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7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
http://slidepdf.com/reader/full/an-analysis-of-fitness-for-duty-events-at-nuclear-power-plants-in-the-united 1/41
An Analysis of Fitness for Duty Events atNuclear Power Plants in the United States
(2008 – 2013)
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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1 Are Nuclear Power Plant Fitness For Duty Programs Successful? | Fairewinds Energy Education
Are Nuclear Power Plant Fitness For Duty Programs Successful? What is Fitness For Duty (FFD), who implements Fitness For Duty, and why is FFD
critical to safe nuclear operations?
FFD is a program that nuclear reactor owners are required to implement to assure that all personnel
who have access to their power plants are drug and alcohol free and have no psychological
impairments that might comprise the safe operation of any United States Nuclear Power Plant.
In the aftermath of accidents like those at Three Mile Island and Chernobyl, which were definitely
caused and influenced by operator error, and with terrorism around the globe at an all time high, the
question of who is operating our nuclear power plants is one that must be answered and evaluated.
Fairewinds Energy Education has analyzed the following data in order to assess the effectiveness of
Fitness For Duty programs at nuclear power plants in the United States.
History of the Fitness For Duty PolicyBeginning in 1989, United States Nuclear Power Plants (NPP) licensees have been required to
implement a Fitness For Duty program that satisfies safety requirements created in the Federal Code
of Regulations 10 CFR Part 26. This Fitness For Duty Policy codified in federal statute was created in
order to ensure that individuals granted access to nuclear power plants are trustworthy, reliable, not
under the influence of any substance, whether legal or illegal, and not mentally or physically
impaired. Accordingly, an individual deemed fit for duty by the nuclear licensee is believed to be
capable of competently performing his or her duties and believed to be trustworthy and reliable as
demonstrated by abstaining from any substance abuse.
Fitness For Duty tests are administered by the licensee either randomly, in a lottery-style system
where the winners get to report to the medical office for testing, or for-cause, which areadministrated when supervisors note aberrant behaviors1 and then also order follow-up testing to
ensure compliance with the federal Fitness For Duty (FFD) statutory requirements. Possible
aberrant behaviors discovered and examined by supervisors include a wide range of actions from
staggering or making simple mistakes (such as turning the wrong switch) to acting belligerently or
out of character, among a multitude of overall deviations from normal employee behavior for that
individual.
1 Aberrant Behavior - Behavior which deviates from the normal behavior for the individual. (FITNESSFOR DUTY - CONTINUAL BEHAVIOR OBSERVATION PROGRAM - Page 3)
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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2 Fairewinds Conclusions | Fairewinds Energy Education
Fairewinds Conclusions PageDuring the past five years, reported Fitness For Duty violations in the United States havemore than doubled, led by alcohol related events which have nearly quadrupled during thesame time period.
2
Most Fitness For Duty events are not reported to the Nuclear Regulatory Commissionthrough the event notification system
3
The majority of Fitness For Duty violations occur in the southeast portion of the UnitedStates
4
There is a large discrepancy between the causes of Fitness For Duty events between licenseeemployees and temporary contract workers at nuclear power plants across the UnitedStates.
5
Recent trends indicate that licensee’s Fitness For Duty program is not completely effective,as a significant fraction of violations are caught offsite by national, state, and local law enforcement agencies.
6
5-year trends indicate that Fitness For Duty programs are deficient, as the datademonstrates that workers including licensed reactor operators are increasingly impaired by drug and alcohol dependencies, and a significant number of violations are caught offsite by national, state, and local law enforcement agencies.
7
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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3 Trend Of Reported Fitness For Duty Events Between 2008 And 2013 | Fairewinds Energy Education
Trend Of Reported Fitness For Duty Events Between 2008 And 2013
*2013 projections based on trend of event reports through September 15th, 2013.
Year Alcohol Drug Other Total
20085 9 2 16
200912 6 2 20
201021 6 4 31
201121 11 7 39
201220 11 5 37
2013* (Actual Through September 15 th, 2013)18 9 2 29
2013* (Projected)25 13 3 41
Led by alcohol related events that have nearly quadrupled during the last five years, reported Fitness
For Duty violations in the United States have more than doubled during the past five years.
0
5
10
15
20
25
30
35
40
45
2008 2009 2010 2011 2012 2013*
A x i s T i t l e
Graph 1: Trend Of Reported Fitness For Duty Events Between 2008 And 2013
Alcohol
Alcohol Projected
Drug
Drugs Projected
Other
Other Projected
Total
Total Projected
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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4 Finding: Fairewinds Analysis Shows That The Majority Of Fitness For Duty Events AreNot Reported To The Nuclear Regulatory Commission Through The Event NotificationSystem | Fairewinds Energy Education
Finding: Fairewinds Analysis Shows That The Majority Of Fitness For Duty
Events Are Not Reported To The Nuclear Regulatory Commission Through The
Event Notification System
Fairewinds compared Fitness For Duty violations reported through the event notification system
against total violations documented in a sample of annual Fitness For Duty reports. Based on a
random sample of 5 reactors (presented above), the data shows that less than 10% of Fitness For
Duty events are promptly reported to the Nuclear Regulatory Commission through the event
notification system. Additionally, Fairewinds notes that annual Fitness for Duty reports are not
standardized among licensees, and that not all licensees are currently submitting annual Fitness For
Duty reports to the Nuclear Regulatory Commission’s public database.2
Licensees are only required to report “Significant violations of the Fitness For Duty policy” to the
Nuclear Regulatory Commission through the event reporting system. According to 10 CFR Part
26.71, the following significant Fitness For Duty violations must be reported to the Nuclear
Regulatory Commission within 24 hours after the licensee or other entity discovers the violation:
1. The use, sale, distribution, possession, or presence of illegal drugs, or the consumption or presence of alcohol within a
protected area;
2. Any acts by any person licensed under 10 CFR part 55 to operate a power reactor, as well as any acts by SSNM
transporters, FFD program personnel, or any supervisory personnel who are authorized under this part, if such acts—
a. Involve the use, sale, or possession of a controlled substance;
b. Result in a determination that the individual has violated the licensee's or other entity's FFD policy (including
subversion as defined in § 26.5); or
c. Involve the consumption of alcohol within a protected area or while performing the duties that require the
individual to be subject to the FFD program;
3. Any intentional act that casts doubt on the integrity of the FFD program; and
4. Any programmatic failure, degradation, or discovered vulnerability of the FFD program that may permit undetected drug
or alcohol use or abuse by individuals within a protected area, or by individuals who are assigned to perform duties that
require them to be subject to the FFD program.
2 Annual Fitness For Duty Reports referred to in Graph 2: Violations (Turkey Point Annual Fitness For Duty Report - 2012)
(Browns Ferry Annual Fitness For Duty Report - 2012) (Grand Gulf Annual Fitness For Duty Report - 2012) (Limerick Annual
Fitness For Duty Report - 2012) (Saint Lucie Annual Fitness For Duty Report - 2012)
0 10 20 30 40 50
Saint Lucie
Grand Gulf
Limerick
Browns Ferry
Turkey Point
Graph 2: 2012 Reported Violations vs Total Violationsat Random Selection of Nuclear Power Plants
Reported Violations through
NRC Event Notification System
Total Violations In Annual
Fitness for Duty Report
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5 Finding: According to the data reviewed by Fairewinds, the majority of Fitness For Duty violations occur in the southeast portion of the United States, predominantly in NRCRegion II. | Fairewinds Energy Education
Finding: According to the data reviewed by Fairewinds, the majority of Fitness
For Duty violations occur in the southeast portion of the United States,
predominantly in NRC Region II.
0 2 4 6 8 10 12
Vogtle - Region II
Turkey Point - Region II
V.C. Summer - Region II
Grand Gulf - Region IV
Waterford - Region IV
Susquehanna - Region I
Crystal River - Region II
Fort Calhoun - Region IV
Braidwood - Region III
Graph 3: Top 10 Fitness-for-Duty Reporting Locations (2008-2013)
Alcohol
Drug
Other
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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6 Finding: There Is A Large Discrepancy Between The Causes Of Fitness For Duty EventsBetween Licensee Employees And Temporary Contract Workers At Nuclear Power Plants Across The United States. | Fairewinds Energy Education
Finding: There Is A Large Discrepancy Between The Causes Of Fitness For Duty
Events Between Licensee Employees And Temporary Contract Workers At
Nuclear Power Plants Across The United States.
NRC Fitness For Duty Report - http://pbadupws.nrc.gov/docs/ML1322/ML13225A131.pdf
There is a large discrepancy between the causes of Fitness For Duty events between licensee
employees and temporary contract workers at nuclear power plants across the United States. 55% of
licensee violations involve alcohol, 26% involving marijuana. 51% of temporary contract worker
violations involved marijuana, and 18% involved alcohol. Cocaine violations are approximately the
same; 10% licensee violations and 12% contractor violations.
55%
26%
10%
9%
Graph 4: Causes of Positive Tests Among Licensee Employees
Alcohol Marijuana Cocaine Other
18%
51%
12%
19%
Graph 5: Causes of Positive Tests Among Contractors / Vendors
Alcohol Marijuana Cocaine Other
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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7 Finding: 5-Year Trends Indicate That Fitness For Duty Programs Are Deficient, As TheData Demonstrates That Workers Including Licensed Reactor Operators Are Increasingly Impaired By Drug And Alcohol Dependencies, And A Significant Number Of Violations Are | Fairewinds Energy Education
Finding: 5-Year Trends Indicate That Fitness For Duty Programs Are Deficient,
As The Data Demonstrates That Workers Including Licensed Reactor Operators
Are Increasingly Impaired By Drug And Alcohol Dependencies, And A Significant
Number Of Violations Are Caught Offsite By National, State, And Local Law
Enforcement Agencies.
The data unequivocally demonstrates that workforce personnel and licensed reactor operators are
under the influence of alcohol and illegal drugs while on-duty, despite the knowledge that such
actions when caught can end careers, and that programs are in place that have been designed to
identify those who are under the influence, indicating serious addictive issues not occasional social
consumption of alcohol and drugs. Not only are workers under the influence of alcohol and/or drugs
while on the job, they are also bringing that same contraband into work with them, in some cases
with documented evidence to determine there was intent to distribute.
This level of disregard for the safety of operations indicates a clear lack of concern about the
detection or resulting punishment for such actions as taken by the licensees. The data examinedshows that Fitness For Duty programs are not very effective at identifying workers who are impaired
by drugs and alcohol, therefore why should these programs be credited with finding workers
contemplating sabotage?
For instance in 2012, while on-duty at the Dresden NNP in Illinois, nuclear power plant licensed
reactor operator Michael Buhrman – allegedly attempted to recruit other workers at the Dresden
plant to join in him committing criminal acts. The then-employee of Exelon ultimately succeeded in
recruiting at least one other licensed reactor operator named Landon Brittain to join him in this
criminal escapade. These two nuclear power plant reactor operators then proceeded to commit a
felony by pointing a semi-automatic 45-caliber handgun at a young woman in a department store
parking lot, and hijacking her car. Both licensed reactor operators are now facing felony charges for
the hijacking.
Michael Buhrman is still unaccounted for, and reportedly living in Venezuela. Landon Brittain also
fled the country, likely in the company of Michael Buhrman, and was later found in Venezuela where
he was arrested and deported back to the United States. He is in custody while awaiting trial.
Surprisingly, no event reports were ever made to the Nuclear Regulatory Commission through the
event notification system regarding Landon Brittain or Michael Buhrman. Lack of reporting is
clearly a violation of federal law as delineated in the Federal Code of Regulations. Evidently, the
licensee (Exelon), the regulator (NRC), and the industry as a whole did not want the media to report
that such a violent incident was created by two slightly bored or very emotionally disturbed nuclear
power reactor operators allegedly certified to strict safety standards.
These serious offenses cast a dark shadow of doubt on the very security process used to screen
persons who have a high-level of responsibility in nuclear power plant operations, and who may have
an adverse effect on public health and safety. To begin with, each reactor operator is given a battery
of psychological tests and is also screened by a psychologist prior to enrollment in supervisory
programs. Employees also receive multiple continuing education behavioral programs, on-going
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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8 Finding: 5-Year Trends Indicate That Fitness For Duty Programs Are Deficient, As TheData Demonstrates That Workers Including Licensed Reactor Operators Are Increasingly Impaired By Drug And Alcohol Dependencies, And A Significant Number Of Violations Are | Fairewinds Energy Education
screenings, and tests that were designed and expected to catch such aberrant behaviors prior to any
crimes actually taking occurring.
It should be more concerning to the general public, regulators, and law enforcement that Buhrman
also successfully plotted these crimes with a co-worker, allegedly while working inside a nuclear
power plant, instead of paying attention to reactor operation. While these two miscreants were
employed as reactor operators at a nuclear power plant, no one at the plant detected their emotionaland behavioral abnormalities or pulled them from duty due to their unstable behavioral patterns.
According to a former senior licensed reactor operator who spoke with Fairewinds in response to this
story, “reactor operators keep track of multiple overlapping tasks and processes that require constant
vigil to ensure that no vital safety components are compromised. These responsibilities are
challenging during normal operations, so it is difficult to understand how an appreciable lack of
performance was not be noted because supervising operators are immersed in power plant
operations.”
Fairewinds is concerned and believes that nuclear regulators, Congressional and State Legislators,
public officials, law enforcement, emergency workers, and the public as a whole should be equally concerned with who is really operating our nuclear power plants. More than 30-years ago when the
accident at Three Mile Island (TMI) occurred in 1979, it involved operator error. The 1986
Chernobyl disaster was also blamed on operator error.
The aging nuclear fleet in the United States requires increased operator attention but the data shows
that just the opposite is occurring. The United States cannot afford a Fukushima Daiichi meltdown
or another TMI. Nuclear reactor operators need to meet the highest standard of Fitness For Duty,
strict operational standards and training, and rigorous supervision. Fairewinds asks, who is
operating and what oversight exists at the nuclear plant nearest you?
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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9 Appendix | Fairewinds Energy Education
Appendix
Reported Fitness For Duty Events (2008- September 2013)
Date Reactor Title Summary
1/24/2008 LaSalle CONFIRMED
POSITIVE FITNESSFOR DUTY TEST ON A CONTRACTSUPERVISOR
A non-licensed contract employee supervisor
had a confirmed positive for illegal drugsduring a Fitness For Duty test. Theemployee's access to the plant has beensuspended. Contact the HeadquartersOperations Officer for additional details.
2/20/2008 Indian Point FITNESS FOR DUTY REPORTINVOLVING A CONTRACTOR SUPERVISOR
A non-licensed contract employee supervisortested positive for alcohol during a randomFitness For Duty test. The contractor'saccess to the plant has been terminated.Contact the Headquarters Operations Officerfor additional details.
3/14/2008 Fermi FITNESS FOR DUTY REPORT
A non-licensed employee supervisor had aconfirmed positive for an illegal substance
during a random Fitness For Duty test. Theemployee's access to the protected areas wassuspended. Contact the HeadquartersOperations Officer for additional details.
3/20/2008 Cook FITNESS FOR DUTY - NON-LICENSEDSUPERVISOR
A non licensed supervisor had a confirmedpositive for illegal drugs during a pre-accessFitness For Duty test. The employee's accessto the plant has been terminated. Contactthe Headquarters Operations Officer foradditional details.
4/8/2008 Palo Verde FITNESS FOR DUTY - NON-LICENSEDSUPERVISOR
At approximately 1100 Mountain StandardTime on April 8, 2008 at the Palo VerdeNuclear Generating Station, a non-licensedsupervisor tested positive for alcohol duringa random 'Fitness For Duty' test. Theperson's access authorization has beenplaced on hold in accordance with stationprocedures. This event is being reportedpursuant to 10 CFR 26.73(a)(2)(ii).
4/10/2008 Wolf Creek FITNESS FOR DUTY NON-LICENSEDSUPERVISOR
A non-licensed employee supervisor had aconfirmed positive for alcohol during a forcause Fitness For Duty test. The employeesaccess to the plant has been terminated.
6/13/2008 Brunswick 10 CFR 26.719FITNESS FOR DUTY
- UNLICENSEDCONTRACTSUPERVISOR FAILED RANDOMDRUG TEST
A non-licensed contract employee supervisorhad a confirmed positive for illegal drugs
during a random Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
6/26/2008 Point Beach 10 CFR 26.719FITNESS FOR DUTY - SITE ACCESSSUSPENDED
A random FFD drug and alcohol test on alicensee supervisor indicated the presence of alcohol, although the blood alcohol content was below the limit of a positive test. As a
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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10 Appendix | Fairewinds Energy Education
prudent measure the Medical Review Officerrecommended that the individual be furtherevaluated. The individual's site access to theplant has been suspended pendingcompletion of that evaluation. Contact theHeadquarters Operations Officer for
additional details.8/19/2008 DiabloCanyon
FITNESS FOR DUTY A non-licensed PG&E employee wasinattentive to his responsibilities, and wasrelieved of his duties. Contact theHeadquarters Operations Officer foradditional details.
10/1/2008 Nuclear FuelServices
POSITIVE RANDOMFITNESS FOR DUTY TEST
A non-licensed employee supervisor had aconfirmed positive for illegal drugs during arandom Fitness For Duty test. Theemployee's access for the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
10/11/2008 Grand Gulf CONTROLLED
SUBSTANCEFOUND IN THEPROTECTED AREA
Licensee personnel found an unattended
controlled substance inside the protectedarea. Contact the Headquarters OperationsOfficer for additional details.
10/20/2008 Turkey Point 24 HOUR FITNESSFOR DUTY REPORT
A non-licensed employee supervisor had aconfirmed positive for alcohol during a For-Cause Fitness For Duty test. The employee'saccess to the plant has been terminated.Contact the Headquarters Operations Officerfor additional details.
11/7/2008 Sequoyah FITNESS FOR DUTY A licensed employee supervisor had aconfirmed positive for illegal drugs during arandom Fitness For Duty test. Theemployee's access to the plant has been
terminated. Contact the HeadquartersOperations Officer for additional details.
12/2/2008 Turkey Point FITNESS FOR DUTY A non-licensed employee supervisor had aconfirmed positive for illegal drugs during afollow-up Fitness For Duty test. Theemployee's access to the plant has beendenied. Contact the Headquarters'Operations Officer for additional details.
12/15/2008 Watts Bar FITNESS FOR DUTY REPORT
A non-licensed employee supervisor had aconfirmed positive for illegal drugs during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
12/17/2008 Turkey Point FITNESS FOR DUTY A non-licensed employee supervisor had aconfirmed positive for illegal drugs during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
1/5/2009 Watts Bar FITNESS FOR DUTY INVOLVING UNIT 2
A non-licensed contract employee wasdiscovered to be in possession of an illegal
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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11 Appendix | Fairewinds Energy Education
CONSTRUCTIONEMPLOYEE
substance inside the Unit 2 side of thecommon protected area following a for causeinvestigation. The contract employee was working in the construction of Unit 2. Thecontract employee's badge and access to theplant has been revoked. Contact the
Headquarters Operations Officer foradditional details.2/13/2009 Crystal River FITNESS FOR DUTY A non-licensed employee supervisor had a
confirmed positive for illegal drugs during afollow-up Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
2/25/2009 Calvert Cliffs FITNESS FOR DUTY - CONTROLLEDSUBSTANCEFOUND INPROTECTED AREA
Actual introduction of contraband into a vital area. The licensee notified the NRCResident Inspector. Contact theHeadquarters Operations Officer foradditional details.
2/25/2009 Summer LICENSEDEMPLOYEE TESTSPOSITIVE FOR ALCOHOL
A licensed employee had a confirmedpositive test for alcohol during a for-causeFitness For Duty test. The employees accessto the plant has been suspended. Contact theHeadquarters Operations Officer for details.
The licensee will inform state/local agenciesand has informed the NRC ResidentInspector.
* * * UPDATE PROVIDED BY JASON WEATHERSBY TO JASON KOZAL ON03/06/09 AT 1511 * * *
The licensed employee's for-cause FitnessFor Duty test also confirmed positive formarijuana. The employee's access to theplant has been revoked.
4/27/2009 Vogtle FITNESS FOR DUTY INVOLVING A NON-LICENSEDCONTRACTSUPERVISOR
A non-licensed contract supervisor had aconfirmed positive for a controlledsubstance during a random Fitness For Duty test. The employee's access to the plant has been terminated. Contact the HeadquartersOperations Officer for additional details.
5/14/2009 Cooper FITNESS FOR DUTY INVOLVING A NON-LICENSEDSUPERVISOR
A non-licensed employee supervisor had aconfirmed positive test for alcohol during aFor-Cause Fitness For Duty test. Theemployee's access to the plant has beentemporarily suspended. Contact theHeadquarters Operations Officer foradditional details.
6/17/2009 San Onofre FITNESS FOR DUTY INVOLVING A NON-LICENSEDSUPERVISOR
A non-licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has been
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
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12 Appendix | Fairewinds Energy Education
revoked. Contact the HeadquartersOperations Officer for additional details.
7/20/2009 San Onofre FITNESS FOR DUTY REPORT -CONFIRMEDPOSITIVE FOR
ALCOHOL
A non-licensed supervisory employee had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access has been revoked. Contact
the Headquarters Operations Officer foradditional details.8/17/2009 Quad Cities FITNESS FOR DUTY
- SUPERVISOR TESTED POSITIVEFOR ALCOHOL
A licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's unescorted access to the planthas been denied. Contact the HeadquartersOperations Officer for additional details.
8/27/2009 Palo Verde CONFIRMEDPOSITIVE FITNESSFOR DUTY TEST BY NON-LICENSEDSUPERVISOR
A non-licensed employee supervisor had aconfirmed positive for illegal drugs during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the Headquarters
Operations Officer for additional details.8/31/2009 Byron FITNESS FOR DUTY
- LICENSEDEMPLOYEECONFIRMEDPOSITIVE FOR ALCOHOL
A licensed employee had a confirmedpositive for alcohol during a Fitness ForDuty test. The employee's access to the planthas been suspended. Contact theHeadquarters Operations Officer foradditional details.
8/31/2009 Vermont Yankee
FITNESS FOR DUTY - SUPERVISOR TESTED POSITIVEFOR ALCOHOL
A non-licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's unescorted access to the planthas been revoked. Contact the HeadquartersOperations Officer for additional details.
9/4/2009 Point Beach FITNESS FOR DUTY - LICENSEDEMPLOYEECONFIRMEDPOSITIVE FOR ALCOHOL
A licensed employee had a confirmedpositive for alcohol during for-cause FitnessFor Duty test. The employee's access to theplant has been suspended. Contact theHeadquarters Operations Officer foradditional details.
9/14/2009 Wolf Creek FITNESS FOR DUTY - LICENSEDEMPLOYEETESTED POSITIVEFOR ALCOHOL
A licensed employee had a confirmedpositive for alcohol during a random FitnessFor Duty test. The employee's unescortedaccess to the plant has been suspended.Contact the Headquarters Operations Officerfor additional details.
10/8/2009 Monticello FITNESS FOR DUTY - REPORT OFFAILURE OFRANDOM DRUGTEST NON-LICENSEDCONTRACTOR
A non-licensed contractor had confirmedpositive for illegal drugs a random FitnessFor Duty test. The contractors access to theplant has been terminated. Contact theHeadquarters Operations Officer foradditional details.
10/16/2009 Vogtle FITNESS FOR DUTY REPORTINVOLVING A
A non-licensed contract employee supervisorfailed to disclose derogatory information asrequired by the Fitness For Duty program.
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13 Appendix | Fairewinds Energy Education
NON-LICENSEDCONTRACTSUPERVISOR
The employee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
11/3/2009 Waterford FITNESS FOR DUTY - EMPLOYEETESTED POSITIVE
FOR ALCOHOL.
An employee had a confirmed positive foralcohol during a random Fitness For Duty test. The employee's unescorted access to the
plant has been suspended. Contact theHeadquarters Operations Officer foradditional details.
12/1/2009 Watts Bar FITNESS FOR DUTY NON-LICENSEDSUPERVISOR
A non-licensed contractor supervisor had aconfirmed positive for illegal drugs during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
12/15/2009 B&W NUCLEAR OPERATINGGROUP,
INC.
FITNESS FOR DUTY - SUPERVISOR TESTED POSITIVEFOR ALCOHOL
An employee supervisor had a confirmedpositive for alcohol during a random FitnessFor Duty test. The employee's access to thesite has been denied.
12/16/2009 Palo Verde FITNESS FOR DUTY - LICENSEDOPERATOR
A licensed operator supervisor had aconfirmed positive for alcohol during a "forcause" test. The employee's access to theplant has been terminated. Contact theHeadquarters Operations Officer foradditional details.
The licensee notified the NRC ResidentInspector.
* * * UPDATE FROM ELKINTON TO ABRAMOVITZ AT 1637 ON 12/17/2009 * * *
The licensed operator was not a supervisor.1/4/2010 Braidwood POSSESION OF
ALCOHOLICBEVERAGE INPROTECTED AREA
At approximately 0930 on January 4, 2010 agift package was brought into the protectedarea that contained a bottle of an alcoholic beverage. The individual that brought thepackage into the protected area was unawarethat a bottle of an alcoholic beverage was inthe gift package. The gift package wasdelivered to the intended individual. As theindividual was reviewing the contents of thepackage, the bottle of alcoholic beverage wasidentified as part of the package. Security was immediately contacted and took possession of the bottle. The bottle was stillsealed with the original seal. The giftpackage was always attended while insidethe protected area. A Fitness For Duty evaluation of the personnel involved wasconducted with no concerns identified.
2/1/2010 Waterford FITNESS FOR DUTY TEST FOR AN
A contract supervisor had a confirmedpositive for illegal drugs during a random
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14 Appendix | Fairewinds Energy Education
ILLEGALSUBSTANCE
Fitness For Duty test. The employee's accessto the plant has been terminated. Contactthe Headquarters Operations Officer foradditional details.
2/8/2010 BrownsFerry
FITNESS FOR DUTY - CONFIRMED
POSITIVE ALCOHOL TESTFOR A NON-LICENSEDSUPERVISOR
A non-licensed employee supervisor had aconfirmed positive for alcohol during a
random Fitness For Duty test. Theemployee's access has been suspended.Contact the Headquarters Operations Officerfor additional details.
2/15/2010 Davis Besse FITNESS FOR DUTY EVENT -CONFIRMEDPOSITIVE FOR CONTROLLEDSUBSTANCE USE
A non-licensed, contract supervisor had aconfirmed positive for a controlledsubstance during a random Fitness For Duty test. The employee's access to the plant has been terminated. Contact the HeadquartersOperations Officer for additional details.
2/15/2010 PeachBottom
FITNESS FOR DUTY EVENT -
POSSESSION OF ALCOHOL INSIDETHE PROTECTED AREA
A non-licensed, non-supervisory employee was found in possession of alcohol inside the
protected area. For-cause Fitness For Duty testing was conducted with negative results.The individual's unescorted access has beenprohibited pending further investigation.Contact the Headquarters Operations Officerfor additional details.
2/16/2010 Crystal River FITNESS FOR DUTY EVENT -CONFIRMEDPOSITIVE FFDTEST
A licensed, non-supervisory employee had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's unescorted access to the facility has been suspended. Contact theHeadquarters Operations Officer foradditional details.
3/8/2010 San Onofre FITNESS FOR DUTY REPORT
A non-licensed employee supervisor had aconfirmed positive for alcohol during afollow-up Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
3/10/2010 Turkey Point FITNESS FOR DUTY REPORT
A contract supervisor tested positive foralcohol on a for-cause Fitness For Duty test.The contractor's access to the facility has been terminated. Contact the HeadquartersOperations Officer for further details.
3/22/2010 Palo Verde FITNESS FOR DUTY REPORT -CONTRACTSUPERVISOR
A contract supervisor had a confirmedpositive for drugs as a result of a pre-accessFitness For Duty test. The individual's accessto the plant has been terminated. Contactthe Headquarters Operations Officer foradditional details.
4/7/2010 Saint Lucie FITNESS FOR DUTY REPORT
A non-licensed contract employee had aconfirmed positive for alcohol during aFitness For Duty test. The contractor'saccess to the facility has been terminated.Contact the Headquarters Operations Officer
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for further details.
4/12/2010 ComanchePeak
FITNESS FOR DUTY REPORT
A licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the Headquarters
Operations Officer for additional details.5/28/2010 Nine Mile
PointNON-LICENSEDCONTRACTOR SUPERVISOR TESTED POSITIVEFOR ALCOHOL
A non-licensed contract supervisor testedpositive for alcohol on a random Fitness ForDuty test. The employee's access to the planthas been terminated. Contact theHeadquarters Operations Officer foradditional details.
6/4/2010 Three MileIsland
FITNESS FOR DUTY - NON-LICENSEDSUPERVISOR
A non-licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
6/15/2010 Tennessee Valley Authority
NON-LICENSEDSUPERVISOR FITNESS FOR DUTY
A non-licensed employee supervisor had aconfirmed positive for alcohol during afollow-up Fitness For Duty test. Theemployee's access to TVA nuclear plants has been terminated. Contact the HeadquartersOperations Officer for additional details.
6/24/2010 ExelonNuclearCorporate
EXELON DRUGTESTINGCONTRACTOR TESTED POSITIVEDURING RANDOMFITNESS FOR DUTY TEST
A contractor used by Exelon Corporate fordrug testing at six Exelon nuclear sitestested positive for an illegal substanceduring a random Fitness For Duty test. Theindividual has been denied unescortedaccess to Exelon facilities. Contact HOO fordetails.
6/24/2010 Fermi FITNESS FOR DUTY - SUPERVISOR TESTED POSITIVEDURING RANDOMDRUG/ALCOHOLTEST
A non-licensed employee supervisor had aconfirmed positive for alcohol during arandom drug/alcohol test. Unescortedaccess has been suspended. Contact theHOO for further details.
6/29/2010 Point Beach FITNESS FOR DUTY - LICENSEDEMPLOYEECONFIRMEDPOSITIVE FOR ALCOHOL
A non-supervisory licensed employee had aconfirmed positive test for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beendenied. The individual had not entered theprotected area and had not performed any licensed duties prior to the event.
7/2/2010 Vogtle FITNESS FOR DUTY PROGRAMMATICISSUE APPLICABLETOCONSTRUCTIONUNITS 3 AND 4
"An internal audit of a contractors FitnessFor Duty program revealed potential non-compliances with elements of 10 CFR 26.61related to self disclosure requirements. Theinvestigation into the extent of the potentialnoncompliance continues including whetherassociated elements of 10 CFR 26.63 are incompliance. Safety related constructionactivities will be suspended pending
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resolution and completion of correctiveactions.Southern Nuclear Operating Company (SNC) is providing this notification underthe provisions of 10 CFR26.719(b)(4)."
7/8/2010 Waterford ADMINISTRATIVE
REVIEW REVEALEDFITNESS FOR DUTY PROGRAM ISSUES
"Pursuant to Fitness For Duty and Fatigue
Rule reporting requirements of 10CFR26.719(b)(2)(ii), Entergy is makingthis notification associated with violation of Waterford 3 working hour policy. This is aconservative report to proactively documentthe identified working hour issues.
"The site assembled a team for the purposeof reviewing working hours within the Waterford 3 Security Department todetermine if the department is incompliance with procedure EN-OM-123(Fatigue Management Program) and 10 CFR
26 Subpart I (Managing Fatigue). While thiscomprehensive review is still in progress,two examples have been identifiedassociated with supervisory violations of theFatigue Rule 'Working Hours.' This report isintended to capture these examples and toencompass any other examples that may beidentified during this review process.
"The two examples of procedural violationsare:
"Security supervisor had exceeded the 26
hours maximum in any 48 hour period by working 16 hours on 6/1/2010 and 11.5hours on 6/2/2010 with no waiver in effect[10CFR26(d)(1)(ii)].
"Security supervisor had exceeded a 9 day period without a 34 hour break during theperiod of 5/16/2010 to 5/24/2010 with no waiver in effect [10CFR26(d)(2)(ii)].
"Security has verified the current watch billmeets the procedural and regulatory requirements. Security has implementedinterim measures for the supervisors toperform a documented validation of work hour management system (PQ&S) data.Condition Report CR-WF3-2010-4156 has been initiated and entered into the Waterford 3 corrective action program. Theongoing comprehensive review will becompleted.
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"Waterford 3 has communicated this issue with the Waterford 3 NRC Senior Resident[Inspector], the NRC Region IV Security Branch Chief, and the NRC NRR ProjectManager.
"[During] the week of July 26, a follow upcall is planned with NRC Region IV associated with the working hour issues."
7/15/2010 Vogtle FITNESS FOR DUTY PROGRAMMATICISSUE APPLICABLETOCONSTRUCTIONUNITS 3 AND 4
"On July 2, 2010, Southern NuclearOperating Company (SNC) provided a non-emergency event notification (EN# 46067)for an apparent non-compliance with 10CFR 26.61 relating to self-disclosurerequirements. During implementation of corrective actions for that event, Shaw Nuclear Services Inc. (Primary ConstructionContractor for Vogtle 3&4) personnelidentified that several of the self-disclosure
forms received from a sub-contractor had very similar handwriting. An incidentinvestigation was initiated to ascertain therelevant facts. During that investigation,Shaw identified two supervisory personnelfrom the sub-contractor organization whoapparently provided the suspect self-disclosure documents for other employeesfrom their company. Unescorted access forthe two supervisory personnel wassuspended and they were removed from thesite pending completion of the investigation. All suspect self-disclosure forms were
removed from the files, and the affectedindividuals have completed and submittednew self-disclosure forms. No other evidenceof policy violations has been identifiedduring this process. The investigation intothe FFD event continues. On July 14, 2010,Shaw notified SNC that sufficient indicationexists that the actions of the sub-contractorsupervisory personnel may have violated theShaw FFD policy. As such, this issue isreportable in accordance with 10 CFR 26.719(b)(2)(ii), which requires a non-emergency event notification."
The licensee notified the NRC ResidentInspector.
* * * UPDATE AT 1446 ON 10/12/2010FROM JIM DAVIS TO CHARLES TEAL * * *
"On July 15, 2010, Southern NuclearOperating Company (SNC) provided a non-
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emergency event notification (EN# 46096)for an apparent violation of the Shaw FitnessFor Duty (FFD) policy by two subcontractorsupervisory personnel who provided suspectself-disclosure documents for otheremployees from their company. On October
11, 2010, SNC was notified by Shaw that athird sub-contractor supervisory individual was identified as being involved in theoriginal event reported on July 15, 2010.This supervisory individual has beenrelieved of duty and removed from Vogtle3&4 site. The documents affected by thisindividual were part of the documentsidentified in the original notification (EN#46096) made on July 15, 2010. As part of thecorrective actions from the root causeinvestigation into the previously reportedevents, Shaw has verified that a self-
disclosure form has been completed by eachindividual as required by 10 CFR 26. Thisnotification is being made as an update toEN# 46096 to identify that a thirdindividual was involved in violating theShaw FFD policy."
7/15/2010 Vogtle FITNESS FOR DUTY PROGRAMMATICISSUE APPLICABLETOCONSTRUCTIONUNITS 3 AND 4
On July 2, 2010, Southern NuclearOperating Company (SNC) provided a non-emergency event notification (EN# 46067)for an apparent non-compliance with 10CFR 26.61 relating to self-disclosurerequirements. During implementation of corrective actions for that event, Shaw
Nuclear Services Inc. (Primary ConstructionContractor for Vogtle 3&4) personnelidentified that several of the self-disclosureforms received from a sub-contractor had very similar handwriting. An incidentinvestigation was initiated to ascertain therelevant facts. During that investigation,Shaw identified two supervisory personnelfrom the sub-contractor organization whoapparently provided the suspect self-disclosure documents for other employeesfrom their company. Unescorted access forthe two supervisory personnel wassuspended and they were removed from thesite pending completion of the investigation. All suspect self-disclosure forms wereremoved from the files, and the affectedindividuals have completed and submittednew self-disclosure forms. No other evidenceof policy violations has been identifiedduring this process. The investigation intothe FFD event continues. On July 14, 2010,
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Shaw notified SNC that sufficient indicationexists that the actions of the sub-contractorsupervisory personnel may have violated theShaw FFD policy. As such, this issue isreportable in accordance with 10 CFR 26.719(b)(2)(ii), which requires a non-
emergency event notification.7/26/2010 Hatch 24-HOUR FITNESSFOR DUTY REPORT
A licensed (not active) employee supervisorhad a confirmed positive during a randomFitness For Duty test. The employee'sunescorted access has been suspended.Contact the Headquarters Operations Officerfor additional details.
7/29/2010 Fitzpatrick 24 HOUR FITNESSFOR DUTY REPORT
A non-licensed contract foreman had aconfirmed positive during a follow-upfitness-for duty test. The contract employee'sunescorted access has been terminated.Contact the Headquarters Operation Officerfor additional details.
8/17/2010 McGuire EMPTY BEER CANFOUND INSIDETHE PROTECTED AREA
On August 17, 2010, an empty beer can wasdiscovered in a recycle container inside theProtected Area (PA). The can has beenremoved from the PA. Further investigationas to how the can was introduced into the PA is in progress. No personnel Fitness ForDuty issues related to the consumption of alcohol have been identified. The presence of alcohol with the PA is being reported inaccordance with 10CFR26.719(b)(1).
8/27/2010 PrairieIsland
24 HOUR FITNESSFOR DUTY REPORT
A supervisor had a positive for alcoholduring a follow-up fitness-for duty test. Theemployee's access to the facility has been
suspended. Contact the HeadquartersOperation Officer for further details.
8/31/2010 Clinton FITNESS FOR DUTY REPORT -DISCOVERY OF A POTENTIALPROHIBITEDSUBSTANCE INTHE PROTECTED AREA
The licensee discovered a potentialprohibited substance in the protected area.The substance has been removed from thefacility. The licensee has notified the NRCResident Inspector, the Illinois Emergency Management Agency and the DeWitt County Sheriff Office. Contact the HeadquartersOperations Officer for additional details.
10/19/2010 Summer FITNESS FOR DUTY - POSITIVE TESTFOR ALCOHOL OFCONTRACTSUPERVISOR.
A non-licensed contract employee supervisorhad a confirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
10/25/2010 Beaver Valley
CONTRACT NON-LICENSEDSUPERVISOR TESTED POSITIVEFOR A CONTROLLED
A non-licensed contract employee supervisorhad a confirmed positive for a controlledsubstance during a random Fitness For Duty test. The employee's unescorted access to theplant has been terminated. Contact theHeadquarters Operations Officer for
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SUBSTANCE additional details.
10/27/2010 Turkey Point FITNESS FOR DUTY REPORTINVOLVING A SUPERVISOR
A licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beendenied. Contact the Headquarters
Operations Officer for additional details.11/8/2010 INPO FITNESS FOR DUTY
- SUPERVISOR ATINSTITUTE OFNUCLEAR POWER OPERATIONSTESTED POSITIVEFOR ALCOHOL
A supervisor at the Institute of NuclearPower Operations (INPO) had a confirmedpositive for alcohol during a random FitnessFor Duty test. The individual functioned as asupervisor at the Institute of Nuclear PowerOperations. The employee's unescortedaccess has been suspended. Contact theHeadquarters Operations Officer for furtherdetails.
12/21/2010 Oyster Creek PROHIBITIVESUBSTANCELOCATED INSIDE
THE PROTECTED AREA
"At 1007 EST a prohibitive substance (un-opened alcohol container) was discovered inthe protected area. The non-supervisory
individual involved is being evaluated underthe behavior observation program and theprohibitive substance (alcohol) has beenconfiscated.
"This report is being made in accordanceSignificant Fitness For Duty Events SEC1.10, 10 CFR 26.719 (b) Significant FFDpolicy violations or programmatic failures.The following significant FFD policy violations and programmatic failures must be reported to the NRC Operations Center by telephone within 24 hours after thelicensee or other entity discovers the violation:
"(1) The use, sale, distribution, possession,or presence of illegal drugs, or theconsumption or presence of alcohol within aprotected area;
"The following are considered significantFitness For Duty events and must bereported by nuclear stations to the NRCOperations Center by telephone within 24hours of discovery of the event by thelicensee;
"Alcoholic beverages and illegal drugs withinthe protected area, even if no person is inpossession of the items."
1/3/2011 Fort Calhoun SUPERVISOR FAILSRANDOM FITNESSFOR DUTY CHECK
A non-licensed employee supervisor had aconfirmed positive for alcohol on a randomFitness For Duty test. The individual did notand does not have access to the protected
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area. Contact the Headquarters OperationsOfficer for additional details.
1/10/2011 Dresden FITNESS FOR DUTY - CONTRACTOR CUSTODIANFOUND WITH
ALCOHOL INSIDETHE PROTECTED AREA
Alcohol was found in the possession of acontractor inside the protected area. Theindividuals access to the plant has beenterminated. Contact the Headquarters
Operations Officer for additionalinformation.
1/18/2011 Braidwood CONFIRMEDPOSITIVE TESTFOR ILLEGALDRUG
A non-licensed employee supervisor has aconfirmed positive test for an illegal drugduring a random Fitness For Duty test. Theemployees access to the plant has beencancelled. Contact the HeadquartersOperations Officer for more details.
1/20/2011 Vogtle FITNESS FOR DUTY REPORTINVOLVING FFDPROGRAM
VULNERABILITY
A discovered vulnerability in the Fitness ForDuty (FFD) program has resulted incontractor personnel being grantedunescorted access to Vogtle 3&4
construction site without meeting all therequirements of the FFD Program. Contactthe Headquarters Operations Officer formore details.
1/25/2011 Summer FITNESS FOR DUTY A licensed employee had a confirmedpositive for a controlled substance during aFitness For Duty test. The employee's accessto the plant has been terminated. Contactthe Headquarters Operations Officer foradditional details.
1/26/2011 ArkansasNuclear
FITNESS FOR DUTY REPORTINVOLVING A
NON-LICENSEDCONTRACTSUPERVISOR
A non-licensed contract employee supervisorhad a confirmed positive for a controlledsubstance during a random Fitness For Duty
test. The subject individual has beenterminated. Contact the HeadquartersOperations Officer for additional details.
2/14/2011 Byron FITNESS FOR DUTY REPORTINVOLVING A NON-LICENSEDSUPERVISOR
A non-licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beensuspended. Contact the HeadquartersOperations Officer for additional details.
2/24/2011 LaSalle FITNESS FOR DUTY REPORTINVOLVING A NON-LICENSEDCONTRACTOR SUPERVISOR
A non-licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beensuspended. Contact the HeadquartersOperations Officer for additional details.
3/9/2011 McGuire FITNESS FOR DUTY A non-licensed employee failed to meetFitness For Duty criteria. The employee'saccess to the plant has been terminated.Contact the NRC Headquarters OperationsOfficer for additional details.
* * * UPDATE FROM MARK S. MCNEELY
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TO JOHN SHOEMAKER AT 1025 EST ON03/14/11 * * *
An update to this report has been provided by the licensee. Contact the NRCHeadquarters Operations Officer for
additional details.
Notified R2DO Nease)3/31/2011 Fort Calhoun CONTRABAND
FOUND INSIDETHE PROTECTED AREA
While cleaning out portable toilets beingused at the site, the waste disposal vendoremployee discovered a two ounce (shotsized) liquor bottle in one of the units. Theunit had been on-site since 2/25/11 and wasstaged in the Protected Area. The wastedisposal vendor indicated that it is unlikely the bottle was in the portable toilet prior todelivery to the site.
4/13/2011 Vogtle FITNESS FOR DUTY
REPORTINVOLVING A NON-LICENSEDEMPLOYEE
A non-licensed employee had a confirmed
positive for alcohol during a for-causeFitness For Duty test. The employee'sunescorted access has been terminated.Contact the Headquarters Operations Officerfor additional details.
4/22/2011 Point Beach FITNESS FOR DUTY REPORTINVOLVING A NON-LICENSEDCONTRACTOR SUPERVISOR
A non-licensed contractor supervisor testedpositive for alcohol during a follow-upFitness For Duty test. The employee's accessto the plant has been suspended. Contact theHeadquarters Operations Officer foradditional details.
5/3/2011 Watts Bar CONTRACTSUPERVISOR
TESTED POSITIVEFOR ILLEGALDRUG
A contract supervisor had a confirmedpositive for an illegal drug during a random
Fitness For Duty test. The employee's accessto the plant has been terminated. Thelicensee has notified the NRC ResidentInspector.
5/12/2011 Fort Calhoun CONTRACTEMPLOYEE ADMITTED TOUSING ILLEGALSUBSTANCE
A contract employee was questioned andadmitted to using an illegal substance. Theemployee's access to the plant beensuspended. Local law enforcement hascustody of the individual. The licensee hasnotified the NRC Resident Inspector.
5/24/2011 San Onofre FITNESS FOR DUTY REPORTINVOLVING A MAINTENANCESUPERVISOR
A maintenance supervisor had a confirmedpositive for alcohol during a for causeFitness For Duty test. The employee's accesshas been revoked. Contact the HeadquartersOperations Officer for additional details.
6/2/2011 Grand Gulf FITNESS FOR DUTY REPORTINVOLVING A CONTRACTOR SUPERVISOR
A contractor supervisor had a confirmedpositive for alcohol during a random FitnessFor Duty test. The employee's access has been revoked. Contact the HeadquartersOperations Officer for additional details.
6/3/2011 Columbia CONTRACTOR SUPERVISOR
A non-licensed supervisory contractoradmitted to attempting to subvert a Fitness
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ATTEMPTS TOSUBVERT FITNESSFOR DUTY TEST
For Duty test. The contractor's access to thesite has been suspended. The NRC ResidentInspector was notified.
6/6/2011 Kewaunee FITNESS FOR DUTY REPORTINVOLVING A
CONTRACTOR SUPERVISOR
A contractor supervisor had a confirmedpositive for an illegal substance during arandom Fitness For Duty test. The
employee's access has been suspended.Contact the Headquarters Operations Officerfor additional details.
6/6/2011 Kewaunee FITNESS FOR DUTY REPORTINVOLVING A CONTRACTOR SUPERVISOR
A contractor supervisor had a confirmedpositive for an illegal substance during arandom Fitness For Duty test. Theemployee's access has been suspended.Contact the Headquarters Operations Officerfor additional details.
7/6/2011 Crystal River SUPERVISORY EMPLOYEETESTED POSITIVEFOR ALCOHOL
A non-licensed employee supervisor had aconfirmed positive for alcohol during a for-cause Fitness For Duty test. The employee'sunescorted access has been terminated.
Contact the NRC Headquarters OperationsOfficer for additional details.
7/20/2011 Oconee FITNESS FOR DUTY REPORTINVOLVING A CONTRACTOR SUPERVISOR
A contractor supervisor had a confirmedpositive for alcohol during a random FitnessFor Duty test. The contractor's access to theplant has been terminated. Contact theHeadquarters Operations Officer foradditional details.
8/2/2011 Hope Creek FITNESS FOR DUTY REPORTINVOLVING ANEMPLOYEESUPERVISOR
A utility non-licensed supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theindividual's access to the site has beenterminated. Contact the Headquarters
Operations Officer for additional details.8/3/2011 Prairie
Island24-HOUR FITNESSFOR DUTY REPORT
"A non-licensed supervisor tested positivefor alcohol during a random Fitness ForDuty test. The employee's access to thefacility has been suspended. Contact theHeadquarters Operations Officer for furtherdetails.
8/4/2011 Kewaunee 24-HOUR FITNESSFOR DUTY REPORT
A non-licensed, non-supervisory employee was in possession of and had used aprescription drug for which the employeedid not have a valid prescription. Theemployee's access to the facility has beensuspended. Contact the HeadquartersOperations Officer for further details.
8/5/2011 Monticello 24-HOUR FITNESSFOR DUTY REPORT
A non-licensed contract supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
8/18/2011 Crystal River FITNESS FOR DUTY - PRESENCE OF
A non-licensed contract employee wasdetermined to have alcohol in his possession
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ALCOHOL IN THEPROTECTED AREA
while in the Protected Area. The contractor'saccess to the plant has been terminated.Contact the Headquarters Operations Officerfor additional details.
8/30/2011 Susquehanna PROGRAMMATICDEFICIENCY
IDENTIFIED INFITNESS FOR DUTY PROGRAM
"At 1319 [hrs. EDT on] 8/29/2011, aprogrammatic deficiency was reported
involving the SSES [Susquehanna SteamElectric Station] Fitness For Duty (FFD)program and compliance with 10CFR26.Current contractual agreement with PPL vendor to perform Employee AssistanceProgram (EAP) counseling and treatment forself referrals does not require appropriatereporting to the utility as mandated by 10CFR26.
"This event is reportable under10CFR26.719(b)4, 'Any programmaticfailure, degradation, or discovered
vulnerability of the FFD program that may permit undetected drug or alcohol use orabuse by individuals within a protected area,or by individuals who are assigned toperform duties that require them to besubject to the FFD program."
The licensee has obtained an informalagreement by the vendor to reportappropriate information until the contractcan be amended.
9/1/2011 Saint Lucie FITNESS FOR DUTY REPORT
INVOLVING ANEMPLOYEESUPERVISOR
A non-licensed employee supervisor had aconfirmed positive for alcohol during a
random Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
9/1/2011 Susquehanna FITNESS FOR DUTY (FFD) REPORTINVOLVING A FFDPROGRAMDEFICIENCY
"At 1600 on 9/1/11 the control room wasnotified that the 10CFR Part 26 requirementfor the Medical Review Officer (MRO) andSubstance Abuse Expert (SAE) to be subjectto the FFD Rule has not been met.
"10CFR 26.4 (g), 'FFD program applicability to categories of individuals', states that 'AllFFD program personnel who are involved inthe day-to-day operations of the program, asdefined by the procedures of the licenseesand other entities in 26.3(a) through (c),and, as applicable, (d), and whose dutiesrequire them to have the following types of access or perform the following activitiesshall be subject to an FFD program thatmeets all of the requirements of this part,except subparts I and K of this part, and, at
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the licensee's or other entity's discretion,subpart C of this part:
(1) All persons who can link test results withthe individual who was tested before an FFDpolicy violation determination is made,
including, but not limited to the MRO;
(2) All persons who make determinations of fitness;'
"Contrary to the above, the SSES MRO (whois also an SSES SAE) is not included in theSSES random drug testing program asrequired by the regulation. This individual isalso not included in the documentedBehavior Observation Program.
"This event is reportable under
10CFR26.719(b)4 requiring a 24 hour ENSnotification."
This deficiency has existed since Decemberof last year and was identified during aroutine on-going QA Audit.
The licensee informed the NRC ResidentInspector.
9/7/2011 B&W NUCLEAR OPERATINGGROUP,
INC.
FITNESS FOR DUTY REPORT RELATEDTO INTRODUCTIONOF ALCOHOL INTO
PROTECTED AREA
The licensee reported a Fitness For Duty violation due to an employee whoinadvertently brought alcohol into theprotected area. The violation was self-
reported by the individual involved. Theemployee is being tested under the FFDprogram and his access has been deniedpending outcome of an investigation.Contact the HOO for additional details
10/10/2011 LaSalle FITNESS FOR DUTY - NON-LICENSEDEMPLOYEE HAS A POSITIVECONFIRMED TESTFOR AN ILLEGALDRUG
A non-licensed employee supervisor had aconfirmed positive test for illegal drugsduring a random Fitness For Duty test. Theemployee's access to the plant has beensuspended. Contact the HeadquartersOperations Officer for additional details.
10/18/2011 Monticello RANDOM FITNESSFOR DUTY TESTFAILURE
A non-licensed employee had a confirmedpositive for alcohol during a random FitnessFor Duty test. The employee's access to theplant has been terminated. Contact theHeadquarters Operations Officer foradditional details.
10/19/2011 Kewaunee OPENED ALCOHOLICBEVERAGECONTAINER IN
At 1244 CST a prohibited substance (can of beer) was discovered open in the protectedarea. The non-supervisory, non-licensedindividual involved did not consume any
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PROTECTED AREA alcohol and was tested under the FFDprogram. The prohibited substance (alcohol)has been confiscated and FFD test results were negative for consumption. The can of beer was inadvertently brought in theperson's lunch box and opened before the
individual realized the error.
This report is being made in accordanceSignificant Fitness-Far-Duty Events 10 CFR 26.719 (b) Significant FFD policy violationsor programmatic failures. The followingsignificant FFD policy violations andprogrammatic failures must be reported tothe NRC Operations Center by telephone within 24 hours after the licensee or otherentity discovers the violation: '(1) The use,sale, distribution, possession, or presence of illegal drugs, or the consumption or
presence of alcohol within a protected area.'10/22/2011 Susquehanna FITNESS FOR DUTY
RULE NOT MET"At 0857 on 10/21/2011 a condition wasreported identifying that 10CFR Part 26requirement for the FFD Lab Director to besubject to the FFD Rule was not met for theperiod of 12/12/2010 to 4/28/2011.
"10CFR 26.4(g), 'FFD program applicability to categories of individuals,' providesspecific requirements for FFD programpersonnel.
"Contrary to the above, the FFD Lab
Director was not included in the [licensee's]random drug testing program as required by the regulation.
"This event is reportable under10CFR26.719(b)4 requiring a 24 hour ENSnotification."
10/27/2011 Oconee FITNESS FOR DUTY - NON-SUPERVISORY TECHNICIANTESTED POSITIVEFOR ALCOHOL
A non-supervisory technician (vendor) had aconfirmed positive test for alcohol during arandom Fitness For Duty test. Plant accessfor the individual involved has beenterminated. Contact the HeadquartersOperations Officer for additional details.
10/28/2011 Watts Bar FITNESS FOR DUTY INVOLVING A EMPLOYEESUPERVISOR
A non-licensed supervisor was arrested forpossession of a controlled substance with theintent to distribute. The employee's access tothe plant has been terminated. Contact theHeadquarters Operations Officer foradditional details.
11/8/2011 Surry FITNESS FOR DUTY REPORTINVOLVING A
A non-licensed supervisor (contractor)tested positive for alcohol. The contractorhad not entered the protected area after
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NON-LICENSEDSUPERVISOR
reporting to work. The contractor had his badge pulled and his access to the site wasterminated.
11/11/2011 Farley SUPERVISOR ATTEMPTED TOSUBVERT THE
FITNESS FOR DUTY PROCESS
This event is being reported because a non-licensed contractor employee's directsupervisor authorized the individual to
return home instead of initiating a for causeFitness For Duty test. Both the directsupervisor and the contractor employee hadtheir unescorted access to the protected areaterminated. Contact the HeadquartersOperations Officer for additional details.
12/2/2011 Grand Gulf FITNESS FOR DUTY REPORTINVOLVING A NON-LICENSEDEMPLOYEESUPERVISOR
A non-licensed employee supervisor had aconfirmed positive drug test during randomtesting. The employee's access to the planthas been terminated. Contact theHeadquarters Operations Officer foradditional details.
1/18/2012 Palo Verde FITNESS FOR DUTY
REPORTINVOLVING A CONTRACTEMPLOYEESUPERVISOR
A non-licensed contract employee supervisor
had a confirmed positive for an illegalsubstance taken during a pre-access FitnessFor Duty test. The contract employee'saccess to the plant has been terminated.Contact the Headquarters Operations Officerfor additional details.
1/20/2012 Nine MilePoint
FITNESS FOR DUTY - CONFIRMEDPOSITIVE ALCOHOL TEST
A non-licensed, employee supervisor had aconfirmed positive test for alcohol. Theindividual's unescorted access has beenadministratively withdrawn. Contact theHeadquarters Operations Officer foradditional details.
2/9/2012 Waterford FITNESS FOR DUTY
REPORTINVOLVING A NON-LICENSEDEMPLOYEESUPERVISOR
A non-licensed employee supervisor had a
confirmed positive for alcohol duringrandom testing. The employee's access to theplant has been terminated and his badgedeactivated. Contact the HeadquartersOperations Officer for additional details.
3/7/2012 Vogtle FAILURE TOFOLLOW SITEFITNESS FOR DUTY PROCEDURES
"On March 01, 2012, it was discovered that a[Contractor] program manager intentionally failed to implement a procedure change asinstructed by management. An initialinvestigation has determined that interimcompensatory actions were in place prior tothis pending procedural change. Theinvolved manager's access authorization has been revoked. Southern Nuclear OperatingCompany, Inc. (SNC) was notified by [theContractor] of this discovery on March 06,2012 at 19:00 EST.
"SNC is providing this notification under theprovisions of 10 CFR 26.719(b)(3) as anintentional act that casts doubt on theintegrity of the FFD program.
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"At the time of this report, no regulatory barriers for individuals assigned to performduties that require them to be subject to theFFD program have been breached regardingthis event."
3/23/2012 Vogtle FITNESS FOR DUTY [FFD] REPORTINVOLVINGPROGRAMMATIC VULNERABILITY
"On March 9, 2012, Shaw's Vogtle 3&4Construction Contractor FFD programmanager notified SNC [Southern NuclearOperating Company] FFD program managerof his discovery of anomalies in theirrandom pool while preparing to perform the weekly random pool generation. At thattime, approximately 20 people wereidentified as not being in the pool that hadactive badges. Corrective actions wereimplemented to update the pool and provideadditional verification of any changes madeto the pool. Subsequently discussions with
licensing resulted in the conclusion thatthere was not an indication that there was aprogrammatic issue and thus was reportableunder a 30 day report to the NRC. The NRC was informed of this decision and has beenat Vogtle collecting data regarding thisevent.
"Since that time, Shaw has been checkingpast months to determine the extent of condition. On March 22, at 21:01, Shaw notified SNC that the October - Decemberresults of personnel who had active badges
but was not in the pool was significantly higher than the January through Marchresults, developed earlier. On the basis of this information, SNC has determined thatthis now rises to the level of a programmatic vulnerability and is subject to a 24-hourreport to the NRC.
"SNC is providing this notification under theprovisions of 10 CFR 26.719(b)(4) and26.417(b)(1) as a discovered vulnerability of the FFD program."
The licensee informed the NRC ResidentInspectors.
* * * UPDATE FROM MAHAN TOHUFFMAN AT 1700 EDT ON 3/26/12 * * *
The licensee noted that this event is also being reported under 10 CFR 26.417(b)(1).
4/12/2012 Turkey Point FITNESS FOR DUTY A non-licensed contract supervisor tested
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- A CONTRACTSUPERVISOR TESTED POSITIVEON A DRUG TEST
positive for illegal drugs on a randomFitness For Duty test. The individual's accesshas been terminated. Contact theHeadquarters Operations Officer foradditional details.
4/18/2012 Kewaunee FITNESS FOR DUTY A non-supervisor licensed operator had a
confirmed positive result for alcohol duringa random Fitness For Duty test. Theoperator's access to the plant has beensuspended. Contact the HeadquarterOperations Officer for additional details.
4/27/2012 Fort Calhoun FITNESS FOR DUTY - NON-LICENSEDSUPERVISOR TESTED POSITIVEFOR ILLEGALDRUGS
A non-licensed supervisory employee wasdetermined to be under the influence of illegal drugs during a random test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
4/27/2012 Turkey Point FITNESS FOR DUTY - NON-LICENSED
CONTRACTSUPERVISOR TESTED POSITIVEFOR DRUGS
A non-licensee contract supervisor testedpositive for illegal drugs during a random
Fitness For Duty test. The employee's accessto the plant has been terminated. Contactthe Headquarters Operations Officer foradditional details.
5/7/2012 Harris VIOLATION OFFITNESS FOR DUTY PROGRAM
A non-licensed contractor employeesupervisor was found in violation of theFitness For Duty Program. The individual'saccess to the plant has been terminated.Contact the Headquarters Operations Officerfor additional details.
5/18/2012 BrownsFerry
FITNESS FOR DUTY A licensed operator employee had aconfirmed positive for alcohol during arandom Fitness For Duty test. The
employee's unescorted access has beensuspended. Contact the HeadquartersOperations Officer for additional details.
5/23/2012 Dresden FITNESS FOR DUTY - PERSONNEL ACCESS DENIED
"On May 22, 2012, at approximately 1013hours CDT, access was denied to anindividual who is licensed under Part 10 CFR Part 55 to operate a power reactor. Thedenial was due to the individual violating thecompany's Fitness For Duty policy.
"This condition is being reported pursuantto 10 CFR 26.719(b)(2)(ii)."
5/24/2012 Waterford CONTRABANDFOUND INSIDETHE PROTECTED AREA
"On May 23, 2012, at approximately 1700hours, a beer bottle was discovered in a trashcan inside the protected area. The bottle wasdiscovered during trash collection by housekeeping personnel who reported thediscovery to their supervision. The bottle was determined to contain remnants of moisture and had an odor of beer,constituting the potential presence of alcohol. This report is submitted pursuant to
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10 CFR 26.719 (b)(1) based on the presenceof alcohol in the protected area. The NRCSenior Resident Inspector has been notified.
"We do not know if it was consumed in theProtected Area. It was found in the
Construction Support Building, not in a Vital Area. This has been entered into theCorrective Action Program and investigationhas been in progress".
5/27/2012 Susquehanna FITNESS FOR DUTY RULE NOT MET
"At 2130 EDT on 5/26/2012, a condition wasreported identifying that the 10 CFR Part 26requirement for performing waiverevaluations was not met for three security officers held over for compensatory measures after lightning strikes impactedsecurity equipment at PPL Susquehanna,LLC.
"Granting a waiver under Subpart I,'Managing Fatigue,' of Title 10 of the Code of Federal Regulations (10 CFR) Part 26,'Fitness For Duty Programs,' involves aprocess that, once completed, allowsindividuals who are subject to the Subpart I work hour controls to not meet one of the work hour requirements.
"Contrary to the above, waivers were notprocessed for three security officers asrequired by the regulation and the officers worked hours exceeding the 16 hour limit.
"This event is reportable under 10 CFR 26.719(b)(4) requiring a 24-hour ENSnotification."
6/8/2012 Summer VIOLATION OF THEFITNESS FOR DUTY PROGRAM
A non-licensed, contract employeesupervisor had a confirmed positive foralcohol during a "for cause" Fitness For Duty test. The individual's site access wasrevoked, and he was removed from the site.Contact the Headquarters Operations Officerfor additional details.
6/11/2012 Nine MilePoint
FITNESS FOR DUTY A non-licensed contractor refused a randomFitness For Duty test. The individual's accessto the site has been terminated. Contact theHeadquarters Operations Officer foradditional details.
6/20/2012 Turkey Point FITNESS FOR DUTY EVENT
A non-licensed contract employee supervisorhad a confirmed positive for illegal drugsduring a random Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
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7/14/2012 Limerick FITNESS FOR DUTY A licensed operator employee had aconfirmed positive during a random FitnessFor Duty test. The employee's unescortedaccess has been suspended. Contact theHeadquarters Operations Officer foradditional details.
7/26/2012 Vogtle CONFIRMEDPOSITIVE ON A FITNESS FOR DUTY TEST
A non-licensed employee supervisor had aconfirmed positive for alcohol during afollow-up Fitness For Duty test. Theemployee's unescorted access to the planthas been terminated. Contact theHeadquarters Operations Officer foradditional details.
7/30/2012 B&W NUCLEAR OPERATINGGROUP,INC.
FAILED PRE- ACCESS FITNESSFOR DUTY TEST
A non-licensed employee supervisor had aconfirmed positive for alcohol during a pre-access Fitness For Duty test. The employee was not granted access to the site. Contactthe Headquarters Operations Officer foradditional details.
8/3/2012 Fermi CONFIRMEDPOSITIVE ON A FITNESS FOR DUTY TEST
A non-licensed employee supervisor had aconfirmed positive for alcohol during a forcause Fitness For Duty test. The employee'sunescorted access has been terminated.Contact the Headquarters Operations Officerfor additional details.
8/9/2012 Quad Cities CONFIRMEDPOSITIVE FITNESSFOR DUTY TEST
A non-licensed employee supervisor had aconfirmed positive for alcohol during afollow-up Fitness For Duty test. Theemployee's unescorted access to the planthas been denied. Contact the HeadquartersOperations Officer for additional details.
8/15/2012 Waterford CONFIRMED
POSITIVE FITNESSFOR DUTY TEST
A licensed employee supervisor had a
confirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's unescorted access to the planthas been terminated. Contact theHeadquarters Operations Officer foradditional details.
8/21/2012 Summer FITNESS FOR DUTY POLICY VIOLATION
A non-licensed contract employee supervisorand a non-licensed contract employeecommitted a Fitness For Duty policy violation. Construction area access for bothcontract employees have been suspended,and the licensee has initiated aninvestigation. Contact the HeadquartersOperations Officer for additional details.
8/31/2012 Grand Gulf CONFIRMEDPOSITIVE FITNESSFOR DUTY TEST
A non-licensed employee supervisor had aconfirmed positive for illegal drugs during afollow-up Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
9/14/2012 Saint Lucie FITNESS FOR DUTY - CONTRACT
A non-licensed contract employee supervisorhad a confirmed positive for alcohol during a
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SUPERVISOR TESTED POSITIVEFOR ALCOHOL
random Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
9/27/2012 Braidwood FITNESS FOR DUTY - CONTRABAND
MATERIALIDENTIFIED INTHE PROTECTED AREA
A licensee contractor discovered contrabandmaterial concealed above ceiling tiles in a
locker room during a renovation of the area.Contact the Headquarters Operations Officerfor details.
10/5/2012 Sequoyah CONFIRMEDPOSITIVE FITNESSFOR DUTY TEST
A non-licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
10/10/2012 Harris POTENTIALFITNESS FOR DUTY VIOLATION
A non-licensed employee supervisor wasadministered a for-cause chemical test. Theemployee's access to the plant has been
terminated. Contact the HeadquartersOperations Officer for additional details.
10/17/2012 Vermont Yankee
CONFIRMEDPOSITIVE FITNESSFOR DUTY TEST
A non-licensed employee supervisor had aconfirmed positive during a for-causeFitness For Duty test. The employee's accessto the plant has been terminated. Contactthe Headquarters Operations Officer foradditional details.
10/18/2012 BrownsFerry
CONFIRMEDPOSITIVE FITNESSFOR DUTY TEST
A non-licensed contract supervisor had aconfirmed positive for alcohol during a for-cause Fitness For Duty test. The contractor'saccess to the plant has been suspended.Contact the Headquarters Operations Officer
for additional details.10/25/2012 Calvert Cliffs CONFIRMED
POSITIVE FITNESSFOR DUTY
A non-licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated. Contact the HeadquartersOperations Officer for additional details.
11/2/2012 Crystal River FITNESS FOR DUTY - CONTRACTSUPERVISOR FOUND INPOSSESSION OFPROHIBITEDSUBSTANCE
A non-licensed contract supervisor wasfound to have in his possession a prohibitedsubstance prior to entry into the plantprotected area. The contractor's access to theplant has been terminated. This event has been re-posted after additional discussions with the licensee. Contact the HeadquartersOperations Officer for additional details.
11/20/2012 Crystal River NON-LICENSEDCONTRACTOR SUPERVISOR TESTS POSITIVEFOR ALCOHOL
A non-licensed contract acting supervisortested positive for alcohol on a randomFitness For Duty test. The contractor'saccess to the plant has been terminated.
12/7/2012 Byron FITNESS FOR DUTY - EMPLOYEE HAD A
A non-licensed, non-supervisory employeehad a confirmed positive for alcohol during a
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CONFIRMEDPOSITIVE FOR ALCOHOL
for-cause Fitness For Duty test. Theemployee's access to the plant has beensuspended.
12/28/2012 Dresden FITNESS FOR DUTY - ACCESS DENIED
On December 28, 2012, at approximately 1410 hours CDT, Dresden Station wasinformed by Station Security that a Contract
Supervisory (non-licensed) individual had aconfirmed positive Fitness For Duty test fora controlled substance.
This event affects both Dresden andBraidwood Stations. The individuals accessto both Dresden and Braidwood Stations has been terminated.
12/29/2012 Susquehanna COMPUTER PROGRAM ERROR IDENTIFIED INTHE FITNESS FOR DUTY PROGRAM
"On December 28, 2012 at approximately 1100 [EST], Susquehanna discovered acomputer program error that affected theSusquehanna Fitness For Duty (FFD)program. Specifically, thirty-nine Behavioral
Observation Program (BOP) inquiries were without proper documentation of therequired need to continue unescorted access(UA) and without verification of an actualobservation within the required thirty day timeframe. The computer error resulted inanswers for two of the three questions on theBehavior Observation Inquiry form not being recorded when the form wassubmitted by the supervisor. This resulted inthe thirty-nine security accounts being re-zeroed and allowing UA for an additionalthirty days. All thirty-nine BOP supervisors
were contacted, and it was determined thatthirty-six of the individuals were intended tocontinue with UA. The remaining threeaccounts should have terminated to preventUA; however, none of these three individualsgained unauthorized access to the Protected Area after their UA should have beenterminated. Seven of the thirty-six intendedto continue with UA did access the Protected Area, but per follow-up with the BehaviorObservation Supervisors, these individuals were in compliance with the BOP. Inaccordance with 10 CFR 26.719(b)(4), thisreport is being made based on being apotential programmatic failure, degradation,or discovered vulnerability of the FFDprogram that may permit undetected drug oralcohol use or abuse by individuals within aprotected area, or by individuals who areassigned to perform duties that require themto be subject to the FFD program. The[NRC] Resident Inspector and the Branch
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Chief for the Region I Division of ReactorSafety were briefed."
1/11/2013 Fort Calhoun FITNESS FOR DUTY - ACCESSTERMINATED
During a random screening, a non-licensedcontract supervisor tested positive for acontrolled substance. The individual'sunescorted access has been terminated.
2/11/2013 Clinton FITNESS FOR DUTY - CONFIRMEDPOSITIVE FFDTEST
A non-licensed, supervisory employee had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beenrestricted.
2/22/2013 Susquehanna COMPUTER PROGRAM ERROR IDENTIFIED INTHE FITNESS FOR DUTY PROGRAM
"On February 22, 2013 at approximately 1430 [EST], Susquehanna identified acomputer program error that affected theSusquehanna Fitness For Duty (FFD)program. Specifically, two BehavioralObservation Program (BOP) inquiries wereaccepted without proper documentation of the required need to continue unescorted
access authorization (UAA) and without verification of an actual observation withinthe required thirty day timeframe. Thecomputer error resulted in answers for twoof the three questions on the BehaviorObservation Inquiry form not beingrecorded when the form was submitted by the supervisor. This resulted in the twosecurity accounts being re-zeroed andallowing UAA for an additional 15 days. TheBOP supervisor was contacted and verifiedthat these individuals were intended tocontinue with UAA. At no time were these
individuals removed from the FFD orBehavior Observation Program.
"In accordance with 10 CFR 26.719(b)(4),this report is being made based on being apotential programmatic failure, degradation,or discovered vulnerability of the FFDprogram that may permit undetected drug oralcohol use or abuse by individuals within aprotected area, or by individuals who areassigned to perform duties that require themto be subject to the FFD program. The [NRCResident Inspector] and the Branch Chief forthe Region I Division of Reactor Safety werenotified."
4/2/2013 Braidwood FITNESS FOR DUTY REPORTINVOLVINGDISCOVERY OF AN ALCOHOLCONTAINER INSIDE THE
During remodeling of a bathroom on thethird floor of the Administrative Building which is located inside the Protective Area, workers discovered a very old container of gin after removing the ceiling tiles. This item will be entered into the licensee correctiveactions program for follow up.
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PROTECTED AREA
4/3/2013 Braidwood FITNESS FOR DUTY REPORTINVOLVINGDISCOVERY OF AN ALCOHOL
CONTAINER INSIDE THEPROTECTED AREA
During remodeling of a bathroom on thethird floor of the Administrative Building which is located inside the Protective Area, workers discovered two very old containersof blackberry brandy after removing the
ceiling tiles. This item will be entered intothe licensee corrective actions program forfollow up.
4/3/2013 Nine MilePoint
FITNESS FOR DUTY REPORT -LICENSEDEMPLOYEESUPERVISOR TESTED POSITIVEFOR ALCOHOL
A licensed employee supervisor had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's unescorted access to the planthas been terminated.
4/3/2013 Saint Lucie FITNESS FOR DUTY REPORT -LICENSED
EMPLOYEE ARRESTED FOR POSSESSION OF A CONTROLLEDSUBSTANCE
A licensed employee was arrested forpossession of a controlled substance whileoff-duty. The employee's access to the plant
has been terminated.
4/16/2013 Millstone FITNESS FOR DUTY REPORT -LICENSEDOPERATOR HAD A CONFIRMEDPOSITIVE FOR ALCOHOL
A licensed operator had a confirmed positivefor alcohol during a for cause Fitness ForDuty test. The employee's plant access has been revoked.
4/24/2013 Limerick NON-LICENSEDEMPLOYEESUPERVISOR CONFIRMEDPOSITIVE FOR ALCOHOL
A non-licensed, supervisory employee had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beenrestricted.
4/26/2013 Grand Gulf FITNESS FOR DUTY REPORT -LICENSEDOPERATOR HAD A CONFIRMEDPOSITIVE FOR ILLEGAL DRUGS
A licensed operator had a confirmed positivetest for illegal drugs during a randomFitness For Duty test. The licensedoperator's plant access has been terminated.
5/2/2013 Summer VIOLATION OF THEFITNESS FOR DUTY PROGRAM
On May 2, 2013, a non-licensed employeesupervisor tested positive for alcohol on arandom Fitness For Duty test. Theindividuals site access has been terminated.
5/10/2013 Limerick FITNESS FOR DUTY REPORTINVOLVING A NON-LICENSEDSUPERVISOR TESTING POSITIVE
A Non-licensed, Supervisory employee had aconfirmed positive alcohol test during arandom Fitness For Duty test. Theemployee's access to the Plant has beenremoved.
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FOR ALCOHOL
5/10/2013 Monticello FITNESS FOR DUTY REPORTINVOLVINGDISCOVERY OF ALCOHOL
CONTAINER INSIDE THEPROTECTED AREA
[The licensee] discovered a small bottle of alcohol within the Protected Area. The 50ml bottle was approximately 2/3 full. The sealring had been broken. The clear liquidsmells of alcohol as the label of the bottle
indicates. The bottle was discovered beneatha deck structure to a temporary trailer that workers were demolishing.
5/14/2013 Grand Gulf FAILED FITNESSFOR DUTY TEST
A licensed operator had a confirmed positivefor alcohol during a for cause Fitness ForDuty test. The employee's access to the planthas been terminated.
5/21/2013 Fort Calhoun FITNESS FOR DUTY REPORTINVOLVING A NON-LICENSEDCONTRACTSUPERVISOR
A non-licensed, contract supervisory employee failed a random Fitness For Duty test. The employee's access to the plant has been revoked.
5/23/2013 Wolf Creek FITNESS FOR DUTY REPORTINVOLVING A NON-LICENSEDSUPERVISOR TESTING POSITIVEFOR ALCOHOL
A non-licensed, supervisory employee had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated.
6/6/2013 Turkey Point FITNESS FOR DUTY REPORTINVOLVING A CONTRACTSUPERVISOR ARRESTEDOFFSITE
At approximately 0800 hours on June 6,2013, it was determined that a non-licenseecontract supervisor had been arrested offsitefor possession of a controlled substance. Access has been terminated and additionalinformation documented in the Personnel Access Data System (PADS).
7/11/2013 Pilgrim FITNESS FOR DUTY REPORTINVOLVING A NON-LICENSEDSUPERVISOR
A non-licensed employee supervisor had aconfirmed positive for a banned substanceduring a random Fitness For Duty test. Theemployee's access to the plant has beenterminated pending an ongoing investigatio
7/22/2013 Grand Gulf FITNESS FOR DUTY REPORTINVOLVING A LICENSEDEMPLOYEE
A licensed employee had a confirmedpositive test for illegal drugs during arandom Fitness For Duty test. Theemployee's access to the plant has beenterminated.
7/24/2013 Summer PROGRAMMATICFAILURE TO TESTPERSONNELRETURNING TOTHE SITE
"On July 23, 2013 at 1345 [EDT], the FitnessFor Duty Snapshot Self-Assessment teamidentified an anomaly with the EmployeePlant Access Control Tracking (EMPACT)program used to randomly select V.C.Summer employees for daily Fitness ForDuty (FFD) screenings. More specifically, when an employee terminates employmentat the station, Access Control personnelselect 'Exclude from Random' feature in theEMPACT program to remove their name
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from the program code that randomly selects current employees for daily FFDscreenings. When a former employee returnsto the station for re-employment, AccessControl personnel select 'New Request' within the EMPACT program. The 'New
Request' feature is supposed toautomatically deselect the 'Exclude fromRandom' feature, which adds the employee back to the randomly selected population.This feature of the EMPACT program wasdetermined not to be functional.
"In accordance with 10 CFR 26.719(b)(4),this program flaw constitutes: 'Any programmatic .... discovered vulnerability of the FFD program that may permit theundetected drug or alcohol use or abuse by individuals within a protected area, or by
individuals who are assigned to performduties that require them to be subject to theFFD program.'
"This event has been entered into thestation's corrective action program underCR-13-03066. The issue is limited to 53employees (2.9% of the randomly selectedpopulation) that have returned to V.C.Summer for employment in the previous six years. Immediate corrective actions consistof contacting the program vendor,conducting an Access Control Program
standdown, and contacting the 53 employeesto report for Fitness For Duty screening.
"The NRC Resident Inspector has beennotified.
"Other utilities known to use the EMPACTsoftware have been contacted."
This issue does not affect units 2 or 3 sincethey use a different system.
7/24/2013 Summer PROGRAMMATICFAILURE TO TESTPERSONNELRETURNING TOTHE SITE
"On July 23, 2013 at 1345 [EDT], the FitnessFor Duty Snapshot Self-Assessment teamidentified an anomaly with the EmployeePlant Access Control Tracking (EMPACT)program used to randomly select V.C.Summer employees for daily Fitness ForDuty (FFD) screenings. More specifically, when an employee terminates employmentat the station, Access Control personnelselect 'Exclude from Random' feature in theEMPACT program to remove their name
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from the program code that randomly selects current employees for daily FFDscreenings. When a former employee returnsto the station for re-employment, AccessControl personnel select 'New Request' within the EMPACT program. The 'New
Request' feature is supposed toautomatically deselect the 'Exclude fromRandom' feature, which adds the employee back to the randomly selected population.This feature of the EMPACT program wasdetermined not to be functional.
"In accordance with 10 CFR 26.719(b)(4),this program flaw constitutes: 'Any programmatic .... discovered vulnerability of the FFD program that may permit theundetected drug or alcohol use or abuse by individuals within a protected area, or by
individuals who are assigned to performduties that require them to be subject to theFFD program.'
"This event has been entered into thestation's corrective action program underCR-13-03066. The issue is limited to 53employees (2.9% of the randomly selectedpopulation) that have returned to V.C.Summer for employment in the previous six years. Immediate corrective actions consistof contacting the program vendor,conducting an Access Control Program
standdown, and contacting the 53 employeesto report for Fitness For Duty screening.
"The NRC Resident Inspector has beennotified.
"Other utilities known to use the EMPACTsoftware have been contacted."
This issue does not affect units 2 or 3 sincethey use a different system.
7/29/2013 Oyster Creek FITNESS FOR DUTY - CONFIRMEDPOSITIVE FFDTEST
A non-licensed, supervisory employee had aconfirmed positive for alcohol during arandom Fitness For Duty test. Theemployee's access to the plant has beenrestricted.
8/8/2013 Waterford OFF-DUTY LICENSEDOPERATOR WAS ARRESTED FOR DRIVING UNDER THE INFLUENCE
A off-duty licensed operator was arrested while driving a vehicle under the influence of alcohol. This was determined to violate the Waterford Fitness For Duty program. Theindividual has been administratively removed from performing licensed duties
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pending investigation.
8/9/2013 Summer VIOLATION OF THEFITNESS FOR DUTY PROGRAM
A contractor supervisor tested positive foralcohol on a follow-up Fitness For Duty screening. The individual's construction siteaccess was revoked.
8/20/2013 Oconee NON-LICENSED
CONTRACTSUPERVISOR HAD A CONFIRMEDPOSITIVE FITNESSFOR DUTY TEST
A non-licensed contract supervisor had a
confirmed positive Fitness For Duty test.Plant access for the individual has beenterminated.
The licensee has notified the NRC ResidentInspector.
8/22/2013 Palisades VIOLATION OF THEFITNESS FOR DUTY PROGRAM
A licensed employee had a confirmedpositive for alcohol during a random FitnessFor Duty test. The employee's access to theplant has been terminated.
The licensee informed the NRC ResidentInspector and will inform stakeholders at
their scheduled meeting.8/23/2013 Zion ALCOHOL FOUND
IN THERESTRICTED AREA
"The following significant FFD policy violations and programmatic failures must be reported to the NRC Ops Center within24 hours by telephone after the licensee orother entity discover the violation.
"(1) The use, sale, distribution possession orpresence of illegal drugs, or the consumptionor presence of alcohol within a protectedarea.
"Ours [licensee] is a conservative decision tonotify due to the fact that the contraband was found in the restricted area and NOT inthe protected area.
"On 8/22/13 at approximately 1300 hours,an employee conducting demolition work onthe 542 level of the Auxiliary Buildingdiscovered an old dust covered pint glass bottle of Jim Beam Bourbon Whiskey containing approximately 1 inch of brownliquid which, when opened, smelled of alcohol. The bottle was located in bus trays12 to 15 feet above the floor. The employeesretrieved the bottle and handed it to anindividual on the ground. RadiationProtection [RP] personnel bagged the bottled due to it being in a contaminatedarea. The bottle was surveyed by RP andreleased to Security. The bottle was removedto the FFD Office and the liquid wasdisposed of in the toilet. The glass bottle wasthen disposed of offsite."
7/29/2019 An Analysis of Fitness for Duty Events at Nuclear Power Plants in the United States
http://slidepdf.com/reader/full/an-analysis-of-fitness-for-duty-events-at-nuclear-power-plants-in-the-united 41/41
The licensee will notify the NRC ResidentInspector.
9/5/2013 Quad Cities CONFIRMEDPOSITIVE FITNESSFOR DUTY TEST
A licensed employee had a confirmedpositive during a random Fitness For Duty test. The employee's access to the plant has
been terminated.
The NRC Resident Inspector has beennotified.
9/10/2013 Summer FITNESS FOR DUTY - CONFIRMEDPOSITIVE FFDTEST
A non-licensed, contract, supervisory employee had a confirmed positive foralcohol during a for-cause Fitness For Duty test. The employee's access to the plant has been terminated.
The licensee notified the NRC ResidentInspector.