AOJO in Government Aci of 1978 · in Government Aci of 1978 . Rev.1/2007 _ FOR CALENDAR YEAR 2006 (5 U.S.C. app. §§ 101-111) L Person Reporting (last name, irst, middle initial)

---- - FINANCL4 .

NAME ORGANIZATION/ENTITY

9111'rust

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Report Required by the E1hics .L DISCLOSURE REPOR'f. AOJO in Government Aci of 1978 Rev.1/2007_ FOR CALENDAR YEAR 2006 (5 U.S.C. app. §§ 101-111)

L Person Reporting (last name, first, middle initial)

Barry, Maryanne T

2. Court or Organization

US Court of Appeals 3rdCircuit

3. Date of Report

8/14/2007

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. Circuit Judge

5a. Report Type (check appropriate type)

D Nomination, Date D lnitial 18] Annual D Final

6. Reporting Period

01/01/2006

to

12/31/2006

Sb. 0 Amended Report 7. Chambers or Office Address

USPO & Courthouse Bldg Newark, NJ 07101

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

J. POSJTI 0 NS. (Reporting individual only; see pp. 9-13 of instructions.)

D NONE (No reportable positions.)

POSITION

1. Co-Trustee Trust#l

OF

Co-Trustee ...rust#2

Co-Trustee

Co-Trustee

Co-Trustee

Co-Trustee

Co-Trustee

#3

rust#6

rust #7

..Trust #8

..Trust#12

-Trust#18

-Trust#19

Trust#20

-Trust#21

Trust #22

i'.• •• -> :::J_ _,

L,")

P-...) .- ·•J

_, ...,

�? 0

o-

2.

3.

4.

5.

6.

7.

8. Co-Trustee

9. Co-Trustee

10. Trustee

11. Co-Trustee

12. Co-Trustee

JI. AGREEMENTS. (Reporting individual only; see pp.14-16 of instroctions.)

[K} NONE (No reportable agreements.)

PARTIES AND TERMS

].

2.

3.

SOURCE

INCOME

3.

5.

3.

4.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3of77 Barry, Maryanne T 8/14/2007

Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. J 7-24 of instruc/ions.)

A. Filer's Non-Investment Income

(.K] NONE (No reportable non-investment income.)

SOURCE AND TYPE (yours, not spouse's)

1.

2.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complele this section. (Dollar amount not required except for honoraria.)

[KJ NONE (No reportable non-investment income.)

AND TYPE

1.

2.

3.

4.

5.

IV. REIMBURSEMENTS -- transportalion, lodging, food, entertainment. (Jncludes those to spouse and dependent children. See pp. 25-27 of instructions.)

0 NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

1.

2.

5.

CREDITOR DESCRIPTION

VALUE

VALUE

1.


Page 4 of 77 Barry, Maryanne T 8/14/2007

V, GIFfS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

[RJ NONE (No reportable gifts.)

SOURCE DESCRIPTION

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-33 of instructions.)

[RJ NONE (No reportable liabilities.)

CODE

1.

2.

3.

4.

5.

Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT

Page 5 of 77 Barry, Maryanne T 8(14/2007

VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing ins/ructions.)

D NONE (No reportable income, assets, or trans actions.)

A. Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

B. C. D.

Income during Gross value at end of Transactions during reporting period reporting period reporting period

(I) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Dale Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

1. Rental Property #1 Brooklyn, NY A Rent LIQ 12/31

2. Rental Property #2 Brooklyn, NY F Rent N u

3. Rental Property #18 Brooklyn, NY D Rent LIQ 12131

4. Rental Property #16 Brooklyn, NY A Rent N u

5. Rental Property #17 Brooklyn, NY E Rent J u

6. Family Business #2 Brooklyn, NY D Int./Div. M u

7. Rental Property #21 Brooklyn, NY G Rent 0 u

8. Rental Property #22 Brooklyn, NY E Rent J u

9. Rental Property #23 Brooklyn, NY c Rent LIQ 12131

10. Rental Property #11 Brooklyn, NY A Rent L u

11. Rental Property #10 Brooklyn, NY G Rent M u

12. rust #6 - List of Assets E Interest Pl T

13. - Cash JP Morgan Chase

14. rust #7 - List of assets: E Interest Pl T

15. - Cash JPMorganChase

16. rust #15 - List of assets: c !nt./Div. N T

17. - CASH - JPMORGAN TAX FREE

1. Income Gain Codes: A =Sl,000 or less B =$1,001 - S2,500 c =$2,501 - $5,000 D :$5,001 - $15,000 E =$15.001 - $50,000

(See Columns Bl and D4) F =$50,001 - $100,000 G =SW0,001 - $1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or Jess K =$15,001 -$50,000 L =$50,001 -$100,000 M :$100,001 -$250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 :$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,0f\0,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(Sec Column CZ) Q :Appraisal V =Other S =Assessmi.:nl

U =Book Value W =Estim;1tnJ

FUND



VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)



Place 11(Xt after each asset


B. c. D.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(!) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

MONEY MARKET

18. - JPMORGAN TAX AWARE SHORT INTERMEDIATE INCOME FUND

19. - JPMORGAN MID CAP VALUE FUND

20. - I SHARES RUSSELL 1000

21. - JPMORGAN TAXAWARE US EQUITY FUND

22.

23.

24. - JPMORGAN INTREPID AMERICA FUND

25. - JPMORGAN EQUITY INCOME II (TAX AWARE LG CAP VAL FD)

26. - JPMORGAN SMALL CAP CORE (FORMERLY EQUITY) FUND

27. - JPMORGAN INTL EQUITY FUND

28. -JPMORGAN INTERMEDIATE TX FREE BD FD

29. -JPMORGAN JAPAN FD

30. -JPMORGAN INTREPID GROwrH FD

31. -JP MORGAN TAX AWARE REAL RETURN FUND

32. -JP MORGAN MUNICIPAL INCOME FUND

33. -THIRD A VENUE VALUE FUND

SELL

PARTIAL SALE

PARTIAL SALE

PARTIAL SALE

PARTIAL SALE

BUY

SELL

BUY

BUY

BUY

BUY

7/31 K A

7/31 K B

8/22 K D

12/20 J B

7/31 J A

7/31 K

7/31 K A

7/31 J

12/20 J

8/22 L

7/31 K

1. Income Gain Codes: A =$1,

FUND



VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


A.

Description of Assets




B. c. D.

Income during Gross value al end of Transactions during reporting period reporting period reporting period

(1) (2) (I) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) {A-H) (if private

(Q-W) transaction)

34. -MATTHEWS PACIFIC TIGER FUND BUY 7/31 J

35. -HIGHBRIDGE STATISTICAL MARKET NEUTRAL FUND

BUY 7/31 K

36. -Trust #16 - List of assets: c Int./Div. N T

37. - CASH - JPMORGAN TAX FREE MONEY MARKET

38. - JPMORGAN TAX AWARE SHORT INT INCOME FUND

SELL 7/31 K A


40. - I SHARES RUSSELL 1000

41.

42.

43.

- JPMORGAN TAX AWARE US EQUITY FUND

PARTIAL SALE

PARTIAL SALE

PARTIAL SALE

7/31

8/22

12/20

K

K

J

B

c

B


45.

46.

- JPMORGAN EQUITY INCOME II (TAX AWARE LG CAP VAL)

- JPMORGAN SMALL CAP CORE (FORMERLY EQUITY) FUND

PARTIAL SALE

7/31 J A

47. - JPMORGAN INTL EQUITY FUND BUY 7/31 J

48. -JPMORGAN JAPAN FD

49. -JPMORGAN INTREPID GWTH FD BUY 7/31 J

50. -JPMORGAN INTERMEDIATE TX FREE SELL 7/31 K A

1- Income Gain Codes: A =$1,000 or less B :$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HJ =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50.001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and D3) N :$250,001 - $500,000 0 :$500,001 - $1,000,000 Pl :$1,000,00I - $5.0il0,000 P2 :$5,000,001 -$25,000,000

3. Value ,\fcthod Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50.(J{J().OOO T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment

U =Book Value W =Estimated

A.



VII. INVESTMENTS and TRUSTS -- income, value, transactions anc1udes those of the spouse and dependent children. see pp. 34-6() of filing instructions.)






B. c. D. Income during Gross value at end of Transactions during reporting period


(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

BD FD

51. -JP MORGAN TAX AWARE REAL BUY 12/20 J RETURN FUND

52. -JP MORGAN MUNICIPAL INCOME BUY 8/22 K FUND

53. -THIRD A VENUE VALUE FUND BUY 7/31 J

54. -MATTHEWS PACIFIC TIGER FUND BUY 7/31 J

55. -HIGHBRIDGE STATISTICAL MARKET BUY 7/31 J NEUTRAL FUND

56. -Trust #17 - List of assets: D Int.ID iv. Pl T

57. - Cash JPMorgan Tax Free Money Market

58. - JPMorgan Tax Aware US Equity Fund PARTIAL 8/22 M E SALE

59. - JPMorgan Intl Equity Fund BUY 8/22 K

60. - JPMORGAN TAX AWARE SHORT INT SELL 8/22 M A INCOME FUND



63. - JPMORGAN SMALL CAP CORE (FORMERLY EQUITY) FUND

64. -JPMORGAN JAPAN FD PARTIAL 8/22 J B SALE

65. -JPMORGAN INTREPID GWTH FD

66. -JPMORGAN INTERMEDIATE TX FREE SELL 8/22 M A

1. Income Gain Codes: A =S l,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 - Sl00,000 G 4100,001 - $1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Co.Jes J =$15,000 or Jess K =$15,001 - $50,000 L =$50,001 - $100,000 M =$ !00,001 - $250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000.000 Pl =$1,000,001 - $5,000,000 l'2 =$5,000,001 - $25,000,000

3. Value tdcthod Codes P3 :$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) O=Apprajsal V=Other S =Assessment

U =Book Value W :::Estim;ireJ



VII. INVESTMENTS and TRUSTS .. income, value, transactions anc1udes those of rhe spouse and dependent children. see pp. 34-60 of filing instructions.>


A.





B. c. D.

lncome during Gross value at end of Transactions during reporting period reporting period reporting period

(1) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code l div., rent, Code 2 Method buy, sell, Month- Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-HJ (if private

(Q-W) transac1jon)

BDFD

67. -JP MORGAN TAX AWARE REAL RETURN FUND

68. -JP MORGAN MUNICIPAL INCOME FUND

69. -THIRD A VENUE FUND INC

70. -MATIHEWS PACIFIC TIGER FUND

71. -HIGHBRIDGE STATISTICAL MARKET NEUTRAL FUND

72. -Trust #1 • List of assets: F

73. • Cash JPMorganChase

74. • NEW WORLDFUND

75.

76. -SMALLCAP WORLD FUND INC

77.

78. -T-E MNY FUND OF AMERICA

79. -Trust #2 • List of assets: F

80. . Cash JPMorganChase

81. ·NEW WORLD FUND

82.

BUY

BUY

BUY

BUY

BUY

Int./Div. 0 T

CLOSED

BUY

BUY

BUY

BUY

OPEN

Int./Div. 0 T

CLOSED

BUY

BUY

8/22 K

8/22 N

8/22 L

8/22 K

8/22 L

112

3/28 K

12/27 K

3/28 M

12/27 K

112

1/2

3/28 M

12/27 K

1. Income Gain Codes: A =:$1,000 or less B =$1,00! - $2,500 c=$2,501 - $5,000 D =$5,001 - $15,000 E=$15,001 - $50,000

(See Columns Bl and D4) F=$50,001 - $100,000 G =$100,001 - $1,000,000 H1 =$1,000,001 - $5,000,000 H2=More than $5,000,000

2. Value Codes J=$15,000 or less K=$15,001 - $50,000 L=$50,001 -$100,000 M =$100,00J - $250,000

(See Columns Cl and D3) N=$250,00! - $500,000 0=$500,001 - SJ ,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,00! - $25,000,000

3. Value Method Codes P3=$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market

(See Column C2) Q -=Appraisal V=Other S Assessmenl U =Book Value W =Estimated

- -

Name of Person Reporting Oa te of Re port FINANCIAL DISCLOSURE REPORT

Page 10of77 8/14/2007Barry, Maryanne T





Place "(X)" after each asset exempt from prior disclosure



(!) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Dale Value Gain ldenlily of Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

83. - SMALL CAP WORLD FUND BUY 3/28 L

84. BUY 12/27 K

85. -T-E MNY FUND OF AMERICA OPEN 1/2

86. rust #3 - List of assets: E Interest Pl T

87. - Cash JPMorganChase

88. rust #8 - List of assets: Hl Rent P4 u

89. - Rental Property #24



92. - Ren ta] Property #22

93. - Rental Property #23 LIQ 12/31

94. - Cash - Chase

95. rust #12 - List of assets: Hl Rent P4 u





J. Income Gain Codes: A ::::.$1,000 or Jess B =Sl,001 - $2,500 c =$2.501 - $5,000 D =$5,001 -$15,000 E =$15,001 - $50,000 {See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or Jess K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N :$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 :$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q :::Appraisal V=Other S =Assessment


4/3



VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructionsJ






B. c. D.


(!) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

100. - Rental P roperty #23 LIQ 12/31

101. - CASH - CHASE

102. C hase Manh attan Bank F Interest Pl T

103. I'.l;.'\L GUARDIAN- FIXED INCO ME:

104. NY Empire UDC 5% 111113 D Interest TRTO 4/3 N GLOBAL

105. NY Dq)RM AUTII SVC 4.375% 411111 D Interest TRTO 4/3 N GLOBAL

106. NJ E CON DEV 5.25% 6/15/07 A Interest TRTO 4/3 M GLOBAL

107. CO HLTH CHI 4.25% 9/1109 c Interest TRTO 4/3 M GLOBAL

108. MICH ST BLDG 5.25% 10/15/11 A Interest TRTO 4/3 M GLOBAL

109. B razos River 4.75% 511129 None TRTO M GLOBAL

llO. NYS TWY A MBA 5% 4/01109 D Interest TRTO 4/3 N GLOBAL

111. NY C HLTH/HOS P CORP 4.05% 2/15/11 D Interest TRTO 4/3 N GLOBAL

l12. rzys iORM AUTH 4.5% 711109 D Interest TRTO 4/3 N GLOBAL

113. NYS DORM 5.25% 11/15/23 A Interest TRTO 4/3 N GLOBAL

l14. LIPA NY B5.0% 6/1107 A Interest TRTO 4/3 M GLOBAL

115. LIPA NYB5.0% 12/l/06 A Interest SELL 3/29 L A

ll 6. NY ST A TE TWY MBIA 5 % 4/1110 c Interest TRTO 4/3 M

1. Income Gain Codes: A =$1,000 or Jess B =$1,001-$2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (See Columns BJ and D4) F =$50.001-$100,000 G =$100,001-$1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50.000 L =$50.001-$100,000 M =$100,001 - $250,000 (See Columns C J and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,00J -$5,000,000 P2 =$5,000,00 I - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50.000,000 R =Cost (Real Estate Only) P4 =More than $50,()(X),000 T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessmen!

U =Book VaJue W=Estimated

A.

(2) (I} (4) (5)

Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT





B. C. D.

Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(!) (2) (2)(1) (3) Amount Code I


(A-H)

Type (e.g.

div., rent,

or int.)

Value

Code 2 (J-P)

Value

Method

Code 3 (Q-W)

Type (e.g.

buy, sell,

redemption)

Date

Month-

Day

Value

Code 2 (J-P)

Gain

Code I

(A-H)

Identity of

buyer/seller

(if private

transaction)

GLOBAL

117. PU ERTO RI CO GO E 5% 7/1/28 c Interest TRTO GLOBAL

4/3 M

118. NYS TWY 5% 4/1/19 D Interest TRTO GLOBAL

4/3 N

119. NJ T RAN S IT TRU ST 5.25 6/15/06 A Interest TRTO GLOBAL

4/3 M

120. NY TOBACCO S ETTLEMENT 5% 6/1/09 A Interest TRTO GLOBAL

4/3 M

121. PR GO C MB IA 4.25% 7/1/22 c Interest TRTO GLOBAL

4/3 M

122. S UFF OLK CO NY MB! 4% 6/15/11 A Interest TRTO GLOBAL

4/3 N

123. NY ST ENVI RON FAC CL 5.25% 6/15/12 A Interest TR TO GLOBAL

4/3 M

124. NAS SAU CO SALES TAX 5% 11/15/14 A Interest TRTO GLOBAL

4/3 M

125. NYC GO 5% 8/1/15 D Interest TRTO GLOBAL

4/3 N

126. NY ST ENV PIT FGI C 5.25% 12/15/16 A Interest TRTO GLOBAL

4/3 N

127. YONKERS NY GO MB IA 5% 12/1/07 A Interest TRTO GLOBAL

4/3 N

128. MET T RAN S AUTH NY 5.25% 11/15/17 A Interest TRTO GLOBAL

4/3 N

129. NY CI TY TFA A 5.5% 11/1/26 A Interest TRTO GLOBAL

4/3 N

130. NY SALES TAX RECEIV 5% 10/15/21 A Interest TRTO GLOBAL

4/3 N

131. NEWYORK CITY GO M 5% 4/1/13 D Interest TRTO GLOBAL

4/3 N

132. NY ST DORM AUTH ST 5% 7/1/15 D Interest TRTO 4/3 N

1. Income Gain Codes: A =$1,000 or Jess B =$ 1,001 - $2,500 C =$2,501 - S5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000.000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or Jess K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns CJ and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment


rrn TOGLOBA

D.

(1) (2) (2) (2) (4) (5)





A. B. c. Description of Assets Income during Gross value al end of

(including trust assets) reporting period reporting period Transactions during reporting period

(1) (3)(1) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) lransaction)

GLOBAL

133. NY ST TWY AU FSA 5% 4/1/15 D Interest TR TO GLOBAL

4/3 M

134. NYS URBAN DEV CORP 5.5% 1/1/2017 c Interest TR TO GLOBAL

4/3 N

135. NYC NY SUB E4 DFRN 8/1/22 c Interest SELL 3/29 N A

136. NY ST TWY AU AMBAC 5% 4/1/2019 B Interest BUY 2/10 N

137. NY ST TWY AU AMBAC 5% 4/1/2019 None 4/3 N

138. CONN ST HLTH YALE 7/1/29 A Interest SELL 3/29 L A

139. NY SER G 5.75% 10/15/2012 None BUY 3/28 N

140. NY Ser G 5.75% 10/15/2012 None TR TO GLOBAL

4/3 N

141. Money Market Fund - Federated NY Muni B Dividend TR TO GLOBAL

4/27 L

142. CAPITAL GUARDIAN -GLOBAL EQUITY:

143. Tokyo Electron B Dividend M T BUY 2/2 M

144. PARTIAL SALE

11/21 L E

145. Heineken Holding NV B Dividend M T PARTIAL SALE

1/12 K B

146. BUY 8/3 K

147. Vodafone Group PLC D Dividend PARTIAL SALE

1/12 K A

148. PARTIAL 1/23 L A

l. Income Gain Codes: A =$1,000 or Jess B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -S50,000

(See Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HJ =Sl.000,001 -$5,000,000 H2 =More than $5,000,000 2 Value Codes J =$15,000 or less K =$15,001- $50,000 L =$50.001 - $100,000 M =$100.001-$250,000

(Sec Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T :Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment



Page 14 of 77 8/14/2007Barry, Maryanne T

VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. see PP· 34-60 of filing instroctions.J








(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

SALE

149. PARTIAL SALE

8/15 J A

150. SELL 9/26 L A

151. Unilever NV NY SHRS c Dividend L T BUY 2/2 K

152. Cheung Kong Hldg A Dividend L T PARTIAL SALE

1/12 K D

153. BUY 8/3 K

154. Suncor Energy Inc A Dividend M T

155. Shell CDA LTD B Dividend M T

156. Astrazeneca PLC (SEK c Dividend M T BUY 2/2 L

157. ASTRAZENECA PLC (GBP) c Dividend M T BUY 2/2 L

158. Sun Hung Kai Prop c Dividend M T BUY 2/2 M

159. Nestle SA D Dividend N T BUY 2/2 M

160. Wal-Mart De M exico B Dividend N T BUY 2/2 J

161. Holcim LTD c Dividend M T BUY 2/2 J

162. BUY 2/3 J

163. PARTIAL SALE

5/30 J A

164. CRH PLC B Dividend L T

1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 • $100,000 G =$100,001- $1,000,000 HI =$1,000,001- $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,001 - $100,000 M =$100.001 - $250,000

(See Columns Cl and D3) N =$250.001 - $500,000 0 =$500,001- $1,000.000 Pl =$1,000,001 • $5,000.000 n =$5,000,001 • $25,ooo.ooo

3. Value Method Codes P3 =S25,000.00! • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) 0 =Appraisal V =Other S =Assessment U =Book Value W=Estimated



VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instrnctions.)




Place "(X)11 after each asset


B. c. D. Income during Gross value al end of Transactions during reporting period


(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., renl, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

165. Richemont

166. Novartis AG

167. Pearson PLC

168. Samsung Elec Gds

169.

170. Bouygues

171.

172.

173.

174. JCDecaux INTL

175. L'Air Liquide Bearer

176.

177. HSBC Hldgs

178.

179. LI & Fung

180. Nikko Cordial Corp

181.

c

c

B

c

c

A

D

E

c

A

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

M

N

K

N

N

K

N

N

M

T PARTIAL SALE

T BUY

T BUY

T PARTIAL SALE

BUY

T BUY

BUY

BUY

BUY

T

T BUY

PARTIAL SALE

T BUY

BUY

T PARTIAL SALE

BUY

SELL

1/12 L E

2/2 M

2/2 J

1/12 L E

8/3 L

2/2 K

317 L

3/8 L

11/8 K

2/2 M

6/12 J A

2/2 M

2/17 M

1/12 L E

2/2 K

7/28 K A

1. Income Gain Codes: A =$1,000 or less B =$1,00! -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15.001 -$50,000 (See Columns Bl and D4) F =$50,00! - $100,000 G =$100,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50.001 - $!00,000 M =$100,001 -$250,000 (See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 . $],000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00! -$25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) 0 =Appraisal V =Other S =A.;;sessment




VII. INVESTMENTS and TRUSTS .. income, value, transactions anc1udes those of the spouse.and dependent children. see pp.34-60 of filing instructions.)




B. Income during

reporting period

c. Gross value at end of

reporting period

D.

Transactions during reporting period



(I) Amount Code I

(A-H)

(2) Type (e.g.

div., rent,

or int.)

(I)

Value

Code 2

(J-P)

(2) Value

Method

Code 3 (Q-W)

(!) Type (e.g.

buy, sell,

redemption)

(2) Date

Month-

Day

(3) Value

Code 2

(J-P)

(4) Gain

Code I

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

182. RECKITT BENCKISER B Dividend L T PARTIAL SALE

1/12 K c

183. SANOFI-AVENTIS c Dividend N T PARTIAL SALE

1/12 K D

184. BUY 8/3 M

185. BUY 10/20 M

186. AMERICA MOVIL c Dividend M T PARTIAL SALE

1/25 L E

187. BUY 8/4 K

188. SCHNEIDER ELECTRIC c Dividend M T PARTIAL SALE

1/12 K D

189. PARTIAL SALE

5118 J c

190. PARTIAL SALE

5/26 K D

191. BUY 8/3 J

192. RENAULT B Dividend L T BUY 212 K

193. NIKON A Dividend M T BUY 2/2 L

194. HOYA CORP c Dividend M T BUY 2/2 M

195. STANDARD CHARTERED c Dividend M T BUY 2/2 L

196. BUY 12/5 K

197. AEON CO A Dividend M T PARTIAL SALE

1/12 K D

198. BUY 11/8 L

1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 - $15.000 E =$15.001 -$50,000

(See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(See Columns CI and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V =Other S ==A scssment


(1)

D.

(1) (4)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 of filing instructions.)


A. c.B.

Gross value at end of Description of Assets Income during Transactions during reporting period reporting period (including trust assets) reporting period

(2) (2) (2) (3)(1) (5) Place "(X)" after each asset Amount Type (e.g. Value Value

exempt from prior disclosure Code 1 div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

Type (e.g.

buy, sell,

redemption)

Date

Month-

Day

Value Gain Identity of

Code 2 Code 1 buyerfseller (J-P) (A-H) (if private

transaction)

199. ROYAL BANK SCOTLAND D Dividend N T BUY 2/2 M

200. ESSIL OR INTL A Dividend L T

201. KONINKL!JKE KPN NV D Dividend M T BUY 2/2 L

202. BNP PARIBAS B Dividend L T PARTIAL SALE

1/12 K D

203. BUY 3/31 J

204. BUY 8/3 K

205. GALLAGHER ARTHUR B Dividend L T BUY 8/3 K

206. REED ELSEVIER c Dividend M T BUY 2/2 K

207. STATE STR CORP A Dividend PARTIAL SALE

5/3 J B

208. PARTIAL SALE

5/5 J c

209. PARTIAL SALE

5/30 K D

210. SELL 5/31 J c

211. YAKULT HONSHA A Dividend L T

212. CINCINNATI FINL CORP B Dividend L T

213. DUKE ENERGY CORP A Dividend L T PARTIAL SALE

1/10 J A

214. EMERSON ELECTRIC D Dividend N T BUY 2/2 M

215. GENERAL ELECTRIC B Dividend 0 T BUY 2/2 M

1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,00! - $50,000

(See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5.000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L=$50,001-S!OO,OOO M =$100,001-$250,000

(See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,001 - $25,000,000


(See Column Cl) Q =Appraisal V=Other S =Assessment U ""Book Value W =Estimated



VII. INVESTMENTS and TR u STS .. income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


A.





B. c. D.


(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A·H) or int.) (J-P) Code 3 redemption) Day (J-P) (A·H) (if private

(Q-W) transaction)

216. BUY 2/3 L

217. ILLINOIS TOOL WORKS B Dividend M T BUY 2/2 L

218. BUY 7/6 L

219. INTEL CORP B Dividend M T BUY 3/6 K

220. BUY 3/21 K

221. BUY 4/28 K

222. BUY 8/3 K

223. PEPSICO c Dividend M T BUY 2/2 L

224. AT&T B Dividend L T BUY 8/3 K

225. SCHLUMBERGER LTD B Dividend N T

226. SOUTHWEST AIRUNES A Dividend K T PARTIAL SALE

1/11 K B

227. PARTIAL SALE

1/12 J B

228. BUY 8/3 K

229. UNION PACIFIC B Dividend M T BUY 2/2 K

230. BUY 8/3 K

231. WILLIAMS SONOMA A Dividend K T

232. AIR PRODUCTS & CHEMICALS B Dividend M T BUY 2/2 L

1. Income Gain Codes: A =$1,000 or Iess B =$1,001 - $2,500 c =$2,50! • $5,000 D =$5,001 - $15,000 E =$15,001- $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 • $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More !ban $50.000,000 T =Cash Market

(See Column C2) Q =Appraisal V =Other S =Assessment U =Book Value W =Estimated

(3) (5)





A.





B. C.

Income during Gross value at end of


(1) (2) (1) (2) Amount Type (e.g. Value Value Code 1 div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

D.


(2)(1) (4) Type (e.g. Date Value Gain Identity of

buy, sell, Month- Code 2 Code 1 buyer/seller Dayredemption) (if private

transaction)

(J-P) (A-H)

233. FLUOR CORP

234. INT'L BUSINESS MACHINES

235.

236. MICROSOFT CORP

237.

238.

239.

240.

241.

242.

243. INTERPUBLIC GP

244.

245. CAMPBELL SOUP CO

246.

247. ROYAL DUTCH SHELL

248.

249. UNITED TECHNOLOGIES

A

c

c

B

E

c

Dividend

Dividend

Dividend

None

Dividend

Dividend

Dividend

L

M

M

L

N

N

T

T BUY

PARTIAL

SALE

T BUY

BUY

BUY

BUY

BUY

BUY

PARTIAL

SALE

BUY

SALE

T BUY

PARTIAL

SALE

T BUY

BUY

T BUY

212 M

10/19 L B

1/10 L

1/11 K

1113 J

2/2 K

2/3 J

2/23 J

512 M A

4/11 J

4/17 J A

2/2 L

10/19 L E

2/2 M

8/3 J

2/2 M

l. Inc.ome Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 • $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5.000,000

2. Value Codes J =$15,000 or less K =$15.001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250.000 (See Columns Cl and D3) N =$250,001 • $500,000 0 =$500,001 • $!,000,000 Pl =$1,000,00! • $5,000,000 P2 =$5,000,001 • $25.000.000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P =More than $50.000,000 T =Cash Market (See Column CZ) Q =Appraisal V =Other S =Assessment

U =Book Value W ::::Estimated

--

A.



VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)






B. c. D.

Income during Gross value at end of Transactions during reporting period


(!) (2) (1) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

250. BAKER HUGHES A Dividend L T PARTIAL SALE

7128 J c

251. CITIGROUP B Dividend K T

252. WELLS FARGO & CO c Dividend L T

253. BERKSHIRE HATHAWAY None L T

254. ROBERT HALF INTL None SELL 1/24 K E

255. COSTCO A Dividend L T PARTIAL SALE

1/23 J B

256. LOWES COS B Dividend N T BUY 212 K

257. BUY 8/3 K

258. UNITED PARCEL SERVICE B Dividend L T

259. EXXON MOBIL c Dividend M T BUY 2/2 K

260. PARTIAL SALE

8/17 M E

261. FEDEX CORP A Dividend L T BUY 212 J

262. SIEMENS A Dividend L T PARTIAL SALE

1/11 K c

263. BUY 8/3 K

264. ALLERGAN INC A Dividend M T PARTIAL SALE

1/11 L E

265. BUY 8/3 K

266. SLM CORP D Dividend N T BUY 2/2 M

1. Income Gain Codes: A =Sl,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,00J - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M :$100,001-$250,000 (See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1.000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =C.ash Market (Sec Column C2) Q =Appraisal V =Other S =A

(2) (5)

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of the spouse and dependent children. see PP· 34-60 of filing instructions.;


A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(1) (2) (1) (2) (1) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g.

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

(3) (4) Date

Month-

Day

Identity of

Code 2 Value Gain

Code I buyer/seller

(J-P) (if private

transaction) (A-H)

267. BUY 11/8 L

268. BUY 11/16 J

269. BUY 11/17 J

270. BUY 12/5 K

271. BUY 12/6 K

272. WEATIIBRFORD INTL None L T PARTIAL 3/21 J c SALE

273. PARTIAL 4/25 K E SALE

274. PORTUGAL TELECOM None SELL 1/30 L A

275. RIO TINTO D Dividend M T PARTIAL 1/12 L E SALE

276. BUY 8/3 K

277. AMERICAN STD D Dividend N T BUY 2/2 L

278. BUY 2/7 M

279. BUY 2/8 L

280. SAP B Dividend N T BUY 212 M

281. BUY 2/2 K

282. BUY 7/31 K

283. BUY 8/17 L

1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and D3) N =$250,001 - $500,000 0 :$500,001 - $1,000,000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment






A.



Place " (X)" after each asset exempt from prior disclosure



(!) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

284. KINDER MORGAN B Dividend K T PARTIAL SALE

285. MITSUBISHI CORP B Dividend M T PARTIAL SALE

286. PARTIAL SALE

287. BUY

288. COMCAST None M T BUY

289. CANON A Dividend L T

290. WHOLE FOODS MARKET B Dividend K T PARTIAL SALE

291. AMYLIN PHARMACEUTICALS None SELL

292. KRAFT FOODS c Dividend M T BUY

293. MITSUBISHI ESTATE B Dividend N T BUY

294. HONG KONG & CHINA GAS B Dividend M T PARTIAL SALE

295. BUY

296. BUY

297. GOLDEN WEST FINL A Dividend SELL

298. JPMORGAN CHASE c Dividend M T PARTIAL SALE

299. BUY

300. PARTIAL

717 L

1/12 M

1/26 K

4/27 M

2/2 L

1/3 K

4/27 K

2/2 L

212 L

1/12 L

8/3 K

8/3 K

10/2 K

3/15 L

2/2 L

8/16 K

E

F

E

D

E

D

D

D

c

1. Income Gain Codes: A =$.1,000 or less B =$1,001 • $2,500 c=$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K :$15,001 - $50,000 L =$50,001 - SI00,000 M =$100,001 - $250,000

(See Columns Cl and D3) N =$250,001 - $500,000 o =$500,001 -Sl,000,000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes

(See Column C2) P3 =$25,000,001 - $50,000,000

Q =Appraisal R =Cost (Real Estate Only)

V =Other

P4 =More than $50,000,000

S =Assessmrnt T=Cash Market

U =Book Value W=Estimatctl



VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of the spouse and dependent children. see PP· 34-60 of filing instructions.)


A.





B. c. D.


(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div.• rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-ll} (if private

(Q-W) transaction)

SALE

301.

302.

303.

304.

HBOS PLC c Dividend M T

PARTIAL

SALE

PARTIAL

SALE

PARTIAL

SALE

BUY

9113

1/12

1/26

8/3

K

L

K

L

D

E

D

305. PROCTER & GAMBLE A Dividend K T BUY 2/2 J

306.

307.

308.

AUTONATION None L T PARTIAL

SALE

PARTIAL

SALE

BUY

1/11

4/12

3/15

J

K

K

c

D

309. MATTEL None SELL 1/11 K A

310. AMERICAN INTL GROUP A Dividend L T BUY 2/2 J

311. BUY 8/3 K

312. CHEVRON CORP D Dividend M T BUY 2/2 L

313.

314.

315.

SUMITOMO MITSUI FINL A Dividend N T

PARTIAL

SALE

PARTIAL

SALE

BUY

10/25

1/12

8/3

K

L

L

D

E

316. BUY 12/6 L

1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 Hl =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =SJ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000


(See Column C2) Q =Appraisal V =Other S =Assessment


FINANCIAL DISCLOSURE REPORT

Page 24of77

Name of Person Reporting

Barry, Maryanne T

Date of Report

8/14/2007



A.




B. c. D.


(!) (2) (!) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

317. BHP BILLITON B Dividend K T PARTIAL 1112 K E SALE

318. PARTIAL 5/1 J D SALE

319. GENERAL GROwrH PPTYS B Dividend M T BUY 2/2 K

320. BUY 8/3 J

321. OMNICOM GROUP B Dividend M T BUY 212 K

322. MITSUI SUMITOMO INS A Dividend L T BUY 212 J

323. DAVITA None M T

324. WELLPOINT (FORMERLY ANTHEM) None M T BUY 2/2 K

325. TIME WARNER A Dividend L T BUY 212 J

326. ENI B Dividend K T PARTIAL 1113 0 E SALE

327. FANUC c Dividend N T BUY 2/2 M

328. FOREST LABS None L T

329. ALCAN B Dividend M T BUY 2/2 K

330. VERIZON COMM B Dividend K T BUY 212 J

331. PARTIAL 5124 K A SALE

332. BUY 7/6 K

333. SMIIB & NEPHEW A Dividend M T BUY 2/2 K

l. Income Gain Codes: A =$1,000 or Jess 8 =$1,001 - $2,500 c =$2,501 • $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes J :$15,000 or Jess K =$15,001 • $50,000 L =$50,001 • $100,000 M =$100,001 • $250,000

(See Columns Cl and 03) N =$250,001 • $500,000 0 =$500,001 • $1,000,000 Pl =$ 1,000,001 • $5,000,000 P2 :$5,000,001 - $25,000,000

3. Value Method Code> P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C) Q =Apprais I V =Other S =Assessment

U =Book V

--



VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)







(!) (2) (1) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

334. BUY

335. BUY

336. CISCO None L T BUY

337. AGILENT TECH None L T

338. HANG LUNG PROP c Dividend M T BUY

339. TOKYO GAS A Dividend L T BUY

340. PARTIAL SALE

341. BUY

342. ACCOR B Dividend M T BUY

343. COCA-COLA AMATIL A Dividend J T PARTIAL SALE

344. PARTIAL SALE

345. SINGAPORE TELECOM D Dividend M T PARTIAL SALE

346. BUY

347. BUY

348. BUY

349. BUY

350. BUY

8/30 K

8/31 K

8/3 J

212 K

2/2 K

5/10 K E

5/10 K

216 K

1/12 K c

1/27 K c

1112 K c

1/12 K

7/24 J

8/11 K

8/14 K

10/5 K

1. Income Gain Codes: A =S 1,000 or less 8 =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 • $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$250.001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 · $5,000,000 P2 =$5.000.001 - $25,000,000

3. Value Methnd Cndes

(See Column C2) P3 =$25,000,001 - $50,000,000


V =Other

P4 =More than $50,000,000

S =Assessment T =Cash Market

t; =Book Value W =Estim



VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of the spouse and dependent children. see PP· J4-6o of filing instructions.)


A.




B. c. D.


(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

351. ERICSSON c Dividend BUY 2/2 M

352. PARTIAL SALE

8/18 M A

353. SELL 8/21 K A

354. TESCO B Dividend L T

355. WOOLWORTHS c Dividend M T BUY 2/2 K

356. BUY 4/28 J

357. BUY 10/6 J

358. LEXMARK None SELL 2/3 K A

359. SUZUKI MOTOR A Dividend M T BUY 2/2 K

360. BUY 2/3 J

361. BUY 2/7 J

362. L'OREAL B Dividend L T BUY 3/8 K

363. POTASH CORP SK C$ A Dividend N T BUY 219 L

364. BUY 10/19 M

365. NATIONAL INSTRUMENTS CORP A Dividend L T BUY 7118 J

366. SEPRACOR INC None L T BUY 2/2 M

367. BUY 4/6 K

1. Income Gain Codes: A=$1,000 or Jess B =$!,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001-$!,000,000 HI =Sl,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes l =$15,000 or less K=S15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 - $250,000

(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =Sl,000,001 -$5.000,000 P2 =$5,000,001 -$25,000.000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Re"t Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column CZ) O=Appraisal V =Other S =Assessment U =Book Value W =Eslimated











(!) (2) (!) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

368. BUY 4/28 K

369. PARTIAL 7125 L A SALE

370. PARTIAL 7/26 M A SALE

371. IBERDROLA SA c Dividend K T BUY 2/2 J

372. BUY 2/3 J

373. PARTIAL 10/4 L E SALE

374. PARTIAL 10/23 K D SALE

375. WASHINGTON MUT INC E Dividend N T BUY 2/2 M

376. BUY 3/31 L

377. TOLL HLDGS LTD c Dividend M T BUY 2/2 K

378. BUY 8/3 K

379. EXELON CORPORATION B Dividend L T

380. GENERAL DYNAMICS CORP A Dividend L T

381. CENTRICA c Dividend M T BUY 2/2 K

382. MILLENNIUM PHARMACEUTICALS None M T INC

383. EAST WEST BANCORP INC A Dividend L T BUY 2/2 K

384. ALTADIS SA (SPAIN) B Dividend L T

1. Income Gain Codes: A=$1,000 or less B =$1,001 - $2,500 c=$2,501 - $5,000 D=$5,001 • $15,000 E =$15,001-$50,000 (See Columns Bl and 04) F=$50,001 -$100,000 G =$100,001 - $1,000,000 HI=$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N=$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market (See Column C2) 0=/\ppraisal V=Other S =Assessment

U ::::l:fook Value W=Estimated

(3)



VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


A. B. c. D.

Description of Assets Income during Gross value at end of Transaclions during reporting period (including trust assets) reporting period reporting period

(1) (2) (1) (2) (1) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value

exempt from prior disclosure Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

Type (e.g. buy, sell,

redemption)

Date

Month-

Day

Value Gain Identity of

Code 2 Code I buyer/seller (J-P) (A-H) (if private

transaction)

385. FORTIS c Dividend M T BUY

386. BUY

387. LEGGETT & PLATT INC B Dividend K T

388. SUMITOMO REAL ESTATE SALES A Dividend L T

389. JOHNSTON PRESS PLC B Dividend L T BUY

390. BUY

391. SASOL SPON ADR c Dividend M T BUY

392. INDITEX B Dividend L T BUY

393. MORRISON (WILLIAM) A Dividend SELL SUPERMARKETS

394. ADOBE SYSTEMS None SELL

395. RINKER GROUP LTD D Divide11d N T BUY

396. BUY

397. WESFARMERS LTD A Dividend BUY

398. SELL

399. CANADIAN NATURAL RESOURCES A Dividend M T BUY

400. BUY

401. BUY

5/18 K

7125 J

2/2 K

8/3 J

4/6 M

2/2 K

9/28 K D

6/19 K A

2/2 L

8/3 K

2/2 K

5/11 K A

1/5 J

1/6 J

2/2 M

I. Income Gain Codes: A =$1,000 or less B =$1,001 - S2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =Sl,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =S15,()(X) or less K =$15,001 - $50,000 L =S50,001 - Sl00,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - SI,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) 0 =Appraisal V =Other S =Assessment

U =13ook Value W =Estimalcd

(2) (3) (4)





A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period


(2) (1)(1) (1) (2) (5) Place "(X)" after each asset Amount Type (e.g. Value Value

exempt from prior disclosure Code 1 div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

Type (e.g.

buy, sell,

redemption)

Date

Month-

Day

Value Gain

Code 1Code 2 (J-P) (A-H)

Identity of

buyer/seller

(if private

transaction)

402. BUY

403. ALLIANZ A Dividend L T BUY

404. BA YER AG BEARER B Dividend L T BUY

405. BMW A Dividend L T BUY

406. BANCO SANTANDER CENTRAL B Dividend L T BUY HISPANO

407. REPSOl.r YPF A Dividend PARTIAL SALE

408. SELL

409. VEOLIA ENVIRONMENT c Dividend N T BUY

410. KINGFISHER PLC c Dividend L T

411. CADBURY SCHWEPPES B Dividend K T BUY

412. SCOTTISH AND SOUTHERN ENERGY D Dividend M T BUY

413. BUY

414. TREND MICRO None L T

415. TOKYO ELECTRIC POWER CO A Dividend L T BUY

416. MCDONALDS CORP B Dividend L T BUY

417. IMCLONE None L T BUY

418. BUY

8/3 K

212 K

2/2 K

2/2 K

2/2 K

1/27 K A

2/1 J A

2/2 L

2/2 K

2/2 K

2/6 L

2/2 K

2/2 K

8/3 K

9/26 J

1. Income Gain Codes: A =$1,000 or Jess B =$1,001 - $2,500 c=$2,501 - $5,000 0 =$5,001 - $15,000 E=$15,001 - $50,000

(See Columns Bl and 04) F=$50,001 - $100,000 G=$100,001 - $1,000,000 HI=Sl,000,001 - $5,000,000 H1=More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L=$50,001 - $100,000 M =$100,001 - $250,000

(See Columns CJ and 03) N =$250,001 - $500,000 o =$500,001 - Sl,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market

(See Column C2) Q=Appraisal V=Other S =Assessment




VII. INVESTMENTS and TRUSTS .. income, vatue, transactions (Includes those of the spouse and dependent children. see PP· 34-60 of filing instructions.)





B. c. D.


(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

419. AVON PRODUCTS INC

420.

421. CAPITAL ONE FINANCIAL CORP

422. CARNIVAL CORP

423.

424.

425.

426.

427.

428. DANAHER CORP

429. MEDCO HEALTH SOLUTIONS

430.

431. ALCOA INC

432. DELTA PETROLEUM

433.

434.

435.

A

A

c

A

A

Dividend

Dividend

Dividend

Dividend

None

Dividend

None

K

L

K

L

N

T PARTIAL

SALE

BUY

T BUY

BUY

PARTIAL

SALE

BUY

BUY

PARTIAL

SALE

SELL

T BUY

BUY

SELL

T BUY

T BUY

BUY

BUY

BUY

1/30 K A

11/8 K

212 K

2/2 M

5/25 M A

6/30 M

7/10 L

9/21 L D

9/22 M D

2/2 J

212 K

11/10 L A

212 K

1/4 J

2/2 L

5/18 K

5/19 K

1. Income Gain Codes: A =$1,000 or Jess B =$1,001 - $2,500 C =S2,50! - $5,000 D =$5,001 - $15,000 E =$15,001- $50,000 (See Columns Bl and D4) F =$50,001 • $100,000 G =$100,00! - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or Jess K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,00! • $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) O=Appraisal V =Other S =Assessment


(2) (3) (5)





A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period


(1) (1) (2) (4)(2)(1) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaclion)

436. BUY 5/22 K

437. BUY 5/23 K

438. BUY 5/25 K

439. ZYMOGENETICS INC None K T BUY 115 J

440. BUY 2/13 J

441. BUY 3/16 K

442. BUY 3/21 J

443. BUY 3/22 J

444_ BUY 3/27 J

445. NEWCREST MINING NPV A Dividend L T BUY 1/16 K

446. BUY 1/17 J

447. BUY 1/23 J

448. BUY 217 K

449. BRAMBLES IND LTD c Dividend L T BUY 217 K

450. BARRICK GOLD CORP A Dividend L T BUY 2/10 L

451. BUY 5/17 J

452. ADIDAS-SALOMON AG A Dividend BUY 1/30 K

1. Income Gain Codes: A =$1,000 or less B =$!,001- $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =Sl00,001 - $1,000,000 Hi =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L :$50,001 - $100,000 M =$100,001 - $250,000

(See Columns CI and D3) N =$250,00! - $500,000 0 =$500,001 - Sl,000,000 Pl =S!,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000 3. Value Method Ca

--



VII. INVESTMENTS and TR u STS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)






B. c. D.


(!) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

453.

454.

455. TOTAL SA

456.

457. NOKIA OYJ

458.

459.

460.

461.

462.

463.

464.

465.

466. MELCO INT'L

467.

468.

469.

c

A

A

Dividend M

Dividend M

Dividend M

BUY

SELL

T BUY

BUY

T BUY

BUY

BUY

BUY

BUY

BUY

BUY

BUY

PARTIAL SALE

T BUY

BUY

BUY

BUY

5/18 J

11/15 K A

1/31 L

2/2 L

3/10 J

3/13 J

3/29 K

4/10 K

4/18 L

5/15 K

5/18 K

8/3 K

10/24 L A

3/29 J

3/31 J

4/3 J

4/18 K

1. Income Gain Codes:

(See Columns Bl and D4) 2 Value Codes

(See Columns Cl and D3)


(See Column C2)

A ::::$1,000 or less

F =$50,001 -$100,000 J =$15,000 or less

N =$250,001 - $500,000

P3 =S25,000,00I - $50,000,000

Q =Appraisal

U =Book Value

B =$1,001-$2,500

G =$100,001 - $1,000,000

K =$15,001 - $50,000

0 =$500,001 -$1,000,000

R =Cost (Real Estate Only)

V =Other

c =$2,501 -$5,000

HI =$1,000,001 - $5,000,000

L =$50,001 - $100,000

Pl =$1,000,001 -$5,000,000

P4 =More than $50,000,000

S =Assessment W =Estimated

D =$5,001 -$15,000 E =$15,001 - $50,000

H2 =More than $5,000,000

M =S!00,001 -$250,000

P2 =$5,000,001 - $25,000,000

T =Cash Market



VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)









(Q-W) transaction)

470. BUY 4/21 K

471. BUY 4/25 K

472. BUY 4/26 K

473. SOFTBANK CORP A Dividend M T BUY 2/13 L

474. BUY 2120 L

475. BUY 5/18 L

476. PARTIAL 7/25 M A SALE

477. BUY 9/27 M

478. BUY 10/3 L

479. NIPPON STEEL CORP B Dividend L T BUY 2/22 K

480. DISNEY WALT CO None M T BUY 1/6 K

481. BUY 1/9 K

482. BUY 1/13 J

483. BUY 2/2 L

484. CORNING INC COM None M T BUY 2/2 M

485. BUY 8/3 K

486. MARSH & MCLENNAN COS B Dividend L T BUY 2/28 J

1. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 -S50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or Jess K =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000


(See Column C2) P3 =$25,000,001 - $50,000,000


V =Other

P4 =More than $50,000,000

S =Assessment T =Cash Markel


(2)





B. c.A. Gross value at end of Description of Assets Income during

reporting period (including trust assets) reporting period

(2) (I)(!) Amount Type (e.g. Value ValuePlace "(X)" after each asset Code I div., rent, Code 2 Methodexempt from prior disclosure (A-H) or int.) Code3(J-P)

(Q-W)

D.


(!) Type (e.g.

buy, sell,

redemption)

(2) Date

Month-

Day

(3) Value

Code 2 (J-P)

(4) Gain

Code I (A-H)

(5) Identity of

buyer/seller

(if private

transaction)

487. BUY

488. BUY

489. BUY

490. BUY

491. BUY

492. BUY

493. BUY

494. MEDTRONIC INC A Dividend M T BUY

495. BUY

496. CARNIVAL PLC A Dividend BUY

497. SELL

498. Brazos River 4.75% 5/1/29 c Interest TRFMF.l.

499. SELL

500. NY Empire UDC 5% 1/1113 D Interest N T TR FMF.I.

501. NY DORM AUTH SVC 4.375% 4/1/11 D Interest N T TR FMF.l.

502. NJ ECON DEV 5.25% 6/15/07 c Interest TR FMF.I.

503. SELL

3/2 J

3/3 J

3/7 K

3/8 J

3/21 K

5/9 J

7/27 J

3/17 M

3/31 K

212 K

5/25 K

4/3 M

11/1 L

4/3 N

4/3 N

4/3 M

5/24 M

A

A

1. Income Gain Codes: A =$1,000 or less B =Sl,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5.000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000 (S





A. Description or Assets







(Q-W) transaction)

504. CO HLTH CHI 4.25% 9/1/09 D Interest TRFMF.l. 4/3 M A

505. SELL 12/20 M c

506. MICH ST BLDG 5.25% 10/15/11 D Interest TRFMF.l. 4/3 M

507. SELL 12/20 M c

508. NYS TWY AMBA 5% 4/01/09 c Interest N T TRFMF.l. 4/3 N

509. NYS TWY 5% 4/1/19 D Interest N T TRFRMF.l. 4/3 N

510. NYC HLTH/HOSP CORP 4.05% 2/15/11 D Interest N T TRFMF.L 4/3 N

511. NYS DORM AUTH 4.5% 7/1/09 c Interest N T TRFMF.l. 4/3 N

512. NYS DORM 5.25% 11/15/23 D Interest N T TR FMF.L 4/3 N

513. LIPA NY B 5.0% 6/1/07 D Interest TR FMF.L 4/3 M

514. SELL 12/20 M A

515. NY STATE TWY MBIA 5% 4/1/10 c Interest TR FMF.l. 4/3 M

516. SELL 12/11 M A

517. PUERTO RICO GO E 5% 7/1/28 D Interest TRFMF.l. 4/3 M

518. SELL 10/12 M A

519. NJ TRANSIT TRUST 5.25 6/15/06 c Interest TRFMF.l. 4/3 M

520. REDEMPTION 6/15 M A

1. Income Gain Codes: A =.$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and 04) F :$50,001 - $100,000 G =$100,001 - $!,000,000 H1 :$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,00! - $250,000

(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000


(See Column C2) P3 :$25,000,001 - $50,000,000


V =Other

P4 =More than $50,000,000



(3) (5)



VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of the spouse and dependent children. see pp. 34-60 of filing instructions.;





B. c. Income during Gross value at end of


(!) (2) (!) (2) Amount Type (e.g. Value Value Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

D.


(!) (2) (4) Type (e.g. Date Value Identity of Gain

buy, sell, Month- Code 2 buyer/sellerCode I redemption) Day (if private

transaction) (A-H)(J-P)

521.

522.

523.

524.

525.

NY TOBACCO SETTLEMENT 5% 6/1/09

PR GO C MBIA 4.25% 7/1/22

SUFFOLK CO NY MB! 4% 6/15/11

NY ST ENVIRON FAC CL 5.25% 6/15/12

c

c

D

D

Interest

Interest

Interest

Interest

M

N

M

T

T

T

TRFMF.l.

TRFMF.l.

SELL

TRFMF.l.

TRFMF.l.

4/3

4/3

1016

4/3

4/3

M

M

M

N

M

A

526.

527.

NASSAU CO SALES TAX 5% 11/15/14

NYC GO 5% 8/1/15

D

c

Interest

Interest

M

N

T

T

TRFM F.l.

TRFMF.l.

4/3

4/3

M

N

528. NY ST ENV PIT FGIC 5.25% 12/15/16 D Interest N T TRFMF.l. 4/3 N

529. YONKERS NY GO MBIA 5% 12/1/07 D Interest N T TRFMF.l. 4/3 N

530. MET TRANS AUTH NY 5.25% 11/15/17 D Interest N T TRFMF.l. 4/3 N

531. NY CITY TRA A 5.5% 11/1/26 D Interest N T TRFMF.l. 4/3 N

532. NY SALES TAX RECEIV 5% 10/15/21 D Interest N T TRFMF.l. 4/3 N

533. NEW YORK CITY GO M 5% 4/1/13 D Interest N T TRFMF.l. 4/3 N

534. NY ST DORM AUTH ST 5% 7/1/15 D Interest N T TRFMF.I. 4/3 N

535. NY ST TWY AU FSA 5% 4/1/15 c Interest M T TRFMF.l. 4/3 M

536. EMPIRE ST DEV 5.5% 1/1/17 (FORMERLY NYS URBAN DEV CORP)

D Interest N T TR FMF.I. 4/3 N

537. PARTIAL 12/20 K A

1. Income Gain Codes: A =Sl,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H1 =Sl,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or Jess K =$15,001- $50,000 L =$50,001 - $100,000 M =$100,001- $250,000 (See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes PJ =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment




VII. INVESTMENTS and TR u STS ·-income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)







(1) (2) (!) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div.1 rent, Code 2 Method buy, sell, Month· Code 2 Code I buyer/seller (A-H) or int.) (J.P) Code 3 redemption) Day (J.P) (A·H) (if private

(Q-W) transaction)

538. NY Ser G 5.75% 10/15/2012

539.

540. NY ST TWY AU AMBAC 5% 4/1/2019

541. ING GROUP NV CVA

542.

543. BAE SYSTEMS PLC

544.

545.

546.

547.

548. YELL GROUP PLC

549.

550. NITTO

551.

552.

553.

D Interest

D Interest N

A Dividend M

D Dividend N

None M

A Dividend

SALE

TRFMF.I.

SELL

T TRFMF.I.

T BUY

BUY

T BUY

BUY

BUY

BUY

BUY

T BUY

BUY

BUY

PARTIAL

SALE

BUY

SELL

4/3 N

5/24 N A

4/3 N

5/17 K

8/17 M

4/4 M

4/5 J

4/7 L

8/3 K

12/5 J

417 L

4/10 L

4/10 K

7/25 K A

8/29 K

11/13 K A

1. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 E =$15,001 • $50,000 (See Columns Bl and D4) F =$50,00! • $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 • $100,000 M =$100,001 - $250,000 (See Columns Cl and D3) N =$250,001 • $500,000 0 =$500,001 - $!,000,000 Pl =Sl,000,001 • $5,000,000 P2 =$5,000,001 • $25,000,000

3. V"luc Method Codes

(Seo Column C2) P3 =$25,000,001 - $50,000,000

Q =Appraisal R =Cos! (Real Estate Only)

V =Other

P4 =More than $50,000,000


U =Book Value W:::::Estimated



VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of the spouse and dependent children. see pp. 14-60 of filing instructions.;






8. c. D. Income during Gross value at end of Transactions during reporting period



(Q-W) transaction)

554. SPRINT NEXTEL CORP A Dividend K T BUY

555. PARTIAL SALE

556. PARTIAL SALE

557. BUY

558. WACHOVIA CORP B Dividend L T BUY

559. BUY

560. BUY

561. TARGET CORP A Dividend K T BUY

562. BUY

563. BUY

564. BUY

565. DELL INC None L T BUY

566. PUERTO RICO COMM 5% 12/1/2013 D Interest N T BUY

567. SARA LEE CORP A Dividend K T BUY

568. BUY

569. BUY

570. BUY

415 K

9/19 K

9120 J

10/25 K

4/26 K

717 J

7110 J

5/10 K

10/5 K

10/6 J

12/12 K

5/16 K

5/23 N

6/2 J

6/6 J

617 J

6/9 J

A

A

1. Income Gain Codes: A =$1,000 or less B =Sl,001 - $2,500 c :$2,501 - $5,000 D =15,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - Sl,000,000 HJ =Sl,000,001 - $5,000.000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =515,001 - $50,000 L :$50,001 - S!00,000 M =$100,00! - $250,000

(See Columns Cl and 03) N =$250,001 - $500,000 0 :$500,001 - $1,000,000 Pl =Sl,000,001 - $5,000.000 P2 =$5,000,001 - $25,000,000 3. Value Method Codes P3 =$2.5,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,0tJQ T =Cash Market

(See Column C2) 0 =Appraisal V =Other S =Assessment U =Book Value W =Estimated





A.




B. c. D.



(Q-W) transaction)

571-

572.

573_

574.

575.

576.

577.

578.

579.

580.

581.

582. METRO P OLITAN TRAUTH G2 11/1/2026

583.

584.

585. INFOSYS TECHNOLOGIES A DR

586.

587. JARDEN CORP

c

A

Interest M

Dividend M

None L

BUY

BUY

BUY

BUY

BUY

BUY

BUY

BUY

BUY

BUY

BUY

T BUY

BUY

PARTIAL

SALE

T BUY

BUY

T BUY

6/21 J

6/27 J

m J

7/10 J

7/11 J

7/14 J

7/17 J

7/21 J

7/25 J

7/28 J

7/31 J

6/26 M

11/22 L

12/8 L

6/27 M

6/28 K

6/27 K

A

l. Income Gain Codes: A =$1,000 or less 8 =$1,001 - $2,500 c=$2,501 - $5,000 D =$5,001 -$15.000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =S!00,001 - $1,000,000 HI =$1,000,001 - $5,000 ,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 -$250,000 (See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -

Documents

AOJO in Government Aci of 1978 · in Government Aci of 1978 . Rev.1/2007 _ FOR CALENDAR YEAR 2006 (5 U.S.C. app. §§ 101-111) L Person Reporting (last name, irst, middle initial)