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I!! .. " Cl '0 j 0- m ...J ,5 ...J ,I; :c '0 I- m E J2 C/) ,9- 0 ,!;; W i2 " W c: c::: t: .. Q, .c J1I '0 « II 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 " David C. Powell (SBN 129781) "Heather B. Hoesterey (SBN 201254) REED SMITH LLP 101 Second Street, Suite 1800 San Francisco, CA 94105-3658 Telephone: +1 4155438700 Facsimile: +1 415391 8269 Sarah R. Wolff Michael S. Leib REED SMITH LLP 10 S. Wacker Dr., -Suite 4000 Chicago, IL 60606-7507 pro hac vice applications pending Telephone: + 1 312207 1000 Facsimile: + 1 3122076400 W. Thomas McGough, Jr. REED SMITH LLP 435 Sixth Avenue Pittsburgh, PA 15219 pro hac vice application pending Telephone: +14122883131 Facsimile: +14122883063 Thomas o. Jacob (SBN 125665) Office of General Counsel Wells Fargo & Co. MAC A0194-266, 45 Fremont Street, 26th Floor San Francisco, CA 94105 Telephone: + 1 415 3964425 Facsimile: +1 4159757864 Attorneys for Defendants Wells Fargo Brokerage Services, LLC & Wells Fargo Institutional Securities, LLC 19 20 SUPERIOR COURT OF CALIFORNIA COUNTY OF SAN fRANCISCO 21 22 The People of the State of California, Plaintiff, 23 vs. 24 Wells Fargo Investments, LLC; Wells Fargo Brokerage Services, LLC; , 25 Wells Fargo Institutional Securities, LLC; Does 1-100, 26 27 28 No.: cac 09 487641 Defendants. Case No.: CGC 09 487641 NOTICE OF ENTRY OF ORDER Judge: Hon. John E. Munter NOTICE OF ENTRY OF ORDER

ARS Settlement Agreement - State of California v. Wells FargoWells Fargo & Co. MAC A0194-266, 45 Fremont Street, 26th Floor San Francisco, CA 94105 Telephone: + 1 415 3964425 Facsimile:

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  • I!! .. ~ " Cl '0

    j 0- m ...J ,5 ...J ,I; :c '0 I- m

    ~ E J2 C/) ,9-0 ,!;; W i2 " W c: c::: t: ..

    Q,

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    II

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    "

    David C. Powell (SBN 129781) "Heather B. Hoesterey (SBN 201254)

    REED SMITH LLP 101 Second Street, Suite 1800 San Francisco, CA 94105-3658 Telephone: +1 4155438700 Facsimile: +1 415391 8269

    Sarah R. Wolff Michael S. Leib REED SMITH LLP 10 S. Wacker Dr., -Suite 4000 Chicago, IL 60606-7507 pro hac vice applications pending Telephone: + 1 312207 1000 Facsimile: + 1 3122076400

    W. Thomas McGough, Jr. REED SMITH LLP 435 Sixth Avenue Pittsburgh, PA 15219 pro hac vice application pending Telephone: +14122883131 Facsimile: +14122883063

    Thomas o. Jacob (SBN 125665) Office of General Counsel Wells Fargo & Co. MAC A0194-266, 45 Fremont Street, 26th Floor San Francisco, CA 94105 Telephone: + 1 415 3964425 Facsimile: +1 4159757864

    Attorneys for Defendants Wells Fargo Brokerage Services, LLC & Wells Fargo Institutional Securities, LLC

    19

    20 SUPERIOR COURT OF CALIFORNIA

    COUNTY OF SAN fRANCISCO 21

    22 The People of the State of California,

    Plaintiff, 23 vs.

    24 Wells Fargo Investments, LLC; Wells Fargo Brokerage Services, LLC;

    , 25 Wells Fargo Institutional Securities, LLC; Does 1-100,

    26

    27

    28

    No.: cac 09 487641

    Defendants.

    Case No.: CGC 09 487641

    NOTICE OF ENTRY OF ORDER

    Judge: Hon. John E. Munter

    NOTICE OF ENTRY OF ORDER