Appendix E5_CDD Scaling Up_ Lessons From Global Experiences_Janmejay Singh

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    Social DevelopmentDepartment

    Scaling upCommunity

    Driven

    Development Lessons from Global Experience

    Janmejay Singh,

    CDD Coordinator

    Social Development Department,The World Bank

    January 31, 2012

    Appendix E5

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    Social DevelopmentDepartment

    Outline of PresentationScaling-up CDD What are we aiming for

    and why?

    Why Scaling up is difficult?

    4 Cases of Scaling-up

    Whats required for scaling-up?

    Some generic steps involved

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    Social DevelopmentDepartment

    What do we mean by scaling-up CDD?

    CDD = is an approachto local development that gives control

    over planning decisions and investment resources tocommunity groups and local governments

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    Social DevelopmentDepartment

    Defining CDD5 key elements

    CommunityFocus

    ParticipatoryPlanning

    CommunityControl ofResources

    Communityinvolvement inimplementation

    and O&M

    ParticipatoryMonitoring

    So scaling-upCDD is not about

    a project

    It is a political

    and socialtransformation to

    embed theseelements in the

    way localdevelopment isdone across a

    country

    It aims toempower

    communities andlocal governments

    to control their

    development

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    Social DevelopmentDepartment

    Why is scaling-up CDD important?

    Efficiency

    Matching

    resources toneeds

    Reducingcorruption andmisuse

    Better qualityand maintenance

    Lower costs andgreaterrecoveries

    Equity

    Better targeting

    Gettingresources to thepoor

    Reachingexcluded groups

    Empowerment

    Greater voice

    and choice

    Enhancedaccountability,transparency andparticipation

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    Social DevelopmentDepartment

    What we are aiming for is developing a CommunityDriven Local Development Platform

    CDD Platform

    InfrastructureNatural

    ResourceManagement

    Safety Nets andSocial Services

    Livelihoods andincome

    generation

    Decentralization Program

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    Social DevelopmentDepartment

    But the reality in most places looks like thisDecentralization

    Program

    LGUs at fairlyhigh level

    Soc. Serv.& SafetyNets

    NRM Liveli-hoods

    Parallelline

    ministryprograms

    CDDProgram

    Community Org.

    Soc. Serv. NRM Livelihoods

    CDDProgram 2

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    Social DevelopmentDepartment

    8

    There are many routes to get there

    LGURepve

    LGU Implementation Capacity

    CDD through LGUs

    Focus: LGU Capacity

    (e.g., Cambodia)

    Low

    Low High

    High

    CDD through LGUs

    Focus:LGU responsiveness

    (e.g., Vietnam)

    CDD through

    parallel service delivery

    Focus:

    Community Development

    (e.g., Indonesia)

    Community DrivenCapableLocal DevelopmentCDD

    Decentralization Support

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    Social DevelopmentDepartment

    So why is scaling-up CDD so difficult? Economies of scale arent guaranteed overheads could

    be too largeCost

    Trade-offs between standardization and customization

    How to deal with different contextsDesign Scale-up requires adequate fiscal, administrative, and

    political decentralization to support itPolicies

    Often local governments dont have adequate financing orrevenue raising authority

    Multiple flows of funds can create confusionFinances Sector ministries may not align with scale-up => no

    technical assistance/convergence of programsCoordination

    Scale-up involves getting a lot of stakeholders to workwith a common vision

    Needs very strong commitment from the topPolitics

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    Looking at 4 Casesof Scaling-up

    http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/EASTASIAPACIFICEXT/EXTEAPREGTOPSOCDEV/0,,contentMDK:21310746~menuPK:502946~pagePK:34004173~piPK:34003707~theSitePK:502940,00.html
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    Social DevelopmentDepartment

    Case-1: Malawis Social Fund Evolution Over past 2 decades, Malawi Social Action

    Fund (MASAF) evolved from autonomous(parallel) Social Fund to Governments main

    Local Development Financing mechanism

    Supported by series of two 12-year AdaptableProgram Loans (APLs) for >$250 million

    Moved from Ministry of Planning to Finance

    Focus from Emergency Response to GeneralLocal Development and Livelihoods

    Specific components on Local AuthoritySupport and Institutional Strengthening

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    Social DevelopmentDepartment

    Case-2: Mexicos Gradual Decentralization

    Since 90s a series of decentralization and ruraldevelopment programs undertaken to establish

    model of municipal financing Direct disbursement to 2200 Municipalities

    Formula-driven allocations depending on poverty

    Direct disbursement to communities for small-scale

    sub-projects with 20-40% cost-sharing Close to 1 Million projects were financed Community procurement and disbursement methods used

    Now governed by separate legislation and budget

    line

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    Social DevelopmentDepartment

    Orissa

    Madhya Pradesh

    Case 3: Indias State-wise Expansion Total IDA investments of$ 1.5 billion in 7 States

    for rural livelihoods projects over last decade

    Focus of programs is establishment of institutions

    of poor namely self-help groups (SHGs) of women

    In July 2011, National Rural Livelihoods Mission(NRLM) was launched - $6.5 billion (with $1 billionfrom IDA)

    NRLM targets 4.8 million households or 24 millionpoor people in first phase

    NRLM basically provides central support for state-wise expansion of livelihoods model

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    Social DevelopmentDepartment

    Case-4: Moroccos Bing Bang Approach Morocco had undertaken small CDD pilots and

    introduced some decentralization

    In 2005, King announced $1.2 billion National

    Human Development Initiative (INDH) whichdevolved funds to sub-national level in one big-bang

    In 1 year, INDH set up ~ 1000 tri-partite humandevelopment committees and began

    implementation in all 70 provinces Most manuals/systems established after a year

    22000 sub-projects financed in 5 years

    Phase-2 launched in 2011 = $1.5 billion

    http://www.facebook.com/photo.php?pid=3765590&id=500056945
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    Social DevelopmentDepartment

    So what does it take to scale-up CDD?

    Strong Political Will (at national and local levels)

    Policies for fiscal, administrative, and political

    decentralization Cadre of community professionals and qualified project

    staff

    Simple systems and procedures

    Management incentives linked to performance Convergence/harmonization with sector programs

    Social accountability, IEC, and grievance mechanisms

    Patience and flexibility

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    Some Generic Steps Involved

    1. Diagnostics2. Creating buy-in

    (national andlocal)

    3. Moving ondecentralization

    policies

    4. Piloting5. Refining

    Systems andProcedures

    6. ConfirmDisbursement andAccountability

    systems

    7. Consolidate andexpand

    8. Monitor,evaluate, and

    improve

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    Social DevelopmentDepartment

    Thank

    you!Questions/Comments?

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    Social DevelopmentDepartment

    EXTRA/

    BACKGROUNDSLIDES

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    Social DevelopmentDepartment

    The focus on institutions creates differenttrajectory for implementation arrangements

    TIME

    Government Ledimplementation

    Community Ledimplementation

    Traditional CDD programsfor rural infrastructuremay have started with

    community lead but endgoal is often local govt. led

    implementation

    CDD programs for RuralLivelihoods end goal is to

    have sustainable, self-managedcommunity organizations linkeddirectly to banks, pvt. Sector,and leveraging govt services

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    Social DevelopmentDepartment

    World Banks CDD Portfolio

    2.2

    1.8 1.6 2.0 1.61.8

    2.2 2.1

    1.9

    5.1

    0

    1

    2

    3

    4

    5

    6

    FY01

    FY02

    FY03

    FY04

    FY05

    FY06

    FY07

    FY08

    FY09

    FY10

    US$b

    Figure 1: CDD Lending from FY01-FY10 (US$b)

    7273

    79

    73

    7172

    71

    76

    83

    78

    64

    66

    68

    70

    72

    74

    76

    78

    80

    82

    84

    FY01

    FY02

    FY03

    FY04

    FY05

    FY06

    FY07

    FY08

    FY09

    FY10

    Figure 2: No. of New CDD Projects Approved

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    Social DevelopmentDepartment

    Types of CDD Projects

    Social FundsSinglesector/Common

    Property ResourceManagement

    Local GovernmentSupport

    Multi-Sector/IntegratedService Delivery

    Livelihoods andMicro-credit

    Emergency, Post-Conflict, and

    Disaster Response