36
BIFUNCTIONAL CHEMISTRY “Organic Chemistry”, J. Clayden, N. Greeves, S. Warren and P. Wothers, Oxford University Press. Mainly Chapters 21, 26, 27, 28, 10, 29. Background / revision: Chapters 6, 12, 14 (reactions of aldehydes, ketones and esters – lectures from year 1) Similar chapters will be found in all “Organic Chemistry” texts, e.g. T. Solomons & C. Fryhle, F. Carey etc. Also recommended is “Chemisty Of The Carbonyl Group, A Programmed Approach To Organic Reaction Mechanisms”, S. Warren (Wiley, 1974) - but only one copy in the library and now out of print! Bifunctional Compounds, RS Ward, OP (Oxford Primer No. 17): useful in parts CONTENTS OVERVIEW Tautomers Reactions of enols: C-Hal and C-N=O bond formation Reactions of enols and enolates with aldehydes and ketones Reactions of enolates with acylating agents Reactions of enolates with alkylating agents Reactions of enamines Conjugate addition reactions 1. Tautomers and evidence for tautomerism 2. Carbonyl group tautomers 3. Factors affecting tautomeric stability 4. Stable enols and other tautomers 5. Reactions implicating tautomers 6. Acid and base catalysis of enolisation 7. Implications of tautomersisation: racemisation and C=C isomerisation 8. Stable “enol equivalents” 9. Halogenation of enols and enolates 10. Nitrosation of enols 11. Base and acid catalysed aldol reactions 12. Dehydration of β-hydroxy carbonyl compounds 13. Crossed condensations: Knoevenagel condensation 14. The Henry (nitroaldol) reaction 15. The Claisen and Dieckmann condensations 16. Decarboxylation reactions 17. Problems with crossed condensations and alkylations 18. Lithium enolates 19. Malonate and β-keto esters (1,3-dicarbonyls) 20. Alkylation of nitriles and nitronates 21. Conjugate addition reactions 22. The Michael reaction – conjugate addition reactions with enolates 23. Conjugate additions reactions with enamines, nitronates and nitrile anions 24. The Robinson annulation 25. Acylation and alkylation of enamines

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BIFUNCTIONAL CHEMISTRY • “Organic Chemistry”, J. Clayden, N. Greeves, S. Warren and P. Wothers, Oxford

University Press. Mainly Chapters 21, 26, 27, 28, 10, 29. • Background / revision: Chapters 6, 12, 14 (reactions of aldehydes, ketones and

esters – lectures from year 1) • Similar chapters will be found in all “Organic Chemistry” texts, e.g. T. Solomons

& C. Fryhle, F. Carey etc. • Also recommended is “Chemisty Of The Carbonyl Group, A Programmed

Approach To Organic Reaction Mechanisms”, S. Warren (Wiley, 1974) - but only one copy in the library and now out of print!

• Bifunctional Compounds, RS Ward, OP (Oxford Primer No. 17): useful in parts

CONTENTS OVERVIEW Tautomers

Reactions of enols: C-Hal and C-N=O bond formation Reactions of enols and enolates with aldehydes and ketones Reactions of enolates with acylating agents Reactions of enolates with alkylating agents Reactions of enamines Conjugate addition reactions

1. Tautomers and evidence for tautomerism 2. Carbonyl group tautomers 3. Factors affecting tautomeric stability 4. Stable enols and other tautomers 5. Reactions implicating tautomers 6. Acid and base catalysis of enolisation 7. Implications of tautomersisation: racemisation and C=C isomerisation 8. Stable “enol equivalents” 9. Halogenation of enols and enolates 10. Nitrosation of enols 11. Base and acid catalysed aldol reactions 12. Dehydration of β-hydroxy carbonyl compounds 13. Crossed condensations: Knoevenagel condensation 14. The Henry (nitroaldol) reaction 15. The Claisen and Dieckmann condensations 16. Decarboxylation reactions 17. Problems with crossed condensations and alkylations 18. Lithium enolates 19. Malonate and β-keto esters (1,3-dicarbonyls) 20. Alkylation of nitriles and nitronates 21. Conjugate addition reactions 22. The Michael reaction – conjugate addition reactions with enolates 23. Conjugate additions reactions with enamines, nitronates and nitrile anions 24. The Robinson annulation 25. Acylation and alkylation of enamines

How can a "pure" compound be a mixture of two (or more) molecules?

acetyl acetone(pentan-2,4-dione) H3C

CCH2

C

O O

CH3

H3CC

CH2

C

O O

CH3 H3CC

CH

C

O O

CH3 H3CC

CH

C

O O

CH3

H H

16% "keto" form 84% "enol" form

2.24δ 2.24δ3.60δ 2.05δ5.50δ

14.5δ

These molecules exist in a dynamic equilibrium. Neither can be isolated on its own.

These molecules are referred to as tautomers

acidic OHH-C=

-CH-CH3-

H3CC

CC

O O

CH3

H

H

(NB for the life of me I cannot get this picture to paste in properly. You have the picture in the lecture handouts!)

1H-NMR spectroscopy using D2O as co-solvent

NMR using CDCl3 as solvent

OO

2.6

3.5

2.2

8.2

1.1

5.5

OHO

H

1.0

2.2

246 0

246 0

add D2Oshake sample tube, wait....re-reun NMR spectrum

D2O

For the C-H to be acidic enough to be lost easily it must be α to ("next door") a carbonyl group. If it is α to two different carbonyl groups it will be even more acidic.

acidic OH

OOODO

D D D

α

CH2 α to two C=O

α

Tautomers

Compounds whose structures differ markedly in arrangement of atoms, but which exist in equilibrium are called TAUTOMERS. This is not to be confused with resonance which refers to movement of electrons only.

The atoms that 'move' are always protons. A variety of factors will determine the stability of each tautomer and therefore the relative abundance of each. Consideration of acid-base reactions can be useful for simple examples.

Keto-enol tautomerism

HC

CCH3

O

HH

HC

CCH3

OH

H

Unsymmetrical ketones

H3CC

CCH2

O

HH

H3CC

CCH3

OH

H

H3CC

CCH2

OH

HH

H

Energy(kJ/mol)

enol

keto

C H C H O H OHKa1 Ka2

pKa1 pKa2

more substituted C=C less substituted C=C

Ea

∆H

Ea

keto form - weaker acid enol form - stronger acid

keto form still more stable than both enols

reflects difference in energy between tautomers

reflects rate of interconversion between tautomers

the keto tautomer for a simple ketone is ~85 kJmole-1 more stable than its enol (can be thought of as reflecting difference in sum of bond energies).

>~

Evidence for the existence of tautomers

Effect of solvent

CH2

CCH3

O

CH3C

O

CC

CH3

O

CH3C

OH

H

Solvent

water

acetonitrile

(neat liquid)

hexane

% Enol

15%

58%

76%

92%

Observations

Multiple H-bonding opportunities between ketone tautomer and solvent

Solvent forms a non-polar cage around the molecule. Stabilization from intramolecular H-bonding only.

H3CC

CH

C

O O

CH3

H

H3CC

CH

C

O O

CH3

base

H3CC

CH

C

O O

CH3

H3CC

HC

C

O O

CH3

Cu2+Cu(II)

The tautomeric mixture may be affected by solvent. A hydrogen bond can be worth 20-30 kJmol-1

CH2

CCH3

O

CH2C

OH

ACAC anion

The ACAC anion is a good bidentate ligand for making

metal complexes

polar protic

non- polar

polar aprotic

H-bonding

conjugation

acidic H easily removed by a weak base

Carbonyl group tautomers

Carbonyl compound % Enol form

~0

10-6

10-2

1

10

75

Tautomer

H2CC

CH3

O

CHC

OEt

O

CEtO

O

O

CHC

OEt

O

CH3C

O

CHC

CH3

O

CH3C

O

H2CC

OEt

O

pKa

23-5(typical ester)

18-20(acyclic ketone)

13

17

11

9

H

H

H

H

H

H

General trend is the more acidic a molecule is the greater the (total) amount of enol present. The acidic Hs are always next door (α-) to at least one C=O group.

H2CC

CH3

O

CHC

OEt

O

CEtO

O

O

CHC

OEt

O

CH3C

O

CHC

CH3

O

CH3C

O

H2CC

OEt

OH

H

H

H

H

H

α

α

α

α

αα

αα'

'

Tautomeric Stability

Carbonyl compound Tautomer

CH2

COEt

O

CN

CH2

CCH3

O

CH3C

O

CC

OEt

O

CHN

H

CH2

COEt

O

CH3C

O

CC

OEt

O

CH3C

OH

H

CC

CH3

O

CH3C

OH

H

Notes

CC

CH3

O

CH3C

OH

H

CH2

CCH2

O

CH3C

OH

IRO

O

double bonds brought into conjugation

H-bonding and conjugation

1720cm-1 1740cm-1 unsaturated ester ν = 1640cm-1

H-bonding and conjugation

H-bonding but no conjugation = less stable enol

Stable enols

Vitamin C (ascorbic acid) - antioxidant protects body from stray reactive oxygen species

A77-1726 - the active metabolite of arthritis drug leflunomide (AravaTM)

Phenol

OH

O

OHHO

HN

O

O

N

CH3

Leflunomide (AravaTM)

O

OHHO

H

Some molecules exist entirely in their enol form.

Loss of aromatic stabilization in keto form - a big energy penalty.(the keto form is however implied as important intermediates in some reactions - see Yr 3)

reduced form

O

OO

O

OHHO

H

oxidised form

keto forms

p-CF3C6H4

HN

O

OH

N

C

CH3

A77-1726 - the active drug species

in vivo

[oxidation]

p-CF3C6H4

O

H

O

OHO

O

OHHO

H

O

OHO

O

OHHO

H

H

H

H

p-CF3C6H4

HN

O

O

N

C

CH3H

α

hydrogen is α- to three C-X multiple bonds - very acidic

HC

CR

N

HH

HC

CR

N

H

R1 H R1

R = H, aldimineR = alkyl, ketimine

Imine-enamine tautomerism

Nitro-acid tautomerism

More Tautomers plus relative stability for simple examples

Amide-iminol tautomerism

HC

CN

O

HH

R HC

CN

OH

HH

R HC

CNH

OH

H

R

H

HC

NO

HH

O

HC

NO

H

OH

this is very stable as the nitrogen lone pair is

delocalised (resonance) into the carbonyl group (without

H moving of course)

The NH is more acidic than the CH as nitrogen is more electronegative than carbon.

very similar to keto-enol tautomerisation

in the nitro form the O is resonance delocalized between two oxygens (rather than O and C) so is more stable that the aci tautomer.

GENERAL CASE

YZ

X

YZ

X

H

HX,Y,Z = C, N, O, S, P.....

COMPOUNDS MUST BE IN EQUILIBRIUM TO BE CONSIDERED AS TAUTOMERS

>stability

enamine

nitro

>stability

aci

>>stability

>

HC

CN

O

HH

R

H

amide iminol enol

Hydrolysis of nitriles and alkynes

Hydration of alkynesAlkynes are isoelectronic with nitriles, but much less polar, if not apolar (when symmetrical). This reaction needs a mercury catalyst, but Hg+can be treated in this mechanism as if it was just like a proton in the reaction above.

C C HnBu C CHnBu

C C

Hg (OAc)Hg(OAc)2

H2O

H

Hg (OAc)nBu

C C

(AcO)Hg

HnBu

Hg(OAc)

Many reactions involve mechanisms in which a tautomeric conversion is required to explain the final product isolated.

2o carbocation

1o carbocation

H2O

C C

H

Hg (OAc)nBu

O

H

H

C NnBu

Hydration of nitriles can be achieved with aqueous acid

H+

H2OC NHnBu C NHnBu

OH H

C NHnBu

OH

C C

H

Hg (OAc)nBu

OH

-H+

cf. bromonium ion

HO

H-H+

iminol

C NH2nBu

Oamide

C C

H

Hg (OAc)nBu

O

H

H+

C C

H

nBu

HO

H

- Hg(OAc)C CH3

nBu

O

keto enol keto

Chemistry of Enols and Enolates

Acid catalysis

HC

CCH3

O

HH

The rate of interconversion between keto and enol tautomerscan be increased by acid or base catalysis (lowers Ea), howeverthe position of the equilibrium does not change. The enoltautomeric form (or more reactive enolate) is often implicated in organic reactions and used extensively in reaction mechanisms.

HC

CCH3

O

HH

HH

Base catalysis

HC

CCH3

O

HH

HC

CCH3

O

H

HO

H3CC

CC

O

H H

H

HH

OH

H

Energy (kJ/mol)

enol

keto

Ea

ENOLATE - more reactive than the enol due to its charge.

more lesssubstituted

Unsymmetrical ketones

Neither enol is formed 100% exclusively under all conditions. It is a question of which is favoured and to what extent.

HC

CCH3

O

H

H

HC

CCH3

O

H

HOH

HC

CCH3

O

H

H

H3CC

CCH3

O

HH

H

H3CC

CCH3

O

H

H

moresubstituted

H3CC

CCH2

O

HH

H3CC

CCH2

O

HH

H3CC

CCH2

O

H

H

Hless

substitutedgeneration of δ− on less substituted carbon preferred as no +I Me group.

fastest formed (kinetic) enolate

Implications of enolisation

Racemisationif the α-carbon is a sterogenic centre, then enolisation can result in complete racemisation

Isomerisation of double bondsAs well as the normal acid-catalysed migration of double bonds (middle example), isomerisation can be achieved via the enol (acidic conditions) or enolate (basic conditions).

Ph

H3C H

O

OMe

OH

H

R

AcHN H

O

OH

heating in AcOH

during recrystallization

NaOMe

Base catalysed

Acid catalysed

H

H

OH

Ph

CH3

O

OMe

OHH

H

OH

H

O

H

H

O

H

O

H

H

O

H

H

O

H

O

H

H

H

Ph

NHAc

OH

OH

H OMePh

H3C H

O

OMe

Ph

H3C H

O

OMe

+

Ph

NHAc

O

OH

H+ source

HHO

H OH2

Enol ethers and Enamines

Enol ethers - "protection" of aldehydes and ketones

O

H H+

EtOH

Enol ethers and enamines are stable, "protected" forms of aldehydes and ketones. They are reactive towards acid and water, which returns the starting carbonyl compound.

XC

CR1

R2

R3

R4

X = O, R1 = H, X = NH or NR

Enamines -can be made by reaction of aldehydes/ketones with a secondary amine. Enamines are useful compounds for a wide range of transformations. They can be used in place of enols and enolates as will be illusrated later on in the course

O

HN H+ catalyst

OH

H

OH

OEt

H

EtOH+ H+

-H+

OH2

OEt

OEt

OEt

OEt

H

OEt

OEt H

+ H+

-H+

OEt

-EtOH - remove by distillation

HOEt

ENOL ETHER

DIETHYL ACETAL

rememberH+/ROH/RCHO > acetalH+/H2O/RCH(OR)2 > aldehyde

OH HN HO HN

H2O NN-H2O

(removed by Dean Stark trap

to drive eqbm. to product)

IMINIUM ION

H

N

ENAMINE

Acid-catalysed Halogenation of Enols

RCH2C

CH3

OR

CC

CH3

O

H

H

H

AcOH

Ph

O 0.75 eq. AlCl3

Br2

Me3SiO

Halogenation with Lewis acid catalysis. Under these conditions the enol is more reactive than the benzene ring towards electrophilic subsitution.

Bromination of silyl enol ethers can be acheived with just bromine

Tautomerisation with a Bronsted acid catalysis produces the more substituted enol. Further iodination is hampered by steric hindrance of the corresponding iodo-enol.

Br BrMe3SiO

Br

O

Br

Me3SiBr

(NB Markovnikov-like: addition to give more stable cation)

O

Br

The Hell-Volhard Zelinsky reaction is a useful way to derivatise carboxylic acids via an enol.

ROH

O

RBr

O

Br2, PPBr3 H3PO3

RBr

O

Br Br

H

RBr

O

Br

RBr

OR

OH

O

Br

RBr

O

Br

Br2, P (cat.)-H3PO3

overallprocess

R OH

Obromide exchange with

unreacted acid

I I

I2

RCHC

CH3

O

I

Ph

OAlCl3

Br Br

Ph

O

Br

made in situ or added

PBr3

-Me3SiBr

Base-catalysed halogenation of Enolates

OH

CH3CH2C

CH3

O

CH3CH2C

CH2

O

The Iodoform Reaction (a visual test for methyl ketones)

RC

CH3

O aq. NaOHexcess I2

The base catalysed halogenation of ketones occurs through the more reactive enolate (i.e. not the enol). In unsymmetrical ketones the less hindered, more acidic proton is removed preferentially.

The product α-bromo ketone possesses an α-CH more acidic than in the starting material due to the presence of the electron withdrawing bromine. This means the product is more easily converted to the enolate. Despite steric hindrance, polyhalogenation can occur (it is impossible to isolate the mono bromo product in good yield) and this is the basis for the iodoform test.

enolate

CH3CH2C

CH2

OHenol

enolate more reactive than enol due to charge

Br BrCH3CH2

CCH2

O

Br

reactionalso possible with iodine

= faster

RC

C

O

Imech.

as above HH

>

-I halogen increases acidity of remaining α-Hs

repeat x 2R

CC

O

I

II

HO

RC

CI3

O

OHR

CO

O

CHI3

RC

OH

O

CI3

soluble carboxylate salt plus preciptate of yellow iodoform

Nitrosation of enols

HC

CR

N

HH

HC

CR

N

H

OHONitroso-oxime tautomerism

H

H

H3CC

CH2

CO2Et

O

NaNO2, HCl NO+

H3CC

CH

CO2Et

OHClH

Nitrosation of enols can be achived using conditions that generate NO (cf diazonium salt formation)

NaNO2

O O

NO

H O

N

OH

HCl

NaNO2

Synthesis of 1,2-diketones by oxime hydrolysis

HCl

H2O, heat

Synthesis of α-amino acids by oxime reduction

EtOC

CH2

C

OHCl

NaNO2

O

OEt EtOC

CC

O O

OEtN

O

EtOC

CC

O O

OEt

NHO

EtOC

CHC

O O

OEt

NH2

Hg-Al -or- sodium dithionite

O

O

H

<

nitroso oxime

{c.f. aldimine/ketimine: can have aldoximes (R=H) and ketoximes (R=alkyl/aryl)}

N O

H3CC

CCO2Et

O

H N

O

H3CC

CC

O

NOH

note the extended conjugation

O

OEt

HON

O

H2ON

OH+

-H2O

(oxime hydrolysis gives a ketone)

(oxime reduction)

The aldol reaction

EtH

O

EtH

O

H H H

OH

Base-catalyzed aldol reaction: It is important to remember that the aldehyde hydrogen is not acidic!

Another example of the base-catalyzed aldol reaction (tBu- = Me3C-)

tBuC

CH3

O

tBuC

CH2

OOH

The aldol reaction is a base- or acid-catalyzed reaction between two aldehydes or ketones. In simple cases the two reacting partners are the same molecule - i.e. a dimerization.

CC

CH3

OH3C

CH3

H3C

MeCH2

CCH3

OOH

Base-catalyzed aldol reaction: what happens with more than one type of acidic hydrogen?

no α-H here

MeCH

CCH3

OMe

CH2

CCH2

Ominor major+

O O

EtH

O

EtH

O

H

O

Et

HEt

H

O

HHO

Et

H

H OH

αβ

β−hydroxyaldehyde

tBuH3C

O

tBuH3C

OtBu

H3CHO

H OH

αβ

O

tBu

O

tBu

β−hydroxyaldehyde

O

O

OH

O

OHO

O O

H3CC

CH3

OH

CC

CH3

O

H

+HH3C

CCH3

OH

The acid catalyzed aldol reaction uses the less reactive enol (as opposed to enolate), but the aldehyde group can be "activated" (made more reactive) by protonation.

H

Acid-catalyzed reaction with a dialdehyde: an intramolecular reaction results in cyclisation.

O

O

The Aldol Reaction: acid catalysis

-H

OHC-(CH2)4-CHO

An unsymmetrical aldehyde will produce two enols and therefore two possible products.

OH

H O

O

O

R

R

OH

R

O

H+O

OH

R

O

R

OH

+

It does not matter which aldehyde enolises as the molecule is symmetrical

less reactive than enolate

protonated ketone more reactive electrophile

H3CC

CH3

OH

HC

CCH3

O

H

H3C CH3OH

O

OH

H O

OH

α

β

α

β

α

βα

β

1

234

56

7

1

234

56

7

1

234

567

123

45

67

123

45

67

The Aldol Reaction: synthesis of α,β-unsaturated carbonyl compounds

Acid-catalyzed dehydration

Base-catalysed elimination: This follows the E1cb mechanism as OH is a poor leaving group. "cb" stands for conjugate base and the reaction rate is proportional to [OH]x[ketone]. In some texts this process is incorrectly shown as a concerted process with proton abstraction and hydroxide leaving in a concerted fashion.

OH

Dehydration of an aldol product may follow the condensation reaction to produce α,β-unsaturated carbonyl compounds. This is normally inevitable and rapid with acid catalysis but will depend on the substrate and conditions in base catalysed reactions. Loss of water is (essentially) irreversible.

HCH3

OOH

O

OH

H O

OH

O

OH2

HO

H

O

HCH3

O

H

O

HCH3

O

H

O

HCH3

OH

H

HOH

OH

H

O

HCH3

OH

H

O

CH3

E2 (or E1) eliminationnot likely with poor

leaving group

fasterslower

-H2O

-H2O

The aldol reaction: crossed condensations

HC

H

O

RC

H

O

RC

R

O> >

Order of Reactivity: due to steric and inductive effects, different carbonyl groups will show differing levels of reactivity towards enolates, i.e. they will have different electrophilicity.

CH

O

H3CC

Ph

O

H2CC

Ph

O+

O2N

For successful crossed condensations only one carbonyl reactant must be "enolizable" and the other reactant must be a more reactive electrophile than the one which enolizes.

O

H

CH2OK2CO3

Reactions with formaldehyde (methanal) are often tricky as it is so reactive. Double aldol reactions can result.

ArC

H

O

increasing steric hindrance at electrophilic carbon

decreasing δ+ due to inductive effects of R

δ+ δ+ δ+

H2CC

Ph

O

Ar C H

O

H2CC

Ph

O

Ar C H

OH H OH

HCC

Ph

O

CHAr

-H2O

E1cb

Ar

O

H

HO

H

O

H

HO H O

H

O

H

OH OH

faster addition than HO elimination

More aldol reactions and crossed condensations

aq. KOH

aq. KOH

2 mol. eq. PhCHO

O

H

O

O

Intramolecular aldol reaction: ring size may control which product forms. Here a five membered ring forms faster than a three membered ring. If the three membered aldol product does form it is unlikely to eliminate to form the strained cyclopropene, but can be converted back to the enolate through a retro aldol reaction.

"Double" aldol reactions

The Knoevenagel condensation is a reaction of malonic acid ester with an aldehyde. The Doebner modification uses malonic acid and results in a decarboxylated product (see later and in organic labs).

EtO

O

OEt

O

EtO

O

OEt

ONH

HR

O

EtO

O

OEt

O

RON

H HH H

O

H

O

O

H

O

+

major minor

O

O

-H2O

E1cb

O

OO

ring strain means retro aldol is more likely than elimination to cyclopropene

no α-Hs

O

Ph

O

PhPh

(c.f. dibenzylidene acetone experiment in lab)

acidic α-H

EtO

O

OEt

O

RHO

EtO

O

OEt

O

RHO

H

NH

-H2O

E1cbEtO

O

OEt

O

R

The nitro aldol reaction: The Henry reaction

Nitro-aci tautomerism

RCH2

N

RC

NO OO HO

H

Generation of a nitronate (cf. enolate) anion

The hydrogen atoms α- to a nitro group are very acidicas C-H groups go, and much more so than simple ketones or aldehydes. Organo nitro compounds can thereforeundergo a reaction analogous to the aldol reaction. Also,the nitro group is not electrophilic under these reactionconditions and so no self condensation takes place.

The pKa of nitroethane (R

= Me) is ~9

H2C

NOOO

OHH

CHO

H3CN

O

O NaOH, MeOH

The nitro tautomer isthermodynamically more stable than the aci form, but the Eafor interconversion is relativelylarge (compared to keto-enol).The acid isomer thefore takestime to convert back to theequilibrium position (it is"kinetically semi-stable").

Energy (kJ/mol)

acinitro

Ea

O

CH2

NOO

O

NO

O

OH

NO

O

OHH

NOO

NO

O

nitrostyrene

nitroalkene

-H2O

The Claisen Condensation

COEtO

The Claisen condensation is similar to the aldol reaction except that it is a reaction between esters and not aldehydes or ketones. The Claisen reaction has can be considered to be the acylation of an enolate

RC

COEt

O

H HOEt

RC

COEt

O

H

RC

COEt

O

H

EtOH

PhC

COEt

O

H H

EtO

PhC

COEt

O

H

EtO-H

General reaction

+

Specific example

R

Due to the acidity of the product a whole molar equivalent of NaOEt is needed. When equilbrium is reached the ethanol is removed by distillation to shift the equilibrium towards the side of the salt, whereupon aqueous acid is added to liberate the product.

pKa = 25

pKa = 16

RC

COEt

O

HCOEtO

R

RC

COEt

O

HC

O

R OEt

RC

COEt

O

C

O

R

NB

RCH

COEt

O

CO

R

aq. HCl work upEtOH

+

COEtO

Ph

PhC

COEt

O

HCOEtO

Ph

PhC

COEt

O

HCO

Ph OEt

PhC

COEt

O

CO

Ph

PhCH

COEt

O

CO

Ph

aq. HCl work up

EtOH+

stable enolate

pKa = 11

OMe

NaOEt

MeO

EtO

The intramolecular Claisen condensation: The Dieckmann cyclisation

intramolecular cyclisation of a diester is useful for making 5,6 or 7-membered rings

EtOH

The Claisen condensation is between two different molecules of an ester

O OEt

OEt

O

OEt

H

O

OEt

O

EtO

O

OEt

O

O

MeO

OH

OMe

O

MeO

O OMe

O

O

OMeO OMe

O

OMeO

H

HH

HO

OMeO

aq. HCl work up

O

OMeO

H

123

45 123

4 5

α

no α−CH

O OEt

OEt

O

12

345

6

O O

OEt

H

O O

OEt

O O

OEt

H

aq. HCl work up

NaOEt 16

Crossed condensations when both reactants have enolizable hydrogens

This reaction will not work as the aldehyde has α-Hs more acidic than the ester, and it is also a more reactive electrophile - an aldol will take place. The ester enolate concentration is very low.

H

O

OEt

O OH O

OEtNaOEt

?

Reaction of enolates: use of non-carbonyl electrophiles

X

O

X

O

RX

O

This reaction will not work as the ketone / ester electrophiles are more reactive than the alkyl halide. An aldol (or Claisen) reaction will take place in preference to the alkylation.

Problems with reactions of enolates

X = OEt or alkyl/aryl

O

OEt

R

O

R

OEtOHEtO

R

O

R

ON HN

+ +

++

pKa 16

pKa 36

pKa 20

LiNLi

NSi

LiN

Si

lithium diisopropylamide(LDA)

lithium tetramethylpiperidide(LiTMP)

lithium hexamethyldisilazide(LiHMDS)

pKa of amine36 37 30

The problems alluded to above are due to the fact that the enolate is being generated in equilibrium with the parent acid (carbonyl compound) using a weak base. If a stronger base is used then complete deprotonation can be effected and the problems of competing reactions is much reduced.

The lithium salts of deprotonated secondary amines make useful non-nucleophilic strong bases.

THF

-78 oC

note use of low T conditions and Li-coordinating solvent tetrahydrofuran (THF)

pKa of amine

BrR

?

an equilibrium

essentially a one way reaction

Lithium enolates

R

ON THF

-78 oC

Deprotonation is initited by coordination of the lithium ion to the carbonyl oxygen.

Li

H R

OLi ONTHF

-78 oC

Li

H

OLi

Steric factors mean that unsymmetrical ketones may produce one enolate faster (kinetic enolate) even if it is not the most stable enolate (thermodynamic enolate).

However generation of Li enolates from aldehydes suffer from some problems:

Me Me

kinetic enolate

O OLi

OEt OEt

OtBu

O

OtBu

OLi

MeI

-78 to 0oC

n-BuI

-78 to 0oC

O O

Ph

O

Ph

O

Li

Li

Reaction of Li enolates with aldehydes

Reaction of Li enolates with alkyl halides

LDA-78 oC

LDA, THF

-78 oC

LDA, THF

-78 oC

unsymmetrical ketone

H

O LDA

-78 oC H

OLi

R R

H

O

Rfast

-78 oC

fast too!H

O

R

OLiR

N

OLi LDA

-78 oCR

aldol productaddition product

O

HPh

O

HEt

O

Ph

OLi

Ph

O

Et

OLi

O

Ph

OH

Ph

O

Et

OHEtCHO

PhCHO

-78 to 0oC

H+

H+

O

OEt

OtBu

O

two geometric isomers two diastereoisomers

β-Dicarbonyl compounds: properties and decarboxylation

MeO

O O

OMeH3C

O O

OEt

Ethyl acetoacetateethyl 3-oxobutanoate

Dimethyl malonate (diester of malonic acid)

made in the Claisen condensation of ethyl acetate

made in the crossed condensation of methyl acetate and dimethyl carbonate

MeO

O O

OMeH3C

O O

OEt

MeO

O O

OMeH3C

O O

OEt

H3C CH2

O

H3C CH2

O

MeO CH2

O

MeO CH2

O

H H H H

HH

H H

R

O O

OEtH H

β-Keto acids undergo facile decarboxylation. 1,3-Dicarboxylic acids will also lose CO2 if pushed a bit harder.

R

O O

O NaH H

R

O O

OH H

H

NaOH HCl (aq)

The presence of a β-carbonyl group increases the acidity of an α−hydrogen

In conclusion, the β-carboxylic ester: 1) can be used to control and direct deprotonation; 2) can be used to produce an enolate in "quantitative yield" (though not isolated);3) can be removed by the process of ester hydrolysis followed by decarboxylation.

T oCT = RT-100 oC for R = alkyl or arylT = >150 o C for R = OH

O

OMeMeO

pKa ~ 20 pKa ~ 11 pKa ~ 25 pKa ~ 13

EtOH

EtO EtO

EtOH EtOHEtOHpKa ~ 16 pKa ~ 16

R

OH

C

O

OH

HR

O

H

HH

ester hydrolysis

enol

Alkylation of dimethyl malonate

Malonate derivatives (1,3-diesters in general) can be easily mono-alkylated and dialkylated

MeO OMe

O O

MeO OMe

O O

Br R1

NaOMe

NaOMe R2CH2Br

i) NaOH (aq),ii) HCl(aq) + heating

i) NaOH (aq),ii) HCl(aq) + heating

"Meldrum's acid" is a cyclic malonate ester. Both malonate and Meldrum's acid can also be acylated using acid chlorides or anhydrides. Can be used to make β-keto esters.

O

O

O

O O

O

O

O

OEt R Cl

O

O

O

O

O

R

Cl O

O

O

O

O

R

O

O

O

O

O

R

OH

-Cl

H

HH

stableenol

keto

favourable cannot self condense

MeO OMe

O O

H

R1

H

repeatMeO OMe

O O

R1 R2

if R1 = R2 use 2 eq. NaOEt and RBr in a one pot reaction

HO R1

OCO2+ HO R1

O

CO2+

R2

alkylation of a malonate ester followed by decarboxylation produces the same net result as alkylation of a simple enolate.

αEtOH

O

O

O

O

R

O

H

EtO

O

O

O

R

O

Et

H

H+ transfer

O

OC

O

O

R

OH

Et O

OO

REt

-CO2

Alkylation of ethyl acetoacetate

β-keto esters can be easily alkylated in the same fashion as malonate esters.

H3C OEt

O O

H3C OEt

O O

BrR1

NaOEt

NaOH (aq)

HCl(aq) heating

H3C OEt

O O

H3C OEt

O O

H3C

O

R2

R1R2R1H H

BrR1

BrR2

i, NaOH (aq)

ii, HCl(aq) heating

O

OEt

O

H H

A second alkylation can be achieved regiospecifically between the two C=O groups. R1 and R2 can be added sequentially (R1=R2) or in one go using 2 moles of base and halide (for R1=R2).

BrOEt

OEt

OO

ii, NaOEt

Dieckmann products (cyclic β-keto esters) can be alkylated just as easily.

i, Dieckmann

O

O

O

NaOH (aq)

HCl(aq) heating

O

O

OH

H3C OEt

O O

H R1

H3C ONa

O O

H R1

not normally isolated

H3C O

O O

H R1

H

H3C

OH

H3C

O

CH2R1CH2R1

mechanism via sequential deprotonation/alkylation even if 2 eq. of base / RBr used

O

O

OEt

OHO

-CO2

-CO2

OEt

Alkylation of other stablized anions

Organonitriles and organonitro compounds can also easily be alkylated

Organonitro compounds are relatively acidic (pKa ~10) so deprotonation can even be acheived with weak bases such as triethylamine or potassium carbonate. Nitronate anions do not condense with themsleves (nitro compounds) so they can effectively alkylated with alkyl halides.

The CN bond is less electrophilic than the C=O group so competing aldol-like or Claisen-like reactions are avoided.

Ph CN

OHH H

Ph CN

HBr

Br CN

H H

OH

heat

Cl

O2N

Me C

NO2

Bu4NOH

H2O-benzene

Me

Br NO2K2CO3

Cannot use an amine base here, will react with alkyl halide in an SN2 process. Also good for a range of ring sizes (as above)

H

Ph CN

H

Ph CN

H

good for making 3-7 membered rings; deprotonation of the nitrile is faster than OH SN2

Br CN

H

N

+ Br

Me C

NO2

Me

Ar Cl O2N

Me

Me NO2

Br NO2

NO2

MeC

N

Me

O O

H H CO32-

intramolecularfaster than intermolecular

Conjugate addition reactions

α,β-Unsaturated carbonyl compounds may react at the carbonyl carbon OR at the β-carbon depending on the choice of nucleophile and / or conditions.

O1. MeMgBr2. H2O

1. MeMgBr 1% Cu(I)Cl2. H2O

ONaCNHCN

5-10 oC

NaCNHCN

80 oC

1,2- or 'direct'

addition product

1,4- or 'conjugate'

addition product

In the case of CN the direct addition product is formed reversibly, so at high temps the more stable 1,4-addition product is formed. Direct addition gives the kinetic product (fastest formed), but conjugate addition gives the thermodynamic product (more stable).

Factors favouring conjugate addition

Thermodynamic control (forming the more stable product) in reversible reactions, higher T and longer reaction times

Less reactive or unreactive carbonyl compounds (esters, amides)

Unsubstituted β-carbon atom (less steric hindrance)

Soft nucleophiles which prefer to react with the soft electrophilic β-carbon.

Factors favouring direct addition

Kinetic control (faster formed product) in reversible reactions, lower T and shorter reaction times

More reactive carbonyl compounds (aldehydes, acid chlorides)

Substituted β-carbon atom (more steric hindrance)

Hard nucleophiles which prefer to react with the hard electrophilic C=Ο carbon.

SOFT NUCLEOPHILESHARD NUCLEOPHILES

O

CN

O

Me

OH

OH

NC

Me

δ+δ+

O O

OH, ROH, RMgBr(early row elements)

High charge density on nucleophilic atom. Property dominated by

electrostatics

I, RS, RSH, (later row elements)also stable enolates

Polarizable nucleophilic atom. Property dominated by orbital effects

Conjugate addition with enolates: the Michael Reaction

Stable enolates, such as those from malonates and β-keto esters, make excellent nucleophiles for conjugate addition reactions. They are soft nucleophiles and their stable enolate favours the retro aldol step in reaction shown above.

OMe

OMeONaMeO

O

MeO2C

MeOO

MeOO

As the final enolate is more basic than methoxide or hydroxide, this can be used to deprotonate the starting 1,3-dicarbonyl compound* and the reactions can be run with a catalytic amount of added base.

MeOH, ∆

Ph

Ph

OKOHcat.

H3CO

H3CO

H3CO

RT

H

O

R

O

OR

O

NR2

O

R1

O

O R2R1

O

R2

OOR1

O

R2

R1

O

R2

O

1,4- 1,2-

OHR1

O

R2

Cl

O

R

O

R

O

R

O

H3CO

DECREASING REACTIVITY OF CARBONYL GROUP

DECREASING STERIC HINDRANCE AT THE BETA CARBON

β β β

INCREASING PREFERENCE FOR CONJUGATE ADDITION

HRO

H OR

OR

Even though the 1,2 addition is the faster process (kinetic) it is reversible, so ultimately the 1,4- addition product forms.

*

MeO2C

MeO2C

OMe

O

CH3OC

CH3OC Ph

Ph

O

"H "

"H "

MeO2C

MeO2C

OMe

O

CH3OC

CH3OC Ph

Ph

O

"H " = MeOH or *

Conjugate addition of enolate-like nucleophiles

Nitroalkanes are excellent for conjugate addition reactions

Enamines

N

OHO

heat

OEt

ON

CH3

OHO ON

CH2

O O

EtOH, ∆

N OHO O

N

C

O O

EtOH, ∆H3C H3CCH3 CH3H

R=H, CH3

Organontrile compounds: the nitrile is not as reactive to direct attack in comparison to carbonyl compounds so unsaturated nitriles such as acrylonitrile are amongst the best known Michael acceptors.

O

O

C

O CN

Ph

CCH3

O

Ph

OH

H

N N

N

OH

OH

H

N

O

OH

H

OEt

OO2N

OEt

OO2N

O

O

NO2

O

O

NO2

EtO H

OEtH

CCH3

O

Ph

N

CNC

CH3

O

Ph

N

CN

"cyanoethylation"

H OH

Michael reactions can be followed by cyclization

Michael reactions can produce compounds that are eminently suitable for subsequent aldol or Claisen cyclisation reactions.

O

CO2MeH

O

CO2Me OMeO

O

CO2Me

OK2CO3MeOHheat

MeO

O

CO2MeO

MeO

O

CO2MeMeO

MeO

O

CO2Me

O

MeOMeOH

heat 2h

Michael then aldol - the "Robinson annulation"

Michael then Claisen - synthesis of dimedone

O

CO2Me

O

O

CO2Me

O

O

CO2Me

O

HO

CO2Me

O

CO2Me

O

E1cb - H2O

aldol

There are three possible enolates of this molecule. Can you work out why the other

two do not lead to a product?

MeO

O

CO2Me

O

MeO

O

CO2Me

O

CO2Me

O

O

CO2Me

O

O

CO2Me

O

O

O

O

H3O+

H OMe

HMeO

OMeH

H

MeO

H3O+

heat

-CO2-MeOH

dimedone

There are three possible enolates of this molecule. Can you work out why

the other two do not lead to a product?

Reactions of Enamines

Acylation reactions are Claisen-like, as the electrophile (anhydride or acid chloride) is in the same oxidation state as an ester. This reaction in effect enables ketones or aldehydes as nucleophiles (as enamines) to cross react with anhydrides or acid chlorides. C-acylation of enamines is straightforward as N-acylation is reversible.

Ph

NO

O

OO

O

O

Enamines also react at carbon with active alkyl halides (allylic, benzylic, α-haloketones) with heating. Less reactive halides on the other hand can also react on nitrogen forming an ammonium salt. This reaction is irreversible and causes problems with by-product formation.

NBrBr

heatMeCN

several h.

The enamine is described as an ambident nucleophile as it can react at either the N or C end.

Ph

N

H

O

Ph

N O

CH3CO2

Ph

NO

O2CCH3

N

H

N-H

N

Enamines can be hydrolysed in aqueous acid back to the corresponding carbonyl compound.

Ph

N O

Ph

O O

H+

H2O

Ph

N O

Ph

N O

Ph

N O

N

H+

H2O

O

HH+H2O

OH2

OH

H

+ H+

- H+

+ H+- H2O

Reactions of Enamines

Alkylation of enamines is particularly useful when applied aldehydes. Remember that enolates of aldehydes, even if generated with LDA, are very sensitive to aldol-like reactions.

HON

O

Br

heatMeCN

several h.

NHO

cat H

H3Oheat

morpholine

Enamines can also be useful nucleophiles for cyclisation reactions which involve a conjugate addition reaction followed by an aldol-like condensation.

O NR2

O

+HO NR2 O NR2

O NR2

O NR2 O NR2H H

RT, 4 h

8M HCl

overall

4o centre: cannot form enamine

H

H+

N

O

N

O

OH

H+

NH

OO+ H+ transfer

OH

H

H