Upload
others
View
1
Download
0
Embed Size (px)
Citation preview
NGAN HANG TMCP PIIT(T TRITN TP.HCMHCMC DEYELOPMENT J, S COMMERCIAL BANK
s6, 5 K.]zozo t cV-HDBankV/v: C6ng b5 b6o c6o tinh hinh quin tri C6ng ty ndm
2019
Announcement of Corporate governance report forthe year of20l9
CQNG HOA XA HQI CHU NGHIA VIET NAMTHE SOCIALIST REPUBLIC OF VIETNAM
EQc lf p - Tr; do - Hgnh phric
Independence Freedom - Happiness
c6Nc s6 IHONG TrN TRtN cONG THONG TrN DrEN Tr,CUA OY BAN CHLNG KHoAN NHA NTI6C vA SGDCK TP.HCM
DISCLOSURE OF INFORMATION ON WEB PORTALS OFTHE STATE SECARITIES COMMISSION AND HO CHI MINH CITY STOCK EXCHANGE
Kinh gti: - Uy ban Chrimg khodn Nhir NudcTo State Se c urities C ommis s i on
- S& Giao dlch Chfng kho6n TP,HCMHo Chi Minh City Stock Exchange
T6n t6 chric : NGAN HANG TMCP pHAr rzuEN rp.ucrra (HDBANK)Name of organization : Ho Chi Minh City Development Joint Stock Commercial Bank
Mi chtrng kho6n : HDBSecurilies code : HDBDla chi t4r sd chinh : 25 bis Nguy6n Thi Minh Khai, P. Biin Ngh6, Q. l, Tp.HCMHead ofiice address :25 Bis Nguyen Thi Minh Khai, Ben Nghe Ward, Distict l, HCMC
DiQn thoqi : (028) 62915 916
Telephone : (028) 62 915 916
Nguoi ttugc ty quy6n c6ng br5 th6ng tin : Trin Hoii Nam, Ph6 T6ng Gi6m tttic
Aulhorised person to disclose the informalion: Tran Hoai Nam, Deputy CEO
Lopi th6ng tin c6ng bi5 : (X) 24h
Type ofdisclosed information : (fl 24hNGANI
Ufi6rtPHAT.]
THA}IT
Hd cHi
6(o+o
,+
:*
IP. I
lttl
Tp. H6 Chi l.lintt, ngityl.lQthitng I nim 2020
Ho Chi Minh City, tanuary \Q, zozo
NQi dung c6ng b6 th6ng tin:Conlenls of disclosed information :
Thgc hiQn nghia vu b6o c6o, c6ng b6 th6ng tin cta c6ng ty niCm y6t theo Th6ng tu s6 155/201sfft-BTC
ngdy 06/10/2015 cria BQ Tii chinh, Ng6n hing TMCP Ph6t tri6n TP.HCM (HDBank) c6ng b6 brio ctio
tinh hinh quin tri c6ng ty n[m 2019.
In compliance with the obligation of information disclosure by listed companies stipulated in Circular
No. 155/2015 / TT-BTC dated 06/10/2015 of the Ministry of Finance, Ho Chi Minh City Development
Joint Stock Commercial Bank discloses lhe corporate governance reportfor the year of 2019.
Th6ng tin niy dugc c6ng bi5 trCn trang th6ng tin tli€n tt cta HDBank tqi duong din:
This information will be published on HDBank's website at:
Duong din Tiilng ViQt: httos://www.hdbank.com.vn/vilinvestor/thong-tin-nha-dau-tu/ouan-he-co-
dong/cone-bo{hong{in-thong-tin-khac
thon s4 i n- t hon g- t i n - khac
HDBank tlinh kim Bilo c6o ndy vd cam k6t ciic th6ng tin c6ng b6 tr6n tl6y ld tltng sU thAt vd hodn todnchiu tnich nhiQm trudc ph6p luit v6 n6i dung c6c th6ng tin tl6 c6ng b6,.
HCMC Development Joint Stock Commercial Bank attaches herewith the Report and commits thal the
information stated above is tue and takes full responsibilities legally for the contents of the informationdisclosed.
Noi nhqn:Recipients:
- 0y ban Chimg khodn Nhd nudc- State Securities Commission- Sd Giao dlch Ching khodn Tp.HCM- Ho Chi Minh City Stock Exchange- Lru: Vdn thu- Filed: BOD's Secretary
NGAN HANG TMCP PHAT TRIT,N TP.HCMHCMC DEVELOPMENT J.S.COMMERCIAL BANK
PHo TONG GIAM D6CDEP EXECATIVE OFFICER
HOAI NAM
u
o
IrEhpH6
ot*
t ttl
PH/iTTREh
NGAN
liTHAII PHO
Hd cHi
mc0'
,li -*
HDBan;1wCom k€t lqi ich (oo nh6t
coNG HOAXAHQT CHUNGHiAvTE,r NAM
DQc lgp -Tgdo-Hgnh phric
s6: 08 2s2gl86-Hpq, Tp. Hi Chi Minh, ngay.!)thdng1Jndm 2020
sAo cAo riNn uiNH euAx rru c6Nc ry Nrtnr ytr(Giai tto4n tir 0ll0lt2lt9 din 3Ut2DOt9)
Kinh grli: - Uy ban Chring kho6n Nhd nu6c
- Sd Giao dich Chimg kho6n
T6n c6ng ty ni6m yi5t Ngan hang TMCP Ph6t tri6n TP.HCM
Dia chl t4r sd chfnh; 25 Bis Nguy6n Thi Minh Khai, p.B6n Nghd, e.t, TP.HCM
Ei6n tho{.' (08) 62 915 916 - Fax: (08) 62 915 900
Email: [email protected]
V6n diAu lQ: 9.809.999.790.000 d6ng
Mi chrmg kho6n:HDB
Ngdy cdp ph6p niom y6t: 25fi2t2017
Ngdy giao dich <lAu ti6n: 05/01/2018
I. Hogt ttQng cta D4i hQi it6ng c6 d6ng
Th6ng tin v6 u4c cuQc hgp vd Nghi quyiit/quy6t dlnh cta D4i hQi d6ng c6 d6ng thuong ni6n, cu
th6 nhu sau:
STTs5 xgnl quy6v
quy6t aintNgav NQi dung
0l0r/2019NQ-
DHDCD 23104t2019NQ DHDCD w th6ng qua 86o c6o ho4t clQng ctaHDQT HDBank n6m 2018
1
020212019NQ-
DHDCD 23t04/2019NQ Vv th6ng qua B6o.cio k6t qui hoat clQng kinh
doanh nim 2018 vd K6 hoach kinh doanh n[m 2019
03/20l9NQ-DHDCE 23/04t2019
NQ DHDCD w th6ng qua 86o c6o cria Ban ki6m so6t
nlm 2018 vd 86o crio Ki6m torfu:r dQc l4p ni6n d6 201 8
cta EY
0404/2019NQ-
DHDCD 23/04t2019NQ EHDCD w thdng qua Phunng 6n phan ph6i lqi
nhuQn n[m 2018
0505/2019/NQ-
DHDCD 23/04t2019NQ DHDCD w tdng V5n didu lQ ndm 2019 ctaHDBank
0623/04120'.t9
NQ DHDCD w thdng qua mrlc thi lao, phu c6p
chuyCn tr6ch cta HQi ttdng QuAn tri, Ban Ki6m so6t vir
Qu! ho4t ilQng cta HQi d6ng Quan tri n5m 2019
0707/20i9NQ-
DHDCD
23104120t9
NQ DHDCD w th6ng qua n6i dung giao vd [y quydn
cho HDQT sua ttQi, b6 sung nginh nghd kinh doanh t4iDi6u lQ, cQp nh$t uic thay <t6i cria quy tlinh ph6p lu{ttei Didu lc, Gi6y phdp, GiAy chung nh{n deng kf kinhdoanh crla HDBank vd sta d6i, b6 sung Didu lQ
0808i20l9NQ-DHDCD 2310412019
NQ DHDCD w th6ng qua nQi dung giao vA rly quydn
cho H?QT luv6t dinh c6c vdn dd ti6n quan d6n hoat
dQng diu tu cria Ngin hdng
0909/2019NQ-
DHDCD 23/04t2019
NQ DHDCD w thOng qua nQi dung giao vd iy quydncho HDQT quy6t tlinh c6c v6n tl6 li6n quan d6n C6ngty con, C6ng ty li6n k6t
10l0/2019NQ-
DHDCD 23104120t9
NQ DHDCD w.th6ng qua nQi dung giao vd iy quyilncho HDQT quy6t dinh cric vin dd lien quan d6n chi6nlugc phrit triOn cta HDBank
11l l/20l9NQ-EHECE 23104/2019
NQ DHDCD w th6ng qua nQi dung giao vd ty quydncho HDQT tham gia chuong trinh t5i co c6u
t2l212019NQ-
DHDCD 23/04120t9
NQ DHDCD w th6ng qua n$i dung giao vi ty quyiincho HDQT quy6t <linh c6c v6n dd lien quan d6n i6tgiao dlch v6i <liii t6c
l3120r9NQ-
DHDCD 23t04/2019NQ DHDCD w th6ng quaThanh viOn HDQT dgc l{p
mi6n nhiQm chfc danhtl6i voi 6ng Lf Vinh Quang
t4l4l20l9NQ-DHDCD 08/1012019
NQ DHDCD w th6ng qua phuong 6n mua l4i c6 phitiucta HDBank ldm c6 phi6u qu!
l5l5/20l9NQ-DHECD 08110t20t9
NQ DHDCD w th6ng qua viCc sua d6i, b6 sung DidulQ HDBank
2
03
06/2019NQ-
DHDCD
l3
t616/2019NQ-
EHDCE 08/1012019NQ DHDCD w rh6ng qua vi6c suad6i giriy phdp thanh lAp vd hoat dQn
1,1. ' ,i . '(oor, Do sung va capg cta HDBank
II. HQi ildng qunn tri (B6o c6o niim 2019):
1. Thdng tin vd thanh vi0n H6i ddng qudn tri (HDeT);
NIm 2019, HQi ddng Quan tr! HDBank cl6 t6 chric 09 cuQc hop, cu th6 nhu sau:
Thinh vi6n HDQT Chri'c vg Ngny bitiliu/kh6ng
cdn lh
thhnh vi6n
HDQT
s6 bu6i
hqp
HDQT
tham
du
rirctham
drf hSp
Ghi chf
1 Ba LC Thi Bdng TAm Chri
HDQT
tich sit dAu
22110t2010
09109 100%
2 Bd Nguyen Th! Phuong Thio Ph6 Cht tich
Thudng truc
HDQT
sit ddu
30/06/200s
09t09 100%
3 Ong Luu Dtc Kh6nh Ph6 Cht tich
HDQT
s6t eAu
0310712009
09t09 100%
4 Ong Nguy6n Thdnh E6 Ph6 Cht tich
HDQT
Thdnh viOn
HEQT tlOc
l0p
git aAu
211041201',r
08/09 88,89%
5 Thanh vi6n
HDQT ki6m
-it ong ulam
doc
Bit dAu
3v12120t0
09109 100%
Bi Nguy6n Thl T6m Thdnh vi6n
HEQT
Bat dAu
26/04t2013
09t09 r00%
7 Ong Lim Peng Khoon Thinh viOn 07/09 100%
I
J\
3
I
srr I
Ong Nguy6n Htu Dlng
6
sit dAu
STT Thirnh vi6n HDQT Chirc vg Ngny b6t
tliu/kh6ngcdn llr
thAnh viOn
HDQT
^r. i.so buol
hgp
HDQT
tham
dq
Ti IQ
tham
du hgp
Ghi chti
HDQT
8 Thinh vi6n
HDQT
sit dAu
25/0412014
06109 Ving m{t c6 ljdo. Uy quydn
cho PCT
Thuong trgc
HDQT thay mft
tham dg phiOn
hAp ngdy
22t04t2019
9 6ng Lj Vinh Quang Thinh
HEQT
l4p
vi€n
d0c
eit dAu
21t04t2017.
Kh6ng cdn
tir ngay
23t04/2019
0U07 t4,29% Ttr nhi0m li TV
HDQT k6 tir
ngdy 23104/20t9
2. Hoat <tOng gi6m s6t c0a HDQT d5i v6i Ban T6ng Gi6m d6c.'
Trong ndm 2019, HOi d6ng Quan tr! dd c6 09 cuQc hgp.
C6c cuQc hgp HDQT de t{p trung giei quy6t c6c v6n dd treng tam liOn quan tliin chi cl4o t6 chfc
DHDCD thuong ni6n ndm tAi chinh 2018; xAy dyng vd tri6n khai k6 hoach kinh doanh ndm 2019
vd chi6n lugc kinh doanh giai doqn 2017 -2021 theo ph6 duyet cia DHDCE; chi dpo s6t sao viQc
thgc hiQn k6 hoach kinh doanh, tridn khai c6c nhiQm W trgng tam tr6n toin hQ th6ng Ngdn hnng
vd thgc hiQn c6c Nghl quyiit cria DHDCD thudng ni6n ndm tii chinh 2018, gi6m s6t, chl ttgo vioc
thUc hign c6c cdng viQc liOn quan d6n viQc 6p dpng chuAn mgc BASEL II vio hoat clQng ngAn
hdng, c6c vAn dA tien quan d6n nhdn sg thuQc thAm quyAn quy6t Cinn cta HDQT... C6c ngh!
quy6t rlugc IIDQT thSng nh6t dua ra t4i c6c cuQc hqp ld nhtng dinh hudng quan trgng gifp Ban
DiAu hanh ti5 chric thlrc hiQn nhiQm vg kinh doanh mQt c6ch hiQu quA. Ngodi ra, trong c6c cu6c
hqp cta HDQT ctAu c6 sy tham gia cria Trudng BKS vdi vai trd b6o c6o gi6m s6t tinh hinh hoat
dQng cta HDBank trudc HDQT.
4
25/0412014
6ng Chu ViQt Cuong 66,670/o
3. Ho4t ttQng cta c6c Uy ban thuQc HQi tl6ng quAn tri:
rd ttr dAu nlm 2019, c6n ct rh6ng ru l3l2018 crja NHNN, HDer HDBank ttt ra euy6t dinh
thanh lip m6i c6c Uy ban chuy6n m6n thuQc HDeT. HiQn, HDBank c6 5 Uy ban tryc thuQc
HEQT bao gdm: Uy ban Nh6n sp, Uy ban Qudn lj nti ro, Uy ban Tin dung, Uy ban Chiiin luo.c
vi DAu tu, Uy ban C6ng nghQ NgAn hang. C6c riy ban duy tri hopt cl6ng rhudng xuy0n, ho4t
tlQng theo Quy chii t6 chrlc vi ho4t rlgng do HEQT ban hinh. C6c Uy ban t6 chric hqp dlnh k!vdi mpc tlich tu vAn vd <ld xu6t cho IIDQT c6c v6n dd thuQc thdm quydn, Ii6n quan c6ng rrlc
quin trl, <tidu hanh ngAn hAng.
Nem 2019, c6c Uy ban thuQc HQi d6ng Quan tri il6 hoat ctQng c9 thd nhu sau:
I . Uy ban Nhdn su:
Trong n6m 20l9,HDBank ti6p tuc dugc T6 chfc HR Asia lan *rt trai trao giii thudng ling6n hang co m6i trudng ldm viQc t6t nh6t chau A. Tuy nhi6n ban ldnh c14o HDBank kh6ng dimg
lai d viQc beng ldng v6i nhirng gi tlang c6 mi lu6n dua ra nhidu chinh s6ch t6t hon nta d6 tgo
m6i trudng lim vi6c v?r nhidu ctr6 d6 phric lqi ngny mQt t5t hor cho CBNV.
Trong n6m 2019 HDBank b8t dAu x6y dgng vd triiin khai Chuong trinh ddng hanh cing
don vi kinh doanh nhim ndng chAt lugng vi dich vg nhAn sg chuAn mlrc hon, chuydn nghigp
hon. QuAn lj c6p Phdng vlr Ban gi6m d6c rcr6i Nhdn su thuong xuy€n tryc ti6p di tdi m6i don
vi, tim hi6u vA ghi nhin tinh hinh nhAn sg cria don vi d6 kip th<ri ph6i hqp ctng don vi xrl l;i cic
cdng viQc li6n quan tt tuy6n dgng, ch6 itQ chinh s6ch, luong thudng....Ndm 2019 Ban gi6m d6c
Kh5i da tdi vi lim viQc trgc ti6p voi 60 Chi nh6nh/Phdng giao dich trong cd nudc. T6ng s6 tuy6n
dung dugc thanh c6ng ld 1.2143 (tinh dtin cu5i th6ng 11). Thang 10/2019 wa qua, Kh5i NhAn sg
ph6i hqp v6i Phdng PR Marketing l6n diu ti6n tii chrlc Chucrng trinh CEO' Speakout - N6i
thing n6i thflt vdi T6ng gi6m d5c. Chuong trinh tl6 nhfn dugc sU quan tam, d6n nhQn nhiet tinh
tu c6n b0 nhAn vi0n vi ghi nhfln ttugc nhidu j ki6n d6ng g6p hay, thi6t thyc.
HDBank cfrng <15 vd dang hoan thiQn ch6 d9 luong, thuong nhim thu htt va git chAn ngu6n nh6n
sg chAt luong cao gan b6 wi HDBank, huong tdi mgc tiOu "tlem l3i lgi ich cao nh6t" cho m6i
CBNV vi ph6n d6u trd thdnh mQt trong nhtng ng6n hang thuQc Top d6n dAu trd luong cao nh6t
trong hQ th6ng c6c ng6n hang tai ViQt Nam. Cu th6, tinh d6n thang 11/2019 todn hang co 1.715
CBNV <lugc nAng luong dya trOn nhtng d6ng g6p vd thinh tich xu6t sic trong c6ng viQc vdi tjtO ndng luong trung binh ld 15%. Dya tr6n k6t quA hoat tlQng kinh doanh, Kh6i Nhan sg cfing tli
trinh Ban l6nh rl4o ph6 duyQt chi thuong 06 th6ng dau n5m cho m5i CBNV nua thring luong.
NgoAi ra ndm 2019 c6c CBNV c6 thdi gian giin uo voi t{gan hing tri 5 n[m tro [6n ben cph bio
5
hi6m b6t buQc cdn duo. c mua th6m bdo hi6m stc kh6e vd bAo hi6m tai nan 2417. Kh6i Nh6n su
ctng dang tich cgc Xdy dpng co ch6 lu<rng mdi theo hu6ng luong gin vdi hiQu quA c6ng viQc vi
ki5t qu6 kinh doanh, dU ki6n sE tri6n khai 6p dpng vio Quj IV2020.
COng tic ttdo t4o crla HDBank cflng lu6n dugc quan tdm vd chti trong, b6n canh vi6c thuong
xuy6n t6 chtc c6c kh6a ddo tgo tt co bAn diSn ndng cao, ti6p tpc duy tri c6c Chuong trinh ddo tao
lon nhu "C6n bQ ngudn", xAy dpng Khung tldo t4o cho Chuong trinh "Hpt gi5ng l6nh dao", ndm
2019 HDBank cdn bit dAu xdy dpg c6c chuong trinh ddo t?o tryc tuyisn, thi ontine, ..... nh6m
girip CBNV tham gia tlugc nhiAu chuong trinh dio tao, hoc tip ph6t tri6n bAn thAn mQt c6ch
thu6n lgi nh6t nhung khdng inh huong ttiin thdi gian ldm viQc hay nghi ngoi.
6nl rul
Trong ndm 2019,Oy ban QLRR (<lugc thinh ldp mdi vi ho4t ttQng theo Th6ng tu 13 cria
NHNN de ti6n hdnh hgp lang quf, vdi sU tham dU c0a thanh vi6n HQi ddng qudn tri chuy€n
tr6ch QLRR (Cht tich Uy ban QLRR), Ph6 cht tich HDQT, thdnh vi6n HDQT, Ph6 TGD phs
tr6ch QLRR, P.Gi6m d6c Kh6i QLRR ve mot s5 lanh cl4o cria c6c Phdng ban li6n ban (n6u trdn).
3. Uy ban Tin duns:
- Khrich hAng Doanh nghi6p: Trong nlm 2019, UBTD da cri nhAn sg tham gia gi6m srlt vA thgc
hi6n cs ch6 gi6m s6t/ th6ng qua 179 c6c h6 so c6p tin dgng, thay d6i didu kien c6p tin dung
KHDN vd ttinh ch6 tdi chinh trong pham vi thAm quy6n.
- Kh6chhdngC6nhAn:Trongndm20lg,UBTDdSt6chric3g2phi6nhgpph6duyQthdsoc6p
tin dung diii vcyi kh6ch hing c6 nhAn trong pham vi thAm quy6n;
4. Uv ban Chi6n luoc vd DAu tu
Trong nim 2019, Uy ban Chit5n luoc vi Edu tu dd t6 chric 04 cu6c hop voi su tham
gia dAy chi cta c6c thdnh vi6n trong uy Ban d6 thao ludn nhfng v6n dd licn quan d6n vi6c thuc
hi6n chi6n lu-o. c phrit tri6n vi ddu tu cria HDBank trong n[m 2019 vd giai doVn20t7- 2021).
U ban C6n n
Trong n5m 2}19,,ity ban Cdng ngh6 dd t6 chtc c6c cuQc hop dinh k! m6i euf vdi sgtham gia cta Ban lanh rl4o Kh6i CNTT&NHET cing c6c thinh vi6n HEer d6 dlntr huong,tham v6n, cip nhit tinh hinh c5c du rin, chi6n luo. c trgng ttidm li6n quan d6n c6ng ngh6 ctaHDBank cfing nhu dudi g6c dQ Tdp donn nhu: E-wallet/ Loyalty, Mobile Banking, website,Paperless, Vietjet Sky Club, hQ th6ng Th6, hQ th6ng Core Banking cho HDSaison... . D6ng thoiUBCN cing tham v6n, hoach tlinh chi6n luo. c c6c myc ti6u c6ng ngh6 cho HDBank vi rfp rlodntrong n6m 2020 vd giai doan 2020 - 2021 .
6
4. CAc Nghi quy6tlquy6t ainn cria HQi d6ng qudn tri (nim 2Ot9): phu luc I ilinh kem
IIL Bau ki6m soit
1. Th6ng tin vd thanh vi6n Ban Ki6m so6t (BKS):
STT Thinh vi6n BKSChrlc
vt1 Position
Ngey b8t
dAu/kh6ng cdn
ld thdnh vi6n
BKS
^t, i.so buor
hgp BKS
tham dy
Ti l9 tham
dU h-op
Lj do
kh6ng tham
du hsp
1
Ong Dio Duy
Tuonglr,o-rr*lKi6m
sorit03/t2t2010 4/4 t00%
2Bi Nguy6n Thi
PhUng
lrn*n u,un ""n
Iti6m soat23/07/2008 314
3Bd Nguy6n Thi
Tich
lrh*n r,un u*lri6m
soet26t04t2013 100%
2. Ho4t <lQng gi6m s5t cria BKS d6i v6i HDQT, Ban T6ng Gi6m tt6c vi c6 ddng:
- Gi6m s6t ho4t dQng c6ng b6 th6ng tin vi quan hO c6 d6ng cria c6ng ty.
- NhAm bno ve lqi ich cho c6c c6 d6ng, trong n6m, BKS dai diQn cho Eai hQi ddng c6 d6ng
HDBank (EIIECE) thUc hiQn gi6m s6t c6ng t6c qu6n tri dieu hdnh cria HOi ddng quan tri
GDQT) vd Ban didu henh @EH) nhim <lqt clugc nhiing msc ti6u hdnh <lQng duqc DHECE
th6ng qua tt dAu nim. Ddng thdi, BKS trgc ti6p cht ttlo Kii5m to6n nQi bQ (KTNB) thgc hiQn
ki6m tra gi6m s6t tinh tuan thri cria HDBank d5i vOi nghi quy6t "ta
EHDCE, quy dinh crla
ph6p lu{t, didu lQ ng6n hang, chir trgng gi6m s6t c6c chi s6 an toan hoat dQng vd c6ng t6c xr}
lf ng xAu toan hdng; Thgc hiQn thAm tra b6o c6o tdi chinh, cl6nh gi6 tinh hqp tj, hqp ph6p,
trung thgc, vd mfc dQ cAn trgng trong c6ng t6c k6 to6n, th6ng k0, lQp b6o c6o tdi chinh. Cin
cti k6t qud ki6m tra gi6m s6t, hQ th6ng kidm so6t nQi bQ ngan hang duqc danh gi6 nh|n dinh
toin diQn, tir d6 BKS ki6n nghi Ban diAu hdnh c6 c6c diAu chinh b6 sung phtt hqp nhim ndng
cao an toen ho4t dQng todn hQ th5ng
- Tri6n L'trai c6ng tac ki6m to6n nQi b0 theo kt5 hoach. K6t qud ki6m toan tlu. c th6ng tin d6n BKS
thudng xuy6n th6ng qua clc b6o c6o ki6m toan theo doan, b6o c6o ki6m tra tlQt xu6t, b6o c6o
t6ng hoo t6t qria ki6m toAn hang quj, b6o ctio n5m. TU d6 BKS da kip thoi chi d4o, clinh
huong, h6 trq kip thoi cho KTNB girip c6ng t6c KTNB ndm 2019 <lu-o. c hoan thanh theo k6
hoach dd ra. BKS ttd chi tlao KTNB thi6t hp b6 sung, didu chinh b6o c6o quan tri, b6o c6o dinh
7
100%
4/4
ki, thuong xuyOn, ddm bdo c6c ph6t hiQn trgng yiiu cria KTNB lu6n tlugc BKS n6m bit, trao
d6i kip thdi d6n Ban di6u hanh, HQi ddng quAn tr! tai cec cuQc hgp nham co nhtng giAi ph6p
diAu chinh, cAi ti6n ndng cao hiQu quA ho4t ilQng toan hdng.
- Trong ndm 2019, HDBank tl6 rd so6t l4i bQ m6y hoqt dQng cfing nhu qui dinh hiQn hanh' tu d6
c6 nhtng co cAu l4i bQ m6y, hoan thiQn ban hinh b6 sung, ban hanh m6i nhtng qui dinh ti6n
quan nhim tt6p tmg theo y6u cAu hQ th6ng ki6m sorit n6i b6 tai Th6ng tu 13/2018/TT-NHNN
(TTl3). BKS il6 chl clqo KTNB thulng xuy6n gi6m s6t c6ng tac chuAn bi tri6n khai hQ th6ng
ki6m so6t n$i b0 theo TTl3 cfrng nhu tri6n khai Baselt II. Ddng thdi BKS t6 chric bQ mdy
KTNB, b6 sung ngu6n luc, teng cu&ng c6ng t6c <lio tpo nhim thuc hiQn c6ng t6c KTNB theo
dring y€u cAu cria TT13. Bdn c4nh d6, KTNB cfrng dd hoi,n t6t 86o c6o gui NHI.IN vtl d6nh
gi6 ho4t <t$ng tj le an toen v5n theo TT41 trudc khi HDBank dugc NHNN chAp thufln thr?c 6p
dpng chinh thirc.
- C6c c6ng t6c ki6m tra gi6m s6t kh6c theo quy <tinh cta NgAn hdng Nhi nudc.
3. Sy phSi hqp ho4t dQng gita BKS d5i v6i ho4t <t6ng cta HDQT, Ban T6ng Girim d6c di6u
hanh vd c6c Can bQ Quan lj kh6c:
- FDQT, Ban di6u hanh da ph6i hqp t6t v6i BKS, h6 trq t4o didu kiQn cho BKS hoin thanh
t5t nhiQm 4r ki6m tra girirn s6t ho4t tlQng ng6n hang theo dtng quy dlnh ph6p luit, DiAu lQ ng6n
hang vi quy ch6 hoat dQngBKS. BKS thudng xuy6n tham gia c6c cudc hgp cria HDQT, qua tl6
nim Uit klp th&i tinh hlnh ho4t dQng, dinh huong chi6n lugc, tlnh hinh tii chinh, an toan hoat
dQng cta ngdn hing. Tgi c6c cuQc hgp, c6c ki6n ngh! crla BKS dAu ttugc HDQT, Ban didu hinh
ti6p thu vi chi dp d6n c6c phdng ban li6n quan nghidm tric thyc hiQn, phin hdi kip thdi d6n BKS
th6ng qua KTNB.
4. Hoat d6ng kh6c cria BKS: kh6ng cd
IV. Dio tgo vd qu6n tri c6ng ty..
C6c kh6a deo tao vd quan tri c6ng ty md c6c thanh vi6n HDQT, thenh vi6n BKS, Gi6m d6c
[6ng Gi6m d6c) didu hAnh, c6c c6n bQ qu6n lf kh6c vi Thu kj c6ng ty da tham gia theo quy
dlnh vA quan tri c6ng ty: Kh6ng c6
V. Danh sfch vd ngudi c6 ii6n quan cfra c6ng ty ni6m y5t theo quy rtinh tgi khoin 34 Didu 6
LuQt Chftng khodn @6o c6o 6 thing/nlm) vir giao dich cta nguoi c6 li6n quan cria c6ng tyvdi chinh C6ng ty
1. Danh s6ch vA ngudi c6 li6n quan cria c6ng ty: Phu lgc 2 tlinh kdm
8
2. Giao dich giira c6ng ty voi nguoi c6 li6n quan cta c6ng ty; holc giira c6ng ty voi c6 d6ng
lon, ngudi nQi bQ, ngudi c6 li6n quan cria ngudi nQi bQ: phg luc 2 dinh kdm
3. Giao dich gifta ngudi n6i b6 cdng ty nidm yiSt, ngudi c6 liOn quan cta ngudi nQi bQ v6i c6ng
ty con, c6ng ty do cOng ty niOm y6t nim quydn ki6m so6t: phg luc 2 dinh kdm
4. Giao dlch giira c6ng ty v6i c6c d6i tuong kh6c
4.1. Giao dich gita c6ng ty voi c6ng ty md thanh viOn HDQT, thanh vi6n Ban Ki6m so6t, Girim
d6c (T6ng cirim d5c) di6u hanh ild vd ttang ld thinh vi6n sang l6p hoac thdnh vi6n HDQT, Gi6m
diic Q6ng Gi6m d5c) diAu hanh trong thdi gian ba (03) ndm trO lqi rtAy (tinh tai thdi di6m lap
b6o c6o): Kh6ng cd
4.2. Giao dlch gita c6ng ty voi c6ng ty mi ngudi c6 li6n quan cria thdnh vi6n HDQT, thanh
vi6n Ban Kiiim so6t, Gi6m <t6c g6ng Gi6m d6c) didu hdnh ld thinh vi6n HDQT, Gi6m tl6c,-i r. ' ..1 '( r ong ufam ooc) oleu nanni Khong co
4.3. C6c giao dich kh6c cria c6ng ty (n6u c6) c6 th6 mang l4i lqi ich vQt ch6t ho{c phi v{t ch6t d6i
voi thanh vi6n HEQT, thdnh vi6n Ban Ki6m so6t, GiSm d5c (T6ng GiSm d6c) didu hdnh: Kh6ng
c6
VI. Giao dich c6 phi6u crla ngucri nQi bQ vn nguli li6n quan cta ngrli nQi bQ @{o c6o 6
thing/nim)
l. Danh s6ch ngudi nQi b0 vd nguoi c6 li6n quan cta nguoi n6i b6: Phu luc 2 dinh kdm
2. Giao dlch cria nguoi nQi bQ vi nguoi c6 li6n quan aOi vOi c6 pni6u cria c6ng ty ni6m yilt
Lj do tIng, giim(mua, b6n, chuy6n
al6i, thu&ng...)
stt Nguli thgc
hiQn giao dichQuan hQ
vdi ngulinQi bQ
55 c6 phi6u s&
hiiu iIAu k)56 e6 phi6u s& hfru
^t ^so co
phi6u
ri te ^, Iso co
phi6u
ry te
INguy6n Hdng
Nga
Con g6i
ong
Nguy6n
Thanh Do
(Ph6 Chrt!ch
HDQT,
TV HDQT
dQc l{p)
0 15.000 0,0015%
Mua 15.000cp tti ngay
23/04/2019 ddn ngay
23/04/2019
9
0%
I
1
I
VIl. Cdc vin dt cin luu f khic
NGAN HANG TMCP PHAT TNrIr.I TT.TTCNA
CI{O TICH HDQTftn vi d6ng diu)
LE THI BANG T-A.M
-)ITGAN HAI{G
Gmcd
T P H
c
PHATIRI
10
SttS5 Ngtri quytiY Quvlit
dinh
Ngiv
I 2312019n\Q-IDQT 23/07/2019 NQ !'v nhAt lri th6ng qua viQc dd nghi c6p d6i, b6 sung nQi dung ho4t tlQng vio GiSy ph6p cta HDBank
2 3412019/NQ-HEQT 2811012019 NQ w th6ng nhit phuong in mua l4i c5 phi6u cfia HDBank ldm c6 phiilu qui
QIA'ETDtr-.IH
1 lo/201g/QD-IDQT 14/01/2019 QD vv thay d6i tlia di6m PGD D6ng Hda
2 27120r9IQD-IDQT 18/02/2019 QD w t6i b6 nhiQm C6n bQ [,6 Thbh Trung)
3 32l2019/QD-HDQT 27/02/2019 QD vv t6i b6 nhiQm Cen bO TrAn Hoii Nam - Ph6 TGD
4 33/2019/QD-HDQT 27/02/20t9 QD w thay d6i dla tli6m PGD Y6n Phs
5 37120iglQD-rDQT QD w thay tl6i chi nh6nh quin l]y', t6n goi, tlia tli6m PGD Tin Binh
38/20r9IQD-HDQT t2/03t2019 QD w t6 chric Dai hQi ddng c6 <l6ng thudng ni6n nlm 2019
7 4sl2019/QD-}DQT QD vv phSt hinh 5000 tj.ddng trAi phiiiu - l6n 2 - ndm 2019 tl6 huy cl6ng viln
8 48/2019/QD-IDQT QD vv thay d6i tcn, dia diiim PGD Minh Khai
9 4912019/QD-IDQT 03104/2019 QD w thay d6i ttia di6m PGD Chiu Phri
l0 s0/2019/QD-[{DQT 03/04/2019 QD w thay d5i ten, tlla di6m PGD Hang Budm
_i1
PHU LUC T: CAC NGHI QUYET, QTIYET DINH COA HOI EONG QUAN TRI NAM 2019
(Dinh kim 86o c6o Tinh hinh Quin td c6ng ty s5 .O$..tzozOnC-HDQT ngiyJo. t2lt2020)
06/0312019
6
26/03/2019
03/04/2019
QD w thay d5i dia tli6m PGD Tridu Khricu 5rl201g/QD-IDQT 03/04t2019
t2 52l2019/QD-rDQT 03/04/2019 QD w thay d6i ten ggi, ttia tti6m PGD Hoang Hoa Th6m
t3 t8/04t2019 QD vv thay d6i tCn, itia cliiim PGD Kham Thien (CN Hd Guom)
t4 75l2019/QD-rDQT 08/05/20t9 QD w ph6t hanh 2000 tj tl6ng tr6i phi6u - lAn 02 - ndm 2019 tlii huy ttQng v6n
91/2019/QD-[rDQT 28/0512019
16 92120r9IQD-IDQT 28/05/2019 QD w thay d6i dfa di6m PGD Thri Etc (CN HiQp Phir)
t7 104/2019/QD-rDQT t8/06/2019 QD w mua l4i trSi phii5u HDBank do Ngin hnng TMCP Ph6t tri6n TP.HCM ph6t hdnh
l8 107/2019/QD-HDQr 24/0612019 QD w thay d6i dia di6m PGD Long Bi6n (CN Hodn Ki6m)
l9 108/201g/QD-TIDQT 24/06/2019 QD vv thay tltii tlia di6m PGD Phudc Long (CN HiQp Ph[)
20 109/2019/QD-IDQT 24/06D019 QD w thay d6i dia tliiim CN Ki6n Giang
2l 1r212019/QD-HDQT 24/06/2019 QD vv thay <l6i tlia tti6m PGD Thti Duc (CN Hi€p Pht)
22 132l2019/QD-[rDQT t7/0712019 QD Vv thay d6i dia tti6m Phdng Giao dich Thrl Duc
23 133/2019/QD-rIDQT t8/07/20t9 QD Vv th6ng qua phuong 6n ph6t hdnh'lr6i phi6u UDBank lan 03 nAm 2019 d6 huy ttQng v5n
24 134/201g/QD-ITDQT 23/07/2019 QD vv thay d6i dia di6m PGD Thanh Binh - CN Ddng Nai
z5 13712019/QD-IDQT 30/07/2019 QD w b6 nhiQm Ngudi phg tr6ch quan tri NgAn hang
14412019/QD-[rDQT 12108/2019 QD Vw thay d6i ten, tlia tli6m PGD 6 Cdq Dta
21 14sl2019/QD-rDQT t2/08/2019 QD Vv thay tt6i t6n, tlia di6m PGD Sd Sao
28 14612019/QD-IDQT t2/08/2019 QD Vv thay d6i dia di6m PGD Thio Di6n
29 150/201g/QD-HDQT t 5 /08/2019 QD vv t6 chric t6y 1i ki6n c6 ttOng
l2
6212019/QE-HDQT
l5 QD w thay d6i dia <ti6m PGD TAn Phong (CN SGD Ddng Nai)
26
30 199/201g/QD-HDQT 08/10/2019 QD Vv thay d6i dla di6m phdng giao dich Tt Son
31 200/2019/QD-t{DQT 08/10/2019 QD Vv thay d6i dla di6m chi nhrinh Hi Tinh
201/2019/QD-HDQr 08/t0/2019 QD Vv thay d6i dla tti6m PGD Nam D6
33 223l20t9IQD-I,DQT 27/11/2019 QD Vv th6ng qua phuong rin ph6t hanh Tr6i phi6u HDBank dn 04 ndm 2019
34 269l2019/QD-rDQr 27/12/2019 QD w t6 chric l6y f ki6n c6 d6ng bdng vnn bin
35 2711201g/QE-HDQT 30/Lv2019 QD w trii b6 nhiem Ph6 T6ng Gi6m d6c - Nguy6n Doan Duy Ai
13
PHU LVC 2: DANH SACH CO DONG NQI BQ VA NGIJd C6 LION QUAN (TINH DT,N NGAY 3I II2I2OI9')
(Dinh kim 86o c6o Tinh hlnh Quin tri c6ng ty s6 .9.!...tzOzOmC-HDQT ngny.lO. 1ALD020)
STT. Tdn ti5
chric/c6 nhAn
TAi
khoAn
giao
dich
chimg
khorin
(neu
c6)
Chtc vg t4i
cdng ty(n6u c6)
Dia chi tr.u
sd chinh/
Dia chi
liOn h€
Thoi di6m
bit ddu ta
ngudi c6
li6n quan
I nol 01em
kh6ng cdn
li nguoi
c6 li€n
quan
Lf do 50 CO pnleu
sd htu cu6i
ki,
T! lQ sd
hiru c6
phi6u
cuol Ky
Loai c6
tt6ng
Quan
h0 v6i
CDNB
HOI DdNG QUAN TRI
I Bt
L6 Thi BingT6m
Chfr tlchHDQT 0 0.0000
Noi b0
Lm Thi ViQt
Hoa
NCLQ
Con gai
Nguy6n Vln^. r,I len
NCLQ
Con rii
Luu Thi VietH6ng
0.3333NCLQ
Con g6i
L4
s5 ai6yNSH*,
ngay cap,..^nol cap
3,270,000
Dinh Ti6n
DtngNCLQ
Con rd
Le Thi Tuy6t
Nga
NCLQ
Em grii
Doan Dinh NCLQ Em 16
Le Van Tan NCLQ Em trai
,, Ph6 ChitichThutmg
trBc
HDQT
35,961,580 3.66s8
Noi b0
C6ng ty C6
phAn Sovico
130,899,221 13.3434
NCLQ C6
<l6ng
chinh--lI ong
giam
d6c-Eai
diQn
Nguy6n CAnh
HA
NCLQ B6
Pham Thi
r.0c
NCLQ Me
tl<t - D.r. -, rAr
1"5
Bi Nguy6n
Thi Phuong
Thio
NguyEn
Phu6c HtngArh Victor
NCLQ Con trai
Nguy6n
Phu6c Th6i
Hung
NCLQ Con trai
Nguy6n Cinh
ThirgNCLQ Anh
trai
Chi ddu NCLQ Chi ddu
Nguy6n Canh
Son
300,000 0.0306 NCLQ Em trai
Dang Hodi
Phuong
NCLQ Em ddu
J 6ng LuuDti.c Khr{nh
Ph6 Chn
tich
Chuy6n
tr:ichHDQT
2,725,000 0.2778 N6i b6
Lrru DtcLong
B6
Pham MIVinh
NCLQ M9
t6
NCLQ
Truong Hdng
Phuong
NCLQ Vq
Luu Hdng
NgQc
NCLQ Con g6i
LuuKhrffiNgec
NCLQ Con g6i
Luu BioNgQc
NCLQ Con grii
Lrru Minh
Hi0n
NCLQ Em g6i
Lt H6ng
ChAu
NCLQ Em 16
Luu Thi HAi
Anh
NCLQ Em g6i
Tran Thanh
Binlr
NCLQ Em 16
4 Ong Nguy6n
Thnnh D6
Ph6 Chfr
tich
HDQT-Thinhvi6n
HDQT dOc
N6i b0
77
tip
L6 Thi Ticp NCLQ Vg
Nguy6n Van
LiQu
NCLQ
86 de
Nguy6n
H6ng Nga
0.0015 NCLQ
Con gai
Tran Tf Thi 30,000 0.0031 NCLQ Con 16
Nguy6n
Huv6n Ch6u
NCLQ
Con g6i
Nguy6n Thi
Canh
NCLQ
Chi gdi
Nguy6n ftiChi6n
NCLQ
Em g6i
5 6ng Nguy5n
Htu DingThirnh
vi6n
HDQT_:
Krem I ong
Gidm <I5c
26,,524,536 2.7038 Noi b0
Nguy6n Thi
Ngoc Linh
NCLQ Vq
Le Thi Hanh
Th6ng
NCLQ Me
18
150,000
Nguy6n Th!
Thu ThtyNCLQ Em grii
Truong
Thanh Hung
NCLQ Em ri5
Nguy6n Htu-
.lI rreu
NCLQ Em trai
Pham Thi
Hdng Van
NCLQ Em ddu
Nguy6n Hiru
Long
NCLQ Em trai
Nguy6n Thi
Phuong Thio
NCLQ Em dAu
Nguy6n Th!
Thu Huong
NCLQ Em g6i
Nguy6n Duy
Dat
NCLQ Em 16
Nguy6n Hi6u
Nghia
NCLQ Con
Nguydn
Ngqc Anh
Thv
NCLQ Con
19
Bir Nguy6n
Thi TAm
6 Thdnh
vlen
HDQT
Noi b0
N guyen v uul
Tu
NCLQ
Ch6ng
Nguy6n Hai
TT
NCLQ
Con trai
NCLQ Con
d6u
Nguy6n Hdi
Anh
NCLQ
Con g6i
NguyEn
Quang HioNCLQ
Con rii
Nguy6n
Nggc Luy6n
NCLQ Anh
Trai
Nguy6n Th!
Nham
NCLQ chiDAu
Nguy6n
Ngoc Tg
NCLQ Anh
Trai
Nguydn 1'hi
Tinh
NCLQ chiDdu
20
Trinh Thi
Gi6ng Thu
Nguy6n
Nggc Y6n
NCLQ Anh
Trai
Cao Thi L6m
NCLQ ch!DAu
7 6ng Lim
Peng Khoon
Thinhvi6n
HDQT
N6i b6
Poh Boon
Yong
NCLQ Vo
Lim Siew
Kee
NCLQ Me
Penny Lim NCLQ Con
Jeff Lim NCLQ Con
Tracy Lim NCLQ Con
Lim Seok
Ngoh
NCLQ Em g6i
8 Ong Chu
ViQt Cutmg
Thirnh
vi6n
HDQT
100,000 0.0102 Noi b0
Chu Thanh
Tinh Con
2t
NCLQ
BAN DIEU HANH
I 6ng Nguy6n
Hiiu D[ngT6ng
Gidm.t6c26,524,536 2.7038 Noi b0
Nguy6n'Ihi
Nggc Linh
NCLQ Vg
Le Thi H?nh
Th6ng
NCLQ Mq
Nguy6n Th!
Thu ThtyNCLQ Em gai
Truong
Thanh Hung
NCLQ Em 16
Nguy6n Htiu-.1I neu
NCLQ Em trai
Pham Thi
H6ng VAn
NCLQ Em d6u
Nguy6n HtuLong
NCLQ Em trai
Nguy6n Thi
Phuong Thdo
NCLQ Em ddu
Nguy6n Thi
Thu Huong
NCLQ Em grii
22
NguyEn Duy
Eat
NCLQ Em rii
Nguy6n Hitiu
Nghia
NCLQ Con
Nguy6n
Nggc Anh
Thv
NCLQ Con
., 6ng L0
Thanh Ttrng
Ph6 T5ng
Gidm il6c
Noi b0
Hd ThiLap NCLQ Mq
LE ]]t KimLoan
NCLQ Vo
LC Thanh
ChAn ThiQn
NCLQ Con
L0 Thanh An
Nhi6n
NCLQ Con
L6 Thi Trang NCLQ chi
LO Thi Kim
Cric
NCLQ chi
LC Thi Vinh NCLQ chi
Le Ven Lqi NCLQ Anh
23
Hd mi Hoa NCLQ Chi ddu
Phan VInB6n
NCLQ Anh r,i
3 Ong L6
ThinhTrung
Ph6 T6ng
Gi6m tl5c
Noi b0
L€ Nguy6n
B5"g
NCLQ B6
Phung Hoang
TrAm Anh
NCLQ Vq
L0 Hoang
Thi€n Trang
NCLQ Con
Le Minh-lI uzu:r
NCLQ Con
L€ Thi Bich
Thr)y
NCLQ Em ruQt
D6 HOng Son NCLQ Em rti
L0 Eric
Chinh
NCLQ Em ruOt
Nguydn
Nggc Cim
NCLQ Em dAu
24
Van
4 6ng TrAn
Hoiri Nam
Ph6 T6ng
Gi6m ddc
200,000 0.0204 Noi b0
Nguy6n Thi
Mi6n
NCLQ Me
Truong Th!
Tuytit Mai
NCLQ Vg
Tran Xuan
vi0t
NCLQ Con
tran Iraal
Anh
NCLQ Con
trAn Nam
Phuong
NCLQ Con
Tran Thi Thu
HA
NCLQ Em
LC Kinh
Qu6c
NCLQ Em 16
5 6ng Phpm
Qu5c Thanh
PhrS T6ng
Gi6m tl5c
Noi b0
Nguy6n
C6ng Thi Tti
Mai
NCLQ Vq
25
Pham Qu6c
Gia Bdo
NCLQ Con
Pham QulnhNhi
NCLQ Con
Pham Thi
YEn
NCLQ chiru0t
Pham Thi
ThAi Hang
NCLQ chiruot
Pham Th!
-lI nlven100,000 0.0102
NCLQ chiru0t
Phqm Arh^tI lnn
NCLQ Anh
ru0t
Nguy6n 1ftChln
NCLQ Chi ddu
Pham Th!
Kim Oanh
NCLQ chiru0t
Pham Thanh
Hai
NCLQ Anh
ruot
Pham Thi
Nggc Lan
Chi d6u
Pham Chi NCLQ Anh 16
26
NCLQ
ThiQn
Pham Thi
Kim Li€n
NCLQ ch!ruQt
Pham VAn
Eric
NCLQ Em ruQt
6 6ng NguySn
Minh Eric
Ph6 T5ng
Gi6m alSc
Noi b0
Nguy€n
Minh DiOp
NCLQ B6
Nguy6n Thi
Minh Thu
NCLQ Vo
NguyEn
MinI Hai
NCLQ Con
Nguy6n
MinhDnng
NCLQ Con
Nguy6n flriThu Hd
NCLQ chi
Nguy6n Kim
Thln
NCLQ chich6ng
Nguy6n
Minh Hung
NCLQ Anh
21
Nguy6n Thi
Lan
NCLQ Vo Anh
Nguy6n Thi
Minh Tr6m
NCLQ chi
Vn Th6 Binh NCLQ chichdng
NguyEn Thj
Thu HiAn
NCLQ Em
HA Truong
Thg
NCLQ Chdng
em
NguyEn
Minh TriNCLQ Em
Nguy6n Thi
Phu<mg
NCLQ Vgem
Nguy6n
Minh Hi6u
NCLQ Em
Tran MinhNggc
NCLQ Vg em
7 Bir Nguy6n
Doin DuvAi
Noi b0Ph6 T6ng
Girim tl6c
Nguy6n Hi€u NCLQ B6
Doan Thi
Hda
NCLQ Mq
Nguy6n Vdn
S6u
NCLQ
Nguy6n
MinI Tri
NCLQ Con trai
Nguy6n Ai
Quy6n
NCLQ Con g6i
Nguy6n
Doan Phuong
HA
NCLQ Emgii
Nguy6n VinHuQ
NCLQ Em rE
Nguy6n
Doan Minh
Hai
NCLQ Em gai
NguyEn
Dodn ThfyHi6n
NCLQ Em griLi
Nguy6n Eric
Thq
NCLQ Em re
rr(l\-tJU-
29
Ch6ng
Nguy6n
Doan Phu6c
H0u
NCLQ Em g6i
E{ng E4i Vi NCLQ Em 16
Nguy6n
Doan Chl
Hiiiu
NCLQ Em trai
Pham Th! Vy NCLQ Em ddu
8 Ong NguySn
Thanh
Phuong
Ph6 T6ng
Girim rt6c
Noi b0
Nguy6n
Quang LQc
NCLQ B6
L0 thi Thanh^!I huan
NCLQ
Neuy6n Thi
Hdi Ytln
NCLQ Em g6i
Nguy6n Thi
Thty Dung
NCLQ Em g6i
V[ Thanh He NCLQ Em 16
Nguy6n Th! 100,000 0.0102 NCLQ MQ vg
30
Me
Tich
Nguy6n Dinh
Trudng
NCLQ Bii vq
Nguy6n Thi
Tuy6tNhung
NCLQ Vo
Nguy6n
Quang Vinh
NCLQ Con trai
Nguy6n
Quang Khai
NCLQ Con trai
9 Ong Trdn
Th6i Hda
Ph6 T5ng
Giim diic
Noi b0
Nguy6n Thi
Ca
NCLQ
Mc
TdnTh6iThuin
NCLQ
Anh
Tren Th6i
Hoin
NCLQ
Em
Nguy6n LO
Hdng
Phuong
NCLQ
Vq
I ran Nguyen
Tudng Vdn
NCLQ
Con
31
r ran Nguyen
Thty Duong
NCLQ
Con
l0 6ng Pham
VIn EAu
Gi6m tl6c
tiri chinh42,182,999 4.30
Noi b0
Nguy6n Thi
Thanh ThtyNCLQ
Vg
Pham
Nguy6n
Ngoc Minh
Con
Pham
Nguy6n Nhu
Nggc
NCLQ
Con
Pham
Nguy6n BioNgec
NCLQ
Con
Pham Thi-t
NCLQchi
Pham Thi
Khuytin
NCLQchi
Pham Thi
Ngqr
NCLQchi
Pham VEn NCLQ Anh
32
NCLQ
Li6n
Pham C6ng
Huan
NCLQAnh
Pham Vdn
Di!n
NCLQAnh
Ph4m VAn
Dat
NCLQAnh
ll Bn H6 DlngHoirng
QuyGn
K6 tointru&ng
Noi b0
Hd ven
Nhan
NCLQBa
E4ng Thi
Phu<rng
Khrnh
NCLQ
Me
ftO O{ng
Ven Nhen
NCLQAnh
H6 D4ng
Trung Nghia
NCLQAnh
NCLQ
Ch! ddu
5.,
Nghi6m B6o
Th! Hanh
Linlr
I DAo DUY
TTIONG
Tru&ng
Ban ki6m
so6t
26,613,106 2.7729 Noi b0
Ddo Vin... Il(1em
NCLQ
B6
D6 rhiMy NCLQ Me
HdftiNguyQt Heng
NCLQ
Vg
Ddo Thi
Phu6c Hio
NCLQ
Con g6i
Ddo Anh
Minh200,000 0.0204
NCLQ
Con trai
Ddo Duy
Tung
NCLQEm ruQt
Doan Thi
Thu Hucrng
NCLQ
Em ddu
2 NGUTE,N
THIPHVNG
Thdnh
vi6n Ban
ki6m so6t
2,540 0.0003 Noi b0
Nguy6n Vdn NCLQ Cha
34
B0
PhamThi
D6o
NCLQ
Me
TrAn Ngqc
Thanh Chdng
Tran Nguy6n
TuAn Ph6t
NCLQ
Con
Nguy6n
Ngqc An
NCLQ Anh
ru6t
Le rhiMyLan
NCLQ
chi d6u
Ng,ry6,
Nggc Cam
NCLQ Anh
ru0t
Nguy6n Thi
NguyCt
NCLQ
Cbi dAu
NguySn
Ngqc GiiuNCLQ Anh
ru0t
Nguy6n Thi
Cric
NCLQ
Chi d6u
NguySn Thi
Mai
NCLQ chiruot
35
NCLQ
Nguy6n
Nggc Vinh
NCLQ
anh 16
Nguy6n
Ngoc Phri
NCLQ Anh
ruQt
Tran Thi Vui NCLQ Chi dau
Nguy6n
Ngqc M!NCLQ chi
ruot
Trdn Nggc
Tam
NCLQ
Anh ri!
Nguy5n
Nggc Quoi
NCLQ Anh
ru0t
Ddo Thi
tu6n e*rNCLQ
Chi d6u
.,) NGUYT,N
THI TICHThirnh
vi6n Ban
ki6m soft
100,000 0.0102 Noi b0
Nguy6n Dinh
Trudng
NCLQ
Chdng
Nguy6n
Ngqc Qulnh
NCLQ
Con trai
Nguy6n Thi NCLQ Con
36
Huy Thu d6u
Nguy6n
Quj,nh Lam
NCLQ
Con trai
Phan Hdi
Uy6n Chi
NCLQ Con
dAu
Nguy6n Thi
Tuyt5tNhung
NCLQ
Con g6i
Nguy6n
Thanh
Phuong
Ph6 t6ng
ulam ooc
NCLQ
Con 16
Nguy6n Van
Binh
NCLQ Anh
trai
Nguy6n Th!
Sang
NCLQ
Chi dAu
NCLQ
Em trai
o6 mi s6ne NCLQ Em ddu
Nguy6n Thi
Bich0.0002
NCLQ
Em g6i
D6 Qu6cThanh
NCLQ
Em 16
37
Nguy6n
Nggc Ding
2,t80
vz
Nguy6n VIn^.4I nang
NCLQ
Em trai
Luu Thi Anlr NCLQ Em dAu
Nguydn Thl
L0c
NCLQ
Em g6i
Nguy6n Van
viet
NCLQ
Em 16
GIAO DICH LIEN KET
1 Cdng ty
TNHHMTV
Quin lj nq
vir khai thfctii sin Nginhing TMCPPh:it tri6nTP.HCM(AMC.
HDBank)
C6ng ty
con
2 COng ty Tnichinh trichnhiQm hiruhan HD
SAISON
C6ng ty
con