Amy Coplan Review

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    www.methodejournal.org

    Review of:

    Empathy. Philosophical and

    Psychological Perspectives

    A. COPLAN – P. GOLDIE  ( EDS.)

    [Oxford University Press, New York, 2011

    pp. 382, ISBN 978-01-995-3995-6, $ 99,00.]

    Sarah Songhorian

    CeSEP, Center for Public Ethics Studies,Vita-Salute San Raffaele University, Milan.

    [email protected]

     Invited Review

     Keywords:   Philosophy of Art,

    Danto, Hegel, Arti-

    facts

     Pages:   217 – 230

    1 Introduction

    As the subtitle of the book edited in 2011 by Amy Coplan and Peter Goldie

    well expresses, the content of the collection is an attempt to provide a portrait of 

    the current debate both in the philosophical literature and in the psychological

    one. The concept of empathy is actually at the center of different discussion

    within the contemporary debate and the book is an excellent example of theinterdisciplinary research that it can entail. As Amy Coplan and Peter Goldie

    underline in their bright Introduction:

    [. . . ] empathy has, since at least the seminal work of David Hume and Adam Smith,

    been seen as centrally important in at least two respects. First, it has been seen

    important in relation to our capacity to gain a grasp of the content of other people’s

    minds, and to predict and explain what they think, feel, and do. And, secondly, it

    has been seen important in relation to our capacity to respond to other’s ethically –

    enabling us not only to gain a grasp of the other’s suffering, but also to respond in

    an ethically appropriate way. [. . . ] A third respect in which empathy has been seen

    as important – one which owes less to the work of Hume and Smith – is in relationto our engagement with works of art (Coplan, Goldie,  Introduction, p. IX).

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    According to these three lines of investigation, they divide the collection into

    three sections: Empathy and Mind , Empathy and Aesthetics, and Empathy and Moral-

    ity. Each section contains six original essays by distinct contemporary researchers.

    Before analyzing in more detail the three sections, I would like to give some

    space to the  Introduction   itself. After defining the three areas of investigation,

    Coplan and Goldie proceed to focus on the history of the concept of empathy.

    First of all, they analyze the philosophical traditions that had dealt with the

    empathy, sympathy, and their related phenomena. In the paragraph dedicated to

    David Hume (1711-1776) and Adam Smith (1723-1790), Coplan and Goldie intro-

    duce an internal distinction within the concept of empathy that would be used

    throughout their Introduction and would be an useful tool to interpret the essays

    too: the distinction between low-level empathy and high-level one.

    [. . . ] Hume seems to have been describing a psychological mechanism that enables

    the fast and instantaneous spread of emotion. And thus it seems that the process he

    referred to as sympathy is the same or at least very similar to what we will call low-

    level empathy or mirroring (Coplan, Goldie, Introduction, p. XI).

    Regardless of whether sympathy for Smith is self- or other-oriented, it is usually de-

    scribed as a high-level process involving an imaginative component (Coplan, Goldie,

     Introduction, p. XI).

    The difference between low-level empathy and high-level one lies in the engage-

    ment of imaginative and cognitive processing. Low-level empathy, or mirroring,is an automatic mechanism that enables us to mirror other’s emotional reactions,

    while high-level empathy engages an imaginative component and some more com-

    plex cognitive processes. The other distinction that Coplan and Goldie introduce

    is that between self-oriented and other-oriented perspective-taking, that is deeply

    discussed in the first essay of Empathy and Mind by Coplan.

    The historical account continues with the discussion of the work of Theodor

    Lipps (1851-1914). The main focus, concerning Lipps work and its criticisms, re-

    gards the relevance of the processes of inner imitation (simulation) of movements

    and expressions that entail certain emotional reaction and of projection of one’sown emotional reactions onto the other. Lipps work is particularly relevant also as

    far as empathy’s contribution in the perception of aesthetic objects is concerned.

    In Phenomenology and Hermeneutics the editors start underlining in particular

    the criticisms moved by the phenomenological tradition – Edmund Husserl (1859-

    1938), Edith Stein (1891-1942), and Max Scheler (1974-1928) – to Theodor Lipps,

    providing just a reference to the idea that:

    [. . . ] empathy is a unique mode of consciousness through which we directly expe-

    rience other’s thoughts, emotions and desires; it enables us to experience others as

    ‘minded’ (Coplan, Goldie, Introduction, p. XIII).

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    A first criticism to the volume deals with the little space that had been reserved,

    both in the  Introduction  and in the essays, to an account of embodied empathy

    that considers the empathic reaction as a sui generis perception (Scheler 1923), or a

    “special kind of perception” (Ingarden 1994).

    In the paragraph about Clinical Psychology the focus is on the relevance of em-

    pathy within a therapeutic relationship, in particular in the work of Heinz Kohut

    (1913-1981).

    The last two paragraphs of the historical reconnaissance concern two research

    fields of recent born:  Developmental and Social Psychology  started to be interested

    in this topic around the 1960s and Care Ethics was developed in the 1980s.

    For what regards the first research field, different research programs were estab-

    lished.

    Some of the most influential focused on (1) constructing objective scales to study

    empathy, (2) the development of empathy and related processes in the individual, (3)

    empathy’s role in pro-social and altruistic behavior, (4) empathic accuracy, and (5)

    gender differences in emphatic responding (Coplan, Goldie,  Introduction, p. XXII).

    References for this field are extensive. For the second, the work of Michael

    Slote is widely considered.

    The last two sections regard the development of the studies of empathy within

    neuroscience and ethology (with particular reference to the works of Frans de

    Waal). The studies of neuroscience focus on the discovery of the mirror neuron

    system – leading to a simulationist’s interpretation of empathy.

    2   Empathy and Mind 

    Focusing now on the essays themselves, the first section – namely,  Empathy and 

     Mind  – contains six original essays. The first one – “Understanding Empathy: Its

    Features and Effects” by Amy Coplan – aims at proposing:

    A narrow conceptualization of empathy informed by recent psychological and neuro-

    scientific research. Although I am in favor of restricting the use of the term empathyto the high-level process I’ll describe, my concern is less with terminology than with

    clarifying the essential features of the process.

    [. . . ] Under my proposed conceptualization, empathy is a complex imaginative pro-

    cess in which an observer simulates another person’s situated psychological states

    while maintaining clear self-other differentiation (Coplan, p. 5).

    So, in Coplan’s proposal, empathy is:

    (a) a complex process;

    (b ) imaginative;

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    (c) entails the simulation of someone else’s states;

    (d) regards any psychological state of a situated person;

    (e) entails the self-other differentiation.

    On the one hand, while I do agree with the aim of the article and I strongly

    believe that, regarding empathy “we need more specificity, not more generality”

    (Coplan, p. 5), I don’t agree with the high-level definition of empathy. I believe

    we should start by analyzing the very minimal phenomena and not a complex one

    that is likely to be confused with the concept of sympathy.

    On the other hand, the article is particularly interesting for its aim, as I al-

    ready said, for the amount of references, the interaction between psychological and

    neuroscientific studies and conceptual analysis, and for the distinction betweenself-oriented and other-oriented perspective-taking we have mentioned above.

    Derek Matravers in his “Empathy as a Route to Knowledge” focuses on the role

    of empathy for what regards our capacity to know of other’s mental states and to

    understand unfamiliar mental states. In order to achieve his goal, Matravers defines

    empathy as:

    An imaginative endeavour that results in us having the same type of feeling or emotion

    as the other person [. . . ]. Hence, I draw a distinction between empathy and the

    broader phenomenon of our ability to recognize other creatures as minded creatures

    (Matravers, pp. 19-20).

    The article aims at answering three different questions:

    – whether empathy can provide us the right content;

    – if it can entail the knowledge of feelings we haven’t previously experienced;

    – and, what can empathy teach us.

    In the third essay, “Two Routes to Empathy: Insights from Cognitive Neuro-

    science”, Alvin Goldman discusses De Vignemont and Singer’s definition of empa-

    thy:

    There is empathy if: (i ) one is in an affective state; ( ii) this state is isomorphic to

    another person’s affective state; (iii) this state is elicited by the observation or imagi-

    nation of another person’s affective state (De Vignemont, Singer 2006, p. 435).

    He raises some very interesting questions and objections to this first attempt of 

    definition stemming from recent psychological and neuroscientific results. And he

    concludes his first paragraph saying that:

    These preliminary comments should alert the reader to the fact that different writ-

    ers and researchers exhibit different approaches to empathy. In addition, however,research findings can contribute to an understanding of how empathy is produced.

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    Is there exactly one route to empathy, that is, one cognitive system – or one type of 

    cognitive system – that produces empathy, or is there more than one? How exactly

    does this system, or these systems, work? What different consequences might ensue

    as upshots of different modes of empathizing? (Goldman, pp. 32-33).

    Goldman distinguishes two different routes of empathy: the mirroring one

    and the reconstructive route. This distinction is the equivalent of the one between

    low-level and high-level empathy. The entire article deals with this distinction and

    with the different neural circuits that are involved in both phenomena, with par-

    ticular attention for mirror neurons. The following chapter also deals with mirror

    neurons and the physiological basis of empathy. Marco Iacoboni, in his “Within

    Each Other: Neural Mechanisms for Empathy in the Primate Brain”, provides a

    detailed account of the discoveries related to mirror neurons in the macaque brain

    and in the human brain. Since mirror neurons are more widespread in humans

    than previously thought, Iacoboni suggests:

    [. . . ] a very sophisticated neural system that may support complex forms of min-

    dreading and empathizing. Thus, while it has been proposed that mirror neurons and

    mirroring may be critical for low-level forms of mindreading and empathy; but not

    for high level forms (Goldman (2006a)), the new data make it entirely plausible that

    high-level mindreading may also be based on neural mirroring (Iacoboni, pp. 55-56).

    “Empathy, Imitation, and the Social Brain” by Jean Decety and Andrew N.

    Meltzoff aims at bringing together:

    findings from developmental science and cognitive neuroscience on imitation and em-

    pathy. We place imitation within this larger framework, and it is also proposed to be

    grounded in shared motor representations between self and other (Meltzoff & Decety

    (2003)) as well as regulated by executive functions (Decety (2006a)) ( Decety, Meltzoff,

    p. 58).

    The authors claim that empathy and imitation are linked and they provide a

    great amount of data in order to prove it.

    The last contribution of the first section is “Empathy for Objects” by Gregory

    Currie, that aims at providing a more inclusive account of empathy: not only for

    co-specifics, but for objects too. This last essay constitutes a turning point from

    the first section to the second one that considers the relations between empathy

    and aesthetics.

    Curries focuses on empathy and bodily simulation, takes the example of visual

    arts and argues in favor of an aesthetics based on empathy.

    3   Empathy and Aesthetics

    The second part – Empathy and Aesthetics – deals with the role of empathy in our

    understanding of works of art.

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    Murray Smith in “Empathy, Expansionism, and the Extended Mind” defines

    empathy as an high-level process and relates it to the extended mind hypothesis.

    A number of points can be made in defence of the claim that empathy (along with itsrelatives) plays a significant role in our apprehension of fictions and other narratives

    (Smith, p. 113).

    In “An Empathic Eye” Dominic McIver Lopes investigates the role of empathy

    in seeing pictures and the possibility of a development of empathy through that

    kind of empathic response.

    [. . . ] empathy also comes from what you see in pictures: many paintings, drawings,

    prints, and photographs evoke empathy and are designed to do so. Going further,

    it seems that episodes of empathy triggered by pictures can help build up a person’s

    capacity for empathic response. Indeed, they do so by fortifying the link betweenseeing and empathy in a distinct way (Lopes, p. 118).

    Lopes link empathy to sight and underlines the possibility to develop the em-

    pathic skill through exercise and he focuses on the expressive power of pictures.

    This link between empathy and sents a difference as compared with previous con-

    tributions focusing more on simulation theory.

    The third essay, by Stephen Davies, focuses on the emotional contagion en-

    tailed by music.

    So, in “Infectious Music: Music-Listener Emotional Contagion”, the author

    underlines that:

    those who are saddened by sad music are not sad about or for the music (Davies, p.

    136).

    The relevance of this contribution, at least from my perspective, is that of 

    considering emotional contagion as a basic form of empathic response.

    Susan L. Feagin, in the next chapter – “Empathizing as Simulating” – focuses

    on a simulation account of empathy for literary characters (Feagin, p. 149).

    In “On Some Affective Relations between Audiences and the Characters in

    Popular Fictions”, Noël Carroll considers different ways in which we engage withfictional characters’ emotional states. He avoids the term empathy, trying to pro-

    vide further distinctions within emotional engagement. He distinguishes between

    identification, coincident emotional state, vectorially converging states, sympathy,

    solidarity, and mirror reflexes. The introduction of such different – yet related –

    phenomena constitutes a very interesting point of view, not only for what regards

    fictional characters’ emotional engagement, but also for the other two sections of 

    the collection, namely Empathy and Mind  and Empathy and Morality.

    The last essay of this section: “Empathy: Interpersonal vs Artistic?” by Gra-

    ham McFee, focuses on the comparison between empathy for people and empathyfor works of art.

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    I have followed a path from my own experience of what might seem a hyper-empathic

    reading by considering whether a comparison with interpersonal empathy is likely to

    be revealing in respect of the empathic reading of fictions [. . . ]. And, concluding that

    (at least) empathic reading of fictions was not likely to be the norm, I have shownhow some of the material from psychology that might seem to support such a reading

    cannot offer the promised help. Further, I have suggested that the peculiarities of the

    artistic case (here, the novel) require an account all of its own, if at all (McFee, pp.

    207-208).

    4   Empathy and Morality

    The last section of the volume –  Empathy and Morality  – deals with the relation

    between empathy, sympathy, and moral theories. The difference between empathy

    and sympathy, according to Coplan and Goldie’s Introduction, is the one between“feeling the suffering of another person, and feeling  for  that person’s suffering”

    (Coplan, Goldie, p. XLIII). The general idea is that empathy is not sufficient for

    morality, since it does not entail a moral motivation. The counterexample of the

    empathic torturer reveals that fact. The first essay of the section, by Jesse Prinz,

    asks the question: “Is Empathy Neccesary for Morality?”. The author avoids def-

    initions of empathy that entail some degree of concern for others and normative

    feelings, that is, those that tell us how the other  should , or ought , to feel. These

    definitions are too close to that of sympathy and do not allow for distinction. Jesse

    Prinz defines empathy as:a kind of vicarious emotion: it’s feeling what one takes another person to be feeling

    (Prinz, p. 213).

    It seems that there is little role for empathy within morality as far as moral judg-

    ment, moral development, moral conduct, and moral motivation are concerned.

    He also underlines the limitations of empathy.

    At this point, we can draw an initial conclusion: empathy probably isn’t necessary for

    morality in any of the senses that I have been considering. But that does not mean em-

    pathy plays no role in morality. Presumably it does. Presumably empathy can induce

    moral judgment, factor into moral development, and facilitates moral motivation. Itprobably plays all these roles to some degree. I have tried to suggest that the degree

    may be limited. That is a descriptive claim. One might think that this claim is un-

    interesting from the perspective of ethical theory. The question that really matters is

    normative, not descriptive. Even if empathy does not play a central role in morality,

    perhaps it could. Should we, then, try to increase the role for empathy in morality?

    Should we cultivate moral systems that are based on empathy? (Prinz, p. 221).

    Martin L. Hoffman, in the second essay – “Empathy, Justice, and the Law” –

    provides an overview of an empathy theory. He uses a broad sense of empathy and

    underlines its role as a motive and in development, and the modes of its arousal. He

    then proceeds by analyzing both empathy’s contribution to law and some examplesof cases in which individual’s empathy helped change laws.

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    He also underlines empathy’s limitations and biases. Besides them, he con-

    cludes that empathy certainly plays a role in law, in making and in changing them,

    as well as in the practice of implementing laws in courtrooms.

    “Empathy and Trauma Culture: Imaging Catastrophe” by E. Ann Kaplan fo-

    cuses on the role of empathy in witnessing a traumatic event by means of media’s

    interaction. Kaplan proposes three kind of empathic responses to catastrophic im-

    ages:

    (a) secondary or vicarious trauma [. . . ]; ( b) a response I call ‘empty empathy’ [. . . ];

    and finally (c) what I call ‘witnessing’ – a response that may change the viewer in

    a positive pro-social manner, and that, more than the first two types of response,

    involves ethics (Kaplan, p. 256).

    Heather D. Battaly asks “Is Empathy a Virtue?”. The answer to this question

    depends on which concept of empathy and of virtue we adopt and on the com-

    bination of the two. The author very precisely proceeds in providing different

    conceptual analysis both of empathy and of virtue. For what regards empathy,

    I identify four different concepts of empathy: (1) empathy as caring, and/or sharing,

    and/or knowing; (2) empathy as sharing by multiple means; (3) empathy as sharing

    and knowing; and (4) empathy as knowing by multiple means (Battaly, p. 278).

    After some very interesting pages, the author concludes:

    [. . . ] I have argued that empathy as construed by concepts (2), ( 3), and (4) is neither a

    moral nor an intellectual virtue. If it is voluntary (concepts (3 ) and (4)) and reliable, it

    is a skill. If it is involuntary (concepts 2), it is a capacity. Briefly, does this demonstratethat we should reject our leading theoretical concepts of empathy? Not necessarily.

    [. . . ] I have argued that empathy as construed by concepts (2), ( 3), and (4) is neither a

    moral nor an intellectual virtue. If it is voluntary (concepts (3 ) and (4)) and reliable, it

    is a skill. If it is involuntary (concepts 2), it is a capacity. Briefly, does this demonstrate

    that we should reject our leading theoretical concepts of empathy? Not necessarily.

    Peter Goldie’s “Anti-Empathy” focuses on a particular definition of high-level

    empathy:

    Very roughly speaking, what I am against is what I will call   empathic perspective-

     shifting : consciously and intentionally shifting your perspective in order to imagine

    being  the other person, and thereby sharing in  his or her  thoughts, feelings, decisions,

    and other aspects of their psychology. I am not against what I will call in-his-shoes

     perspective-shifting : consciously and intentionally shifting your perspective in order to

    image what thoughts, feelings, decisions, and so on  you would arrive at if you were in

    the other’s circumstances (Goldie, p. 302).

    He usefully distinguishes between empathy as outcome and empathy as process

    (Goldie, p. 303) and, then, proceeds to the analysis of base cases of perspective-

    shifting and more complex ones. The last essay by Adam Morton – “Empathy for

    the Devil” – investigates the possibility and the extent of empathy for evil acts. The

    author interprets morality as a possible barrier to empathic response towards evilagents.

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    In conclusion, he leaves us with a nice dilemma. On the one hand, we want empathy

    with evil-doers to be as easy as possible, exploiting the psychological continuities that

    Morton discusses. And on the other hand, we want to ‘keep a distance between us

    and those we despise’ (p. 330) (Coplan, Goldie, p. XLVII).

    5 Conclusions

    In conclusion, the work done by Amy Coplan and Peter Goldie is particularly

    relevant because they were able to draw together different perspectives and original

    and relevant essays in a growing field.

    The amount of literature quoted and the different aspects of the matter ana-

    lyzed make it a touchstone for everyone interested in the concept or the applica-

    tions of empathy. As I have tried to show throughout this review, there are justa few little flaws − that are unfortunately link to the topic itself. The first one is

    that there is not a clear and common definition of the concept of empathy. Dif-

    ferent essays and different authors keep using terminology in idiosyncratic ways,

    thus not allowing true comparison between different theories or approaches. It is

    certainly true that this defect is strongly linked with all the history of the concept,

    but an attempt to provide some common ground, particularly in such a precise and

    interesting volume, would have been useful to the research itself.

    The second, and more limited, defect regards the little space that had been

    granted to a perceptual account of empathy. It is mentioned in the essay by Lopesand in the Introduction when treating Theodor Lipps and the phenomenological

    tradition, but it has not been at the center of a proper discussion. Simulation

    theory is generally taken almost for granted, as if empathy can only be a matter of 

    simulation and no further explanation is needed.

    So, besides the relevancy and the interest of the volume edited by Amy Coplan

    and Peter Goldie, there is still much work to do as far as empathy is concerned.

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