5
BOOK REVIEW Constructing grounded theory. A practical guide through qualitative analysis Kathy Charmaz, 2006, 208 pp. London: Sage. ISBN 2005928035 This is a very useful book on constructing grounded theory for both untrained and more experienced researchers, which we warmly welcome and recom- mend to colleagues and students on different uni- versity levels. The different steps of grounded theory, from data collection to analysis of qualitative data, are clearly described and discussed in the book. We, i.e. the authors of this review paper, have all used the grounded theory method in our recent doctoral theses in medicine, psychology, public health, and odontology, respectively. We were grateful for the possibility to read and learn from this excellent new book, which fills a gap in the existing arsenal of qualitative method books. Constructivist grounded theory has emerged as a promising approach be- tween positivism and postmodernism with an as- sumption that multiple realities exist rather than ‘‘one and only real reality’’. Our aim is also to give the readers of the International journal of qualitative studies on health and well-being *QHW a brief sum- mary of the content of the book, chapter by chapter. Chapter 1. An invitation to grounded theory This chapter gives an excellent review of the historical development of grounded theory. Charmaz shows her reflective respect for earlier grounded theory researchers combined with introducing her newer constructivist approach to grounded theory. Glaser and Strauss talked about a grounded theory as separated from the observer, whereas Charmaz argues that, just as the world, grounded theories are constructed by subjects. Construction of grounded theories is influenced by interactions between the people involved in the research process. Charmaz’ social constructivist perspective assumes that grounded theories are interpretative descriptions of the studied world rather than exact pictures of it. Her perspective relies on the pragmatist philosophi- cal tradition informed by symbolic interactionism. Grounded theory methodology is viewed as flexible, but systematic, guidelines for collecting and analys- ing data. When analysing data, the researcher asks himself/herself what occurs in the specific setting and what the lives of the participants are like. The researcher further asks what sense the participants make of their own statements and actions and what analytic sense that can be made of it all. The analysis generates categories that are made more and more abstract as data are gathered to refine the emerging theory. In grounded theory, codes and analytic categories are constructed from data and not de- duced from established but ‘‘ungrounded’’ theory. Important criteria for evaluating a grounded theory study are presented in terms of credibility, origin- ality, resonance and usefulness. Charmaz stresses that without passion, curiosity, openness and care, no advanced knowledge will be constructed. Accord- ing to Charmaz, the engagement of the researcher combined with the constant comparative method constitutes the core of grounded theory. Chapter 2. Gathering rich data Charmaz guides the reader through different tools for gathering data and she explores benefits and limits for each tool. The methods exhaustively and instructively discussed are ethnographic methods, intensive interviewing, and textual analysis in rela- tion to grounded theory. Practical guidelines are given concerning each of the methods that are of valuable help for researchers when gathering rich data for a grounded theory study. Some questions that need to be focused before entering data collec- tion are also stressed by Charmaz: What do we want to study? Which research problem might we pursue? Which tools will help us to proceed? How do we gather rich data? Rich data goes beneath the surface of social and subjective life. Thus, according to Charmaz, an inquiring mind, persistence and an innovative data-gathering approach can bring a researcher into new worlds and in touch with rich data. Rich data will give the researcher a solid material for building a significant analysis. According to Charmaz, the grounded theory adventure starts as the researcher enters the field where data will be gathered. The researcher steps forward from his/her disciplinary perspective with a few tools and provisional concepts. From this first step, a grounded theory journey may take several varied routes, depending on where the researcher wants to go and in what direction the analysis takes him/her. Charmaz means that ‘‘quali- tative’’ researchers have (at least) one great advan- tage over ‘‘quantitative’’ colleagues. The former can add new pieces to the research puzzle or conjure entire new puzzles while gathering data and that can even occur late in the analysis. The flexibility of International Journal of Qualitative Studies on Health and Well-being. 2006; 1: 188 192 ISSN 1748-2623 print/ISSN 1748-2631 online # 2006 Taylor & Francis DOI: 10.1080/17482620600881144

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Page 1: BOOK REVIEW

BOOK REVIEW

Constructing grounded theory. A practical

guide through qualitative analysis

Kathy Charmaz, 2006, 208 pp. London: Sage. ISBN

2005928035

This is a very useful book on constructing grounded

theory for both untrained and more experienced

researchers, which we warmly welcome and recom-

mend to colleagues and students on different uni-

versity levels. The different steps of grounded theory,

from data collection to analysis of qualitative data,

are clearly described and discussed in the book. We,

i.e. the authors of this review paper, have all used the

grounded theory method in our recent doctoral

theses in medicine, psychology, public health, and

odontology, respectively. We were grateful for the

possibility to read and learn from this excellent new

book, which fills a gap in the existing arsenal of

qualitative method books. Constructivist grounded

theory has emerged as a promising approach be-

tween positivism and postmodernism with an as-

sumption that multiple realities exist rather than

‘‘one and only real reality’’. Our aim is also to give

the readers of the International journal of qualitative

studies on health and well-being*QHW a brief sum-

mary of the content of the book, chapter by chapter.

Chapter 1. An invitation to grounded theory

This chapter gives an excellent review of the

historical development of grounded theory. Charmaz

shows her reflective respect for earlier grounded

theory researchers combined with introducing her

newer constructivist approach to grounded theory.

Glaser and Strauss talked about a grounded theory

as separated from the observer, whereas Charmaz

argues that, just as the world, grounded theories are

constructed by subjects. Construction of grounded

theories is influenced by interactions between the

people involved in the research process. Charmaz’

social constructivist perspective assumes that

grounded theories are interpretative descriptions of

the studied world rather than exact pictures of it.

Her perspective relies on the pragmatist philosophi-

cal tradition informed by symbolic interactionism.

Grounded theory methodology is viewed as flexible,

but systematic, guidelines for collecting and analys-

ing data. When analysing data, the researcher asks

himself/herself what occurs in the specific setting and

what the lives of the participants are like. The

researcher further asks what sense the participants

make of their own statements and actions and what

analytic sense that can be made of it all. The analysis

generates categories that are made more and more

abstract as data are gathered to refine the emerging

theory. In grounded theory, codes and analytic

categories are constructed from data and not de-

duced from established but ‘‘ungrounded’’ theory.

Important criteria for evaluating a grounded theory

study are presented in terms of credibility, origin-

ality, resonance and usefulness. Charmaz stresses

that without passion, curiosity, openness and care,

no advanced knowledge will be constructed. Accord-

ing to Charmaz, the engagement of the researcher

combined with the constant comparative method

constitutes the core of grounded theory.

Chapter 2. Gathering rich data

Charmaz guides the reader through different tools

for gathering data and she explores benefits and

limits for each tool. The methods exhaustively and

instructively discussed are ethnographic methods,

intensive interviewing, and textual analysis in rela-

tion to grounded theory. Practical guidelines are

given concerning each of the methods that are of

valuable help for researchers when gathering rich

data for a grounded theory study. Some questions

that need to be focused before entering data collec-

tion are also stressed by Charmaz: What do we want

to study? Which research problem might we pursue?

Which tools will help us to proceed? How do we

gather rich data? Rich data goes beneath the surface

of social and subjective life. Thus, according to

Charmaz, an inquiring mind, persistence and an

innovative data-gathering approach can bring a

researcher into new worlds and in touch with rich

data. Rich data will give the researcher a solid

material for building a significant analysis.

According to Charmaz, the grounded theory

adventure starts as the researcher enters the field

where data will be gathered. The researcher steps

forward from his/her disciplinary perspective with

a few tools and provisional concepts. From this

first step, a grounded theory journey may take

several varied routes, depending on where the

researcher wants to go and in what direction the

analysis takes him/her. Charmaz means that ‘‘quali-

tative’’ researchers have (at least) one great advan-

tage over ‘‘quantitative’’ colleagues. The former can

add new pieces to the research puzzle or conjure

entire new puzzles while gathering data and that can

even occur late in the analysis. The flexibility of

International Journal of Qualitative Studies on Health and Well-being. 2006; 1: 188�192

ISSN 1748-2623 print/ISSN 1748-2631 online # 2006 Taylor & Francis

DOI: 10.1080/17482620600881144

Page 2: BOOK REVIEW

qualitative research permits the researcher to follow

leads that emerge during the simultaneous process of

data collection and data analysis. It is stressed that

during the entire process of collection and analysis of

data the researcher’s critical view is essential. Char-

maz states: ‘‘By studying your methods, you will

improve both your methodological skills and the

quality of data. Subsequently, your scrutiny may lead

you to realize later that collecting another kind of

data with a different method may answer questions

in your emerging analysis. For large projects such as

theses, several data-gathering approaches may be

necessary in order to answer the research questions

raised’’ (p. 35).

Chapter 3. Coding in grounded theory practice

In this chapter, Charmaz deals with coding or as she

calls it ‘‘the bones of theory’’. In an encouraging

fashion, she states that the logic of ‘‘discovery’’

becomes evident as the researcher begins to code

data. In other words coding in grounded theory aims

at discovering what the theoretical meaning of data

might be. Coding for theoretical meaning contrasts

grounded theory from mere sorting or sifting which

is the usual purpose of qualitative coding. The

substance of theoretical meaning immanent in data

could be illustrated by the result from coding data

line-by-line or incident-by-incident, which then can

be compared with the impression the grounded

theorist once got from just reading field-notes or

an entire interview as one narration. The handicraft

of coding line-by-line, word-by-word or incident-by-

incident simultaneously also helps the researcher to

free him/her from the temptation to merge with the

world-view of the informants in the sense that this

world-view is not questioned. Simultaneously, Char-

maz underlines that being critical or asking questions

does not mean being critical of informants but

having a critical stance towards data. Data should

be anticipated, or acted upon, asking analytic ques-

tions and this process should be stamped by that the

researcher both stops in order to ask questions to

data and simultaneously adopts a stance of speed

and spontaneity. While coding, unexpected ideas,

that is codes, might emerge. Data and codes should

be compared to each other and then codes stemming

from one section of data could be used to explore

and throw light upon other sections of data.

Charmaz leans towards Glaser and argues that in

coding gerunds are preferable to nouns since ger-

unds reflect process and not topic. Gerunds lend us

a sense of action or sequence. She further recom-

mends grounded theorists to have an open mind

when looking at data and in a humorous fashion she

quotes Dey (1999, p. 251) who states, ‘‘There is a

difference between having an open mind and an

empty head’’. This means that in chapter 3 the

question of preconceptions is also thoroughly dealt

with. Preconceived conceptions should not be feared

but instead serve as a starting-point for looking at

data. A subsection of chapter 3 is named ‘‘Wrestling

with preconceptions’’. Regarding preconceptions,

Charmaz recommends that the researcher becomes

familiar with the phenomenon that he/she studies

including in-depth knowledge of the people that

contend to the phenomenon. The researcher’s un-

derstanding must at the same time move him/her

beyond what the participants take for granted. This

in turn forces the researcher to wrestle with the

participants’ frames of reference and his/her own at

the same time.

In the subsection on preconception, Charmaz

especially and importantly warns researchers of

using theoretical extants as intention and motivation

and ascribe these to the experiences of the infor-

mants. She emphasizes that researchers do not know

what other people think. Instead, the context of a

statement from a participant might be more of

interest to a grounded theorist than the statement

itself. A researcher busy coding ought to ask a

question about why a participant makes a certain

statement in a certain context. If the researcher

interprets the unstated purpose of a participant

telling him/her something this might illuminate a

research question’s implicit meaning. Making com-

parisons between what people say and what they do

also mean grounding interpretations on implicit

meaning in data. Charmaz comes to the researcher’s

aid regarding sources of failure when trying to make

use of data. She recommends that researchers

consider for example the possibilities of having

coded on a too general level or having used codes

to summarize instead of analysing data. Also in this

respect, chapter 3 constitutes great help to both the

novice and the experienced grounded theorist.

Chapter 4. Memo-writing

Charmaz gives memo-writing high priority in the

process of constructing a grounded theory and gives

the reader insight into why it is important to write

memos during the entire research process. Memo-

writing is, according to Charmaz, the pivotal step

between data collection and the draft. When the

researcher gets an idea, he/she is encouraged to

pause and to write a memo: ‘‘It prompts you to

analyze your data and codes early in the research

process’’ (p. 72). The methods of producing memos

are well illustrated and several examples are given in

the book that helps the reader to understand the

proposed techniques. Memos explicate analytic

notes, fill out categories and allow the researcher to

make comparisons between data and data, data and

Book review 189

Page 3: BOOK REVIEW

codes, and so on. Charmaz gives an example of how

noting suffering in a memo, exploring the relation-

ship between suffering and moral status, led her to

construct the category ‘‘suffering as a moral status’’

and also guided an abstract analysis of this category

that stayed close to the data.

There are differences between formal, bureau-

cratic memo-writing, e.g. in business communica-

tion, and writing memos in a grounded theory study.

In a grounded theory study, it is important that

memos be produced spontaneously rather than

mechanically. Writing memos in grounded theory

is based on the researcher’s analytic purpose and

should be done using unofficial language for perso-

nal use or as Charmaz says, ‘‘I wrote the memo to

catch my fleeting ideas about the code and to probe

data, not to share with you’’ (p. 80). The methods of

memo-writing are divided into two types, ‘‘early

memos’’, which record what is happening in the

data, fill out codes and direct further data collection

and ‘‘advanced memos’’, which are used in describ-

ing how categories emerge and in making compar-

isons. Charmaz suggests that the untrained

researcher starts with prewriting exercises. Two

pretraining techniques that can be used are cluster-

ing and free writing. The notion that memo-writing

is essential in constructing a grounded theory is well

explored in the book. Chapter 4 gives the reader an

excellent direction in how to produce memos in

different phases of the research process.

Chapter 5. Theoretical sampling, saturation,

and sorting

Theoretical sampling is one of the fundamental

strategies when conducting a grounded theory study.

Charmaz gives rich descriptions, both concretely

and illustratively, of how theoretical sampling should

be understood and performed in a grounded theory

study. Here, it is easy to agree with Charmaz*she

essentially follows earlier central grounded theory

ideas about theoretical sampling. She also gives

several examples, which will help the more inexper-

ienced researcher to understand the logic of theore-

tical sampling. Although authors of grounded

theory-papers claim they have sampled theoretically,

there is often too little information about how it is

actually done. Alternatively, the theoretical sampling

may not follow the logic of grounded theory.

Charmaz means that the usual misunderstandings

are that theoretical sampling addresses initial re-

search questions, reflects population distributions,

finds negative cases and continues until no new data

emerge. She argues that the purpose of theoretical

sampling is to obtain data to explicate emerging

categories, advance the analysis of tentative cate-

gories and ‘‘directs where to go’’. Theoretical sam-

pling also aims at improving the analysis through

specifying properties of categories, increasing preci-

sion of categories, distinguish between categories,

providing data to move from description to analysis,

making analysis more abstract and generalizable,

grounding conjectures, clarifying and explicating

analytic links between or among categories, identify-

ing variations in a process and, finally, increasing the

parsimony of theoretical statements. Thereby Char-

maz clearly explains that theoretical sampling is

‘‘more than follow up intriguing earlier codes’’.

Based on the constructivist view of grounded theory,

Charmaz briefly discusses how the researcher can

influence the directions in theoretical sampling. The

researchers understanding and interest have pivotal

importance for these decided directions. Therefore,

the directions and decisions taken should be expli-

citly described and discussed in a grounded theory-

paper. But this is not an easy issue and Charmaz

only gives limited guidance here.

Theoretical saturation is another crucial, and often

criticized, concept in grounded theory. Charmaz

explicates her standpoint, and refers to other re-

searchers views of the concept of saturation. In line

with Glaser, Charmaz holds the idea that saturation

is not the same as repetition of the same events or

stories, rather ‘‘the conceptualisation of comparisons

of these incidents which yield different properties of

the pattern, until no or new properties of the pattern

emerge. This yields the conceptual density that when

integrated into hypotheses make up the body of the

generated grounded theory with theoretical comple-

teness’’ (Glaser 2001, p. 191). Alternatively, in the

words by Charmaz, ‘‘categories are ‘saturated’ when

gathering fresh data no longer sparks new theoretical

insights, nor reveals new properties of these core

theoretical categories.’’ Charmaz also points to pro-

blems of small sample size in relation to saturation in

a grounded theory study. ‘‘A study of 25 interviews

may suffice for certain small projects but invites

scepticism when the author claims are about, say,

human nature or contradict established research’’ (p.

113). She also points at how sorting and diagram-

ming data can be helpful in the theoretical develop-

ment of analysis by providing logic for organizing

data. This also implies that the researcher has to

describe carefully how the process of analysis has

proceeded. Charmaz also discusses the criticized

conditional/consequential matrix developed by

Strauss and Corbin (1990) with the purpose to help

researchers to move their thinking from micro social

structures into meso- and macro-level conditions and

consequences. In a credible manner, Charmaz con-

cludes that this predefined structure, in line with

similar other ‘‘coding families’’ suggested by, e.g.

Glaser (1978), may be helpful in organizing data.

190 Eva Brink et al.

Page 4: BOOK REVIEW

Chapter 6. Reconstructuring theory in

grounded theory studies

The aim of a grounded theory study is to create a

theory and ‘‘the potential strength of grounded

theory lies in its analytic power to theorize how

meanings, actions, and social structures are con-

structed’’ (p. 151). Charmaz draws firm lines be-

tween positivist and interpretive inquiry, i.e. between

objectivist and constructivist modes of grounded

theory. She points out different definitions of theory

and of what a theory should be or not be in her

opinion. Charmaz uses examples from her own study

on changing identity during long-term sickness.

According to constructivist grounded theory, she

argues that a theory should emphasize understanding

rather than explanation. The theory is dependent on

the researcher’s interpretation of the data and the

data received from the participants concern their

interpretations of their lifeworlds. The theory is

contextually situated in terms of time, place culture

and situation. According to the objectivist grounded

theory, the result is not influenced by the researcher,

who is neutral; rather the result represents objective

facts from a ‘‘real’’ reality. However, this approach is

criticized by Charmaz. Charmaz also criticizes many

other grounded theorists and argues that the majority

of the published grounded theory work is of descrip-

tive rather than of theoretical kind. The researchers

are coding for themes instead of coding for actions

and thereby theory generation is most often lacking

Chapter 7. Writing the draft

Charmaz states that ‘‘writing qualitative research is

an ambiguous process’’ (p. 153). Therefore, she tries

to give hands-on advices on how to write a draft.

Writing, reading, and rewriting are essential compo-

nents in this process, according to Charmaz. Instead

of preparing a text for a given purpose, Charmaz

means that the author should create a draft with all its

components and decide later where and how to

publish. Writing should be looked upon as a con-

tinuation of the discovery process where the author

allows ideas to emerge, after which he/she can

construct a draft. It is suggested that sections cover-

ing material and the discovered theory is written first,

and that the author starts on introduction and

conclusions after that. The rational for this approach

is the same as before*to be able to be broad sighted

and not limited in any way. In writing, effort should

also be made to find arguments for the theory. It is

essential to catch the reader’s interest in the study

and its results, and the arguments should not only

make the reader interested but also make him/her

accept the writer’s viewpoints. It may be difficult to

find and to formulate the arguments, but the writer

can often find the arguments right in front of him/her,

embedded in the analysis. One important part in

writing is the process where the author refines the

theory. The author is advised to go over categories

and subcategories; do they follow the argumentation

and what power do they have? Categories should not

be too general or too obvious. Subcategories should

not be considered included until they are evident in a

way that they can actually serve as explicit headings

that explain new ideas. If they do not fit this purpose,

the author is advised to collapse subcategories, and to

condense descriptions. The draft and its description

of categories and subcategories should be obvious

and clear to attract the reader.

A draft also includes a literature review and a

theoretical framework. Here, Charmaz advises the

author to study the audience, to look at the journal

where the study should be published, to learn more

about standards and expectations. Preferable, a

literature review should not only be summarizing

important findings, but also serve as an argumenta-

tion for the report as such. The literature review is

also the right place to disclose gaps in existing

knowledge and to position the author’s study in a

wider context. In the theoretical framework, the

author is encouraged to inform on specific arguments

in the report rather than on the entire project. The

author puts the concepts and theoretical codes to

work in the theoretical framework and thus helps the

reader to locate the report in relevant disciplines and

discourses. One way to walk the fine line is to ask for

critique on the report from close colleagues. Con-

structive critique helps the author to identify vague

statements, over-generalizations, logic gaps, etc. This

kind of help is inevitably useful as it helps the author

to go over the report again, to improve it and to have

a more mature manuscript when it is time for

submission to a scientific journal.

Chapter 8. Reflecting on the research process

In this last chapter, Charmaz is looking back on the

steps taken in ‘‘the grounded theory journey’’ de-

scribed in the earlier chapters of the book. Questions

also arise about what stands at grounded theory and

when the method is evolving. She states that the

researcher is part of what he/she studies, not separate

from it, and that the core of the grounded theory

method is the use of the constant comparative

method as well as the researcher’s engagement.

Charmaz concludes that the strength of grounded

theory method lies in its flexibility. She assumes that

grounded theory must not necessarily be tied to a

single epistemology or a specific theoretical perspec-

tive. According to Charmaz, as researchers, we can

use grounded theory methods as a tool ‘‘without

subscribing to a prescribed theory of knowledge or

Book review 191

Page 5: BOOK REVIEW

view of reality’’ (p. 178). In her book on a con-

structivist mode of grounded theory, Charmaz

attempts to bring the Chicago school of grounded

theory back into the foreground in an attempt to

enrich the current discussion of the method.

References

Dey, I. (1999). Grounding grounded theory. San Diego: Academic

Press.

Glaser, B. G. (1978). Theoretical sensitivity. Mill Valley, CA:

Sociology Press.

Glaser, B. G. (2001). The grounded theory perspective: Conceptua-

lization contrasted with description. Mill Valley, CA: The

Sociology Press.

Strauss, A. L., & Corbin, J. (1990). Basics of qualitative research:

grounded theory procedures and techniques. Newbury Park, CA:

Sage.

Eva Brink

Department of Nursing, Health and Culture,

University West, Sweden

[email protected]

Lotta Dellve

Department of Public Health and

Community Medicine,

The Sahlgrenska Academy at Goteborg

University, Sweden

[email protected]

Ulrika Hallberg

Nordic School of Public Health, Goteborg,

Sweden

[email protected]

Kajsa Henning Abrahamsson

Department of Periodontology, Institute

of Odontology,

The Sahlgrenska Academy at Goteborg

University,

Goteborg, Sweden

[email protected]

Gunilla Klingberg

National Orofacial Resource Centre for

Rare Disorders

The Sahlgrenska Academy at Goteborg

University, Sweden

[email protected]

Kerstin Wentz

Department of Internal Medicine,

Sahlgrenska University Hospital/Molndal,

Molndal, Sweden

[email protected]

192 Eva Brink et al.