2. Hoat dong giam sat cua HDQT d6i vdd T6ng Giam d6c (TGD):

Hoat dong giam sat doi vdi hoat dong dieu hanh cua TGD dupe HDQT thong qua coche phan cong nhiem vy cy thg, ro rang va danh gia hlng nam v6 hieu qua lam vigc ciiaTGD; dong thai thong qua he thong kiem toan noi bo d^ thuc hien danh gia chat lupnghoat dong cua cac don vi dudi su diSu hanh cua TGD, dac biet la viec tuan thii cac quydinh cua phap Iuat va quy dinh noi bo. Ben canh do, Hoi dbng Di^u hanh bao gbm cacnhan sir giau kinh nghiem do HDQT lira chpn cung thuc hien cong tac tham inira. h trpdieu hanh hang ngay cho TGD.

La TV HDQT tir28/04/2016

La TV HDQT tir28/04/2016

La TV HDQT tir28/04/2016

Tir nhiem ketir28/04/2016

Tir nhiem kk tir

28/04/2016

La TV HDQT tu28/04/2016

Ly do khongtham du*

50%

50%

50%

100%

50%

50%

100%

100%

Tyle

02

02

02

04

02

02

04

04

So buoi Iioptham du'

Thanh vien HDQT dgc lap

Thanh vien HDQT

Pho Chu tjch thuong true

Thanh vien HDQT dpc lap

Thanh vien HDQT

Thanh vien HDQT

Thanh vien HDQT thucrng

true/ Thanh vien HDQT

Chu tjch HDQT

Chiic vu

Nguyen Due Hoan

Huynh Buu Quang

Tran Xuan Quang

Duong Hong Loan

D6 Lam DiSn

Ba Vu Thj LiSn

6ng Vu Dire Nhuan

6ng Tran Anh Tuan

ThSnh vien HDQT

8

7

6

5

4

3

2

1

STT

-Ten cong ty dai chung: NGAN HANG TMCP HANG HAI VIET NAM;

-Dia chi try so chinh: Toa thap A, Toa nha Sky Tower, 88 ph6 Lang Ha, quanD6ng 0a, Ha Ni - Dien thoai: 043.7718989, Fax:043.7718899, email: msb.com.vn;

-V6n diSu le:11.750.000.000.000 dbng (Muai mot nghln, Bay tram nammuai ty dong);

-Ma chung khoan (neu co):

I. Hoat dong cua Hoi dong quan tri:

1. Cac cuoc hop ciia Hoi dong quan tri (HDQT):

BAO CAO TINH HINH QUAN TRI CONG TY6 thang dau nam 2016

Kinh gui: Uy ban Chung khoan Nha nuac

Ha Noi, ngay $.. thang 7 nam 2016S6: ..3.QX.../2016/BC-HDQT

C0NG HOA XA HQI CHU NGHIA VIET NAMDdc lap -Tu-do- Hanh phuc

NGAN HANG TMCPHANG HAI VIET NAM

3. Hoat dong ciia cac Tieu ban thupc Hoi dong quan tri: cac Uy ban giiip viec cho HDQTda giai quyet khoi lugng Ian cong viec theo phan cong uy quyen, cu the:

•Uy ban Tin dung & B^u tu (UBTD&DT): Vai tro chinh cua UBTD&DT la ph duyet

cac khoan tin dung, dau tu, gop von, han muc giao dich cho cac doi tupng khach hang

trong tham quyen dugc giao. Trong 6 thang dau nam 2016, UBTD&DT da thu ly giaiquyet 87 ho so trinh phe duyet va to chuc 31 cuoc hop, tham muu va de xuat, kien

nghi cho HDQT cac van de co lien quan tai cong tac tin dung cho DVKD; chinh sach,quy trinh cua MSB;

•Uy ban Xu ly rui ro (UB XLRR): Tinh din hit 30/06/2016 UB XLRR da thu ly giaiquyet 84 ho so va to chiic 38 cuoc hop, tham muu cho HDQT trong cac cong tac phe

duyet cac khoan xu ly no, thu hoi no, phan loai no, trich lap du phong theo yeu cau

cua Ngan hang Nha nucrc Viet Nam (NHNN); tham muu ban hanh cac chinh sach lienquan den xu ly rui ro;

•Uy ban Quan If rui ro va kiim toan (UB QLRR&KT): Tham muu, khuySn nghj cho

HDQT ve cac chinh sach tin dung, ca cau to chiic bo may, cac kien nghi mang tinh hethong de dam bao hieu qua quan ly rui ro tai Maritime Bank. Trong 6 thang dau nam

2016, UB QLRR&KT da t6 chuc 06 cupc hop dg xem xet danh gia va khuy^n nghiHDQT phe duydt cac npi dung sau:

VTrien khai phuang an nhan TSBD cho khoan vay mua nha du an The Gold View,

Goldmark City, Gold Silk Complex tai Ngan hang Ban le;

VGia han Nghi quyet cua HDQT ve Giao tham quyen phe duyet tin dung tai Ngan

hang Ban le va Ngan hang Cong Dong;VSua d6i Chuang trinh tin dung d6i vai phan khuc Tin dung giao dich tai Ngan

hang Doanh nghiep vai mot s6 npi dung chua phu hap vai vai Quy dinh Chinh

sach tin dung Ngan hang Doanh nghiep do TGD ban hanh tren ca sa phe duyet cuaHDQT; sua doi Quy dinh Chinh sach tai san bao dam cho viec cap tin dung doTGD ban hanh tren ca sd phe duyet cua UB QLRR&KT;

•Uy ban Chi&i luge (UBCL): Trong 6 thang dim nam 2015, UBCL da t6 chuc 05 ky

hop theo cac chii de trong tarn can theo doi va giam sat theo ke hoach da dat ra tir daunam lien quan den cac Ngan hang chuyen doanh (bao gom: Ngan hang Doanh nghiepIan, Ngan hang Doanh nghi^p, Ngan hang Cong dong) cung nhu chien luge doi vai

cac mang quan trong cua Ngan hang nhu Cong nghe thong tin, trin khai Cong ty taichinh MSB FC. Cu thS, UBCL da giai quy^t mot s6 v^n di nhu sau:

VDoi voi Ngan hang Doanh nghiep Ion: UBCL da giam sat tinh hinh trien khai

chien luge va dinh ky ra soat hoat dong phat trien phan khiic kltach hang FDI; duara cac khuyen nghi cu the doi vai viec phoi hgp giua cac can bp ban hang cuamang FDI va can bp ban hang thuoc Ngan hang chuyen doanh khac; ca che trienkhai phat trien cac san pham chuoi lien ket thanh cong... dong thai cung giao chitieu cho TGD de bao cao UBCL trong vong 03 thang;

VD6i voi Ngan hang Doanh nghiep: UBCL da phe duyet di xu^t thi di^m mo hinh

quan ly khach hang doanh nghiep va da tham gia nghe bao cao ket qua thi diem

Ban hanh Quy che ve Phan cap, uy quyen

Ban hanh QC to chuc va hoat dong ciia mot so Uy ban va Hoi dong

Chuy^n dja di^m d6i vdi PGD Hong Ha true thuoc CN Quang Ninh

Chuyen dja diem doi voi PGD Khanh Hoi

Sira doi Chuong trinh tin dung doi voi phan khuc tin dung giao djch

tai Ngan hang Doanh nghiep

Bau bo sung thanh vien HBQT nhiem ky V

Gia han tham quyen phe duyet tin dung tai Ngan hang Cong dong

Phe duyet dieu chinh gia thoai von co phan E1B

Phe duyet thay doi mpt so noi dung trong hop dong cung cap djch vu

tir van giira ong Atul Malik va Maritime Bank

Chuyen dia diem doi voi Phong giao djch Phu Cirong

Phucmg an nhan Tai san bao dam cho khoan vay mua nha du an The

Gold View, Goldmark City, Goldsilk Complex

Gia han Nghj quyet ve viec Giao tham quyen phe duyet tin dyng tai

Ngan hang Ban le

Cap bao lanh cho Vien thong Hai Phong

Noi dung

10/03/2016

10/03/2016

01/03/201624/02/2016

19/02/2016

17/02/2016

29/01/2016

26/01/2016

25/01/2016

21/01/2016

15/01/2016

15/01/2016

06/01/2016Ngay

27.03

27.02.1

27.02

27.01

26.06

26.5.1

26.04

26.03.1

26.03.2

26.03

26.02

26.01

25.52

So NQ/QB

13

12

11

10

9

8

7

6

5

4

3

2

1

STT

sau 01 thang trien khai. UBCL da co chi dao don vi dinh ky bao cao ket qua quaemail len UBCL va t6 choc bao cao true tiep vao ky hop thang 7/2016;

•f B6i voi Ngan hang Cong d6ng: UBCL da ti^n hanh danh gia t6ng ket mo hinhsau hon 02 nam tri&i khai va da dua ra cac chi dao can thiet ve nghien ciiu thi

truong, phat trien san pham, quan tri rui ro...de dam bao cho viec trien khai mo

hinh cua NHCB tai cac dia ban mod dupe hieu qua va dung chien luqc;^ B6i voi chiSn liroc vl Cong nghe thong tin: UBCL da tiSn hanh hon 03 buoi hop

lien quan den de xuat ke hoach phat trien cong nghe thong tin cua Giam doc Cong

nghe; thuc hien phe duyet trien khai cac du an chien luge cong nghe trong nam

2016 va tham gia cac buoi hop bao cao tien do cua nhom du an. UBCL da dua ra

cac chi dEio cSn thi^t nhu viec phan b6 nguOn luc cho cac du an gi^a bo phannghiep vu va bo phan phat tri^n cong nghe dam bao viec trien khai khong bj ch^mtrl; quy trinh phe duyet dau tu cac du an sao cho nhanh gpn ma van dam bao thu

tuc theo quy dinh;V B6i voi chiin luoc triin khai Cong ty tai chinh MS BFC: UBCL da tiSn hanh ra

soat ti^n dp tuy^n dung cac vi tri lanh dao cap cao cua cong ty; danh gia de xuat

tri&i khai cac san ph^m va phan khiic khach hang muc tieu mk cong ty huong den.

UBCL da yeu c^u d^y nhanh tifin d6 tuy^n dung dk co nhan su triSn khai cong viecdam bao diu thang 8 co th^ chinh thiic ra mat cac san ph^m cua cong ty tren thi

truong;• Uy ban Nhan su: Ba thu ly giai quy^t 144 h6 so va tham muu cho HBQT, Chu tich

HBQT trong cac vln d6 v^^ bp may t6 chuc, van ban phap quy che dp chinh sach nhansu cua ngan hang va thuc hien cac thu tuc nhan su lien quan d^n cac can bp quan ly va

chiic danh luat dinh thupc thim quy^n ciia HBQT, Chu tich HBQT va cac npi dung

cong viec khac do Chu tich Hoi d6ng Quan tri giao.

II. Cac Nghi quyet/Quyit dinh cua Hoi dong qu^n tri 06 thang dau nam 2016:

Chuyen dja diem doi voi PGD Bong Xuan

Chuyen dja diem doi voi PGB My Toan

Chuyen dja diem doi voi QTK Phil L6

Phe duyet thoai von co phan Cong ty Co phan Tap doan Lpc Trai

Ban hanh Quy che Tai chinh MSB

Mua co phieu cua MSB lam co phidu quy

Gia han tham quyen phe duyet tin dung tai Ngan hang Ban le - giahan Ian 2

Gia han tham quyen phe duypt tin dung tai Ngan hang Cpng d6ng -

gia han Ian 2

Phan cong chuc danh Thanh vien HBQT MSB

Chuyen dja diem doi voi Phong Giao djch My Phudc

Chuyln dja di^m doi voi Phong Giao djch Bau Cat

Thanh lap 100 PGB va PGD Tai chinh Cpng ddng

Thanh lap Ng^n hang TMCP Hang Hai VN - Chi nhanh Hoa Binh

Thanh lap NgSn hang TMCP Hang Hai VN - Chi nhanh Lao Cai

Thanh lap Ng^n hang TMCP Hang Hai VN - Chi nhanh Quang Trj

Thanh lap Ngan hang TMCP Hang Hai VN - Chi nhanh Soc Trang

Thanh lap Ngan hang TMCP Hang Hai VN - Chi nhanh VTnh Long

Phe duypt chi phi ho trp an sinh xa hpi

Thay doi chi nhanh quan ly PGB true thupc Chi nhanh Hong Bang

Phe duyet phuong an phat hanh Trai phieu nam 2016 cua MSB

Chuyen dja diem doi voi Phong giao djch Bau Cat

Chuyen dja diem d6i voi Phong giao djch Lach Tray

Cip Bao lanh ttrng Ian cho Trung tam Kinh doanh VNPT Ba Rja -

Vung Tau

Lly quyen cong tac dieu hanh tai Ngan hang Boanh nghiep

Cap Bao lanh timg Ian cho Trung tarn Kinh doanh VNPT Ba Ria -

Vung Tau

Phe duypt dieu chinh gia tri dau tu dien tich khu van phong tai to hopT6a nha Sky City Tower, 88 Lang Ha, B6ng Ba, Ha Npi

Ban hanh Quy che ve Phan loai va bao ve thong tin

Phe duyet Bao cao tai chinh hop nhat nam 2015

Phe duyet danh sach ling cii vien dupe bau, bo nhiem vao chiic danh

TV HBQT MSB Nhiem ky V

Be oil cac ling cii vien lam thanh vien HBQT Nhiem ky V

Phe duyet kinh phi dau tir va chi phi cong nghe ngan hang nam 2016

Xin cap phep thpc hien nghiep vy thanh toan trudc hoi phieu theoL/C do MSB phat hanh

Phe duypt gia chuyen nhupng quyen su dung dat tai Khu do thj moiNga 5 San bay Cat Bi, TP Hai Phong

Thay doi mo hinh quan ly Khach hang Doanh nghiep cua MSB

Ban hanh sira doi Quy che To chiic va hoat dpng ciia Hpi dong tin

dung va Bau hr (ma s6 QC.BM.004)

Xin cap phep thirc hien nghiep vu thanh toan trudc hoi phieu theo

L/C do MSB phat hanh

17/06/201626/05/201626/05/2016

26/05/201623/05/201605/05/2016

04/05/2016

04/05/2016

28/04/201628/04/201625/04/201625/04/201625/04/201625/04/201625/04/201625/04/201625/04/201625/04/2016

19/04/201619/04/2016

19/04/201619/04/2016

13/04/2016

13/04/2016

12/04/2016

12/04/2016

05/04/2016

28/03/2016

27/03/2016

27/03/201623/03/2016

11/03/2016

22/03/2016

15/03/2016

14/03/2016

11/03/2016

29.08

29.04

29.03

29.02

29.01

28.1 0

28.09.03

28.09.02

28.09.01

28.09

28.08

28.07

28.06

28.05

28.04

28.03

28.02

28.01

27.18

27.17

27.16

27.15

27.14.01

27.14

27.13.01

27.13

27.12

27.11

27.10.2

27.10.1

27.1 0

27.05

27.08

27.07

27.06

27.05

494847

464544

43

42

414039383736353433323130

29

28

27

26

25

24

23

22

21

2019

18

17

16

15

14

0%0So 7B/52, Le Lai,Quan Ngo QuyOn,Hai PhOng

CA HalPhong

01/11/2008030094998Tran XuanVmti (B6)2.1

Nlnmg nguai c6 lien quan

0%

1,528%

0%

0%

0%

0%

0%

0

25 009 S8S

0

0

0

0

0

SO 18, BT16A-7,Ling Vi^l Kiiu ChauAu, Mo Lao, HODOng, llSNOi

SO 26, khu Bi?l thu26, SO 10 Dang ThaiMai, P.Quang An,Q.Tay llO. Ha NOi

SO 26, khu Bi?l thu26, SO 10 Dang ThaiMai, P.Quang An,Q.Tay HO, Ha Noi

S6 26,khuBi0tthu26, SO 10 Dang ThaiMai, P.Quang An,Q.Tay HO, Ha NOi

S026, khuBiJtlhu26, So 10 Dang ThaiMai, P.Quang An,Q.Tay HO, Hi NOi

SO 26, khu BiUt Ihu26, SO 10 Dang ThaiMai, P.Quang An,Q.TSyHO, HaNOi

SO 26, khu Bi^t thft26, SO 10 Dang Thai

• Mai, P.Quang An,Q.TSyHO, HaNpi

Cong anHi Npi

Cong anHa Npi

C6ng anHaNpi

C6nganHaNpi

Cong anHaNOi

18/04/2011

01/4/2008

12/4/2005

25/9/2000

29/8/2002

011970284

011685939

Con nho

Con nho

011914658

010647027

010033935

Ph6Chutichthircrngtrue

Ong TranXuanQuang

Tr5n PhiHanh (Anhtrai)

Trin AnhDue (Conde)

Tran AnhQuang(Con de)

NguyenThj Nguy?lHuftng(Vv)

NguyenThjHda(M? de)

Trin Hftu

Kiem (B6de)

2

1.6

1.5

1.4

1.3

1.2

1.1

Nllieng ilgiroi c6 lien quan

0, 16%1.932.023

S6 26, khu BiOt Ihft26, S6 10 Ding ThaiMai, P.Quang An.Q.TSy H6, Ha NOi

C6ng anHaNOi10/01/2010011281752

ChutichHDQT

Ong TranAnh Tuanl

A. Hoi dong Quan tri

Ohichu

Ty 10 sethttuCPcuOi kv

SOCPsuhtlu cuOi

WDja chi

Noi cSpCMND/DKKD

NgiycSpCMND/DKKD

S6 CMND/DKKD

Chile v|ilaiCly

(ncu co)

TKsiaodich CK(n^u CIS)

TSntSchuc/ca nhanSTT

III.Thay doi danh sach ve nguoi co lien quan cua cong ty dai cluing theo quy djnhtai khoan 34 Dieu 6 Luat Chirng khoan: Thay d6i Thanh vien HDQT:

o 02 thanh vien tir nhiem: Ba Vu Thi Lien va ong D6 Lam Bi6n;o 03 thanh vien bo sung: ong Tr^n Xuan Quang, ong Huynh Biiu Quang, ong

Nguyen Due Hoan;

IV.Giao djch cua co dong noi bo va nguoi lien quan nam 2016:

1. Danh sach co dong noi bo va nguai co lien quan:

Phe duypt De an tham gia d\r an Tai chinh Nong thon III

Thanh lap Hpi dong Quan ly rui ro va ban hanh Quy che to chuc vahoat dpng cua Hpi dong Quan ly rui ro (QC.BM.032)

Phe duypt thoai v6n c6 phan Cong ty C6 phan Chiing khoan (MSI)

Thay doi Chi nhanh quan ly PGD trqc thupc Chi nhanh Thanh Xuan,Chi nhanh C^u Giay

Thay doi Chi nhanh quan ly PGD trqc thupc Chi nhanh Cong Hoa,Chi nhanh Sai Gon, Chi nhanh Tan Son Nhat, Chi nhanh Gia djnh

Thay d6i Chi nhanh quan ly he thong mang ludi true thupc Chi

nhanh Ninh Kieu

Thay d6i chi nhanh quan ly PGD true thupc Chi nhanh Chau Doe

Thay doi chi nhanh quan ly PGD true thupc Chi nhanh Hong Bang

30/06/2016

23/06/2016

21/06/2016

21/06/2016

21/06/2016

21/06/2016

21/06/201621/06/2016

30.02

30.01

29.14

29.13

29.12

29.11

29.10

29.09

57

56

55

54

53

52

5150

0%

0%

0%

0%

0%

0%

0

0

0

0

0

0

IIONOi

Hai Duong

Hai Duong

Hai Duong

TO 28, P.TrungHOa,Q Cdu Gidy, Ha NOi

Tp. IICM

DO mdt

Da mdt

Da mdt

CA HOiDuong

CAHaiDuong

CA HaiDuong

CA HaiDuong

C6ng anHa Npi

Cong anTP.I1CM

5/3/1992

29 7/1978

17/12/2009

27/9/1978

29/9/2011

16/11/2010

141672903

140410165

141705254

140412568

012673621

025408521

Vu ThienTich(Anh trai)

Vu Tin Thp(Ch| git)

Vu ThienHuu(Anh trai)

Vu Th| Da(Chi gai)

D4o VilDung(Con trai)

Dao Thj LanHuong(Con g5i)

Dao DueBlnh(ChOng)

VOThiNghia(Me dd)

Vu XuanPh6(B6de)

4.9

4.8

4.7

4.6

4.5

4.4

4.3

4.2

4.1

Nhung nglrcfi cd lien quan

0%

0%

0%

0%

0%

034

0,05%

0%

0%

0

0

0

0

0

0

400.418

0

0

T6 28, P Trung HOa,Q.Ciu Gidy, Ha NOi

Thai Binh

Hai Phong

Hai PhOng

18T2, KhuDothiTrung H6a Nhanchinh. HO NOi

18T2, Khu DO thiTrung H6a Nhanchinh, HONOi

I8T2, KhuDOthjTrung H0a Nhanchinh. Ha NOi

Hai PhOng

Cong anHaNpi

CA ThaiBinh

CAHaiPhOng

CA HaiPhong

Cong anHaNOi

Cong anHa Npi

Cong anHi Npi

CAHaiPh6ng

03/4/2008

14/5/2010

08/4/2004

15/8/2008

23/1/2008

10/3/2002

7/8/1999

25/5/1978

013056911

150786075

031479811

030742585

Da mdt

013035892

012478928

012254681

150136711

Da mat

TVHDQT

BaVuThi Lien

Vu Th| KiOm(Em g6i)

Vu Thi Cin(Em g4i)

Vu Due Hau(Anh trai)

VuDUcPhong(Anh trai)

VODUcPhutmg(Con trai)

VODircTudn(Con trai)

Trin ThiKim Hoa(Vp)

Nguyen ThjDung(Me dd)

VQ Huy Cu(BO do)

4

3.9

3.8

3.7

3.6

3.5

3.4

3.3

3.2

3.1

Nliftng ngnifi cd lien quan

0%

0%

0%

0%

0%

0

0

0

0

0

18T2, KhuDOthiTrung H0a Nhanchinh, H4 NOi

S6 7B/52, Le Ltu.QuOn Ngfl QuyOn,Hai Phong

S6 18.BT16A-7,Lang Viet KiOu Ch3uAu, M6 Lao, HaDOng, Ha NOi

SO 18, BT16A-7.LOng Viet KiOu ChauAu, M0 Lao, HODOng. Hd NOi

SO 18, BT16A-7,Lang Viet Kidu ChauAu, MO Lao, HaDong, H4 Npi

C6ng anHa N^i

CAHaiPhong

Cong anHaNpi

Cong anIlaNOi

5/12/2000

29/3/2010

16/8/2012

5/5/2011

010969215

030848949

013580107

013416682

Da mdt

TVHDQT

Ong VuDueNhuan

Tran NamThdng(Em trai)

Tran KiduTrang(Con gdi)

Tran XuanKiiu Dung(Con trai)

Ktdu TinCSm Ninh(V(i)

Nguven ThiNhv(Me)

3

2.6

2.5

2.4

2.3

2.2

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0

0

0

0

0

0

0

0

0

0

LIIungshofSlr8-80807. Munic

224LODUC.1U Not

224 L6 Due. IlaN^i

Huyin Tran Congchua, Vung Tiu

188 Quan Thinh, HaNpi

SO 16. TO 20, ThuyKhue, Ha N6i

S6 16.T6 20, ThuyKhud, Ha Npi

So 16, T6 20, ThuyKhue, Hi N6i

224 L6 Due, HaNpi

224 L6 Due, HiNOi

Cong anHa Npi

Cong anHaNOi

C6ng anHa Npi

CA VungTiu

Cong anHaNOi

Cong anHa Npi

C6ng anH^ N6i

Cong anH^NOi

23/01/2014

9/4/2007

9/4/2007

20/09/2012

27/05/2003

14/04/2010

17/07/2014

15/01/2014

116 chieu:

N1672859

010396143

011511757

273043355

010059899

013070135

001086002202

001055000484

D^mit

Dimit

Duong HongHanh(Emgai)

Duong VietTtung(Em trai)

Duong VietChinh(Em trai)

Duong VietCutmg(Anh trai)

Duong HdngMai(Chi gai)

Nguyen HaAnh(Con gai)

NguySn Vi^lHung(Con trai)

NguyenQuang Ha(Ch6ng)

Nguyln ThiLin(Mede)

Duong VanHoat(BOdd)

am

6.9

6.8

6.7

6.6

6.5

6.4

6.3

6.2

6.1

NhTrng ngirdi cd lien quan

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0

0

0

0

0

0

0

0

0

0

SO 16, TO 20, ThuyKhue.Hi N0i

ApllBXSDdngHung, huyen AnMinh, Kicn Giang

107/62 TCH35, P.T5n Chinh Hiep.Q. 12. TP.HCM

Ap Thanh Phu, xaDong Thanh, H.AnMinh, Kiin Giang

Khu Vtrc HI. Thi trin11, H An Minh, KienGiang

360/32 Pham VanChieu, P. 16. Q. G6Vip, TP.HCM

360/32 Pham VanChi6u, P.I6, Q. GoVip. TP.HCM

360/32 Pham VanChieu, P.I6, Q. GoV4p, TP.HCM

ApllDX5D6ngHung, huyen AnMinh, Kidn Giang

ApllBXSD6ngHung, huyen AnMinh, Kidn Giang

Cong anHaNpi

CA KienGiang

CATPHCM

CA KienGiang

CA KienGiang

CATPHCM

CA KienGiang

CA Ki6nGiang

21/9/2006

24/12/1996

28/05/2009

2/8/2012

9/8/2008

24/02/2006

27/06/2009

4/7/2009

011155819

370879786

025126869

370854338

370628681

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c6n nho

024504186

370576157

370576156

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BO DirotigHongLoan

D5 Lam Thi(Em trai)

Do Thi NgocThao(Em gai)

D6 Thi NgpcHoa(Em gUi)

Do Thi NgpcHa (Chi gai)

B8 NgocLam(Con gai)

Do ThuyLam(Con gai)

Le Thl ThuyHiing (Vp)

Le Thi Hue(M? da)

Do LamGiang(BO de)

6

5.9

5.8

5.7

5.6

5.5

5.4

5.3

5.2

5.1

Nlmng ngieari cd lien quan

0%

0%

0

0

360/32 Pham VanChilu. P16.Q.G6Vip, TP.HCM

HaNOi

Hal Duong

CATPHCM

Cong anHaNpi

CAHaiDuong

19/01/2005

08/3/2007

01/8/2006

024333617

010451259

142497210

TV

HDQT6ngD6Lam Bien

VuXuanQuang(Em irai)

Vu Till Nga(Chi pi)

5

A II

•1 ]0

0%

0%

0%

0

0

0

SO 26 ngo 505 TrillKhit Chan. Ha NOi

Ha Noi

Ha NOi

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CAHaTay (cu)

3/5/2007

15/3/2001

16/3/2004

012969303

110080282

112305779

Pham Qu)Thai(Chong)

Nguyen ThiXuySn(Mode)

Pham Lap(136 do)

1.3

1.2

I.I

Nhicng nguiri cd lien quail

0,002%21.604SO 26 ngO 505 TranKhat Chan, HONOi

Cong anliaNoi3/5/2007012969301Tiudng

BnnKSBU PhamThi Thanhl

B. Ban kiem soat

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0

0

0

0

0

0

0

0

0

0

0

0

151,1031, Ngdclia,Ba Dinh, Ha NOi

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85 Ton DUc Thang.D6ngDa,liaN0i

COng tac tai nudengohi

SO 2, ngO 158 NgocHa, Ba Dinh, Ha NOi

277 DOi Can, BaDinh, Ha NOi

Si 1, NgO 158, NgocHa, Ba Dinh, Ha NOi

SO 1, NgO 158, NgocHh, Ba Dinh. Ha NOi

S01, NgO 158, NgocH4, Ba Dinh, Ha NOi

Si I.NgB US. NgocHa, Ba Dinh, Ha NOi

SO 16,t031,NgocHi, Ba Dinh, Ha Noi

s6l5,t631,NgpcH^, Ba Dinh, Ha NOi

Cong anI la Noi

Cong anHa Noi

Cong anHa NOi

Cong an1-iaNoi

Cong anna Noi

Cong anHaNOi

Cong anHi NOi

Cong anHa Noi

C6ng anHaNOi

14/3/2011

5/3/2002

27/9/2005

29/10/2009

3/1/2012

8/10/2007

30/12/2014

10/5/2001

3/5/2001

011382879

010969447

010322738

011641453

010042808

011761946

Chua c6

Chua c6

Chua c6

001174003160

010322737

010654299

Nguyen DiicHijn (Anhuai)

Nguyen DueHanh(Anh uai)

Nguyen ThiVSn Hao(Chi gai)

NguyOnXudn Hudn(Anh trai)

Nguy^nXuan Ihiu(Anh trai)

NguyfinQuang Huy(Anh trai)

NguyinMinh TuSn(Con)

Nguyln DueMinh (Con)

NguyCn DieuHoa (Con)

DoanVanAnh (Vp)

Duong ThjSic (Me)

NguyenQuangNgh^nh(Bd di)

812

.„

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8.9

8.8

8.7

86

85

8 4

8.3

8 2

S.I

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0%

0%

0%

0%

0%

0%

0%

0

0

0

0

0

0

0

SO l,Ng8 158,Ngpc Ha, Ba Dinh,HaNOi

320/30/22 Tran BinhTrpng, P4, Q5, TPHCM

9/4 Pham Van Hai,P.l.TanBinh, TPHCM

9/4 Pham Van Hai.P.l.TanBinh, TPHCM

Cong anH^ N6i

Cong anTPHCM

C6ng anTPHCM

Cong anTPHCM

16/05/2012

23/5/2013

12/4/2002

13/6/2007

011970275

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Con nho

Con nho

023892706

020453756

020413124

TVHDQTdOc I8p

091cI05588

OngNguyenDiic Hoin

Huynh BuuDoan Nghi(Chi gSi)

Huynh BiruHuy (Contrai)

AlhenaTrang Huynh(Con gai)

Va Anh TriicQuan (Vp)

Doan TillAnh Minh(Me del

Huynh BuuSun (BO de)

S

7.6

7.5

7.4

7.3

7.2

7.1

Nliicng ngit&i cd licit quan

0%09/4 Pham Van Hal.P.l.TanBinh, TPH0Chi Minh

Cong anTP HCM12/6/2013022670653

TVHDQTkimTdngGiamdOo

OngHuynh

BiiuQuang

7

0.002%

0%

0%

0,001%

0%

0%

19.835

0

0

12.960

0

0

Hi Npi

s6l71C4DPThjDai Kim, Hoing MaiHi Npi

SP171C4D6ThjDai Kim, Hoing MaiHa Npi

So 171 C4 DP Th|Dai Kim, HoingMaiHi Npi

DOngDa-IIiNpi

Ding Da - Hi Npi

Cong an1 la Npi

Cong anI IS Npi

C6ng anH^ Npi

Cong anHa Npi

23/7/1997

22/7/2010

21/12/1995

11/8/2007

012056966

IIqc sinh

Hqc sinh

011608232

010574252

010086236

Lc ThiThanhHuyjn(Em gai)

Vu Bao LUrn(Con trai)

Vu Dire Hii(Con trai)

Vu ThanhSan (Ch6ng)

Nguyen ThiLai (Me de)

Le MinhChuyen(BO de)

3.6

3.5

3.4

3.3

3.2

3.1

NhUng ngu&i ce lien quan

0,002%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

21.205

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

SO 171 C4DPThiDai Kim, Hoing MaiHa Npi

Dinh Ca, Npi Due,Tien Du, Bic Ninh

Dinh Ci, Npi Due,Tien Du, Bic Ninh

Tp Bic Ninh, TinhBic Ninh

Dinh Ca, Npi Due,TiPn Du, Bic Ninh

Dinh Ca, Npi Due.Tien Du, Bic Ninh

Dinh Ca, Npi Due.Tien Du, Bic Ninh

SO nha 63D. ngp 145Quan Nh3n, P.NhSnChinh, Q. ThanhXuSn. HN

SO nha 63 D, ngP 145Quan Nhfln, P.NhanChlnh, Q. ThanhXuSn. HN

S8nha63D. ngO 145Quan NhSn, P.NhSnChinh, Q. ThanhXuan. HN

Dinh Ci, Npi DuE.Ti5n Du, Bic Ninh

S6nha63D, ngp 145Quan Nhin, P.Nh5nChfnh, Q. ThanhXuSn. HN

Hi Npi

Hi Npi

Hi Npi

So 26 ng5 505 TrinKhit Chin. Ha Npi

sa26ng6 505TranKhat Chan, Hi Npi

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CABScNinh

CABScNinh

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CABScNinh

CABicNinh

CAB5CNinh

Cong anHh N(>i

CAB5cNinh

lien quan

C6ng anHiNpi

CAHiTSy (cu)

Cong anHiNpi

CAHaTiy (cu)

Cong anHaNpi

Cong anHaNpi

18/9/2010

11/3/2005

6/6/2011

14/5/2008

25/5/1978

01/8/2006

7/6/1993

28/2/2006

27/5/1978

lung ngu&i cd

13/6/2009

16/5/2002

31/3/2003

12/5/2003

30/7/2013

3/5/2007

011593307

125307304

125632092

125210282

120106805

125368813

121095000

Hoc sinh

Hoc sinh

011374031

120106936

Damdl

(V

013188511

111897387

012585800

111671960

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001194000398

012969302

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TVBKS

BaLeThanh Hi

Chu ThiNguyen(Chi gai)

Chu ThiUydn(Chi gai)

Chu DanhCtrong(Anh trai)

Chu Thi Lieu(Chi gai)

Chu DanhH?i(Anh trai)

Chu DanhC4ch(Anh trai)

Nguyen TiCnQupcAn(Con trai)

NguyenPhucmg Linh(Con gai)

Nguyen TienKhinh(Ching)

Nguyen ThiNha (Me dp)

Chtt DanhHat (Bp 46)

B&ChuThi Dam

Pham MyThti (Em gai)

Pham XuanHiing(Em trail

Pham ThiThao(Chi gai)

Pham H6ngMinh(Anh trail

Pham ThiThanh Hoa(Con gai)

Phani QuangThanh(Con trail

3

2 11

2 10

29

2S

27

26

25

24

2 3

2.2

2 1

2

1.9

1.8

1.7

1.6

1.5

1.4

lOe

0%

0%

0%

0

0

0

P0402 C3 Chung cuHOa Phdt, P Trung Hoa,CiuGifiv.Iia NW

P1508t6anha34TTrung HOa Nhdn Chinh,Q.Cfiu Gidy. Ha NOi

P15O8l6anhd34TTrung Hoa Nhan Chinh,Q.Cdu Gidy. Ha NOi

Cong anI la NOi

Cong anHaNpi

Cong anHaNpi

15/11/2001011996510

010299271

011187190

Duong AnhDue(Ch&ng)

NguySn ThjBach Ngpc(Me US)

NguySn HPuQuS (BO US)

43

4.2

4.1

Nliung nguefi c6 lien quan

0,01%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

123.428

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

P0402 C3 Chung cu116a Phdl, P.Trung H6a,CduGiiy, HdNOi

YSn DO, T8n Vipt Myvan, Hung Yen

TT Trung Tp, D6ng Da,Ha NOi

YSn D6, TSn Viet. MyVan, Hung Yen

YenD6.TanViei.MyVan, Hung Yen

S6 31Ngei71 NguyenNgpc Vu, T6 22, TrungH6a,CduGidy, HdNOi

S6 31 Nga 171 NguySnNgpcVu,T6 22, TrungH6a, CSu Gidy, Hd NOi

S6 31 Ng6 171 NguySnNgpcVu,T6 22, TrungHOa. Cdu GiSv, Hd NOi

S6 31Ng6 171 NguyenNgpc Vu,T8 22, TrungHoa, Ck Gidy, Hd Npi

YSnD0,TdnViet,MyVan, Hung YSn

Yen D6. Tdn Viet, MyVan. Hung Yen

Cong anHaNpi

COnganHung YSn

COnganHung Y6n

Cong anHung YSn

Cong anHung YSn

Cong anHa NOi

CSnganHungYSn

COnganHungY6n

15/08/2005

04/05/2007

09/07/2014

25/05/2013

13/03/1989

17/11/2009

22/05/2010

23/04/1986

011676234

145438854

33078000060

145840077

141581062

C6n nho

Con nho

C6n nho

011807620

1456977112

140380961

Ph6TOngGidmdOc

Ba NguyenHuh'ngLoan

NguySn HdiYen (Em gdi)

NguySn MinhDue (Em trai)

Nguyen ThanhTrung(Anh (rai)

NguySn ThiThuy (Chi gai)

NguySn NhatMinh(Con trai)

NguySn MinhNhjt (Con trai)

NguySn MinhNam (Con Irai)

Nguyen ThanhNga (Vp)

Hoang ThiTranh (M? US)

NguySn DlnhTinh (BO US)

4

3 10

3.9

3.8

3.7

3.6

3.5

3.4

33

3.2

3.1

NliUng ngucti co lien quan

0%

0%

0%

0%

0%

0%

0%

0

0

0

0

0

SO 31 NgO 171NguySn Ngpc Vu, TO22, Trung Hda, CduGifiy, Ha NOi

SO 40, NgO 203P.Trung Liel, Ha Npi

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P.llOSTOanhd17T6, P.NhSn Chinh,Thanh Xudn.Hd NOi

Sfi 40, NgO 203P.Truug LiSt HN

Sfi 40, NgO 203P.Trung LiSt HN

Cong anHi Npi

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Cong anHSNpi

09/12/2001

18/4/2006

22/8/2006

22/8/2006

012454936

011794145

Con nho

C6n nho

010048176

011059071

Ph6TOngGidmdOc

OngNguyenThe Minh

Bang ThuThuy(Em gai)

Tran DangNhat Quang(Con US)

Trdn BangVan Ha(Con US)

Plum ThiTuyfit Mai(Mcde)

Bang MSu(B6 us)

3

2.5

2.4

2.3

22

2

Nhftng ngubi c6 lien quan

0%0Ph0ngll05T6anhd17T6, P. Nh3nChinh, Thanh Xudn,Hd NOi

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11/09/2006011521786

Ph6TOngGiimUSc

Ba BangTuyitDung

2

Nhu da khai aphin HDQTMifi-ng nguiri c6 HSn quan

0%09/4 Pham van Hal,P.l.TanBinh, TPH6Chi Minh

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i

C. Ban Bieu hanh

0%0Hd NpiCong anHaNpi13/3/2010012269009

LeThjThanhHircmg(Em gai)

3.7

Nhung ngudi cd lien quan

0%

0%

0%

0%

0%

0%

0%

0%

0

0

0

0

0

0

So 6 B4C Giang VO, BaDinh, UN

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P720NhdNO10.Khuban dao Linh Dhm,Hodng Lift, Hoang Mai,HaNOi

P301C9, Thanh Xu.1nBdc, Thanh Xuan, HdNOi

S6 26Ng5 376KhuongDinh, P.Ha Dinh, ThanhXuan, Ha NOi

SO 26 NgO 376 KhuongDinh, P.Ha Dinh, ThanhXuan, Ha NOi

Cong an144 Npi

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COnganH^ Npi

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C6nganHhNpi

25/09/2013

27/7/2010

28/3/2013

1/4/2005

15/7/2014

1173000251

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012767622

181353134

040044000014

K6loanIniong

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Nguyin VanGiang(Con gai)

NguyenDuong ThuyLinh (Con gai)

Duong ThiHOng Van(Vo)

Nguyin ThiHong Nhung(Em pai)

PhanThjLS(Me de)

Nguyin HingViem (BO de)

7

6 7

6 6

6.5

6.4

6.3

6.2

6.1

Nhung ngudi c6 lien quan

0%

0%

0%

0%

0%

0%

0%

0.003%

0%

0%

0

0

0

0

0

0

0

30.130

0

0

P720Nh4NO10, Khuban dao Linh Dam,Hoang Li^t, Hoang Mai,HaNOi

S6 18,ng0 87ToHi|u,Le ChSn, Hai PhOng

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20/27 Hoang Quy HONam, L6 Chan, HaiPhong

S6 87, Linh Lang, C^ngV|, Ba Dinh. Ha N6i

S6 7, T3, Ciputra, BdcTO Lim, Ha Npi

S6 7, T3, Ciputra, BScTO Liem. Ha Npi

S8 7, T3, Ciputra, BacTir Liem, HN

140 Nguyin Due Canh.Le Chan, Hai Phdng

140 Nguyin Due Canh,Le Chan, Hai Phing

C6ng anNghe An

CA HaiPhong

CA HaiPhOng

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CAHaiPhong

CAHaiPh6ng

03/10/2005

18/4/2011

14/7/2004

11/07/2006

14/04/2009

22/06/2005

182063901

031083070

030710165

031327757

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C6n nho

012893231

030710207

030710197

Ph6TOngGiamdec

6ng NguyenPhi Hung

Nguyin ThiThu Thuy(Em pai)

Nguyen HoangGiang(Em trai)

Nguyen ThiThanh Huyln(Chi g^i)

Nguyin HoangAnh (Anh trai)

Nguyin Ho^ng[_NghTa(Con de)

Nguy^n HoangHiep(Conde)

Pham Thi HaThuy (V(r)

Nguyin KimPhong (Me de)

Nguyln VanThu^^n (Bo de)

6

5.9

5.8

5.7

5.6

5.5

5.4

5.3

5.2

5.1

Mtt^ng ngiedi c6 lien quan

0.002%

0%

0%

0%

0%

0%

32.400

0

0

0

0

0

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P0402 C3 Chung cuH6a Phat, P.Trung Hoa,CluGiay, Hi NOi

P0402 C3 Chung euHoa Phai, P.Trang H6a,Cdu Gidy. Ha NOi

Cong anHINgi

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25/06/2014

15/05/2010

20/11/2006

012893230

011751667

011376727

con nho

con nho

c6n nho

PhOTOngGiamdOc

6ng NguyenHoang An

Nguyin BichPhung(Em g6i)

Nguyen AnhKim(Chjgai)

DuongNgayln MinhKliBi (Con de)

DuongNguyen MinhHanh (Con do)

DuongNguyen MinhChau (Con de)

5

4.8

4.7

4.6

4.5

44

12

Chu tich HDQT

2. Giao dich co phi^u: S6 luong co phiSu MSB mua lai ngay 6/6/2016: 17.500.000 CP, s6lirong c6 phi^^u quy tai ngay 30/06/2016: 30.529.628 CP, ty le 2,6%./.

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

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S6 6 B4C Giang Vf>, BaDinh, HN

S6 6 B4C Giang V6, BaDinh, HN

So6B4CGiangV6, BaDinh, HN

S6 34 Ng5 115 NguyenKhang, CAu Gi^y. BaDinh. HN

Cong anHiNpi

Cong anHiNpi

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8/3/2002

22/12/2002

30/04/2010

10245171

C6n nho

Con nho

11893065

11609684

DSmSl

Nguyen ThiThanh Van(Chi p^i)

Nguy^n BaoChSu(Con gii)

Nguy^n QuangMinh(Con trai)

Nguy^nVieiQuang(Ch6ng)

Nguyfci ThiBan (Me it)

Nguyen KhacTiSn (B6 ii)

7.6

7.5

7.4

7.3

7.2

7.1