moi de thay the cho thanh vien H9i dong quan trl da bl mi~n nhi~m, bai nhi~m.
Di'eu 40. Thai h~n hQp H()i dong quim tr!
1. Tru'ang hQ'p HQi dong quan trl bau Chu tlch th] CUQC h9p dau tien cua nhi~m ky H<)i dong quan trl de bau Chu tlch va ra cac quyet dlnh khac thu<)c tham quyen phai
du'Q'c tien hanh trong thai hC;~n 07 (bay) ngay lam vi~c, ke W ngay ket thuc bau eli'
H9i dong quan trl nhi~m ky do. Cu9c h9p nay do thanh vien co so phieu bau cao
nhat tri~u t~p. Truong hQ'p co nhieu hdn m9t thanh vien co so phieu bau cao nhat
va ngang nhau th] cac thanh vien da bau thea nguyen tac da so m9t ngu'oi trong so
h9 tri~u t~p h9p H<)i dong quan trl.
2. H9i dong quan trl h9p ft nhat m6i quy m9t lan; H9i dong quan trl c6 the h9p bal thu'ong khi can thiet.
Oi'eu 41. Cu()c hQp bat thu'ong cua H()i dong quim trj
1. Chu tlch H<)i dong quan trl phai tri~u t~p h9p HQi dong quan trl rna khong du'Q'c trl
hoan khi co yeu cau h9p H9i dong quim trl cua m9t trong nhG'ng ngu'oi du'oi day:
a. Tong Giam doc ho~c ft nhat OS (nam) can bQ quan ly cua Cong ty;
b. it nhkt 02 (hai) thanh vien H9i dong quan trl;
c. Ban kiem soat (neu c6);
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~ '21· ., -··\ c • 'I G\t '~ o~ ·.
areu 1~ Cong ty co ph'an Quan ly Quy HU'u Ngh!
d. Kiem toan vien (de b~m ve bao cao kiem toan va tlnh hlnh Cong ty).
2. f)e nghj phai du'<;tc l~p thanh van ban, trong d6 neu r6 mt,~c dfch, van de can thao
lu~n va quyet djnh thu()c tham quyen cua H()i dong quan trj.
3. Cac CUQC hQp bat thu'ong cua H(}i dong quan trj phai du'<;tc to chU'c trong vong 15
(mu'oi lam) ngay sau ngay Chu tjch H()i dong quan tr! nh~n du'<;tc yeu cau hQp cua
nhG'ng ngu'oi neu tc;~i Khoan 1 Dieu nay. Neu Chu tjch H()i dong quan trj khong tri~u
t~p hQp H()i dong quan trj trong thai hc;~n nay, nhG'ng ngu'oi du'a ra yeu cau hQp c6
the tl/ mlnh tri~u t~p hQp H9i dong quan trj.
f>i'eu 42. Thong bao hQp va chu'dng trinh hQp
Cac cu9c hQp H9i dong quan tr! du'<;tc tien hanh a dja chi da dang ky cua Cong ty ho~c nhG'ng
d!a chi khac du'<;tc H9i dong quan tr! chap thu~n. Tru'ac ngay khai mc;~c cu9c hQp 03 (ba) ngay,
Chu t!ch H9i dong quan tr! ho~c ngu'oi tri~u t~p hQp H9i dong quan tr! phai glti thong bao
tri~u t~p hQp toi tat ca cac thanh vien cua H()i dong quan trj. Thong bao phai du'<;tc lam bang
van ban, trong d6 neu ro chu'dng trlnh hQp, thoi gian, dja diem hQp va phai du'<;tc glti kem
theo nhiJng tai li~U can thiet ve nhiJng van de se thao lu~n va bieu quyet t<;~i CUQC hQp HQi
dong quan trj.
f>i'eu 43. Yeu diu ve so thanh vien HQi aong quim tri tham dl/ hQp
1. Cac CUQC hQp cua H(}i dong quan trj chi du'<;tc tien hanh khi c6 ft nhat 2/3 tong so
thanh vien H9i dong quan tr! tham dl/.
2. Thanh vien phai tham dl/ day du cac CUQC hQp cua H(}i dong quan trj. Thanh vien
du'<;tc uy quyen cho ngu'oi khac dl/ hQp neu du'<;tc da so thanh vien H9i dong quan
tr! chap thu~n.
f>i'eu 44. Quyen bieu quyet t~i CUQC hQp HQi dong quim trj
1. MBi thanh vien c6 m~t tc;~i cu9c hQp H9i dong quan trl ho~c ngu'oi du'<;tc th~mh vien
d6 chi d!nh thay the dl/ hQp c6 01 (m9t) phieu bieu quyet.
2. Thanh vien H()i dong quan trj vang m~t c6 the bieu quyet ve cac quyet djnh cua H()i
dong quan trj qua phu'dng thU'c glti y kien bang van ban. Phieu bieu quyet phai
du'<;tc chuyen toi Chu tQa cu9c hQp khong mu9n hdn 01 (m9t) gio tru'oc gio khai
mc;~c CUQC hQp. Trong tru'ong h<;tp nay, thanh vien HQi dong quan trj vang m~t du'<;tc
coi Ia "c6 dl/ hQp" doi voi nhG'ng van de da glti y kien bang van ban.
3. Thanh vien H()i dong quan trj nao c6 l<;ti fch trong nhG'ng h<;tp dong ho~c trong cac
giao djch hay trong bat ky m9t de xuat nao ma l<;ti fch nay c6 the xung d9t voi l<;ti
fch chung cua Cong ty se khong du'<;tc bieu quyet t<;~i CUQC hQp H(}i dong quan trj.
4. Trong tru'ong h<;tp neu tc;~i Khoan 3 Dieu nay, thanh vien c6 l<;ti fch lien quan den van
de can bieu quyet khong tl/ nguy~n tu b6 quyen bieu quyet cua mlnh do bim chat
ho~c mU'c d9 l<;ti fch cua thanh vien lien quan chu'a du'<;tc lam r6 m9t each thfch
dang tjl] van de quyen bieu quyet cua thanh vien d6 se do Chu tQa CUQC hQp quyet
djnh.
f>i'eu 45. Tuyen bo lqi ich cua thanh vien lien quan t~i CUQC hQp HQi dong quim trj
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M6i thimh vien cua HQi dong quim trj, du tnjc tiep hay gian tiep quan tam den m<)t hqp dong
hay m<)t giao djch dlf djnh cua Cong ty, phai tuyen bo ban chat, n<)i dung cua moi quan tam
do trong CUQC hQp HQi dong quan trj khi Vi~C ky ket hQp dong hay giao djch d6 l'an dau tien
du'QC du'a ra xem xet tc;~i HQi dong quan trj.
Dieu 46. Bien ban hQp HQi aong quan tr!
1. Tat ca cac CUQC hQp cua HQi dong quan trj phai du'QC ghi day du VilO SO bien ban.
Bien ban h<;>p HQi dong quan trl phai c6 cac n9i dung sau:
a. Ten, dja chi tn,J so chfnh, so va ngay cap Giay phep thanh l~p va hoc;~t d<)ng, cd
quan cap phep;
b. Thoi gian va dja diem h<;>p;
c. HQ ten thanh vien dlf hQp ho~c ngu'oi du'QC uy quyen dlf h<;>p; hQ ten cac thanh
vien khong dlf h<;>p va ly do;
d. Chu'dng trlnh h<;>p, ml:Jc dfch h<;>p;
e. Chu t<;>a va thu' ky;
f. Cac van de thao lu~n va bieu quyet, ket qua bieu quyet;
g. Tom tat phat bieu y kien tc;~i cu9c h<;>p;
h. cac quyet dlnh da du'qc H9i dong quan trl thong qua;
i. ChG' ky c6 ghi ro hQ ten cua tat ca thanh vien dlf hQp.
2. Bien ban h<;>p HQi dong quan tr! phai du'qc lam xong va thong qua tru'oc khi be mc;~c
CUQC hQp, Chu t<;>a va thu' ky phai lien doi chju trach nhi~m ve tfnh chfnh xac va
trung thl,l'c cua bien ban hQp HQi dong quan trj.
3. Bien bim hQp HQi dong quan trj va tai li~U Stf dl,lng trong CUQC hQp phai du'QC lu'u giG'
tc;~i Trl,l so chfnh cua Cong ty.
f>i'eu 47. Phu'dng thU'c thong qua quyet d!nh cua HQi dong quan tr!
1. Tru'ong hQp thong qua quyet djnh bang bieu quyet tc;~i CUQC hQp th] quyet djnh cua
HQi dong quan trj du'QC thong qua neu du'QC da so thanh vien dlf hQp chap thu~n.
Neu so phieu ngang nhau, Chu tjch H<)i dong quan tr! Ia ngu'oi c6 Ia phieu quyet
djnh.
2. Tru'ong hqp thong qua quyet djnh du'oi hlnh thU'c lay y kien bang van bim thl quyet
djnh cua HQi dong quan trj du'QC thong qua neu du'QC da so thanh vien HQi dong
quan trl chap thu~n.
3. Tru'ong hqp thong qua quyet djnh tren di~n thoc;~i ho~c tren cac phu'dng ti~n thong
tin khac th] quyet djnh cua HQi dong quan trj du'QC thong qua neu du'QC da so thanh
vien HQi dong quan trj chap thu~n. Trang tru'ong hqp nay, y kien cua cac thanh
vie'n HQi dong quan trj deu phai du'QC ghi lc;~i bang nhG'ng bang chU'ng xac thl,l'c.
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areu 1~ cong ty co ph'an Quan ly Quy HU'u Nghj
4. Can eli vao bien bim h9p H(?i dong quim trj ho~c bien bim kiem phieu lay y kien
bang van bim ho~c nhG'ng bang chung Xck thl,(c kh<k, H9i dong quan trj phai ban
h~mh nghj quyet, quyet djnh bang van ban ve nhG'ng van de da du'QC thong qua.
f>i'eu 48. Quyen du'qc cung cap thong tin cua thimh vien HQi dong quim tri
1. Thanh vien H(?i dong quan trj co quyen yeu cau Tong Giam doc ho~c nhG'ng ngu'ai
quan ly khac trong Cong ty cung cap cac thong tin, tai li~u ve tlnh hlnh tai chlnh, hoc;~t
d(?ng kinh doanh cua Cong ty va cac ddn vj trong Cong ty;
2. Ngu'ai quan ly du'QC yeu cau phai cung cap kjp thai, day du va chfnh xac cac thong
tin, tai li~u theo yeu cau cua thanh vien HQi dong quan trj.
Dieu 49. Huy bo quyet djnh cua H()i dong quim tr!
Trong thai hc;~n 90 (chin mu'di) ngay ke W ngay quyet djnh du'qc thong qua, co dong,
thanh vien HQi dong quan trj, Ban kiem soat, Tong Giam doc co quyen yeu cau Toa an
ho~c Tn;>ng tai xem xet va tuyen bo huy b6 quyet djnh cua HQi dong quan trj trong cac
tru'ang hqp sau:
1. Trinh tl,( va thu tt,JC thong qua quyet djnh khong thlfc hi~n dung theo quy djnh cua
phap lu~t ho~c Dieu I~ nay.
2. NQi dung quyet djnh vi phc;~m quy djnh cua phap lu~t ho~c Dieu I~ nay.
c. TONG GrAM Doc v A cAc cAN so QUAN L v KHAc
f>ieu SO. Quy d!nh chung
1. Tong Giam doc Ia ngu'ai dieu hanh hoc;~t d(?ng hang ngay cua Cong ty va chju trach
nhi~m tru'oc H9i dong quan trj va tru'oc phap lu~t ve vi~c thlfc hi~n quyen va nhi~m VI,J du'qc giao.
2. Tong Giam doc khong du'qc dong thai lam Tong giam doc ho~c Giam doc cua m(?t
doanh nghi~p khac.
f>i'eu 51. Bo nhi~m Tong Giam doc
1. H9i dong quan trl bo nhi~m m9t ngu'ai trong so h9 ho~c m9t ngu'ai khac lam Tong
Giam doc.
2. Ngu'ai du'qc bo nhi~m lam Tong Giam doc phai dap ling cac tieu chuan sau:
a. Co du nang llfc hanh vi dan slf va khong thu(?c doi tu'c;1ng bj cam quan ly doanh
nghi~p theo quy djnh cua Lu~t Doanh nghi~p;
b. Co Chung chi hanh nghe quan ly quy do Uy ban Chung khoan Nha nu'oc cap;
c. Co chuyen mon nghi~p Vl,l ve tai chlnh-ngan hang va ft nhat nam (OS) nam kinh
nghi~m lam vi~c trong linh vlfc tai chlnh, ngan hang.
d. Dap ling du'c;1c cac dieu ki~n khac ve lam Giam doc ho~c Tong Giam doc theo quy
djnh cua phap lu~t ve chung khoan va th! tru'ang chung khoan.
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areu 1~ Cong ty co ph'an Quan ly Quy HU'u Ngh!
3. NhG'ng tntang hqp sau khong du'c;tc dam nhi~m cac chuc Tong Giam doc, Ph6 Tong
Giam doc cong ty:
a. Dang va da tung bj truy CUU trach nhi~m hlnh Stf. Da tung bj ket an ve cac tQi
xam ph~m so hG'u, xam ph~m an ninh quae gia, cac t9i danh trong ITnh vtfc tai
chfnh, ngan hang, bao hiem ho~c bj Tea an cam hanh nghe kinh doanh;
b. Da Wng bi ket an ve cac t9i ph~m trong ITnh vtfc khac;
c. Da Wng Ia chu so hG'u doanh nghi~p, Chu t!ch H9i dong quan tr!, H9i dong
thanh vien, Giam doc, Tong Giam doc vao thai diem doanh nghi~p bi tuyen bo
pha san, tru tru'ang hqp tham gia theo de ngh! cua cd quan nha nu'oc c6 tham
quyen nham cung co, sap xep l~i doanh nghi~p d6;
d. Da Wng Ia ngu'ai d~i di~n theo phap lu~t cua doanh nghi~p vao thai diem
doanh nghi~p d6 bi dlnh chi ho~t d9ng, bi bu9c giai the do vi ph~m phap lu~t
nghiem trQng, tru tru'ang hc;tp Ia d~i di~n theo de ngh! cua cd quan nha nu'oc c6
tham quyen nham cung co, sap xep l~i doanh nghi~p d6;
e. Cac doi tu'qng bj cam quan ly doanh nghi~p khac theo quy djnh t~i Khoan 2
Dieu 13 Lu~t Doanh nghi~p;
f. La ngu'ai hanh nghe chung khoan da Wng bi Uy ban Chung khoan Nha nu'oc
thu hoi chung chi hanh nghe theo quy djnh t~i Diem b Khoan 1 Dieu so Lu~t Chung khoan ho~c Uy ban Chung khoan Nha nu'oc xU' ph~t theo phap lu~t chU'ng khoan va thi tru'ang chung khoan trong vong ba (03) nam gan nhat;
g. Dong thai Ia thanh vien HQi dong quan trj, HQi dong thanh vien, Chu tjch cong
ty ho~c dang lam vi~c cho m9t to chuc khac c6 quan h~ ve m~t so hG'u voi
Cong ty quan ly quy, ho~c dong thai lam vi~c cho Cong ty chung khoan, Cong
ty quan ly quy khac, ho~c dong thai lam Giam doc ho~c Tong Giam doc cua m9t
to chuc chao ban chung khoan ra cong chung ho~c to chuc niem yet.
f>i'eu 52. Nhi~m ky cua Tong Giam doc
Nhi~m ky cua Tong Giam doc Ia 03 (ba) nam, tru khi HQi dong quan trj c6 quyet djnh khac.
Tong Giam doc c6 the du'qc tai bo nhi~m.
f>i'eu 53. Quyen va nhi~m v~:~ cua Tong Giam doc
Tong Giam doc c6 cac quyen va nhi~m Vl,J sau:
1. To chuc thtfc hi~n cac quyet djnh cua HQi dong quan trj. 2. Quyet djnh cac van de lien quan den ho~t d9ng kinh doanh hang ngay cua Cong ty.
3. To chuc thtfc hi~n ke ho~ch kinh doanh va phu'dng an dau tu' cua Cong ty.
4. Ban hanh quy che quan ly n9i b9 Cong ty.
5. Tuyen dt,~ng lao dQng; Bo nhi~m, mi~n nhi~m, each chuc cac chuc danh quan ly
trong Cong ty, tru cac chuc danh thu9c tham quyen cua HQi dong quan trj. 6. De nghj R9i dong quan trj bo nhi~m, mi~n nhi~m, each chuc cac chuc danh quan ly
thu9c tham quyen cua HQi dong quan trj; de xuat voi HQi dong quan trj muc lu'dng,
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£>feu 1~ Cong ty co phan Quan ly Quy HU'u Nghj
pht,J cap, thu'ong va ctk van de khac lien quan den lao d<)ng cua cac can bQ quim ly
nay.
7. Ky ket hqp dong nhan danh Cong ty.
8. Kien nghj phu'dng an cd cau to chU'c Cong ty. 9. Trinh HQi dong quim trj bao cao tai chfnh hang nam, bao cao ve tinh hinh chung
cua Cong ty, bao cao kiem toan cua kiem toan vien.
10. Kien nghj phu'dng an sU' dt,Jng lqi nhu~n ho~c xU' ly 16 trong kinh doanh.
11. Trinh HQi dong quim trj phe duy~t ke hOC;~Ch kinh doanh chi tiet cho nam tai chfnh
tiep theo.
12. De xuat nhung bi~n phap nang cao hi~u qua hoC;~t d<)ng kinh doanh va quan ly cong ty.
13. Chuan bj ngan sach dai hC;~n, hang nam va hang thang cua Cong ty de pht,JC VL;J hoC;~t d<)ng kinh doanh.
14. Thi/C hi~n tat ca cac hoC;~t d<)ng khac theo quy djnh cua phap lu~t, Dieu I~ nay, quy
che quan ly n<)i bQ va cac quyet djnh cua HQi dong quan trj.
15. Tong Giam doc chju trach nhi~m tru'oc DC;~i hQi dong co dong, HQi dong quan trj ve
Vi~C thi/C hi~n nhi~m VL;J du'qc giao va phai bao cao cho nhung Cd quan nay khi
du'qc yeu cau.
Oi'eu 54. Bai nhi~m Tong Giam doc
H<)i dong quan trl co the bai nhi~m Tong Giam doc khi ft nhat 2/3 (hai phan ba) so thanh
vien HQi dong quan trj nhat trf voi vi~c bai nhi~m do va bo nhi~m m<)t Tong Giam doc moi
thay the. Tong Giam doc bl bai nhi~m co quyen bao chua cho minh chong IC;~i vi~c bai
nhi~m tC;~i ky hQp DC;~i h<)i dong co dong tiep theo.
Oi'eu 55. Cac can bQ quim ly khac
Theo de nghj cua Tong Giam doc va 51/ phe chuan cua HQi dong quan trj, Cong ty se co so
h.tqng va cac IOC;~i can bQ quan ly can thiet ho~c thfch hqp de thi/C hi~n cac hOC;lt d<)ng trong
tung thai ky.
Di'eu 56. Che dQ lu'dng, ph~:~ cap, thu'ong cua Tong Giam doc va cac can bQ quan ly khac
1. Lu'dng, phL;J cap, thu'ong va cac che dQ khac cua nhung can bQ quan ly, dieu hanh
thUQC tham quyen bo nhi~m cua HQi dong quan trj do HQi dong quan trj quyet djnh
sau khi tham khao y kien cua Tong Giam doc.
2. Lu'dng, pht,J cap, thu'ong va cac che dQ khac nhung can bQ quan ly, dieu hanh
thu<)c tham quyen bo nhi~m cua Tong Giam doc do Tong Giam doc quyet djnh.
,.
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£>i'eu I~ Cong ty co phan Quc'm ly Quy HU'u Nghj
D. BAN KIEM soAr f>i'eu 57. Thanh ph an va nhi~m kY cua Ban kiem soat
1. Tru'ang hqp Cong ty c6 tren 11 (mu'ai m9t) co dong ho~c c6 co dong Ia to chU'c so
hU'u tren 50% (nam mu'di phan tram) tong so co phan cua Cong ty thl phai thimh
l~p Ban kh~m soat.
2. Ban kiem soat quy djnh tc;Ji Khoan 1 Dieu nay c6 tu 3 den 5 thanh vien, trong d6 Ban
kiem soat phai c6 hdn hdn m9t nU'a so thimh vien thu'ang tru o Vi~t Nam va c6 ft
nhat 1 thanh vien Ia ke toan vien ho~c kiem toar.~ vien.
3. Ban kiem soat c6 nhi~m ky 03 (ba) nam; thanh vien Ban kiem soat c6 the du'qc bau
lc;Ji.
4. Thanh vien Ban kiem soat do Dc;Ji hQi dong co dong dau tien cua m6i nhi~m ky h,(a
chQn. Chi c6 Chu tQa Dc;Ji h9i dong co dong va co dong ho~c nh6m co dong quy djnh
tc;Ji Khoan 2 Dieu 20 Dieu I~ nay c6 quyen de eli ngu'ai de Dc;Ji hQi dong co dong bau
vao Ban kiem soat.
f>i'eu 58. Quyen va nhi~m Vl;l cua Ban kiem soat
1. Ban kiem soat thl,(c hi~n giam sat H9i dong quim trj, Tong giam doc trong vi~c quan ly va dieu hanh cong ty; chju trach nhi~m tru'6'c Dc;Ji hQi dong co dong trong
thl,(C hi~n CaC nhi~m VI,! du'qc giao.
2. Kiem tra tfnh hqp ly, hqp phap, tfnh trung thl,(c va mU'c d9 can trQng trong quim ly,
dieu hanh hoc;Jt d9ng kinh doanh, trong to chU'c cong tac ke toan, thong ke va l~p baa cao tai chfnh.
3. Tham djnh baa cao tlnh hlnh kinh doanh, baa cao tai chfnh hang nam va sau thang
cua Cong ty, baa cao danh gia cong tac quan ly cua H9i dong quan trj.
4. Trinh baa cao tham djnh baa cao tai chfnh, baa cao tlnh hlnh kinh doanh hang nam
cua Cong ty va baa cao danh gia cong tac quan ly cua H9i dong quan trj len Dc;Ji hQi
dong co dong tc;Ji cu9c hQp thu'ang nien.
5. Xem xet so ke toan va cac tai li~u khac cua Cong ty, cac cong vi~c quan ly, dieu
hanh hoc;Jt d9ng cua Cong ty bat cU' khi nao neu xet thay can thiet ho~c thea quyet
djnh cua Dc;Ji hQi dong co dong ho~c thea yeu cau cua co dong ho~c nh6m co dong
quy djnh tc;Ji khoan 2 Dieu 20 Dieu I~ nay.
6. Khi c6 yeu cau cua co dong ho~c nh6m co dong quy djnh tc;Ji khoan 2 Dieu 20 Dieu
I~ nay, Ban kiem soat thl,(c hi~n kiem tra trong thai hc;Jn 07 (bay) ngay lam vi~c, ke
W ngay nh~n du'qc yeu cau. Trang thai hc;Jn 15 (mu'ai lam) ngay, ke W ngay ket
thuc kiem tra, Ban kiem soat phai baa cao giai trlnh ve nhU'ng van de du'qc yeu cau
kiem tra den H9i dong quan trj va co dong ho~c nh6m co dong c6 yeu cau.
7. Vi~c kiem tra cua Ban kiem soat quy djnh tc;Ji khoan nay khong du'qc can tro hoc;Jt
d9ng blnh thu'ang cua H9i dong quan trj, khong gay gian doc;Jn dieu hanh hoc;Jt
d9ng kinh doanh cua Cong ty. 8. Kien nghl H9i dong quan trl ho~c Dc;Ji h9i dong co dong cac bi~n phap sU'a doi, bo
sung, cai tien cd cau to chU'c quan ly, dieu hanh hoc;Jt d9ng kinh doanh cua Cong ty.
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9. Khi phat hi~n c6 thimh vien H9i dong quim tr!, Tong giam doc vi phc;~m nghia VL.J cua
ngu'O'i quim ly Cong ty thl phai thong baa ngay bang van ban voi HQi dong quan trj,
yeu cau ngu'O'i c6 himh vi vi phc;~m cham dUt hfmh vi vi phc;~m va c6 giai phap kh~k
phL,Jc h~u qua.
10. Thi/C hi~n cac quyen va nhi~m VL,J khac thea quy djnh cua phap lu~t, Dieu I~ Cong
ty va quyet djnh cua Dc;~i hQi dong co dong.
11. Ban kiem soat c6 quyen su dL,Jng tu' van dQC l~p de thi/C hi~n cac nhi~m VL,J du'Q'c
giao.
12. Ban kiem soat c6 the tham khao y kien cua HQi dong quan trj tru'oc khi trlnh baa
cao, ket lu~n va kien nghj len Dc;~i hQi dong co dong.
ereu 59. Tieu chuan va dieu ki~n lam thimh vien Ban kiem soat
1. Thanh vien Ban kiem soat phai c6 tieu chuan va dieu ki~n sau:
a. C6 dQ tuoi tU' 21 tuoi tro len, c6 du nang 11/C hanh vi dan 51/ va khong thUQC doi
tu'Q'ng bj cam thanh l~p va quan ly doanh nghi~p thea quy djnh cua Lu~t doanh
nghi~p;
b. Khong phai Ia vQ' ho~c chong, cha, cha nuoi, m~, m~ nuoi, con, con nuoi, anh,
chj, em ru9t cua thanh vien HQi dong quan trj, Tong Giam doc va ngu'O'i quan ly
khac.
2. Thanh vien Ban kiem soat khong du'Q'c giG' cac chut VL,J quan ly Cong ty. Thanh vien
Ban kiem soat khong nhat thiet phai Ia co dong ho~c ngu'oi lao d9ng cua Cong ty.
f>ieu 60. Nghia v~ cua thanh vien Ban kiem soat
1. Tuan thu dung phap lu~t, Dieu I~ cong ty, quyet djnh cua Dc;~i hQi dong co dong va
dc;JO due nghe nghi~p trong thi/C hi~n CclC quyen Va nhi~m VL,J du'Q'C giao.
2. Thi/C hi~n cac quyen va nhi~m VL,J du'Q'c giao m9t each trung thi/C, can trQng, tot
nhat nham baa dam IQ'i fch hQ'p phap toi da cua Cong ty va co dong Cong ty.
3. Trung thanh voi IQ'i fch cua Cong ty va co dong cua Cong ty; khong du'Q'c su dL,Jng
thong tin, bf quyet, cd hQi kinh doanh cua Cong ty, lc;~m dL,Jng dja vj, chuc VL,J va tai
san cua Cong ty de tu' IQ'i ho~c phL,JC VL,J IQ'i fch cua to chuc, ca nhan khac.
4. Cac nghia VL,J khac thea quy djnh cua Cong ty.
5. Tru'O'ng hQ'p vi phc;~m nghia VL,J quy djnh tc;~i cac Khoan 1, 2, 3 va 4 Dieu nay ma gay
thi~t hc;~i cho Cong ty ho~c ngu'O'i khac thl cac thanh vien Ban kiem soat phai chju
trach nhi~m ca nhan ho~c lien doi boi thu'O'ng thi~t hc;~i d6. M9i thu nh~p va IQ'i fch
khac ma thanh vien Ban kiem soat tri/C tiep ho~c gian tiep c6 du'Q'c do vi phc;~m nghia VL,J quy djnh tc;~i Khoan 3 Dieu nay deu thUQC so hG'u cua Cong ty.
6. Truong hQ'p phat h i~n c6 thanh vien Ban kiem soat vi phc;~m nghia VL.J trong thl/c
hi~n quyen va nhi~m VL,J du'Q'c giao thl HQi dong quan trj phai thong baa bang van
ban' den Ban kiem soat; yeu cau ngu'O'i c6 hanh vi vi ph9m cham dUt hanh vi vi
phc;~m va CO giai phap khac phL,JC h~U qua.
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Dfeu I~ Cong ty co ph'an Quim ly Quy HU'u Nghj
Di'eu 61. Mi~n nhi~m, bai nhi~m Ban kiem soat
1. Thanh vien Ban kiem soat bj mi~n nhi~m, bai nhi~m trong cac truong hqp sau:
a. Khong con du tieu chuan va dfeu ki~n lam thanh vien Ban Kiem soat theo quy
djnh tC;Ji Dieu I~ nay;
b. Co ddn xin W chU'c;
c. Bu(?c phai cham dUt tu each thanh vien Ban kiem soat theo quy djnh cua phap
lu~t ho~c bj phap lu~t cam khong duqc lam thanh vien Ban kiem soat;
d. Khong thi/C hi~n chU'c nang va nhi~m Vl,J duqc giao lien tt,JC trong vong 06 (sau)
thang tnJ' truong hqp bat kha khang;
e. Cac truong hqp khac do Cong ty quy djnh.
2. Ngoai cac quy djnh tC;Ji Khoan 1 Dieu nay, thanh vien Ban kiem soat co the bj mi~n nhi~m bat cU' khi nao theo quyet djnh cua DC;li hQi dong co dong.
3. Truong hqp Ban kiem soat vi ph(;lm nghiem trQng nghla Vl,J cua minh co nguy cd
gay thi~t hC;Ji cho cong ty thi H9i dong quan trl tri~u t~p DC;li h9i dong co dong de
xem xet va mi~n nhi~m Ban kiem soat dudng nhi~m va bau Ban kiem soat moi thay
the.
Di'eu 62. Tru'ong Ban kiem soat
1. Ban kiem soat bau Truong Ban kiem soat trong so cac thanh vien Ban kiem soat.
2. Truong Ban kiem soat co cac quyen va nhi~m Vl,J sau:
a. L~p chudng trinh, ke hOC;lCh ho(;lt d(?ng cua Ban kiem soat;
b. Chuan bj chudng trinh, nQi dung, cac tai li~U pht,JC Vl,J CUQC hQp, tri~u t~p va chu
tQa CUQC hQp cua Ban kiem soat;
c. Cac quyen va nhi~m Vl,J khac theo quy djnh cua phap lu~t va Dieu I~ nay.
3. Truong hqp Truong Ban kiem soat vang m~t ho~c mat kha nang thl/c hi~n nhi~m Vl,J duqc giao, thi Ban kiem soat co the chi djnh m(?t thanh vien Ban kiem soat thi/C
hi~n cac nhi~m Vl,J cua Truong ban.
Di'eu 63: Quyen du'qc cung cap thong tin cua Ban kiem soat
1. Thong bao moi hQp, phieu lay y kien thanh vien H(?i dong quan trj va cac tai li~u
kem theo phai duqc gU'i den thanh vien Ban kiem soat cung thai diem va theo
phudng thU'c nhu doi voi thanh vien H(?i dong quan trj.
2. Bao cao cua Tong Giam doc trinh H(?i dong quan trj ho~c tai li~u khac do Cong ty
ph at hanh duqc gU'i den thanh vi en Ban kiem soat cung thai diem va theo phudng
thU'c nhu doi voi thanh vien H9i dong quan trj.
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t>feu 1~ Cong ty co phan Quim ly Quy HU'u Ngh!
3. Thanh vien Ban kiem soat c6 quyen tiep c~n cac ho sd, tai li~u cua Cong ty lu'u giG'
t~i tn,J so chfnh, chi nhanh va dja diem khac; c6 quyen den cac dja diem ndi ngu'oi
quim ly va nhan vien Cong ty lam vi~c.
4. H9i dong quim tr!, th~mh vien H9i dong quim tr!, Tong Giam doc, ngu'oi quim ly khac phai cung cap day du, chfnh xac va k!p thai thong tin, tai li~u ve cong tac quan ly,
dieu hanh va ho~t d()ng kinh doanh cua Cong ty theo yeu cau cua Ban kiem soat.
f>i'eu 64. Thu lao va l~i ich cua Ban kiem soat
Trong tru'ong hqp Cong ty khong c6 quy djnh khac thl thu lao va lqi fch khac cua thanh vien
Ban kiem soat du'qc thl/c hi~n theo quy dinh sau day:
1. Thanh vien Ban kiem soat du'qc tra thu lao theo cong vi~c va du'qc hu'ong cac lqi
fch khtk theo quyet dinh cua D~i hQi dong co dong. D~i hQi dong co dong quyet
dinh tong mU'c thu lao va ngan sach ho~t d()ng hang nam cua Ban kiem soat can cU'
vao so ngay lam vi~c dl/ tfnh, so lu'qng va tfnh chat cua cong vi~c va mU'c thu lao
blnh quan hang ngay cua thanh vien.
2. Thanh vien Ban kiem soat du'qc thanh toan chi phf an, o, di l~i, chi phf sU' dL,mg djch
Vl,J tu' van d9c l~p voi mU'c hqp ly. Tong mU'c thu lao va chi phf nay khong vu'qt qua
tong ngan sach ho~t d()ng hang nam cua Ban kiem soat da du'qc D~i hQi dong co
dong chap thu~n, trU' tru'ong hqp D~i h9i dong co dong c6 quyet dinh khac.
3. Thu lao va chi phf ho~t d()ng cua Ban kiem soat du'qc tfnh vao chi phf kinh doanh
cua Cong ty theo quy djnh cua phap lu~t ve thue thu nh~p doanh nghi~p, phap lu~t
CO lien quan va phai du'qc l~p thanh ml,IC rieng trong bao cao tai chfnh hang nam
cua Cong ty.
E. NGHIA Vl) CUA NGVCYI LAM CONG TAC QUAN L y f>i'eu 65. Nghia Vl:l cua ngu'oi quim ly
1. Thanh vien H9i dong quan tr!, Tong giam doc va ngu'oi quan ly khac c6 cac nghia
v1,1 sau day:
a. Thl/C hi~n cac quyen va nhi~m Vl,J du'c;1C giao theo dung quy djnh CUa phap lu~t CO
lien quan, Dieu I~ Cong ty, quyet dinh cua D~i hQi dong co dong;
b. Thljc hi~n cac quyen va nhi~m Vl,l du'qc giao m()t each trung thljc, can tr9ng, tot
nhat nham bao dam lqi fch hqp phap toi da cua Cong ty va co dong cua Cong
ty;
c. Trung thanh voi lqi fch cua Cong ty va co dong cua Cong ty; khong du'qc l~m
d1,1ng dja Vi va quyen h~n, SU d1,1ng tai sfm, thong tin, bf quyet va nhU'ng Cd hQi
kinh doanh cua Cong ty de tu' lqi rieng cho bim than ho~c phl,JC Vl,l lqi fch cua to
chU'c, ca nhan khac;
d. Thong bao kip thai, day du, chfnh xac cho Cong ty ve cac doanh nghi~p ma h9
va I")Qu'oi c6 lien quan cua h9 lam chu ho~c c6 phan von g6p, co phan chi phoi;
thong bao nay du'qc niem yet t~i tr1,1 so chfnh va chi nhanh cua Cong ty.
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£>feu 1~ Cong ty co phan Quim ly Quy HU'u Nghj
2. Thanh viE~n H()i dong quim trj, thanh vien Ban kiem saat, Tong Giam doc va cac can
b9 quim ly khac cua Cong ty co nghia vt,J thong baa cha H()i dong quim trl bat ky
mau thu§n IQ'i lch tiem tang naa ma hQ co the co o cac phap nhan, cac giaa djch
hay cac ca nhan khac, va chi co the sU' dt,Jng nhCi'ng cd h()i do khi du'Q'c H()i dong
quim trl chap thu~n.
3. Ngaai cac nghia Vl,J quy djnh t9i khaim 1 va 2 Di'eu nay, H()i dong quim trj va Tong
giam doc khong du'Q'c tang lu'dng, tra thu'ong khi Cong ty khong thanh taan du cac
khaan nQ' den h9n.
4. Cac nghia Vl,J khac thea quy djnh cua Cong ty.
f>i'eu 66. Cong khai cac lqi ich lien quan
1. Thanh vien H()i dong quan trj, thanh vien Ban kiem saat, Tong Giam doc va ngu'ai
quan ly khac cua Cong ty phai ke khai cac IQ'i fch lien quan cua hQ voi Cong ty baa
gam:
a. Ten, dja chi trt,J so chfnh, nganh nghe kinh daanh, so va ngay cap Giay chU'ng
nh~n dang ky kinh daanh, ndi Dang ky kinh daanh cua daanh nghi~p ma hQ co
so hCi'u ph'an von gop ha~c co phan, tY I~ va thai diem so hCi'u von gop ha~c co
phan do;
b. Ten, dja chi trt,J so chfnh, nganh nghe kinh daanh, so va ngay cap Giay chU'ng
nh~n dang kY kinh daanh, ndi Dang kY kinh daanh cua daanh nghi~p ma ngu'oi
lien quan cua hQ cung so hU'u ha~c so hU'u rieng co phan ha~c von gop tren
35% (ba mu'di lam phan tram) von dieu 1~.
2. Vi~c ke khai quy djnh t9i khaan 1 Dieu nay phai du'Q'c thl,fc hi~n trang thai h9n 07
(bay) ngay lam vi~c, ke w ngay phat sinh IQ'i fch lien quan; vi~c sU'a doi, bo sung
phai du'Q'c khai baa voi Cong ty trang thai h9n 07 (bay) ngay lam vi~c, ke W ngay
co sU'a doi, bo sung tu'dng U'ng.
3. Vi~c ke khai quy djnh t9i khaan 1 va khaan 2 Di'eu nay phai du'Q'c thong baa cha
D9i h()i dong co dong t9i cu()c hQp thu'ong nien va du'Q'c niem yet, lu'u giU' t9i trt,J so
chfnh cua Cong ty. Co dong, d9i di~n thea uy quyen cua co dong, thanh vien H()i
dong quan trj, Ban kiem saat, Tong Giam doc co quyen xem xet n()i dung ke khai
bat cU' luc naa neu xet thay can thiet.
4. Thanh vien H()i dong quan trj, Tong Giam doc nhan danh ca nhan ha~c nhan danh
ngu'ai khac de thl,fc hi~n cong vi~c du'oi mQi hlnh thU'c trang ph9m vi cong vi~c kinh
daanh cua Cong ty deu phai giai trlnh ban chat, n()i dung cua cong vi~c do tru'oc
H()i dong quan trj, Ban kiem saat va chi du'Q'c thl,fc hi~n khi du'Q'c da so thanh vien
con l9i cua H()i dong quan trj chap thu~n; neu thl,fc hi~n ma khong khai baa ha~c
khong du'Q'C SL,f chap thu~n cua H(}i dong quan trj thl tat ca thu nh~p CO du'Q'c ttl ha9t d()pg do thu()c ve Cong ty.
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areu 1~ Cong ty co phan Quim ly Quy Huu Ngh!
Di'eu 67. Hqp dong, giao djch phai du'qc f>~i hQi dong co dong ho~c HQi dong quan
tri chap thu~n
1. Hqp dong, giao djch giG'a Cong ty voi cck doi tu'qng sau day phai du'qc D«;1i h9i
dong co dong ho~c H9i dong quan trl chap thu~n:
a. Co dong, ngu'oi d«;1i di~n uy quyen cua co dong so hG'u tren 35% (ba mu'di lam
phan tram) tong so co phan pho thong cua Cong ty va nhG'ng ngu'oi c6 lien
quan den h<;>;
b. Thanh vien H9i dong quan trj, Tong Giam doc;
c. Doanh nghi~p quy djnh tc;1i diem a va b Khoan 1 Dieu 66 Dieu I~ nay va ngu'oi c6 lien quan cua thanh vien H9i dong quan trj, Tong Giam doc.
2. H9i dong quan trj chap thu~n cac hqp dong va giao djch c6 gia trj nh6 hdn 50%
(nam mu'di phan tram) tong gia trj tai san cua doanh nghi~p ghi trong bao cao
tai chfnh gan nhat. Trong trliong hqp nay, ngu'oi d9i di~n theo phap lu~t phai
gU'i den cac thanh vien H9i dong quan trj; niem yet t9i tn,J so chfnh, chi nhanh
cua Cong ty dl/ thao hqp dong ho~c thong bao n9i dung chu yeu cua giao djch.
H9i dong quan trl quyet djnh vi~c chap thu~n hqp dong trong thai hc;1n 15 (mu'oi lam) ngay, ke tLt ngay niem yet; thanh vien c6 lqi fch lien quan khong c6 quyen
bieu quyet;
3. D«;li hQi dong co dong chap thu~n cac hqp dong va giao djch khac tni tru'ong
hqp quy djnh t«;li khoan 2 Dieu nay. H9i dong quan trj trlnh dl/ thao hqp dong
ho~c giai trlnh ve nQi dung ChU yeu cua giao djch t«;li CUQC h<;>p D«;li hQi dong CO
dong ho~c lay y kien co dong bang van ban. Trong tru'ong hqp nay, co dong c6
lien quan khong c6 quyen bieu quyet; hqp dong ho~c giao djch du'qc chap
thu~n khi c6 so co dong d9i di~n 65% (sau mu'di lam phan tram) tong so phieu
bieu quyet con l«;li dong y.
4. Giao djch, hqp dong bj vo hi~u va xu ly theo quy djnh cua phap lu~t khi du'qc
giao ket ho~C thl/C hi~n ma chu'a du'qc chap thu~n theo quy djnh tc;1i khoan 2 Va
khoan 3 Dieu nay. Ngu'oi d«;1i di~n theo phap lu~t cua Cong ty, co dong, thanh
vien HQi dong quan trj ho~c Tong Giam doc c6 lien quan phai boi thu'ong thi~t
h9i phat sinh, hoan tra cho Cong ty cac khoan lqi thu du'qc tlt vi~c thlfc hi~n hqp dong, giao djch d6.
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£>feu 1~ Cong ty co phan Quan ly Quy HU'u Nghj
CHu'O'NGIV
TRACH NHI~M, NGHIA VI) VA H~N CHE TRONG HO~T f>QNG CUA CONG TY
ereu 68. Cac quy djnh ve trach nhi~m va nghia VIJ cua Cong ty
1. Cong ty du'qc thl/c hi~n cck nghi~p VL;J kinh doanh sau day:
a. L~p va quim ly quy dau tu' chU'ng khoan, c6ng ty dau tu' chU'ng khoan;
b. Quim ly danh mt,Jc dau tu' chU'ng khoan.
2. f)~j di~n cho quyen lqi cua nha dau tu', co dong va nha dau tu' uy thac, quy djnh
trong Dieu I~ quy, Dieu I~ cong ty dau tu' chU'ng khoan ho~c Hqp dong quim ly dau
tu', thlfc hi~n quyen bieu quyet t~i cu9c h9p D~i h9i dong co dong ho~c H9i dong quim trj cua to chU'c phat hanh ma quy, cong ty dau tu' chU'ng khoan, nha dau tu'
uy thac Ia CO dong, thl/C hi~n quyen bieu quye't t~i CUQC hQp HQi dong thanh vien
cua doanh nghi~p ma quy, cong ty dau tu' chU'ng khoan, nha dau tu' uy thac tham
gia gop von.
3. Trong tru'ong hqp quim ly quy d~ng dong, danh mt,Jc dau tu' ho~c cong ty dau tu'
chU'ng khoan, Cong ty du'qc hu'ong cac khoim phf va thu'ong phu hqp voi quy djnh
cua phap lu~t va cac quy djnh t~i Dieu I~ quy, Dieu I~ cong ty dau tu' chU'ng khoan, Hqp dong quim ly dau tu'. Trong tru'ong hqp Dieu 1~ quy, Dieu 1~ cong ty dau tu'
chU'ng khoan, Hqp dong quim ly dau tu' co quy djnh ve mU'c thu'ong cho Cong ty
tren cd so ket qua dau tu', thl C6ng ty chi du'qc phep hu'ong mU'c thu'ong nay neu tY I~ tang tru'ong gia tr! tai san rong cua quy, gia trj tai san rong cua cong ty dau tu'
chU'ng khoan, gia tri danh mt,Jc uy thac do Cong ty quan ly tang cao hdn so voi m9t tY I~ tham chiE§'u du'qc nha dau tu' chap thu~n. Vi~c xac djnh mU'c thu'ong va thanh
toan phf thu'ong cho Cong ty khi thl/c hi~n ho~t a9ng quan ly quy d~i chung d~ng
dong, cong ty dau tu' chU'ng khoan d~i chung, du'qc thl/c hi~n theo nguyen tac sau:
a. MU'c thu'ong du'qc tfnh tren cd so phan lqi nhu~n vu'qt tr9i so voi lqi nhu~n cua thj
tru'ong (tY I~ tang tru'ong cua cac chi so th! tru'ong) da du'qc dieu chinh theo cd cau
danh mt,Jc dau tu' cua quy, cong ty dau tu' chU'ng khoan. MU'c thu'ong phai du'qc quy
djnh r5 trong Dieu I~ quy, Dieu I~ c6ng ty dau tu' chU'ng khoan va Ban cao b~ch va
phai du'qc nha dau tu' chap thu~n.
b. MU'c thu'ong phai du'qc dieu chinh giam tnJ' va se khong du'qc thanh toan neu ho~t
d9ng dau tu' t~i cac nam lien tru'oc b! thua 16 va mU'c 16 nay chu'a du'qc bu clap. MU'c
dieu chinh phai du'qc quy d!nh r5 trong Dieu I~ quy, Dieu I~ c6ng ty dau tu' chU'ng
khoan va Ban cao b~ch va phai du'qc nha dau tu' chap thu~n;
c. Phf thu'ong chi du'qc thanh toan khi da thanh toan cac khoan phai tra khac. Phf
thu'ong du'qc xac djnh dl/a tren bao cao tai chfnh nam da du'qc kiem toan.
4. Tuan thy cac quy djnh phap lu~t Vi~t Nam, Dieu I~ quy, Dieu I~ cong ty dau tu' chU'ng khoan ho~c Hqp dong quan ly dau tu'.
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£>feu 1~ Cong ty co ph·an Quim ly Quy HU'u Nghj
5. Tl/ nguy~n, cong bang, trung thl/C, vl lqi fch tot nhat cua quy, cong ty dau tu'
chU'ng khoan, nha dau tu' va nha dau tu' uy thac.
6. Ky hqp dong voi ngan hang lu'u ky, ngan hang giam sat trong d6 c6 cac dieu khoim
chi tiet ve quyen va nghia Vl,l CUa CaC ben lien quan trong Vi~C qufm ly tai sim CUa quy, cong ty dau tu' chU'ng khoan va tai sim uy thac.
7. Ky hqp dong voi nha dau tu' uy thac, cong ty dau tu' chU'ng khoan khi cung cap dich
Vl,J quim ly danh ml,IC dau tu' ho~C quan ly tai san CUa COng ty dau tu' ChUng khoan.
8. Thtfc hi~n vi~c dau tu' tai san cua quy, cua cong ty dau tu' chU'ng khoan, tai san uy
thac theo dung cac quy dinh cua phap lu~t, Dieu I~ quy, Dieu I~ cong ty dau tu' chU'ng khoan va Hqp dong quan ly dau tu'.
9. Cong ty chiu trach nhi~m den bu cac ton that gay ra cho quy, cong ty dau tu' chU'ng
khoan ho~c nha dau tu' vao quy, vao cong ty dau tu' chU'ng khoan, nha dau tu' uy
thac do nhan vien cua Cong ty ho~c Cong ty khong thtfc hi~n dung nghia Vl,l theo
quy dinh cua phap lu~t ho~c vi ph~m cac quy dinh cua phap lu~t trong ho~t d9ng
chU'ng khoan va thi tru'ong chU'ng khoan. MU'c boi thu'ong phai du'qc nha dau tu'
chap thu~n, ke ca nhung nha dau tu' da tU'ng nam giG' chU'ng chi quy, co phieu cong ty dau tu' chU'ng khoan, nha dau tu' uy thac da cham dU't hqp dong quan ly
danh m1,1c dau tu' v6'i Cong ty.
10. Dam bao vi~c quan ly dQC l~p va tach bi~t tai san cua tllng quy, tU'ng cong ty dau
tu' chU'ng khoan, tai san cua tung nha dau tu' uy thac va tai san cua chfnh Cong ty.
11. Cong ty phai thiet l~p quy trlnh phan bo tai san giao dich thong nhat, hqp ly, cong
bang khi thtfc hi~n giao dich cho quy, cong ty dau tu' chU'ng khoan, nha dau tu' uy
thac va cho ban than Cong ty. Quy trlnh nay phai du'qc Sl/ chap thu~n cua nha dau
tu' uy thac, Ban d~i di~n quy, HQi dong quim tri cong ty dau tu' chU'ng khoan va ngan hang giam sat, ngan hang lu'u ky. Trong tru'ong hqp Cong ty mua ho~c ban
cung m9t lo~i tai san t~i cung m9t thai diem cho cac quy, cong ty dau tu' chU'ng
khoan do mlnh quan ly va cho ban than Cong ty, vi~c phan bo tai san giao dich
du'qc thtfc hi~n theo tr~t W u'u tien sau:
a. lfu tien phan bo tai san giao dich cho cac quy, cong ty dau tu' chU'ng khoan do
mlnh quan ly. Vi~c phan bo tai san phai dam bao stf cong bang va hqp ly ve quyen lqi giua cac quy, cong ty dau tu' chU'ng khoan;
b. Vi~c phan bo tai san cho ban than Cong ty chi du'qc thtfc hi~n sau khi da dap U'ng
du'qc quy dinh t~i Diem a Khoan nay.
12. Bao dam quan h~ uy quyen trach nhi~m trong ho~t dQng quan ly quy, quan ly danh
ml,IC dau tu' cho ben thU' ba va Sl/ thay doi cd cau to chU'c, quan ly cua Cong ty
khong gay anh hu'ong bat lqi den quyen lqi cua nha dau tu' vao quy, vao cong ty
dau tu' chU'ng khoan va nha dau tu' uy thac. Quan h~ uy quyen neu tren phai dam bao: '
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ereu I~ Cong ty co phan Quim ly Quy HU'u Nghj
a. Ben nh~n uy quyen phai Ia mqt to chuc tai chfnh du'qc cap phep doi voi hoc;~t dqng
du'qc uy quyen;
b. Ck thong tin cd bim ve ben nh~n uy quyen phai du'qc cung cap cho Ban Dt;~i di~n
quy, H9i dong quim tri cong ty dau tu' chung khoan, va cac nha dau tu' uy thac;
c. Vi~c uy quyen neu tren phai du'QC Sl/ chap thu~n bang van ban cua Ban Dt;~i di~n
quy, Hqi dong quan tri cong ty dau tu' chung khoan, va cac nha dau tu' uy thac;
d. Cong ty thljc hi~n vi~c uy quyen phai bao cao Uy ban ChU'ng khoan Nha nu'oc, kem
theo van bim xac nh~n tc;~i Dh~m c Khoan nay.
13. Cong ty thljc hi~n vi~c uy quyen theo quy dinh tc;~i Khoan 12 Dieu nay co trach nhi~m giam sat va dam bao Vi~C thl/C hi~n cac hOi;lt d9ng Uy quyen do du'QC thl/C hi~n nhanh chong va phu hqp voi quy dinh cua phap lu~t, Dieu I~ quy, Dieu I~ cong
ty dau tu' chung khoan va Hqp dong quan ly dau tu'. Cong ty phai chiu m9i trach
nhi~m doi voi nhCfng thi~t hi;li cho quy, cong ty dau tu' chung khoan va nha dau tu'
uy thac phat sinh tU vi~c uy quyen nay.
14. Cong ty co nghia Vl,J thljc hi~n vi~c xac dinh gia tri tai san rang cua quy, gia tri tai
san rang CUa cong ty dau tu' Chung khoan; gia tri tai san rang tren mqt ddn Vi Chung chi quy, CO phh§'u cong ty dau tu' Chung khoan, gia tri danh mt,JC dau tu' va
cac hoi;lt d9ng khac theo quy dinh cua phap lu~t, Dieu I~ Quy, Dieu I~ cong ty dau tu' chung khoan, Hqp dong quan ly danh mt,JC dau tu'. Dich VIJ xac dinh gia tri tai
san rang cua quy, gia tri tai san rang cua cong ty dau tu' chung khoan, gia tri tai
san rang tren mqt ddn Vi Chung chi quy, CO phieu cong ty dau tu' Chung khoan CO
the do ngan hang giam sat cung cap tren cd so hqp dong ky giCi'a Cong ty voi ngan
hang giam sat. Trang tru'ang hqp ngan hang giam sat cung cap dich VIJ dinh gia tai
san rang, Cong ty phai giam sat va dam bao vi~c dinh gia tai san rang tuan thu
theo cac quy dinh hi~n hanh.
15. Cong ty co trach nhi~m l~p, lu'u trCf va c~p nh~t kjp thai So dang ky nha dau tu', So
dang ky co dong. Djch VIJ l~p, lu'u trCf va c~p nh~t So dang ky nha dau tu', So dang
ky co dong co the do m9t b9 ph~n cua ngan hang giam sat ho~c Trung tam lu'u ky
Chung khoan cung cap tren cd so hqp dong giCfa Cong ty voi ngan hang giam sat,
Trung tam lu'u ky Chung khoan. Trang tru'ang hqp ngan hang giam sat, Trung tam
lu'u ky Chung khoan cung cap djch VIJ l~p, ll:fu trG' va c~p nh~t So dang ky nha dau tu', So dang ky co dong, Cong ty phai giam sat va dam bao cong vi~c nay du'qc
thl/C hi~n theo cac quy djnh hi~n hanh.
16. Cong ty phai kjp thai thong bao bang van ban cho ngan hang giam sat, ngan hang
lu'u ky ve quyen bieu quyet va y kien bieu quyet rna ngan hang giam sat, ngan.
hang lu'u ky du'qc Cong ty uy quyen thl/c hi~n thay m~t cho quyen lqi cua quy,
cong ty dau tu' Chung khoan, nha dau tu' uy thac trong cac CUQC hQp Di;li h9i dong ,co dong, H9i dong quan trj, Hqi dong thanh vien cua cac to chuc phat hanh, doanh 'nghi~p ma quy, cong ty dau tu' chung khoan, nha dau tu' uy thac Ia co dong tham
gia gop von.
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£>feu 1~ Cong ty co ph'an Qui:'m ly Quy HU'u Ngh!
17. Cong ty c6 nghTa Vl,J cung cap kip thai, day du cck thong tin can thiet ve quy, cong
ty dau tu' chU'ng khoan, tai san uy thac cho ngan himg giam sat, ngan himg lu'u ky
de dam bao ngan himg giam sat, ngan himg lu'u kY c6 du thong tin nham thljc hi~n day du quyen va nghTa Vl,J doi voi quy, cong ty dau tu' chU'ng khoan, nha dau tu' uy
thac theo cac quy dinh cua phap lu~t. Toi thieu 01 (mi;>t) thang mi;>t ian, Cong ty c6
nghTa Vl,J thljc hi~n vi~c doi chieu va xac nh~n tai san cua tUng quy, tUng cong ty
dau tu' chU'ng khoan, tltng nha dau tu' uy thac voi ngan hang giam sat, ngan hang
lu'u ky.
18. Trong tru'ang hqp ngan hang giam sat phat hi~n cac giao dich tai san quy, cong ty
dau tu' chU'ng khoan khong phu hqp voi quy dinh cua phap lu~t, Dieu I~ quy, Dieu I~ cong ty dau tu' chU'ng khoan ho~c vu'qt qua tham quyen cua Cong ty va da thong
bao cho Cong ty thi Cong ty phai huy b6 giao dich d6 ho~c thl/c hi~n mua ho~c ban
tai san cua quy, cong ty dau tu' chLJ'ng khoan nham phl,JC hoi Vi the quy, cong ty
dau tu' chU'ng khoan nhu' tru'oc khi c6 giao dich trong thai gian som nhat. Vi~c khoi
phl,JC Vi the phai du'qc thljc hi~n trong VOng 03 (ba) thang ke tlf khi phat Sinh giao
dich khong phu hqp. MQi chi phf phat sinh lien quan den cac giao dich nay va
nhO'ng ton that cua quy, cong ty dau tu' chU'ng khoan (neu c6) do Cong ty chiu,
khong du'qc tfnh vao chi phf quan ly quy.
19. Mua bao hiem trach nhi~m nghe nghi~p cho ngu'ai hanh nghe quan ly quy tc;Ji Cong
ty theo quy dinh cua phap lu~t ho~c trfch l~p quy dl/ phong rui ro de boi thu'ang
thi~t h9i ChO nha dau tu' do Sl/ CO ky thu~t va Sd suat cua ngu'ai hanh nghe quan ly
quy trong qua trinh tac nghi~p.
20. Xay dljng va ban hanh cac quy trinh nghi~p Vl,J ap dl,lng cho tltng Vi trf lam vi~c,
quy trinh kiem soat n9i bQ va bQ d9o dU'c nghe nghi~p ap dl,lng cho nhan vien lam
vi~c trong Cong ty nham ngan ngU'a nhung xung di;>t lqi fch tiem tang trong n(?i bQ
Cong ty, giua Cong ty voi cac quy, cac cong ty dau tu' chU'ng khoan do Cong ty
quan ly va nha dau tu' uy thac, giua cac khach hang cua Cong ty cung nhu' trong
giao dich VOi ngu'ai CO lien quan. Quy dinh ve Vi~C tuan thu bQ dc;JO dLJ'c nghe
nghi~p cua Cong ty se Ia m(?t dieu khoan bat bu(?c cua Hqp dong lao d(?ng giua
Cong ty va ngu'ai lao d(?ng trong Cong ty.
21. Hang nam to chU'c dao t90, t~p huan nham nang cao trinh dQ cho can bQ va nhan
vien, dam bao dQi ngu nhan vien va can bQ quan ly c6 trinh dQ chuyen mon, ky
nang Va kien th((c ve phap lu~t du'<;jC C~p nh~t Va phu hqp VOi nhi~m Vl,J cong tac.
Thong tin ve ho9t d(?ng dao t90 trong nam cua Cong ty can du'qc gU'i kem trong
bao cao tinh hinh h09t d(?ng hang nam gill cho Uy ban ChU'ng khoan Nha nu'oc.
22. Cong ty c6 nghTa Vl,J xay dljng, ban hanh va bao cao Uy ban ChU'ng khoan Nha
nu'oc cac chfnh Sikh, quy trinh quan ly rui ro phu hqp VOi quy dinh cua phap lu~t
nham kip thai phan tfch, danh gia, theo doi va quan ly rui ro trong h09t d(?ng dau
ty' cho quy, cong ty dau tu' chU'ng khoan va tai san uy thac.
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) l.~ • ...
areu 1~ Cong ty co phan Quim ly Quy HU'u Nghj
23. Tuan thu che dQ ke toan, kiE~m toan, thong ke, tht,(c hi~n nghia Vl,J tai chfnh va cac
che d9 bao cao, cong bo thong tin theo quy djnh cua phap lu~t.
24. Lu'u trG' day du cac chU'ng tU' va tai khoim phim anh chi tiet, chfnh xac va kjp thoi
mQi l~nh d~t giao djch hang ngay cua ttlng quy, tU'ng cong ty dau tu' chU'ng khoan,
l~nh d~t giao djch hang ngay cho cac danh mt,~c uy thac va giao djch hang ngay cua
chfnh Cong ty cLing nhu' cac giao djch cua nhan vien trong Cong ty, thU' tl/ l~nh d~t va giao djch du'qc tht,(c hi~n. Cac chU'ng ttl nay bao gam:
a. Cac hqp dong phan phoi;
b. cac hqp dong quan ly dau tu';
c. ChU'ng ttl lien quan toi vi~c chao ban chU'ng chi quy, co phieu cong ty dau tu' chU'ng khoan;
d. Cac tai li~u, chU'ng ttl quy djnh khac theo quy djnh cua phap lu~t.
25. Cac chU'ng ttl theo quy djnh tc;Ji khoan 24 Dieu nay phai du'qc lu'u trG' trong thoi gian
toi thieu Ia 15 (mu'oi lam) nam va phai cung cap cho Uy ban Chung khoan Nha
nu'oc khi c6 yeu cau.
26. Cong ty c6 trach nhi~m dam bao vi~c dau tu' tai san cua nha dau tu' nu'ck ngoai tc;Ji
Vi~t Nam trong ho9t d()ng quan ly danh mt,~c dau tu', ho9t d9ng quan ly quy thanh
vien c6 nha dau tu' nu'oc ngoai tham gia, tuan thu theo cac quy djnh phap lu~t ve
hc;Jn che tY I~ so hG'u, trt,(c tiep ho~c gian tiep, tc;Ji cac doanh nghi~p Vi~t Nam.
27. Cong ty phai ghi r6 tc;Ji trang bla cua Ban cao bc;!Ch quy va cac tai li~u quang cao
dau tu' n(}i dung canh bao ve rui ro, Ct,J the nhu' sau:
II Quy dau tu' . . . mo ta trong Ban cao bi}Ch nay Ia Quy dau tu' Ch{/ng khoan
thanh l?p thea Lu?t Ch(/ng khoan du'(/c Quae ht}i thong qua ngay 29 thang 06 nam
2006 va cac van ban hu'cfng d§n thi hanh. Ban cao bi}Ch nay da du'(/c dang ky vcii
Uy ban Ch(/ng khoan Nha nu'cfc vao ngay ... thang ... nam ...
Uy ban Chifng khoan Nha mlcfc cap Giay chifng nh?n chao ban chifng chi Quy
nay ra cong chung chi c6 nghia Ia vi~c dang ky chao ban chifng chi Quy nay da
du'(/c thi/C hi~n thea dung cac quy djnh cua phap !u?t lien quan, khong ham y baa
dam ve n9i dung cua Ban caa bi}Ch ding nhu' mf!C tieu, chien /u'(/c dau tu' cua Quf
Gia trj chtJng chi QuY, kha nang sinh /oi va m(/c rui ra du'(/c xac cfjnh trang tai /i~u
nay chi mang tfnh tham khaa va c6 the' thay dol tuy vaa tinh hinh thj tru'dng. V'i~c dau
tu' vaa Quy nay khong ham y baa dam kha nang sinh loi cha nha dau tU: Nha dau tu'
can can nhac kf ve cac rui ra va m(/c d9 rui ra va m(/c d9 rui ra tru'cfc khi quyet
djnh dau tu' vao Quy'~
28. Vi~c sU' dt,~ng tai san uy thac du'qc huy d()ng tc;Ji Vi~t Nam de dau tu' vao chU'ng
khoan du'qc phat hanh boi cac to chU'c nu'oc ngoai, chU'ng khoan phat hanh boi cac
to chU'c phat hanh du'qc dieu chinh boi lu~t phap nu'oc ngoai ho~c chU'ng khoan
phat hanh t9i nu'oc ngoai phai du'qc Dc;Ji h9i nha dau tu' quy d9i chung, D9i h9i
-46-
.•
ereu 1~ Cong ty co phan Quim ly Quy HU'u Nghi
thfmh vien quy thimh vien, D~i hqi dong co dong cong ty dau tu' chU'ng khoan, nha
dau tu' uy thac dong y. Vi~c dau tu' ra nu'oc ngoai phai tuan thu theo cac quy djnh
phap lu~t ve dau tu' ra nu'oc ngoai, quy djnh ve quan ly ngo~i hoi va phai du'qc cd
quan co tham quyen chap thu~n bang van ban.
ereu 69: H~n che doi voi ho~t dQng cua Cong ty va nhan vien lam vi~c t~i Cong ty
1. Cong ty khong du'qc huy dqng va quan ly quy thanh vien co tU' 31 (ba mu'di mot)
thanh vien gop von tro len.
2. Cong ty khong du'qc Ia ngu'oi co lien quan, co quan h~ so hCiu doi voi ngan hang
giam sat, ngan hang lu'u ky cua quy, cong ty dau tu' chU'ng khoan ma C6ng ty dang
quan ly. Thanh vien Hqi dong quan trj, Tong Giam doc, Pho Tong Giam doc,
ngu'oi hanh nghe quan ly quy cua Cong ty khong du'qc dong thoi lam vi~c cho
ngan hang giam sat, ngan hang lu'u ky cua quy, cong ty dau tu' chU'ng khoan ma
Cong ty dang quan ly va ngu'qc l~i.
3. Ngu'oi co lien quan cua Cong ty, ngu'Oi hanh nghe quan ly quy, ngu'oi lam vi~c t~i Cong
ty chi du'<;fc mua, ban cac chU'ng chi quy d~i chung, co phieu c6ng ty dau tu' chU'ng
khoan d~i chung ma Cong ty dang quan ly thong qua h~ thong giao djch theo phu'dng
thU'c khop l~nh t~p trung t~i So giao djch ChU'ng khoan, Trung tam Giao djch ChU'ng
khoan va khi Dieu 1~ quy, Dieu 1~ c6ng ty dau tu' chU'ng khoan cho phep.
4. Tn! tru'ong h<;fp cac giao djch mua, ban quy djnh t~i Khoan 3 Dieu nay, ngu'oi co
lien quan cua Cong ty, ngu'oi hanh nghe quan ly quy, ngu'oi lam vi~c t~i C6ng ty
khong du'<;fc Ia doi tac trong cac giao djch khac voi quy d~i chung, c6ng ty dau tu'
chU'ng khoan d~i chung ma Cong ty dang quan ly.
5. Cong ty, ngu'oi co lien quan cua Cong ty, ngu'oi hanh nghe quan ly quy khong du'qc
Ia doi tac mua ho~c ban trong giao djch tai san dau tu' trong danh mL,JC cua nha dau
tu' uy thac Cong ty dang quan ly, tn! tru'ong hqp giao djch nay du'qc thtjc hi~n
thong qua h~ thong giao djch theo phu'dng thU'c khop l~nh t~p trung t~i So giao
djch ChU'ng khoan, Trung tam giao djch ChU'ng khoan ho~c da du'<;fc quy djnh Cl,J
the trong Hqp dong quan ly dau tu' va da du'qc nha dau tu' uy thac chap thu~n cho
phep thtfc hi~n tru'oc bang van ban.
6. Tat ca cac giao djch ChU'ng khoan cua thanh vien Hqi dong quan trl, Tong Giam
doc, Pho Tong Giam doc, thanh vien Ban Kiem soat, kiem soat vien, ngu'oi hanh
nghe quan ly quy va cac nhan vien cua Cong ty phai bao cao bq ph~n kiem soat nqi
bq. Thong tin ve cac giao djch neu tren bao gam: Lo~i chU'ng khoan, gia chU'ng
khoan, thoi gian giao djch, phu'dng thU'c giao djch, tong gia trl giao djch, phai du'qc
lu'u trCi' trong vong 15 (mu'oi lam) nam va cung cap cho Uy ban ChU'ng khoan Nha
nlloc khi co yeu d~u.
7. Khi Cong ty giao djch cac tai san cua quy, cua cong ty dau tu' chU'ng khoan, tai san
' uy thac thl thanh vien Hqi dong quan trj, Tong Giam doc, Pho Tong Giam doc,
ngu'oi hanh nghe quan ly quy va cac nhan vien cua Cong ty khong du'<;fc phep yeu
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£>feu 1~ Cong ty co ph'an Quim ly Quy Hli'u Nghi
cau, doi hoi ho~c tiep nh~n, du'oi danh nghia ca nhan ho~c danh nghia Cong ty, bat
ky khoim thu lao, IQ'i nhu~n hay IQ'i fch nao tt! vi~c thlfc hi~n cck giao djch tai sim
quy, tai sim cong ty dau tu' chU'ng khoan ho~c giao djch tai sim uy thac do m9t to
chU'c thU' ba cung cap ngo~i trt! cac khoim phf, thu'ong da du'Q'c neu r6 trong Dieu
I~ quy, Dieu I~ cong ty dau tu' chU'ng khoan ho~c trong HQ'p dong quan ly dau tu'.
Quy djnh nay ap dt,mg doi voi tat ca cac lo~i hlnh quy thanh vien, quy d~i chung,
cong ty dau tu' chU'ng khoan.
s. cong ty khong du'Q'c:
a. SU' dt,mg tai san cua quy, cong ty dau tu' chU'ng khoan do mlnh quan ly de dau tu'
vao chfnh quy, cong ty dau tu' chU'ng khoan do;
b. SU' dL;Jng tai san cua quy, cong ty dau tu' chU'ng khoan do mlnh quan ly de dau tu'
viiO cac quy d~i chung, cong ty dau tu' chU'ng khoan d~i chung khac do mlnh quan
ly;
c. SU' dL;Jng tai san cua quy d~i chung, cong ty dau tlf chU'ng khoan d~i chung de dau
tu' vao cac quy dau tu', cong ty dau tu' chU'ng khoan khac do mlnh quan ly;
d. Su dL;Jng tai san cua Cong ty, tai san uy thac thea danh mL;JC dau tu' do mlnh quan
ly de dau tu' vao cac quy d~i chung, cong ty dau tu' chU'ng khoan d~i chung thanh
l~p thea phap lu~t Vi~t nam do mlnh quan ly.
9. Cong ty chi du'Q'c su dL;Jng von cua Cong ty, tai san uy thac quan ly danh mL;JC dau
tu', tai san cua quy thanh vien, cong ty dau tu' chU'ng khoan phat hanh rieng le de
dau tu' vao cac quy thanh vien, cac cong ty dau tu' chU'ng khoan phat hanh rieng le
khac thanh l~p thea phap lu~t Vi~t Nam rna Cong ty dang quan ly, trong tru'ong
hQ'p Dieu I~ quy, HQ'p dong quan ly dau tu', Bien ban thoa thu~n gop von co quy
djnh cho phep Cong ty thlfc hi~n vi~c dau tu' nay voi mU'c phf quan ly phu hQ'p da
du'Q'c nha dau tu' chap thu~n.
10. Cong ty khong du'Q'c su dL;Jng tai san cua quy d~i chung, cua cong ty dau tlf chU'ng
khoan d~i chung de gop von lien doanh, lien ket ho~c dau tu' vao chfnh Cong ty,
dau tu' vao to chU'c kinh te Ia ngu'oi co lien quan Cong ty, to chU'c kinh te Ia ngu'oi
co lien quan cua thanh vien HQi dong quan trj, Tong Giam doc, Pho Tong Giam doc,
ngu'oi hanh nghe quan ly quy. Cong ty co the su dL;Jng von cua quy thanh vien, tai
san cua nha dau tu' uy thac de thlfc hi~n cac ho~t dQng dau tu' nay trong tru'ong
hQ'p Dieu I~ quy, HQ'p dong quan ly dau tu', Bien ban thoa thu~n gop von co quy
djnh cho phep Cong ty thlfc hi~n vi~c dau tu' nay voi mU'c phf quan ly phu hQ'p da
du'Q'c nha dau tlf chap thu~n.
11. Cong ty khong du'Q'c su dL;Jng tai san cua quy, cua cong ty dau tu' chU'ng khoan,·tai
san uy thac de cho vay, baa lanh cho bat ky khoan vay nao cua Cong ty, ngu'oi co
lien quan cua Cong ty, ho~c de thanh toan nghia Vl;J nQ' cua ban than Cong ty, thanh toan cac nghia Vl;J nq cua ngu'oi co lien quan cua Cong ty ho~c cua bat ky
m9t doi tac nao.
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(
it
'.
areu I~ Cong ty co phan Quim ly Quy HU'u Nghj
12. Cong ty phai kiem soat va dam bao chi phf giao djch trong cac giao djch tai san cua quy dc;Ii chung, cong ty dau tu' chung khoan dc;Ii chung 0 muc hqp ly va khong cao hdn muc chi phf giao djch blnh quan tren thl tru'ong.
13. Cong ty chi du'qc quan ly von dau tu' cua cong ty dau tu' chung khoan dc;Ii chung va quim ly quy dc;Ii chung khi dap ung du'qc nhCi'ng dieu ki~n sau:
a. c6 toi thieu 02 (hai) ngu'oi hanh nghe quan ly quy da c6 kinh nghi~m quan ly quy,
quan ly danh ml,JC dau tu' va thl,(c hi~n quan ly quy, quan ly danh ml,JC dau tu' CO hi~u qua trong thai gian ft nhat 02 (hai) nam;
b. Ngu'oi hanh nghe quan ly quy theo quy dinh tc;Ii Diem a Khoan nay khong bj xu phc;1t vi phc;Im h~tnh chfnh ve hoc;It d(?ng chung khoan va thi tru'ong chung khoan trong qua trlnh thl,I'c hi~n quan ly quy, quan ly danh m1,1c dau tu'.
14. Cong ty phai tuan thu cac hc;In che dau tu' trong hoc;It d(?ng quan ly quy dc;Ii chung quy djnh tc;Ii Dieu 92 Lu~t Chung khoan.
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f>ieu 1~ Cong ty co ph'an Quim ly Quy HU'u Nghj
CHu'O'NG V
CONG BO THONG TIN, CHE f)Q TAl CHiNH- KE TOAN- KIE,M TOAN, GIAI QUYET A~ A A' I A ' 'A I
TRANH CHAP NQI BQ VA CAC VAN f>E KHAC
f>i'eu 70. Che dQ cong bo thong tin va nghia VI:! bao cao
1. Cong ty CO nghia Vl:J thl/C hi~n che dQ cong bo thong tin va bao cao ve hoc;~t d()ng
cua Cong ty va cac quy, cong ty dau tu' chung khoan do Cong ty quim ly, dong thoi
thi/C hi~n che dQ lu'U trCi' ho Sd giay to theo quy djnh cua phap lu~t.
2. Cong ty c6 trach nhi~m cung cap thong tin cho nha dau tu' theo quy d!nh cua phap
lu~t va Dieu I~ nay.
3. Cong ty phai dam bao c6 du cac tai li~u sau day tc;ti tn,J so chfnh, chi nhanh, van
phang dc;ti di~n, van phang cac dc;~i ly phan phoi cua minh cClng nhu' tc;~i trang thong
t in di~n tU' cua Cong ty de nha dau tu' tham khao:
a. Dieu I~ quy, Dieu I~ cong ty dau tu' chung khoan, Ban cao bc;tch;
b. Bao cao thang gan nhat va bao cao nam cua quy, cong ty dau tu' chung khoan
trong 05 (nam) nam gan nhat;
c. Ban danh gia moi nhat ve tong gia tr! tai san rang, gia trj tai san rang tren m9t ddn
vj chung chi quy, co phieu cua cong ty dau tu' chung khoan theo quy djnh cua phap
lu~t;
d. Cac tai li~u, bao cao, h<;1p dong d§n chieu trong Ban cao bc;tch;
e. Doi voi nha dau tu' uy thac: H<;1p dong quan ly dau tu' voi cac thong tin can thiet
phai c6 trong h<;1p dong.
f>i'eu 71. Nam tai chinh
1. Nam tai chfnh cua Cong ty bat dau W ngay 01 thang 01 va ket thuc vao ngay 31
thang 12 hang nam.
2. Nam tai chfnh dau tien bat dau tlt ngay du'<;1c cap Giay phep thanh l~p va hoc;~t d()ng
va ket thuc vao ngay 31 thang 12 cua nam d6.
areu 12. H~ thong ke toan
1. H~ thong ke toan ma Cong ty slr' dt,mg Ia h~ thong ke toan Vi~t Nam ho~c bat ky h~
thong ke toan nao khac du'<;ic B9 Tai chfnh chap thu~n.
2. Cong ty slr' dt,mg Dong Vi~t Nam lam ddn v! tien t~ de hc;~ch toan ke toan.
t>i'eu 73. Kiem toan va kiem tra Cong ty
1. Kiem toan
a. Dc;t f h9i dong co dong hang nam chi d!nh m9t Cong ty kiem toan d9c l~p theo quy
djnh cua phap lu~t de tien hanh cac hoc;~t d()ng kiem toan cho nam tai chfnh tiep
-so-
~ '2.9~
;...---~6~; ~61 ·AN' ,cru: '--I kif. ~
areu 1~ Cong ty co phan Quan ly Quy HU'u Ngh!
theo theo nhU'ng dfeu khoim va dieu ki~n th6a thu~n giU'a cong ty kiem toan d6 va
H()i
dong quim trj. Doi voi nam tai chfnh dau tien, H()i dong
quim trj se chi djnh m9t cong ty kiem toan de tiE~'n hanh cac hoc;~t d()ng kiem toan
theo quy djnh cua phap lu~t;
b. Cong ty phai chuan bj va gU'i bao cao tai chfnh hang nam cho cong ty kiem toan
d()c l~p du'Q'c chi djnh sau khi ket thuc m6i nam tai chfnh;
c. Cong ty kiem toan d()c l~p du'Q'c chi djnh se kiem tra, xac djnh va tren cd sd bao
cao tai chfnh hang nam cua Cong ty, bao cao H()i dong quan trj Cong ty trong vong
01 (m()t) thang, ke w ngay ket thuc nam tai chfnh;
d. Kiem toan vien cua cong ty kiem toan d()c l~p du'Q'c chi djnh du'Q'c phep tham dlf
CUQC hQp CUa Dc;!i hQi dong CO dong de pht,JC Vt,J cho ffii,IC dfch kiem toan cua m]nh.
2. Quyen tham tra cuoi cung: Cong ty chju slf tham tra cuoi cung tru'oc phap lu~t. Slf
tham tra nay bao gom vi~c tham tra cac bao cao va quyet toan tai chfnh hang nam
va bao cao ve tlnh hlnh hoc;~t d()ng cua Cong ty. Vi~c tham tra nay se du'Q'c thlfc
hi~n theo quy djnh cua phap lu~t hi~n hanh.
areu 74. Phan phoi lqi nhu~n
1. Tra co We:
a. Theo quy djnh cua phap lu~t va quyet djnh cua Dc;~i h()i dong co dong, co We se
du'Q'c cong bo va chi tra w lai rong cua Cong ty nhu'ng khong du'Q'c Vu'Q't qua mU'c
do H()i dong quan trj de xuat tren cd sd thi~n chf sau khi da tham van cac co dong
tc;~i Dc;~i h9i dong co dong;
b. H()i dong quan tri phai l~p danh sach co dong du'Q'c nh~n co We, xac djnh mU'c co
We du'Q'c tra doi voi tling co phan, thai hc;~n va hlnh thU'c tra ch~m nhat 30 (ba
mu'di) ngay tru'oc m6i lan tra co We. Thong bao tra co tU'c phai du'Q'c gU'i den tat ca
co dong ch~m nhat 15 (mu'ai lam) ngay tru'oc khi thlfc hi~n tra co We. Thong bao
phai ghi r5 ten Cong ty, ten, dja chi cua co dong, so co phan tling loc;~i cua co dong,
mU'c co We doi voi tU'ng co phan va tong so co tU'c rna co dong d6 du'Q'c nh~n, thai
diem va phu'dng thU'c tra co We;
c. Co We co the du'Q'c thanh toan bang tien m~t, sec, l~nh tra tien chuyen qua du'ang
bu'u di~n toi dja chi da dang ky cua co dong, chuyen khoan ngan hang va cac hlnh
thU'c khac du'Q'c Dc;~i h()i dong co dong chap thu~n;
d. Tren cd sd chap thu~n cua Dc;~i h()i dong co dong, H()i dong quan trj c6 the tuyen
bo vi~c chi tra co We bang cac co phan pho thong phat hanh moi hay co phieu quy
cua Cong ty;
e. ~0 dong chuyen nhu'Q'ng co phan cua mlnh trong thai gian giU'a thai diem ket thuc
i~p danh sach co dong va thai diem tra co We, thl ngu'ai chuyen nhu'Q'ng Ia ngu'ai
du'Q'c nh~n co We.
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f>feu 1~ Cong ty co ph'an Quim ly Quy HU'u Nghj
2. Cck lo~i quy:
Theo quy djnh cua phap lu~t va quyet djnh cua D~i hQi dong co dong, C6ng ty trfch
l~p ctk quy sau:
a. Quy dl/ trG' bo sung von di'eu 1~: muc trfch bang 5% (nam phan tram) lai rang hang
nam. Quy nay du'Q'c trfch cho den khi bang 10% (mu'oi phan tram) von dieu I~;
b. Quy dl/ trG' bat bu<)c: muc trfch bang 5% (nam phan tram) lai rang hang nam. Quy
nay du'Q'c trfch cho den khi bang 10% (mu'oi phan tram) von dieu I~;
c. Quy khen thu'ong;
d. Quy phuc IQ'i.
f>i'eu 75. Giai quyet tranh chap nQi bQ
1. Nguyen tac giai quyet tranh chap n9i b9 se du'Q'c quy dinh t~i cac quy che n9i b<';>.
H<)i dong quan tri c6 quyen quyet djnh cuoi cung doi voi cac van de thu<)c ph~m vi
nhi~m VL.J, quyen h~n cua HQi dong quan trj va cua cac can bQ quan ly, ke ca doi
voi cac van de thu<)c tham quyen cua Tong Giam doc. D~i h<';>i dong co dong c6
quyen quyet djnh CUOi cung dOi VOi cac van de thUQC ph~m Vi nhi~m VL.J, quyen hi;m
cua D~i h<)i dong co dong.
2. Tat ca cac ben phai n6 11/C giai quyet mau thu§n bang dam phan, haa giai theo cac
quy che n9i b<';>. cac thu tL.Jc giai quyet tranh chap do C6ng ty quy dinh phai du'Q'c
ap dL_Jng tru'oc khi yeu cau trQng tai ho~c taa an giai quyet.
3. Chi phf lien quan den vi~c giai quyet tranh chap n9i b9 theo thu tL.Jc rna Cong ty quy
dinh trong quy che n9i b9 se do Cong ty chju.
4. Chi phf giai quyet tranh chap n<)i bQ cua C6ng ty theo thu tL.JC toa an va trQng tai se
do ben thua trong VL.J vi~c d6 chju.
f>ieu 76. Cong nhan vien va cong dofm
Theo quy djnh cua phap lu~t va voi 51/ phe chuan cua H<)i dong quan trj, Tong Giam doc phai
ban hanh quy dinh lien quan den vi~c tuyen dL.Jng lao d<)ng, bu<';>c thai vi~c, lu'dng bong, bao
hiem xa h<)i, phuc IQ'i, khen thu'ong, xu ph~t doi voi cac nhan vien cua C6ng ty cung nhu'
nhG'ng van de lien quan den quan h~ cua C6ng ty voi to chuc c6ng doan.
'.
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£>feu 1~ Cong ty co phan Quim ly Quy HU'u Nghj
CHu'O'NG VI
GIAI THE·, PHA sAN, TO cHU'c ~I coNG TV
areu 11. Giai the cong ty
1.
a.
b.
c.
Cong ty giai the trong cck tnfang hqp sau:
Khong tien h~mh ho9t d9ng kinh doanh trong thai h9n mu'ai hai thang, ke tU' ngay
du'QC cap Giay phep thanh l~p va hOC;'Jt dQng;
Theo quyet djnh cua D9i hQi dong co dong;
cong ty khong du so co dong toi thieu Ia 03 (ba) ngu'ai trong thai gian 06 (sau)
thang lien t~,Jc;
d. Bj thu hoi Giay phep thanh l~p va ho9t dQng.
2. Thu ti,JC giai the Cong ty: Vi~c giai the Cong ty du'Q'c thl/C hi~n theo cac trinh tl/
sau:
a. Tri~u t~p D9i h9i dong co dong bat thu'ang de thong qua quyet d!nh giai the cong
ty. Quyet djnh giai theft nhat phai c6 cac n9i dung sau:
Ten, tri,J so Cong ty;
Ly do giai the;
Thai h9n, thu ti,JC thanh ly hqp dong va thanh toan cac khoan nq cua Cong
ty. Thai h9n thanh toan nq khong vu'Q't qua 06 (sau) thang ke tU' ngay quyet
dlnh giai the du'qc thong qua;
Thanh l~p To thanh ly tai san. Nhi~m VI,J, quyen h9n, nghia VI,J cua To thanh
ly phai du'qc quy dlnh ci,J the trong m9t pht,~ lt,~c dfnh kem quyet d!nh giai the cong ty.
Phu'dng an xu ly cac nghia VI,J phat sinh tU' hqp dong lao dQng;
ChU' ky cua ngu'ai d9i di~n theo phap lu~t cua Cong ty.
b. Trong thai h9n 07 (bay) ngay lam vi~c ke tu ngay quyet djnh giai the du'qc thong
qua, quyet djnh giai the phai du'qc gU'i den Uy ban Chung khoan Nha mJ'oc, cac chu
nq cua Cong ty, ngu'oi co quyen, nghia VI,J va IQi fch lien quan, ngu'ai lao dQng trong
Cong ty. Quyet djnh giai the phai du'qc gU'i cho cac chu nq kem theo thong bao ve
dja diem va phu'dng an giai quyet nq, thong bao phai c6 ten, dja chi cua chu nq, so
n<;>', thai hC;'!n, dja diem va phu'dng thU'c thanh toan so n<;>' d6, each thU'c va thai hC;'!n
giai quyet khieu n9i CUa ChU nQ dong thai quyet djnh giai the phai du'QC niem yet
cong khai t9i tri,J so Cong ty va dang tren bao hang ngay cua dja phu'dng trong 03
(ba) so lien tiep;
c. Thanh ly tai san va thanh toan cac khoan nq cua Cong ty;
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£>feu 1~ Cong ty co phan Quim ly Quy HU'u Nghj
d. Trong thai h;~m 07 (bay) ngay lam vi~c ke W ngay thanh toan he't nq cua Cong ty, To thanh ly phai gU'i ho sd ve giai the den Uy ban ChU'ng khoan Nha nu'ac;
e. Trong tru'ang hqp Cong ty bj thu hoi Giay phep thanh l~p va ho~t d<)ng, Cong ty phai giai the ngay sau khi bj thu hoi Giay phep. Trlnh tlf va thu tt,JC giai the Cong ty thlfc hi~n theo quy djnh t~i Dieu 112 cua Lu~t Doanh nghi~p;
f.
3.
a.
Vi~c phan chia tai san cua Cong ty sau khi hoan tat thu tt,~c thanh ly, giai the du'qc
thlfc hi~n theo quy djnh cua phap lu~t hi~n hanh.
Thanh ly Cong ty:
it nhat 06 (sau) thang tru'ac khi ket thuc thai h~n ho~t d<)ng ho~c sau khi co quyet dlnh giai the Cong ty, H9i dong quan trl phai thanh l~p Ban thanh ly Cong ty gom
03 (ba) thanh vien, trong do 02 (hai) thanh vien do D~i hQi dong co dong chi djnh
trong so cac nhan vien cua Cong ty ho~c ngu'ai ben ngoai Cong ty va 01 (m9t)
thanh vien Ia nhan vien cua Cong ty kiem toan d9c l~p. Ban thanh ly phai chuan bl
quy che ho~t d9ng cua Ban;
b. Ban thanh ly co trach nhi~m bao cao cho cd quan cap phep ve ngay du'qc thanh l~p
va ngay bat dau ho~t d<)ng. Ke tlt thai diem bao cao do, Ban thanh ly se thay m~t cho Cong ty trong tat ca cac cong vi~c lien quan den vi~c thanh ly Cong ty tru'oc ben thU' ba, toa an va cac cd quan hanh chfnh;
c. Tien thu du'qc W vi~c thanh ly Cong ty se du'qc thanh toan theo trlnh t1! sau:
f>i'eu 78. Pha sim
Cac chi phf thanh ly Cong ty;
Tien lu'dng va chi phf bao hiem cho can b9 va nhan vien cua Cong ty;
Cac khoan thue va phf rna Cong ty phai tra cho Nha nu'oc;
cac khoan nq;
Cac trach nhi~m khac cua Cong ty;
Khoan con l~i sau khi da thanh toan cac khoan theo quy djnh noi tren cua
Dieu nay se du'qc chia cho cac co dong theo tY I~ so hG'u co phan cua hQ.
Vi~c pha san Cong ty se du'qc giai quyet theo cac quy djnh cua phap lu~t ve pha san Doanh nghi~p.
f>i'eu 79. To t~:~ng - Tranh chap
1. Tong Giam doc Ia ngu'ai d~i di~n cua Cong ty tru'oc phap lu~t trong cac Vl,J tranh chap,.
to tt,~ng.
2. Tong Giam doc thay m~t Cong ty tham gia to tt,Jng, giai quyet cac tranh chap bao v~ quyen lqi hqp phap cua Cong ty.
3. MQi tranh chap giG'a cac co dong cua Cong ty va giG'a co dong voi Cong ty du'qc giai
quyet tru'oc het bang thu'dng lu'qng, hoa giai giG'a cac ben tranh chap. Tni tru'ang hqp
tranh chap lien quan den H9i dong quan trl hay Chu tjch H9i dong quan trl, Chu tjch
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~ - I~
£>feu 1~ Cong ty co phan Quim ly Quy Hli'u Ngh!
H9i dong quim trj se chu trl vi~c giai quyet tranh chap. Neu tranh chap lien quan den
H9i dong quan trl hay Chu tjch H9i dong quan tr!, ho~c c<k tniong hQ'p khong the
thu'dng lu'Q'ng bang hoa giai du'Q'C thJ mQt hay cac ben tranh chap Se du'a Vl,J Vi~C ra
xet xu t<;1i m9t Toa an co tham quyen t<;1i Vi~t Nam.
f>reu 80. To chU'c l~i Cong ty
1. Cong ty co the du'Q'c to chuc l<;1i du'oi cac hlnh thuc lu~t d!nh nhu': chia, tach, hQ'p nhat,
sap nh~p, chuyen doi Cong ty. Vi~c chia, tach, hQ'p nhat, sap nh~p, chuyen doi Cong ty du'Q'c thljc hi~n theo de nghj cua H9i dong quan trj va quyet djnh cua DC;li H9i dong
co dong.
2. Thu t1,1c to chuc IC;li Cong ty bang cac hlnh thuc neu tren thljc hi~n theo cac quy djnh
t(;li ce:k dieu khoan co lien quan cua Lu~t doanh nghi~p va cac quy djnh phap lu~t
khac.
CHu'O'NG VII
f>IEU KHOAN THI HANH
f>reu 81. SU'a doi, bo sung f>reu I~
1. Bat kY sua doi, bo sung nao doi voi Dieu I~ cua Cong ty se phai du'Q'c l~p bang van
ban, do DC;li h9i dong co dong thong qua voi ft nhat 75% (bay mu'di lam phan tram)
so phieu bieu quyet cua cac co dong dl/ hQp tC;li DC;li hQi.
2. Bat kY dieu khoan nao khong du'Q'c quy djnh trong Dieu I~ nay se du'Q'c thljc hi~n theo
cac quy djnh phap lu~t lien quan cua Vi~t Nam va thong I~ quae te.
f>reu 82. Ngay co hi~u h/c
Dieu I~ nay du'Q'c sua doi theo Nghj quyet so f.: /2011/ NQ - DHDCD ngayd1:-thang Cl1.nam ZC(2 gom 07 chu'dng va 82 Dieu.
TM. f>~I HQI f>ONG CO f>ONG
Phan Huy Chi
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