CA Events Swift 15022 - BNP Paribas

7/22/2019 CA Events Swift 15022 - BNP Paribas

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Table of Contents

SWIFT ISO 15022 MESSAGES

Corporate Actions

relating to

SWIFT Release 2012December 2012


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The information contained in this document may not be reproduced in any form without the express permission of BNP Paribas SecuritiesServices and, in the case of such authorised use, care must be taken to ensure that this is a form which accurately reflects the informationpresented herein.

Whilst BNP Paribas Securities Services believes that the information is correct at the date of issue, no warranty or representation is given tothis effect and no responsibility can be accepted by BNP Paribas Securities Services to any intermediaries or end users for any action takenon the basis of the information.


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TABLE OF CONTENTS:

1- INTRODUCTION .................................................................................................................................................................... 5

OVERVIEW OF THE MESSAGES DESCRIBED IN THIS USER GUIDE .................................................................................................................................................................................... 6

2 - MT564 PRE-ANNOUNCE, ANNOUNCEMENT AND CASH PREADVICE ................................................................................... 8

2.1 - CORPORATE ACTIONS MANDATORY ....................................................................................................................................................................................................... 8

A. A. Mandatory Corporate Actions with securities movements: ......................................................................................................................... 8

Mandatory Corporate Actions with debit and credit securities movements ........................................................................................................................................... 8

Mandatory Corporate Actions with credit securities movements only .................................................................................................................................................. 17

B. B. Mandatory Corporate Actions with cash only: ............................................................................................................................................ 25

C. Mandatory Corporate Actions with cash & securities: ........................................................................................................................................................................ 35

2.2 - CORPORATE ACTIONS VOLUNTARY EVENTS ....................................................................................................................................................................................... 45

C. A. Voluntary Corporate actions with rights distribution or ex date ............................................................................................................... 45

Voluntary Corporate actions with rights distribution ............................................................................................................................................................................... 45

3 - MT 567 CONFIRMATION INSTRUCTION ............................................................................................................................ 74

ACCEPTED Status .................................................................................................................................................................................................................................. 74 REJECTED Status ...................................................................................................................................................................................................................................... 78 CANCELLED Status ................................................................................................................................................................................................................................... 82 PENDING Status........................................................................................................................................................................................................................................ 85

4 - MT566 PAYMENT CONFIRMATION .................................................................................................................................... 89

Payment with Cash Credit Only ................................................................................................................................................................................................................. 89 Payment with Securities movements ........................................................................................................................................................................................................ 94


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Payment with Cash and Securities Movements ....................................................................................................................................................................................... 99

5 - MT568 MESSAGES ............................................................................................................................................................ 105

MT568 Corporate Actions on Flows of Creation: ................................................................................................................................................................................... 105

MT568 Corporate Actions on Flows of Mutation ................................................................................................................................................................................... 109 MT568 Clients FOREX Confirmation .................................................................................................................................................................................................... 113 MT568 DEPOSITORY FOREX CONFIRMATION ............................................................................................................................................................................... 117

MT568 PREMIUM ....................................................................................................................................................................................................................................... 120

6 - MT508 BLOCKING / UNBLOCKING..................................................................................................................................... 123


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1- INTRODUCTION

We are pleased to present our SWIFT ISO 15022 Messages Standard for Corporate Actions. This user guide provides some templates ofcorporate action SWIFT messages for the local custody product line of BNP Paribas.

How to use this booklet:

This booklet provides detailed templates of the MT 56X messages sent to you, sequence by sequence and field by field. It shows themandatory or optional presence of the sequence or field.

A sequence or a subsequence can be: 1) reported (Mandatory) or 2) reported in specific cases (Optional) or 3) never reportedby BNP Paribas Securities Services (Not used)

A field is considered as mandatory if this is a mandatory field for Swift or if an optional field has been made mandatory for BNPParibas for processing purposes.

The Following information is given for every field:- Qualifier (SWIFT standard)- Field definition (SWIFT definition)- Content (SWIFT description)- Example (SWIFT format, examples are related to BNP Paribas activity)

- Comments (BNP Paribas): please read this column carefully, explanation, use and restrictions are detailed here.

Should you need more information on the contents of this document, please contact us.


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OVERVIEW OF THE MESSAGES DESCRIBED IN THIS USER GUIDE

Messages are sent for each safekeeping custody account that you own with BNP Paribas, except for the pre-announcement where you havethe choice to receive messages either for one account or for a set of your accounts (called client ID).

Message content Subscription Trigger Frequency

PRE-ANNOUNCEMENT (MT564)Description of the event as soon asavailable by BNP Paribas

For subscriptions only, with the following twooptions:

- message sent on position only or systematicsending- message sent per safekeeping account orper client ID

Sent upon receipt of the event by BNPParibas

Online

ANNOUNCEMENT (MT564)Details of event and eligible position senton first eligibility date

For subscriptions only for Mandatory CorporateActions

NB: subscription is not needed for VoluntaryCorporate Actions

Sent on first eligibility date of thecorporate action

Sent on overnight batch or online

CHANGE OF ELIGIBILITY (MT564)

only sent for VOLU CA

Information about any change impactingeligible positions

Message sent for Voluntary Corporate Action forsubscriptions only with the following option:

- message sent on overnight batch or online

Sent when eligible positions areupdated with eligible receipts ordeliveries of securities concerned bythe event


REMINDER (MT564)

only sent for VOLU CA

Reminder that all or part of eligibleposition is uninstructed for voluntaryevents

Message sent for VOLU Corporate Action forsubscriptions only

Sent at Day-2, Day-1 and Day ofclients deadline date and as long aspart of the eligible position isuninstructed

Sent on overnight batch


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Message content Subscription Trigger Frequency

CASH PREADVICE (MT564)Details of the cash movements including

Forexgenerated by the event

For subscriptions only with the following twooptions:- Offset of sending may be chosen at Day-3 or

Day-2 or Day-1 of payment date- Re-sending of the message can be chosen:

either the Pre advice is re-sent for any changeon the message or the Pre advice is re-sent forany change except a position change

Sent upon subscription either at D-3,D-2 or D-day before payable date.

Depending of subscription option, thepre-advice is resent :- for any change on the messageor- for any change except entitledposition

For clients with FOREX, one cash pre-advice will be systematically resent onpayable date morning


PAYMENT CONFIRMATION (MT566)Payment of the corporate action (cashamounts always in the event currency)

Systematic sending (subscription is not required)Sent upon payment of the corporateaction


FOREXCONFIRMATION(MT 568)

Additional information to the payment :

Forexdetails and cash movementsresulting from depository Forexorclients Forex

Systematic sending (subscription is not required)message linked to payment confirmation MT566

Sent upon receipt of depository or

clients ForexrateSent online

CA ON FL OWS CONFIRMATION(MT 568)

Additional message to the clearingmessage in case of corporate action onflows

For subscriptions onlySent upon settlement of the trade (inaddition to the clearing message)

Sent online

TAX CREDIT & PREMIUM ADVICE(MT 568) Tax notice of capital gainTax credit For subscriptions only Sent when tax credit or premium istriggered on the corporate action Sent on overnight batch or online

SECURITIES BLOCKING ADVICE(MT508)

Advice of blocking on old shares For subscriptions onlySent when a blocking movement istriggered on old shares on thecorporate action



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2 - MT564 PRE-ANNOUNCE, ANNOUNCEMENT AND CASH PREADVICE

2.1 - CORPORATE ACTIONS MANDATORY

A. Mandatory Corporate Actions with securities movements:

Mandatory Corporate Actions with debit and credit securities movements

Mandatory Corporate Actions such as: Assimilation (PARI), Stock Split (SPLF), Reverse Stock (DVSE), Merger (MRGR), Scrip DivIDend (DVSC),Conversion (CONV), Automatic warrants exercise (EXWA) and Redenomination (REDO) or ) or Credit Event (CREV), for which there is a debit of oldsecurities and a credit of new securities will be announced according to the below template:

SEQUENCE A: Mandatory General Information

FieldBNP Paribas

StatusQualifier Field Definition Content Example Comments

16R M GENLStart of the General Informationblock

Qualifier GENL :16R:GENL

20C M CORP Corporate action referenceQualifier CORPfollowed by //Corporate Action Reference

:20C::CORP//16x

20C M SEME Senders Reference NumberQualifier SEMEfollowed by // BNPParibas Reference

:20C::SEME//16x

23G M

NEWM NEWM: New notificationQualifier NEWMwhen new first

message

:23G:NEWMUse of all message functions from NEWM to REPE

Can be followed by the sub function: COPY This is amessage sent simultaneously with the original message,as a copy.REPL

REPLreplacement of preliminaryinformation previously sent

Qualifier REPLwhen replacementmessage

:23G:REPL

WITHWITH to cancel a notice alreadysent

Qualifier WITH when cancellationby the market

:23G:WITH

CANCCANCto confirm a BNP Paribascancellation

Qualifier CANCwhen cancellationby BNP Paribas

:23G:CANC


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FieldBNP Paribas


REPE REPEonly for cash Pre-adviceQualifier REPEwhen cash

Pre-advice

:23G:REPE

22F M CAEV Corporate action event indicatorQualifier CAEV followed by //qualified generic field indicator

:22F::CAEV//xxxxex : :22F::CAEV//CREV

22F M CAMV Mandatory/ Voluntary indicatorQualifier CAMVfollowed by //qualifiedMAND

:22F::CAMV//MAND

25D MPROC

Processing status

Qualifier PROCfollowed by // PRECfor preliminary information or COMPfor complete information or

PREUfor preliminary andunconfirmed information

:25D::PROC//PRECor:25D::PROC//COMP

Or:25D::PROC//PREU

Milan : not used

OPTIONAL SUB SEQUENCE A1: Linkages: Subsequence used if in sequence A , field 23G is different f rom NEWM (Ex: REPL, CANC, WITH, or REPE)

FieldBNP Paribas


16R M LINK Start of the linkage block Qualifier LINK :16R:LINK

22F O LINK Linkage Type IndicatorQualifier LINKfollowed by //codeword INFO

:22F:LINK//INFO

13A O LINKNumber ID of the MT of thelinked transaction

Qualifier LINKfollowed by // thetype of transaction which is linkedto this one Populated as564when a MT564 has beenpreviously sent

:13A::LINK//564

20C M PREV Previous reference

Qualifier PREVfollowed by // theSEME of the previous message orin case of COPY message : thecorporation action ID

:20C::PREV// 16xor:20C::PREV// CA ID (for COPY)

16S M LINK End of the linkage block Qualifier LINK :16S:LINK

16S M GENLEnd of the General Informationblock

Qualifier GENL :16S:GENL


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SEQUENCE B :MANDATORY UNDERLYING SECURITIES:PARENTS SECURITY GENERATING THE CORPORATE ACTION

FieldBNP Paribas

Status

Qualifier Field Definition Content Example Comments

16R M USECUStart of Underlying Securitiesblock

Qualifier USECU :16R:USECU

35B MIdentification of FinancialInstrument

TheISINcode + securitydescription

:35B: ISIN GB00B0D09R62/HENDERSON GBL INVS

Rare in case of several old shares:The ISIN code is the main ISIN code for the corporate action.For announce only: the ISIN codes of the other securitiesalong with the details of t heir eligible position will be reportedin tag 70E (ADTX) of sequence D.


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OPTIONAL SUB SEQUENCE B1:FINANCIAL INSTRUMENTATTRIBUTES:This sub-sequence will be activated only when the underlying security is a debt instrument

Field BNP ParibasStatus


16R M FIA Start of FIA block Qualifier FIA :16R:FIA

12A O CLAS Type of Financial Instrument QualifierCLAS :12A::CLAS Milan:Only the first and the second characters of the CFIcategory can be used.

94B O PLIS Place of listing Qualifier PLIS followed by // EXCH

(for Stock Exchange)/ MIC (Marketidentification Code of security)

:94B::PLIS//EXCH/ALXP

Only for underlying securities Bonds or Notes

11A O DENO Currency of DenominationQualifier DENOfollowed by //currency of debt instrument

:11A:: DENO//XXX

98A O MATU Maturity dateQualifier MATUfollowed by // andthe maturity date

:98A::MATU//YYYYMMDD

98A O ISSU Issue dateQualifier ISSUfollowed by // and

the issue date:98A::ISSU//YYYYMMDD

16S M FIA End of FIA block Qualifier FIA :16S:FIA

MANDATORY SUB SEQUENCE B2:ACCOUNT INFORMATION:

FieldBNP Paribas


16R M ACCTINFOStart of the account informationblock

QualifierACCTINFO :16R:ACCTINFO

97A M SAFESafekeeping Account of the client

(depending on its subscription)

In option A : Qualifier SAFEfollowed by // and account numberorIn option C : Qualifier SAFEfollowed by // GENR and BNPParibas Clients ID number

:97A::SAFE//99999L

:97A::SAFE//GENR3893717

If the client has subscribed for pre-announcement MT564per client ID , then the field will be populated with the sub-

qualifier GENR + client ID

Otherwise this is the clients security account (long code orshort code depending on client subscription).

The client can subscrive for a reporting eventNotification_information_consolidated For this messaegthe consolidated and not the detailed position will bereported.The qualifier GENR will be reported tegether with clientID.


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FieldBNP Paribas


94A O SAFE Place of safekeeping

In option F : Qualifier SAFEfollowed by //Place Code and BICcodeorIn option B : Qualifier SAFEfollowed by//Place Code anddepositary country

:94F::SAFE//CUST/PBESXXX or

:94B::SAFE//SHHE/ES or

:94F::SAFE//ICSD/CEDELULL

Rules about population of place types:

CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found

for the depositary, it is followed by the ISO countrycode of the depositary

ICSD is used for EUROCLEAR Luxembourg orCLEARSTREAM

Frankfurt:

94B::SAFE/PARB/CBFF/

94B::SAFE/PARB/CBLU/

93A O ELIG Eligible position of the client

In option B : Qualifier ELIGfollowedby: //FAMT face amountor //UNIT number of shares

Can be signed for negative position

:93B::ELIG//FAMT/800,

:93B::ELIG//UNIT/800,

:93B::ELIG//UNIT/N1000

In Pre-announcement all the positions are reported exceptthe ELIG one. Mandatory as from the announce

93A O SETTBalance of settled securities inyour safekeeping account

In option B : Qualifier SETTfollowed by: //FAMT face amount or//UNIT number of shares


:93B::SETT//FAMT/1000,

:93B::SETT//UNIT/1000,

:93B::SETT//UNIT/N1000,

Pre-announcement case: if the client has subscribed to aGENR pre-announcement, balance will be the sum of allthe safekeeping accounts under the client ID.Frankfurt: Current Settled position forNotification_information. Entitled Settled Position forNotification_entitlement and reminder

93A O PENDBalance of securities pendingdeliveries

In option B : Qualifier PENDfollowed by: //FAMT// face amountor //UNIT //number of shares

This qualifier is never signed

:93B::PEND//FAMT/300,

:93B::PEND//UNIT/300,

Frankfurt: Current Pending Deliveries forNotification_information. Entitled Pending Deliveries forNotification_entitlement and remindeNot available for information schedules

93A O PENRBalance of securities pending

receipts

In option B : Qualifier PENRfollowed by: //FAMT// face amountor //UNIT //number of shares


:93B::PENR//FAMT/100,

:93B::PENR//UNIT/100,

Current Pending Receipts for Notification_information.Entitled Pending Receipts for Notification_entitlement andreminder

Not available for information schedules

93a O LOAN On loan Balance QualifierLOANfollowed by // andEligible or non eligible quantity on loan

:93B::LOAN//UNIT/100,

93a O BORR Borrowed balance QualifierBORRfollowed by // andEligible or non eligible quantity

borrowed

:93B::BORR//UNIT/100,

16S M ACCTINFO End of Account Information Block QualifierACCTINFO :16S:ACCTINFO


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FieldBNP Paribas


16S M USECUEnd of Underlying Securities

block

Qualifier USECU :16S:USECU

Optional Sequence D: Opti onal Corporate Actions Details:

FieldBNP Paribas


16R M CADETL Start and name of the block Qualifier CADETL :16R:CADETL

98AO

ANOU Announcement dateQualifierANOU followed by // andthe announcement date of event

:98A::ANOU//YYYYMMDD

98A

O

XDTE Ex-date

In option A: Qualifier XDTE followedby // ex date of eventIn option B: Qualifier XTDE followedby UKWN[SR2011]

:98A::XDTE//YYYYMMDD

Depending on the market practices, ex date, effective orrecord dates can be applicable to any above mandatoryeventsFrankfurt : YesMilan :

CONV: No INCR, DECR : yes

Athens: Yes

98A

O

EFFDEffective date of detachmentevent

In Option A: Qualifier EFFDfollowed by // effective date

:98A::EFFD//YYYYMMDD

Depending on the market practices, ex date, effective orrecord dates can be applicable to any above mandatoryeventsFrankfurt : NoMilan :

CONV only

Athens: Yes

98A

O

RDTE Record DateIn Option A: Qualifier RDTEfollowed by // and record date

:98A::RDTE//YYYYMMDD



Athens: REDO: No

98a O TSDT Trading suspend Date/Time In Option A:

Qualifier TSDTfollowed by // and lasttrade dateOrIn Option B:Qualifier TSDTfollowed by

OPENUKWN[SR2011]

:98A::TSDT//20070309

or:98B::TSDT//OPEN

Last trading date from the schedule

Frankfurt: Yes

Milan: Yes


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FieldBNP Paribas


98a O MEET Meeting date/time QualifierMEETfollowed by // andShareholders Meeting date

:98A::MEET//YYYYMMDD

98a O SXDT Special Ex-date/time QualifierSXDTfollowed by // andSpecial Ex-date/time

:98A::SXDT//YYYYMMDD

98A O RESU Result Publication QualifierRESUfollowed by // andResult publication date

:98A::RESU//YYYYMMDD

98A O LOTO Lottery date/Time Qualifie rLOTOfollowed by // anddate and/or time of lottery

:98A::LOTO// YYYYMMDD For CA Type DRAW only

22F O ESTA Corporate Action event stage QualifierESTAfollowed by // and .

:22F::ESTA//UNAC

or

:22F::ESTA//APPD

ESTA//APPD Approved at the relevant meeting through

consent or according to the terms of the event.

ESTA//SUAP Subject to approval at the relevant meeting

through consent or according to the terms of the CA event.

70E

OADTX Additional text

Option E: QualifierADTXwith theadditional text

:70E::ADTX//

16S M CADETL End of corporate detail sequence Qualifier CADETL :16S:CADETL

REPETITIVE OPTIONAL SEQUENCE E :CORPORATEACTIONS OPTIONS:

FieldBNP Paribas


16R M CAOPTN Start and name of the block Qualifier CAOPTN :16R:CAOPTN

13AM

CAON CA option numberQualifier CAON followed by // andthe option number

:13A::CAON//001


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FieldBNP Paribas


22F

M

CAOP CA option codeQualifier CAOPfollowed by //SECU

:22F::CAOP//SECU

Frankfurt: SECU, CASH and CASEMilan:

CONV, for madatory conversion SECU FOR Increase, Decrease

Athens : SECU

22F

O

DISF Disposition of Fractions

Qualifier DISF followed by //

CINL, RDDN, RDUP, STAN, DIST,UKWN

:22F::DISF//CINL

or:22F::DISF//RDDNor

:22F::DISF//RDUPor:22F::DISF//STANor:22F::DISF//DIST

or22F::DISF//UKWN

Frankfurt: Yes

Milan: Yes

17BM

DFLT Default processing Flag Qualifier DFLTfollowed by // Y :17B::DFLT//Y

REPETITIVE OPTIONAL SUBSEQUENCE E1: SECURITIES MOVEMENT:

FieldBNP Paribas


16R M SECMOVE Securities movements SECMOVE :16R:SECMOVE

22H M CRDBType of entries in order to specifyeither debit or credit

Qualifier CRDBfollowed //DEBT :22H::CRDB//DEBT

Note: Regarding Stock Split: depending on the market,there will only be a credit of NEW SHS and no movementof OLD.Regarding Reverse Stock Split: depending on the market,there will only be a debit of NEW SHS and no movementon OLD.This first part of subsequence E1 concerns new shares

35BM Identification code of the new

shares.ISIN+ ISIN code + Description ofSecurity

:35B:ISIN GB00B0D09R62/HENDERSON GBL INVS/

If new ISIN not known: /XX/ and description or ISIN ofprovisional security non negotiable.

16S M SECMOVE Securities movements End of subsequence :16S:SECMOVE


FieldBNP Paribas


16R M SECMOVE Securities movements Start of subsequence :16R:SECMOVE

22HM

CRDBType of entries in order to specifyeither debit or credit

Qualifier CRDBfollowed by//CRED :22H::CRDB//CRED This second part of subsequence E1 concerns new shares


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FieldBNP Paribas


22H O TXAP Issuer/Offeror Taxability IndicatorQualifier TXAP followed by // andcode TXBL

:22H::TXAP//TXBL If security proceeds are taxable

35B M Identification code of the rights orold securities ISIN+ ISIN code + Description ofSecurity :35B:ISIN GB00B0D09R62/HENDERSON GBL INVS/

22F O DISF Disposition of fractionsQualifier DISFfollowed by// RDDNor RDUP or CINL

:22F::DISF//RDDN or RDUP orCINL

RDDN is used for rounding down to nearest integer ,RDUP for rounding up to nearest integerCINL is used for take cash in lieu of fractions,Frankfurt : YesMilan: NoAthens: No

92A O NEWORate: Quantity of new securitiesfor a given quantity of underlyingsecurities

Option D: Qualifier NEWOfollowedby the ratioorOption K: Qualifier NEWOfollowedby //OPEN (when ratio is unknown)

:92D::NEWO//2,/1,

:92K::NEWO//OPEN

98A M PAYD Payment date

Option A: Qualifier PAYDfollowedby the Payment dateOptions B: Qualifier PAYDfollowed

by OPEN (when payment date isnot determined)

:98A::PAYD//YYYYMMDD

:98B::PAYD//OPEN

Frankfurt : YesMilan: Yes

98A O DIVRDate on which new securities willbegin to accrue the value, or beentitled to a coupon

Option A: Qualifier DIVRfollowedby the coupon ranking date

:98A::DIVR//YYYYMMDD

16S M SECMOVE Securities movements End of subsequence :16S:SECMOVE

OPTIONAL SEQUENCE F:ADTX: ADDITIONAL INFORMATION:

FieldBNP Paribas


16R M ADDINFO Start and name of the block QualifierADDINFO :16R:ADDINFO

70E O ADTX Additional textQualifierADTX followed by theadditional information

:70E::ADTX//

70

E O INCOSpecific conditions linked to theCA that cannot be formatted

Option E:

Qualifier INCO with the additionaltext

:70E::INCO//

70E O COMP

Information to be complied with.(Used for information conditionalto the account owner)

Option E:Qualifier COMPwith the additionaltext

:70E::COMP//

95A O MEREParty which is the finaldestination of the message

In option Q:Qualifier MEREfollowed by //nameof receiver of information

:95Q::MERE//corporate actiondept

16S M ADDINFO End of the block QualifierADDINFO :16S:ADDINFO


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Mandatory Corporate Actions with credit securities movements only

Mandatory Corporate Actions such as Bonus Issue (BONU), Spin Off (SOFF), Intermediate Securities Distribution (RHDI) or Credit Event (CREV) forwhich there is an only a credit of new securities will be announced according to the below template:

SEQUENCE A : MANDATORY GENERAL INFORMATION

FieldBNP Paribas





:20C::CORP//16x

20C M SEME Senders Reference NumberQualifier SEMEfollowed by // BNPParibas Reference

:20C::SEME//16x

23G M

NEWM NEWM: New notificationQualifier NEWMwhen new firstmessage

:23G:NEWMUse of all message functions from NEWM to REPECan be followed by the sub function: COPY This is a messagesent simultaneously with the original message, as a copy.REPL

REPL replacement of preliminaryinformation previously sent


:23G:REPL



:23G:WITH



:23G:CANC

REPE REPEonly for cash Pre-adviceQualifier REPEwhen cash Pre-advice

:23G:REPE


:22F::CAEV//xxxx


:22F::CAMV//MAND

25D M PROC Processing status

Qualifier PROCfollowed by // PRECfor preliminary information or COMPfor complete informationPREUfor preliminary and

unconfirmed information

:25D::PROC//PRECor:25D::PROC//COMPOr

:25D::PROC//PREU

Milan : not used


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OPTIONAL SUBSEQUENCE A1:LINKAGES:SUBSEQUENCE USED IF,IN SEQUENCE A ,FIELD 23GIS DIFFERENT TO NEWM.

Field BNP ParibasStatus Qualifier Field Definition Content Example Comments



:22F:LINK//INFO

13A O LINKNumber ID of the MT of the linkedtransaction

Qualifier LINKfollowed by // thetype of transaction which is linkedto this one Populated as564 whena MT564 has been previously sent

:13A::LINK//564


Qualifier PREV followed by // theSEME of the previous message orin case of COPY message : thecorporation action ID

:20C::PREV// 16xor:20C::PREV// CA ID (for COPY)


16S M GENL End of the General Informationblock



FieldBNP Paribas







Rare in case of several old shares:The ISIN code is the main ISIN code for the corporate action.For announce only: the ISIN codes of the other securitiesalong with the details of their eligible position will be reportedin tag 70E (ADTX) of sequence D.


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OPTIONAL SUB SEQUENCE B1:FINANCIAL INSTRUMENTATTRIBUTES:This sub sequence will be activated only when the underlying security is a debt instrument

FieldBNP Paribas



12A OCLAS Type of Financial Instrument

Qualifier CLAS :12A::CLASMilan:

Only the first and the second characters of the CFIcategory can be used.

94B O PLIS Place of listingQualifier PLIS followed by // EXCH(for Stock Exchange)/ MIC (Marketidentification Code of security)

:94B::PLIS//EXCH/ALXP Only for underlying securities Bonds or Notes

11A O DENO Currency of DenominationQualifier DENOfollowed by //currency of debt instrument

:11A:: DENO//XXX

98A O MATU Maturity dateQualifier MATUfollowed by // andthe maturity date


98A O ISSU Issue date Qualifier ISSUfollowed by // andthe issue date :98A::ISSU//YYYYMMDD



FieldBNP

ParibasStatus


16R M ACCTINFO Start of the account information block Qualifier ACCTINFO :16R:ACCTINFO

97A M SAFESafekeeping Account of the client(depending on its subscription)

In option A : Qualifier SAFEfollowed by // and account numberorIn option C : Qualifier SAFEfollowed by // GENR and BNPParibas Clients ID number

:97A::SAFE//99999L

:97A::SAFE//GENR3893717

If the client has subscribed for pre-announcementMT564 per client ID , then the field will be populatedwith the sub-qualifier GENR + client ID

Otherwise this is the clients security account. Longcode or short code depending on client subscription

Frankfurt commented: The client can subscribe for areporting event Notification_information_consolidatedFor this message the consolidated and not the detailedposition will be reported.The qualifier GENR will be reported together withclientID.


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FieldBNP

ParibasStatus


94A O SAFE Place of safekeeping.

In option F : Qualifier SAFEfollowed by //Place Code and BICcode orIn option B : Qualifier SAFEfollowed by//Place Code anddepositary country

:94FSAFE//CUST/PBESXXXor:94B::SAFE//SHHE/ES or



CUST is followed by the BIC code of thedepositary

SHHE is used when no BIC code has been foundfor the a depositary, it is followed by the ISOcountry code of the depositary


Frankfurt:94B::SAFE/PARB/CBFF/



In option B : Qualifier ELIGfollowedby: //FAMT face amountor //UNIT number of sharesCan be signed for negative position


93B::ELIG//UNIT/800,


In Pre-announcement all the positions are reportedexcept the ELIG one. Mandatory as fr om the announce

93A O SETTBalance of settled securities in yoursafekeeping account

In option B : Qualifier SETTfollowed by: //FAMT face amount or//UNIT number of shares





Pre-announcement case: if the client has subscribed toa GENR pre-announcement, balance will be the sum ofall the safekeeping accounts under the client ID.Frankfurt: Current Settled position forNotification_information. Entitled Settled Position forNotification_entitlement and reminder

93A O PEND

In option B : Qualifier PENDfollowed by: //FAMT// face amountor //UNIT //number of shares





93A O PENR Balance of securities pending receipts

In option B : Qualifier PENRfollowed by: //FAMT// face amountor //UNIT //number of shares




Frankfurt:Current Pending Receipts for Notification_information.Entitled Pending Receipts for Notification_entitlement

and reminderNot available for information schedules

93a O LOAN On loan Balance QualifierLOANfollowed by // and

Eligible or non eligible quantity on loan


93a O BORR Borrowed balance QualifierBORRfollowed by // and

Eligible or non eligible quantityborrowed




21/125

21

FieldBNP

ParibasStatus


16S M USECU End of Underlying Securities block Qualifier USECU :16S:USECU

OPTIONAL SEQUENCE D :OPTIONAL CORPORATEACTIONS DETAILS:

Field

BNPPariba

sStatus


16R M CADETL Start and name of the block Qualifier CADETL :16R: CADETL

22F

O

RHDIIntermediate Securities Distribution typeindicator

Qualifier RHDI followed by // CAEVcode of the CA event with rights

Example::22F:RHDI//EXRI:22F:RHDI//MRGR

It will be populated only for RHDI CA event , as it willprecise the CA event type of exercise of rights (e x:BONU or EXRI or MRGR )Only used in event type RHDI.

RHDI//BIDS Repurchase offer

RHDI//DRIP Dividend reinvestment

RHDI//DVOP Dividend option

RHDI//EXOF Exchange offer

RHDI//EXRI Subscription rights

RHDI//MRGR Merger

RHDI//PRIO Distribution of open offer rights

98AO

ANOU Announcement dateQualifierANOU followed by // theannouncement date of event

:98A:ANOU//YYYYMMDD

98AO

EFFD Effective date of detachment eventIn Option A: Qualifier EFFDfollowed by // effective date


98a O MEET Meeting date/time Qualifier MEET followed by // andShareholders Meeting date


22F O ESTA Corporate Action event stage Qualifier ESTA followed by // and .

:22F::ESTA//UNAC London:ESTA//APPD Approved at the relevant meeting throughconsent or according to the terms of the event.

ESTA//SUAP Subject to approval at the relevant meeting

through consent or according to the terms of the CA event.

22F O ADDB Additional business process indicator Qualifier ADDB followed by // thenone or more of the following codes

ACLA, ATXF, CNTR and NAMC

ADDB//ACLA London:ADDB //ACLA - Automatic market claims

ADDB //ATXF - Subject to transformation

ADDB//CNTR - Cancel underlying trades

ADDB//NAMC - No automatic market claims

22F O CHAN Change Type indicator Qualifier CHAN followed by // and :22F::CHAN// DECI


22/125

22

Field

BNPPariba

sStatus


Sub CA reporting qualifier DECI98A

OXDTE Ex Date

In Option A: Qualifier XDTEfollowed by // and ex date


98AO

RDTE Record DateIn Option A: Qualifier RDTEfollowed by // record date


70E

MADTX Additional text

Option E: QualifierADTXwith theadditional text

:70E::ADTX//


REPETITIVE OPTIONAL SEQUENCE E:CORPORATEACTIONS OPTIONS:

FieldBNP

ParibasStatus



13A M CAON CA option number Qualifier CAON followed by // andthe option number

:13A::CAON//001

22F

M

CAOP CA option codeQualifier CAOPfollowed by //SECU

:22F::CAOP//SECU

Frankfurt: SEU, CASH and CASEMilan:

CONV, for mandatoryconversion

SECU for increase, DecreaseAthens : SECU

17B M DFLT Default processing Flag Qualifier DFLTfollowed by // Y :17B::DFLT//Y

98A O EXPI Expiry date / timeQualifier EXPIfollowed by //YYYYMMDD

:98A::EXPI//21121029 Used for RHDI events types


FieldBNP

ParibasStatus



22H M CRDB Type of entries in order to specifyeither debit or credit

Qualifier CRDBfollowedby//CRED

:22H::CRDB//CRED This first part of subsequence E1 concerns new shares

35B M Identification code of the parentsecurities

ISIN+ ISIN code + Description ofthe old securities


If new ISIN not known: /XX/ and description or ISINof provisional security non negotiable.

22F M DISF Disposition of fractionsQualifier DISFfollowed by//RDDN or RDUP or CINL

:36B::DISF//RDDN or RDUP or CINLRDDN is used for rounding down to nearest integerRDUP for rounding up to nearest integerCINL is used for take cash in lieu of fractions


23/125

23

FieldBNP

ParibasStatus


92A M ADEXRate: Quantity of new securitiesfor a given quantity of underlyingsecurities

Option D: QualifierADEXfollowed by the ratioorOption K: QualifierADEXfollowed by //OPEN (when ratiois unknown)

:92D::ADEX//1,/1,

:92K::ADEX//OPEN

98A M PAYD Payment date

Option A: Qualifier PAYDfollowed by the Payment dateOptions B: Qualifier PAYDfollowed by OPEN (whenpayment date is not determined)


:98A::PAYD//OPEN

98A O DIVRDate on which new securities willbegin to accrue the value, or beentitled to a coupon

Option A: Qualifier DIVRfollowedby the coupon ranking date

:98A::DIVR//YYYYMMDD

16S M SECMOVE End of block Securitiesmovements

:16S:SECMOVE

70E O ADTX Additional text QualifierADTX followed by theadditional information

:70E::ADTX//

16S M CAOPTN End of block Qualifier CAOPTN :16S:CAOPTN

Field Status Qualifier Message Field Definition Content Example Comments

70E O ADTX ALL Additional text ADTX follows by // :70E::ADTX// 70E. all qualifiers to be reported as an optional

field

70E O CETI ALL Certification breakdown CETI followed by // :70E::CETI//

70E O COMP ALL Information to be compled with COMP followed by // :70E::COMP//

70E O INCO ALL Information Conditions INCO followed by // :70E::INCO//

70E O TXNR ALL Narrative version TXNR followed by // :70E::TXNR//

16S M CAOPTN ALL End of block Qualifier CAOPTN :16S:CAOPTN

OPTIONAL SEQUENCE F:ADTX: ADDITIONAL INFORMATION:

FieldBNP

ParibasStatus




:70E::ADTX//


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24

FieldBNP

ParibasStatus


70

E O INCO

Specific conditions linked to the

CA that cannot be formatted

Option E:

Qualifier INCO with the additionaltext

:70E::INCO//

70E O COMP

Information to be complied with.(Used for information conditionalto the account owner)


:70E::COMP//


In option Q:Qualifier MEREfollowed by //nameof receiver of information

:95Q::MERE//corporate action dept



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25

B. Mandatory Corporate Actions with cash only:

Mandatory Corporate Actions, such as decrease of capital (DECR) for which there is only a credit of cash, will be announced according to the belowtemplate:


FieldBNP Paribas





:20C::CORP//16x

20C M SEME Senders Reference Number Qualifier SEMEfollowed by //Paribas Reference

:20C::SEME//16x

23G M


:23G:NEWMUse of all message functions from NEWM to REPECan be followed by the sub function: COPY This is amessage sent simultaneously with the original message, asa copy.

REPLREPL replacement ofpreliminary informationpreviously sent


:23G:REPL

WITHWITH to cancel a noticealready sent


:23G:WITH



:23G:CANC


:23G:REPE

22F M CAEV Corporate action event indicator Qualifier CAEV followed by //qualified generic field indicator

:22F::CAEV//xxxx


:22F::CAMV//MAND


Qualifier PROCfollowed by //PRECfor preliminary information or

COMPfor complete informationPREUfor preliminary andunconfirmed information

:25D::PROC//PRECor

:25D::PROC//COMPOr

:25D::PROC//PREU

Milan: not used


26/125

26

OPTIONAL SUB SEQUENCE A1:LINKAGES:SUBSEQUENCE USED IF,IN SEQUENCE A ,FIELD 23GIS DIFFERENT FROM NEWM.

FieldBNP Paribas

Status Qualifier Field Definition Content Example Comments



:22F:LINK//INFO

13A O LINKNumber ID of the MT of thelinked transaction

Qualifier LINKfollowed by // thetype of transaction which islinked to this one Populatedas564 when a MT564 hasbeen previously sent

:13A::LINK//564


Qualifier PREV followed by //the SEME of the previousmessage or in case of COPYmessage : the corporationaction ID

:20C::PREV// 16xOr:20C::PREV// CA ID (for COPY)





FieldBNP Paribas




35B MIdentification of Financial

Instrument

TheISINcode + security

description

:35B:ISIN GB00B0D09R62

/HENDERSON GBL INVS

Rare in case of several old shares:The ISIN code is the main ISIN code for the corporate action.For announce only: the ISIN codes of the other securitiesalong with the details of t heir eligible position will be reportedin tag 70E (ADTX) of sequence D.



27/125

27

FieldBNP Paribas


16R M FIA Start of FIA block Qualifier FIA :16R:FIA12A O CLAS Type of Financial Instrument QualifierCLAS :12A::CLAS Milan:

Only the first and the second characters of the CFIcategory can be used.

94B O PLIS Place of listing Qualifier PLIS followed by //EXCH (for Stock Exchange)/ MIC

(Market identification Code ofsecurity)


Only for underlying securities Bonds or Notes

11A O DENO Currency of DenominationQualifier DENO followed by //currency of debt instrument

:11A:: DENO//XXX

98A O MATU Maturity dateQualifier MATUfollowed by //and the maturity date


98A O ISSU Issue dateQualifier ISSUfollowed by // and

the issue date

:98A::ISSU//YYYYMMDD



FieldBNP

ParibasStatus


16R M ACCTINFOStart of the accountinformation block

Qualifier ACCTINFO :16R:ACCTINFO

97A M SAFESafekeeping Account of theclient (depending on itssubscription)

In option A : Qualifier SAFEfollowed by // and accountnumber or In option C : QualifierSAFE followed by // GENR andBNP Paribas Clients ID numberorIn option C : Qualifier SAFEfollowed by // GENR and BNPParibas Clients ID number

:97A::SAFE//99999Lor:97A::SAFE//GENR3893717

If the client has subscribed for pre-announcement MT564per client ID , then the field will be populated with the sub-qualifier GENR + client ID

Otherwise this is the clients security account. Long code orshort code depending on client subscription

The client can subscrive for a reporting eventNotification_information_consolidated For this messaeg theconsolidated and not the detailed position will be reported.The qualifier GENR will be reported together with clientID.


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FieldBNP

ParibasStatus



In option F : Qualifier SAFEfollowed by //Place Code andBIC code orIn option B : Qualifier SAFEfollowed by//Place Code anddepositary country

:94F::SAFE//CUST/PBESXXXor:94B::SAFE//SHHE/ESor



CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the

a depositary, it is followed by the ISO country code of thedepositary



In option B : Qualifier ELIGfollowed by: //FAMT face amountor //UNIT number of sharesCan be signed for negativeposition





93A O SETT

Balance of settled securities in

your safekeeping account

In option B : Qualifier SETTfollowed by: //FAMT face amountor //UNIT number of shares

Can be signed for negativeposition




Pre-announcement case: if the client has subscribed to aGENR pre-announcement, balance will be the sum of all thesafekeeping accounts under the client ID.

Frankfurt: Current Settled position forNotification_information. Entitled Settled Position forNotification_entitlement and reminder


In option B : Qualifier PENDfollowed by: //FAMT// faceamount or //UNIT //number ofshares





93A O PENRBalance of securities pendingreceipts

In option B : Qualifier PENRfollowed by: //FAMT// faceamount or //UNIT //number ofshares




Current Pending Receipts for Notification_information.Entitled Pending Receipts for Notification_entitlement andreminderIf the postion is zero the system will not report itNot available for information schedules

93a O LOAN On loan Balance QualifierLOANfollowed by // andEligible or non eligible quantity onloan


93a O BORR Borrowed balance QualifierBORRfollowed by // and

Eligible or non eligible quantityborrowed


16S M ACCTINFOEnd of Account InformationBlock

QualifierACCTINFO :16S:ACCTINFO


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29

FieldBNP

ParibasStatus


16S M USECUEnd of Underlying Securities

blockQualifier USECU :16S:USECU


Field

BNP Paribas



98AO

ANOU Announcement dateQualifierANOU followed by //and the announcement date ofevent

:98A:ANOU//YYYYMMDD

98A

O

XDTE Ex Date

In option A: Qualifier XDTEfollowed by // ex date of eventInoption B: Qualifier XTDE followedby UKWN[SR2011]


Depending on the market practices, ex date, effective orrecord dates can be applicable to any above mandatoryeventsFrankfurt : Yes


30/125

30

FieldBNP Paribas


Milan : CONV: No INCR, DECR : yes

Athens: Yes

98A

O

RDTE Record DateIn option A: Qualifier RDTEfollowed by // and record date




Athens: REDO: No

98a O TSDT Trading suspend Date/Time In Option A:

Qualifier TSDTfollowed by // andlast trade dateOr

In Option B:Qualifier TSDTfollowed by

OPENUKWN[SR2011]

:98A::TSDT//20070309

or:98B::TSDT//OPEN


Frankfurt: Yes

Milan: Yes

98A O EFFD Effective DateIn option A: Qualifier EFFDfollowed by // effective-date


98a O MEET Meeting date/time Qualifier MEET followed by // and

Shareholders Meeting date


98a O SXDT Special Ex-date/time Qualifier SXDT followed by // andSpecial Ex-date/time

:98A::SXDT//YYYYMMDD


:22F::ESTA//UNAC

22F O ADDB Additional Business processIndicator

Qualifier ADDB followed by // andcode CAPA

:22F::ADDB//CAPA In MT564 Cash preadvice only


:22F::ESTA//UNAC

70E O ADTX Additional text

QualifierADTXfollowed by theadditional text

70E::ADTX//



FieldBNP Paribas



31/125

31

FieldBNP Paribas



13A M CAON CA option numberQualifier CAON followed by //and the option number :13A::CAON//001

22F M CAOP CA option codeQualifier CAOPfollowed by //CASHdistribution of cash

:22F::CAOP//CASH

Frankfurt: SECU, CASH and CASEMilan:

CONV, for mandatory conversion SECU for Increase and Decrease

Athens: SECU

17B M DFLT Default processing Flag Qualifier DFLTfollowed by // Y :17B::DFLT//Y


32/125

32

REPETITIVE OPTIONAL SUBSEQUENCE E2: CASH MOVEMENTS:

Field

BNP Paribas


16R M CASHMOVE Start and name of the block Qualifier CASHMOVE :16R:CASHMOVE

22H M CRDB Indicator Credit/Debit indicator

Qualifier CRDBfollowed byCRED if amount to be creditedand DEBT if amount to bedebited

:22H:CRDB//CREDThe direction of the movement is given by the indicator CRDB:if the position is negative the indicator will be followed by thequalifier DEBT

97A M CASH Cash accountQualifier CASHfollowed byclients cash account

97A:CASH//XXXXXXXXX

90A O OFFR Price to receive

Option F: Qualifier OFFRfollowed by the Currency Codeand price.

:90A::OFFR

19A M ENTL Entitled amountQualifier ENTL followed byclients entitlement amount

19A:ENTL//GBP10000, Amount in depositary currency before clients Forex

98a M PAYD Clients Payment dateOption A: Qualifier PAYDfollowed by payable date orExpected settlement date


98a M VALU Clients Value-date

Option A: Qualifier VALUfollowed by clients value-date

Option B: Qualifier VALUfollowed by UKWN

98A::VALU//YYYYMMDDor:98B::VALU//UKWN

16S M CASHMOVE End of the block Qualifier CASHMOVE :16R: CASHMOVE

The two subsequences below are only activated in the case of clients Forex

16R M CASHMOVE Start and name of the block Qualifier CASHMOVE :16S: CASHMOVEThis is the reversed cash amount in depositary currencybefore application of the clients FOREX.



:22H:CRDB//DEBTSub qualifier DEBTif 22H/CRDB of previous E2 is CREDSub qualifi er CREDif 22H/DEBT of previous E2 is DEBT

97A M CASH Cash account Qualifier CASHfollowed byclients cash account

97A:CASH//XXXXXXXXX

19A M ENTL Entitled amountQualifier ENTLfollowed byclients entitlement amount (paidon firm or pending position)

19A:ENTL//GBP10000,

98a M PAYD Clients Payment dateOption A: Qualifier PAYDfollowed by payable date orExpected settlement date



33/125

33

98a M VALU Clients Value-date

Option A: Qualifier VALUfollowed by payment clientsvalue-date

Option B: Qualifier VALUfollowed by UKWN (if payment isnon contractual with recovery)

98A::VALU//YYYYMMDDor:98A::VALU//UKWN

16S M CASHMOVE End and name of the block Qualifier CASHMOVE :16S: CASHMOVE

16R CASHMOVE Start and name of the block Qualifier CASHMOVE :16R: CASHMOVEThis subsequence is only activated in case of clients ForexThis corresponds to the cash amount in clients preferredcurrency.



:22H:CRDB//CRED

97A M CASH Cash accountQualifier CASHfollowed byclients cash account

:97A:CASH//XXXXXXXXX

19A M Amount

Cash amountQualifier ENTLfollowed byclients entitlement amount inclients preferred currency

:19A:ENTL//EUR15000,In this example, the client has asked to receive EUR insteadof GBP.

Resulting amount after FOREX Qualifier RESUfollowed byclients entitled amount afterFOREX

:19A:RESU//EUR15000, This is the resulting cash amount after clients Forex..

Net amount before FOREX

Qualifier NETTfollowed byclients entitled amount inschedule currency ( beforeclients FOREX

:19A:NETT//GBP10000,

98a M PAYD Clients Payment dateOption B: Qualifier PAYDfollowed by date code KKWN

:98B::PAYD//UKWN

98a M VALU Clients Value-dateOption B: Qualifier VALUfollowed by UKWN

:98A::VALU//UKWN

92B M EXCH Exchange-rateOption B: Qualifier EXCHfollowed by clients exchange-rate

92B:EXCH//GBP/EUR/0,6666


70 E M ADTX Additional textQualifier ADTX followed by theadditional text

:70E ::ADTX//



34/125

34

OPTIONAL SEQUENCE F :ADDITIONAL INFORMATION:

FieldBNP Paribas




:70E::ADTX//

70E O INCO

Specific conditions linked tothe CA that cannot beformatted

Option E:Qualifier INCO with the additionaltext

:70E::INCO//

70E O COMP

Information to be compliedwith. (Used for informationconditional to the accountowner)


:70E::COMP//

95a O MEREParty which is the finaldestination of the message

In option Q:Qualifier MEREfollowed by//name of receiver of information

:95Q::MERE//corporate actiondept



35/125

35

C. Mandatory Corporate Actions with cash & securities:

Mandatory Corporate Actions such as Final redemption (REDM), Early redemption (BPUT), Partial redemption (PCAL), for which there is a debit of oldsecurities and a credit of cash will be announced according to the below template:


FieldBNP Paribas





:20C::CORP//16x

20C M SEME Senders Reference NumberQualifier SEMEfollowed by //Paribas Reference

:20C::SEME//16x

23G M

NEWM NEWM: New notification Qualifier NEWMwhen new firstmessage


REPL replacement ofpreliminaryinformation previously sent

Qualifier REPLwhenreplacement message

:23G:REPL



:23G:WITH


Qualifier CANCwhencancellation by BNP Paribas

:23G:CANC


:23G:REPE


:22F::CAEV//xxxx

22F M CAMV Mandatory/ Voluntary indicatorQualifier CAMVfollowed by //qualifiedMAND :22F::CAMV//MAND


Qualifier PROCfollowed by //

PRECfor preliminary informationor COMPfor complete informationPREUfor preliminary and

unconfirmed information

:25D::PROC//PREC

or:25D::PROC//COMPOr

:25D::PROC//PREU

Milan: not used


36/125

36

OPTIONAL SUB SEQUENCE A1:LINKAGES:SUBSEQUENCE USED IF,IN SEQUENCE A ,FIELD 23GIS DIFFERENT FROM NEWM.

FieldBNP

ParibasStatus




:22F:LINK//INFO

13A O LINKNumber ID of the MT of the linkedtransaction

Qualifier LINKfollowed by // the typeof transaction which is linked to thisone Populated as564 when aMT564 has been previously sent

:13A::LINK//564


Qualifier PREV followed by // SEMEof the previous message or in case ofCOPY message : the corporationaction ID

:20C::PREV// 16xOr:20C::PREV// CA ID (for COPY)




Sequence B: Mandatory Underlying Securities: Parents security generating the corporate action

FieldBNP

ParibasStatus





TheISINcode + security description:35B:ISIN GB00B0D09R62/HENDERSON GBL INVS

Rare in case of several old shares:The ISIN code is the main ISIN code for the corporateaction. For announce only: the ISIN codes of the othersecurities along with the details of their eligible positionwill be reported in tag 70E (ADTX) of sequence D.


FieldBNP Paribas



22F O MICO Type of FinancialInstrument

Qualifier MICO followed by the methodof interest computation

[CM 2659] if the accrual method isUNKNOWN or even another (forexample value OAT) we report OTHR

now[CM 2659]

:22F::MICO//A001

[CM 2659] :22F::MICO//OTHR[CM 2659]

Applicable to CA type event : redemptionThe values will be retrieved from Financial Instrument

12A O CLAS Type of Financial QualifierCLAS :12A::CLAS Milan:


37/125

37

FieldBNP Paribas


Instrument Only the first and the second characters of the CFI

category can be used.

11A ODENO

Currency of denomination

Populated with the currencyof the security only for theCA type Interest

Collection.

Qualifier DENO :11A::DENO//EUR

92A O PRFC Current Poll factor QualifierPRFC flowed by // and the pool

factor

:92A::PRFC//0,5 Applicable to CA type event : redemption

The values will be retrieved from the schedule

92A O NWFC Next Poll factor QualifierNWFC flowed by // and thepool factor

:92A::NWFC//0,5 Applicable to CA type event : redemptionThe values will be retrieved from the schedule

94B O PLIS Place of listingQualifier PLIS followed by // EXCH (forStock Exchange)/ MIC (Marketidentification Code of security)


12A O OPST Option style

Qualifier OPST followed by // and

AMER(American style)Or EURO(European style)

12a::OPST//AMER

11A O DENOCurrency ofDenomination

Qualifier DENOfollowed by // currencyof debt instrument

:11A:: DENO//XXX

98A O MATU Maturity dateQualifier MATUfollowed by // and thematurity date


98A O ISSU Issue dateQualifier ISSUfollowed by // and theissue date

:98A::ISSU//YYYYMMDD



FieldBNP Paribas


16R M ACCTINFOStart of the account informationblock



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38

FieldBNP Paribas


97A M SAFESafekeeping Account of the client(depending on its subscription)

In option A : Qualifier SAFEfollowed by // account number orIn option C : Qualifier SAFEfollowed by // GENR and BNPParibas Clients ID number

:97A::SAFE//99999L

:97A::SAFE//GENR3893717

If the client has subscribed for pre-announcement MT564per client ID , then the field will be populated with the sub-

qualifier GENR + client ID

Otherwise this is the clients security account. Long code orshort code depending on client subscription

The client can subscrive for a reporting eventNotification_information_consolidated For this messaeg theconsolidated and not the detailed position will be reported.The qualifier GENR will be reported together with clientID.


In option F : Qualifier SAFEfollowed by //Place Code andBIC code or

In option B : Qualifier SAFEfollowed by//Place Code anddepositary country

:94FSAFE//CUST/PBESXXXor:94B::SAFE//SHHE/ES





ICSD is used for EUROCLEAR Luxembourg or

CLEARSTREAM

Frankfurt:94B::SAFE/PARB/CBFF/



In option B : Qualifier ELIGfollowed by: //FAMT face amountor //UNIT number of sharesCan be signed for negativeposition





93A O SETTBalance of settled securities inyour safekeeping account

In option B : Qualifier SETTfollowed by: //FAMT face amountor //UNIT number of shares

Can be signed for negative

position




Pre-announcement case: if the client has subscribed to aGENR pre-announcement, balance will be the sum of all thesafekeeping accounts under the client ID.Frankfurt: Current Settled position forNotification_information. Entitled Settled Position forNotification_entitlement and reminder


In option B : Qualifier PENDfollowed by: //FAMT// faceamount or //UNIT //number ofshares




:93C::PEND//UNIT/NELG/300,

Frankfurt: Current Pending Deliveries forNotification_information. Entitled Pending Deliveries forNotification_entitlement and reminderNot available for information schedules


39/125

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FieldBNP Paribas


93A O PENR Balance of securities pendingreceipts

In option B : Qualifier PENRfollowed by: //FAMT// face

amount or //UNIT //number ofshares




93a O LOAN On loan Balance QualifierLOANfollowed by // and

Eligible or non eligible quantity onloan

:93B::LOAN//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice

93a O BORR Borrowed balance QualifierBORRfollowed by // andEligible or non eligible quantity

borrowed

:93B::BORR//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice


16S M USECUEnd of Underlying Securitiesblock

Qualifier USECU :16S:USECU


FieldBNP Paribas



98aO

ANOUAnnouncement date QualifierANOU followed by //

announcement date of event:98A:ANOU//YYYYMMDD

98a

O

XDTE

Ex Date

In Option A: Qualifier XDTEfollowed by // ex date


Frankfurt : YesMilan :


Athens: Yes

98a

O

EFFD

Effective date of detachmentevent

In Option A: Qualifier EFFDfollowed by // and effective date


Frankfurt : NoMilan :

CONV only

Athens: Yes

98a

O

RDTE

Record Date

In option A: Qualifier RDTEfollowed by // and Record date


Frankfurt : NoMilan :


Athens: REDO: no


40/125

40

FieldBNP Paribas


98a O TSDT Trading suspend Date/Time In Option A:Qualifier TSDTfollowed by // and

last trade dateOrIn Option B:

Qualifier TSDTfollowed byOPENUKWN[SR2011]

:98A::TSDT//20070309or

:98B::TSDT//OPEN


Frankfurt: Yes

Milan: Yes

98a O MEET Meeting date/time Qualifier MEET followed by // andShareholders Meeting date


92a O BIDI Bid Interval Rate Qualifier BIDI followed by BidInterval Rate

:92A::BIDI//15 Euronext market : Acceptable price increment used for

submitting a bid. Used to report an offer price for Dutch

auction

22F O ADDB Additional Business processIndicator

Qualifier ADDB followed by // andcode CAPA

:22F::ADDB//CAPA In MT564 cash preadvice only


:22F::ESTA//UNAC

70E O ADTX Additional text QualifierADTXfollowed by the

additional text:70E::ADTX//



FieldBNP Paribas



13AM

CAON CA option numberQualifier CAON followed by //option number

:13A::CAON//001

22F M CAOP

CA option code

Qualifier CAOPfollowed by//CASH

:22F::CAOP// CASH

Depending initial fed received from sub custodian

Frankfurt: SECU, CASH and CASEMilan: CONV, for madatory conversion SECU FOR Increase, Decrease

Athens : SECU17B M DFLT Default processing Flag Qualifier DFLTfollowed by //Y :17B::DFLT//Y


41/125

41


FieldBNP Paribas



22H M CRDBType of entries in order to specifyeither debit or credit

Qualifier CRDBfollowed by thecode DEBT

:22H::CRDB//DEBTThis first part of subsequence E1 concerns new shares

35B MIdentification code of the parentsecurities.

ISIN+ ISIN code + Description ofSecurity


If new ISIN not known: /XX/ and description or ISIN ofprovisional security non negotiable

98A M PAYD Clients Payment date

Option A: Qualifier PAYDfollowed by payable date orExpected settlement date


16S M SECMOVE End of subsequence :16S:SECMOVE

REPETITIVE OPTIONAL SUB SEQUENCE E2 CASH MOVEMENTS:

FieldBNP Paribas


16R M CASHMOVE Start and name of the block Qualifier CASHMOVE :16R: CASHMOVE



:22H:CRDB//CREDThe direction of the movement is given by the indicatorCRDB: if the position is negative the indicator will be followedby the qualifier DEBT.

97A O CASH Cash accountQualifier CASHfollowed byclients cash account


19AO

ENTL Entitled amountQualifier ENTLfollowed byclients entitlement amount

:19A:ENTL//GBP10000, Amount in depositary currency before clients Forex

98A M PAYD Clients Payment date

Option A: Qualifier PAYDfollowed by payable date orExpected settlement date

:98A::PAYD//YYYYMMDDFrankfurt: YesMilan: YesAthens: No

92A O RATE Applicable rateOption A: Qualifier RATEfollowed by // and applicablerate

:92A::RATE//16,962425099


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FieldBNP Paribas


90A M OFFRCash price received per product

Option A: OFFRfollowed by//percentageOption B: OFFRfollowed by//

currency code and price

:90A:: OFFR //PRCT/100:90B:: OFFR //ACTU/GBP500

98A O VALU Clients Value-date

Option A: Qualifier VALUfollowed by // clients value-date

Option B: Qualifier VALUfollowed by // UKWN


16S M CASHMOVE End of the block Qualifier CASHMOVE :16S: CASHMOVE

The two subsequences below are only activated in the case of clients Forex

16R M CASHMOVE Start and name of the block Qualifier CASHMOVE :16R: CASHMOVEThis corresponds to the reversed cash amount in depositarycurrency before application of the clients FOREX



:22H:CRDB//DEBTSub qualifier DEBTif 22H/CRDB of previous E2 is CREDSub qualif ier CREDif 22H/DEBT of previous E2 is DEBT


97A:CASH//XXXXXXXXX

19A M ENTL Entitled amountQualifier ENTLfollowed byclients entitlement amount (paid on firm or pending position)

19A:ENTL//GBP10000,

98A M PAYD Clients Payment dateOption A: Qualifier PAYDfollowed by payable date orExpected settlement date


98A M VALU Clients Value-date

Option A: Qualifier VALUfollowed by payment clientsvalue-date

Option B: Qualifier VALUfollowed by UKWN ( if paymentis non contractual withrecovery)



16R M CASHMOVE Start and name of the block Qualifier CASHMOVE :16R: CASHMOVEThis subsequence is only activated in case of clients forexThis corresponds to the cash amount in clients preferredcurrency.



:22H:CRDB//CRED




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19A M Amount

Cash amountQualifier ENTLfollowed byclients entitlement amount inclients preferred currency

:19A:ENTL//EUR15000,In this example, the client has asked to receive EUR instead

of GBP.

Resulting amount after FOREX

Qualifier RESUfollowed byclients entitled amount after

FOREX :19A:RESU//EUR15000, This is the resulting cash amount after clients FOREX.

Net amount before FOREX

Qualifier NETTfollowed byclients entitled amount inschedule currency ( beforeclients FOREX)

:19A:NETT//GBP10000,

98A M PAYD Clients Payment dateOption B: Qualifier PAYDfollowed by date code UKWN

:98A::PAYD//UKWN

98A M VALU Clients Value-date

Option B: Qualifier VALUfollowed by UKWN ( if paymentis non contractual withrecovery)

:98A::VALU//UKWN

92B M EXCH Exchange-rateOption B: Qualifier EXCHfollowed by clients exchange-rate

:92B:EXCH//GBP/EUR/0,6666


70 E M ADTX Additional textQualifier ADTX followed by theadditional text

:70E ::ADTX//


OPTIONAL SEQUENCE F :ADDITIONAL INFORMATION:

FieldBNP Paribas




:70E::ADTX//

70E O INCO Specific conditions linked to the

CA that cannot be formattedOption E:Qualifier INCO with theadditional text

:70E::INCO//

70E O COMP

Information to be complied with.(Used for informationconditional to the accountowner)

Option E:Qualifier COMPwith theadditional text

:70E::COMP//


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FieldBNP Paribas



In option Q:Qualifier MEREfollowed by//name of receiver of

information

:95Q::MERE//corporateaction dept



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2.2 - CORPORATE ACTIONS VOLUNTARY EVENTS

A. Voluntary Corporate actions with rights distribution or ex date

Voluntary Corporate actions with rights distribution

Voluntary Corporate Actions such as Subscription offer (EXRI), Bonus issue (BONU), for which there is a rights distribution will be announcedaccording to the below templates, shown for EXRI and BONU events:

SUBSCRIPTION OFFER

SEQUENCEA: GENL MANDATORY GENERAL INFORMATION

FieldBNP Paribas


16R M GENLStart of the GeneralInformation block


20C M CORP Corporate action referenceQualifier CORPfollowed by//Corporate Action Reference

:20C::CORP//16x

20C O COAFOfficial Corporate actionevent reference

Qualifier COAFfollowed by //Official Corporate action eventreference

:20C::COAF//16xThis the official and unique reference assigned by the officialcentral body/entity within each market at the beginning of acorporate action event.

23G M



REPL replacement ofpreliminary informationpreviously sent


:23G:REPL

WITHWITH to cancel a noticealready sent

Qualifier WITH when cancellationby the market :23G:WITH

CANCCANCto confirm a BNPParibas cancellation


:23G:CANC

REPEREPEonly for cash Pre-advice

Qualifier REPEwhen cash Pre-advice

:23G:REPE

RMDRRMDR Reminder sent foruninstructed positions

Qualifier RMDRwhen there aresome uninstructed positions

:23G:RMDR


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FieldBNP Paribas


22F M CAEVCorporate action eventindicator

Qualifier CAEV followed by //qualified generic field indicator

:22F::CAEV//EXRI

22F M CAMVMandatory/ Voluntaryindicator

Qualifier CAMVfollowed by

//qualified VOLU :22F::CAMV/VOLU


Qualifier PROCfollowed by //PRECfor preliminary information or

COMPfor complete informationPREUfor preliminary andunconfirmed information

:25D::PROC//PRECor

:25D::PROC//COMPOr:25D::PROC//PREU

OPTIONAL SUB SEQUENCEA1: LINK LINKAGES:SUBSEQUENCE USED IF IN SEQUENCEA,FIELD 23G,IS DIFFERENT FROM NEWM.

FieldBNP Paribas



22F O LINK Linkage Type IndicatorQualifier LINKfollowed by

//codeword INFO:22F:LINK//INFO

13A OLINK

Number ID of the MT of thelinked transaction

Qualifier LINKfollowed by //thetype of transaction which is linkedto this onePopulated as564 when a MT564has been previously sent

:13A::LINK//564

20C MPREV

OrCORP

Previous reference

Qualifier PREVfollowed by //theSEME of the previous messageor in case of COPY message : thecorporation action ID

:20C::PREV//16x

:20C::PREV//CA ID (forCOPY)

Corporate actions referenceQualifier CORP followed by // andthe reference of linked event

:20C::CORP//CA ID


16S M GENLEnd of the GeneralInformation block



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SEQUENCE B: USECU MANDATORY UNDERLYING SECURITIES:PARENTS SECURITY GENERATING THE CORPORATE ACTION

Field BNP ParibasStatus






:35B::ISIN ES0178483139SOGECABLE SA

It is the ISIN of the rights

MANDATORY SUB SEQUENCE B2: ACCTINFO ACCOUNT INFORMATION:

FieldBNP Paribas


16R M ACCTINFOStart of the accountinformation block


97A M SAFESafekeeping Account ofthe client (depending on itssubscription)

In option A :

Qualifier SAFEfollowed by //andaccount numberIn option C :Qualifier SAFEfollowed by//GENR and BNP Paribas ClientsID number

:97A::SAFE//99999L:97A::SAFE//GENR3893717

If the client has subscribed for pre-announcement MT564 perclient ID , then the field will be populated with the sub-qualifier GENR + clien t IDOtherwise this is the clients security account. Long code orshort code depending on client subscription


In option F :Qualifier SAFEfollowed by //PlaceCode and BIC code

In option B :Qualifier SAFEfollowed by//PlaceCode and depositary country

:94F::SAFE//CUST/PBESXXX

:94B::SAFE//SHHE/ES






93A O ELIGEligible pos

Documents

CA Events Swift 15022 - BNP Paribas