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Asthma Population Management: Identifying Persistent Asthma, Defining High Risk Asthma, and Measuring Quality of Asthma Care Michael Schatz, MD, MS Allergy Department Kaiser Permanente, San Diego, CA

Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

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Page 1: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Asthma Population Management: Identifying Persistent Asthma,

Defining High Risk Asthma, and Measuring Quality of Asthma Care

Michael Schatz, MD, MS

Allergy Department Kaiser Permanente, San Diego,

CA

Page 2: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Constructs to be Measured

• Severity (Persistent Asthma) • Control

– Impairment – Exacerbations

• Quality of Care

Page 3: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Types of Administrative Data Used

• Encounter diagnosis of asthma – Hospital – Emergency Department – Outpatient

• Pharmacy data – Short-acting beta agonist canisters – Oral corticosteroid dispensings – Controller units and percent of days covered

Page 4: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Outline of Presentation • Assessment of Severity

– Persistent asthma (HEDIS) • Assessment of Impairment

– Short-acting β-agonist canister dispensings • Assessment of Risk (Exacerbations)

– Prior exacerbations – Short-acting β-agonist canister dispensings

• Assessment of Quality Care (HEDIS) – Any controller measure – Medication ratio measure – Adherence measure

Page 5: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Outline of Presentation • Assessment of Severity

– Persistent asthma (HEDIS) • Assessment of Impairment

– Short-acting β-agonist canister dispensings • Assessment of Risk (Exacerbations)

– Prior exacerbations – Short-acting β-agonist canister dispensings

• Assessment of Quality Care (HEDIS) – Any controller measure – Medication ratio measure – Adherence measure

Page 6: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Question

• Which of the following is true regarding the HEDIS definition for persistent asthma? – A. It appears to have low specificity for

persistent asthma based on patient-reported information

– B. It includes pulmonary function measures, which increases its specificity

– C. A two year definition increases its specificity

– D. It does not include exacerbations

Page 7: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

HEDIS Persistent Asthma

• HEDIS definition of persistent asthma – > 4 or more asthma medication dispensing

events – > 1 ED visit with asthma as the principal

diagnosis – > 1 hospital admission with asthma as the

principal diagnosis – 4 ambulatory visits with asthma and > 2

asthma medication dispensing events • One or two year

Page 8: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Relationship of HEDIS Persistent Asthma to Survey Persistent Asthma

• 2,895 HEDIS patients in 2006 completed survey in fall 2007

• Survey-defined persistent asthma – Daytime and nighttime symptoms – Rescue therapy – Activity limitation – Regular controller therapy – Exacerbations (> 1 requiring oral CS in past

12 months) Schatz, et al. Am J Manag Care 2010; 16: e281

Page 9: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Relationship of HEDIS to Survey Persistent Asthma (PA)

• 86.9 % of patients reported survey PA • Follow-up survey 5 month later

– 95 % with 1st survey PA had PA on 2nd survey – 54 % of those without 1st survey PA had PA on

2nd survey • HEDIS requalification in 2007

– 68 % of patients with survey PA versus 22 % without survey PA

Page 10: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

2007 HEDIS

requalification

2008 utilization

Yes

(N=1,712)

No

(N=805)

P Value*

Hospitalization or ED visit

6.1 % 2.7 % 0.0003

Any oral corticosteroid

37.6 % 28.0 % < .0001

Two or more oral corticosteroids

17.4 % 10.9 % < .0001

SABA > 6 25.4 % 8.9 % < .0001

HEDIS Requalification and Subsequent Utilization

Page 11: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Persistent Asthma: Conclusions

• HEDIS persistent asthma is generally consistent with survey-defined persistent asthma

• The two year HEDIS population is even more specific for persistent asthma and associated with increased utilization

• The two year HEDIS population is a “valid” population for outreach and quality of care assessment

Page 12: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Outline of Presentation • Assessment of Severity

– Persistent asthma (HEDIS) • Assessment of Impairment

– Short-acting β-agonist canister dispensings • Assessment of Risk (Exacerbations)

– Prior exacerbations – Short-acting β-agonist canister dispensings

• Assessment of Quality Care (HEDIS) – Any controller measure – Medication ratio measure – Adherence measure

Page 13: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Beta Agonist Long Term Control Scale

• Beta agonist canister dispensings per year – 0-2 – 3-6 – 7-12 – > 12

• Two samples – Random sample of adult 2250 KP patients

(aged 18-56) with persistent asthma (1999) who completed survey in 2000

– 62,369 members of Southern California KP asthma database in 2002 and 2003

Schatz, et al. J Allergy Clin Immunol 2006;117:995

Page 14: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Relationship of Beta Agonist Scale to Patient-Reported Outcomes

0

1

2

3

4

5

6

Mean Value

AQLQ ATAQ AOMSOutcome

0 to 23 to 67 to 12> 12

All p < 0.0001

Page 15: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Question

• Which of the following have been shown to predict an increased risk for asthma exacerbations in children and adults – A. Dispensing > 6 short-acting beta agonist

canisters in a 12 month period – B. Dispensing ≥ 3 short-acting beta agonist

canisters in a 12 month period – C. Prior oral corticosteroid dispensing for

asthma – D. All of the above

Page 16: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Outline of Presentation • Assessment of Severity

– Persistent asthma (HEDIS) • Assessment of Impairment

– Short-acting β-agonist canister dispensings • Assessment of Risk (Exacerbations)

– Prior exacerbations – Short-acting β-agonist canister dispensings

• Assessment of Quality Care (HEDIS) – Any controller measure – Medication ratio measure – Adherence measure

Page 17: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Outline of Presentation • Assessment of Severity

– Persistent asthma (HEDIS) • Assessment of Impairment

– Short-acting β-agonist canister dispensings • Assessment of Risk (Exacerbations)

– Prior exacerbations – Short-acting β-agonist canister dispensings

• Assessment of Quality Care (HEDIS) – Any controller measure – Medication ratio measure – Adherence measure

Page 18: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Relationship of Beta Agonist Scale to Utilization Outcomes

05

101520253035404550

%

Hosp/ED SteroidsOutcome

0 to 23 to 67 to 12> 12

All p < 0.001

Page 19: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Risk of More Than 6 Short-Acting Beta-agonist Canisters Per Year

• 93,604 patients aged 6-56 • 70 US Health Plans • Risk in following year • Odds Ratios (95 % Confidence Intervals)

– ED/Urgent Care: 6.47 (5.25-7.98) – Hospitalization: 5.37 (6.04-9.76) – Oral corticosteroid: 2.89 (2.72-3.08)

Silver HS, et al. Am J Manag Care 2011; 17:19

Page 20: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Short-acting Beta-agonist (SABA) Dispensings and Exacerbations

• Commercial and Medicaid Databases • Children aged 4-17 years

– Commercial: 41,753 – Medicaid: 25,048

• Adults aged ≥ 18 years – Commercial: 59,684 – Medicaid: 8,745

• Assessment of SABA in 12 month period • Exacerbation outcomes

Stanford RH, et al. Ann Allergy Asthma Immunol 2012; 109:403

Page 21: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Prediction of Asthma Exacerbations Cohort Critical SABA

use Exacerbation Odds Ratios (95 % Confidence Interval)

Hospital/ED Visit Oral Corticosteroid

Medicaid Children ≥ 3 in 12 months 1.80 (1.60-2.02) 1.38 (1.28-1.50)

Commercial Children ≥ 3 in 12 months 2.23 (1.94-2.56) 1.60 (1.49-1.71)

Medicaid Adults ≥ 2 in 3 months 1.84 (1.57-2.15) 1.15 (1.03-1.28)

Commercial Adults ≥ 2 in 6 months 2.21 (1.98-2.47) 1.45 (1.38-1.53)

Page 22: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Outline of Presentation • Assessment of Severity

– Persistent asthma (HEDIS) • Assessment of Impairment

– Short-acting β-agonist canister dispensings • Assessment of Risk (Exacerbations)

– Prior exacerbations – Short-acting β-agonist canister dispensings

• Assessment of Quality Care (HEDIS) – Any controller measure – Medication ratio measure – Adherence measure

Page 23: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Question

• Which of the following HEDIS measures have been shown to be related to improved asthma outcomes, including patient-reported outcomes – A. Asthma medication ratio measure – B. Asthma adherence measure – C. Any controller measure – D. None of the above

Page 24: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Outline of Presentation • Assessment of Severity

– Persistent asthma (HEDIS) • Assessment of Impairment

– Short-acting β-agonist canister dispensings • Assessment of Risk (Exacerbations)

– Prior exacerbations – Short-acting β-agonist canister dispensings

• Assessment of Quality Care (HEDIS) – Any controller measure – Medication ratio measure – Adherence measure

Page 25: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

HEDIS Any Controller Numerator

• The following medications are considered

valid controller medications: – Inhaled corticosteroids – Inhaled cromolyn and nedocromil – Oral leukotriene modifier and theophylline

medications – Excludes long-acting beta agonists

Any Asthma Controller Dispensing

Page 26: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Any Controller Use Is Associated With Increased Risk in HEDIS

Patients • 49,637 patients with

HEDIS-defined persistent asthma in 1999

• 3 health plans in 3 regions • Controller use in year 2000 • Outcome: Asthma-related

ED visit or hospitalization (ED/Hosp) in 6 months following first medication 0

0.5

1

1.5

2

2.5

% ED/Hosp

Controller NoController

Berger, et al. Ann Allergy Asthma Immunol 2004; 93:538

Page 27: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Outline of Presentation • Assessment of Severity

– Persistent asthma (HEDIS) • Assessment of Impairment

– Short-acting β-agonist canister dispensings • Assessment of Risk (Exacerbations)

– Prior exacerbations – Short-acting β-agonist canister dispensings

• Assessment of Quality Care (HEDIS) – Any controller measure – Medication ratio measure – Adherence measure

Page 28: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Asthma Medication Ratio

• Controllers/(Controllers + Short-acting Beta Agonists)

• Number of canisters or canister equivalents (30 day supplies of oral controllers)

• Ranges from 0 (no Controllers) to 1.0 (no Short-acting Beta Agonists)

• ≥ 0.5 appears to be the optimal cut-off (in relationship to improved outcomes)

Page 29: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Relationship of Medication Ratio to Acute Episodes

• 38,433 Southern California Kaiser Permanente patients with persistent asthma

• Medication ratio determined in 2002 • Acute episodes (one or more asthma

emergency department visits or hospitalizations) determined in 2003

Schatz, et al. Chest 2005; 128:1068

Page 30: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Relationship of Medication Ratio to Acute Episodes

0123456789

% ED or Hospital

< 0.5 > 0.5Medication Ratio

P < 0.0001

Page 31: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Relation of Medication Ratio to Patient-Reported Outcomes

• Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999)

• Northern California, Southern California, and Northwest Kaiser Permanente

• Survey completed in Fall, 2000 • Survey included quality of life (AQLQ), control

(ATAQ) and symptom severity (AOMS) • Medication ratio from year 2000 computerized

pharmacy records Schatz, et al. Chest 2006; 130:43

Page 32: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Relationship of Ratio > 0.5 to Poor Symptom Control

05

101520253035404550

%

AQLQ < 3.9 ATAQ > 1 AOMS > 3Patient-Reported Outcome Tool

Ratio < 0.5Ratio > 0.5

All p < 0.0001

Page 33: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Medicaid Population • 90,909 Medicaid patients aged 5-56 with

persistent asthma in California and New York • Reduction of risk of exacerbation in follow-up

year in patients with ratio ≥ 0.5 –Aged 5-56 –Aged 5-19 –Aged 20-40 –Aged 41-56

• Increased risk of exacerbations with HEDIS any controller measure in all age groups

Yong, et al. J Allergy Clin Immunol 2009; 124:961

Page 34: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Predictors of High Medication Ratio

• Higher controller medication possession ratio (adherence)

• Lower SABA dispensings • Specialty care • Combination ICS-LABA therapy • Leukotriene receptor antagonist controller

Broder, et al. Am J Manag Care 2010; 16:170

Page 35: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Outline of Presentation • Assessment of Severity

– Persistent asthma (HEDIS) • Assessment of Impairment

– Short-acting β-agonist canister dispensings • Assessment of Risk (Exacerbations)

– Prior exacerbations – Short-acting β-agonist canister dispensings

• Assessment of Quality Care (HEDIS) – Any controller measure – Medication ratio measure – Adherence measure

Page 36: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

New HEDIS Adherence Measure

• HEDIS two year persistent asthma denominator

• Two Rates – The percentage of members who remained

on an asthma controller medication for at least 50% of their treatment period

– The percentage of members who remained on an asthma controller medication for at least 75% of their treatment period

Page 37: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

New HEDIS Adherence Measure: Concerns

• Measuring adherence to inhaled medications from pharmacy data is methodologically challenging – Variable accuracy of days supply field – Varying MD directions and patient use – Varying number of puffs per canister

• Relationship of this measure to actual medication adherence is uncertain

• Relationship of this measure to improved outcomes has not been tested

Page 38: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

HEDIS Administrative Data Asthma Quality Measures: Conclusions

• The any controller measure is not related to improved asthma outcomes

• The medication ratio measure is related to improved asthma outcomes (impairment and risk) within health plans

• The relationship of the new adherence measure to asthma outcomes is unknown

Page 39: Assessing Asthma Control and Quality Care in …...Patient-Reported Outcomes • Random sample of 2250 adult patients (aged 18-56) with persistent asthma (1999) • Northern California,

Conclusion: Potential Patients for Intervention

• Persistent asthma and no controllers • Patients with prior exacerbations • Excess short-acting beta agonist canister

dispensings – > 6 in 12 months – Consider ≥ 3 in 12 months in children – Consider ≥ 2 in 6 months in adults

• Medication ratio < 0.5 in patients with persistent asthma