THE STATE BAR OF CALIFORNIA OFFICE OF CHIEF TRIAL COUNSEL KEVIN B. TAYLOR, No. 151715 180 Howard StreetSan Francisco, California 94105-1639 Telephone: (415) 538-2000

IN THE STATE BAR COURT OF THE STATE BAR OF CALIFORNIA

) Case No.IN THE MATTER OF THE CONVICTION OF: )

) Transmittal of Records of Conviction of Attorney (Bus. & Prof. ) Code §§6101-6102; Cal. Rules of Court, rule 9.5 et seq.)ANDREW ARTHUR THOMPSON,

No. 230436 )) (OCTC Case No. 19-C-22882))) [X] Misdemeanor;) [X] Hearing required to determine whether crime(s) involves

moral turpitude or other misconduct warranting discipline; ) [X] Evidence that conviction is final.

A Member of the State Bar

)

To the CLERK OF THE STATE BAR COURT:

1. Transmittal of records.

Pursuant to the provisions of Business and Professions Code, section 6101-6102 and California Rules of Court, rule 9.5 et seq., the Office of Chief Trial Counsel transmits a certified copy of the record of convictions of the following member of the State Bar and for such consideration and action as the Court deems appropriate:

[X] A.

| ] B. Notice of Appeal

Evidence of Finality of Conviction (Notice of Lack of Appeal)[X] c.

I | D. Other

Name of Member: Andrew Arthur ThompsonDate member admitted to practice law in California:

29 Lucido StreetMay 11,2004

Member’s Address of Record:Rancho Mission ViejoLadera Ranch, CA 92694-1384

2. Date and court of conviction; offense(s).

The record of conviction reflects that the above-named member of the State Bar was convicted as follows:

Date of entry of conviction: February 14, 2013___________

Convicting court: California Superior Court, Orange County

12HM14567Case number(s):

Crime(s) of which convicted and classification(s): Vehicle Code § 23152(a) (Driving under the Influence of Alcohol or Drugs); and Vehicle Code § 23152(b) (Driving with Blood Alcohol Content of .08% or more), misdemeanors that may or may not involve moral turpitude or other misconduct warranting discipline. (//? re Kelley (1990) 52 Cal.3d 487.)

[ ] 3. Compliance with Rule 9.20. (Applicable only if checked.)

We bring to the Court’s attention that, should the Court enter an order of interim suspension herein, the Court may wish to require the above-named member to comply with the provisions of rule 9.20, California Rules of Court, paragraph (a), within 30 days of the effective date of any such order; and to file the affidavit with the Clerk of the State Bar Court provided for in paragraph (c) of rule 9.20 within 40 days of the effective date of said order, showing the member’s compliance with the provisions of rule 9.20.

| ] 4. Other information to assist the State Bar Court

DOCUMENTS TRANSMITTED:

Certified Minutes Certified Plea Form Notice of Lack of Appeal

THE STATE BAR OF CALIFORNIA OFFICE OF CHIEF TRIAL COUNSEL

DATED: October 24, 2019 BY:Kevin B. Taylor Senior Trial Counsel

The Office of Chief Trial Counsel received the full set of Certified Record of Conviction on this matter on October 21,2019.

A copy of this transmittal and its Attachments have been sent to:

Andrew Arthur Thompson 29 Lucido Street Rancho Mission Viejo Ladera Ranch, CA 92694-1384

SUPERIOR COURT OF THE STATE OF CALIFORNIA, COUNTY OF ORANGE

MINUTESCase : 12HM14567 M A

Name : Thompson, Andrew Arthur

Date of Seq Action Nbr Code Text

11/16/12 1 FLDOC Original Missing Complaint filed on 11/16/2012 by California Highway Patrol.Name recorded: Thompson, Andrew ArthurAdded count 1 with charge 23152(a) VC for 0 MISSINGCOMPLRemittance from receipt # 11427881 received in the amount of $ 10000.00.Cash bail posted in the amount of $ $10000.00 by Korfanty, Aleksandra. Bail is Authorized: N. Receipt# 11427881.OC Jail bail receipt # B4019780 filed.Sheriffs bail CRUP - 13008436 - v.1 dated 11/14/12, rung as Cash.Appearance date on Bond/Cash Bail receipt is 12/10/2012.Original Complaint filed on 12/10/2012 by Orange County District Attorney.Name filed: Thompson, Andrew ArthurMISDEMEANOR charge of 23152(a) VC filed as count 1. Date of violation: 11/11/2012.MISDEMEANOR charge of 23152(b) VC filed as count 2. Date of violation: 11/11/2012.23152(b) VC added as other allegation as to count 1.23152(b) VC added as other allegation as to count 2.

Case calendared on 01/23/2013 at 08:30 AM in H4 for ARGN.Accusatory pleading filed by the prosecutor pursuant to Penal Code section 959.1.Arraignment Letter filed.

2 DFADD3 FLARC

4 REMRC

5 CBLPST

6 FI TXT7 FSTXT

8 BLBDAT

12/10/12 1 FLDOC

2 FLNAM3 FLCNT

4 FLCNT

5 FLALG6 FLALG7 CLADD

8 FI959

9 FIFCI>Hearing held on 01/23/2013 at 08:30:00 AM in

Department H4 for Arraignment.Judicial Officer: Matthew S. Anderson, Judge

Clerk: E. RiosBailiff: C. F. CisnerosCourt Reporter: NoneDistrict Attorney not present in Court.

01/23/13

2 OFJUD3 OFJA4 OFBAL5 OFREP6 APNDA

Case: 12HM14567 MAName: Thompson, Andrew Arthur Page 1 of 6 MINUTES / ALL CATEGORIES 10/16/19 4:04 pm

SUPERIOR COURT OF THE STATE OF CALIFORNIA, COUNTY OF ORANGE

MINUTESCase : 12HM14567 M A

Name: Thompson, Andrew Arthur

Date of Seq Action Nbr TextCode

District Attorney waives appearance.Defendant not present in Court represented by Vincent Tucci, Retained Attorney.Copy of Original Complaint given to counsel.Counsel acknowledges receipt of the charging document.Defendant waives reading and advisement of the Original Complaint.

To the Original Complaint defendant pleads NOT GUILTY to all counts.Defendant denies allegations.

01/23/13 7 APDAW8 APNDC

9 CPGTO10 CPACK11 WVRAA

12 PLNGA

13 DFDAG14 CLSET Pre Trial set on 02/14/2013 at 08:30 AM in Department

H13.15 WVTIM16 PLCJN

Defendant waives statutory time for Jury Trial.Counsel joins in waivers.Defendant ordered to appear.Defendant is released on bail on the condition No alcohol; No unauthorized drugs, narcotics, controlled substances including marijuana; Subject to testing as ordered by the Court; Do not drive without a valid drivers license and insurance; Attend 3 self help meetings weekly or equivalent.Present bail deemed sufficient and continued.

17 DFOTR 19 BLCND

20 BLPBS 02/14/13 1HHELD >Hearing held on 02/14/2013 at 08:30:00 AM in

Department H13 for Pre Trial.Judicial Officer: Derek G. Johnson, Judge Clerk: A. Speer Bailiff: D. BakerDistrict Attorney not present in Court.Defendant present in Court with counsel Tucci, Vincent, Retained Attorney.Proof of self help meetings filed.Plea to the Court.Defendant advised of the possible consequences of plea affecting deportation and citizenship.Defendant advised of maximum possible sentence.

2 OFJUD3 OFJA4 OFBAL5 APNDA6 APDWRA

7 FIPRF

8 PLTTC9 ADCZS

10 ADMAX

Case: 12HM14567 M A 10/16/19 4:04 pm

Name: Thompson, Andrew Arthur Page 2 of 6 MINUTES / ALL CATEGORIES

SUPERIOR COURT OF THE STATE OF CALIFORNIA, COUNTY OF ORANGE

MINUTESCase : 12HM14567 M A

Name : Thompson, Andrew Arthur

Date of Seq Action Nbr Code Text

Defendant advised of consequences of violating probation.Defendant advised of legal and constitutional rights. Defendant advised of and waives the following:- The right to a trial by Court or Jury.- The right to testify in own defense.- The right not to testify, be called as a witness, or admit guilt.- The right to confront and cross-examine witnesses.- The right against self incrimination.Defendant waives the right to subpoena and present evidence.

Defendant's motion to WITHDRAW NOT GUILTY PLEA to count(s) 1, 2 granted.To the Original Complaint defendant pleads GUILTY to all counts.Defendant admits other allegations.Court finds factual basis and accepts plea.Court finds defendant intelligently and voluntarily waives legal and constitutional rights to jury trial, confront and examine witnesses, and to remain silent.Defendant states that the initials and signature on the Waiver of Rights form are his.Counsel joins in waivers, pleas, and admissions.Defendant's written waiver of legal and constitutional rights for guilty plea received and ordered filed.Defendant waives statutory time for Sentencing.Pursuant to Vehicle Code Section 23593(a), defendant was advised that being under the influence of alcohol or drugs, or both, impairs the ability to safely operate a motor vehicle. Therefore, it is extremely dangerous to human life to drive while under the influence of alcohol or drugs, or both. If you continue to drive while under the influence of alcohol or drugs, or both, and, as a result of that driving, someone is killed, you can be charged with murder.

02/14/13 11 ADCSQ

12 ADLCR13 ADAWV14 ADJCT15 ADRTF16 ADRTT

17 ADCXW

18 WVRSI19 WVRSP

20 PLWTH

21 PLGAC

22 PLAAG23 PLFBA24 PLFWR

25 DFSIS

26 PLCJN27 FIWWR

28 WVTIM29 ADDUI

Case: 12HM14567 M A 10/16/19 4:04 pm

Name: Thompson, Andrew Arthur Page 3 of 6 MINUTES / ALL CATEGORIES

SUPERIOR COURT OF THE STATE OF CALIFORNIA, COUNTY OF ORANGE

MINUTESCase : 12HM14567 M A

Name: Thompson, Andrew Arthur

Date of Seq Action Nbr I TextCode

No legal cause why judgment should not be pronounced and defendant having Pled Guilty to count(s) 2, Imposition of sentence is suspended and defendant is placed on 5 Year(s) INFORMAL PROBATION on the following terms and conditions:Court stays sentence pursuant to Penal Code 654 on count(s) 1.Violate no law.Obey all orders, rules, and regulations, and directives of the Court, Jail, and Probation.Do not drive a motor vehicle with a measurable amount of alcohol in your blood and submit to a chemical test of your blood on demand of any peace officer, probation officer, or mandatory supervision officer.Do not drive without a valid driver's license in your possession.

Do not drive without proof of valid auto liability insurance or financial responsibility as required by law.Use true name and date of birth only at all times.Carry valid government issued identification at all times.Disclose terms and conditions of probation when asked by any law enforcement or probation officer.Pay FINE of $390.00 plus penalty assessments as to count(s) 2.Pay $50.00 Alcohol Abuse Education FEE pursuant to Vehicle Code section 23645.Pay $50.00 DUI Lab/Blood Alcohol Penalty pursuant to Penal Code 1463.14(b).Pay $100.00 Alcohol & Drug Assessment Program fee pursuant to Vehicle Code 23649.Pay mandatory state restitution fine of $120.00 pursuant to Penal Code 1202.4 or Penal Code 1202.4(b).Pay $120.00 Probation Revocation Restitution Fine pursuant to Penal Code 1202.44. Restitution fine stayed, to become effective only upon final revocation of probation.Pay $40.00 Court Operations Fee per convicted count pursuant to Penal Code 1465.8.

02/14/13 30 PRISS

31 SESTA

32 PRVNL33 PROBY

34 PRDAD

35 PRVDL

36 PRINS

37 PRTNO38 PRCVP39 PRDTC

40 PRFIN

41 PRFAA

42 PRFBP

43 PRFEE

44 PRSRF

45 PRRFS

46 SESEC

Case: 12HM14567 MAName: Thompson, Andrew Arthur Page 4 of 6 MINUTES / ALL CATEGORIES 10/16/19 4:04 pm

SUPERIOR COURT OF THE STATE OF CALIFORNIA, COUNTY OF ORANGE

MINUTESCase : 12HM14567 M A

Name: Thompson, Andrew Arthur

Date of Seq Action Nbr Code Text

Pay Criminal Conviction Assessment Fee per convicted count of $30.00 per misdemeanor/felony and $35.00 per infraction pursuant to Government Code 70373(a)(1).Defendant ordered to report to the Harbor - Newport Beach Facility Collections Department forthwith. Defendant ordered to cooperate with and pay as directed by the Collections Department.

Serve 90 Day(s) Orange County Jail as to count(s) 2.Credit for time served: 89 actual, 0 conduct, totaling 89 days pursuant to Day-for-day.

90 days Jail imposed on 02/14/2013 and stayed pending completion of 90 days SCRAMX.

02/14/13 47 SECCA

48 PROTC

49 PRJAL

50 JLCTS

51 JLSTP

52 CLSET Hearing set on 02/15/2013 at 08:30 AM in DepartmentH13.

53 CLTXT Proof of SCRAMXCorrespondence from Diversified Monitoring Systems filed.

Attend and complete 18 month Multiple Offender Alcohol Program as to count(s) 2.Attend and complete Mother's Against Drunk Driving (MADD) Victim's Impact Panel as to count(s) 2.Mothers Against Drunk Driving (MADD) Victim's Impact Panel stayed to 08/14/2013 for proof of completion.Defendant ordered to report to Collections Department and Alcohol Liaison forthwith.Defendant accepts terms and conditions of probation.Court orders cash bail exonerated. Receipt # 11427881.Minutes entered by S. Axtell.Remittance from receipt # 11686906 received in the amount of $ 2068.00.Collections Referral activity deleted from case. DD1-ZCGJO sent to DMV. Return Code: 800

DOJ Initial Abstract sent.

: 00 AM inDepartment H13 for Hearing.Judicial Officer: Derek G. Johnson, Judge Clerk: A. Speer

54 FICOR

55 PRAP2

56 PRMAD

57 STPRF

58 DFRPT2

59 PRATC60 BLCXD61 OFMEC62 REMRC

63 FXDACT64 DMABS65 DOJABS

TOSH5—lEIEffll A■Kill

2 OFJUD3 OFJA

Case: 12HM14567 MA 10/16/19 4:04 pm

Name: Thompson, Andrew Arthur Page 5 of 6 MINUTES / ALL CATEGORIES

SUPERIOR COURT OF THE STATE OF CALIFORNIA, COUNTY OF ORANGE

MINUTESCase : 12HM14567 M A

Name: Thompson, Andrew Arthur

Date of Seq Action Nbr TextCode

02/15/13 4 OFBAL5 APNDA6 APDNC7 FICOR

Bailiff: D. BakerDistrict Attorney not present in Court.Defendant not present in court.Correspondence from Diversified Monitoring Systems SCRAMX program for alcohol monitoring and home confinement filed.90 days Jail imposed on 02/14/2013 as to count(s) 2, now ordered Deemed completed.Refund transmitted to Auditor Controller in the amount of 10000.00 for receipt number 11427881.

8 PRCSS

02/22/13 1 BLCBRE

Proof of Enrollment filed as to 18 months 18 month Multiple Offender Alcohol Program imposed on 02/14/2013.Proof of Completion filed as to 18 months 18 month Multiple Offender Alcohol Program imposed on 02/14/2013.Case evaluated for expired probation(s). Probation updated for applicable grant(s) of probation.Case closed.

02/26/13 1 FIENR

06/06/14 1 FICOM

02/13/18 1 PBCMP

2 CSCLS

I fteceby certify (he foregoing instrumfirt consitfng of (fl i»ge(s)

is a true and correct copy of the originel on file in this court.

oct lezwyo\ ATTEST (DATE)5 I ALAN CARLSON. EXECU7I/E OFFICER AND CLERK OF THE

.IFORN1A, COUNTY OF ORANGEr / SUPERIOR aa DEPUTYBYCase: 12HM14567 MA

10/16/19 4:04 pmName: Thompson, Andrew Arthur Page 6 of 6 MINUTES / ALL CATEGORIES

(

SUPL JR COURT OF CALIFORNIA, COUNTY v. ORANGE VEHICLE CODE MISDEMEANOR PLEA FORM

//frj/vy iAtvQfLf’iAS /\ TIT

((

SUPL. JR COURT OF CALIFORNIA, COUNTY v. ORANGE VEHICLE CODE MISDEMEANOR PLEA FORM

PEOPLE vs.CASE NO.

I understand I have the right to reject probation, and I hereby waive anckjive up that right and accept probation on the terms and conditions □ as imposed by the court, or iXas contained in the attached Sentence Recommendation form.

8a. If the judge does not wish to follow the Prosecutor’s sentence recommendation, I may withdraw my plea.

8.

A-J8.

AT8a.8b. If I violate any of the terms of probation, I may be returned to court and sentenced up to the maximum

punishment as indicated in 2 above. Ml8b.I have been advised that being under the influence of alcohol or drugs, or both, impairs your ability to safely operate a motor vehicle. Therefore, it is extremely dangerous to human life to drive while under the influence of alcohol or drugs, or both. If I continue to drive while under the influence of alcohol or drugs, or both, and as a result of that driving someone is killed, I can be charged with murder.

9.

9.

CONSEQUENCES

I understand some of the possible consequences of my plea and admissions are as follows:10.

10a. I have read the attached punishment chart and understand the minimum and maximum penalties and consequences listed therein. 10a.

10b. There will be state penalty assessments added to any fines imposed by the court. 10b. fV(

10c. I will be ordered to pay a minimum of $100 and a maximum of $1,000 to the State Restitution Fund unless the court makes a finding of “compelling and extraordinary reasons" for waiving this fine. 10cfrT

10d. I will be ordered to pay a minimum of $100 and a maximum of $1,000 probation revocation restitution fine pursuant to PC 1202.44. The restitution fine will be stayed but will be payable only upon final revocation of probation. iod./vr

10e. If I am not a citizen of the United States the conviction for the offense(s) charged may or, with certain offenses, will have the consequence of deportation, exclusion from admission to the United States, or denial of naturalization pursuant to the laws of the United States. 10e.^T

10f. If I am charged and convicted of a similar offense in the future, my plea today may be used to increase my punishment for the new offense. 10f. hi

10g. If I am presently on probation or parole for any previous conviction, my plea today may cause me to be in violation of that probation or parole and result in additional penalties and/or punishment. 1°9/yT

10h. If I am convicted of driving under the influence and I was UNDER 21 at time of arrest, my driver’s license will be suspended for one year. If I do not have a license, the Department of Motor Vehicles will delay issuing a license for one year after I become eligible to drive.

10i. If I am convicted of driving under the influence and it involved a REFUSAL/OR BAG (Blood Alcohol Content) OVER .20: I will be required to attend a first offender program of at least nine months duration.

10j. IGNITION INTERLOCK: If I am convicted of a first or subsequent offense for driving under theinfluence, the court may order the installation of an ignition interlock device (IID) on any vehicle owned or operated by me for up to a three year period. If I am convicted of driving on a suspended license under Vehicle Code section(s) 14601.2, 14601.4 or 14601.5, with a prior conviction for same offenses or for violation of Vehicle Code section(s) 23103.5, 23152, or 23153, the Department of Motor Vehicles will require the installation of an ignition interlock device (IID) as a condition of a restricted license separate from any action by this court.

L-1084 Revised January 1, 2013 Page 2 of 6

SUPL JR COURT OF CALIFORNIA, COUNTY . ORANGE VEHICLE CODE MISDEMEANOR PLEA FORM

ps**-CASE NO. PEOPLE vs.10k. The DMV may restrict or suspend my driver’s license separate from any action by this court.

10k. AT101. If the court determines that it would be unsafe for me to operate a motor vehicle during a suspension

period, the court may prohibit the issuance of a restricted driver license. 101.

10m. For a conviction of Vehicle Code sections 23152 or 23153: the DMV will require completion of an alcohol/drug program in order to have my driving privilege reinstated, even if the court did not order such a program. 10m-f9i

10n. My driving privilege may not be restored until I provide the DMV satisfactory proof of successful completion of a licensed DUI program of the appropriate length required by law. 10n. Q-l

11. I understand that if I am the registered owner of the vehicle used in the offense arid the offense is:

11a. Vehicle Code sections 23152 or 23153 (first conviction), the court may order my vehicle impounded up to 30 days at my expense. Upon a second conviction for violation of Vehicle Code sections 23152 or 23153, the court is required (absent unusual circumstances) to order my vehicle impounded for at least one day, but not more than 30 days; the court may also declare the vehicle a nuisance and order it sold after a hearing. X11a.

11 b. Vehicle Code sections of 23152 or 23153 (third conviction or more), the court may order my vehicle impounded up to 90 days at my expense. The court may declare the vehicle to be a nuisance and order it sold after a hearing.

11c. Driving on a suspended license (Vehicle Code section 14601) or without a license (Vehicle Code section 12500), my vehicle will be subject to impoundment by the police and court for 6 months and up to one year, and may be subject to forfeiture as a nuisance.

12. I understand I have the right to enter my plea before, and be sentenced by a judge. I waive and give up this right and agree to enter my plea before, and be sentenced by, a commissioner or temporary judge:

12.(enter name of Commissioner or Temporary Judge).

PLEA

13. I offer my plea and admit the listed priors and allegations freely and voluntarily. No one has made any threats, used any force against me or my family or loved ones, and no one has made any promises to me other than as on the Sentence Recommendation form.

14. I make my plea with a full understanding of all the matters set forth in the charging document and in this form, that I have read, understood, and personally initialed eacft item herein, and I understand that the signing and filing of this form is conclusive evidence that I have pleaded &-GU/LTY/[J NOLO CONTENDERE to the charges set forth.

—^ X watLLWIhj A/VP UNlAWWUj ______

A ^ ^■hvcu£ ^Oi-TV^ f>> Or- .//? nhj

(

SUPL JR COURT OF CALIFORNIA, COUNTY . ORANGE . ^ VEHICLE CODE MISDEMEANOR PLEA FORM

PEOPLE vs.CASE NO.

DEFENDANT’S ATTORNEY: I am the attorney of record for the defendant. I have explained each of the above rights to the defendant and answered all of the defendant’s questions with regard to the plea. I have discussed the facts of the defendant’s case with the defendant and explained the consequences of this plea, the elements of the offense(s), the possible defenses, and the sentence to be imposed. I concur in this plea and in the defendant’s decision to waive his/her constitutional rights.

SIGNED:DATED:(Attorney of Record)

INTERPRETER’S STATEMENT: Having been sworn or having a written oath on file, I certify that I translated this form to the defendant in thethis form and then (s)he initialed and signed the form.

language. The defendant stated that (s)he understood the contents of

SIGNED:DATED:(Court Interpreter)

FOR THE PEOPLE:

SIGNED:DATED:

(Bailiff’s Signature and Badge #)

Right Thumb Print

Page 4 of 6L-1084 Revised January 1, 2013

SEr iCE RECOMMENDATION FORM - VEP E CODE

SENTENCING CONSEQUENCES FOR SELECTED VEHICLE CODE VIOLATIONS

VEHICLE CODE VIOLATION MINIMUM SENTENCE MAXIMUM SENTENCE23152(a) or (b)’ If probation granted, either option A) or B) may be imposed in addition to

penalty C):A) 48 hours in jail, a fine of $390 and attendance at an alcohol/drug programB) a f ne of $390 and attendance at an alcohol/drug programC) 6 month suspension of license 6 months jail and $1000 fineWithout probation: 96 hours in jail, a fine of $390, and 6 month license suspension.

*Jail time not to interfere with work schedule.

’Commercial driver's license shall be suspended for 12 months if the offense occurred in a vehicle requiring a class A or B driver's license.If probation granted, either option A) or B) may be imposed:A) 10 days in jail, a fine of $390 and 2 year suspension of licenseB) 96 hours in jail, a fine of $390 and attendance at an 18 month alcohol/drug

program and 2 year suspension of driver's licenseWithout probation: 90 days in jail and a fine of $390 and 2 year suspension

of license.

23152(a) or (b) * - within 10 years of one prior conviction for 23152, 23153 or 23103 per VC 23103.5

1 year jail and $1,000 fine

* Commercial driver's license shall be revoked for life if the offense occurred in a vehicle requiring a class A or B driver’s license.

If probation granted either option A) or B) may be imposed:A) 120 days in jail, a fine of $390, habitual traffic offender designation for 3

years and an 18 month alcohol/drug program, if not previously completed,3 year revocation of license and habitual traffic offender designation for 3 years.

B) 120 days in jail, a fine of $390, habitual traffic offender designation for 3 years and an 18 month alcohol/drug program, if not previously completed and 3 year revocation of license. 30 months in driving under the influence program upon special request and good cause shown. 30 days in jail in lieu of the 120 days.

23152(a) or (b) - within 10 years of two prior convictions for 23152, 23153 or 23103 per VC 23103.5

1 year jail and $1,000 fine; habitual traffic offender designation for 3 years

Without probation: 120 days in jail, a fine of $390, 3 year revocation of driver’s license and habitual traffic offender designation for 3 years.If probation granted:

180 days in jail, a fine of $390, habitual traffic offender designation for 3 years and may require an 18 month alcohol/drug program, if not previously completed and 4 year revocation of license.

23152(a) or (b) - within 10 years of three prior convictions for 23152, 23153 or 23103 per VC 23103.5 1 year jail and $1,000 fine;

habitual traffic offender designation for 3 years

Without probation: 180 days in jail, a fine of $390 and habitual traffic offender designation for 3 years and 4 year revocation of license.If probation granted:

5 days jail, a fine of $390 and attendance at an alcohol/drug program and lyear suspension of license.

23153(a) or (b)1 yearjail and $1,000 fine

’If Blood Alcohol Content (BAG) is less than.20% - 3 months with 30 hours of education, counseling and interview program required.’If Blood Alcohol Content (BAG) is more than .20% or if defendant refused to submit to test, 9 months with 60 hours of education, counseling and interview program required.Without probation: 90 days in jail and a fine of $390 and 1 year suspension of license.

If probation granted, either option A) or B) may be imposed:A) 120 days in jail and a fine of $390 and 3 year revocation of licenseB) 30 days in jail, a fine of $390 and18 or 30 month attendance at a driving-

under-the -influence program and 3 year revocation of license.

23153(a) or (b) - within 10 years of one prior conviction for 23152, 23153 or 23103 per VC 23103.5

1 yearjail and $5,000 fine Option B) $1000 max fine

Without probation: 120 days in jail, a fine of $390 and 3 year revocation of license.

If probation granted:9 month participation in an alcohol and drug treatment program

23103 pursuant to V.C. 23103.5 *90 days jail and/or $1,000 fine’This conviction will serve as a prior

DUI conviction if I commit one or more DUI offenses within 10 years.

If probation not granted: 5 days in jail and/or a fine of $145

defendant’s Signature

A (SEr JCE RECOMMENDATION FORM - VEK E CODE

DRIVING WHILE UNDER THE INFLUENCE ENHANCEMENTS INCREASE IN PUNISHMENT

First offense of V.C. 23152 - 48 hours in jail added to any other sentence Second offense of V.C. 23152 - 96 hours in jail added to any other sentence Third offense of V.C. 23152 - 10 days in jail added to any other sentence Fourth or subsequent offense -18 days in jail added to any other sentenceFirst offense of V.C. 23153 - 48 hours in jail added to any other sentence Second offense of V.C. 23153 - 96 hours in jail added to any other sentence

Willful refusal to submit to or to complete a blood-alcohol chemical test. [V.C. 23577]

On I5' offense defendant must attend an education and counseling program. 60 days in jail in addition to any other sentence

Driving a vehicle 30 or more miles per hour over the speed limit on a freeway in a reckless manner OR driving a vehicle 20 or more miles per hour over the speed limit on any street or highway in a reckless manner. [ V.C. 23582 ]

First offense of V. C. 23512 - 48 continuous hours in jail added to any other sentence - no stay of sentence allowed.

Second offense of V.C. 23512 - 10 days in jail added to any other sentence- no stay of sentence allowed

Third offense of V.C. 23152 - 30 days in jail added to any other sentence - no stay of sentence allowed

Fourth or subsequent offense - 90 days in jail added to any other sentence- no stay of sentence allowed.

One or more passengers in the vehicle was/were a minor under the age of 14 years. [V.C. 23572]

Multiple victims injured or killed [ V.C. §23153 ] 1 year state prison addition on any felony conviction.Blood Alcohol Content [V.C §23578] 3 months of 30 hours program activities, educational counseling, interview sessions, in

addition to enhanced penalties and conditions of probation that may be taken into consideration.

VEHICLE CODE VIOLATION FIRST OFFENSE SECOND OR SUBSEQUENT OFFENSE30 days jail and $1000 fine If within 7 yrs. of prior conviction of 14601.3(a)

180 days jail and a fine of $2,00014601.3(a)

MINIMUM SENTENCEVEHICLE CODE VIOLATION MAXIMUM SENTENCE5 days jail and $300 fine 6 months jail and $1,000 fine14601(a)10 days jail and $500 fine10 days jail required if probation granted14601(a) - within 5 yrs. of a prior conviction for 14601, 14601.1,

14601.2 or 14601.51 year jail and $2,000 fine

6 months jail and/or $1,000 fine$300 fine14601.1(a)14601.1(a) within 5 yrs. of a prior conviction for 14601, 14601.1, 14601.2 or 14601.5

1 year jail and $2,000 fine5 days jail and $500 fine

10 days jail, $300 fine10 days jail required if probation grantedDMV will require ignition interlock device

14601.2(a) or (b)6 months jail and $1,000 fine

30 days jail, $500 fine and ignition interlock device 30 days jail required if probation granted DMV will require ignition interlock device

14601.2(a) or (b) within 5 yrs. of a prior conviction for 14601, 14601.1, 14601.2 or 14601.5 1 year jail and $2,000 fine

’If I was designated as a habitual traffic offender within three years of this conviction, I will serve an additional 180 days jail and pay a fine of $2,000.10 days jail and $300 fine10 days jail required if probation grantedDMV will require ignition interlock device

14601.2(a) or (b) within 7 yrs., but over 5 yrs., from a prior conviction for 14601, 14601.1, 14601.2 or 14601.5

6 months jail and $1,000 fine

Shall be imprisoned in county jail and shall not be released upon work release, community service, or other release program before the minimum period of time prescribed in 14601.2 is served. If probation is granted, shall serve at least the minimum time of imprisonment specified under 14601.2 as a term of probation. DMV will require ignition interlock device.

14601.4(a)

$300 fine or 6 months jailWith prior conviction for certain offense(s), DMV will require I ID

6 months jail and $1,000 fine14601.5(a) or (b)

14601.5(a) or (b) within 5 yrs.of a prior conviction for 14601, 14601.1, 14601.2 or 14601.5

1 year jail and $ 2,000 fine10 days jail and $500 fineWith prior conviction for certain offense(s), DMV will require IID

6 months jail and/ or $1000 fineNone required under the statute20002(a)6 months jail and $1,000 fineNone required under the statute12500(a)

Defendant’s Signature

*IOR COURT OF CALIFORNIA, COUNTY OF ORANl MISDEMEANOR SENTENCE RECOMMENDATION

('Lh ^PEOPLE VS CASE NUMBER

□ Count(s)□ Count(s)

dismissed on motion of People, sentence suspended, stayed pursuant to PC 654.

THE FOLLOWING FEES ARE NOT CONDITIONS OF PROBATION:[/

ERIOR COURT OF CALIFORNIA, COUNTY OF ORAi MISDEMEANOR SENTENCE RECOMMENDATION

/ Y'i ctoC-PEOPLE VSALCOHOL & DRUG/PROGRAMS/DRIVERS LICENSE

CASE NUMBERDOMESTIC VIOLENCE, continued

Complete Is' Offender Program:□ 3 month program Q 6 month Q 9 month

^-Complete Multiple Offender - 18 month I I 12 hour program

^.Attend MADD Victim Impact Panel. Proof of completion due to the Clerk's Office by_______________________ .

I I Comply with Court protective order.□ Surrender all firearms within 24 hours as required by law and file

proof of surrender form within 48 hours with the Court.RESTITUTION

I I Make Restitution in the amount of $__________through O Victim Witness □ Probation, with interest at the rate of 10% Q from the date of sentencing Q from the date of loss.

□ Pay $

or as determined

□self help and/or Alcoholics Anonymous meetings Oself help and/or Narcotics Anonymous meetings □ per day □ per week □ per month.Proof due by______ .

I I Court designates defendant a Habitual Offender, (vc 13350(b))□ Driving privilege suspended for 1 year pursuant to:

□ VC 13202 (Vehicle conviction related to controlled substances)□ VC 13202.5 (Alcohol / Drugs under the age of 21)□ VC 13202.6 (Vandalism)

□ Attend and complete

to Victim Witness Emergency Fund by.. (PC 1203.10))

□ Pay cost of counseling to the victim and/or children in the amountof S.

□ Submit a new financial disclosure form if money is still owing on a restitution order or fine 120 days before the scheduled release from probation. File the form with the court at least 90 days before the scheduled release from probation.

| | Complete Youthful Alcohol & Drug Deterrence Program and show □ Complete and return Statement of Assets form by__________ .proof to the Clerk's Office by

□ Install Ignition Interlock Device on vehicles owned and/or operated \J Have n0 contact withby defendant for_____□ months □ years (up to 3 yearsmaximum).

□ Enroll and complete PC 1210 program. Proof of enrollment due by . Refer to PC 1210 Addendum

| | Register with local law enforcement within 5 days from today or within 5 days upon release from custody pursuant to:□ HS 11590 (narcotics offense)□ PC 186.30 (gang related offense)□ PC 457.1 (arson offense) - Lifetime registration□ PC 290 (sex offense) - Lifetime registration

□ Submit to AIDS testing. Proof due to Department_____

ADDITIONAL TERMS & CONDITIONS

□ Stay □ miles □ yards away from

I I Obey all rules of Court ordered program. Do not leave the program without Court approval.

□ Probation to □ terminate □ be modified to Informal statusupon___________________________________________.

ADDENDUMS

□ PC 1210 with Disclosure □ Gang □ Graffiti

□□DEFERRED ENTRY OF JUDGMENT (PC1000)I | All checked terms and conditions will be imposed, if terminated

from the PC1000 Program.

by

□ Attend and complete AIDS Prevention Education. Proof ofcompletion due to the Clerk's Office by_________________

DOMESTIC VIOLENCE□ Complete Batterers' Treatment Program. (52 weeks active

participation required)| | Alcohol/Drug Component□ Total abstinence from alcohol and drugs□ Test alcohol and drugs (blood or urine only)I | Parenting component

□ One year Child Abuser's Program.□ Health Care Agency Perinatal Program.□ Other program(s)

I | months □ years active participation required.| | Proof of enrollment due to the Judicial Assistant, located in the

Clerk's Office, by_________ .I have read/1 uncjerstand, and I accept these terms and coitions of probation.

Defendant's Signature:

Defense Counsel Signature:

REPORT Dy| forthwith □ by stay date to:I I Collections □ OneOCI I District Attorney '□ Victim Witness I I

OTHER

Clerk's Office □ Judicial Assistant■Alcohol Liaison □ Probation

NOTICE TO DEFENDANT: After successful completion of probation, or if not placed on probation, any time after the lapse of one year from the date of pronouncement of judgment, you may petition the court to dismiss the charges under Penal Code Section 1203.4. This notice does not apply to any protective orders.

□ weeks

/- t£^\ D.A. / C.A. Signature:

IMZ - Vehicle Code HS - Health & Safety Code

Date:

Page 2 of 2Legend: PC-Penal Code GC-Government CodeL-2760 Revised 05/07/12

iI hereby certify toe foregoinfl inslrumenl cortuMng of w page(';'. v. is a Cue and correct copy of toe Qfleuwlenniem tote ch

NOTICE OF APPEAL/LACK OF APPEAL

October 10, 2019DATE:

Andrew Arthur ThompsonRE:

CASE NO.: 12HM14567

(Check applicable box)

Please be advised that a Notice of Appeal has not been filed regarding the above referenced \ defendant, and the time period for filing such Notice (following conviction and sentencing) has

expired.

Please be advised that a Notice of Appeal has been filed regarding the above-referenced defendant. (If checking this box, please enclose a certified copy of the Notice of Appeal.)

Superior Court of Newport Beach 4601 Jamboree Road Newport Beach, CA 92660

COURT:

Dated:EXECUTED BY:Deputy Cle

(Please complete, sign and date, and return this form in the enclosed pre-addressed envelope to: The State Bar of California, 845 S. Figueroa Street, Los Angeles, CA 90017-2515)

DECLARATION OF SERVICE BY CERTIFIED MAIL1

CASE NUMBER: 19-C-228822

I, the undersigned, over the age of eighteen (18) years, whose business address and place of employment is the State Bar of California, 180 Howard Street, San Francisco, California 94105, declare that I am not a party to the within action; that I am readily familiar with the State Bar of California’s practice for collection and processing of correspondence for mailing with the United States Postal Service; that in the ordinary course of the State Bar of California’s practice, correspondence collected and processed by the State Bar of California would be deposited with the United States Postal Service that same day; that I am aware that on motion of party served, service is presumed invalid if postal cancellation date or postage meter date on the envelope or package is more than one day after date of deposit for mailing contained in the affidavit; and that in accordance with the practice of the State Bar of California for collection and processing of mail, I deposited or placed for collection and mailing in the City and County of San Francisco, on the date shown below, a true copy of the within

3

4

5

6

7

8

9TRANSMITTAL OF RECORDS OF CONVICTION OF ATTORNEY, including:

10Certified Minutes Certified Plea Form Notice of Lack of Appeal

11

12

13 in a sealed envelope placed for collection and mailing as certified mail, return receipt requested, Article No.: 9414 7266 9904 2152 1804 37, at San Francisco, on the date shown below, addressed to:14

15 Andrew Arthur Thompson 29 Lucido St Rancho Mission Viejo Ladera Ranch, CA 92694-1384

16

17

18 in an inter-office mail facility regularly maintained by the State Bar of California addressed to:

19 N/A

20 I declare under penalty of perjury under the laws of the State of California that the foregoing is true and correct. Executed at San Francisco, California, on the date shown below.

21

22

23

24 DATED: October 24. 2019Ina M. Strehle Declarant25

26

27

28 -1-