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British Journal of Anaesthesia 97 (6): 75869 (2006)
doi:10.1093/bja/ael303 Advance Access publication October 30, 2006
REVIEW ARTICLE
Methods of detecting atherosclerosis in non-cardiacsurgical patients; the role of biochemical markers
G. M. Howard-Alpe*, J. W. Sear and P. Foex
Nuffield Department of Anaesthetics, John Radcliffe Hospital, Headley Way, Headington,
Oxford OX3 9DU, UK
*Corresponding author. E-mail: [email protected]
Atherosclerosis is a common condition in both the developed and developing world and is now
recognised to be an inflammatory condition leading to the development of ischaemic heart
disease, cerebrovascular disease and peripheral vascular disease. Ischaemic heart disease is a
major risk factor in the pathogenesis of perioperative adverse cardiovascular events which lead to
significant morbidity and mortality within the high risk surgical patient population. Current
methods of evaluating the likelihood of postoperative cardiovascular complications depend largely
on risk scoring systems, and the preoperative assessment of the functional status of the cardio-
vascular system. However, the possible role of inflammation in the generation of atherosclerosis
has led to the identification of several biochemical markers such as acute phase proteins, cellular
adhesion molecules and cytokines. An alternative approach therefore is the measurement of
preoperative levels of these biomarkers with the aim of assessing pre-existing disease activity.
This review summarises the pathophysiology of atherosclerosis and perioperative myocardial
infarction, and discusses the possible future role of biomarkers in the risk stratification of patients
undergoing non-cardiac surgery.
Br J Anaesth 2006; 97: 75869
Keywords: surgery, non cardiac cardiovascular system, effects; biomarkers; atherosclerosis;
C-reactive protein
Adverse cardiovascular events (including myocardial
ischaemia and infarction) are a significant cause of major
morbidity and mortality in the perioperative period and have
considerable economic consequences to the health service.
Data from the USA show that approximately 27 million
patients undergo surgery of which 8 million have known
coronary artery disease or risk factors for cardiovascular
disease. There are 1 million perioperative cardiac
complications, suggesting that the overall risk of a periop-
erative cardiovascular event is 1 in 27.47 Half a million
of these are perioperative myocardial infarctions (MI).
The rate of perioperative MI in males more than the age
of 50 years is 0.7%, but this incidence increases to 3.1%
after vascular surgery.4 Figures for the UK suggest a com-
parable incidence of approximately 8000 perioperative car-
diovascular deaths per year from roughly 5 million general
or regional anaesthetics performed.54 92 A major predispos-
ing factor in the development of a perioperative cardiovas-
cular event is the presence of ischaemic heart disease,
whether diagnosed or previously unknown. Atherosclerosis
is the main pathological disorder responsible for the devel-
opment of ischaemic heart disease. Therefore, identifying
patients at risk before operation is sensible, but only if the
clinician can use the information to modify perioperative
management and reduce complication rates. There are now
therapies that are of possible benefit in reducing the inci-
dence of cardiovascular events, and accurately predicting
those at risk would allow these therapies to be appropriately
targeted. These include beta-adrenoceptor blockade,18 62 78
a2-adrenoceptor agonists78 90 and statin therapy.20 58
Although regional anaesthetic techniques attenuate the sur-
gical stress response they do not completely abolish it,
and have not been shown to alter the incidence of periop-
erative cardiovascular events.53 69 72 96 Further factors that
may be affected by accurate risk stratification include
the most appropriate location of surgery, possible modifica-
tion of the original planned operation, sequenced or staged
surgery and the location and level of post-surgical care.
Atherosclerosis
Atherosclerosis affects the endothelial lining of arterial
blood vessels, resulting in atheromatous plaque formation.
The consequences of atherosclerosis include increased
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stiffness and a loss of elasticity in the blood vessel, stenosis
of the artery, plaque rupture and aneurysm formation.
Atherosclerosis is now recognized as an inflammatory
process,7 70 with many known risk factors (Fig. 1). There
is some evidence that infection may have a role in the aeti-
ology with herpes viruses (Cytomegalovirus, Epstein-Barr
virus and Herpes simplex-1 virus) and certain bacterial
(Chalmydia pneumoniae and Helicobacter pylori) DNA
having been detected in atherosclerotic plaques.
Within an affected blood vessel, characteristic alterations
of blood flow occur resulting in increased turbulence and
decreased shear stress leading to endothelial changes. These
early changes precede the formation of atherosclerotic
lesions and are responsible for endothelial cell dysfunction.
Many factors are involved in the atherogenic process
(Fig. 2). Increased permeability to lipoproteins and other
plasma constituents is mediated by increased concentrations
of nitric oxide, prostacyclin, platelet-derived growth factor,
angiotensin II and endothelin. A separate process (the attrac-
tion, rolling, adherence and migration of monocytes and
T-cells to the arterial wall) is mediated by factors including
the cell adhesion molecules, oxidized low-density lipopro-
tein (LDL), cytokines and chemokines. Migrated monocytes
are transformed into tissue macrophages and ingest lipid
deposits to form foam cells. The earliest visible evidence
of the atherosclerotic lesion is a fatty streak consisting of
foam cells and activated T lymphocytes. More advanced
atherosclerotic lesions contain smooth muscle cells which
form a fibrous cap walling the lesion off from the vessel
lumen. This is a protective response covering the inflam-
matory core of leukocytes, lipid and debris beneath, which
may be necrotic. Atherosclerotic lesions expand at their
shoulders by continued leukocyte adhesion and entry. Plate-
lets adhere to dysfunctional endothelium, exposed collagen
and macrophages becoming activated and releasing
cytokines and growth factors that together with thrombin
contribute to the migration and proliferation of monocytes
and smooth muscle cells. Erosion and rupture of the plaque
with consequent exposure of thrombogenic material can
lead to unstable coronary syndromes or MI. The different
stages in the development of an atherosclerotic plaque can
be seen in Figure 3.
The pathophysiology of perioperativemyocardial infarction
There are two mechanisms involved in the causation of
perioperative MI.40
(i) Coronary artery occlusion: Plaque erosion or rupture
leading to thrombogenesis and consequent occlusion or
thromboembolic occlusion of an already narrowed
coronary lumen.
SMOKINGLIPID PROFILE
HYPERTENSION
FAMILY HISTORY
LEPTINURIC ACID
HOMOCYSTEINE
DIABETESMELLITUS
METABOLICSYNDROME
RISK FACTORS
ATHEROSCLEROSIS
Fig 1 Risk factors for atherosclerosis.
INFLAMMATIONBLOOD FLOWCHANGES: TurbulenceShear stress
Inflammatory mediatorsCell adhesion moleculesCytokinesChemokinesAcute phase reactants
ATHEROGENESIS
ENDOTHELIAL DYSFUNCTION
LEUKOCYTES PLATELETS
Fig 2 The process of atherogenesis.
Initial lesionIsolated foam cells plus smooth muscle thickening
Fatty streakFoam cells and intracellular lipid accumulation
Pre-atheromaChanges of fatty streak lesion plus small extracellular
lipid pools
AtheromaChanges of fatty streak lesion plus a core of extracellular lipid
FibroatheromaLipid core and fibrotic layer, or multiple lipid cores and
fibrotic layers, or mainly calcific, or mainly fibrotic
Complicated lesionSurface defect (ulceration or rupture), haematoma-haemorrhage,
thrombus
Fig 3 The development of an atherosclerotic plaque.
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(ii) Prolonged ischaemia (usually silent) secondary to an
imbalance between myocardial oxygen demand and supply.
The first type resembles acute MI in the non-surgical
setting and is related to the concept of the vulnerable pla-
que. These plaques tend to be the newer, less stable
coronary atherosclerotic lesions that have undergone
rapid progression and contain a substantial lipid core filled
with a large mass of thrombogenic lipids and macrophages
along with various cytokines covered by a relatively thin
fibrous cap. This protective cap undergoes constant inflam-
mation and repair, and the balance between these two pro-
cesses enables the plaque to expand in size but during this
process the plaque is liable to fissure and rupture. Figure 4
shows some of the histological features of a vulnerable
plaque. The older, more stable plaques have uniformly
dense protective fibrous caps with a small lipid core and
are therefore less likely to rupture. In the non-surgical
setting, there is evidence that small, non-occlusive plaques
rather than the large plaques contribute more to cardiovas-
cular morbidity and mortality.26 These vulnerable plaques
can be difficult to diagnose as they are not highly occlusive
with angiography being of limited value in identifying
them.17
The second type of perioperative MI occurs most
commonly in patients with severe but stable coronary artery
disease, and is usually associated with prolonged silent
postoperative ischaemia.40 This is thought to be the result
of an imbalance between a limited myocardial oxygen
supply and an increased perioperative oxygen demand.
As these patients may have severe coronary artery disease,
preoperative angiography can be useful in identifying those
with highly occlusive coronary stenosis. Unlike the plaque
rupture type of MI, the higher the grade of occlusion that a
coronary stenosis causes, the more likely a prolonged stress-
induced ischaemia type of MI is to occur. Therefore,
identification of patients with high grade coronary artery
stenosis is useful in allowing targeted interventions to
minimize individual risk.
Intensive monitoring of myocardial damage by
biomarkers has added to the evidence that two distinct
pathophysiological mechanisms of perioperative MI exist.
The first type of infarction occurring in the postoperative
period is not preceded by ischaemic myocardial damage, is
associated with a sudden increase in the serum troponin
concentration to a level diagnostic of MI, and is probably
because of coronary occlusion secondary to plaque haem-
orrhage, rupture or thrombus formation. The later or delayed
type of perioperative MI is preceded by a long period, >24 h,of ischaemic myocardial damage observed as a moderate
increase in the troponin level, not initially in the range
diagnostic of MI but above the upper reference limit of
normal.42 Pathological studies examining the coronary
vessels at autopsy of patients who have suffered fatal
perioperative MI shows that the incidence of these two
types of MI is roughly equal.14 17
As the pathophysiological mechanisms involved in these
two types of perioperative MI are quite different, it follows
that the tests to identify high-risk patients and treatment
options available may also be different.
Predicting perioperative cardiovascular events
The adverse cardiovascular events that occur in the
perioperative period are not limited to MI; acute coronary
syndromes, congestive cardiac failure, arrhythmias and
cerebrovascular accidents can all cause major morbidity
and mortality. There are guidelines published on the recom-
mended preoperative risk stratification of patients,5 12 21 22
and there is extensive literature studying the various
different preoperative investigations that are available.
Table 1 lists these different preoperative tests.
Biochemical markers of cardiovasculardisease
A more recent and alternative approach has been measure-
ment of biomarkers of cardiovascular disease in the blood
before operation and after operation, and correlating the
levels with the incidence of cardiovascular adverse events.
(1) Traditional biomarkers
Traditionally biochemical markers of cardiovascular disease
risk have measured myocardial cell damage and include
Vessel lumen
Thrombus
Haemorrhage
Plaque fissure and rupture
Foam cells
Smooth muscle thickening
Fibrous thickening
Necrotic lipid core
Fig 4 Drawing of blood vessel containing unstable, complicated
atheromatous plaque.
Table 1 The different preoperative tests useful for predicting perioperative
cardiovascular events or the need for coronary revascularization before
non-cardiac surgery. *AECG, ambulatory electrocardiogram. MUGA, multiple
gated acquisition scan; LVEF, left ventricular ejection fraction
Preoperative investigation
At rest ECG
Holter (AECG)* monitoring
Exercise ECG
Radionucleotide ventriculography (MUGA)
Stress myocardial perfusion imaging
Resting echo LVEF
Pharmacological stress echo
Anaerobic threshold
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creatine kinase, aspartate aminotransferase and lactate dehy-
drogenase. However, these tests have been largely super-
seded by measurement of troponin I or T concentrations,
which are more specific for myocardial cell injury.
(a) Creatine kinase (CK)
This enzyme is expressed in many body tissues and
catalyses the conversion of creatine to phosphocreatine.
The enzyme has three different isoenzymes with different
tissue distributions. The CK-MB isoenzyme is present in the
highest concentrations within the myocardium, but it is not
completely specific for myocardial tissue, as it is also found
in skeletal muscle. To improve specificity, the ratio of
plasma CK-MB to total CK can be used to assess whether
the source is likely to be myocardial cell damage. In patients
presenting with MI, concentrations of the enzyme begin to
increase 46 h after the onset of chest pain, peak at 1224 h
and return to baseline within 4872 h.
(b) Aspartate aminotransferase (AST)
This enzyme is distributed widely in the body, being found
in red blood cells, liver, pancreas, myocardium, muscle and
kidney, catalysing the reversible transfer of an amino group
from aspartate to a-ketoglutarate to form glutamate andoxaloacetate. About 610 h after a MI, the serum
concentration begins to increase, peaking at 1248 h and
returning to normal after 34 days. It has low specificity for
cardiac disease and is therefore not used for this purpose.
(c) Lactate dehydrogenase (LDH)
This widely distributed enzyme catalyses the interconver-
sion of lactate and pyruvate. Five isoenzyme forms exist
including LDH-1, which is more common in heart muscle
and red blood cells. Plasma concentrations start to increase
1224 h after a MI, reaching a peak within 23 days, but
taking as long as 14 days to return to baseline. Under normal
conditions the concentration of isoezyme LDH-2 is greater
than that of LDH-1, but in MI this pattern is reversed.
(d) Troponins
These proteins are involved in the calcium interaction
necessary for muscle contraction. Three subunits of the
troponin protein can be found; -I, -T and -C, and a variety
of tissue specific subtypes exist. However troponin-I and -T
are structural components of cardiac muscle and are conse-
quently highly specific for myocardial tissue. Elevated
plasma concentrations are detected 312 h after myocardial
cell damage (in a similar time frame as CK-MB) but the
concentrations remain elevated for longer (59 days for
troponin-I and up to 14 days for troponin-T).
An increase in cardiac troponin proteins perioperatively
has been found to be useful in the prediction of cardiovas-
cular events and is therefore a useful screening test in high-
risk individuals perioperatively. Many studies have inves-
tigated the significance of early postoperative troponin
increases above the upper reference limit of the test
assay. These are summarized in Table 2. A meta-analysis
of the 4910 patients included in the 18 studies listed show
increased troponins to have a high sensitivity, specificity and
negative predictive value. One problem in confirming
results has been the difficulties in determining the upper
reference limit of the normal range for different tests.82
(2) Other biomarkers
There is increasing interest in other plasma biomarkers,
especially those which are markers of inflammation and
the atherosclerotic process rather than myocardial cell
damage. Among these biomarkers, the majority of work
has focused on investigating C-reactive protein, but there
are several other plasma biomarkers that are postulated to
have a role in the pathogenesis of atherosclerosis, and are
discussed below.
In addition, some plasma biomarkers appear to be risk
factors for the atherosclerotic process (e.g. an unfavourable
lipid profile). Other less routinely measured risk factors
include uric acid, homocysteine and leptin. None of these
has been investigated for their ability to predict periopera-
tive cardiovascular events.
(a) Acute phase reactants
(i) C-reactive protein (CRP) CRP was discovered in the
1930s by Tillet and Francis83 who observed that a non-type-
specific polysaccharide fraction was precipitated from the
sera of acutely ill patients with pneumococcal pneumonia. It
was later discovered that, in the presence of calcium ions,
CRP binds a range of ligands most of which contain
phosphoryl choline.
CRP is produced by hepatocytes in response to some
pro-inflammatory cytokines, mainly interleukin-6 (IL-6),
but also IL-1b in the presence of IL-6. CRP is found as atrace constituent of normal plasma with the median level
being 0.8 mg litre1 and the interquartile range 0.31.7 mg litre1. Most apparently healthy subjects haveserum levels less than 3 mg litre1 with levels greaterthan this not considered normal.61 However, an individuals
baseline CRP level is fairly constant, substantially gene-
tically predetermined,91 and there is no gender or age
determined variation.
CRP was the first protein to be discovered that acted as a
positive acute phase reactant. With the onset of the acute
phase reaction, CRP levels increase rapidly and reach peak
levels, which may be as high as 300 mg litre1, within2448 h. The half time of CRP in the plasma is 19 h
and is constant in all conditions; hence levels decrease
rapidly on resolution of the inflammatory stimulus. It is
pro-inflammatory and pro-atherogenic, with the level
reflecting the extent and activity of the disease process.
Recent studies hypothesize that CRP is not only an
inflammatory marker of atherosclerosis, but also actively
participates in the process of atherogenesis, and is found
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within atherosclerotic plaques in both coronary and periph-
eral arterial vessels.84 86 In vitro, CRP binds to LDL and may
become trapped in the vessel intima attached to the
deposited lipids. It is well known that CRP can activate
the complement system, and identification of activated
complement system components along with CRP in early
atherosclerotic lesions has led to the concept of CRP being
involved in sustaining chronic inflammation within the arte-
rial wall. Foam cells also stain positively for CRP, and it is
hypothesized that CRP has a role in the formation of these
cells by opsonization of lipid particles.84 However, CRP
levels have not been shown to consistently correlate with
the extent or burden of atherosclerotic disease when
quantified by Doppler ultrasound of the carotid arteries24
and electron beam computerized tomography for coronary
calcium.33 63
The many inflammatory processes known to raise CRP
are shown in Table 3. In general, drugs or other treatments
do not affect CRP production unless they also affect the
disease process involved, while liver impairment will affect
production of CRP.
At present, most hospital biochemistry laboratories can
measure CRP concentrations, but will not quantify low
concentrations, reporting those under a certain threshold
limit as normal. However, the accurate measurement of
serum CRP concentrations up to 3 mg litre1 is now possiblewith the advent of new high sensitivity assays (hs-CRP).
Measurements at these low concentrations, which were
previously considered to be within the normal range,
have been shown to be a useful screening tool for the
risk of coronary artery disease providing prognostic
information in patients with known atherosclerotic disease.
All individuals will have trace levels of CRP detectable on
hs-CRP testing, but certain patient characteristics have been
found to be associated with increased and decreased levels
as shown in Table 4. According to guidelines from the
American Heart Association and the Centers for Disease
Control and Prevention, a hs-CRP level of greater than
3 mg litre1 should be considered as a risk factor for futurecomplications in patients with stable coronary disease,
stroke and peripheral artery disease, while levels above
10 mg litre1 have greater prognostic value in thosesuffering from acute coronary syndromes.60
The current utility of CRP. The median level of hs-CRP,
within apparently healthy individuals, has been found to be
Table 2 The sensitivity, specificity, positive and negative predictive values for studies of perioperative cardiac troponin proteins in elective non-cardiac surgical
patients and short-term adverse outcome. Sens, sensitivity; Spec, specificity; PPV, positive predictive value; NPV, negative predictive value
Study Type of surgery Sens (%) Spec (%) PPV (%) NPV (%) No. of
subjects
Troponin
protein
Abnormal
level (ng ml1)
Adams and colleagues1 Elective vascular and spinal surgery 100 99 88.9 100 108 I >1.5Lee and colleagues 43 Elective or urgent major non-cardiac;
abdominal, orthopaedic,
thoracic, vascular and other surgery
76.5 84.9 13.2 99.2 1175 T >0.1
Munzer and colleagues52 Major non-cardiac; abdominal,
orthopaedic, thoracic
and vascular surgery
38.5 97.6 62.5 93.9 139 T >0.2
Metzler and colleagues49 Elective non-cardiac; abdominal,
orthopaedic and vascular surgery
100 91.5 61.5 100 67 T >0.2
Andrews and colleagues3 Major vascular surgery 86.7 94.1 72.2 97.6 100 I >0.1Haggart and colleagues27 Elective abdominal aortic
aneurysm repair
83.3 82.8 50 96 35 I >0.5
Jules-Elysee and
colleagues35Elective orthopaedic surgery 100 96.4 40 100 85 I >3.1
Mahla and colleagues46 Elective vascular surgery 50 91.5 33.3 95.6 51 T >0.1Filipovic and
colleagues23Major non-cardiac; intraperitoneal,
intrathoracic, orthopaedic
and vascular surgery
83.3 86.8 18.5 99.3 173 I >2
Higham and colleagues30 Major vascular surgery or
major joint arthroplasty
35 96 58.3 85.7 152 I >0.1
Landesberg and
colleagues41Elective major vascular surgery 100 79.4 13.8 100 501 I or T >0.6
0.03
Oscarsson and colleagues59 Non-cardiac; general, gynaecological,
orthopaedic, urological and
vascular surgery
100 68.8 7.5 100 161 T >0.02
Bursi and colleagues11 Elective major vascular surgery 76.2 84.8 37.6 96.7 391 I >0.1Hobbs and colleagues31 Major vascular surgery for critical
lower limb ischaemia
75 68 27.3 94.4 29 I >0.5
Le Manach and
colleagues42Infrarenal abdominal aortic
aneurysm surgery
100 90.2 35 100 1136 I >0.5
Martinez and colleagues48 Non-cardiac; vascular and
high-risk non-vascular
79.7 96.6 77 97 467 I >1.5
Motamed and colleagues51 Elective carotid endarterectomy 40 100 100 91.5 75 I >0.5Howell and colleagues32 Elective major vascular surgery 56.3 65.3 34.6 82.1 65 I >0.06Total Event rate=6.74% 76.4 87.5 30.7 98.1 4910
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significantly higher in those who later develop cardiovas-
cular events than in those who do not,16 64 66 and these
individuals risk of future cardiovascular disease can be
stratified according to their hs-CRP level.38 The Framing-
ham Risk Score was originally developed in 1991, and is a
widely used scoring system designed to estimate 10 yr future
risk of coronary heart disease in subjects without known
disease. Recent work has shown that inclusion of the hs-
CRP measurement can add additional prognostic informa-
tion to this risk score especially in intermediate-risk men
and high-risk women.15 CRP retains its independent asso-
ciation with incident coronary events even after adjusting
for many of the confounding factors known to affect levels
including age, total cholesterol, high-density lipoprotein
(HDL) cholesterol, cigarette smoking, BMI, history of dia-
betes mellitus, history of hypertension, exercise level and
family history of coronary heart disease.60
In patients with stable or unstable angina, CRP concentra-
tions can act as a predictor of the patients at high risk of
suffering a coronary event in the future.29 Similarly, CRP
concentrations are an independent predictor of ischaemic
stroke,95 and in patients with peripheral vascular disease
(PVD), the CRP concentration acts as a predictor of the sever-
ity PVD and the risk of subsequent cardiovascular events.6 86
CRP and outcome. A preoperative CRP value of greater
than 2 mg litre1 was shown to be associated with
postoperative complications in small group of patients
undergoing cardiac surgery, and an uneventful recovery
occurred in all patients with a concentration less than 2
mg litre1.10 In patients undergoing non-cardiac surgery,there are few studies investigating preoperative CRP con-
centration and cardiovascular outcome. One study of 51
surgical patients undergoing revascularization procedures
for PVD found that a CRP concentration greater than 9
mg litre1 was predictive of perioperative MI (it shouldbe noted that all patients with an ejection fraction of
plaques by facilitating the adherence of monocytes to the
vascular endothelium and deficiency of ICAM-1 has been
shown to be associated with protection against atheroscler-
osis in mice. The soluble form of ICAM-1 (sICAM-1) can
be measured in the plasma. The Bezafibrate Infarction Pre-
vention study showed that an increased baseline serum con-
centration of sICAM-I was associated with a higher
incidence of future coronary events in patients with chronic
coronary heart disease.28 The same study also showed that
concentrations of sICAM-1 were significantly associated
with the risk of ischaemic stroke.81 Another study showed
that the concentration of sICAM-1 is related to the estimated
risk of coronary heart disease in apparently healthy indi-
viduals. Concentrations in the upper quintile were associ-
ated with a 4.15% risk of coronary heart disease in the next
10 yr compared with 1.5% for those with a concentration in
the lowest quintile.93 The Physicans Health Study also
measured sICAM-1 concentrations for a proportion of
case-controlled subjects who developed MI and found a
significant association between baseline sICAM-1 concen-
trations and the risk of future MI independent of other risk
factors.65
(ii) Vascular cell adhesion molecule-1 (VCAM-1) VCAM-1
is a cell adhesion molecule which is not expressed under
baseline conditions, but is rapidly induced by proatheroscle-
rotic conditions. There is highly suggestive, but not conclu-
sive, evidence of a pathogenic role for VCAM-1 in the
development of atherosclerotic plaques. The soluble form
of VCAM-1 (sVCAM-1) can be measured in the plasma and
is increased in patients with hyperglycaemia. It has been
postulated to have a role in the excessive atherosclerotic
plaque formation seen in these patients.39 A study looking
at patients with previously documented coronary artery
disease, found that sVCAM-1 was a stronger predictor of
risk than sICAM-1,8 but both the Physicians Health study
and the Atherosclerosis Risk in Communities study did not
find that sVCAM-1 levels were predictive of future
cardiovascular risk.
(iii) Selectins P-selectin is an adhesion molecule produced
mainly by platelets that mediates initial monocyte rolling
before adherence to the endothelium in the early stages of
atherosclerotic plaque formation. Deficiency of P-selectin
has been shown to be protective against atherosclerosis in
mice and increased levels of P-selectin have been demon-
strated in a variety of cardiovascular disorders including
coronary artery disease, hypertension and atrial fibrillation.9
The concentration of a different selectin, E-selectin, has
been shown to be raised in the plasma of hyperglycaemic
men and is postulated to have a role in atherogenesis.39
(c) Cytokines and chemokines
(i) Interleukins The interleukins (IL) make up a group
of cytokines produced by a wide variety of cells. Certain
pro-inflammatory IL are involved in the acute phase reac-
tion, mainly IL-1, -6 and -8, and are termed acute phase
proteins. In response to these cytokines the liver produces a
number of acute phase reactants including CRP, SAA, com-
plement and fibrinogen. IL-6 appears particularly important.
It is secreted by T-lymphocytes and macrophages, and
receptors for IL-6 are found on the surface of many cells.
The Physicians Health study showed that baseline IL-6
concentrations can predict future cardiovascular events,68
and a further study showed that baseline IL-6 is predictive
of peripheral atherosclerotic disease progression within 5 yr
independent of other risk factors.85
(ii) Tumour necrosis factor-a (TNF-a) TNF-a is a multi-functional, pro-inflammatory cytokine with effects on many
different tissues including the endothelium. It is involved in
the acute phase reaction along with some of the IL. In the
Cholesterol and Recurrent Events (CARE) trial, elevations
of TNF-a in patients after MI were associated with anincreased risk of recurrent coronary events.67
(iii) Endothelins Endothelins are powerful vasoconstrictor
peptides that are produced by a variety of tissues including
the endothelial lining of blood vessels. Endothelin-1 is
expressed by endothelial cells, macrophages and smooth
muscle cells. It is produced as an inactive precursor called
big endothelin-1. Plasma endothelin concentrations are
elevated in patients with traditional atherosclerotic risk
factors and in those with early atherosclerosis and coronary
endothelial dysfunction. In advanced atherosclerotic
disease, plasma and tissue endothelin concentrations have
been found to be raised in proportion to the extent of ath-
erosclerosis. Endothelin is known to be a chemo-attractant
for monocytes and macrophages and is also thought to have
a role in neovascularization. The presence of receptors for
endothelin on neovessels within the atherosclerotic plaque
implies an angiogenic role of endothelin-1 in atheroscler-
osis.73 Levels of endothelin-1 and big endothelin-1 have
been shown to be significant prognostic factors in patients
with congestive cardiac failure and there is some evidence
that endothelin concentrations are better at predicting
survival than brain natriuretic peptide levels, but this has
not been applied to the perioperative period.87
(d) Other
(i) Matrix metalloproteinases (MMPs) The MMPs are
endopeptidases with the capacity to cleave components of
the extracellular matrix, such as collagen and elastin. They
are secreted as a pro-form and require activation for prote-
olytic activity. The activity of MMPs is normally low in
healthy tissue, but it is postulated that they may play a role in
the pathophysiology and progression of cardiovascular
disease. Depletion of matrix components from the fibrous
cap of atherosclerotic plaques causes an imbalance between
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synthesis and breakdown that leads to cap thinning,
predisposing the fibrous cap to rupture. This enhanced
matrix breakdown has been attributed to MMPs which
are expressed in atherosclerotic plaques by inflammatory
cells and may also be activated by thrombin in the athero-
sclerotic plaque. The MMPs are inhibited by tissue inhibitor
of metalloproteinases (TIMPs), but the activity of MMPs
requires the co-secretion of TIMPs. MMP-2 concentrations
have been shown to be increased in patients with unstable
angina or acute MI when compared with healthy controls.36
The Atherogene study showed that the mean baseline
value of TIMP-1 was higher in those who suffered a fatal
cardiovascular event than those who did not and this finding
was independent of other risk factors.45 CRP has been
shown to induce MMP-1 and MMP-10 in human endothelial
cells.50
(e) Risk factors
(i) Uric acid Serum uric acid is the major product of purine
metabolism and is formed from xanthine. Epidemiological
studies have shown that elevated uric acid levels predict an
increased risk of cardiovascular events with a recent
population-based study of initially healthy men showing
that serum uric acid concentrations are a strong predictor
of cardiovascular disease mortality independent of other
variables.55 However, the Framingham Heart study did
not find a causal role for uric acid and concluded that any
apparent association was probably because of the associa-
tion between uric acid concentration and other risk factors.
(ii) Homocysteine Homocysteine is an amino acid that is
known to be a risk factor for cardiovascular disease. Patients
suffering from homocysteinuria develop premature vascular
disease, and there are many studies showing a correlation
between plasma homocysteine concentration and coronary
artery disease, peripheral arterial disease, stroke and venous
thrombosis. Homocysteine is thought to affect coagulation
by acting as a prothrombotic factor, and reduce the resis-
tance of the endothelium to thrombosis.57 Elevated homo-
cysteine concentrations on admission to hospital in patients
with acute coronary syndrome are predictive of late but not
early (within 28 days) cardiac events,79 and elevated
concentrations before coronary angioplasty are predictive
of late mortality and adverse outcome.74 However, a
meta-analysis performed in 2002 found that an elevated
homocysteine concentration is at best a modest predictor
of ischaemic heart disease and stroke risk in the healthy
population.13
(iii) Leptin This peptide hormone is produced by white
adipose tissue. Plasma leptin concentrations are propor-
tional to body adiposity, and are markedly increased
in obese individuals. Leptin exhibits potentially athero-
genic effects such as endothelial dysfunction, stimulation
of inflammatory reaction, oxidative stress, decrease in
paraoxonase activity, platelet aggregation, migration,
hypertrophy and proliferation of vascular smooth muscle
cells. Leptin deficient and leptin-receptor deficient mice
are protected from arterial thrombosis and neointimal hyper-
plasia in response to arterial wall injury. Epidemiological
studies show that a raised plasma concentration of leptin is
predictive of acute cardiovascular events even after adjust-
ment for BMI, plasma lipids, glucose and CRP.89 In patients
with known coronary atherosclerosis, the plasma leptin level
has been found to be predictive of future cardiovascular
events over a 4 yr follow-up period.94
A future role for plasma biomarkers?
There are still a number of patients who suffer perioperative
cardiovascular events in whom the traditional preoperative
tests for stress-induced myocardial ischaemia do not identify
a highly increased risk. We postulate that this is because the
traditional preoperative tests do not identify patients at risk
of the plaque rupture type of perioperative MI. None of the
preoperative tests we currently use can identify vulnerable
plaques, and consequently identifying patients at risk of
plaque rupture and haemorrhage, is not possible.
Of the tests described above, CRP appears the most
promising for measurement in the perioperative period.
CRP does not correlate with atherosclerotic burden, but
may act as a marker of other atherosclerotic characteristics,
possibly the activity of lymphocyte and macrophage
populations within the plaque or the degree of plaque desta-
bilization and ongoing ulceration or thrombosis.2 We ques-
tion whether CRP could be useful in identifying patients
with vulnerable plaques. If used as a preoperative test for
unstable atherosclerotic plaques, the result would only be
interpretable in those patients without other co-existing
inflammatory conditions. This might limit its use. However,
vascular surgical patients have the highest incidence of
perioperative cardiovascular events and this test would be
applicable in the majority of these patients.
Possible perioperative medical treatment forvulnerable plaques
It would be extremely useful to identify patients with
vulnerable plaques before operation if an intervention
could then be initiated with the aim of reducing the risk
of perioperative plaque rupture.
Possible drugs of importance include the 3-hydroxy-3-
methylglutaryl coenzyme A (HMG-CoA) reductase
inhibitors (statins), which modify lipid levels; lowering
LDL and total cholesterol levels, whilst increasing HDL
levels. They have been shown to be highly effective
drugs in reducing the risk of cardiovascular events in the
setting of both primary and secondary prevention. The
magnitude of this risk reduction is much greater than can
be predicted on the basis of lowering LDL cholesterol alone,
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and it is postulated that some of this risk reduction is because
of pleiotrophic, non-lipid properties including the improve-
ment of endothelial function, plaque stabilization and
the reduction of oxidative stress in vascular inflammation.80
The anti-inflammatory effects appear to be mediated via
interference with the synthesis of isoprenoid intermediates
(mevalonate metabolites) and limitation of the nuclear
factor-kB dependent transcriptional regulation in responseto an inflammatory stimulus.77
The question of whether or not inflammatory markers
such as CRP are clinically useful in selecting patients
who may benefit from statin therapy despite having normal
LDL cholesterol levels has yet to be answered, and the
JUPITER trial has been set up to address this question.
Although statins lower CRP levels, it has yet to be proven
that this represents a true reduction in inflammation.
A recent study showed that CRP expression in human hepa-
tocytes after statin therapy was blocked even in the presence
of cytokines known to induce CRP,88 suggesting that statins
block CRP expression at the level of transcription. Work has
shown that CRP in itself may be a cardiovascular risk factor,
by quenching the production of nitric oxide which in turn
inhibits angiogenesis, an important compensatory mecha-
nism in chronic ischaemia.
Statin therapy has been shown to reduce the incidence
of perioperative cardiovascular complications in patients
undergoing major non-cardiac surgery in a large retro-
spective cohort study,44 and a prospective double-blind
randomized controlled trial.20 After abdominal aortic aneur-
ysm repair, long-term statin therapy has been shown to be
associated with a 3-fold reduction in cardiovascular
mortality.37 Concerns about an increased incidence of
statin-associated myopathy within the surgical population
are unfounded.75
Studies have shown that improvements in endothelial
function, and reductions in serum inflammatory markers
occur within 216 weeks after beginning statin therapy
but the minimum period of preoperative and postoperative
therapy has not yet been determined. The most efficacious
dose of statin therapy in the perioperative period is another
area lacking research. In acute coronary syndromes, high
dose statin therapy is now advocated showing a reduction
in future events over placebo or a standard dose regimen.56
The question of whether patients at increased risk of peri-
operative cardiovascular events with raised inflammatory
markers would benefit from this sort of high dose statin
regimen during the perioperative period has yet to be
answered.
Another class of drug known to reduce the concentrations
of inflammatory mediators including CRP is the thiazo-
lidinedione group,25 which are used in the treatment of
diabetes mellitus type 2. These drugs have been found to
have a beneficial effect on the cardiovascular system
independent of their anti-diabetic effect but any potential
protective role of these drugs in the perioperative period has
not been studied.
Conclusion
Most work to date has focused on the identification of a
subgroup of surgical patients at high risk of PMI. Whilst
traditional preoperative tests of myocardial reserve and
coronary stenosis can be helpful in predicting those at
risk of ischaemia-induced PMI, there is no currently
available test that can reliably identify surgical patients
with vulnerable plaques.
Of those molecules and mediators of the atherosclerotic
process that can be measured in the plasma, CRP has been
investigated more extensively than others with regard to
prognostic significance. However, its role in identifying
surgical patients at risk of perioperative plaque rupture
and haemorrhage has yet to be studied. Future studies are
needed to evaluate the perioperative potential of this and
other biochemical markers.
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