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Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
A DESIGN OF THE METAEVALUATION MODELA DESIGN OF THE METAEVALUATION MODEL
16. May. 2000
Keun-bok Kang, Professor
Chungnam National University (CNU), Taejon, KoreaTel & Fax : 82-42-821-5845 ; E-mail : [email protected]
Chan-goo Yi, Principal Researcher
Electronics and Telecommunications Research Institute (ETRI), Taejon, KoreaTel : 82-42-860-6924 ; Fax : 82-42-861-6880 ; E-mail : [email protected]
A DESIGN OF THE METAEVALUATION MODELA DESIGN OF THE METAEVALUATION MODEL
16. May. 2000
Keun-bok Kang, Professor
Chungnam National University (CNU), Taejon, KoreaTel & Fax : 82-42-821-5845 ; E-mail : [email protected]
Chan-goo Yi, Principal Researcher
Electronics and Telecommunications Research Institute (ETRI), Taejon, KoreaTel : 82-42-860-6924 ; Fax : 82-42-861-6880 ; E-mail : [email protected]
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
1. Introduction1. Introduction
2. Definition of Metaevaluation2. Definition of Metaevaluation
3. Previous Researches on the Metaevaluation3. Previous Researches on the Metaevaluation
4. Building the Metaevaluation Model4. Building the Metaevaluation Model
4-1. Component Factors of Metaevaluation4-1. Component Factors of Metaevaluation
4-2. Design of the Metaevaluation Model4-2. Design of the Metaevaluation Model
1. Introduction1. Introduction
2. Definition of Metaevaluation2. Definition of Metaevaluation
3. Previous Researches on the Metaevaluation3. Previous Researches on the Metaevaluation
4. Building the Metaevaluation Model4. Building the Metaevaluation Model
4-1. Component Factors of Metaevaluation4-1. Component Factors of Metaevaluation
4-2. Design of the Metaevaluation Model4-2. Design of the Metaevaluation Model
CONTENTSCONTENTSCONTENTSCONTENTS
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
▣ ▣ Purpose of this studyPurpose of this study
- designing of metaevaluation model that can be used in practice
- in order to achieve this :
• review the previous approaches to metaevaluation
(especially the component factors of metaevaluation)
• identify the component factors of metaevaluation
• suggest the metaevaluation model
▣ ▣ Purpose of this studyPurpose of this study
- designing of metaevaluation model that can be used in practice
- in order to achieve this :
• review the previous approaches to metaevaluation
(especially the component factors of metaevaluation)
• identify the component factors of metaevaluation
• suggest the metaevaluation model
1. Introduction1. Introduction1. Introduction1. Introduction
- 1 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
▣ ▣ usually metaevaluation is understood as evaluation of evaluation
▣ ▣ according to how they understand the nature and the purpose of policy evaluation, they define the metaevaluation differently
▣ ▣ policy evaluation :
- (purpose of policy evaluation) produce valid and useful policy relevant
information to stakeholders, to decide in making the policy or changing
the existing policy, to improve the policy implementation, to identify
the responsibility of policy process participants
▣ ▣ usually metaevaluation is understood as evaluation of evaluation
▣ ▣ according to how they understand the nature and the purpose of policy evaluation, they define the metaevaluation differently
▣ ▣ policy evaluation :
- (purpose of policy evaluation) produce valid and useful policy relevant
information to stakeholders, to decide in making the policy or changing
the existing policy, to improve the policy implementation, to identify
the responsibility of policy process participants
2. Definition of Metaevaluation2. Definition of Metaevaluation2. Definition of Metaevaluation2. Definition of Metaevaluation
- 2 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
- 3 -
▣ ▣ Definition of metaevaluation :
- evaluation on the evaluation and evaluation system, during or after
the evaluation, in terms of evaluation paradigm, evaluation resources,
evaluation process, evaluation performance and evaluation utilization
▣ ▣ Purpose of metaevaluation :
- to value the evaluation(system) : summative evaluation
- to improve the evaluation(system) : formative evaluation
- to promote the utilization of evaluation : summative / formative evaluation
▣ ▣ Definition of metaevaluation :
- evaluation on the evaluation and evaluation system, during or after
the evaluation, in terms of evaluation paradigm, evaluation resources,
evaluation process, evaluation performance and evaluation utilization
▣ ▣ Purpose of metaevaluation :
- to value the evaluation(system) : summative evaluation
- to improve the evaluation(system) : formative evaluation
- to promote the utilization of evaluation : summative / formative evaluation
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
3-1. 3-1. metaevaluation is an evaluation which examines the value
and merits of policy evaluation itself (Stufflebeam, 1981)
- when policy evaluation is understood as examining the value and merits of
policy activities
- metaevaluation is a process of classifying, acquiring and utilizing descriptive
and perceptive information related effectiveness, actuality, ethicality
and technical appropriateness of certain evaluation activities
- the purpose of metaevaluation is to be a guide for evaluation activities, and
openly report upon the merits and demerits of evaluation itself
3-1. 3-1. metaevaluation is an evaluation which examines the value
and merits of policy evaluation itself (Stufflebeam, 1981)
- when policy evaluation is understood as examining the value and merits of
policy activities
- metaevaluation is a process of classifying, acquiring and utilizing descriptive
and perceptive information related effectiveness, actuality, ethicality
and technical appropriateness of certain evaluation activities
- the purpose of metaevaluation is to be a guide for evaluation activities, and
openly report upon the merits and demerits of evaluation itself
3. Previous Researches on the Metaevaluation3. Previous Researches on the Metaevaluation (expecially the components of metaevaluation)(expecially the components of metaevaluation)
3. Previous Researches on the Metaevaluation3. Previous Researches on the Metaevaluation (expecially the components of metaevaluation)(expecially the components of metaevaluation)
- 4 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
3-2. 3-2. metaevaluation is examining the validity of the evaluation
design, data collection and analysis
- when the purpose of evaluation is understood as producing valid
information for policy results
- metaevaluation is focused on the technical or structural adequacy
of evaluation
(for example, Cook & Gruder, 1978 ; Chelimsky, 1987 ;
Smith & Hauer, 1990 ; Greene, 1992)
3-2. 3-2. metaevaluation is examining the validity of the evaluation
design, data collection and analysis
- when the purpose of evaluation is understood as producing valid
information for policy results
- metaevaluation is focused on the technical or structural adequacy
of evaluation
(for example, Cook & Gruder, 1978 ; Chelimsky, 1987 ;
Smith & Hauer, 1990 ; Greene, 1992)
- 5 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
- 6 -
3-3. 3-3. metaevaluation is assessing the usefulness of the evaluation
- when the purpose of evaluation is understood as providing useful
information to stakeholders
(policymakers, decision makers, program managers, clients, etc)
- metaevaluation is focused on assessing the evaluation utilization
(for example, Mackay, 1992)
3-3. 3-3. metaevaluation is assessing the usefulness of the evaluation
- when the purpose of evaluation is understood as providing useful
information to stakeholders
(policymakers, decision makers, program managers, clients, etc)
- metaevaluation is focused on assessing the evaluation utilization
(for example, Mackay, 1992)
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
- 7 -
3-4. 3-4. metaevaluation is checking the reliability of the evaluative
judgements(evaluation results), and the evaluation process
that ensure the reduction of the bias
- when evaluation is understood as making unbiased evaluative
judgements of merits or worth of the policy results
- for example, Scriven suggests his ‘Metaevaluation Checklist’
(not identified, quoted from Rogers, 1995)
3-4. 3-4. metaevaluation is checking the reliability of the evaluative
judgements(evaluation results), and the evaluation process
that ensure the reduction of the bias
- when evaluation is understood as making unbiased evaluative
judgements of merits or worth of the policy results
- for example, Scriven suggests his ‘Metaevaluation Checklist’
(not identified, quoted from Rogers, 1995)
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
- 8 -
3-5. 3-5. Larson & Berliner's Standards
▣ ▣ Larson & Berliner(1983) classified the three component factors of metaevaluation, and further divided each factor into detailed evaluation items
- factors of evaluation input
• resources and techniques used in evaluation, environment
- factors of evaluation process
• actual evaluation activities carried out in accordance with evaluation plan
- factors of evaluation outcome
• number of decisions affected by the evaluation
3-5. 3-5. Larson & Berliner's Standards
▣ ▣ Larson & Berliner(1983) classified the three component factors of metaevaluation, and further divided each factor into detailed evaluation items
- factors of evaluation input
• resources and techniques used in evaluation, environment
- factors of evaluation process
• actual evaluation activities carried out in accordance with evaluation plan
- factors of evaluation outcome
• number of decisions affected by the evaluation
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
3-5. 3-5. Larson & Berliner's Standards (continued)
- this research was the first systematic approach to metaevaluation
- but, they did not concern the evaluation purposes and types
- they suggested 23 evaluation items for metaevaluation, but some items were
overlapped and the classification of items is somewhat inappropriate
- they had no little concern on the rational and due process
3-5. 3-5. Larson & Berliner's Standards (continued)
- this research was the first systematic approach to metaevaluation
- but, they did not concern the evaluation purposes and types
- they suggested 23 evaluation items for metaevaluation, but some items were
overlapped and the classification of items is somewhat inappropriate
- they had no little concern on the rational and due process
- 9 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
3-6. 3-6. The Joint Committee on Standards for Educational
Evaluation (1994)
- developed 30 principles(standards) for metaevaluation.
• they were grouped as such : Utility, Feasibility, Propriety, Accuracy
- these standards are a useful checklist for metaevlauation, but the committee
does not suggest a satisfactory framework for metaevaluation
(little guidance on how to plan evaluation in order to meets these standards)
- it is needed that these standards to be checked for applicability in other
countries and other types of program (Rogers, 1995)
3-6. 3-6. The Joint Committee on Standards for Educational
Evaluation (1994)
- developed 30 principles(standards) for metaevaluation.
• they were grouped as such : Utility, Feasibility, Propriety, Accuracy
- these standards are a useful checklist for metaevlauation, but the committee
does not suggest a satisfactory framework for metaevaluation
(little guidance on how to plan evaluation in order to meets these standards)
- it is needed that these standards to be checked for applicability in other
countries and other types of program (Rogers, 1995)
- 10 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
3-7. 3-7. Patricia Rogers' Metaevaluation Framework (1995)
▣▣ a framework for evaluating evaluation in terms of their intended and actual impact on the implementation of existing programs
▣▣ her metaevaluation framework consists of :
- 5 evaluation criteria for intermediate outcomes of program evaluation
• producing valid information
• providing useful information to decision-makers
• producing unbiased judgements of merit or worth
• involvement & illumination of relevant stakeholders
• empowerment of the intended program clients
3-7. 3-7. Patricia Rogers' Metaevaluation Framework (1995)
▣▣ a framework for evaluating evaluation in terms of their intended and actual impact on the implementation of existing programs
▣▣ her metaevaluation framework consists of :
- 5 evaluation criteria for intermediate outcomes of program evaluation
• producing valid information
• providing useful information to decision-makers
• producing unbiased judgements of merit or worth
• involvement & illumination of relevant stakeholders
• empowerment of the intended program clients
- 11 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
3-7. 3-7. Patricia Rogers' Metaevaluation Framework (1995)
(continued)
- evaluation's impact on processes of implementing existing programs
or replacing existing programs with alternatives
- evaluation's contribution to the development of programs which
meets need
▣▣ this framework is very systematic, but the evaluation object is limited to the existing programs which is implementing
3-7. 3-7. Patricia Rogers' Metaevaluation Framework (1995)
(continued)
- evaluation's impact on processes of implementing existing programs
or replacing existing programs with alternatives
- evaluation's contribution to the development of programs which
meets need
▣▣ this framework is very systematic, but the evaluation object is limited to the existing programs which is implementing
- 12 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
4-1. 4-1. Component Factors of Metaevaluation
- evaluation paradigm
- evaluation resources
- evaluation process
- evaluation performance
- evaluation utilization
4-1. 4-1. Component Factors of Metaevaluation
- evaluation paradigm
- evaluation resources
- evaluation process
- evaluation performance
- evaluation utilization
4. Building the Metaevaluation Model4. Building the Metaevaluation Model4. Building the Metaevaluation Model4. Building the Metaevaluation Model
- 13 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
① Evaluation Paradigm
- evaluation purpose : rationality
- evaluation type : appropriateness
- evaluation object : suitability
• different level and range of evaluation object may lead different
evaluation results
① Evaluation Paradigm
- evaluation purpose : rationality
- evaluation type : appropriateness
- evaluation object : suitability
• different level and range of evaluation object may lead different
evaluation results
- 14 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
② Evaluation Resources
- evaluation manpower
• quality and quantity of evaluators
• user involvement
- evaluation organization
• structural and functional appropriateness of evaluation organization
- evaluation budget and information
• appropriateness of evaluation budget
• quality(adequacy, reliability, etc) and quantity of information
② Evaluation Resources
- evaluation manpower
• quality and quantity of evaluators
• user involvement
- evaluation organization
• structural and functional appropriateness of evaluation organization
- evaluation budget and information
• appropriateness of evaluation budget
• quality(adequacy, reliability, etc) and quantity of information
- 15 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
③ Evaluation Process
- evaluation procedure : objectivity and fairness
- timing of evaluation : fitness to the evaluation type etc.
- evaluation methodology : accuracy and validity
- evaluation criteria : appropriateness
- evaluation indicators : rationality
③ Evaluation Process
- evaluation procedure : objectivity and fairness
- timing of evaluation : fitness to the evaluation type etc.
- evaluation methodology : accuracy and validity
- evaluation criteria : appropriateness
- evaluation indicators : rationality
- 16 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
④ Evaluation Performance
- evaluation outcome : validity
- evaluation information : usefulness
④ Evaluation Performance
- evaluation outcome : validity
- evaluation information : usefulness
- 17 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
⑤ Evaluation Utilization
▣▣ preparation and dissemination of evaluation report
- clarity and impartiality of report
- timeliness and dissemination of report
▣▣ utilization of evaluation results
- instrumental utilization
• contribution to improving the implementing existing program or
to changing the existing program, to developing the new program
- conceptual utilization
• enlightenment of policy
⑤ Evaluation Utilization
▣▣ preparation and dissemination of evaluation report
- clarity and impartiality of report
- timeliness and dissemination of report
▣▣ utilization of evaluation results
- instrumental utilization
• contribution to improving the implementing existing program or
to changing the existing program, to developing the new program
- conceptual utilization
• enlightenment of policy
- 18 -
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
- 19 -
4-2. Design of the Metaevaluation Model4-2. Design of the Metaevaluation Model4-2. Design of the Metaevaluation Model4-2. Design of the Metaevaluation Model
component factors ofmetaevaluation items of metaevaluation & criteria
purpose rationality
type
object
appropriateness
suitability (level and range)
manpowerquality / quantity
user involvement
organization structural and functionalappropriateness
evaluationparadigm
evaluationresource
budget
information
appropriateness
quantity and quality(adequacy, reliability, etc)
Keun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, KoreaKeun-bok Kang (CNU) & Chan-goo Yi (ETRI) ; Taejon, Korea
CES 20th Annual ConferenceCES 20th Annual Conference
- 20 -
(continued)
items of metaevaluation & criteriacomponent factors ofmetaevaluation
objectivity and fairness
fitness to evaluation type etc.
accuracy and validity
appropriateness
rationality
validity
usefulness
procedure
timing
methodology
criteria
indicator
outcome
information
evaluationprocess
evaluation performance
clarity and impartiality
timeliness and disseminationreport
Improving & changing the existing program
developing the new program
Instrumentalutilization
enlightment of policyconceptualutilization
evaluationutilization