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Prof. Christian P. Speer, MD, FRCPE,
Director and Chairman, University Childrens Hospital Wrzburg, Germany
April 2 - 4, 2009 Alexandria, Egypt
2nd International Neonatology Conference
European Experience with
Surfactant Replacement Therapy in Neonatal RDS
Bengt A. Robertson
A Pioneer and Leader in Surfactant Research
* September 14, 1935, Stockholm
December 7, 2008, Stockholm
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Major cause of morbidity in very preterm
infants
About 1 % of live births
30.000 - 40.000 cases annually in USA
Antenatal steroids reduce incidence and
severity of RDS
RDS develops in approximately 50 % of
infants 24 - 30 wks & 25 % infants > 30 wks
Epidemiology of RDS
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Composition of Human
Surfactant
Phospholipids: various fractions
Apoproteins
SP-A
SP-D
SP-B
SP-C
Innate immunity
Adsorption and
spreading of phospholipids
DPPC
PC
PG PL
chol
protein
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Milestones in Neonatology
Sweden 1972Enhrning G, Robertson B, Lung Expansion in Premature Rabbit
Fetuses after Tracheal Deposition of SurfactantPediatrics 1972;50:58-66
Pressure volume curves
representing mean volumesof air entering lungs at
various inflation and
deflation pressures (first
expansion cycle).
Surfactant-treated fetuses
show a wide, mature type
of hysteresis loop, which is
clearly different from that of
saline-treated controls.
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Milestones in Neonatology
Histological appearance of lungs from saline-treated control fetuses (A) and
surfactant-treated fetuses (B).
Enhrning, Robertson, Pediatrics 1972, 50, 58-66
Control Surfactant
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Lancet, 1980
ARTIFICIAL SURFACTANTTHERAPY IN HYALINE-MEMBRANE
DISEASETETSURO FUJIWARA
SHOICHI CHIDAYOSHITANE WATABE
HARUO MAETA
TOMOAKI MORITATADAAKI ABE
Departments of Paediatrics, Anaesthesiology,
and Surgery,
Akita University School of Medicine, Akita, Japan
Milestones in Neonatology
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25 25 25 20 15 25
5 10 15 20 25 30
PIP(cmH2O)
Time(min)
5
10
15
20
25
VT(ml/kg)
T Curstedt, B Robertson, Eur J Biochem 1987
Phospholipids
+ Apoproteins
Phospholipids
Controls
Premature rabbits with RDS
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Natural Surfactant-Preparations
(1% SP-B, SP-C)bovine Phospholipids
Surfactant TA 88 %Survanta 84 %
Infasurf (CLSE) 95 %
Alveofact 88 %porcine
Curosurf 99 %
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Synthetic surfactant preparations
ALEC DPPC, PG
Exosurf DPPC
HexadecanolTyloxapol
DPPC : dipalmitoylphophatidylcholine
PG : phosphatidylglycerol
KL4 ( sinapultide) peptide : synthetic hydrophobic 21-aminoacid
Lucinactant
(Surfaxin)
Phospholipids
KL4
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Acute effects of
surfactant replacement
improvement in oxygenation
improvement in ventilatoryrequirement
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Collaborative European Multicenter Study Group, Pediatrics 1988
*
**
p
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Collaborative European Multicenter Study Group
- Randomized Control Trial -
Complications
PIE
Pneumothorax
ICH
BPD
Mortality
Survival without BPD
Controln=69
27 (39%)
24 (35%)
38 (55%)
18 (26%)
35 (51%)
18 (26%)
Curosurfn=77
18 (23%)*
14 (18%)*
36 (47%)
12 (16%)
24 (31%)*
42 (55%)**
Pediatrics. 1988;82:683691.
*P
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Treatment TrialsTreatment TrialsProphylaxis TrialsProphylaxis Trials
00 0.50.5 11 1.51.5 22 00 0.50.5 11 1.51.5 22
Speer CP, Halliday HL , Curr Pediatr. 1994;4:59.
PneumothoraxPneumothorax
IVHIVH
PDAPDA
BPDBPD
MortalityMortality
Death or BPDDeath or BPD
Odds ratioOdds ratio
Natural Surfactant vs Control
IVH, intraventricular hemorrhage; PDA, patent ductus arteriosus;BPD, bronchopulmonary dysplasia
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Factors influencing therapeutic
response of surfactant treatment
initial dose
timing
multiple doses
mode of surfactant application
surfactant preparations
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Initial dose of naturalsurfactants:
~ 100 mg/kg bodyweight
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TIMING OF SURFACTANT
ADMINISTRATION
PROPHYLACTIC SURFACTANT ADMINISTRATION
ADVANTAGES:
Improved distribution Decreased barotrauma
DISADVANTAGES:
Need for aggressive resuscitation practice Increased utilization/cost
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Relative Risk and 95% CI
STUDY0.5 1.0 2.0 4.00.2
Decreased IncreasedRisk
0.5 1.0 2.0 4.00.2
DELIVERY ROOM vs. TREATMENT SURFACTANT
Dunn 1991
EFFECT ON NEONATAL MORTALITY
Egberts 1993
Kattwinkel 1993
Walti 1995
Bevilacqua 1996
Soll 2001
TYPICAL ESTIMATE
Kendig 1991
Bevilacqua 1997
Randomized Controlled Trials, n=8
Number Of Enrolled Infants and Gestational Age, n=2816
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Relative Risk and 95% CI
STUDY0.5 1.0 2.0 4.00.2
Decreased IncreasedRisk
0.5 1.0 2.0 4.00.2
DELIVERY ROOM vs. TREATMENT SURFACTANT
Dunn 1991
EFFECT ON PNEUMOTHORAX
Egberts 1993
Kattwinkel 1993
Walti 1995
Bevilacqua 1996
Soll 2001
TYPICAL ESTIMATE
Kendig 1991
Randomized Controlled Trials, n=8
Number Of Enrolled Infants and Gestational Age, n=2816
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Prophylactic versus Rescue Treatment with Curosurf
Meta-Analysis of 3 Trials, n= 671*
* Egberts et al, Pediatrics 1997; ** Walti et al, Biol Neonate 2002
00 0.50.5 11 1.51.5 22
Odds RatioOdds Ratio
increased riskdecreased risk
Severe RDS
Mortality
CLD
ICH
total
severe
**
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Comparison of mortality after prophylactic and rescue
surfactant therapy in infant of
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The Early versus late treatment trial (n=182)
Singel dose treatment with Curosurf (200mg/kg)
early treatment FiO2 0.4-0.59
late treatment FiO2 > 0.6
Bevilacqua et al, J Perinat Med, 1993
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The Early versus late treatment trial (n=182)
Complications
* p < 0.05
Treatment Early Late
n=86 n=96
Intracerebral
hemorrhage grade III-IV 7,0 % 17,9 % *
Mortality 9,3 % 22,9 % *
Bevilacqua et al, J Perinat Med, 1993
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Collaborative European Multicenter Study Group
- Single versus multiple doses - (1988 - 1990)
Speer et al, Pediatrics 1992
omplications Single dose Multiple doses
n=176 n=167
neumothorax 18% 9%**
ortality 21% 13%*
urvival without BPD 67% 73%
*p < 0.05 ** < 0.01
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Curosurf 4 Trial
Up to 300 mg/kg Curosurf isas good as up to 600 mg/kg when
28 days outcome is assessed.
Halliday et al., Arch Dis Child, 1993
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0
0 0
5
10
15
20
20
40
60
80
100
Minutes
SaO%M
ABP,mmH
G
PaCO2
kPa
120
MABP
SaO2
PaCO2
S f S f
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sysBP(mm
Hg)
Segerer et al, Pediatr Res 1993 min after surfactant instillation
0 2 5 10 15 20 30 40 50 6020
40
60
80
100
120
140
Bolus (200 mg/kg, n=6)
Infusion 44` (200 mg/kg, n=4)
Surfactant Bolus vs Slow Infusion in Rabbits
S f t t B l Sl I f i i R bbit
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PaO2(mmHg)
Segerer et al, Pediatr Res 1993
0 2 5 10 15 20 30 40 50 600
100
200
300
400
500
600
Bolus (200 mg/kg, n=6)
Infusion 44` (200 mg/kg, n=4)
min after surfactant instillation
Surfactant Bolus vs Slow Infusion in Rabbits
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5 s
10 s
10 s 15 s
25 s
20 s
30 s 40 s 50 s
Curosurf instillation: first minute
Ingimarsson et al, Biol Neonate, 2000
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2 min 4 min 6 min
8 min
12 min 16 min 20 min 24 min
8 min
Curosurf instillation: 2 - 24 min
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Valls-i-Soler et al (Spanish Surfactant Coll. Group) Pediatrics 1998
Randomized Comparison of Curosurf DosingBolus versus dual-lumen instillation within 1 min, n=198
Bolus Dual-lumen instillation
Episodes of hypoxia 40% 18%
Efficacy +++ +++
Complications (+) (+)
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*Verder et al, N Engl J Med, 1994; Verder et al, Pediatrics, 1999
Surfactant Therapy and Nasal CPAP*
1 dose of Curosurf (200mg/kg)
Preterm infants with
moderate RDS on nasal CPAP
Reduced need ofsubsequent mechanical ventilation
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Results of Meta-analysis of 5 trials
Relative Risk and 95% CIRelative Risk and 95% CI
UTCOME (# studies)UTCOME (# studies)
EarlyEarly
SurfactantSurfactantSelectiveSelective
SurfactantSurfactant
0.50.5 1.01.0 2.02.0 4.04.00.20.2
DecreasedDecreased IncreaseIncreaseRiskRisk
0.50.5 1.01.0 2.02.0 4.04.00.20.2
Airleak (4)Airleak (4) 4% 8%4% 8%
Mortality (3)Mortality (3)
BPD (oxygen at 28d) (3)BPD (oxygen at 28d) (3) 3% 6%3% 6%
Surfactant Use (5)Surfactant Use (5) 100% 63%100% 63%
Need for MVNeed for MV(5)(5)
37% 56%37% 56%
1% 3%1% 3%
INSURE
n=322 n=312
Cochrane Controlled Trial Register (2005)
Eff t f N t l S f t t
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Effects of Natural Surfactants
vs Colfosceril Palmitate(Exosurf)
7 randomized trials, 3756 preterm infants7 randomized trials, 3756 preterm infants
Air leaksAir leaks
MortalityMortality
00 11 22
Odds ratioOdds ratio
0.520.52
0.80.8
Halliday HL. Drugs. 1996;51:226237.
Favors syntheticFavors syntheticFavors naturalFavors natural
C i f P t t(Al ) d
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Ainsworth et al. Lancet. 2000;355:13871392.
Comparison of Pumactant(Alec) and
Poractant alfa(Curosurf) in Neonates
at 2529 Weeks Gestation
PumactantPumactant
(n=100)(n=100)
31%31%
Poractant alfaPoractant alfa
(n=99)(n=99)
14%*14%*
The trial was stopped earlyThe trial was stopped early
MortalityMortality
*P= 0.006
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Natural versus Natural Surfactant
- Infasurf versus Survanta -
Prophylaxis trials 1,2 n = 1.123
Treatment trials 3 n = 1.361
Results:No differences in death or BPD or any variable
1Bloom et al, Pediatrics 1997; 2Bloom et al, Pediatrics 2005; 3Bloom et al, Pediatrics 2005
Curosurf vs Survanta Rescue Trial
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Curosurf vs. Survanta Rescue Trial
Changes in FiO2
Speer et al, Arch Dis Child 1995
FiO2
0 1 2 3 4 5 6 7 8 9 100.20.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
Time (days)
= Curosurf
= Survanta
*
**
p
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11.4 %12.5 %O2 at 36 wks PCA
12.5 %3 %IVH Gr. III-IV
35 %21.2 %IVH Total
12.5 %3 %Mortality
12.5 %6.1 %PTX
10 %3 %PIE
Survanta(n = 40)
Curosurf(n= 33)
Speer et al. Arch Dis Child 1995
No Difference in Death or BPD
Curosurf vs. Survanta Rescue Trial (3)
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Meta-Analysis Curosurf vs Survanta
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Meta Analysis Curosurf vs Survanta
Mortality
RESCUE TRIALS CUROSURF SURVANTA
Speer 1995 1/33 5/40
Chrishanti 1999* 5/17 3/10
Ramanathan 2004 3/99 8/98
Ramanathan 2004* 6/96 8/98
Nicoski 2003 0/30 2/30
Baroutis 2005 5/27 6/2620/302 (6,7%)
32/302(10,5%)
* 100 mg/kg Curosurf
OR 0.55 (0.31-0.98 CI)
Halliday, Biol Neonate 2005
CUROSURF vs SURVANTA
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CUROSURF vs. SURVANTA
Effect on Mortality
OutcomeRisk Difference
( 95% CI ) 0.5 1.0 2.0 4.00.2Decreased IncreasedRisk
Relative Risk and 95% CI
0.5 1.0 2.0 4.00.2
MORTALITY (5) -0.05 (-0.09, 0.00)
CUROSURF 100 mg/kg (3) -0.02 (-0.10, 0.05)
CUROSURF 200 mg/kg (3) -0.07 (-0.12, -0.02)
Halliday, Biol Neonate 2005
Surfactant Therapy Recommendations
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Babies with or at high risk of RDS should be
given surfactant
At least 100 mg/kg phospholipid is required and
200 mg/kg may be better for established RDS
Administration by bolus results in better
distribution
Prophylaxis reduces mortality and air leaks, but
more babies end up being treated
Surfactant can be given whilst avoiding
mechanical ventilation using INSURE technique
A second (and occasionally a third) dose is
sometimes required
Surfactant Therapy - Recommendations
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Surfactant Therapy - Recommendations
Natural surfactants preferred to synthetic
Of natural surfactants the bovine products
beractant and calfactant seem similar in their
efficacy but poractant alfa in a dose of 200 mg/kg
for rescue leads to improved survival when
compared to beractant 100 mg/kg
Where possible, duration of mechanical
ventilation should be shortened by immediate, or
early extubation to CPAP following surfactant,
provided the baby is stable
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Natural surfactant preparations
acute none
chronic no sensitation against
apoproteins
no differences in neuro-
logical long-term outcome( treated / controls )
slow - virus infections ?
Adverse effects
Conclusions: Surfactant Therapy
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Conclusions: Surfactant Therapy
First drug developed only for treatment of neonates
Major breakthrough in neonatal medicine over the
past two decades
Reduces both neonatal mortality in RDS and air leak
by approximately 50%
About 6% reduction in overall infant mortality (in the
first year of life)
No increase in pulmonary or neurodevelopmental
problems at long-term follow-up
Highly cost - effective therapy
Numerous potential applications currently under
investigation
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