Bare Trustee Agreements Approved Fund Managers as of March ... · 3 Aberdeen Global Services S.A. Overseas Mutual Fund Aberdeen Global II Funds Aberdeen Global Funds 4 Accilent Capital

Bare Trustee Agreements

Approved Fund Managers as of March 31, 2020

Fund Manager Region Type of ProductsFunds covered by agreement

Mutual Funds / Hedge Funds / LSF'sCanada1832 Asset Management L.P. (Dynamic Funds)1

Includes Deposit accounts

Pooled FundCanada3IQ CORP.2

3IQ Corp.

Mutual FundOverseasAberdeen Global Services S.A.3

Aberdeen Global II Funds

Aberdeen Global Funds

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaAccilent Capital Management Inc.4

Capsure Hedged Oil and Gas Income & Growth Trust

Mutual FundCanadaAcker Finley Asset Management Inc.5

QSATM Funds

Mortgage Investment FundCanadaACM Advisors Ltd.6

ACM Commercial Mortgage Fund

Pooled FundCanadaAddenda Capital Inc.7

Addenda Pooled Funds

GIC's / Investment Savings AccountsCanadaADS Canadian Bank8

Limited PartnershipCanadaAGAWA Fund Management Inc.9

AGAWA Fund I Limited Partnership

Mutual Fund / Pooled FundCanadaAGF Investments Inc.10

Acuity Pooled funds

Harmony family of mutual funds

Acuity family of mutual funds

AGF family of mutual funds

AGF Pooled funds

AGF Elements family of mutual funds

Mutual Fund/Hedge Fund/Pooled FundCanadaAHF Capital Partners Inc.11

AHF Credit Opportunities Fund - Series A, F and I

Limited PartnershipCanadaAIP Asset Management12

AIP Global Marco Fund LP

GIC'sCanadaAldergrove Credit Union13

Limited PartnershipCanadaAlgonquin Capital Corporation14

Hedge FundCanadaAlignvest Capital Management Inc.15

Pooled FundCanadaAlignvest Investment Management Corporation16

REITCanadaAlitis Investment Counsel Inc.17

Page 1 of 22Listing of Approved Fund Managers by Name


Alitis Private REIT

Alitis Mortgage Plus Fund

Mutual FundCanadaAlphaNorth Asset Management18

Hedge FundCanadaAltema Asset Management Inc.19

Altema Diversified Equity Market Neutral Fund

Pooled FundCanadaAltervest Ltd.20

Pooled FundCanadaAnson Funds Management LP21

Anson North Star Trust

Pooled FundCanadaAntares Investment Management, Inc.22

Mortgage Investment FundCanadaAntrim Investments Ltd.23

Antrim Balanced Mortgage Fund Ltd.

Hedge FundCanadaArrow Capital Management Inc.24

Mutual Fund / Limited PartnershipCanadaArtemis Investment Management Limited25

Robson Alpha Scout Fund

Alpha Scout Fund and RSP Fund

Limited PartnershipCanadaAryeh Capital Management Ltd.26

Aryeh Capital Partners Canada, LP

Mutual FundCanadaATB Investment Management Inc.27

Mutual Fund TrustCanadaAuspice Capital Advisors Ltd.28

Auspice Diversified Trust

Mutual FundCanadaAventine Management Group Inc.29

BTH Tactical Growth Fund

Aventine Canadian Equity Fund

Mutual Fund TrustCanadaAYAL Capital Advisors Liited30

AYAL Capital Advisors Trust Fund

Mutual FundCanadaB.E.S.T Investment Counsel Limited31

B.E.S.T. Active 365 Fund LP

B.E.S.T. Total Return Fund Inc.

The Business, Engineering, Science & Technology Discoveries Fund Inc.

GIC's / Investment Savings AccountsCanadaB2B Bank32

Pooled FundCanadaBaker Gilmore & Associates Inc.33

Baker Gilmore & Associates Pooled Funds

GIC'sCanadaBank of America, National Association (Canada Branch)34

OtherCanadaBank of Canada35

Investment Savings Account / GIC'sCanadaBank of Montreal36

GIC'sCanadaBank of Montreal Mortgage Corp.37

GIC'sCanadaBank of Nova Scotia38

Bank of Nova Scotia



National Trust Company / Victoria&Grey MortgageCorp.

Montreal Trust Company of Canada

Scotia Mortgage Corporation

Mutual Fund / Pooled FundCanadaBarometer Capital Management Inc.39

Mutual Fund / Hedge Fund / GIC'sCanadaBarrage Capital Inc.40

Mutual FundCanadaBarrantagh Investment Management Inc.41

Limited PartnershipCanadaBedford Park Capital Corporation42

Bedford Park Opportunities Fund

Pooled FundCanadaBellwether Investment Management Inc.43

Bellwether family of funds.

Mutual Fund/Pooled Fund/Seg FundCanadaBeutel Goodman & Company Ltd44

Pooled FundCanadaBirchLeaf Investments Inc.45

BirchLeaf Growth Fund

Limited PartnershipCanadaBlack Swan Dexteritas Inc.46

BSD Global Tech Hedge Fund LP

Mutual FundCanadaBlackBridge Capital Management Corp.47

Mutual FundOverseasBlackRock (Luxembourg) SA48

BlackRock Global Funds

Mutual FundCanadaBlackRock Asset Management Canada Limited49

BlackRock Asset Management Canada Limited

Pooled FundCanadaBloom Burton Investment Group Inc.50

Bloom Burton Canadian Healthcare Fund

Mutual FundCanadaBloom Investment Counsel, Inc.51

Mutual FundCanadaBloombergSen Inc.52

BloombergSen Partners RSP Fund

Mutual FundCanadaBMG Management Services Inc.53

Mutual FundCanadaBMO Investments Inc. / BMO Investissements Inc.54

BMO Mutual Funds

Segregated FundCanadaBMO Life Assurance Company55

BMO Guaranteed Investment Funds

Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.56

Mutual FundCanadaBMO Private Investment Counsel Inc.57

GIC's / Investment Savings AccountsCanadaBMO Trust Company58

Linked NotesCanadaBNP Paribas (Canada)59

Mutual FundOverseasBNY Mellon Global Management Ltd.60

Universal Liquidity Funds PLC

BNY Mellon Global Management Ltd. family of funds



Mutual FundCanadaBrandes Investment Partners & Co.61

Pooled FundCanadaBrandywine Global Investment Management (Canada), ULC62

Investment FundsCanadaBridgeport Asset Management Inc.63

Bridgeport US Equity Fund

Bridgeport Cdn Equity Fund

Bridgeport High Income Fund

GIC'sCanadaBridgewater Bank64

Pooled FundCanadaBridgingFinance Inc.65

Mutual Fund / Limited PartnershipCanadaBristol Gate Capital Partners Inc.66

Bristol Gate U.S. Equity Fund LP

Mutual FundCanadaBrompton Funds Limited67

Pooled FundCanadaBrookfield Investment Management (Canada) Inc.68

Pooled FundCanadaBrookfield Soundvest Capital Management Ltd.69

Soundvest North American Opportunity Pool

Hedge FundCanadaBT Global Growth Inc.70

BT Global Growth Fund L.P.

Pooled FundCanadaBull Capital Management Inc.71

Global Equity Class Shares

Balanced Class Shares

EFG Private Portfolio Series ING

Canadian Equity Class Shares

Mutual FundCanadaBurgundy Asset Management Ltd.72

Mutual FundCanadaCADO Investment Fund Management Inc.73

Maple Leaf Resources Class

Maple Leaf Income Class

Mutual FundCanadaCaldwell Investment Management Ltd.74

Segregated FundCanadaCanada Life Assurance Company (The)75

GIC'sCanadaCanadian Tire Bank76

Canadian Tire Bank

GIC'sCanadaCanadian Western Bank77

Mutual Fund / GIC'sCanadaCanadian Western Trust78

Investment Funds / Limited PartnershipCanadaCanoe Financial LP79

Mutual FundCanadaCanso Fund Management Ltd.80

Mutual FundCanadaCapital International Asset Management Inc. (Canada) Inc.81



Pooled FundCanadaCapstone Asset Management Inc.82

Pooled FundCanadaCardinal Capital Management Inc.83

Cardinal Foreign Equity Pool

Cardinal Canadian Equity Pool

Limited PartnershipCanadaCastle Ridge Asset Management Limited84

Castle Ridge LP

Hedge FundCanadaCelernus Investment Partners Inc.85

Celernus Absolute Growth Fund

Celernus Mortgage and Income Trust Fund

REITCanadaCenturion Asset Management Inc.86

Pooled FundCanadaCGOV Asset Management87

Mutual FundCanadaChou Associates Management Inc.88

Pooled FundCanadaChristopher Ross Cunningham Investments Ltd.89

CIG Value Fund

Mutual Fund / Segregated FundCanadaCI Investments Inc.90

Mutual Fund / GIC's / Linked NotesCanadaCIBC91

Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.92

GIC'sCanadaCIBC Investor Network93

Services Hypothecaires CIBC Inc.

CIBC Trust Corporation

CIBC

CIBC Mortgages Inc.

CIBC Mortgages Inc. (FLT)

Pooled FundCanadaCidel Asset Management Inc.94

GIC'sCanadaCoast Capital Savings Federal Credit Union95

GIC'sCanadaCoastal Community Credit Union96

GIC'sCanadaCommunity Trust Company Ltd.97

GIC'sCanadaConcentra Bank98

Mutual FundCanadaConnor, Clark & Lunn Funds Inc.99

CC&L fund family

Mutual FundCanadaConnor, Clark & Lunn Private Capital Ltd.100

Pooled FundCanadaCornerstone Investment Counsel Ltd.101

Blueprint Enhanced Opportunities Pool

Blueprint Global Strategies Pool

Limited PartnershipCanadaCortland Credit Group Inc.102



Cortland Credit Strategies RRSP Fund

Cortland Credit Strategies L.P.

Limited PartnershipCanadaCorton Capital Inc.103

Corton Global Timber Fund L.P.

Mutual FundCanadaCote 100 Inc.104

Mutual FundCanadaCounsel Portfolio Services Inc.105

Labor Sponsored FundCanadaCovington Capital Corporation106

Covington Funds

Unit TrustCanadaCovista Capital Corp.107

Covista Value Fund Trust

Pooled FundCanadaCowan Asset Management Limited108

Cowan Absolute Return Fund

Mutual FundCanadaCQI Capital Management L.P.109

CQI Equity Opportunities Fund I

Genesis Partners Fund LP

CQI Income Opportunities Fund

CQI Equity Opportunities Fund II

Linked NotesOverseasCredit Suisse AG110

Limited PartnershipCanadaCrimson Asset Management111

Crimson Partners Small Cap Fund LP

Mutual FundCanadaCrystal Wealth Management System Ltd.112

Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.113

Mutual FundCanadaCWB Wealth Management Ltd.114

CWB Onyx Portfolio Series

Pooled FundCanadaCypress Capital Management Ltd.115

Pooled FundCanadaDaVinci Capital Partners Inc.116

DaVinci Alterntive Income Fund

Mutual Fund / Pooled FundCanadaDavis-Rea Ltd. / Davis-Rea Ltee.117

Pooled Fund / Segregated FundsCanadaDeans Knight Capital Management Ltd.118

Deans Knight Capital Pool Funds

Deans Knight Income Fund

Deans Knight Equity Growth Fund

Deans Knight Equity Growth Fund II

Mutual FundCanadaDelbrook Capital Advisors Inc.119

Delbrook Resource Opportunities Fund

GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec120

Segregated Funds / GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.121

Mutual Fund / Segregated Fund / GIC'sCanadaDesjardins Global Asset Management Inc.122



Mutual FundCanadaDesjardins Société de placement inc.123

Mutual FundCanadaDesjardins Trust Inc.124

Maestral Funds

Hedge FundCanadaDifference Capital Management Inc.125

Mutual FundCanadaDimensional Fund Advisors Canada ULC.126

Mutual FundCanadaDiscovery Capital Management Corp.127

Mutual FundCanadaDixon Mitchell Investment Counsel Inc.128

Dixon Mitchell Small Cap Fund

Limited PartnershipCanadaDonville Kent Asset Management Inc.129

Donville Kent Asset Management

Mutual FundCanadaDuncan Ross Associates Ltd.130

GIC'sCanadaDuo Bank of Canada131

XIB Fund

Pooled FundCanadaEast Coast Fund Management Inc.132

Limited PartnershipCanadaEast West Investment Management Corporation133

East West Canada Fund LP

Hedge FundCanadaEdgeHill Partners134

EdgeHill family of funds.

Mutual FundCanadaEdgePoint Wealth Management Inc.135

Edgepoint family of mutual funds

Mutual FundCanadaEducators Financial Group Inc.136

GIC'sCanadaEffort Trust Company (The)137

Segregated FundCanadaEmpire Life Insurance Company138

Segregated Funds

Interest investment options provided within an insurance contract

Mutual FundCanadaEmpire Life Investments Inc.139

Empire Life

Unit TrustCanadaEnTrust Focus Partners LP140

EnTrust 49 Focus Fund

Pooled FundCanadaEpic Capital Management Inc.141

Mutual FundCanadaeQuaTe Asset Management Inc.142

Mutual FundCanadaEquilibrium Capital Management Inc.143

GIC's / Investment Savings AccountsCanadaEquitable Bank144

GIC's / Investment Savings AccountsCanadaEquitable Trust145



Pooled FundCanadaEquiton Capital Inc.146

Equiton Residential Income Fund Trust

Mutual FundCanadaEquium Capital Management Inc.147

Pooled FundCanadaETF Capital Management148

Quintessence Wealth Group of Funds

Mutual FundCanadaEvolve Funds Group Inc.149

Limited PartnershipCanadaEwing Morris & Co. Investment Partners Ltd.150

Ewing Morris Flexible Income Fund LP

Hedge Fund / Limited PartnershipCanadaExcalibur Capital Management Inc.151

Excalibur Limited Partnership

Excalibur Small Cap Opportunities LP

Mutual FundCanadaExcel Funds Management Inc.152

Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.153

Faircourt Dividend Fund (Mutual Fund)

Faircourt Pooled Monthly Income Fund (Pooled Fund)

Mutual FundCanadaFederated Investors Canada ULC154

Federated Strategic Value U.S. Equity Dividend Fund

Linked NotesCanadaFédération des caisses Desjardins due Quebec155

Mutual FundCanadaFidelity Investments Canada ULC156

Mutual FundCanadaFiducie Desjardins Inc.157

Mutual FundCanadaFieldhouse Capital Management Inc.158

Fieldhouse Pro Funds Inc.

Mutual Fund/Hedge Fund/Pooled FundCanadaFiera Capital Corporation159

.

Mutual FundCanadaFiera Investments LP160

Mutual FundOverseasFIL Limited161

Mutual FundCanadaFinancière des professionnels - Fonds d’investissement inc.162

Mutual FundCanadaFirst Asset Investment Management Inc.163

GIC'sCanadaFirst Ontario Credit Union164

REITCanadaFirst Reliance Asset Management165

First Reliance Real Estate Investment Trust

GIC'sCanadaFirst West Credit Union Ltd.166

Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Natio167

Mutual FundCanadaForge First Asset Management Inc.168

Forge First Conservative Alternative Fund



Forge First Long Short Alternative Fund

Mutual Fund / Hedge FundCanadaFormula Growth Limited169

Formula Growth Fund

Formula Growth Hedge Funds Class F

Formula Growth Hedge Funds Class A

Pooled Fund / Limited PartnershipU.S.Fort LP170

Pooled FundCanadaFoyston, Gordon & Payne Inc.171

FGP Funds

Family of Pooled Funds

Mutual FundOverseasFranklin Templeton International Services S.à.r.l.172

Franklin Templeton Investment Funds

Mutual Fund/Pooled Fund/Seg FundCanadaFranklin Templeton Investments Corp.173

Bissett Mutual Funds

Franklin Templeton Mutual Funds

Mutual FundCanadaFrontFour Capital Corp.174

FrontFour Opportunity Fund

Mutual FundCanadaFrontwater Capital Inc.175

Mutual FundCanadaFT Portfolios Canada Co.176

Mutual FundCanadaFulcra Asset Management Inc.177

Fulcra Focused Yield Fund

Mutual FundU.S.Gabelli Funds (The)178

Pooled FundCanadaGalibier Capital Management Ltd.179

Galibier Opportunities Fund

Galibier U.S. Equity Pool

Galibier Canadian Global Equity Pool

Mutual FundCanadaGalileo Global Equity Advisors Inc.180

Investment FundsCanadaGalliant Advisors LP181

Galliant Equity Long/Short Fund LP

GIC'sCanadaGeneral Bank of Canada182

Pooled FundCanadaGenus Capital Management183

Mutual FundCanadaGestion Ferique184

Hedge FundCanadaGFI Investment Counsel Ltd.185

Good Opportunities Fund

Mutual FundCanadaGlobal Growth Assets Inc.186

Mutual Fund / Pooled FundCanadaGlobevest Capital Ltee.187

Pooled FundCanadaGoodman & Company, Investment Counsel, Inc.188

Mutual FundCanadaGoodwood Inc.189



Goodwood Funds

OtherCanadaGovernment of Quebec (for Placements Quebec)190

Unit TrustCanadaGrafton Asset Management Inc.191

Global Energy Growth Fund

Mutual FundCanadaGravitas Securities Inc.192

Pooled FundCanadaGreenchip Financial Corp.193

Pooled FundCanadaGreensKeeper Asset Management Inc.194

GreensKeeper Value Fund

Pooled FundCanadaGreystone Managed Investments Inc.195

Greystone Pooled Fund Trusts

Venture Capital FundCanadaGroundlayer Capital Inc.196

.

Labor Sponsored FundCanadaGrowth Works Capital Ltd.197

Working Opportunity Fund (EVCC) Ltd.

GrowthWorks Atlantic Venture Fund Ltd.

Pooled FundCanadaGuardian Capital LP198

Vector Funds

Guardian Funds

Vega Funds

Limited PartnershipCanadaHamilton Capital Partners Inc.199

Mutual FundCanadaHarvest Portfolios Group Inc.200

GIC'sCanadaHaventree Bank201

Pooled FundCanadaHemisphere Capital Management Inc.202

Limited PartnershipCanadaHGC Investment Management Inc.203

HGC Arbitrage Fund LP

Mutual FundCanadaHighstreet Asset Management Inc.204

Pooled FundCanadaHillsdale Investment Management Inc.205

GIC's / Investment Savings AccountsCanadaHome Bank206

GIC's / Investment Savings AccountsCanadaHome Trust Company207

GIC'sCanadaHomEquity Bank208

Unit TrustCanadaHorizons ETFs Management (Canada) Inc.209

Mutual Fund / GIC'sCanadaHSBC Bank Canada210

Structured Alternative Investment Return Securities

Mutual FundCanadaHSBC Investment Funds (Canada) Inc.211



Mutual Fund / Hedge FundCanadaHymas Investment Management Inc.212

Malachite Aggressive Preferred Fund

Mutual FundCanadaI.A. Michael Investment Counsel Ltd.213

ABC Funds

Mutual FundCanadaI.G. Investment Management Ltd.214

Mutual FundCanadaIA Clarington Investments Inc.215

Limited PartnershipCanadaIBV Capital Ltd.216

IBV Capital Global Value Canadian Feeder Fund LP

GIC's / Investment Savings AccountsCanadaICICI Bank Canada217

Mutual FundCanadaICM Asset Management Inc.218

ICM (1X) Real Estate Trust

Segregated FundCanadaIndustrial Alliance Pacific Insurance and Financial Services Inc.219

GIC'sCanadaIndustrial Alliance Trust Inc.220

GIC'sCanadaIndustrial and Commercial Bank of China (Canada)221

Segregated FundCanadaIndustrielle Alliance, Assurance et services financiers inc.222

Unit TrustCanadaInflection Management Inc.223

Inflection Strategic Opportunity Fund

GIC'sCanadaInnovation Credit Union224

Investment FundsCanadaInvesco Canada Ltd.225

IncomeTrusts

Investment funds

The following investment products are covered:

GIC's

LP's

Linked notes

Investment Savings Accounts

Segregated funds

Mutual FundOverseasInvestec Asset Management Limited226

Limited PartnershipCanadaInvico Capital Corporation227

Mutual Fund / Segregated FundCanadaIvari228

Pooled FundCanadaJ. Zechner Associates Inc.229

Pooled FundCanadaJ.C. Clark Ltd.230

Mutual Fund / Pooled FundCanadaJarislowsky, Fraser Limited231

Pooled FundCanadaJDM Investments Partners Ltd.232



Investment Partners Fund

Mutual Fund / Pooled FundCanadaJemekk Capital Management (2017) Inc.233

Hedge FundCanadaJM Fund Management Inc.234

JM Catalyst Fund

Pooled FundCanadaK J Harrison & Partners Inc.235

Mutual Fund TrustCanadaK2 & Associates Investment Management Inc.236

The K2 Principal Trust

Pooled FundCanadaKAI Asset Management Inc.237

KAI Core Equity Pool

Mutual Fund/Hedge Fund/Pooled FundCanadaKawartha Asset Management Inc.238

Kawartha Energy Opportunities Fund Inc.

Kawartha High Conviction Resource Fund

GIC'sCanadaKEB Hana Bank Canada239

Pooled FundCanadaKensington Capital Advisors Inc.240

Unit TrustCanadaKilgour Williams Capital Incorporated241

KiWi Private Credit Trust

Mutual Fund / Pooled FundCanadaKingwest & Company242

Mutual FundCanadaLandry Investment Management Inc.243

GIC'sCanadaLaurentian Bank of Canada244

Includes B2B Trust term deposits

GIC'sCanadaLaurentian Trust of Canada Inc.245

Pooled FundCanadaLaurus Investment Counsel246

Hedge FundCanadaLawrence Park Asset Management Ltd.247

GIC'sCanadaLBC Trust248

Mutual Fund / Pooled FundCanadaLDIC Inc.249

Includes LDIC Closed-End Funds

Mutual FundCanadaLe Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)250

GIC'sCanadaLeague Savings and Mortgage Company251

Mutual FundOverseasLegg Mason Global Funds PLC252

Mutual FundCanadaLeith Wheeler Investment Counsel Ltd.253

Leith Wheeler family of funds

Mutual FundCanadaLester Asset Management Inc.254

Hedge FundCanadaLightwater Partners Ltd.255

Lightwater Long/Short Funds



Mutual Fund / Pooled FundCanadaLincluden Investment Management Limited256

Limited PartnershipCanadaLionGuard Capital Management Inc.257

Mutual FundCanadaLogiq Asset Management Ltd.258

Mutual FundCanadaLongbow Capital Inc.259

Mutual FundCanadaLorica Investment Counsel Inc.260

Lorica Canadian Fixed Income Fund

Pooled FundCanadaLorne Steinberg Wealth Management Inc.261

Steinberg High Yield Fund

Steinberg Global Value Equity Fund

Limited PartnershipCanadaLumen Asset Management Inc.262

Lumen Long Short Equity Fund LP

Pooled FundCanadaLynwood Capital Management Inc.263

Lynwood family of funds

Mutual FundCanadaLysander Funds Limited264

Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.265

Mutual FundCanadaMackie Research Capital Corporation266

Grafton Energy Growth Fund

The Absolute Resource Company L.P.

Pooled FundCanadaMacNicol & Associates Asset Management Inc.267

360 Degree U.S. Reality Income Fund

The Conservative Income Fund (LP)

The Emergence Fund (LP)

The Absolute Return Fund (LP)

The Global Opportunities Fund (LP)

Mutual Fund / Pooled FundCanadaMajestic Asset Management LLC268

GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)269

Deferred Annuities

Mutual Fund/Pooled Fund/Seg FundCanadaManulife Asset Management Limited270

Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn

Manulife Financial Corp family of funds

GIC's / Investment Savings AccountsCanadaManulife Bank of Canada271

GIC's / Investment Savings AccountsCanadaManulife Trust Company272

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaMarquest Asset Management Inc.273

Hedge FundCanadaMarret Asset Management Inc.274

Marret

Mutual FundCanadaMatco Financial Inc.275

MFI series of funds

Mutual FundCanadaMawer Investment Management Ltd.276



Mutual FundCanadaMaxam Capital Management Ltd.277

GIC'sCanadaMCAN Mortgage Corporation278

Mutual FundCanadaMcElvaine Investment Management Ltd.279

The Osler Fund

The McElvaine Investment Trust

Mutual FundCanadaMcLean Asset Management Ltd.280

ROMC Trust

Mutual FundCanadaMD Financial Management Inc.281

Mutual Fund TrustCanadaMeckelborg Financial Group Ltd.282

MFG Diversified Strategy Fund

Linked NotesCanadaMerrill Lynch Canada Inc.283

Pooled Fund / Hedge FundsCanadaMetric Asset Management Limited Partnership284

Mutual FundCanadaMFS Investment Management Canada Limited285

Mutual FundCanadaMiddlefield Limited286

Mutual FundCanadaMontrusco Bolton Investment Inc.287

Bolton Tremblay Funds inc.

Pooled FundCanadaMorgan Meighen & Associates Limited288

Smedley Fund Family

Mutual Fund / Pooled FundCanadaNatcan Trust Company289

Mutual Funds / GIC's / Inv. Savings AcctCanadaNational Bank Investments Inc.290

Includes PPN's

GIC'sCanadaNational Bank of Canada291

National Bank Trust GIC's

Natcan Trust GIC's

National Bank of Canada GIC's

Mutual Fund / Pooled FundCanadaNational Bank Trust Inc.292

Mutual FundCanadaNational Trust Company293

Family of Funds

Tourism & Entertainment Growth Fund Inc.

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNCM Asset Management294

Unit TrustCanadaNewGen Asset Management Limited295

Mutual FundCanadaNewport Private Wealth Inc.296

Hedge FundCanadaNext Edge Capital Corp.297

Mutual FundCanadaNiagara Capital Partners Ltd.298



Niagara Access Alpha Fund

Mutual Fund / Limited PartnershipCanadaNicola Wealth Management Ltd.299

SPIRE LP's

NWM family of funds

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNinepoint Partners LP300

Mutual FundCanadaNorth Growth Management Ltd.301

GIC'sCanadaNorthern Savings Credit Union302

Terrace & District Credit Union

Limited PartnershipCanadaNorthStream Capital Inc.303

NorthStream Credit Strategies Fund LP

Mutual FundCanadaNorthwest & Ethical Investments L.P.304

Mutual FundCanadaOcean Rock Investments Inc.305

Limited PartnershipCanadaOCP Fund Management LP306

Pooled FundCanadaOGAM Ltd.307

Pooled FundCanadaOnex Credit Partners, LLC308

OCP Debt Opportunity Class

Onex Credit Partners LLC

Mutual Fund TrustCanadaOptimize Inc.309

Optimized Pooled Funds

Mutual Fund / Hedge Fund / GIC'sCanadaOptimum Asset Management Inc.310

Pooled FundCanadaOutcome Wealth Management311

Limited PartnershipCanadaPACE Securities Corp.312

Limited PartnershipCanadaPalette Investment Management Inc.313

First Canadian Securities 2017

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalisade Capital Management Ltd.314

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalos Management Inc.315

Rendez-vous Global Equity Fund LP - $CDN and $US

Palos Family of funds

Mutual FundCanadaPathfinder Asset Management Ltd.316

Pooled FundCanadaPavilion Advisory Group Ltd.317

GIC'sCanadaPeace Hill Trust Company318

Mutual Fund / Pooled FundCanadaPembroke Private Wealth Management Ltd.319

Mutual FundCanadaPenderFund Capital Management Ltd.320

Pender Value Fund



Pender Corporate Bond Fund

Pender Small Cap Opportunities Fund

Pender Canadian Opportunities Fund

Pender US All Cap Equity Fund

Pender North American Small Cap Fund

Pender Strategic Growth and Income Fund

GIC'sCanadaPeoples Trust Company321

Mutual FundCanadaPerennial Asset Management Corp.322

Perennial Fixed Income Portfolio

Perennial Equity Portfolio

Hedge FundCanadaPerformance Capital Ltd.323

Pooled Fund / Limited PartnershipCanadaPeriscope Capital Inc.324

Pooled FundCanadaPerron & Partners Wealth Management Corp.325

Kipling Private Investment Portfolios

Labor Sponsored FundCanadaPFM Venture Capital Operations Inc.326

SaskWorks Venture Fund Inc.

Mutual Fund / Hedge FundCanadaPicton Mahoney Asset Management327

Pooled FundCanadaPier 21 Asset Management Inc.328

Pier 21

Mutual Fund / Hedge FundCanadaPIMCO Canada Corp.329

Mutual FundOverseasPIMCO Global Advisors (Ireland) Limited330

PIMCO Funds - Global Investor Services

Hedge FundCanadaPolar Asset Management Partners Inc.331

Polar Fund Management II Inc.

Altairis

Investment Funds / Limited PartnershipCanadaPortland Investment Counsel Inc.332

Investment FundsCanadaPratte Gestion de portfeuilles333

GIC'sCanadaPresident's Choice Bank334

Mutual FundCanadaPrimevest Capital Corp.335

GIC's / OtherCanadaProspera Credit Union336

Pooled FundCanadaProvisus Wealth Management Limited337

Mutual FundCanadaPurpose Investments Inc.338

Mutual FundCanadaPursuit Financial Management Corp.339

Mutual FundCanadaPutnam Investment Inc.340



Pooled FundCanadaQuadrant Asset Management341

QAM Tracking Pools

Mutual FundCanadaQuantum Leap Asset Management Limited342

Quantum Leap Mortgage Investment Fund

Pooled FundCanadaQV Investors Inc.343

QV Pooled Funds

Mutual Fund / Limited PartnershipCanadaQwest Investment Fund Management Ltd.344

Mutual FundCanadaR.E.G.A.R. Gestion Privée Inc.345

Mutual FundCanadaR.N. Croft Financial Group Inc.346

Pooled FundCanadaRadin Capital Partners Inc.347

Radin Capital Partners

Unit TrustCanadaRaintree Wealth Management Inc.348

Raintree Absolute Fund Class A

Raintree Tactical Fund Class A

Pooled FundCanadaRavenstone Capital Management Inc.349

Ravenstone family of funds

Pooled FundCanadaRayne Capital Management Inc.350

Rayne Capital Opportunities Fund LP

Rayne Capital LP

Rayne Capital Opportunities Trust

Linked NotesCanadaRBC Dominion Securities Inc.351

Mutual Fund/Hedge Fund/Pooled FundCanadaRBC Global Asset Management Inc.352

Segregated FundCanadaRBC Life Insurance Company353

GIC'sCanadaResmor Trust Company354

Mutual FundCanadaResolute Funds Ltd.355

Hedge FundCanadaResolve Asset Management Inc.356

Mutual Fund / Labor Sponsored FundCanadaReturn on Innovation Advisors Ltd.357

Pooled Funds

GIC'sCanadaRFA Bank of Canada358

Pooled FundCanadaRoadmap Capital Inc.359

Hedge FundCanadaRobson Capital Management Inc.360

Limited PartnershipCanadaRosalind Advisors, Inc.361

Rosalind Capital Partners L.P.

Mutual Fund / Limited PartnershipCanadaRoss Smith Asset Management ULC362

Ross Smith Capital Investment Fund

Ross Smith Opportunity Fund



Ross Smith Cryptocurrency Investment Fund LP

Pooled FundCanadaRoundtable Capital Partners Inc.363

Roundtable Everkey Global Fund

Roundtable Focus Equity Fund

Roundtable Growth Fund

Roundtable Dividend & Income Fund

Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)364

GIC's / Investment Savings AccountsCanadaRoyal Bank of Canada365

Royal Bank of Canada

Connor Clark Private

Merchant Private Trust

Royal Trust Company (The)

Royal Trust Corp.

Royal Bank Mortgage Corp.

Mutual FundCanadaRoyal Trust Company (The)366

The Protected American Fund

T.A.L. Investment Pooled Funds

T.A.L. Private Management Pooled Funds

The First American Fund

First Trust Canada Funds

RT Capital Inc.

Classified Investment Trusts

Mutual Fund / Hedge FundCanadaRP Investment Advisors LP367

Mutual FundCanadaRussell Investments Canada Limited368

Life Points mutual funds

Russel Group mutual funds

Soverign mutual funds

Limited PartnershipCanadaSaguenay Strathmore Capital, L.P.369

Titan Masters Canada, L.P.

Mutual FundU.S.Sanford C. Bernstein & Co. LLC370

Mutual FundCanadaScotia Capital Inc.371

Cassels Blaikie Canadian Fund (U.S.)

The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07

Pinnacle family of funds - May 7-07

Scotia Capital family of funds

Mutual FundCanadaScotia Securities Inc.372

Mutual Fund / Pooled FundCanadaSeamark Asset Management Ltd.373

Mutual FundCanadaSEI Investment Canada Company374

Pooled FundCanadaSeymour Investment Management Ltd.375

Family of funds managed by Seymour Investment Management Ltd.

.

Mutual FundCanadaSherpa Asset Management Inc.376

Pooled FundCanadaSIA Wealth Management Inc.377



SIA Wealth Management Private Investment Pools

Limited PartnershipCanadaSilvercreek Management Inc.378

Silvercreek family of funds

Pooled FundCanadaSlate Securities L.P.379

Mutual Fund/Hedge Fund/Pooled FundCanadaSpartan Fund Management Inc.380

Spartan Fund Management Inc. family of funds

Thales Fund Management Inc. family of funds

GIC's / Segregated FundCanadaStandard Life Assurance Company of Canada (The)381

Guaranteed Interest Rate Contracts

Ideal Segregated Funds

Mutual FundCanadaStandard Life Mutual Funds Ltd.382

Mutual FundCanadaStandard Life Trust Company383

Hedge FundCanadaStanton Asset Management Inc.384

Mutual FundCanadaStarlight Investments Capital LP385

Starlight group of funds

GIC'sCanadaState Bank of India (Canada)386

Mutual FundCanadaSteadyhand Investment Management Ltd.387

Steadyhand Savings Fund

Steadyhand Small Cap Equity Fund

Steadyhand Global Equity Fund

Steadyhand Income Fund

Steadyhand Equity Fund

GIC'sCanadaSteinbach Credit Union Limited388

GICs

Mutual FundCanadaStone Asset Management Limited389

Mutual FundCanadaStrathbridge Asset Management Inc.390

Limited PartnershipCanadaStratigis Capital Advisors Inc.391

Uber Strategies LP

Goforth Technical Fund LP

Pooled FundCanadaSuccessful Investor Wealth Management Inc.392

Segregated FundCanadaSun Life Assurance Co. (Canada)393

Individual Variable Insurance Contracts

GIC'sCanadaSun Life Financial Trust Inc.394

Investment FundsCanadaSun Life Global Investments (Canada) Inc./Placements mondiau395

GIC'sCanadaSunshine Coast Credit Union396

Mutual Fund / Pooled FundCanadaT.I.P. Wealth Manager Inc.397



Investment FundsCanadaTactex Asset Management398

Mylo Fixed Income ETF Funds

Mylo Money Market Funds

Mylo Equity ETF Funds

GIC's / Investment Savings AccountsCanadaTangerine Bank399

Pooled FundCanadaTaylor Asset Management Inc.400

Taylor Partners Fund

Mutual Fund / Inv. Savings AccountCanadaTD Asset Management Inc.401

GIC's / Linked NotesCanadaTD Bank Financial Group402

TD Bank - GIC's & Linked Notes

The Canada Trust Compay - GIC's

TD Pacific Mortgage Corp. - GIC's

TD Mortgage Corp. - GIC's

Linked NotesCanadaTD Securities Inc.403

Pooled FundCanadaTempered Investment Management Ltd.404

Tempered Global Value Fund

Mutual Fund / Limited PartnershipCanadaTerra Fund Management Ltd.405

Pooled FundCanadaThird Eye Capital Management Inc.406

Third Eye Capital Alternative Credit Trust

Pooled FundCanadaThornmark Asset Management Inc.407

Thornmark Investment Funds

Mutual Fund / Limited PartnershipCanadaTimbercreek Investment Management Inc.408

Limited PartnershipCanadaTimelo Investment Management Inc.409

Timelo Strategic Opportunities Fund

Mutual FundCanadaTIS Preservation & Growth Fund/Accilent Capital Management.410

TIS Preservation & Growth Fund Class A and Class F Units

Mutual FundCanadaTonus Capital Inc.411

Tonus Partners Fund

Hedge FundCanadaToronto Trust Management Ltd.412

Friedberg Mercantile Group family of funds

Mutual FundCanadaTradex Management Inc.413

Pooled FundCanadaTrapeze Asset Management Inc.414

Income TrustCanadaTrez Capital Corporation415

Pooled FundCanadaTri Delta Investment Counsel Inc.416

Limited PartnershipCanadaTriumph Asset Management Inc.417

Triumph Capital Appreciation Fund LP

Pooled FundCanadaTrivest Wealth Counsel Ltd.418

Pooled FundCanadaTurtle Creek Asset Management Inc.419



Pooled FundCanadaUBS Global Asset Management (Canada) Co.420

UBS (Canada) Balanced Fund A

Mutual FundCanadaUllman Wealth Management Inc.421

Ullman Wealth Management Fund Family

Mutual FundCanadaValue Partners Investment Inc.422

Mutual FundCanadaValue-Contrarian Asset Management Inc.423

GIC'sCanadaVancouver City Savings Credit Union424

Mutual Fund / Pooled FundCanadaVanguard Investment Canada Inc.425

Pooled FundCanadaVantage Asset Management Inc.426

Vantage Protected Performance Fund

Mutual FundCanadaVantage Point Investment Management Inc.427

The Vantage Point Funds

Hedge FundCanadaVenator Capital Management Ltd.428

Venator family of mutual funds

Pooled FundCanadaVeritas Asset Management Inc.429

Veritas Long Short Fund

VAM V List Plus Fund

VAM Signature Fund

GIC's / OtherCanadaVersaBank430

Mutual FundCanadaVertex One Asset Management Inc.431

Pooled FundCanadaViewpoint Investment Partners Corporation432

Viewpoint Global Fund Trust

Hedge FundCanadaVision Capital Corporation433

Mutual Fund / Labor Sponsored FundCanadaVL Advisors Inc.434

Mortgage Investment FundCanadaW.A. Robinson & Associates Ltd.435

Frontenac Mortgage Investment Corp.

Mutual Fund / Limited PartnershipCanadaWARATAH Capital Advisors Ltd.436

Waratah fund family

Pooled FundCanadaWaypoint Investment Partners Inc.437

Mutual Fund / Pooled FundCanadaWealhouse Capital Limited Partnership438

Panorama Fund

Panorama Private Client Fund

GIC's / Investment Savings AccountsCanadaWealth One Bank of Canada439

Pooled FundCanadaWealthCo Asset Management Inc.440

WealthCo Asset Management Inc.

WealthCo Pooled Funds

Mutual FundCanadaWells Asset Management System Inc.441



Mutual FundCanadaWest Face Capital Inc.442

WFC Opportunities Trust

Mutual FundCanadaWestcap Mgt. Ltd.443

Golden Opportunities Fund Inc.

Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union444

GIC'sCanadaWilliams Lake & District Credit Union445

GIC'sCanadaWindsor Family Credit Union446

Unit TrustCanadaXIB Asset Management Inc.447

XIB Fund

Mutual FundCanadaYorkville Asset Management Inc.448

Heritage Yorkville Mutual Funds

Southbridge Health Care Fund

Mutual FundCanadaYTM Capital Asset Management Ltd.449

GIC's / Investment Savings AccountsCanadaZag Bank450

One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued

by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC

outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the

prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on

behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.

Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which

conforms to SRO by-laws directly with the company or Agent

Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual

fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the

third party mutual fund(s) covered by the agreement.

Note:

* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership



Additions to List Since January 1, 2020


Date Approved

RFA Bank of Canada Canada GIC's 1/3/20201

Optimize Inc. Canada Mutual Fund Trust 1/9/20202

Optimized Pooled Funds

Frontwater Capital Inc. Canada Mutual Fund 2/10/20203

Antrim Investments Ltd. Canada Mortgage Investment Fund 2/24/20204

Antrim Balanced Mortgage Fund Ltd.

NCM Asset Management Canada Mutual Fund/Pooled Fund/Ltd. Partnershi 3/6/20205

Rosalind Advisors, Inc. Canada Limited Partnership 3/31/20206

Page 1 of 1Listing of Additions to List


January 1, 2020Deletions from List since

Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement

Date Removed

Societe Generale (Canada) No longer in existencePrincipal Protected NoteCanada 1/28/20201

CI Protected Coverage Notes, Series 1

Page 1 of 1Listing of Deletions from List


January 1, 2020Name Changes and Mergers since

Fund Manager Region Type of Product

Funds covered by agreement

Date Comments

Street Capital Bank of Canada GIC's Name changed to RFA Bank of Canada

Canada 1/6/20201

Norrep Capital Management Ltd. Mutual Fund/Pooled Fund/Ltd. Partnership

Name changed to NCM Asset Management Ltd.

Canada 3/6/20202

Page 1 of 1Listing of Name Changes and Mergers

Documents

Bare Trustee Agreements Approved Fund Managers as of March ... · 3 Aberdeen Global Services S.A. Overseas Mutual Fund Aberdeen Global II Funds Aberdeen Global Funds 4 Accilent Capital